B. Riley Financial

B. Riley Financial as of Dec. 31, 2017

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 307 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PowerShares QQQ Trust, Series 1 8.3 $32M 204k 155.41
iShares Russell 2000 Index (IWM) 4.4 $17M 110k 152.46
Magicjack Vocaltec 2.8 $11M 1.2M 8.45
Vanguard Large-Cap ETF (VV) 2.5 $9.7M 80k 122.46
Spdr S&p 500 Etf (SPY) 2.5 $9.6M 36k 266.90
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.4 $9.3M 92k 101.56
HEALTH INSURANCE Common equity Innovations shares 2.3 $8.7M 348k 24.95
Limelight Networks 2.2 $8.3M 1.9M 4.41
Ferroglobe (GSM) 2.0 $7.7M 478k 16.20
Hc2 Holdings 1.9 $7.5M 1.3M 5.97
Vanguard Value ETF (VTV) 1.4 $5.5M 51k 106.58
Tempur-Pedic International (TPX) 1.4 $5.3M 85k 62.69
TeleNav 1.4 $5.2M 944k 5.50
Finjan Holdings 1.3 $5.1M 2.4M 2.16
Vanguard Growth ETF (VUG) 1.3 $5.0M 35k 140.81
Vanguard Short Term Corporate Bond ETF (VCSH) 1.2 $4.8M 61k 79.33
SPDR Dow Jones Industrial Average ETF (DIA) 1.2 $4.7M 19k 247.30
Solar Senior Capital 1.2 $4.8M 268k 17.76
Lonestar Res Us Inc cl a vtg 1.2 $4.5M 1.1M 3.97
Rbc Cad (RY) 1.0 $3.9M 48k 81.64
iShares Russell Midcap Index Fund (IWR) 1.0 $3.8M 18k 207.50
Vanguard Mid-Cap ETF (VO) 1.0 $3.8M 24k 155.80
Microsoft Corporation (MSFT) 0.8 $3.3M 38k 85.53
Ishares Tr fltg rate nt (FLOT) 0.8 $3.2M 64k 50.81
Pimco Exch Traded Fund (LDUR) 0.8 $3.0M 30k 100.34
Select Energy Svcs Inc cl a (WTTR) 0.8 $2.9M 156k 18.40
PennantPark Investment (PNNT) 0.7 $2.8M 405k 6.91
Sachem Cap (SACH) 0.7 $2.8M 705k 3.94
Vanguard Total Stock Market ETF (VTI) 0.7 $2.7M 20k 137.31
iShares MSCI EAFE Index Fund (EFA) 0.7 $2.6M 37k 70.33
Vanguard Emerging Markets ETF (VWO) 0.7 $2.6M 57k 45.78
Ranger Energy Svcs (RNGR) 0.7 $2.6M 281k 9.23
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $2.6M 30k 87.40
Pennantpark Floating Rate Capi (PFLT) 0.7 $2.5M 185k 13.72
Gty Technology Holdings Inc cl a 0.7 $2.5M 250k 9.93
Rydex S&P Equal Weight ETF 0.6 $2.4M 23k 101.04
Natural Resource Partners miscellaneous-ltd partnerships (NRP) 0.6 $2.3M 90k 26.00
Apple (AAPL) 0.6 $2.3M 14k 169.27
Hp (HPQ) 0.6 $2.3M 109k 21.01
Vanguard Malvern Fds strm infproidx (VTIP) 0.6 $2.2M 45k 48.81
Kayne Anderson Acquisition 0.5 $2.0M 210k 9.71
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.5 $2.0M 19k 104.53
Facebook Inc cl a (META) 0.5 $1.9M 11k 176.55
Hexcel Corporation (HXL) 0.5 $1.9M 30k 61.87
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $1.9M 55k 33.79
Amazon (AMZN) 0.5 $1.8M 1.5k 1170.00
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.5 $1.8M 59k 29.88
Vanguard Dividend Appreciation ETF (VIG) 0.4 $1.7M 17k 102.83
Ishares Tr rus200 grw idx (IWY) 0.4 $1.7M 23k 73.15
Doubleline Income Solutions (DSL) 0.4 $1.6M 80k 20.43
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.4 $1.6M 29k 55.78
MiMedx (MDXG) 0.4 $1.6M 127k 12.60
Gw Pharmaceuticals Plc ads 0.4 $1.6M 12k 132.00
Gores Hldgs Ii 0.4 $1.5M 150k 9.94
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.4 $1.5M 13k 116.03
Nmi Hldgs Inc cl a (NMIH) 0.4 $1.4M 85k 17.00
Digital Turbine (APPS) 0.4 $1.5M 817k 1.79
Monsanto Company 0.4 $1.4M 12k 116.88
ON Semiconductor (ON) 0.4 $1.4M 67k 20.94
Invuity 0.4 $1.4M 220k 6.20
Ecolab (ECL) 0.3 $1.3M 10k 134.20
PowerShares High Yld. Dividend Achv 0.3 $1.3M 70k 17.81
Ares Capital Corporation (ARCC) 0.3 $1.2M 78k 15.74
Stamps 0.3 $1.2M 6.6k 186.67
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $1.2M 10k 121.59
S&W Seed Company (SANW) 0.3 $1.2M 313k 3.90
Ishares Inc ctr wld minvl (ACWV) 0.3 $1.2M 15k 84.35
Nuveen High Income 2020 Targ 0.3 $1.2M 124k 9.96
First Trust Tech AlphaDEX Fnd (FXL) 0.3 $1.2M 23k 51.34
Vanguard Intermediate-Term Bond ETF (BIV) 0.3 $1.2M 14k 84.38
SPDR S&P MidCap 400 ETF (MDY) 0.3 $1.1M 3.3k 345.25
Red Lion Hotels Corporation 0.3 $1.2M 119k 9.85
Amc Entmt Hldgs Inc Cl A 0.3 $1.1M 75k 15.10
ViaSat (VSAT) 0.3 $1.1M 15k 74.88
Marvell Technology Group 0.3 $1.1M 51k 21.43
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $1.1M 10k 110.70
Iteris (ITI) 0.3 $1.1M 158k 6.97
First Trust Morningstar Divid Ledr (FDL) 0.3 $1.1M 37k 30.08
Alphabet Inc Class A cs (GOOGL) 0.3 $1.1M 1.1k 1055.56
Time Warner 0.3 $1.1M 12k 92.31
NetScout Systems (NTCT) 0.3 $1.1M 35k 30.45
Kratos Defense & Security Solutions (KTOS) 0.3 $1.1M 102k 10.59
Primo Water Corporation 0.3 $1.1M 86k 12.57
Carbonite 0.3 $1.1M 43k 25.10
Lumentum Hldgs (LITE) 0.3 $1.1M 22k 48.92
Ooma (OOMA) 0.3 $1.1M 89k 11.95
iShares Dow Jones Select Dividend (DVY) 0.3 $1.1M 11k 98.55
SPDR S&P Emerging Markets Small Cap (EWX) 0.3 $1.0M 20k 51.98
BRT Realty Trust (BRT) 0.3 $1.0M 88k 11.79
Adamis Pharmaceuticals Corp Com Stk 0.3 $1.0M 232k 4.40
Truecar (TRUE) 0.3 $1.0M 93k 11.19
Skyworks Solutions (SWKS) 0.3 $1.0M 11k 95.00
iShares S&P 500 Growth Index (IVW) 0.3 $1.0M 6.6k 152.78
Fabrinet (FN) 0.3 $997k 35k 28.69
Global Ship Lease inc usd0.01 class a 0.3 $1.0M 866k 1.16
Spdr Index Shs Fds s^p global nat res (GNR) 0.3 $977k 20k 49.08
Cytosorbents (CTSO) 0.3 $992k 153k 6.50
Babcock & Wilcox Enterprises 0.3 $994k 175k 5.68
Avista Healthcare Pub Acq Co cl a 0.3 $992k 100k 9.92
Fintech Acquisition Corp Ii 0.3 $992k 100k 9.92
Ishares Tr usa min vo (USMV) 0.2 $960k 18k 52.80
Acacia Communications 0.2 $967k 27k 36.22
Nuveen High Income November 0.2 $958k 96k 9.96
Matlin & Partners Acquisitio cl a 0.2 $976k 100k 9.76
Aetna 0.2 $916k 5.1k 178.08
Groupon 0.2 $907k 178k 5.10
Tortoise MLP Fund 0.2 $889k 51k 17.57
Immersion Corporation (IMMR) 0.2 $847k 120k 7.06
Acacia Research Corporation (ACTG) 0.2 $851k 210k 4.05
iShares S&P SmallCap 600 Index (IJR) 0.2 $859k 11k 76.86
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.2 $822k 30k 27.89
iShares MSCI Emerging Markets Indx (EEM) 0.2 $761k 16k 47.13
Johnson & Johnson (JNJ) 0.2 $754k 5.4k 139.66
iShares S&P SmallCap 600 Growth (IJT) 0.2 $767k 4.5k 170.10
PowerShares Preferred Portfolio 0.2 $784k 53k 14.86
Vanguard Long Term Corporate Bond ETF (VCLT) 0.2 $765k 8.0k 95.73
Berkshire Hathaway (BRK.B) 0.2 $729k 3.7k 197.74
Lockheed Martin Corporation (LMT) 0.2 $746k 2.3k 321.14
iShares NASDAQ Biotechnology Index (IBB) 0.2 $716k 6.6k 108.43
Financial Select Sector SPDR (XLF) 0.2 $734k 27k 27.17
Wisdomtree Trust wrld ex-us grwth (DNL) 0.2 $723k 12k 59.16
Apollo Sr Floating Rate Fd I (AFT) 0.2 $729k 45k 16.21
Cohen & Steers Ltd Dur Pfd I (LDP) 0.2 $730k 28k 26.07
Goldman Sachs Mlp Inc Opp 0.2 $709k 79k 8.94
Adamas Pharmaceuticals 0.2 $712k 21k 33.90
First Tr Exch Traded Fd Iii cmn (FPEI) 0.2 $709k 35k 20.14
Rigel Pharmaceuticals 0.2 $685k 177k 3.88
Vonage Holdings 0.2 $701k 69k 10.17
Vanguard Pacific ETF (VPL) 0.2 $675k 9.3k 72.86
Ishares Tr eafe min volat (EFAV) 0.2 $707k 9.7k 72.96
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $684k 10k 66.07
Hewlett Packard Enterprise (HPE) 0.2 $692k 56k 12.45
iShares S&P MidCap 400 Index (IJH) 0.2 $643k 3.4k 190.10
stock 0.2 $652k 7.7k 84.75
Wildhorse Resource Dev Corp 0.2 $640k 35k 18.42
Bbx Capital 0.2 $658k 83k 7.97
Pfizer (PFE) 0.2 $618k 17k 36.18
Sherwin-Williams Company (SHW) 0.2 $602k 1.5k 410.08
Procter & Gamble Company (PG) 0.2 $613k 6.7k 90.91
Illinois Tool Works (ITW) 0.2 $600k 3.6k 166.85
Vanguard European ETF (VGK) 0.2 $603k 10k 58.88
ACADIA Pharmaceuticals (ACAD) 0.2 $602k 20k 30.10
First Trust Value Line Dividend Indx Fnd (FVD) 0.2 $595k 19k 30.86
Platform Specialty Prods Cor 0.2 $595k 60k 9.92
Ladenburg Thalmann Financial Services 0.1 $572k 181k 3.16
Vanguard Europe Pacific ETF (VEA) 0.1 $569k 13k 45.05
Vanguard Small-Cap Growth ETF (VBK) 0.1 $591k 3.7k 160.38
One Liberty Properties (OLP) 0.1 $592k 23k 25.91
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $573k 12k 49.94
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $566k 10k 56.76
Ark Etf Tr innovation etf (ARKK) 0.1 $561k 15k 37.07
Consumer Discretionary SPDR (XLY) 0.1 $539k 5.5k 98.57
iShares Russell Midcap Growth Idx. (IWP) 0.1 $524k 4.4k 120.48
Nuveen Build Amer Bd (NBB) 0.1 $524k 24k 21.97
Abbvie (ABBV) 0.1 $545k 5.6k 97.04
Wal-Mart Stores (WMT) 0.1 $504k 5.1k 98.75
Cisco Systems (CSCO) 0.1 $509k 13k 38.46
Akorn 0.1 $483k 15k 32.20
iShares Russell Midcap Value Index (IWS) 0.1 $485k 5.4k 89.47
Vanguard Small-Cap Value ETF (VBR) 0.1 $486k 3.7k 132.68
Tronox 0.1 $506k 25k 20.51
Garrison Capital 0.1 $481k 59k 8.18
Ishares Tr msci usavalfct (VLUE) 0.1 $496k 5.9k 83.54
First Tr Exch Traded Fd Iii rivrfrnt dyn eur (RFEU) 0.1 $490k 7.5k 65.33
Home Depot (HD) 0.1 $475k 2.5k 189.52
Chevron Corporation (CVX) 0.1 $463k 3.7k 125.48
Boeing Company (BA) 0.1 $450k 1.5k 300.00
Manpower (MAN) 0.1 $472k 3.7k 126.20
Jack Henry & Associates (JKHY) 0.1 $473k 4.0k 117.05
North Amern Energy Partners 0.1 $466k 94k 4.95
iShares Russell 2000 Growth Index (IWO) 0.1 $451k 2.4k 186.67
Spirit AeroSystems Holdings (SPR) 0.1 $478k 5.5k 87.18
D First Tr Exchange-traded (FPE) 0.1 $474k 24k 20.00
Alphabet Inc Class C cs (GOOG) 0.1 $461k 441.00 1045.71
Dxc Technology (DXC) 0.1 $475k 5.1k 93.75
Nuveen Cr Opportunities 2022 0.1 $465k 49k 9.49
At&t (T) 0.1 $432k 11k 38.69
Starbucks Corporation (SBUX) 0.1 $403k 7.0k 57.39
Hormel Foods Corporation (HRL) 0.1 $415k 11k 36.37
Realty Income (O) 0.1 $437k 7.3k 60.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $417k 8.2k 50.58
New Mountain Finance Corp (NMFC) 0.1 $407k 30k 13.57
Ishares Inc msci india index (INDA) 0.1 $418k 12k 35.59
Kbl Merger Corp Iv unit 01/15/2024 0.1 $406k 40k 10.15
Caterpillar (CAT) 0.1 $387k 2.5k 157.38
Exxon Mobil Corporation (XOM) 0.1 $392k 4.7k 83.69
Walt Disney Company (DIS) 0.1 $393k 3.7k 107.43
Union Pacific Corporation (UNP) 0.1 $396k 3.0k 133.96
Verizon Communications (VZ) 0.1 $380k 7.2k 52.83
Altria (MO) 0.1 $396k 5.5k 72.00
Enterprise Products Partners (EPD) 0.1 $399k 15k 26.84
Technology SPDR (XLK) 0.1 $401k 6.3k 63.93
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $396k 7.2k 54.67
First Trust DJ Internet Index Fund (FDN) 0.1 $372k 3.4k 109.73
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $402k 2.6k 153.73
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $377k 6.4k 59.07
iShares MSCI EAFE Growth Index (EFG) 0.1 $392k 4.9k 80.64
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $382k 5.4k 70.12
Apollo Tactical Income Fd In (AIF) 0.1 $383k 24k 15.74
Urban Edge Pptys (UE) 0.1 $368k 14k 25.52
Comstock Res Inc note 7.750% 4/0 0.1 $393k 432k 0.91
Everspin Technologies (MRAM) 0.1 $370k 49k 7.51
Costco Wholesale Corporation (COST) 0.1 $362k 1.9k 185.97
Raytheon Company 0.1 $361k 1.9k 187.73
USANA Health Sciences (USNA) 0.1 $359k 4.8k 74.14
iShares S&P Latin America 40 Index (ILF) 0.1 $338k 9.9k 34.20
Vanguard Small-Cap ETF (VB) 0.1 $342k 2.3k 148.06
Alerian Mlp Etf 0.1 $346k 32k 10.75
Xerium Technologies 0.1 $362k 85k 4.26
SPDR DJ Wilshire REIT (RWR) 0.1 $360k 3.8k 93.68
U S Geothermal 0.1 $345k 100k 3.45
Delphi Automotive Inc international (APTV) 0.1 $339k 4.0k 84.34
Oaktree Strategic Income Cor 0.1 $355k 42k 8.40
Cummins (CMI) 0.1 $307k 1.7k 176.64
Berkshire Hathaway (BRK.A) 0.1 $298k 1.00 298000.00
eHealth (EHTH) 0.1 $323k 19k 17.37
iShares MSCI Brazil Index (EWZ) 0.1 $318k 7.9k 40.00
Vanguard Long-Term Bond ETF (BLV) 0.1 $324k 3.4k 95.07
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $295k 4.5k 65.22
PowerShares Dynamic Biotech &Genome 0.1 $288k 6.1k 47.20
Blackberry (BB) 0.1 $290k 26k 11.15
Physicians Realty Trust 0.1 $302k 17k 18.00
Paypal Holdings (PYPL) 0.1 $323k 4.4k 73.73
Snap Inc cl a (SNAP) 0.1 $293k 20k 15.00
Tonix Pharmaceuticals Hldg C 0.1 $311k 90k 3.46
Dowdupont 0.1 $313k 4.4k 71.17
JPMorgan Chase & Co. (JPM) 0.1 $256k 2.4k 106.87
Abbott Laboratories (ABT) 0.1 $270k 4.7k 57.44
Lincoln Electric Holdings (LECO) 0.1 $286k 3.1k 91.58
Intel Corporation (INTC) 0.1 $262k 5.8k 45.00
International Business Machines (IBM) 0.1 $276k 1.8k 153.42
Merck & Co (MRK) 0.1 $280k 5.0k 56.34
Baidu (BIDU) 0.1 $253k 1.1k 234.26
Synchronoss Technologies 0.1 $268k 30k 8.93
Apollo Investment 0.1 $273k 48k 5.66
iShares Russell 1000 Growth Index (IWF) 0.1 $277k 2.1k 134.66
iShares S&P MidCap 400 Growth (IJK) 0.1 $250k 1.2k 213.11
iShares S&P India Nifty 50 Index Fund (INDY) 0.1 $261k 7.0k 37.33
O'reilly Automotive (ORLY) 0.1 $266k 1.1k 240.29
Vanguard REIT ETF (VNQ) 0.1 $282k 3.4k 82.92
SPDR Barclays Capital High Yield B 0.1 $269k 8.6k 31.25
Vanguard Mid-Cap Value ETF (VOE) 0.1 $283k 2.5k 111.42
Mondelez Int (MDLZ) 0.1 $272k 6.4k 42.77
Eaton (ETN) 0.1 $259k 3.3k 79.11
Ishares Inc core msci emkt (IEMG) 0.1 $279k 4.9k 56.83
Twitter 0.1 $262k 11k 24.06
Brookfield Real Assets Incom shs ben int (RA) 0.1 $256k 11k 23.40
Coca-Cola Company (KO) 0.1 $239k 5.3k 45.00
General Electric Company 0.1 $239k 14k 17.41
RPM International (RPM) 0.1 $220k 4.2k 52.38
Emerson Electric (EMR) 0.1 $222k 3.2k 69.75
Clorox Company (CLX) 0.1 $219k 1.5k 148.58
Sina Corporation 0.1 $234k 2.3k 100.43
Materials SPDR (XLB) 0.1 $245k 4.1k 60.49
SPDR MSCI ACWI ex-US (CWI) 0.1 $216k 5.6k 38.92
MSCI Europe Financials Sector Index Fund (EUFN) 0.1 $233k 10k 23.28
PowerShrs CEF Income Cmpst Prtfl 0.1 $211k 8.8k 23.90
Nuveen Mtg opportunity term (JLS) 0.1 $232k 9.4k 24.73
Berry Plastics (BERY) 0.1 $229k 3.9k 58.72
Ares Dynamic Cr Allocation (ARDC) 0.1 $238k 15k 16.43
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.1 $214k 2.1k 103.03
Evoke Pharma 0.1 $249k 110k 2.26
Ultragenyx Pharmaceutical (RARE) 0.1 $213k 4.6k 46.30
Alibaba Group Holding (BABA) 0.1 $237k 1.4k 172.24
Eco-stim Energy Solution 0.1 $244k 194k 1.26
Fortress Trans Infrst Invs L 0.1 $217k 11k 19.91
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $239k 10k 23.27
Global Medical Reit (GMRE) 0.1 $236k 29k 8.22
M I Acquisitions 0.1 $219k 22k 10.19
Micro Focus Intl 0.1 $231k 7.6k 30.30
Ameri Hldgs 0.1 $239k 77k 3.10
McDonald's Corporation (MCD) 0.1 $208k 1.2k 171.90
RadiSys Corporation 0.1 $200k 200k 1.00
iShares Dow Jones US Real Estate (IYR) 0.1 $204k 2.5k 80.82
THL Credit 0.1 $190k 21k 9.05
Blackstone Gso Flting Rte Fu (BSL) 0.1 $180k 10k 18.00
Mattersight Corp 0.1 $191k 75k 2.55
Hos Us conv 0.1 $185k 250k 0.74
Oha Investment 0.1 $173k 150k 1.15
Mkt Vectors Biotech Etf etf (BBH) 0.1 $202k 1.6k 124.77
Inseego Corp bond 0.1 $200k 250k 0.80
Ford Motor Company (F) 0.0 $139k 11k 12.50
BGC Partners 0.0 $160k 11k 15.09
Kandi Technolgies 0.0 $136k 20k 6.80
Emerge Energy Svcs 0.0 $165k 23k 7.21
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $119k 114k 1.04
Nii Holdings 0.0 $126k 300k 0.42
Sensus Healthcare Inc Wrt Exp 0.0 $115k 164k 0.70
First Tr Sr Floating Rate 20 0.0 $119k 13k 9.13
Barclays Bk Plc Ipsp croil etn 0.0 $95k 15k 6.53
Aehr Test Systems (AEHR) 0.0 $68k 25k 2.72
Servicesource 0.0 $77k 25k 3.08
Gsv Cap Corp 0.0 $68k 13k 5.43
Southcross Energy Partners L 0.0 $82k 48k 1.70
Gty Technology Holdings Inc w exp 99/99/999 0.0 $73k 58k 1.25
J Jill Inc call 0.0 $78k 10k 7.80
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $69k 50k 1.38
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $69k 50k 1.38
Opko Health (OPK) 0.0 $49k 10k 4.90
Gastar Exploration 0.0 $24k 23k 1.04
Navistar Intl Corp conv 0.0 $21k 20k 1.05
Comstock Res Inc note 9.500% 6/1 0.0 $40k 44k 0.90
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $55k 67k 0.83
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $42k 100k 0.42
Novavax 0.0 $13k 11k 1.24
Sanofi Aventis Wi Conval Rt 0.0 $0 200k 0.00
Gnc Hldgs Inc note 1.500% 8/1 0.0 $6.0k 15k 0.40