Iwamoto Kong & Co

Apriem Advisors as of Sept. 30, 2013

Portfolio Holdings for Apriem Advisors

Apriem Advisors holds 545 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 4.7 $11M 126k 86.04
Schwab International Equity ETF (SCHF) 3.8 $8.7M 286k 30.39
Schwab U S Broad Market ETF (SCHB) 3.3 $7.7M 186k 41.09
Johnson & Johnson (JNJ) 3.1 $7.2M 83k 86.69
Pfizer (PFE) 2.9 $6.7M 232k 28.73
At&t (T) 2.9 $6.6M 194k 33.82
Apple (AAPL) 2.7 $6.2M 13k 476.73
Eaton (ETN) 2.5 $5.9M 85k 68.84
Qualcomm (QCOM) 2.5 $5.8M 86k 67.32
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.4 $5.5M 51k 107.93
Microsoft Corporation (MSFT) 2.2 $5.2M 156k 33.28
General Electric Company 2.1 $4.9M 204k 23.89
Abbvie (ABBV) 2.0 $4.5M 101k 44.73
ConocoPhillips (COP) 1.9 $4.4M 63k 69.52
Johnson Controls 1.9 $4.3M 103k 41.50
Bristol Myers Squibb (BMY) 1.8 $4.1M 88k 46.28
Rydex S&P Equal Weight ETF 1.7 $3.9M 60k 65.20
Vanguard Emerging Markets ETF (VWO) 1.7 $3.9M 97k 40.13
Schwab Strategic Tr us dividend eq (SCHD) 1.7 $3.8M 114k 33.65
Freeport-McMoRan Copper & Gold (FCX) 1.6 $3.8M 114k 33.08
Schwab U S Small Cap ETF (SCHA) 1.6 $3.7M 77k 48.21
Gamco Global Gold Natural Reso (GGN) 1.6 $3.7M 351k 10.57
Market Vectors Etf Tr 1.6 $3.6M 187k 19.29
Cisco Systems (CSCO) 1.5 $3.5M 150k 23.43
National Fuel Gas (NFG) 1.5 $3.5M 51k 68.76
Realty Income (O) 1.5 $3.5M 89k 39.75
Siemens (SIEGY) 1.5 $3.5M 29k 120.52
Consolidated Edison (ED) 1.5 $3.4M 62k 55.15
Occidental Petroleum Corporation (OXY) 1.4 $3.2M 34k 93.53
Starbucks Corporation (SBUX) 1.4 $3.2M 41k 76.97
Wells Fargo & Company (WFC) 1.3 $3.0M 73k 41.33
Edwards Lifesciences Corp 1.3 $3.0M 43k 69.63
Chevron Corporation (CVX) 1.2 $2.8M 23k 121.52
Vanguard Total Bond Market ETF (BND) 1.2 $2.8M 34k 80.88
Facebook Inc cl a (META) 1.1 $2.6M 52k 50.23
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.1 $2.4M 23k 105.29
Teva Pharmaceutical Industries (TEVA) 1.0 $2.4M 63k 37.78
Bank of America Corporation (BAC) 1.0 $2.3M 168k 13.80
Rayonier (RYN) 0.9 $2.1M 38k 55.66
ProShares Short S&P500 0.9 $2.0M 71k 28.01
Corning Incorporated (GLW) 0.8 $1.9M 133k 14.59
Tor Dom Bk Cad (TD) 0.8 $1.9M 21k 89.97
Dominion Resources (D) 0.8 $1.9M 30k 62.49
Guggenheim Bulletshar 0.8 $1.8M 83k 21.87
Schwab Emerging Markets Equity ETF (SCHE) 0.7 $1.5M 63k 24.59
Enterprise Products Partners (EPD) 0.7 $1.5M 25k 61.05
Anadarko Petroleum Corporation 0.6 $1.4M 15k 93.00
Mosaic (MOS) 0.6 $1.4M 32k 43.01
Tibco Software 0.6 $1.3M 53k 25.59
Merck & Co (MRK) 0.5 $1.2M 26k 47.59
Verizon Communications (VZ) 0.5 $1.2M 26k 46.69
Spdr S&p 500 Etf (SPY) 0.5 $1.1M 6.7k 168.01
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.5 $1.1M 91k 12.34
International Business Machines (IBM) 0.4 $908k 4.9k 185.08
iShares Russell 2000 Index (IWM) 0.4 $853k 8.0k 106.62
Home Depot (HD) 0.4 $819k 11k 75.81
Franklin Resources (BEN) 0.4 $819k 16k 50.56
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.4 $832k 102k 8.15
Doubleline Opportunistic Cr (DBL) 0.4 $841k 37k 22.87
PowerShares DB Com Indx Trckng Fund 0.3 $773k 30k 25.77
DNP Select Income Fund (DNP) 0.3 $786k 82k 9.61
iShares Barclays TIPS Bond Fund (TIP) 0.3 $776k 6.9k 112.55
McDonald's Corporation (MCD) 0.3 $770k 8.0k 96.17
Vanguard Total Stock Market ETF (VTI) 0.3 $757k 8.6k 87.66
Amgen (AMGN) 0.3 $691k 6.2k 111.96
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.3 $685k 54k 12.78
Monsanto Company 0.3 $626k 6.0k 104.33
Lululemon Athletica (LULU) 0.3 $596k 8.2k 73.13
Cohen & Steers infrastucture Fund (UTF) 0.2 $525k 27k 19.74
Phillips 66 (PSX) 0.2 $497k 8.6k 57.83
Berkshire Hathaway (BRK.B) 0.2 $477k 4.2k 113.57
Boeing Company (BA) 0.2 $475k 4.0k 117.46
Colgate-Palmolive Company (CL) 0.2 $474k 8.0k 59.25
Marathon Oil Corporation (MRO) 0.2 $495k 14k 34.91
Nuveen Equity Premium Income Fund (BXMX) 0.2 $464k 38k 12.08
Marathon Petroleum Corp (MPC) 0.2 $456k 7.1k 64.33
Avery Dennison Corporation (AVY) 0.2 $435k 10k 43.50
Pimco Total Return Etf totl (BOND) 0.2 $447k 4.2k 105.92
Procter & Gamble Company (PG) 0.2 $382k 5.1k 75.54
Public Service Enterprise (PEG) 0.1 $336k 10k 32.94
PowerShares QQQ Trust, Series 1 0.1 $345k 4.4k 78.98
Ipath Dow Jones-aig Commodity (DJP) 0.1 $353k 9.5k 37.24
Jp Morgan Alerian Mlp Index 0.1 $348k 7.8k 44.62
3M Company (MMM) 0.1 $322k 2.7k 119.26
Intel Corporation (INTC) 0.1 $274k 12k 22.89
Market Vectors Gold Miners ETF 0.1 $267k 11k 25.02
Nuveen Equity Premium Opportunity Fund 0.1 $286k 24k 12.07
iShares Dow Jones US Healthcare (IYH) 0.1 $275k 2.6k 107.00
Baxter International (BAX) 0.1 $256k 3.9k 65.64
SYSCO Corporation (SYY) 0.1 $255k 8.0k 31.88
Vodafone 0.1 $244k 6.9k 35.20
Kinder Morgan Energy Partners 0.1 $257k 3.2k 79.69
Consumer Staples Select Sect. SPDR (XLP) 0.1 $246k 6.2k 39.81
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $264k 17k 15.64
Bank of New York Mellon Corporation (BK) 0.1 $238k 7.9k 30.20
Nucor Corporation (NUE) 0.1 $223k 4.6k 49.01
CVS Caremark Corporation (CVS) 0.1 $230k 4.1k 56.66
Williams Companies (WMB) 0.1 $222k 6.1k 36.39
Cathay General Ban (CATY) 0.1 $234k 10k 23.40
Tesla Motors (TSLA) 0.1 $234k 1.2k 193.39
PIMCO High Income Fund (PHK) 0.1 $228k 19k 11.95
Laboratory Corp. of America Holdings 0.1 $198k 2.0k 99.00
Royal Dutch Shell 0.1 $197k 3.0k 65.80
Agilent Technologies Inc C ommon (A) 0.1 $200k 3.9k 51.20
iShares MSCI EAFE Index Fund (EFA) 0.1 $212k 3.3k 63.87
BlackRock Income Opportunity Trust 0.1 $196k 20k 9.88
Rydex S&P Equal Weight Energy 0.1 $208k 2.7k 75.86
Philip Morris International (PM) 0.1 $182k 2.1k 86.42
SPDR Gold Trust (GLD) 0.1 $183k 1.4k 127.97
Industrial SPDR (XLI) 0.1 $188k 4.1k 46.42
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $194k 1.3k 150.62
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $181k 2.0k 91.65
Goldman Sachs (GS) 0.1 $151k 956.00 157.95
JPMorgan Chase & Co. (JPM) 0.1 $160k 3.1k 51.71
Yum! Brands (YUM) 0.1 $169k 2.4k 71.31
Altria (MO) 0.1 $160k 4.7k 34.41
Google 0.1 $155k 177.00 875.71
Sempra Energy (SRE) 0.1 $159k 1.9k 85.35
Edison International (EIX) 0.1 $151k 3.3k 46.11
1/100 Berkshire Htwy Cla 100 0.1 $170k 1.00 170000.00
Telefonaktiebolaget LM Ericsson (ERIC) 0.1 $128k 9.6k 13.33
EMC Corporation 0.1 $135k 5.3k 25.59
Energy Select Sector SPDR (XLE) 0.1 $141k 1.7k 82.94
Hanover Insurance (THG) 0.1 $137k 2.5k 55.22
iShares Gold Trust 0.1 $130k 10k 12.94
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.1 $134k 2.1k 63.87
Vanguard Mid-Cap ETF (VO) 0.1 $143k 1.4k 102.14
Blackrock Muniyield California Ins Fund 0.1 $127k 9.2k 13.80
Citigroup (C) 0.1 $135k 2.8k 48.44
Annaly Capital Management 0.1 $113k 9.8k 11.59
Waste Management (WM) 0.1 $107k 2.6k 41.15
Abbott Laboratories (ABT) 0.1 $106k 3.2k 33.12
Kimberly-Clark Corporation (KMB) 0.1 $114k 1.2k 94.61
DaVita (DVA) 0.1 $114k 2.0k 57.00
E.I. du Pont de Nemours & Company 0.1 $109k 1.9k 58.73
Fluor Corporation (FLR) 0.1 $121k 1.7k 70.72
Ford Motor Company (F) 0.1 $113k 6.7k 16.91
Xcel Energy (XEL) 0.1 $110k 4.0k 27.50
Oneok Partners 0.1 $106k 2.0k 53.03
Energy Transfer Partners 0.1 $121k 2.3k 52.09
PIMCO Corporate Opportunity Fund (PTY) 0.1 $109k 6.1k 18.02
Nuveen Floating Rate Income Fund (JFR) 0.1 $110k 9.2k 11.94
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $120k 11k 11.26
PowerShares Insured Cali Muni Bond 0.1 $119k 5.1k 23.19
Express Scripts Holding 0.1 $111k 1.8k 61.67
American Capital 8% Pfd ps 0.1 $109k 4.3k 25.65
Exone 0.1 $105k 2.5k 42.48
Tableau Software Inc Cl A 0.1 $122k 1.7k 71.14
HSBC Holdings (HSBC) 0.0 $81k 1.5k 54.00
iShares MSCI Emerging Markets Indx (EEM) 0.0 $86k 2.1k 40.72
Northeast Utilities System 0.0 $83k 2.0k 41.42
U.S. Bancorp (USB) 0.0 $95k 2.6k 36.69
Walt Disney Company (DIS) 0.0 $90k 1.4k 64.42
Steelcase (SCS) 0.0 $83k 5.0k 16.60
Oracle Corporation (ORCL) 0.0 $87k 2.6k 33.27
Materials SPDR (XLB) 0.0 $82k 2.0k 41.86
Seadrill 0.0 $91k 2.0k 45.05
Consumer Discretionary SPDR (XLY) 0.0 $85k 1.4k 60.71
Nuveen Munpl Markt Opp Fund 0.0 $86k 7.0k 12.29
Nuveen Quality Income Municipal Fund 0.0 $89k 7.0k 12.66
Eli Lilly & Co. (LLY) 0.0 $60k 1.2k 50.00
Health Care SPDR (XLV) 0.0 $68k 1.4k 50.37
PPG Industries (PPG) 0.0 $67k 400.00 167.50
AFLAC Incorporated (AFL) 0.0 $62k 1.0k 62.00
Masco Corporation (MAS) 0.0 $74k 3.5k 21.14
Allergan 0.0 $69k 758.00 91.03
General Mills (GIS) 0.0 $66k 1.4k 47.79
Canon (CAJPY) 0.0 $77k 2.4k 32.08
Whole Foods Market 0.0 $60k 1.0k 58.71
Novo Nordisk A/S (NVO) 0.0 $62k 367.00 168.94
Chesapeake Energy Corporation 0.0 $68k 2.6k 26.02
Southwest Gas Corporation (SWX) 0.0 $67k 1.3k 50.11
iShares MSCI Japan Index 0.0 $62k 5.2k 11.92
Abb (ABBNY) 0.0 $73k 3.1k 23.55
Southern Copper Corporation (SCCO) 0.0 $76k 2.8k 27.34
Financial Select Sector SPDR (XLF) 0.0 $71k 3.5k 20.05
American Capital Agency 0.0 $66k 2.9k 22.60
Rackspace Hosting 0.0 $58k 1.1k 52.73
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $73k 1.9k 38.22
iShares Dow Jones US Financial (IYF) 0.0 $73k 1.0k 73.00
BlackRock MuniYield California Fund 0.0 $63k 4.4k 14.32
Nuveen Select Quality Municipal Fund 0.0 $64k 5.0k 12.80
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $68k 5.0k 13.60
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $75k 1.9k 40.15
Linkedin Corp 0.0 $74k 300.00 246.67
Vale Sa Adr F cs 0.0 $58k 3.7k 15.68
Schwab Strategic Tr us aggregate b (SCHZ) 0.0 $62k 1.2k 50.61
Infosys Technologies (INFY) 0.0 $38k 800.00 47.50
NRG Energy (NRG) 0.0 $55k 2.0k 27.45
China Mobile 0.0 $40k 700.00 57.14
Caterpillar (CAT) 0.0 $47k 569.00 82.60
Costco Wholesale Corporation (COST) 0.0 $40k 348.00 114.94
Wal-Mart Stores (WMT) 0.0 $39k 532.00 73.31
Archer Daniels Midland Company (ADM) 0.0 $55k 1.5k 36.67
Coach 0.0 $35k 650.00 53.85
Medtronic 0.0 $43k 800.00 53.75
Potash Corp. Of Saskatchewan I 0.0 $56k 1.8k 31.11
eBay (EBAY) 0.0 $56k 1.0k 56.00
United Technologies Corporation 0.0 $43k 402.00 106.97
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $42k 600.00 70.00
Netflix (NFLX) 0.0 $54k 175.00 308.57
AmeriGas Partners 0.0 $43k 1.0k 43.00
BHP Billiton (BHP) 0.0 $53k 800.00 66.25
EnPro Industries (NPO) 0.0 $48k 800.00 60.00
China Life Insurance Company 0.0 $39k 1.0k 39.00
Duke Realty Corporation 0.0 $51k 3.3k 15.45
Sasol (SSL) 0.0 $53k 1.1k 48.18
Enersis 0.0 $39k 2.4k 16.25
Utilities SPDR (XLU) 0.0 $52k 1.4k 37.14
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $49k 1.0k 49.00
SPDR S&P Dividend (SDY) 0.0 $46k 663.00 69.38
Vanguard Small-Cap ETF (VB) 0.0 $51k 500.00 102.00
Aberdeen Asia-Pacific Income Fund 0.0 $48k 8.0k 6.00
PowerShares Preferred Portfolio 0.0 $39k 2.8k 13.83
Vanguard REIT ETF (VNQ) 0.0 $35k 534.00 65.54
iShares MSCI Australia Index Fund (EWA) 0.0 $43k 1.7k 25.29
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $55k 695.00 79.14
PowerShares Glbl Clean Enrgy Port 0.0 $40k 3.5k 11.43
Cohen & Steers Total Return Real (RFI) 0.0 $37k 3.0k 12.33
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $50k 3.5k 14.29
Nuveen Municipal Advantage Fund 0.0 $38k 3.0k 12.67
Dow 30 Premium & Dividend Income Fund 0.0 $51k 3.5k 14.71
Vanguard S&p 500 0.0 $54k 704.00 76.70
Nuveen California Quality Inc' Mun. Fund 0.0 $56k 3.9k 14.34
Nuveen California Municipal Market Op (NCO) 0.0 $42k 3.0k 14.00
Countrywide Capital V p 0.0 $50k 2.0k 25.00
Nuveen Invt Qlty Mun Fd cs 0.0 $55k 4.0k 13.75
Petrochina 0.0 $38k 350.00 108.57
Magnum Hunter Resources 8.00% p 0.0 $41k 900.00 45.56
Wpx Energy 0.0 $39k 2.0k 19.18
Dynex Capital 8.5% Pfd ps 0.0 $43k 1.8k 24.57
Market Vectors Global Alt Ener 0.0 $44k 833.00 52.82
BP (BP) 0.0 $29k 698.00 41.55
America Movil Sab De Cv spon adr l 0.0 $20k 1.0k 20.00
Genco Shipping & Trading 0.0 $15k 3.9k 3.86
Citrix Systems 0.0 $21k 300.00 70.00
Newmont Mining Corporation (NEM) 0.0 $34k 1.2k 28.33
Northrop Grumman Corporation (NOC) 0.0 $29k 300.00 96.67
Ross Stores (ROST) 0.0 $15k 200.00 75.00
Harley-Davidson (HOG) 0.0 $19k 295.00 64.41
International Paper Company (IP) 0.0 $19k 417.00 45.56
Cincinnati Financial Corporation (CINF) 0.0 $24k 500.00 48.00
Raytheon Company 0.0 $15k 200.00 75.00
Plum Creek Timber 0.0 $12k 260.00 46.15
Olin Corporation (OLN) 0.0 $15k 650.00 23.08
Alcoa 0.0 $23k 2.8k 8.21
Allstate Corporation (ALL) 0.0 $29k 565.00 51.33
Deere & Company (DE) 0.0 $16k 202.00 79.21
GlaxoSmithKline 0.0 $27k 537.00 50.28
Hewlett-Packard Company 0.0 $13k 630.00 20.63
Nike (NKE) 0.0 $20k 276.00 72.46
Pepsi (PEP) 0.0 $12k 157.00 76.43
Schlumberger (SLB) 0.0 $27k 300.00 90.00
PG&E Corporation (PCG) 0.0 $23k 550.00 41.82
Southern Company (SO) 0.0 $21k 500.00 42.00
Calumet Specialty Products Partners, L.P 0.0 $27k 1.0k 27.00
UMH Properties (UMH) 0.0 $30k 3.0k 10.00
Visa (V) 0.0 $19k 100.00 190.00
Vornado Realty Trust (VNO) 0.0 $21k 252.00 83.33
First Solar (FSLR) 0.0 $12k 300.00 40.00
HDFC Bank (HDB) 0.0 $15k 500.00 30.00
Amazon (AMZN) 0.0 $21k 67.00 313.43
Entergy Corporation (ETR) 0.0 $19k 300.00 63.33
Baidu (BIDU) 0.0 $23k 150.00 153.33
Broadcom Corporation 0.0 $16k 600.00 26.67
Seagate Technology Com Stk 0.0 $13k 300.00 43.33
Sun Life Financial (SLF) 0.0 $32k 1.0k 32.00
Hormel Foods Corporation (HRL) 0.0 $13k 302.00 43.05
Banco Itau Holding Financeira (ITUB) 0.0 $31k 2.2k 14.09
MetLife (MET) 0.0 $16k 350.00 45.71
MicroStrategy Incorporated (MSTR) 0.0 $13k 125.00 104.00
Dr. Reddy's Laboratories (RDY) 0.0 $26k 700.00 37.14
Sirius XM Radio 0.0 $34k 8.9k 3.82
TASER International 0.0 $22k 1.5k 14.67
Alexion Pharmaceuticals 0.0 $12k 100.00 120.00
Alliance Resource Partners (ARLP) 0.0 $15k 200.00 75.00
Alliant Techsystems 0.0 $29k 300.00 96.67
Hain Celestial (HAIN) 0.0 $12k 150.00 80.00
Anglo American 0.0 $12k 1.0k 12.00
Bob Evans Farms 0.0 $17k 300.00 56.67
CONMED Corporation (CNMD) 0.0 $13k 386.00 33.68
PriceSmart (PSMT) 0.0 $19k 200.00 95.00
PNM Resources (TXNM) 0.0 $17k 750.00 22.67
Middlesex Water Company (MSEX) 0.0 $15k 700.00 21.43
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $16k 800.00 20.00
Claymore/AlphaShares China Small Cap ETF 0.0 $12k 500.00 24.00
Pioneer Southwest Energy Partners 0.0 $13k 300.00 43.33
Manulife Finl Corp (MFC) 0.0 $25k 1.5k 16.67
iShares MSCI Brazil Index (EWZ) 0.0 $19k 400.00 47.50
iShares Russell Midcap Index Fund (IWR) 0.0 $30k 213.00 140.85
Pinnacle West Capital Corporation (PNW) 0.0 $27k 500.00 54.00
3D Systems Corporation (DDD) 0.0 $33k 616.00 53.57
Roche Holding (RHHBY) 0.0 $34k 500.00 68.00
Dassault Systemes (DASTY) 0.0 $20k 150.00 133.33
PowerShares Water Resources 0.0 $13k 525.00 24.76
iShares S&P Latin America 40 Index (ILF) 0.0 $27k 700.00 38.57
SPDR S&P China (GXC) 0.0 $22k 300.00 73.33
Opko Health (OPK) 0.0 $12k 1.4k 8.57
iShares MSCI Canada Index (EWC) 0.0 $34k 1.2k 27.98
Motorola Solutions (MSI) 0.0 $21k 350.00 60.00
iShares MSCI Singapore Index Fund 0.0 $13k 1.0k 13.00
Vanguard Consumer Discretionary ETF (VCR) 0.0 $13k 128.00 101.56
Royce Value Trust (RVT) 0.0 $24k 1.5k 16.00
iShares MSCI Germany Index Fund (EWG) 0.0 $14k 500.00 28.00
Claymore/BNY Mellon Frontier Markets ETF 0.0 $17k 1.0k 17.00
iShares Barclays Credit Bond Fund (USIG) 0.0 $13k 119.00 109.24
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $13k 217.00 59.91
SPDR S&P Emerging Latin America 0.0 $13k 200.00 65.00
United States 12 Month Oil Fund (USL) 0.0 $22k 500.00 44.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $27k 2.0k 13.50
iShares FTSE NAREIT Resi Plus Capp (REZ) 0.0 $12k 254.00 47.24
Market Vectors Steel 0.0 $18k 400.00 45.00
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $31k 2.5k 12.40
Pimco CA Municipal Income Fund (PCQ) 0.0 $31k 2.4k 13.06
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $33k 525.00 62.86
Claymore AlphaShares China All Cap ETF 0.0 $16k 600.00 26.67
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $13k 973.00 13.36
Eca Marcellus Trust I (ECTM) 0.0 $14k 1.5k 9.33
Blackrock California Municipal 2018 Term 0.0 $12k 787.00 15.25
Schwab Strategic Tr 0 (SCHP) 0.0 $23k 430.00 53.49
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $12k 500.00 24.00
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $15k 500.00 30.00
Nuveen Mass Divid Advantag M 0.0 $16k 1.2k 13.33
Liberty Star Uranium New cs 0.0 $12k 617k 0.02
Blackrock Ca Mun Incm Tr cs 0.0 $18k 1.3k 14.40
Target Corporation cs 0.0 $14k 225.00 62.22
Orange County Bus Bank cs 0.0 $15k 2.2k 6.82
Rydex Etf Trust equity 0.0 $22k 600.00 36.67
Nuveen Mass Prem 0.0 $15k 1.2k 12.50
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.0 $24k 600.00 40.00
Cvr Partners Lp unit 0.0 $18k 1.0k 18.00
Global X Etf equity 0.0 $23k 1.0k 23.00
Yelp Inc cl a (YELP) 0.0 $20k 300.00 66.67
Duke Energy (DUK) 0.0 $20k 300.00 66.67
Healthcare Tr Amer Inc cl a 0.0 $24k 2.3k 10.64
Healthcare Tr Amer Inccl B-3 0.0 $24k 2.3k 10.64
Bb&t Pfd 5.625% 0.0 $21k 1.0k 21.00
Hatteras Financia 0.0 $23k 1.0k 23.00
Trulia 0.0 $16k 350.00 45.71
Linn 0.0 $29k 1.0k 29.00
Cys Invts 7.75%ser A Pfd ps 0.0 $23k 1.0k 23.00
Gigamon 0.0 $17k 450.00 37.78
Banc Of California (BANC) 0.0 $25k 1.8k 13.89
Market Vectors Junior Gold Min 0.0 $33k 800.00 41.25
Hasbro (HAS) 0.0 $5.0k 108.00 46.30
Companhia de Bebidas das Americas 0.0 $2.0k 50.00 40.00
Time Warner Cable 0.0 $0 1.00 0.00
Petroleo Brasileiro SA (PBR) 0.0 $8.0k 500.00 16.00
Himax Technologies (HIMX) 0.0 $1.0k 100.00 10.00
Time Warner 0.0 $0 6.00 0.00
Citadel Broadcasting Corp 0.0 $0 41.00 0.00
BlackRock 0.0 $3.0k 12.00 250.00
Charles Schwab Corporation (SCHW) 0.0 $2.0k 100.00 20.00
Blackstone 0.0 $5.0k 200.00 25.00
Legg Mason 0.0 $2.0k 50.00 40.00
Coca-Cola Company (KO) 0.0 $6.0k 150.00 40.00
Sony Corporation (SONY) 0.0 $2.0k 100.00 20.00
KB Home (KBH) 0.0 $3.0k 150.00 20.00
Lennar Corporation (LEN) 0.0 $9.0k 250.00 36.00
Bank of Hawaii Corporation (BOH) 0.0 $5.0k 100.00 50.00
Digital Realty Trust (DLR) 0.0 $2.0k 40.00 50.00
Nuance Communications 0.0 $2.0k 100.00 20.00
Spectra Energy 0.0 $2.0k 64.00 31.25
Transocean (RIG) 0.0 $5.0k 102.00 49.02
Supervalu 0.0 $999.600000 85.00 11.76
Vulcan Materials Company (VMC) 0.0 $5.0k 100.00 50.00
BE Aerospace 0.0 $8.0k 106.00 75.47
CACI International (CACI) 0.0 $7.0k 100.00 70.00
Morgan Stanley (MS) 0.0 $5.0k 200.00 25.00
Quiksilver 0.0 $3.0k 440.00 6.82
Las Vegas Sands (LVS) 0.0 $7.0k 100.00 70.00
Nokia Corporation (NOK) 0.0 $5.0k 700.00 7.14
Emerson Electric (EMR) 0.0 $6.0k 100.00 60.00
Equity Residential (EQR) 0.0 $8.0k 150.00 53.33
JetBlue Airways Corporation (JBLU) 0.0 $999.000000 225.00 4.44
CenturyLink 0.0 $0 2.00 0.00
Novartis (NVS) 0.0 $4.0k 47.00 85.11
Red Hat 0.0 $0 5.00 0.00
Nextera Energy (NEE) 0.0 $4.0k 48.00 83.33
Tyco International Ltd S hs 0.0 $1.0k 38.00 26.32
Gap (GAP) 0.0 $6.0k 150.00 40.00
Nortel Networks Corporation 0.0 $0 5.00 0.00
Federal National Mortgage Association (FNMA) 0.0 $2.0k 1.5k 1.33
TJX Companies (TJX) 0.0 $6.0k 100.00 60.00
Murphy Oil Corporation (MUR) 0.0 $4.0k 62.00 64.52
Federal Home Loan Mortgage (FMCC) 0.0 $2.0k 1.5k 1.33
General Dynamics Corporation (GD) 0.0 $9.0k 101.00 89.11
Lowe's Companies (LOW) 0.0 $5.0k 100.00 50.00
Prudential Financial (PRU) 0.0 $3.0k 40.00 75.00
Pinnacle Entertainment 0.0 $0 8.00 0.00
Cumulus Media 0.0 $3.0k 576.00 5.21
Bce (BCE) 0.0 $5.0k 125.00 40.00
Frontier Communications 0.0 $11k 2.7k 4.02
Fastenal Company (FAST) 0.0 $1.0k 25.00 40.00
Sina Corporation 0.0 $8.0k 100.00 80.00
priceline.com Incorporated 0.0 $10k 10.00 1000.00
Take-Two Interactive Software (TTWO) 0.0 $999.900000 30.00 33.33
Advanced Micro Devices (AMD) 0.0 $1.0k 200.00 5.00
Goldcorp 0.0 $2.0k 89.00 22.47
Lorillard 0.0 $3.0k 75.00 40.00
Saic 0.0 $5.0k 300.00 16.67
Equinix 0.0 $9.0k 50.00 180.00
Under Armour (UAA) 0.0 $8.0k 100.00 80.00
ArcelorMittal 0.0 $8.0k 561.00 14.26
Life Technologies 0.0 $7.0k 100.00 70.00
Emulex Corporation 0.0 $8.0k 1.0k 8.00
Starwood Hotels & Resorts Worldwide 0.0 $5.0k 80.00 62.50
Western Gas Partners 0.0 $6.0k 100.00 60.00
Chipotle Mexican Grill (CMG) 0.0 $4.0k 10.00 400.00
CenterPoint Energy (CNP) 0.0 $1.0k 46.00 21.74
CARBO Ceramics 0.0 $4.0k 39.00 102.56
DreamWorks Animation SKG 0.0 $3.0k 100.00 30.00
Enbridge Energy Partners 0.0 $7.0k 240.00 29.17
InterDigital (IDCC) 0.0 $4.0k 101.00 39.60
Southwest Airlines (LUV) 0.0 $3.0k 200.00 15.00
California Water Service (CWT) 0.0 $6.0k 300.00 20.00
Elan Corporation 0.0 $6.0k 400.00 15.00
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $4.0k 500.00 8.00
MFA Mortgage Investments 0.0 $7.0k 1.0k 7.00
SanDisk Corporation 0.0 $6.0k 100.00 60.00
Unilever (UL) 0.0 $3.0k 80.00 37.50
United States Steel Corporation 0.0 $2.0k 100.00 20.00
Arena Pharmaceuticals 0.0 $1.0k 200.00 5.00
Geron Corporation (GERN) 0.0 $999.000000 300.00 3.33
NPS Pharmaceuticals 0.0 $5.0k 148.00 33.78
Rambus (RMBS) 0.0 $7.0k 700.00 10.00
Vivus 0.0 $1.0k 100.00 10.00
Alcatel-Lucent 0.0 $0 34.00 0.00
Golar Lng (GLNG) 0.0 $6.0k 160.00 37.50
Brink's Company (BCO) 0.0 $3.0k 104.00 28.85
HCP 0.0 $4.0k 90.00 44.44
Crystallex Intl Cad 0.0 $0 1.6k 0.00
Sinovac Biotech 0.0 $2.0k 300.00 6.67
Technology SPDR (XLK) 0.0 $6.0k 200.00 30.00
Basf Se (BASFY) 0.0 $10k 100.00 100.00
Central Fd Cda Ltd cl a 0.0 $10k 700.00 14.29
iShares Dow Jones US Home Const. (ITB) 0.0 $4.0k 200.00 20.00
Weatherford International Lt reg 0.0 $5.0k 300.00 16.67
Owens Corning New *w exp 10/30/201 0.0 $0 709.00 0.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $6.0k 50.00 120.00
iShares Russell 3000 Index (IWV) 0.0 $0 1.00 0.00
PowerShares DB US Dollar Index Bullish 0.0 $11k 500.00 22.00
Unisys Corporation (UIS) 0.0 $0 1.00 0.00
Medidata Solutions 0.0 $5.0k 55.00 90.91
iShares Dow Jones US Real Estate (IYR) 0.0 $7.0k 110.00 63.64
iShares Silver Trust (SLV) 0.0 $10k 494.00 20.24
Constant Contact 0.0 $9.0k 400.00 22.50
Market Vectors Agribusiness 0.0 $9.0k 175.00 51.43
Valeant Pharmaceuticals Int 0.0 $10k 100.00 100.00
Amarin Corporation 0.0 $1.0k 100.00 10.00
Magnum Hunter Resources Corporation 0.0 $3.0k 513.00 5.85
PowerShares WilderHill Clean Energy 0.0 $6.0k 900.00 6.67
iShares S&P SmallCap 600 Index (IJR) 0.0 $11k 112.00 98.21
Pebblebrook Hotel Trust (PEB) 0.0 $2.0k 75.00 26.67
Newtek Business Services 0.0 $1.0k 250.00 4.00
Alerian Mlp Etf 0.0 $9.0k 515.00 17.48
Industries N shs - a - (LYB) 0.0 $2.0k 25.00 80.00
iShares Lehman MBS Bond Fund (MBB) 0.0 $11k 100.00 110.00
General Motors Company (GM) 0.0 $4.0k 98.00 40.82
Teekay Tankers Ltd cl a 0.0 $2.0k 614.00 3.26
Elements Rogers Agri Tot Ret etf 0.0 $2.0k 200.00 10.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $5.0k 100.00 50.00
WisdomTree Emerging Markets Eq (DEM) 0.0 $4.0k 85.00 47.06
Magic Software Enterprises (MGIC) 0.0 $3.0k 385.00 7.79
ProShares Short 20+ Year Treasury ETF (TBF) 0.0 $6.0k 200.00 30.00
Hennes & Mauritz Ab (HNNMY) 0.0 $3.0k 400.00 7.50
Blackrock Muniyield Ariz 0.0 $4.0k 330.00 12.12
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.0 $4.0k 200.00 20.00
First Trust Global Wind Energy (FAN) 0.0 $3.0k 300.00 10.00
First Trust ISE Glbl Eng & C Indx (RBLD) 0.0 $4.0k 80.00 50.00
PowerShares Dynamic Biotech &Genome 0.0 $4.0k 100.00 40.00
Rydex S&P Equal Weight Technology 0.0 $7.0k 100.00 70.00
Penn West Energy Trust 0.0 $2.0k 180.00 11.11
Nuveen Insured Quality Muncipal Fund 0.0 $4.0k 300.00 13.33
Grill Concepts (GLLC) 0.0 $10k 31k 0.33
Hsbc Holdings Plc 8.125% p 0.0 $10k 400.00 25.00
Schwab Strategic Tr intrm trm (SCHR) 0.0 $0 5.00 0.00
Pengrowth Energy Corp 0.0 $1.0k 135.00 7.41
Eagle Broadband 0.0 $0 22.00 0.00
Schwab Strategic Tr sht tm us tres (SCHO) 0.0 $0 5.00 0.00
0.0 $3.0k 100.00 30.00
Total S A Adr F cs 0.0 $7.0k 125.00 56.00
Shl Telemedicine Ord F cs 0.0 $6.0k 700.00 8.57
Amerityre Corporation cs (AMTY) 0.0 $0 2.0k 0.00
Beeston Enterprises New cs 0.0 $0 90k 0.00
Comstock Mining Inc cs 0.0 $0 100.00 0.00
Verisign Inc cs 0.0 $0 8.00 0.00
Penthouse Intl Inc cs 0.0 $0 125k 0.00
Strategic Resources Ltd cs 0.0 $0 5.5k 0.00
Meltronix Inc cs (MTNX) 0.0 $0 12k 0.00
Commerce Energy Group cs 0.0 $0 8.0k 0.00
Global Networks Corp cs (GBNW) 0.0 $0 5.00 0.00
S G I International New cs 0.0 $0 100.00 0.00
Dream Marketing Inc cs 0.0 $0 10.00 0.00
Premier Laser Sys A Nxxx cs 0.0 $0 500.00 0.00
Usa Uranium Corp Xxx cs 0.0 $0 400k 0.00
Schwab Strategic Tr cmn (SCHV) 0.0 $0 11.00 0.00
Covidien 0.0 $2.0k 38.00 52.63
Huntington Ingalls Inds (HII) 0.0 $3.0k 50.00 60.00
Te Connectivity Ltd for 0.0 $2.0k 38.00 52.63
Powershares Senior Loan Portfo mf 0.0 $9.0k 345.00 26.09
China Architectural Engr 0.0 $0 334.00 0.00
Genvec 0.0 $0 100.00 0.00
Schwab Strategic Tr us reit etf (SCHH) 0.0 $0 11.00 0.00
Sandridge Miss Trust (SDTTU) 0.0 $1.0k 80.00 12.50
Ishares High Dividend Equity F (HDV) 0.0 $9.0k 141.00 63.83
Galena Biopharma 0.0 $1.0k 475.00 2.11
Zillow 0.0 $8.0k 100.00 80.00
Level 3 Communications 0.0 $999.900000 33.00 30.30
Lifevantage 0.0 $1.0k 500.00 2.00
Powerwave Technologies 0.0 $0 13.00 0.00
Zynga 0.0 $1.0k 200.00 5.00
Synergy Pharmaceuticals 0.0 $1.0k 297.00 3.37
Magnum Hunter Resources Wt 0.0 $0 44.00 0.00
Idna Inc cs 0.0 $0 5.0k 0.00
Powerlinx Inc New cs (PWNX) 0.0 $0 10.00 0.00
Isc8 Inc cs 0.0 $0 12.00 0.00
Matson (MATX) 0.0 $8.0k 300.00 26.67
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 25.00 40.00
Alexander & Baldwin (ALEX) 0.0 $11k 300.00 36.67
Sandridge Mississippian Tr I 0.0 $8.0k 595.00 13.45
Thq Inc Com Par$.01 0.0 $0 2.00 0.00
Peoplestring Corp Com Stk 0.0 $0 20k 0.00
Adt 0.0 $999.970000 19.00 52.63
Pentair 0.0 $1.0k 8.00 125.00
Mondelez Int (MDLZ) 0.0 $999.950000 35.00 28.57
Kraft Foods 0.0 $1.0k 11.00 90.91
Stratasys (SSYS) 0.0 $8.0k 81.00 98.77
Prothena (PRTA) 0.0 $0 9.00 0.00
Pactera Technology- 0.0 $1.0k 100.00 10.00
Berry Plastics (BERY) 0.0 $2.0k 100.00 20.00
Alon Usa Partners Lp ut ltdpart int 0.0 $4.0k 350.00 11.43
Organovo Holdings 0.0 $1.0k 249.00 4.02
Prudential Finl Inc Jr Sub Nt preferred 0.0 $11k 500.00 22.00
Zoetis Inc Cl A (ZTS) 0.0 $2.0k 77.00 25.97
Seaworld Entertainment (PRKS) 0.0 $1.0k 50.00 20.00
Mallinckrodt Pub 0.0 $0 4.00 0.00
Marketo 0.0 $3.0k 100.00 30.00
Blackberry (BB) 0.0 $3.0k 400.00 7.50
Windstream Hldgs 0.0 $9.0k 1.1k 8.15
Call Bazaarvoice Inc cl 0.0 $0 6.00 0.00
Call Edwards Lifescience cl 0.0 $1.0k 2.00 500.00
Nextwave Wireless Cvr cs 0.0 $0 47.00 0.00
Sanborn Resources Ltd cs 0.0 $0 5.0k 0.00
U S Silica Hldgs Inc cs 0.0 $6.0k 250.00 24.00