Iwamoto Kong & Co

Apriem Advisors as of Dec. 31, 2015

Portfolio Holdings for Apriem Advisors

Apriem Advisors holds 611 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Claymore Exchange-traded Fd gugg crp bd 2017 13.0 $37M 1.6M 22.52
Schwab U S Broad Market ETF (SCHB) 10.1 $28M 579k 49.04
Schwab U S Large Cap Growth ETF (SCHG) 3.2 $9.1M 173k 52.83
Apple (AAPL) 3.2 $9.0M 86k 105.26
Schwab Strategic Tr us dividend eq (SCHD) 3.2 $9.0M 234k 38.56
At&t (T) 2.8 $7.9M 229k 34.41
Exxon Mobil Corporation (XOM) 2.8 $7.7M 99k 77.95
General Electric Company 2.5 $7.1M 229k 31.15
Pfizer (PFE) 2.2 $6.2M 193k 32.28
Abbvie (ABBV) 2.0 $5.6M 94k 59.24
Target Corporation (TGT) 1.9 $5.5M 75k 72.60
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 1.9 $5.5M 51k 107.28
Bristol Myers Squibb (BMY) 1.9 $5.4M 79k 68.80
Starbucks Corporation (SBUX) 1.7 $4.9M 81k 60.03
Wells Fargo & Company (WFC) 1.7 $4.9M 89k 54.36
Eaton (ETN) 1.7 $4.7M 91k 52.04
Consolidated Edison (ED) 1.6 $4.5M 70k 64.27
Doubleline Opportunistic Cr (DBL) 1.6 $4.4M 174k 25.31
JPMorgan Chase & Co. (JPM) 1.5 $4.2M 63k 66.03
ConocoPhillips (COP) 1.5 $4.2M 90k 46.69
Ventas (VTR) 1.5 $4.1M 73k 56.44
Claymore Exchange-traded Fd gugg crp bd 2016 1.5 $4.1M 185k 22.08
Facebook Inc cl a (META) 1.4 $4.0M 39k 104.66
Alphabet Inc Class A cs (GOOGL) 1.4 $3.9M 5.0k 777.98
Johnson Controls 1.4 $3.9M 99k 39.49
Qualcomm (QCOM) 1.4 $3.9M 78k 49.99
Market Vectors Etf Tr 1.4 $3.9M 203k 19.15
Cisco Systems (CSCO) 1.3 $3.7M 137k 27.15
Pimco Dynamic Incm Fund (PDI) 1.3 $3.7M 135k 27.36
Bank of America Corporation (BAC) 1.3 $3.6M 214k 16.83
American Express Company (AXP) 1.1 $3.0M 43k 69.55
Verizon Communications (VZ) 1.0 $2.8M 60k 46.22
Gilead Sciences (GILD) 1.0 $2.8M 27k 101.21
Celgene Corporation 1.0 $2.7M 23k 119.75
MetLife (MET) 0.9 $2.6M 54k 48.20
Vanguard Total Bond Market ETF (BND) 0.9 $2.5M 31k 80.76
Palo Alto Networks (PANW) 0.8 $2.2M 13k 176.14
Kimberly-Clark Corporation (KMB) 0.7 $1.9M 15k 127.30
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.6 $1.6M 102k 15.36
Lululemon Athletica (LULU) 0.5 $1.5M 29k 52.46
Commerce Bancshares (CBSH) 0.4 $1.1M 26k 42.55
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.4 $1.1M 70k 15.48
Berkshire Hathaway (BRK.B) 0.4 $1.0M 7.6k 132.04
Rydex S&P Equal Weight Energy 0.4 $1.0M 21k 47.09
Doubleline Income Solutions (DSL) 0.4 $1.0M 62k 16.22
Schwab International Equity ETF (SCHF) 0.3 $984k 36k 27.56
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.3 $951k 9.1k 104.56
Blackrock Muniyield California Ins Fund 0.3 $951k 61k 15.61
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.3 $946k 170k 5.57
Jp Morgan Alerian Mlp Index 0.3 $926k 32k 28.98
Schwab Strategic Tr us aggregate b (SCHZ) 0.3 $902k 18k 51.48
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $881k 69k 12.76
Spdr S&p 500 Etf (SPY) 0.3 $829k 4.1k 203.79
Nuveen Equity Premium Income Fund (BXMX) 0.3 $840k 63k 13.44
Care Cap Properties 0.3 $835k 27k 30.59
Cohen & Steers infrastucture Fund (UTF) 0.3 $795k 42k 19.08
Tesla Motors (TSLA) 0.3 $766k 3.2k 240.05
Chevron Corporation (CVX) 0.2 $684k 7.6k 89.91
DNP Select Income Fund (DNP) 0.2 $642k 72k 8.95
Claymore/Zacks Multi-Asset Inc Idx 0.2 $618k 34k 18.17
GlaxoSmithKline 0.2 $583k 14k 40.38
iShares MSCI EAFE Index Fund (EFA) 0.2 $482k 8.2k 58.72
Annaly Capital Management 0.1 $423k 45k 9.38
Intel Corporation (INTC) 0.1 $428k 12k 34.44
Amazon (AMZN) 0.1 $383k 567.00 675.49
PowerShares Insured Cali Muni Bond 0.1 $368k 14k 25.87
Home Depot (HD) 0.1 $325k 2.5k 132.11
PowerShares QQQ Trust, Series 1 0.1 $328k 2.9k 111.98
Northrop Grumman Corporation (NOC) 0.1 $317k 1.7k 189.03
Altria (MO) 0.1 $316k 5.4k 58.28
Merck & Co (MRK) 0.1 $303k 5.7k 52.82
iShares S&P 500 Index (IVV) 0.1 $307k 1.5k 204.67
iShares Russell 2000 Index (IWM) 0.1 $313k 2.8k 112.47
Cathay General Ban (CATY) 0.1 $313k 10k 31.30
Qorvo (QRVO) 0.1 $296k 5.8k 50.82
Costco Wholesale Corporation (COST) 0.1 $271k 1.7k 161.31
Energy Select Sector SPDR (XLE) 0.1 $274k 4.5k 60.42
Schwab Strategic Tr intrm trm (SCHR) 0.1 $284k 5.3k 53.53
Walt Disney Company (DIS) 0.1 $248k 2.4k 105.17
DaVita (DVA) 0.1 $258k 3.7k 69.73
SPDR Gold Trust (GLD) 0.1 $264k 2.6k 101.54
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $250k 5.0k 50.00
Schwab U S Small Cap ETF (SCHA) 0.1 $248k 4.8k 52.02
Pimco Total Return Etf totl (BOND) 0.1 $257k 2.5k 104.05
Nike (NKE) 0.1 $235k 3.8k 62.63
salesforce (CRM) 0.1 $223k 2.9k 78.25
Skyworks Solutions (SWKS) 0.1 $226k 2.9k 76.90
First Fndtn (FFWM) 0.1 $236k 10k 23.60
Time Warner 0.1 $194k 3.0k 64.67
Amgen (AMGN) 0.1 $192k 1.2k 162.71
Philip Morris International (PM) 0.1 $210k 2.4k 87.90
Edison International (EIX) 0.1 $189k 3.2k 59.06
Realty Income (O) 0.1 $187k 3.6k 51.59
Alerian Mlp Etf 0.1 $185k 15k 12.02
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $186k 4.8k 38.75
iShares Dow Jones US Healthcare (IYH) 0.1 $187k 1.2k 150.20
BlackRock Core Bond Trust (BHK) 0.1 $197k 16k 12.62
1/100 Berkshire Htwy Cla 100 0.1 $198k 1.00 198000.00
Abbott Laboratories (ABT) 0.1 $165k 3.7k 44.84
Boeing Company (BA) 0.1 $172k 1.2k 144.30
Yum! Brands (YUM) 0.1 $174k 2.4k 72.86
General Mills (GIS) 0.1 $173k 3.0k 57.72
Agilent Technologies Inc C ommon (A) 0.1 $172k 4.1k 41.89
Ford Motor Company (F) 0.1 $181k 13k 14.09
Sempra Energy (SRE) 0.1 $157k 1.7k 93.73
SanDisk Corporation 0.1 $179k 2.4k 76.07
Vanguard Mid-Cap ETF (VO) 0.1 $156k 1.3k 120.00
Source Capital 0.1 $166k 2.5k 66.40
BlackRock MuniYield California Fund 0.1 $161k 10k 15.78
Citigroup (C) 0.1 $158k 3.1k 51.60
Sirius Xm Holdings 0.1 $166k 41k 4.07
Anthem (ELV) 0.1 $176k 1.3k 139.79
McKesson Corporation (MCK) 0.1 $148k 750.00 197.33
International Business Machines (IBM) 0.1 $151k 1.1k 137.27
United Technologies Corporation 0.1 $141k 1.5k 96.31
Industrial SPDR (XLI) 0.1 $146k 2.8k 53.09
Ipath Dow Jones-aig Commodity (DJP) 0.1 $137k 6.4k 21.41
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $141k 11k 13.23
Claymore Exchange Trd Fd Tr guggenheim sol 0.1 $148k 4.8k 30.58
Alibaba Group Holding (BABA) 0.1 $142k 1.7k 81.24
Baxalta Incorporated 0.1 $142k 3.7k 38.90
McDonald's Corporation (MCD) 0.0 $118k 999.00 118.12
Johnson & Johnson (JNJ) 0.0 $117k 1.1k 102.99
International Paper Company (IP) 0.0 $117k 3.1k 37.83
iShares S&P 500 Growth Index (IVW) 0.0 $116k 1.0k 116.00
Barclays Bk Plc Ipsp croil etn 0.0 $102k 16k 6.24
iShares S&P SmallCap 600 Index (IJR) 0.0 $110k 1.0k 109.67
Vanguard Information Technology ETF (VGT) 0.0 $117k 1.1k 107.83
Ega Emerging Global Shs Tr emrg gl dj 0.0 $106k 5.0k 21.20
CurrencyShares Japanese Yen Trust 0.0 $101k 1.3k 80.80
WisdomTree Intl. SmallCap Div (DLS) 0.0 $116k 2.0k 58.00
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $104k 5.3k 19.58
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $109k 7.0k 15.57
Clearbridge Energy M 0.0 $99k 8.0k 12.36
American Capital 8% Pfd ps 0.0 $114k 4.5k 25.33
Twitter 0.0 $116k 5.0k 23.15
Vodafone Group New Adr F (VOD) 0.0 $123k 3.8k 32.38
Eversource Energy (ES) 0.0 $102k 2.0k 50.90
Alphabet Inc Class C cs (GOOG) 0.0 $111k 146.00 760.27
U.S. Bancorp (USB) 0.0 $88k 2.1k 42.57
Coca-Cola Company (KO) 0.0 $76k 1.8k 42.72
Wal-Mart Stores (WMT) 0.0 $73k 1.2k 61.29
Eli Lilly & Co. (LLY) 0.0 $89k 1.1k 84.60
Nucor Corporation (NUE) 0.0 $83k 2.1k 40.49
Steelcase (SCS) 0.0 $75k 5.0k 15.00
Emerson Electric (EMR) 0.0 $84k 1.8k 47.81
Raytheon Company 0.0 $82k 657.00 124.81
Lockheed Martin Corporation (LMT) 0.0 $78k 358.00 217.88
BB&T Corporation 0.0 $76k 2.0k 38.00
Honeywell International (HON) 0.0 $90k 870.00 103.45
Occidental Petroleum Corporation (OXY) 0.0 $79k 1.2k 67.64
Sturm, Ruger & Company (RGR) 0.0 $83k 1.4k 59.29
Netflix (NFLX) 0.0 $90k 785.00 114.65
Southwest Gas Corporation (SWX) 0.0 $74k 1.3k 55.35
Chipotle Mexican Grill (CMG) 0.0 $82k 170.00 482.35
Duke Realty Corporation 0.0 $74k 3.5k 21.14
Smith & Wesson Holding Corporation 0.0 $88k 4.0k 22.00
Consumer Staples Select Sect. SPDR (XLP) 0.0 $93k 1.8k 50.54
Financial Select Sector SPDR (XLF) 0.0 $94k 3.9k 23.95
Vanguard Europe Pacific ETF (VEA) 0.0 $73k 2.0k 36.50
iShares Dow Jones US Financial (IYF) 0.0 $88k 1.0k 88.00
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $71k 695.00 102.16
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $93k 7.5k 12.40
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $71k 4.8k 14.95
Express Scripts Holding 0.0 $82k 943.00 86.96
Wells Fargo pre 0.0 $96k 3.8k 25.50
Banc Of California (BANC) 0.0 $73k 5.0k 14.60
Fireeye 0.0 $74k 3.6k 20.60
Nuveen All Cap Ene Mlp Opport mf 0.0 $71k 10k 7.00
Medtronic (MDT) 0.0 $75k 974.00 77.00
Allergan 0.0 $78k 249.00 313.25
Kraft Heinz (KHC) 0.0 $93k 1.3k 73.06
HSBC Holdings (HSBC) 0.0 $51k 1.3k 39.23
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $49k 1.4k 35.08
Goldman Sachs (GS) 0.0 $53k 295.00 179.66
Waste Management (WM) 0.0 $64k 1.2k 53.33
Baxter International (BAX) 0.0 $44k 1.2k 38.26
Health Care SPDR (XLV) 0.0 $61k 850.00 71.76
Dominion Resources (D) 0.0 $54k 800.00 67.50
Bank of Hawaii Corporation (BOH) 0.0 $51k 807.00 63.20
Genuine Parts Company (GPC) 0.0 $58k 675.00 85.93
PPG Industries (PPG) 0.0 $59k 600.00 98.33
AFLAC Incorporated (AFL) 0.0 $60k 1.0k 60.00
Morgan Stanley (MS) 0.0 $48k 1.5k 32.00
Aetna 0.0 $43k 400.00 107.50
Procter & Gamble Company (PG) 0.0 $67k 850.00 78.82
Biogen Idec (BIIB) 0.0 $54k 175.00 308.57
Whole Foods Market 0.0 $58k 1.7k 33.78
General Dynamics Corporation (GD) 0.0 $43k 313.00 137.38
Novo Nordisk A/S (NVO) 0.0 $67k 1.2k 58.26
Visa (V) 0.0 $54k 700.00 77.14
Oracle Corporation (ORCL) 0.0 $61k 1.7k 36.55
Under Armour (UAA) 0.0 $47k 586.00 80.20
iShares MSCI Japan Index 0.0 $46k 3.8k 12.06
Skechers USA 0.0 $50k 1.7k 30.30
NAVIOS MARITIME HOLDINGS INC Com Stk 0.0 $61k 35k 1.74
iShares Gold Trust 0.0 $65k 6.4k 10.16
Market Vectors Gold Miners ETF 0.0 $51k 3.7k 13.78
iShares Lehman Aggregate Bond (AGG) 0.0 $43k 400.00 107.50
iShares Russell Midcap Index Fund (IWR) 0.0 $64k 400.00 160.00
Utilities SPDR (XLU) 0.0 $51k 1.2k 43.40
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $43k 1.0k 43.00
SPDR S&P Dividend (SDY) 0.0 $53k 725.00 73.10
PowerShares Preferred Portfolio 0.0 $46k 3.1k 14.98
WisdomTree Intl. LargeCap Div (DOL) 0.0 $60k 1.4k 43.48
Nuveen Floating Rate Income Fund (JFR) 0.0 $69k 6.7k 10.27
Nuveen Munpl Markt Opp Fund 0.0 $69k 5.0k 13.80
Nuveen Quality Income Municipal Fund 0.0 $60k 4.3k 14.12
PIMCO High Income Fund (PHK) 0.0 $70k 8.5k 8.21
Nuveen Investment Quality Munl Fund 0.0 $46k 3.0k 15.33
Countrywide Capital V p 0.0 $51k 2.0k 25.50
Laaco Inc Ltd Partnship oa 0.0 $68k 40.00 1700.00
Linkedin Corp 0.0 $68k 300.00 226.67
stock 0.0 $59k 1.0k 59.00
Keysight Technologies (KEYS) 0.0 $55k 2.0k 28.16
Healthcare Tr Amer Inc cl a 0.0 $61k 2.3k 27.05
Barrick Gold Corp (GOLD) 0.0 $24k 3.3k 7.27
Lear Corporation (LEA) 0.0 $18k 150.00 120.00
Cnooc 0.0 $15k 140.00 107.14
iShares MSCI Emerging Markets Indx (EEM) 0.0 $31k 951.00 32.60
Microsoft Corporation (MSFT) 0.0 $25k 459.00 54.47
Regeneron Pharmaceuticals (REGN) 0.0 $24k 45.00 533.33
Archer Daniels Midland Company (ADM) 0.0 $22k 601.00 36.61
CBS Corporation 0.0 $19k 400.00 47.50
Cardinal Health (CAH) 0.0 $27k 300.00 90.00
Coach 0.0 $23k 703.00 32.72
Lumber Liquidators Holdings 0.0 $19k 1.1k 17.27
Newmont Mining Corporation (NEM) 0.0 $27k 1.5k 18.00
Brown-Forman Corporation (BF.B) 0.0 $20k 200.00 100.00
Dow Chemical Company 0.0 $36k 700.00 51.43
Nordstrom 0.0 $40k 800.00 50.00
AmerisourceBergen (COR) 0.0 $31k 300.00 103.33
Cincinnati Financial Corporation (CINF) 0.0 $30k 500.00 60.00
Foot Locker 0.0 $17k 262.00 64.89
CVS Caremark Corporation (CVS) 0.0 $23k 240.00 95.83
Kroger (KR) 0.0 $25k 600.00 41.67
Novartis (NVS) 0.0 $38k 437.00 86.96
Plum Creek Timber 0.0 $29k 608.00 47.70
Alcoa 0.0 $23k 2.4k 9.77
Allstate Corporation (ALL) 0.0 $37k 589.00 62.82
Anadarko Petroleum Corporation 0.0 $24k 500.00 48.00
Deere & Company (DE) 0.0 $27k 350.00 77.14
eBay (EBAY) 0.0 $27k 1.0k 27.00
Fluor Corporation (FLR) 0.0 $24k 501.00 47.90
Royal Dutch Shell 0.0 $17k 375.00 45.33
Sanofi-Aventis SA (SNY) 0.0 $17k 400.00 42.50
Schlumberger (SLB) 0.0 $21k 300.00 70.00
PG&E Corporation (PCG) 0.0 $27k 500.00 54.00
EMC Corporation 0.0 $22k 875.00 25.14
TJX Companies (TJX) 0.0 $28k 398.00 70.35
Southern Company (SO) 0.0 $33k 700.00 47.14
Anheuser-Busch InBev NV (BUD) 0.0 $19k 148.00 128.38
Calumet Specialty Products Partners, L.P 0.0 $30k 1.5k 20.00
Lowe's Companies (LOW) 0.0 $15k 200.00 75.00
Sap (SAP) 0.0 $24k 300.00 80.00
UMH Properties (UMH) 0.0 $30k 3.0k 10.00
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $38k 507.00 74.95
HDFC Bank (HDB) 0.0 $22k 350.00 62.86
Toyota Motor Corporation (TM) 0.0 $25k 200.00 125.00
Delta Air Lines (DAL) 0.0 $15k 300.00 50.00
Entergy Corporation (ETR) 0.0 $21k 300.00 70.00
Baidu (BIDU) 0.0 $28k 150.00 186.67
Enterprise Products Partners (EPD) 0.0 $31k 1.2k 25.83
National HealthCare Corporation (NHC) 0.0 $22k 350.00 62.86
AmeriGas Partners 0.0 $34k 1.0k 34.00
Hormel Foods Corporation (HRL) 0.0 $24k 302.00 79.47
Dr. Reddy's Laboratories (RDY) 0.0 $16k 350.00 45.71
Banco Santander (SAN) 0.0 $15k 3.0k 4.97
TASER International 0.0 $39k 2.3k 17.33
Abb (ABBNY) 0.0 $21k 1.2k 17.50
Ciena Corporation (CIEN) 0.0 $21k 1.0k 21.00
Randgold Resources 0.0 $15k 250.00 60.00
Hain Celestial (HAIN) 0.0 $20k 500.00 40.00
CONMED Corporation (CNMD) 0.0 $18k 402.00 44.78
Southern Copper Corporation (SCCO) 0.0 $36k 1.4k 26.14
Siemens (SIEGY) 0.0 $19k 200.00 95.00
Basf Se (BASFY) 0.0 $19k 250.00 76.00
Morgan Stanley China A Share Fund (CAF) 0.0 $26k 1.3k 20.00
Pinnacle West Capital Corporation (PNW) 0.0 $32k 500.00 64.00
SPDR S&P MidCap 400 ETF (MDY) 0.0 $25k 100.00 250.00
American Capital Agency 0.0 $36k 2.1k 17.14
Avago Technologies 0.0 $29k 200.00 145.00
Valeant Pharmaceuticals Int 0.0 $30k 300.00 100.00
Roche Holding (RHHBY) 0.0 $17k 500.00 34.00
Dassault Systemes (DASTY) 0.0 $24k 300.00 80.00
Nxp Semiconductors N V (NXPI) 0.0 $36k 425.00 84.71
PowerShares DB US Dollar Index Bearish 0.0 $17k 800.00 21.25
iShares Dow Jones Select Dividend (DVY) 0.0 $23k 300.00 76.67
Vanguard Total Stock Market ETF (VTI) 0.0 $32k 310.00 103.23
Aberdeen Asia-Pacific Income Fund 0.0 $32k 7.0k 4.57
Opko Health (OPK) 0.0 $20k 2.0k 10.00
Vanguard REIT ETF (VNQ) 0.0 $29k 364.00 79.67
iShares MSCI EAFE Growth Index (EFG) 0.0 $22k 323.00 68.11
Cohen & Steers Total Return Real (RFI) 0.0 $38k 3.0k 12.67
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $31k 2.0k 15.50
Nuveen Municipal Advantage Fund 0.0 $28k 2.0k 14.00
Pimco CA Municipal Income Fund (PCQ) 0.0 $37k 2.4k 15.59
Rydex S&P Equal Weight Technology 0.0 $18k 200.00 90.00
SPDR Nuveen Barclays Capital Municpl Bnd 0.0 $20k 820.00 24.39
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $17k 240.00 70.83
Vanguard Energy ETF (VDE) 0.0 $17k 200.00 85.00
Sprott Physical Gold Trust (PHYS) 0.0 $18k 2.1k 8.65
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $30k 2.2k 13.64
Blackrock California Mun. Income Trust (BFZ) 0.0 $20k 1.3k 16.00
Nuveen Select Quality Municipal Fund 0.0 $28k 2.0k 14.00
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $17k 3.2k 5.24
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $34k 708.00 48.02
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $20k 700.00 28.57
Schwab Strategic Tr cmn (SCHV) 0.0 $25k 600.00 41.67
Kinder Morgan (KMI) 0.0 $15k 1.0k 15.00
Rydex Etf Trust russ2000 eq w 0.0 $24k 600.00 40.00
Powershares Etf Tr Ii s^p500 low vol 0.0 $15k 400.00 37.50
Global X Etf equity 0.0 $20k 1.0k 20.00
Yelp Inc cl a (YELP) 0.0 $39k 1.4k 28.89
Duke Energy (DUK) 0.0 $21k 300.00 70.00
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $21k 1.0k 21.00
Mondelez Int (MDLZ) 0.0 $18k 398.00 45.23
Hatteras Financia 0.0 $23k 1.0k 23.00
State Street Corp 0.0 $34k 1.3k 25.84
Cys Invts 7.75%ser A Pfd ps 0.0 $23k 1.0k 23.00
Dynex Capital 8.5% Pfd ps 0.0 $41k 1.8k 23.43
Ambarella (AMBA) 0.0 $39k 700.00 55.71
Prudential Finl Inc Jr Sub Nt preferred 0.0 $26k 1.0k 26.00
Pimco Dynamic Credit Income other 0.0 $25k 1.4k 18.37
Chimerix (CMRX) 0.0 $18k 2.0k 9.00
Rexford Industrial Realty Inc reit (REXR) 0.0 $21k 1.3k 16.44
Spdr Index Shs Fds unit 0.0 $16k 250.00 64.00
Mobileye 0.0 $25k 600.00 41.67
Genco Shipping & Trading 0.0 $19k 13k 1.49
Ubs Group (UBS) 0.0 $19k 1.0k 19.00
Factorshares Tr ise cyber sec 0.0 $40k 1.6k 25.81
Pizza Inn Holdings (RAVE) 0.0 $16k 2.6k 6.21
Orbital Atk 0.0 $37k 415.00 89.16
Vistaoutdoor (VSTO) 0.0 $37k 830.00 44.58
Vareit, Inc reits 0.0 $19k 2.4k 7.93
Paypal Holdings (PYPL) 0.0 $36k 1.0k 36.00
BP (BP) 0.0 $0 15.00 0.00
Diamond Offshore Drilling 0.0 $3.0k 150.00 20.00
Hasbro (HAS) 0.0 $8.0k 115.00 69.57
America Movil Sab De Cv spon adr l 0.0 $14k 1.0k 14.00
Comcast Corporation (CMCSA) 0.0 $6.0k 110.00 54.55
Petroleo Brasileiro SA (PBR) 0.0 $2.0k 500.00 4.00
Sociedad Quimica y Minera (SQM) 0.0 $1.0k 51.00 19.61
NRG Energy (NRG) 0.0 $0 4.00 0.00
China Mobile 0.0 $11k 200.00 55.00
Corning Incorporated (GLW) 0.0 $6.0k 334.00 17.96
BlackRock 0.0 $7.0k 22.00 318.18
Charles Schwab Corporation (SCHW) 0.0 $3.0k 100.00 30.00
Starwood Property Trust (STWD) 0.0 $5.0k 245.00 20.41
Bank of New York Mellon Corporation (BK) 0.0 $9.0k 216.00 41.67
Legg Mason 0.0 $2.0k 50.00 40.00
Caterpillar (CAT) 0.0 $11k 157.00 70.06
CSX Corporation (CSX) 0.0 $1.0k 50.00 20.00
Devon Energy Corporation (DVN) 0.0 $3.0k 101.00 29.70
Monsanto Company 0.0 $4.0k 41.00 97.56
Republic Services (RSG) 0.0 $5.0k 122.00 40.98
Seattle Genetics 0.0 $11k 250.00 44.00
Sony Corporation (SONY) 0.0 $12k 475.00 25.26
United Parcel Service (UPS) 0.0 $9.0k 96.00 93.75
Cummins (CMI) 0.0 $9.0k 100.00 90.00
Digital Realty Trust (DLR) 0.0 $6.0k 80.00 75.00
Mattel (MAT) 0.0 $8.0k 300.00 26.67
NVIDIA Corporation (NVDA) 0.0 $8.0k 231.00 34.63
Nuance Communications 0.0 $2.0k 100.00 20.00
Transocean (RIG) 0.0 $3.0k 239.00 12.55
Supervalu 0.0 $999.600000 85.00 11.76
Harris Corporation 0.0 $9.0k 100.00 90.00
Harley-Davidson (HOG) 0.0 $9.0k 200.00 45.00
BE Aerospace 0.0 $5.0k 108.00 46.30
CACI International (CACI) 0.0 $9.0k 100.00 90.00
Quiksilver 0.0 $0 440.00 0.00
Las Vegas Sands (LVS) 0.0 $10k 229.00 43.67
Nokia Corporation (NOK) 0.0 $1.0k 150.00 6.67
JetBlue Airways Corporation (JBLU) 0.0 $5.0k 225.00 22.22
Koninklijke Philips Electronics NV (PHG) 0.0 $13k 500.00 26.00
CenturyLink 0.0 $0 2.00 0.00
Potash Corp. Of Saskatchewan I 0.0 $2.0k 100.00 20.00
Red Hat 0.0 $0 5.00 0.00
Integrated Device Technology 0.0 $13k 500.00 26.00
Olin Corporation (OLN) 0.0 $12k 710.00 16.90
Williams-Sonoma (WSM) 0.0 $6.0k 100.00 60.00
Cemex SAB de CV (CX) 0.0 $8.0k 1.5k 5.33
Diageo (DEO) 0.0 $9.0k 87.00 103.45
Halliburton Company (HAL) 0.0 $3.0k 100.00 30.00
Marsh & McLennan Companies (MMC) 0.0 $11k 200.00 55.00
Pepsi (PEP) 0.0 $4.0k 44.00 90.91
Royal Dutch Shell 0.0 $12k 250.00 48.00
Gap (GAP) 0.0 $4.0k 150.00 26.67
Federal National Mortgage Association (FNMA) 0.0 $2.0k 1.5k 1.33
Danaher Corporation (DHR) 0.0 $12k 125.00 96.00
Total (TTE) 0.0 $6.0k 125.00 48.00
Williams Companies (WMB) 0.0 $3.0k 100.00 30.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $4.0k 577.00 6.93
Federal Home Loan Mortgage (FMCC) 0.0 $2.0k 1.5k 1.33
Accenture (ACN) 0.0 $10k 100.00 100.00
Tootsie Roll Industries (TR) 0.0 $10k 325.00 30.77
Prudential Financial (PRU) 0.0 $3.0k 40.00 75.00
Pinnacle Entertainment 0.0 $0 8.00 0.00
Cumulus Media 0.0 $989.000000 2.3k 0.43
Live Nation Entertainment (LYV) 0.0 $4.0k 161.00 24.84
Fiserv (FI) 0.0 $9.0k 100.00 90.00
PetroChina Company 0.0 $7.0k 100.00 70.00
Frontier Communications 0.0 $8.0k 1.7k 4.58
Public Service Enterprise (PEG) 0.0 $4.0k 100.00 40.00
Applied Materials (AMAT) 0.0 $1.0k 40.00 25.00
Fastenal Company (FAST) 0.0 $1.0k 25.00 40.00
Pioneer Natural Resources 0.0 $9.0k 70.00 128.57
Precision Castparts 0.0 $12k 50.00 240.00
Sina Corporation 0.0 $5.0k 100.00 50.00
Avis Budget (CAR) 0.0 $5.0k 150.00 33.33
Take-Two Interactive Software (TTWO) 0.0 $999.900000 30.00 33.33
Advanced Micro Devices (AMD) 0.0 $1.0k 400.00 2.50
Micron Technology (MU) 0.0 $14k 1.0k 14.00
Activision Blizzard 0.0 $2.0k 60.00 33.33
Amtrust Financial Services 0.0 $999.960000 12.00 83.33
ArcelorMittal 0.0 $5.0k 1.2k 4.15
Amer (UHAL) 0.0 $4.0k 10.00 400.00
Lam Research Corporation 0.0 $12k 150.00 80.00
Methode Electronics (MEI) 0.0 $999.900000 33.00 30.30
Western Gas Partners 0.0 $4.0k 90.00 44.44
AllianceBernstein Holding (AB) 0.0 $1.0k 47.00 21.28
American Railcar Industries 0.0 $0 10.00 0.00
CenterPoint Energy (CNP) 0.0 $1.0k 46.00 21.74
Enbridge Energy Partners 0.0 $3.0k 126.00 23.81
Helix Energy Solutions (HLX) 0.0 $5.0k 1.0k 5.00
InterDigital (IDCC) 0.0 $5.0k 104.00 48.08
L-3 Communications Holdings 0.0 $1.0k 7.00 142.86
MicroStrategy Incorporated (MSTR) 0.0 $13k 75.00 173.33
British American Tobac (BTI) 0.0 $4.0k 38.00 105.26
Cal-Maine Foods (CALM) 0.0 $999.960000 13.00 76.92
MFA Mortgage Investments 0.0 $7.0k 1.0k 7.00
Old Dominion Freight Line (ODFL) 0.0 $12k 200.00 60.00
United States Steel Corporation 0.0 $1.0k 100.00 10.00
Bob Evans Farms 0.0 $12k 300.00 40.00
Corrections Corporation of America 0.0 $6.0k 226.00 26.55
General Communication 0.0 $4.0k 225.00 17.78
Rambus (RMBS) 0.0 $2.0k 200.00 10.00
Sasol (SSL) 0.0 $11k 400.00 27.50
Vivus 0.0 $0 100.00 0.00
Fairpoint Communications 0.0 $0 2.00 0.00
Alcatel-Lucent 0.0 $0 34.00 0.00
Crystallex Intl Cad 0.0 $0 1.6k 0.00
Technology SPDR (XLK) 0.0 $9.0k 200.00 45.00
Materials SPDR (XLB) 0.0 $13k 300.00 43.33
Iamgold Corp (IAG) 0.0 $0 50.00 0.00
iShares Dow Jones US Home Const. (ITB) 0.0 $5.0k 200.00 25.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $6.0k 50.00 120.00
iShares Russell 3000 Index (IWV) 0.0 $0 1.00 0.00
Peregrine Pharmaceuticals 0.0 $0 4.00 0.00
Rydex S&P Equal Weight ETF 0.0 $8.0k 105.00 76.19
Yamana Gold 0.0 $0 50.00 0.00
Unisys Corporation (UIS) 0.0 $0 1.00 0.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $10k 200.00 50.00
iShares Dow Jones US Real Estate (IYR) 0.0 $3.0k 35.00 85.71
iShares Silver Trust (SLV) 0.0 $4.0k 300.00 13.33
Cardiovascular Systems 0.0 $3.0k 200.00 15.00
Amarin Corporation 0.0 $0 100.00 0.00
Magnum Hunter Resources Corporation 0.0 $0 250.00 0.00
PowerShares WilderHill Clean Energy 0.0 $6.0k 1.3k 4.80
PowerShares Water Resources 0.0 $11k 525.00 20.95
Ecopetrol (EC) 0.0 $3.0k 420.00 7.14
Pebblebrook Hotel Trust (PEB) 0.0 $2.0k 75.00 26.67
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $13k 350.00 37.14
General Motors Company (GM) 0.0 $4.0k 105.00 38.10
Aegerion Pharmaceuticals 0.0 $10k 1.0k 10.00
Fresh Market 0.0 $7.0k 300.00 23.33
Teekay Tankers Ltd cl a 0.0 $4.0k 653.00 6.13
Heineken Holding (HKHHF) 0.0 $6.0k 74.00 81.08
Volkswagen Ag Preferred - Germ (VLKPF) 0.0 $7.0k 50.00 140.00
PIMCO Corporate Opportunity Fund (PTY) 0.0 $10k 750.00 13.33
iShares MSCI Germany Index Fund (EWG) 0.0 $13k 500.00 26.00
ETFS Gold Trust 0.0 $8.0k 75.00 106.67
iShares MSCI Spain Index (EWP) 0.0 $8.0k 300.00 26.67
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $4.0k 100.00 40.00
WisdomTree Emerging Markets Eq (DEM) 0.0 $13k 400.00 32.50
HudBay Minerals (HBM) 0.0 $998.550000 315.00 3.17
SPDR Nuveen Barclays Cap Clfrn Mncpl Bnd 0.0 $6.0k 250.00 24.00
United States 12 Month Oil Fund (USL) 0.0 $13k 750.00 17.33
Hennes & Mauritz Ab (HNNMY) 0.0 $3.0k 400.00 7.50
Blackrock Muniyield Ariz 0.0 $6.0k 330.00 18.18
PowerShares Dynamic Biotech &Genome 0.0 $5.0k 100.00 50.00
Nuveen Premium Income Municipal Fund 0.0 $4.0k 300.00 13.33
Goldman Sachs Floating Ser D P p (GS.PD) 0.0 $8.0k 375.00 21.33
SABMiller (SBMRY) 0.0 $9.0k 149.00 60.40
Nuveen Insured Quality Muncipal Fund 0.0 $4.0k 300.00 13.33
Hsbc Holdings Plc 8.125% p 0.0 $11k 400.00 27.50
Us Bancorp Float Rate Pfd 3.5%min (USB.PH) 0.0 $5.0k 225.00 22.22
Sodastream International 0.0 $1.0k 36.00 27.78
Blackrock California Municipal 2018 Term 0.0 $12k 787.00 15.25
Aegon Nv Pfd preferred 0.0 $7.0k 300.00 23.33
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $13k 500.00 26.00
Eagle Broadband 0.0 $0 22.00 0.00
0.0 $3.0k 100.00 30.00
Liberty Star Uranium New cs 0.0 $0 617k 0.00
Shl Telemedicine Ord F cs 0.0 $4.0k 700.00 5.71
Comstock Mining Inc cs 0.0 $0 100.00 0.00
Penthouse Intl Inc cs 0.0 $0 125k 0.00
Strategic Resources Ltd cs 0.0 $0 5.5k 0.00
Commerce Energy Group cs 0.0 $0 8.0k 0.00
Global Networks Corp cs (GBNW) 0.0 $0 5.00 0.00
Dream Marketing Inc cs 0.0 $0 10.00 0.00
Premier Laser Sys A Nxxx cs 0.0 $0 500.00 0.00
Usa Uranium Corp Xxx cs 0.0 $0 400k 0.00
U S Bancorp p (USB.PA) 0.0 $2.0k 3.00 666.67
Huntington Ingalls Inds (HII) 0.0 $6.0k 50.00 120.00
Te Connectivity Ltd for 0.0 $2.0k 38.00 52.63
Northstar Realty Pr B 0.0 $5.0k 200.00 25.00
Tennessee Valley Auth Parrs D p (TVC) 0.0 $4.0k 150.00 26.67
Shinsei Bank Ltd Ord F 0.0 $4.0k 2.0k 2.00
Adelphia Communications Escrow 0.0 $0 4.0k 0.00
Sch Us Mid-cap Etf etf (SCHM) 0.0 $0 3.00 0.00
China Architectural Engr 0.0 $0 334.00 0.00
Genvec 0.0 $0 100.00 0.00
Schwab Strategic Tr us reit etf (SCHH) 0.0 $10k 250.00 40.00
Mosaic (MOS) 0.0 $3.0k 100.00 30.00
General Mtrs Co *w exp 07/10/201 0.0 $0 6.00 0.00
General Mtrs Co *w exp 07/10/201 0.0 $0 6.00 0.00
Spdr Series Trust cmn (HYMB) 0.0 $12k 216.00 55.56
Level 3 Communications 0.0 $8.0k 147.00 54.42
Magnum Hunter Resources Wts wt 0.0 $0 51.00 0.00
American Tower Reit (AMT) 0.0 $5.0k 50.00 100.00
Powerwave Technologies 0.0 $0 13.00 0.00
Clovis Oncology 0.0 $14k 400.00 35.00
Michael Kors Holdings 0.0 $4.0k 100.00 40.00
Wpx Energy 0.0 $0 33.00 0.00
Flexshares Tr mornstar upstr (GUNR) 0.0 $8.0k 375.00 21.33
Direxion Shs Etf Tr Daily 20+ 0.0 $0 5.00 0.00
Gamco Global Gold Natural Reso (GGN) 0.0 $9.0k 1.9k 4.86
Idna Inc cs 0.0 $0 5.0k 0.00
Powerlinx Inc New cs (PWNX) 0.0 $0 10.00 0.00
Flexshares Tr iboxx 3r targt (TDTT) 0.0 $12k 509.00 23.58
4068594 Enphase Energy (ENPH) 0.0 $1.0k 400.00 2.50
Matson (MATX) 0.0 $13k 300.00 43.33
Oaktree Cap 0.0 $4.0k 76.00 52.63
Gm Liq Co Guc Tr Derivat motors liq 0.0 $0 25.00 0.00
Alexander & Baldwin (ALEX) 0.0 $11k 300.00 36.67
Thq Inc Com Par$.01 0.0 $0 2.00 0.00
Adt 0.0 $999.970000 19.00 52.63
Cu Bancorp Calif 0.0 $8.0k 300.00 26.67
Berry Plastics (BERY) 0.0 $4.0k 100.00 40.00
Restoration Hardware Hldgs I 0.0 $4.0k 50.00 80.00
Comcast Corp. 5% Pfd. p 0.0 $3.0k 100.00 30.00
Whitewave Foods 0.0 $2.0k 44.00 45.45
Allstate Corp p (ALL.PB) 0.0 $5.0k 200.00 25.00
True Gold Mining 0.0 $0 793.00 0.00
Twenty-first Century Fox 0.0 $3.0k 127.00 23.62
Seaworld Entertainment (PRKS) 0.0 $1.0k 50.00 20.00
Mallinckrodt Pub 0.0 $5.0k 68.00 73.53
Marketo 0.0 $3.0k 100.00 30.00
Aspen Ins 5.95% Pfd pref 0.0 $5.0k 200.00 25.00
Blackberry (BB) 0.0 $5.0k 500.00 10.00
Sanborn Resources Ltd cs 0.0 $0 5.0k 0.00
Vale S A 0.0 $0 500.00 0.00
Ambev Sa- (ABEV) 0.0 $13k 3.0k 4.33
Western Lithium Usa 0.0 $3.0k 10k 0.30
Columbia Ppty Tr 0.0 $1.0k 47.00 21.28
Nimble Storage 0.0 $1.0k 150.00 6.67
Nanotech Entmt 0.0 $12k 1.2M 0.01
Chancellor Group Inc cs 0.0 $0 70k 0.00
China Digital Media 0.0 $0 275.00 0.00
Creative Edge Nutrition (FITX) 0.0 $1.5k 150k 0.01
Pentair cs (PNR) 0.0 $0 8.00 0.00
Weatherford Intl Plc ord 0.0 $3.0k 300.00 10.00
Gopro (GPRO) 0.0 $14k 760.00 18.42
Zafgen 0.0 $6.0k 1.0k 6.00
Fairfax Finl Hldgs Pfd 5 Cum P p 0.0 $3.0k 250.00 12.00
Identiv (INVE) 0.0 $6.0k 3.0k 2.00
Beeston Enterprises New cs 0.0 $0 9.0k 0.00
Veritiv Corp - When Issued 0.0 $0 1.00 0.00
Asterias Biotherapeutics 0.0 $0 12.00 0.00
Ditem Exploration Inc F cs 0.0 $0 80.00 0.00
Gastem Inc F cs 0.0 $0 26.00 0.00
Solaris Pwr Cells Inc cs 0.0 $0 20k 0.00
Tootsie Roll Inds B Xxx cs 0.0 $10k 325.00 30.77
Halyard Health 0.0 $4.0k 124.00 32.26
Tyco International 0.0 $1.0k 38.00 26.32
California Resources 0.0 $0 172.00 0.00
Klx Inc Com $0.01 0.0 $2.0k 53.00 37.74
Fiat Chrysler Auto 0.0 $1.0k 70.00 14.29
Virgin America 0.0 $4.0k 100.00 40.00
Nuveen Dow 30 Dyn Overwrite (DIAX) 0.0 $9.0k 600.00 15.00
Biotime Inc wts oct 1 18 0.0 $0 14.00 0.00
Hudbay Minerals Inc *w exp 07/20/201 0.0 $0 170.00 0.00
Zillow Group Inc Cl A (ZG) 0.0 $3.0k 100.00 30.00
Urban Edge Pptys (UE) 0.0 $0 1.00 0.00
Safeway Inc New Xxx warrant and righ 0.0 $0 150.00 0.00
Safeway Inc New Xxx warrant and righ 0.0 $0 150.00 0.00
Windstream Holdings 0.0 $999.640000 134.00 7.46
Enron Corp Disc 00 8%pfd ps 0.0 $0 400.00 0.00
Velocityshares Daily 2x Vix Short Term Etn etf 0.0 $3.0k 460.00 6.52
Communications Sales&leas Incom us equities / etf's 0.0 $3.0k 160.00 18.75
Nii Holdings 0.0 $999.120000 181.00 5.52
Tier Reit 0.0 $14k 944.00 14.83
Call Fireeye Inc cl 0.0 $0 16.00 0.00
Sandridge Energy 7% Pfd ps 0.0 $0 45.00 0.00
Eagle Bulk Shippi 21 Wts wt 0.0 $0 105.00 0.00
Nielsen Hldgs Plc Shs Eur 0.0 $4.0k 95.00 42.11
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $5.0k 200.00 25.00
Peabody Energy 0.0 $0 33.00 0.00
First Tr Exchange Traded Fd nasdaq cea cyb (CIBR) 0.0 $1.0k 50.00 20.00
Hp (HPQ) 0.0 $3.0k 263.00 11.41
Northstar Realty Finance 0.0 $999.960000 78.00 12.82
Lifevantage Ord (LFVN) 0.0 $3.0k 358.00 8.38
Americas Energy Co Xxx cs 0.0 $0 7.1k 0.00
Hewlett Packard Enterprise (HPE) 0.0 $4.0k 262.00 15.27
Gramercy Ppty Tr 0.0 $8.0k 1.0k 7.69
Northstar Realty Europe 0.0 $0 26.00 0.00
Pure Storage Inc - Class A (PSTG) 0.0 $7.0k 450.00 15.56
Fuelcell Energy 0.0 $0 25.00 0.00
Ballistic Recovery cs (BRSI) 0.0 $0 114.00 0.00
Brookfield Ass 5.4% Pfd ps 0.0 $2.0k 125.00 16.00