Ubs
Latest statistics and disclosures from Ubs's latest quarterly 13F-HR filing:
- Top 5 stock holdings are SPY, AAPL, EEM, IWM, Ubs Ag Cmn, and represent 13.50% of Ubs's stock portfolio.
- Added to shares of these 10 stocks: EEM (+$536M), AMGN (+$435M), OXY (+$362M), EPD (+$345M), IEMG (+$327M), CMCSA (+$322M), IWM (+$302M), XLF (+$251M), BIDU (+$236M), Crown Castle International (+$234M).
- Started 538 new stock positions in Dejour Enterprise, iShares S&P Target Date 2015 Indx Fd ETF, Barclays Bk Plc fund, Laporte Ban, Revenueshares Etf Trultra Divid Fd ultra divid, Global High Income Fund, Cifc Corp not on list, Diversified Restaurant Holdi, globalxfdsgblxglde.., Northstar Asset Management C.
- Reduced shares in these 10 stocks: Apache Corporation (-$637M), WY (-$468M), Family Dollar Stores (-$465M), AAPL (-$403M), PetSmart (-$333M), EFA (-$323M), PowerShares QQQ Trust, Series 1 (-$302M), Hertz Global Holdings (-$295M), WYNN (-$177M), HYG (-$168M).
- Sold out of its positions in Alps Etf Tr cmn, Alps Etf Tr cmn, RIGS, Av Homes, AXTI, Acceleron Pharma, ACU, ADMP, A.F.P Provida SA, Advaxis.
- Ubs was a net buyer of stock by $9.6B.
- Ubs has $136B in assets under management (AUM), dropping by 6.03%.
- Central Index Key (CIK): 0001114446
Portfolio Holdings for Ubs
Ubs holds 6687 positions in its portfolio as reported in the September 2014 quarterly 13F filing
Ubs has 6687 total positions. Only the first 250 positions are shown.
- Sign up to view all of the Ubs Sept. 30, 2014 positions
- Download the Ubs September 2014 csv data
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Spdr S&p 500 Etf (SPY) | 6.7 | $9.1B | 46M | 197.33 | ||
| Apple (AAPL) | 2.4 | $3.2B | -11% | 32M | 100.73 | |
| iShares MSCI Emerging Markets Indx (EEM) | 1.6 | $2.2B | +32% | 53M | 41.57 | |
| iShares Russell 2000 Index (IWM) | 1.5 | $2.0B | +17% | 18M | 109.47 | |
| Ubs Ag Cmn | 1.3 | $1.8B | 104M | 17.36 | ||
| iShares MSCI EAFE Index Fund (EFA) | 1.1 | $1.5B | -18% | 23M | 64.12 | |
| Microsoft Corporation (MSFT) | 1.1 | $1.4B | +12% | 31M | 46.25 | |
| Intel Corporation (INTC) | 0.9 | $1.2B | +15% | 35M | 35.00 | |
| Johnson & Johnson (JNJ) | 0.9 | $1.2B | +8% | 12M | 106.67 | |
| Occidental Petroleum Corporation (OXY) | 0.8 | $1.1B | +47% | 12M | 96.00 | |
| Coca-Cola Company (KO) | 0.7 | $925M | +8% | 22M | 42.63 | |
| Qualcomm (QCOM) | 0.7 | $904M | +11% | 12M | 75.00 | |
| Teva Pharmaceutical Industries (TEVA) | 0.7 | $882M | +3% | 16M | 53.77 | |
| General Electric Company | 0.7 | $884M | +12% | 35M | 25.62 | |
| JPMorgan Chase & Co. (JPM) | 0.6 | $858M | 14M | 60.26 | ||
| Exxon Mobil Corporation (XOM) | 0.6 | $800M | +12% | 8.5M | 94.04 | |
| Bank of America Corporation (BAC) | 0.6 | $740M | +15% | 44M | 17.01 | |
| Gilead Sciences (GILD) | 0.6 | $749M | -7% | 7.0M | 106.45 | |
| SPDR Gold Trust (GLD) | 0.5 | $733M | +27% | 6.3M | 115.83 | |
| Merck & Co (MRK) | 0.5 | $722M | +18% | 12M | 59.25 | |
| Yahoo! | 0.5 | $687M | +35% | 17M | 41.00 | |
| Enterprise Products Partners (EPD) | 0.5 | $696M | +98% | 17M | 40.29 | |
| Facebook Inc cl a (META) | 0.5 | $689M | 8.6M | 80.00 | ||
| Procter & Gamble Company (PG) | 0.5 | $681M | +11% | 8.1M | 83.70 | |
| Williams Companies (WMB) | 0.5 | $679M | +9% | 12M | 55.71 | |
| PowerShares QQQ Trust, Series 1 | 0.5 | $682M | -30% | 6.9M | 98.78 | |
| Amgen (AMGN) | 0.5 | $669M | +186% | 4.8M | 140.00 | |
| Vanguard Total Stock Market ETF (VTI) | 0.5 | $661M | -4% | 6.5M | 101.24 | |
| Energy Select Sector SPDR (XLE) | 0.5 | $637M | +50% | 7.0M | 90.62 | |
| Comcast Corporation (CMCSA) | 0.5 | $620M | +107% | 12M | 53.77 | |
| 0.5 | $621M | +34% | 1.1M | 588.37 | ||
| United Technologies Corporation | 0.5 | $611M | +12% | 5.8M | 105.71 | |
| Wells Fargo & Company (WFC) | 0.4 | $590M | +15% | 11M | 51.87 | |
| Pfizer (PFE) | 0.4 | $588M | +5% | 20M | 30.00 | |
| Chevron Corporation (CVX) | 0.4 | $582M | 4.9M | 119.30 | ||
| Boeing Company (BA) | 0.4 | $581M | +14% | 4.6M | 127.27 | |
| MarkWest Energy Partners | 0.4 | $577M | -13% | 7.5M | 76.81 | |
| Financial Select Sector SPDR (XLF) | 0.4 | $587M | +75% | 25M | 23.17 | |
| Vanguard Total Bond Market ETF (BND) | 0.4 | $566M | +20% | 7.1M | 80.00 | |
| Cisco Systems (CSCO) | 0.4 | $554M | +27% | 22M | 25.25 | |
| McDonald's Corporation (MCD) | 0.4 | $538M | +18% | 5.7M | 94.82 | |
| Energy Transfer Equity (ET) | 0.4 | $541M | +39% | 8.8M | 61.65 | |
| At&t (T) | 0.4 | $531M | +4% | 15M | 35.24 | |
| Magellan Midstream Partners (MMP) | 0.4 | $532M | +4% | 6.3M | 84.05 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.4 | $512M | +62% | 13M | 38.28 | |
| Schlumberger (SLB) | 0.4 | $500M | +18% | 4.9M | 101.69 | |
| Kinder Morgan Energy Partners | 0.4 | $506M | +29% | 5.4M | 93.27 | |
| Walt Disney Company (DIS) | 0.4 | $493M | +23% | 5.5M | 90.00 | |
| Medtronic | 0.4 | $494M | +2% | 8.0M | 61.82 | |
| Verizon Communications (VZ) | 0.4 | $490M | +8% | 9.8M | 50.00 | |
| Colgate-Palmolive Company (CL) | 0.4 | $483M | +12% | 7.4M | 65.00 | |
| Yum! Brands (YUM) | 0.3 | $472M | +10% | 6.6M | 71.67 | |
| Baidu (BIDU) | 0.3 | $477M | +97% | 2.2M | 218.41 | |
| Plains All American Pipeline (PAA) | 0.3 | $478M | 8.1M | 58.82 | ||
| iShares Dow Jones US Real Estate (IYR) | 0.3 | $481M | -10% | 6.9M | 69.20 | |
| Union Pacific Corporation (UNP) | 0.3 | $454M | +10% | 4.2M | 108.48 | |
| Energy Transfer Partners | 0.3 | $466M | +33% | 7.3M | 63.99 | |
| iShares Russell 1000 Growth Index (IWF) | 0.3 | $462M | +4% | 5.0M | 91.63 | |
| United Parcel Service (UPS) | 0.3 | $450M | +7% | 4.6M | 98.28 | |
| International Business Machines (IBM) | 0.3 | $445M | +10% | 2.3M | 189.82 | |
| Pepsi (PEP) | 0.3 | $448M | 4.8M | 93.12 | ||
| Home Depot (HD) | 0.3 | $427M | +38% | 4.7M | 91.79 | |
| Novartis (NVS) | 0.3 | $437M | +4% | 4.7M | 94.00 | |
| Emerson Electric (EMR) | 0.3 | $415M | +10% | 6.4M | 65.00 | |
| Citigroup (C) | 0.3 | $417M | +34% | 8.0M | 51.83 | |
| Google Inc Class C | 0.3 | $425M | +2% | 737k | 577.40 | |
| Anadarko Petroleum Corporation | 0.3 | $400M | +14% | 4.0M | 101.25 | |
| eBay (EBAY) | 0.3 | $400M | -3% | 7.1M | 56.67 | |
| Industrial SPDR (XLI) | 0.3 | $412M | -6% | 7.8M | 53.13 | |
| Travelers Companies (TRV) | 0.3 | $396M | +9% | 4.2M | 93.75 | |
| Ishares Inc core msci emkt (IEMG) | 0.3 | $397M | +467% | 7.9M | 50.04 | |
| Health Care SPDR (XLV) | 0.3 | $377M | +5% | 5.9M | 63.89 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.3 | $383M | +11% | 1.4M | 273.63 | |
| V.F. Corporation (VFC) | 0.3 | $366M | 5.6M | 65.81 | ||
| Illinois Tool Works (ITW) | 0.3 | $371M | +4% | 4.4M | 84.00 | |
| iShares MSCI Brazil Index (EWZ) | 0.3 | $361M | +46% | 8.3M | 43.45 | |
| Vanguard Growth ETF (VUG) | 0.3 | $363M | +8% | 3.6M | 99.67 | |
| Invesco (IVZ) | 0.3 | $349M | +25% | 8.7M | 40.00 | |
| Celgene Corporation | 0.3 | $346M | +21% | 3.7M | 93.33 | |
| Berkshire Hathaway (BRK.B) | 0.2 | $333M | +6% | 2.4M | 137.50 | |
| 3M Company (MMM) | 0.2 | $336M | +2% | 2.4M | 141.98 | |
| Stanley Black & Decker (SWK) | 0.2 | $343M | +2% | 3.9M | 88.64 | |
| Canadian Pacific Railway (CP) | 0.2 | $330M | +32% | 1.6M | 207.44 | |
| Nextera Energy (NEE) | 0.2 | $311M | 3.3M | 93.33 | ||
| Ford Motor Company (F) | 0.2 | $309M | +25% | 21M | 15.00 | |
| Starbucks Corporation (SBUX) | 0.2 | $309M | +4% | 4.1M | 75.47 | |
| Deutsche Bank Ag-registered (DB) | 0.2 | $314M | -30% | 9.0M | 34.86 | |
| Nordstrom (JWN) | 0.2 | $303M | +6% | 4.4M | 68.33 | |
| CVS Caremark Corporation (CVS) | 0.2 | $299M | +9% | 3.8M | 79.58 | |
| Philip Morris International (PM) | 0.2 | $302M | +17% | 3.6M | 83.40 | |
| Amazon (AMZN) | 0.2 | $300M | +45% | 937k | 320.00 | |
| iShares S&P MidCap 400 Index (IJH) | 0.2 | $296M | +6% | 2.2M | 137.14 | |
| Dominion Resources (D) | 0.2 | $284M | +3% | 4.1M | 68.75 | |
| AFLAC Incorporated (AFL) | 0.2 | $286M | +4% | 4.9M | 58.33 | |
| iShares Russell 1000 Value Index (IWD) | 0.2 | $284M | +6% | 2.8M | 100.09 | |
| EMC Corporation | 0.2 | $283M | -34% | 9.7M | 29.20 | |
| MetLife (MET) | 0.2 | $280M | +24% | 5.2M | 53.71 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.2 | $288M | -13% | 1.2M | 250.00 | |
| Utilities SPDR (XLU) | 0.2 | $285M | +32% | 6.8M | 42.09 | |
| Consumer Discretionary SPDR (XLY) | 0.2 | $287M | +23% | 4.3M | 66.25 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.2 | $286M | +15% | 4.2M | 68.83 | |
| Vanguard Emerging Markets ETF (VWO) | 0.2 | $284M | +9% | 6.8M | 41.71 | |
| Northeast Utilities System | 0.2 | $270M | +5% | 6.0M | 45.00 | |
| Crown Castle International | 0.2 | $265M | +739% | 3.3M | 80.77 | |
| Wal-Mart Stores (WMT) | 0.2 | $273M | +14% | 3.5M | 77.17 | |
| E.I. du Pont de Nemours & Company | 0.2 | $270M | +7% | 3.7M | 72.00 | |
| Altria (MO) | 0.2 | $267M | +2% | 5.8M | 45.94 | |
| Diageo (DEO) | 0.2 | $267M | +4% | 2.3M | 115.66 | |
| Visa (V) | 0.2 | $271M | +56% | 1.3M | 213.37 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.2 | $271M | +21% | 2.3M | 118.20 | |
| Rydex S&P Equal Weight ETF | 0.2 | $266M | +8% | 3.6M | 75.00 | |
| Motorola Solutions (MSI) | 0.2 | $270M | -17% | 4.2M | 64.15 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.2 | $277M | +5% | 5.3M | 52.32 | |
| Bristol Myers Squibb (BMY) | 0.2 | $264M | +7% | 5.2M | 51.18 | |
| Regency Energy Partners | 0.2 | $259M | +8% | 7.9M | 32.61 | |
| Sunoco Logistics Partners | 0.2 | $263M | +2% | 5.5M | 48.08 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.2 | $261M | -39% | 2.8M | 93.33 | |
| Vanguard Value ETF (VTV) | 0.2 | $261M | +10% | 3.2M | 81.20 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.2 | $263M | +3% | 3.4M | 76.95 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.2 | $257M | 2.4M | 105.28 | ||
| Kinder Morgan (KMI) | 0.2 | $257M | +11% | 6.7M | 38.36 | |
| Actavis | 0.2 | $262M | +12% | 1.1M | 241.36 | |
| Time Warner Cable | 0.2 | $239M | +33% | 1.7M | 143.47 | |
| Pearson (PSO) | 0.2 | $238M | +4% | 12M | 20.02 | |
| Halliburton Company (HAL) | 0.2 | $250M | +31% | 4.2M | 60.00 | |
| Walgreen Company | 0.2 | $250M | -20% | 4.2M | 59.17 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $247M | +2% | 7.6M | 32.50 | |
| Dillard's (DDS) | 0.2 | $245M | -3% | 2.3M | 109.01 | |
| Buckeye Partners | 0.2 | $241M | +10% | 3.0M | 79.63 | |
| Dresser-Rand | 0.2 | $243M | +14% | 3.0M | 82.27 | |
| Tor Dom Bk Cad (TD) | 0.2 | $244M | +305% | 5.0M | 49.00 | |
| American International (AIG) | 0.2 | $240M | +13% | 4.4M | 54.02 | |
| iShares S&P 500 Growth Index (IVW) | 0.2 | $241M | +10% | 2.3M | 106.83 | |
| British American Tobac (BTI) | 0.2 | $231M | +3% | 2.1M | 110.00 | |
| SPDR S&P Retail (XRT) | 0.2 | $236M | -29% | 2.8M | 85.54 | |
| Vanguard Europe Pacific ETF (VEA) | 0.2 | $228M | 5.7M | 39.75 | ||
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.2 | $231M | +85% | 2.0M | 116.27 | |
| General Motors Company (GM) | 0.2 | $230M | +31% | 7.2M | 31.94 | |
| American Realty Capital Prop | 0.2 | $228M | -41% | 19M | 12.04 | |
| Express Scripts Holding | 0.2 | $232M | +2% | 3.3M | 70.50 | |
| Blackstone | 0.2 | $215M | +46% | 6.8M | 31.48 | |
| Oracle Corporation (ORCL) | 0.2 | $220M | 5.8M | 38.00 | ||
| Oneok Partners | 0.2 | $219M | -3% | 3.9M | 55.96 | |
| iShares Lehman Aggregate Bond (AGG) | 0.2 | $220M | +9% | 2.0M | 110.00 | |
| iShares Russell Midcap Index Fund (IWR) | 0.2 | $212M | -10% | 1.3M | 158.34 | |
| Vanguard Mid-Cap ETF (VO) | 0.2 | $223M | +18% | 1.9M | 117.31 | |
| Vanguard Information Technology ETF (VGT) | 0.2 | $214M | +9% | 2.1M | 100.08 | |
| Access Midstream Partners, L.p | 0.2 | $220M | +5% | 3.7M | 60.00 | |
| Fox News | 0.2 | $223M | -27% | 7.4M | 30.00 | |
| U.S. Bancorp (USB) | 0.1 | $200M | 4.8M | 41.83 | ||
| American Express Company (AXP) | 0.1 | $200M | +16% | 2.3M | 87.54 | |
| iShares S&P 500 Index (IVV) | 0.1 | $209M | +4% | 1.0M | 200.00 | |
| Micron Technology (MU) | 0.1 | $206M | +31% | 6.0M | 34.27 | |
| Targa Resources Partners | 0.1 | $197M | +3% | 2.7M | 72.35 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.1 | $197M | +13% | 2.3M | 84.51 | |
| Abbvie (ABBV) | 0.1 | $206M | +4% | 3.6M | 57.66 | |
| 0.1 | $199M | +196% | 3.9M | 51.60 | ||
| CSX Corporation (CSX) | 0.1 | $188M | 5.9M | 32.06 | ||
| Dow Chemical Company | 0.1 | $186M | -3% | 3.6M | 51.80 | |
| Nike (NKE) | 0.1 | $192M | +3% | 2.2M | 89.20 | |
| El Paso Pipeline Partners | 0.1 | $188M | 4.7M | 40.00 | ||
| Golar Lng (GLNG) | 0.1 | $185M | -16% | 2.8M | 66.27 | |
| Technology SPDR (XLK) | 0.1 | $194M | -15% | 4.9M | 39.86 | |
| Materials SPDR (XLB) | 0.1 | $186M | -6% | 3.8M | 49.59 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.1 | $186M | +5% | 1.1M | 173.33 | |
| iShares Silver Trust (SLV) | 0.1 | $187M | +114% | 12M | 16.34 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 0.1 | $192M | +116% | 1.9M | 103.62 | |
| SPDR S&P Dividend (SDY) | 0.1 | $193M | +3% | 2.8M | 70.00 | |
| Vanguard Small-Cap ETF (VB) | 0.1 | $194M | 1.8M | 110.65 | ||
| Alerian Mlp Etf | 0.1 | $186M | +2% | 9.7M | 19.14 | |
| SPDR S&P Emerging Asia Pacific (GMF) | 0.1 | $190M | +361% | 2.3M | 83.83 | |
| Sunedison | 0.1 | $185M | +674% | 9.8M | 18.88 | |
| Las Vegas Sands (LVS) | 0.1 | $170M | +179% | 2.8M | 60.00 | |
| DISH Network (DISH) | 0.1 | $179M | 2.8M | 64.55 | ||
| Wynn Resorts (WYNN) | 0.1 | $172M | -50% | 917k | 187.02 | |
| Howard Hughes (HHC) | 0.1 | $177M | 1.2M | 150.00 | ||
| Vanguard REIT ETF (VNQ) | 0.1 | $175M | -5% | 2.4M | 71.83 | |
| SPDR Barclays Capital High Yield B | 0.1 | $174M | +15% | 4.3M | 40.00 | |
| Powershares Senior Loan Portfo mf | 0.1 | $181M | -16% | 7.6M | 24.00 | |
| Zillow | 0.1 | $178M | -25% | 1.5M | 116.09 | |
| Goldman Sachs (GS) | 0.1 | $161M | +54% | 868k | 184.91 | |
| Abbott Laboratories (ABT) | 0.1 | $161M | 3.9M | 41.64 | ||
| Transocean (RIG) | 0.1 | $161M | +27% | 5.1M | 31.71 | |
| Morgan Stanley (MS) | 0.1 | $169M | +9% | 4.9M | 34.57 | |
| McKesson Corporation (MCK) | 0.1 | $160M | +9% | 819k | 195.00 | |
| Danaher Corporation (DHR) | 0.1 | $157M | +25% | 2.1M | 75.98 | |
| Netflix (NFLX) | 0.1 | $157M | +224% | 349k | 451.05 | |
| CONSOL Energy | 0.1 | $168M | +76% | 4.4M | 37.83 | |
| Amtrust Financial Services | 0.1 | $162M | +9864% | 4.1M | 39.82 | |
| Williams Partners | 0.1 | $167M | -2% | 3.2M | 53.05 | |
| Cheniere Energy (LNG) | 0.1 | $166M | -11% | 2.1M | 80.00 | |
| iShares S&P 500 Value Index (IVE) | 0.1 | $159M | +5% | 1.8M | 90.07 | |
| Tesla Motors (TSLA) | 0.1 | $165M | +78% | 679k | 242.50 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.1 | $160M | 1.5M | 103.33 | ||
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.1 | $165M | +3% | 2.1M | 79.87 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.1 | $167M | +61% | 2.9M | 57.78 | |
| Vanguard Charlotte Fds intl bd idx etf (BNDX) | 0.1 | $163M | +210% | 3.1M | 52.11 | |
| BP (BP) | 0.1 | $155M | -11% | 3.5M | 44.01 | |
| MasterCard Incorporated (MA) | 0.1 | $151M | -11% | 2.0M | 73.93 | |
| International Paper Company (IP) | 0.1 | $148M | -4% | 3.1M | 47.29 | |
| ConocoPhillips (COP) | 0.1 | $155M | -4% | 2.0M | 76.51 | |
| General Mills (GIS) | 0.1 | $148M | +3% | 2.9M | 50.55 | |
| Honeywell International (HON) | 0.1 | $145M | +37% | 1.5M | 93.81 | |
| Target Corporation (TGT) | 0.1 | $149M | +13% | 2.3M | 63.41 | |
| TJX Companies (TJX) | 0.1 | $152M | +5% | 2.6M | 59.18 | |
| Lowe's Companies (LOW) | 0.1 | $152M | +3% | 2.9M | 52.92 | |
| Consumer Staples Select Sect. SPDR (XLP) | 0.1 | $152M | -21% | 3.4M | 45.16 | |
| Vanguard European ETF (VGK) | 0.1 | $151M | -51% | 2.7M | 55.22 | |
| Phillips 66 (PSX) | 0.1 | $146M | +34% | 1.8M | 80.27 | |
| Mondelez Int (MDLZ) | 0.1 | $145M | +4% | 4.2M | 34.35 | |
| Vodafone Group New Adr F (VOD) | 0.1 | $150M | -10% | 4.6M | 32.90 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $132M | +104% | 9.3M | 14.17 | |
| PNC Financial Services (PNC) | 0.1 | $135M | +21% | 1.6M | 85.56 | |
| CBS Corporation | 0.1 | $131M | -36% | 2.5M | 53.50 | |
| Apache Corporation | 0.1 | $134M | -82% | 1.4M | 93.90 | |
| CenturyLink | 0.1 | $132M | +11% | 3.2M | 40.90 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $141M | +7% | 1.2M | 120.00 | |
| UnitedHealth (UNH) | 0.1 | $142M | +11% | 1.6M | 86.23 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $131M | 1.6M | 80.07 | ||
| Lorillard | 0.1 | $140M | +76% | 2.3M | 59.92 | |
| Ares Capital Corporation (ARCC) | 0.1 | $132M | +17% | 8.1M | 16.15 | |
| Herbalife Ltd Com Stk (HLF) | 0.1 | $139M | +43% | 3.2M | 43.79 | |
| SanDisk Corporation | 0.1 | $130M | +16% | 1.3M | 97.50 | |
| Market Vectors Gold Miners ETF | 0.1 | $140M | -2% | 6.6M | 21.38 | |
| iShares Dow Jones Select Dividend (DVY) | 0.1 | $141M | +4% | 2.0M | 70.00 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.1 | $142M | +172% | 1.4M | 101.37 | |
| Linkedin Corp | 0.1 | $132M | +38% | 635k | 207.75 | |
| Ishares Tr fltg rate nt (FLOT) | 0.1 | $140M | +43% | 2.8M | 50.83 | |
| Michael Kors Holdings | 0.1 | $129M | +282% | 1.8M | 71.41 | |
| Caterpillar (CAT) | 0.1 | $124M | +25% | 1.3M | 99.01 | |
| Costco Wholesale Corporation (COST) | 0.1 | $116M | +16% | 945k | 122.58 | |
| Monsanto Company | 0.1 | $126M | +7% | 1.1M | 112.50 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $129M | +14% | 1.2M | 107.69 | |
| AstraZeneca (AZN) | 0.1 | $127M | -4% | 1.8M | 70.00 | |
| Broadcom Corporation | 0.1 | $116M | -20% | 2.9M | 40.45 | |
| Enbridge Energy Partners | 0.1 | $120M | +7% | 3.1M | 39.00 | |
| Chicago Bridge & Iron Company | 0.1 | $126M | +26% | 2.2M | 57.83 | |
| Protective Life | 0.1 | $128M | +5% | 1.8M | 69.35 | |
| SPDR S&P Homebuilders (XHB) | 0.1 | $122M | +5% | 4.1M | 29.59 | |
| Valeant Pharmaceuticals Int | 0.1 | $126M | +4% | 956k | 131.23 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.1 | $128M | +14% | 2.6M | 49.24 | |
| SPDR Barclays Capital Intl Tresy Bd ETF (BWX) | 0.1 | $119M | -45% | 2.1M | 57.37 | |
| Vanguard Mid-Cap Growth ETF (VOT) | 0.1 | $128M | 1.3M | 96.28 | ||
| American Tower Reit (AMT) | 0.1 | $125M | 1.3M | 93.41 | ||
| Wp Carey (WPC) | 0.1 | $124M | +11% | 1.9M | 63.85 | |
| Northstar Rlty Fin | 0.1 | $117M | NEW | 6.6M | 17.67 | |
| Alibaba Group Holding (BABA) | 0.1 | $125M | NEW | 1.4M | 88.67 | |
| Hartford Financial Services (HIG) | 0.1 | $103M | 2.8M | 37.26 | ||
| FedEx Corporation (FDX) | 0.1 | $106M | 659k | 161.43 | ||
| Baxter International (BAX) | 0.1 | $113M | +9% | 1.6M | 71.76 |
Past Filings by Ubs
SEC 13F filings are viewable for Ubs going back to 2010
- Ubs 2014 Q3 filed Nov. 12, 2014
- Ubs 2014 Q2 filed Aug. 14, 2014
- Ubs 2013 Q4 restated filed May 21, 2014
- Ubs 2014 Q1 filed May 15, 2014
- Ubs 2013 Q3 filed Nov. 13, 2013
- Ubs 2013 Q2 filed Aug. 14, 2013
- Ubs 2013 Q1 filed May 14, 2013
- Ubs 2012 Q4 filed Feb. 14, 2013
- Ubs 2012 Q3 restated filed Dec. 4, 2012
- Ubs 2012 Q3 filed Nov. 13, 2012
- Ubs 2012 Q2 filed Aug. 13, 2012
- Ubs 2012 Q1 filed May 14, 2012
- Ubs 2011 Q4 filed Feb. 13, 2012
- Ubs 2011 Q3 filed Nov. 10, 2011
- Ubs 2011 Q1 filed April 29, 2011
- Ubs 2010 Q4 filed Feb. 14, 2011