Altium Wealth Management as of March 31, 2019
Portfolio Holdings for Altium Wealth Management
Altium Wealth Management holds 286 positions in its portfolio as reported in the March 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Vanguard S&p 500 Etf idx (VOO) | 12.5 | $79M | 303k | 259.54 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 10.1 | $63M | 1.0M | 60.77 | |
| Vanguard Europe Pacific ETF (VEA) | 5.4 | $34M | 834k | 40.87 | |
| iShares S&P MidCap 400 Index (IJH) | 4.9 | $30M | 161k | 189.40 | |
| Vanguard Admiral Fds Inc equity (VOOG) | 3.8 | $24M | 155k | 154.64 | |
| Vanguard Admiral Fds Inc equity (VOOV) | 3.3 | $21M | 191k | 108.71 | |
| Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) | 3.2 | $20M | 383k | 52.15 | |
| Ishares Inc core msci emkt (IEMG) | 3.1 | $19M | 371k | 51.71 | |
| SPDR DJ Wilshire Large Cap Growth (SPYG) | 3.0 | $19M | 499k | 37.21 | |
| Vanguard Intermediate Tm Cpte Bd ETF (VCIT) | 2.9 | $18M | 206k | 86.87 | |
| SPDR DJ Wilshire Large Cap Value (SPYV) | 2.5 | $16M | 518k | 30.28 | |
| iShares S&P SmallCap 600 Index (IJR) | 1.9 | $12M | 153k | 77.15 | |
| Vanguard Mid-Cap ETF (VO) | 1.9 | $12M | 73k | 160.75 | |
| Berkshire Hathaway (BRK.B) | 1.9 | $12M | 58k | 200.89 | |
| Spdr S&p 500 Etf (SPY) | 1.8 | $11M | 40k | 282.49 | |
| Vanguard Emerging Markets ETF (VWO) | 1.2 | $7.5M | 178k | 42.50 | |
| Apple (AAPL) | 1.2 | $7.3M | 39k | 189.96 | |
| Microsoft Corporation (MSFT) | 0.9 | $5.7M | 48k | 117.94 | |
| Amazon (AMZN) | 0.7 | $4.1M | 2.3k | 1780.92 | |
| JPMorgan Chase & Co. (JPM) | 0.6 | $4.0M | 39k | 101.24 | |
| Exxon Mobil Corporation (XOM) | 0.6 | $4.0M | 49k | 80.81 | |
| Johnson & Johnson (JNJ) | 0.6 | $3.9M | 28k | 139.79 | |
| Procter & Gamble Company (PG) | 0.6 | $3.8M | 36k | 104.06 | |
| Intel Corporation (INTC) | 0.6 | $3.7M | 68k | 53.71 | |
| Automatic Data Processing (ADP) | 0.5 | $3.1M | 20k | 159.73 | |
| Pfizer (PFE) | 0.5 | $3.0M | 70k | 42.48 | |
| Home Depot (HD) | 0.5 | $2.9M | 15k | 191.87 | |
| Verizon Communications (VZ) | 0.5 | $2.9M | 49k | 59.13 | |
| Abbott Laboratories (ABT) | 0.4 | $2.8M | 35k | 79.94 | |
| At&t (T) | 0.4 | $2.7M | 87k | 31.37 | |
| Cisco Systems (CSCO) | 0.4 | $2.7M | 51k | 53.98 | |
| Technology SPDR (XLK) | 0.4 | $2.7M | 37k | 74.00 | |
| Financial Select Sector SPDR (XLF) | 0.4 | $2.8M | 108k | 25.71 | |
| Chevron Corporation (CVX) | 0.4 | $2.7M | 22k | 123.17 | |
| Merck & Co (MRK) | 0.4 | $2.7M | 33k | 83.17 | |
| Vanguard Small-Cap ETF (VB) | 0.4 | $2.7M | 17k | 152.81 | |
| Pepsi (PEP) | 0.3 | $2.1M | 17k | 122.54 | |
| International Business Machines (IBM) | 0.3 | $2.0M | 15k | 141.09 | |
| Visa (V) | 0.3 | $2.1M | 13k | 156.17 | |
| Vanguard Growth ETF (VUG) | 0.3 | $2.0M | 13k | 156.43 | |
| Alphabet Inc Class A cs (GOOGL) | 0.3 | $2.1M | 1.8k | 1176.70 | |
| Walt Disney Company (DIS) | 0.3 | $2.0M | 18k | 111.04 | |
| Hubbell (HUBB) | 0.3 | $2.0M | 17k | 117.95 | |
| Linde | 0.3 | $1.9M | 11k | 175.94 | |
| MasterCard Incorporated (MA) | 0.3 | $1.8M | 7.6k | 235.41 | |
| Berkshire Hathaway (BRK.A) | 0.3 | $1.8M | 6.00 | 301166.67 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.3 | $1.8M | 28k | 64.87 | |
| Consumer Discretionary SPDR (XLY) | 0.3 | $1.8M | 16k | 113.83 | |
| Abbvie (ABBV) | 0.3 | $1.8M | 23k | 80.61 | |
| Alphabet Inc Class C cs (GOOG) | 0.3 | $1.8M | 1.6k | 1173.25 | |
| Coca-Cola Company (KO) | 0.3 | $1.8M | 38k | 46.87 | |
| 3M Company (MMM) | 0.3 | $1.7M | 8.3k | 207.78 | |
| Philip Morris International (PM) | 0.3 | $1.7M | 20k | 88.39 | |
| UnitedHealth (UNH) | 0.3 | $1.7M | 7.0k | 247.25 | |
| Facebook Inc cl a (META) | 0.3 | $1.8M | 11k | 166.73 | |
| BlackRock (BLK) | 0.3 | $1.7M | 4.0k | 427.40 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.2 | $1.5M | 23k | 64.41 | |
| American Express Company (AXP) | 0.2 | $1.5M | 13k | 109.33 | |
| Bank of America Corporation (BAC) | 0.2 | $1.4M | 52k | 27.58 | |
| Adobe Systems Incorporated (ADBE) | 0.2 | $1.5M | 5.5k | 266.50 | |
| Vanguard Value ETF (VTV) | 0.2 | $1.5M | 14k | 107.63 | |
| Mondelez Int (MDLZ) | 0.2 | $1.4M | 29k | 49.91 | |
| Comcast Corporation (CMCSA) | 0.2 | $1.3M | 34k | 39.97 | |
| Costco Wholesale Corporation (COST) | 0.2 | $1.4M | 5.6k | 242.18 | |
| McDonald's Corporation (MCD) | 0.2 | $1.4M | 7.3k | 189.95 | |
| Wells Fargo & Company (WFC) | 0.2 | $1.4M | 29k | 48.31 | |
| Altria (MO) | 0.2 | $1.4M | 24k | 57.44 | |
| United Technologies Corporation | 0.2 | $1.3M | 10k | 128.92 | |
| Ishares High Dividend Equity F (HDV) | 0.2 | $1.3M | 14k | 93.31 | |
| Union Pacific Corporation (UNP) | 0.2 | $1.2M | 7.1k | 167.18 | |
| Honeywell International (HON) | 0.2 | $1.1M | 7.0k | 158.98 | |
| New Mountain Finance Corp (NMFC) | 0.2 | $1.1M | 81k | 13.57 | |
| Verint Sys Inc note 1.5% 6/1 | 0.2 | $1.1M | 1.0M | 1.10 | |
| Lincoln National Corporation (LNC) | 0.2 | $1.0M | 18k | 58.70 | |
| Boeing Company (BA) | 0.2 | $1.0M | 2.7k | 381.59 | |
| Accenture (ACN) | 0.2 | $1.1M | 6.0k | 176.06 | |
| Amgen (AMGN) | 0.2 | $1.0M | 5.4k | 189.92 | |
| Spirit Realty Capital Inc convertible cor | 0.2 | $996k | 996k | 1.00 | |
| Electronics For Imaging Inc note 0.750% 9/0 | 0.2 | $972k | 982k | 0.99 | |
| Calamp Corp convertible security | 0.2 | $995k | 1.0M | 0.97 | |
| Moody's Corporation (MCO) | 0.1 | $948k | 5.2k | 181.05 | |
| Eli Lilly & Co. (LLY) | 0.1 | $964k | 7.4k | 129.81 | |
| General Electric Company | 0.1 | $924k | 93k | 9.99 | |
| ConocoPhillips (COP) | 0.1 | $938k | 14k | 66.71 | |
| iShares Russell 1000 Value Index (IWD) | 0.1 | $945k | 7.7k | 123.43 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.1 | $947k | 8.6k | 109.68 | |
| Citigroup (C) | 0.1 | $958k | 15k | 62.24 | |
| Rovi Corp Note 0.500% 3/0 bond | 0.1 | $960k | 990k | 0.97 | |
| Yum! Brands (YUM) | 0.1 | $876k | 8.8k | 99.77 | |
| Nextera Energy (NEE) | 0.1 | $905k | 4.7k | 193.38 | |
| Lowe's Companies (LOW) | 0.1 | $856k | 7.8k | 109.52 | |
| Celgene Corporation | 0.1 | $847k | 9.0k | 94.32 | |
| Envestnet Inc note 1.750%12/1 | 0.1 | $907k | 817k | 1.11 | |
| Ishares Tr Ibonds Dec2023 etf | 0.1 | $874k | 34k | 25.48 | |
| Viavi Solutions Inc convertible security | 0.1 | $865k | 765k | 1.13 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $827k | 6.7k | 123.86 | |
| Valero Energy Corporation (VLO) | 0.1 | $788k | 9.3k | 84.86 | |
| Target Corporation (TGT) | 0.1 | $809k | 10k | 80.26 | |
| Oracle Corporation (ORCL) | 0.1 | $828k | 15k | 53.73 | |
| iShares Russell 2000 Index (IWM) | 0.1 | $811k | 5.3k | 153.08 | |
| Utilities SPDR (XLU) | 0.1 | $835k | 14k | 58.20 | |
| Ishares 2020 Amt-free Muni Bond Etf | 0.1 | $842k | 33k | 25.52 | |
| Medtronic (MDT) | 0.1 | $845k | 9.3k | 91.03 | |
| Atlas Air Worldwide Hldgs In note 2.250% 6/0 | 0.1 | $796k | 758k | 1.05 | |
| Paypal Holdings (PYPL) | 0.1 | $828k | 8.0k | 103.88 | |
| Ishares Tr ibonds dec 21 | 0.1 | $801k | 31k | 25.65 | |
| Ishares Tr ibonds dec 22 | 0.1 | $846k | 33k | 25.94 | |
| Knowles Corp note 3.250%11/0 | 0.1 | $819k | 700k | 1.17 | |
| New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) | 0.1 | $760k | 16k | 48.22 | |
| Broadridge Financial Solutions (BR) | 0.1 | $727k | 7.0k | 103.75 | |
| U.S. Bancorp (USB) | 0.1 | $748k | 16k | 48.22 | |
| Travelers Companies (TRV) | 0.1 | $749k | 5.5k | 137.08 | |
| Emerson Electric (EMR) | 0.1 | $743k | 11k | 68.45 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $768k | 2.8k | 273.60 | |
| Royal Dutch Shell | 0.1 | $775k | 12k | 62.57 | |
| salesforce (CRM) | 0.1 | $749k | 4.7k | 158.28 | |
| Church & Dwight (CHD) | 0.1 | $770k | 11k | 71.20 | |
| iShares S&P Natl AMTFr Mncpl Bd (MUB) | 0.1 | $762k | 6.9k | 111.13 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $753k | 21k | 36.56 | |
| Huron Consulting Group I 1.25% cvbond | 0.1 | $778k | 794k | 0.98 | |
| Silver Standard Resources Inc note 2.875 2/0 | 0.1 | $768k | 768k | 1.00 | |
| Csg Sys Intl Inc note 4.250% 3/1 | 0.1 | $779k | 742k | 1.05 | |
| Evolent Health Inc bond | 0.1 | $757k | 788k | 0.96 | |
| Wal-Mart Stores (WMT) | 0.1 | $678k | 7.0k | 97.48 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $692k | 7.4k | 93.87 | |
| Starbucks Corporation (SBUX) | 0.1 | $680k | 9.1k | 74.35 | |
| iShares Russell 1000 Growth Index (IWF) | 0.1 | $687k | 4.5k | 151.29 | |
| Royal Gold Inc conv | 0.1 | $687k | 687k | 1.00 | |
| Ishares Core Intl Stock Etf core (IXUS) | 0.1 | $666k | 12k | 58.11 | |
| Rti Intl Metals Inc note 1.625%10/1 | 0.1 | $695k | 702k | 0.99 | |
| I Shares 2019 Etf | 0.1 | $670k | 26k | 25.47 | |
| Ship Finance International L Note 5.75010/1 | 0.1 | $703k | 710k | 0.99 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.1 | $651k | 15k | 42.94 | |
| United Parcel Service (UPS) | 0.1 | $625k | 5.6k | 111.81 | |
| Nike (NKE) | 0.1 | $605k | 7.2k | 84.23 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $619k | 9.4k | 66.15 | |
| iShares S&P 500 Index (IVV) | 0.1 | $628k | 2.2k | 284.55 | |
| Murphy Oil Corporation (MUR) | 0.1 | $628k | 21k | 29.29 | |
| Vanguard Total Stock Market ETF (VTI) | 0.1 | $638k | 4.4k | 144.80 | |
| Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) | 0.1 | $641k | 17k | 37.97 | |
| National Health Invs Inc note | 0.1 | $628k | 551k | 1.14 | |
| Broadcom (AVGO) | 0.1 | $612k | 2.0k | 300.74 | |
| Ameriprise Financial (AMP) | 0.1 | $547k | 4.3k | 128.16 | |
| Illinois Tool Works (ITW) | 0.1 | $562k | 3.9k | 143.40 | |
| iShares S&P 500 Growth Index (IVW) | 0.1 | $582k | 3.4k | 172.24 | |
| Vanguard High Dividend Yield ETF (VYM) | 0.1 | $587k | 6.8k | 85.73 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.1 | $546k | 5.0k | 109.99 | |
| Spdr Short-term High Yield mf (SJNK) | 0.1 | $548k | 20k | 27.25 | |
| Phillips 66 (PSX) | 0.1 | $575k | 6.0k | 95.15 | |
| Dowdupont | 0.1 | $581k | 11k | 53.31 | |
| Invesco Variable Rate Preferred Etf etf (VRP) | 0.1 | $591k | 24k | 24.57 | |
| Caterpillar (CAT) | 0.1 | $528k | 3.9k | 135.42 | |
| Schlumberger (SLB) | 0.1 | $517k | 12k | 43.61 | |
| Gilead Sciences (GILD) | 0.1 | $486k | 7.5k | 64.98 | |
| TJX Companies (TJX) | 0.1 | $483k | 9.1k | 53.19 | |
| Marriott International (MAR) | 0.1 | $514k | 4.1k | 125.00 | |
| Clorox Company (CLX) | 0.1 | $480k | 3.0k | 160.32 | |
| Netflix (NFLX) | 0.1 | $519k | 1.5k | 356.70 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $486k | 1.4k | 345.17 | |
| iShares Dow Jones Select Dividend (DVY) | 0.1 | $479k | 4.9k | 98.20 | |
| Eaton (ETN) | 0.1 | $488k | 6.1k | 80.50 | |
| First Tr Exchange Traded Fd fst low mtg etf (LMBS) | 0.1 | $513k | 10k | 51.30 | |
| Inphi Corp note 0.750% 9/0 | 0.1 | $508k | 488k | 1.04 | |
| Ii-vi Incorp convertible security | 0.1 | $504k | 480k | 1.05 | |
| PNC Financial Services (PNC) | 0.1 | $415k | 3.4k | 122.71 | |
| Bank of New York Mellon Corporation (BK) | 0.1 | $444k | 8.8k | 50.44 | |
| Bristol Myers Squibb (BMY) | 0.1 | $465k | 9.7k | 47.75 | |
| Allstate Corporation (ALL) | 0.1 | $437k | 4.6k | 94.20 | |
| Texas Instruments Incorporated (TXN) | 0.1 | $452k | 4.3k | 105.95 | |
| American Electric Power Company (AEP) | 0.1 | $453k | 5.4k | 83.78 | |
| Intuit (INTU) | 0.1 | $424k | 1.6k | 261.57 | |
| MetLife (MET) | 0.1 | $427k | 10k | 42.59 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.1 | $468k | 5.4k | 86.52 | |
| Ishares Tr usa min vo (USMV) | 0.1 | $411k | 7.0k | 58.82 | |
| Murphy Usa (MUSA) | 0.1 | $469k | 5.5k | 85.71 | |
| Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) | 0.1 | $459k | 9.1k | 50.24 | |
| Cdk Global Inc equities | 0.1 | $437k | 7.4k | 58.86 | |
| 90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter | 0.1 | $456k | 465k | 0.98 | |
| Ishares Tr ibonds dec (IBMM) | 0.1 | $426k | 16k | 25.94 | |
| Invesco Exchange W&p 500 Qualit equities (SPHQ) | 0.1 | $464k | 14k | 32.15 | |
| Synaptics Inc note 0.500% 6/1 | 0.1 | $432k | 470k | 0.92 | |
| Cme (CME) | 0.1 | $398k | 2.4k | 164.53 | |
| Goldman Sachs (GS) | 0.1 | $366k | 1.9k | 192.23 | |
| Ecolab (ECL) | 0.1 | $375k | 2.1k | 176.39 | |
| Norfolk Southern (NSC) | 0.1 | $377k | 2.0k | 186.73 | |
| AFLAC Incorporated (AFL) | 0.1 | $370k | 7.4k | 49.95 | |
| Morgan Stanley (MS) | 0.1 | $400k | 9.5k | 42.15 | |
| Novartis (NVS) | 0.1 | $394k | 4.1k | 96.07 | |
| Stryker Corporation (SYK) | 0.1 | $382k | 1.9k | 197.52 | |
| Qualcomm (QCOM) | 0.1 | $349k | 6.1k | 56.97 | |
| Danaher Corporation (DHR) | 0.1 | $354k | 2.7k | 131.89 | |
| Exelon Corporation (EXC) | 0.1 | $376k | 7.5k | 50.12 | |
| Omni (OMC) | 0.1 | $373k | 5.1k | 73.02 | |
| Celanese Corporation (CE) | 0.1 | $366k | 3.7k | 98.49 | |
| iShares Russell 3000 Index (IWV) | 0.1 | $365k | 2.2k | 166.67 | |
| iShares Dow Jones US Utilities (IDU) | 0.1 | $358k | 2.4k | 147.51 | |
| Vanguard Energy ETF (VDE) | 0.1 | $367k | 4.1k | 89.40 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.1 | $366k | 4.6k | 79.83 | |
| Marathon Petroleum Corp (MPC) | 0.1 | $405k | 6.8k | 59.81 | |
| American Tower Reit (AMT) | 0.1 | $403k | 2.0k | 196.87 | |
| Zoetis Inc Cl A (ZTS) | 0.1 | $379k | 3.8k | 100.66 | |
| Walgreen Boots Alliance (WBA) | 0.1 | $354k | 5.6k | 63.30 | |
| Cigna Corp (CI) | 0.1 | $385k | 2.4k | 160.62 | |
| Corning Incorporated (GLW) | 0.1 | $303k | 9.2k | 33.11 | |
| Hartford Financial Services (HIG) | 0.1 | $309k | 6.2k | 49.66 | |
| FedEx Corporation (FDX) | 0.1 | $283k | 1.6k | 181.41 | |
| NVIDIA Corporation (NVDA) | 0.1 | $286k | 1.6k | 179.54 | |
| RPM International (RPM) | 0.1 | $304k | 5.2k | 58.03 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $283k | 5.4k | 52.84 | |
| Becton, Dickinson and (BDX) | 0.1 | $316k | 1.3k | 250.00 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $302k | 1.0k | 300.20 | |
| Intuitive Surgical (ISRG) | 0.1 | $301k | 527.00 | 571.16 | |
| Henry Schein (HSIC) | 0.1 | $313k | 5.2k | 60.04 | |
| Sap (SAP) | 0.1 | $296k | 2.6k | 115.40 | |
| Prudential Financial (PRU) | 0.1 | $309k | 3.4k | 91.77 | |
| Park National Corporation (PRK) | 0.1 | $300k | 3.2k | 94.91 | |
| Kinder Morgan (KMI) | 0.1 | $319k | 16k | 20.02 | |
| Aon | 0.1 | $330k | 1.9k | 170.63 | |
| Fidelity ltd trm bd etf (FLTB) | 0.1 | $291k | 5.8k | 50.09 | |
| Echo Global Logistics Inc note 2.500% 5/0 | 0.1 | $293k | 296k | 0.99 | |
| State Street Corporation (STT) | 0.0 | $240k | 3.7k | 65.70 | |
| CSX Corporation (CSX) | 0.0 | $260k | 3.5k | 74.69 | |
| Baxter International (BAX) | 0.0 | $233k | 2.9k | 81.47 | |
| Nucor Corporation (NUE) | 0.0 | $245k | 4.2k | 58.26 | |
| Best Buy (BBY) | 0.0 | $222k | 3.1k | 70.95 | |
| Cadence Design Systems (CDNS) | 0.0 | $244k | 3.8k | 63.57 | |
| Raytheon Company | 0.0 | $244k | 1.3k | 182.09 | |
| CVS Caremark Corporation (CVS) | 0.0 | $223k | 4.1k | 54.03 | |
| Capital One Financial (COF) | 0.0 | $250k | 3.1k | 81.67 | |
| Colgate-Palmolive Company (CL) | 0.0 | $245k | 3.6k | 68.42 | |
| Biogen Idec (BIIB) | 0.0 | $247k | 1.0k | 236.59 | |
| General Dynamics Corporation (GD) | 0.0 | $246k | 1.5k | 169.07 | |
| Fifth Third Ban (FITB) | 0.0 | $226k | 9.0k | 25.17 | |
| ConAgra Foods (CAG) | 0.0 | $271k | 9.8k | 27.73 | |
| Industrial SPDR (XLI) | 0.0 | $238k | 3.2k | 75.06 | |
| Key (KEY) | 0.0 | $227k | 14k | 15.77 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $281k | 2.6k | 107.95 | |
| Simon Property (SPG) | 0.0 | $223k | 1.2k | 181.89 | |
| iShares Barclays Inter Crd Bd Fund ETF) (IGIB) | 0.0 | $260k | 4.7k | 55.11 | |
| Vanguard REIT ETF (VNQ) | 0.0 | $224k | 2.6k | 87.02 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 0.0 | $258k | 4.5k | 57.45 | |
| Vanguard Scottsdale Fds vng rus1000grw (VONG) | 0.0 | $253k | 1.6k | 155.79 | |
| Prologis (PLD) | 0.0 | $234k | 3.3k | 71.98 | |
| Intercontinental Exchange (ICE) | 0.0 | $229k | 3.0k | 76.13 | |
| American Rlty Cap Pptys Inc note 3.750%12/1 | 0.0 | $223k | 223k | 1.00 | |
| Yum China Holdings (YUMC) | 0.0 | $253k | 5.6k | 44.90 | |
| Lamb Weston Hldgs (LW) | 0.0 | $224k | 3.0k | 74.97 | |
| Direxion Shs Etf Tr call | 0.0 | $258k | 12k | 20.89 | |
| Booking Holdings (BKNG) | 0.0 | $274k | 157.00 | 1745.22 | |
| Ares Capital Corp convertible security | 0.0 | $225k | 225k | 1.00 | |
| Waste Management (WM) | 0.0 | $214k | 2.1k | 103.93 | |
| Dominion Resources (D) | 0.0 | $204k | 2.7k | 76.72 | |
| Regions Financial Corporation (RF) | 0.0 | $200k | 14k | 14.14 | |
| Royal Dutch Shell | 0.0 | $210k | 3.3k | 64.02 | |
| Unilever | 0.0 | $212k | 3.6k | 58.37 | |
| EOG Resources (EOG) | 0.0 | $209k | 2.2k | 95.35 | |
| Kellogg Company (K) | 0.0 | $202k | 3.5k | 57.48 | |
| iShares Dow Jones US Basic Mater. (IYM) | 0.0 | $219k | 2.4k | 91.25 | |
| iShares Dow Jones US Real Estate (IYR) | 0.0 | $213k | 2.5k | 86.90 | |
| Fortune Brands (FBIN) | 0.0 | $216k | 4.5k | 47.70 | |
| Voya Financial (VOYA) | 0.0 | $202k | 4.1k | 49.88 | |
| Pennymac Corp conv | 0.0 | $180k | 180k | 1.00 | |
| Anthem (ELV) | 0.0 | $216k | 753.00 | 286.85 | |
| Illumina Inc conv | 0.0 | $203k | 150k | 1.35 | |
| Chubb (CB) | 0.0 | $201k | 1.4k | 140.27 | |
| Guidewire Software convertible security | 0.0 | $192k | 176k | 1.09 | |
| Ford Motor Company (F) | 0.0 | $106k | 12k | 8.80 | |
| iShares Gold Trust | 0.0 | $143k | 12k | 12.40 | |
| Thrx 2 1/8 01/15/23 | 0.0 | $152k | 150k | 1.01 | |
| Oha Investment | 0.0 | $137k | 114k | 1.20 | |
| Tpg Specialty Lending In conv | 0.0 | $140k | 140k | 1.00 | |
| Priceline Group Inc/the conv | 0.0 | $110k | 100k | 1.10 | |
| Tivo Corp | 0.0 | $96k | 10k | 9.28 | |
| Lloyds TSB (LYG) | 0.0 | $75k | 23k | 3.22 | |
| ZIOPHARM Oncology | 0.0 | $58k | 15k | 3.87 | |
| Teva Pharm Finance Llc Cvt cv bnd | 0.0 | $65k | 70k | 0.93 | |
| Sumitomo Mitsui Financial Grp (SMFG) | 0.0 | $90k | 13k | 7.03 | |
| Gamco Global Gold Natural Reso (GGN) | 0.0 | $75k | 17k | 4.36 | |
| Nuance Communications Inc note 2.750%11/0 | 0.0 | $61k | 61k | 1.00 | |
| Tcp Cap Corp note 5.250%12/1 | 0.0 | $60k | 60k | 1.00 | |
| Twitter Inc note 1.000% 9/1 | 0.0 | $94k | 100k | 0.94 | |
| Obalon Therapeutics | 0.0 | $40k | 28k | 1.46 | |
| Finisar Corp note 0.500%12/1 | 0.0 | $44k | 45k | 0.98 | |
| Nordic American Tanker Shippin (NAT) | 0.0 | $24k | 12k | 2.06 | |
| Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 | 0.0 | $18k | 18k | 1.00 | |
| Hercules Capital Inc dbcv 4.375% 2/0 | 0.0 | $11k | 11k | 1.00 |
