B. Riley Financial

B. Riley Financial as of March 31, 2018

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 288 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
PowerShares QQQ Trust, Series 1 7.1 $25M 159k 159.87
Magicjack Vocaltec 2.9 $11M 1.2M 8.40
iShares Lehman 7-10 Yr Treas. Bond (IEF) 2.9 $10M 100k 103.19
HEALTH INSURANCE Common equity Innovations shares 2.8 $10M 348k 28.90
Ferroglobe (GSM) 2.4 $8.7M 811k 10.73
Vanguard Large-Cap ETF (VV) 2.4 $8.5M 76k 111.11
Tempur-Pedic International (TPX) 2.3 $8.4M 185k 45.30
Limelight Networks 2.3 $8.2M 2.0M 4.11
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.2 $8.0M 79k 101.50
Hc2 Holdings 2.0 $7.4M 1.4M 5.26
Finjan Holdings 1.8 $6.6M 2.0M 3.25
TeleNav 1.7 $6.2M 1.1M 5.42
Select Energy Svcs Inc cl a (WTTR) 1.5 $5.5M 435k 12.62
Vanguard Short Term Corporate Bond ETF (VCSH) 1.4 $5.1M 65k 78.42
Lonestar Res Us Inc cl a vtg 1.3 $4.5M 1.0M 4.34
Solar Senior Capital 1.2 $4.5M 267k 16.80
Microsoft Corporation (MSFT) 1.2 $4.2M 46k 91.26
iShares Russell Midcap Index Fund (IWR) 1.0 $3.7M 18k 206.04
Vanguard Growth ETF (VUG) 1.0 $3.7M 26k 141.97
Vanguard Value ETF (VTV) 1.0 $3.6M 35k 103.45
Vanguard Mid-Cap ETF (VO) 1.0 $3.5M 23k 153.85
Ishares Tr rus200 grw idx (IWY) 0.9 $3.4M 46k 73.77
Ranger Energy Svcs (RNGR) 0.9 $3.4M 415k 8.14
Ishares Tr fltg rate nt (FLOT) 0.9 $3.3M 65k 50.93
Spdr S&p 500 Etf (SPY) 0.8 $3.0M 11k 263.13
AEGEAN MARINE PETROLEUM Networ Com Stk 0.8 $3.0M 1.3M 2.25
Pimco Exch Traded Fund (LDUR) 0.8 $3.0M 30k 99.94
Apple (AAPL) 0.8 $2.9M 17k 167.75
Vanguard Emerging Markets ETF (VWO) 0.8 $2.7M 58k 47.01
PennantPark Investment (PNNT) 0.8 $2.7M 402k 6.68
Sachem Cap (SACH) 0.7 $2.6M 737k 3.47
Gty Technology Holdings Inc cl a 0.7 $2.5M 250k 9.91
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $2.5M 29k 84.84
Pennantpark Floating Rate Capi (PFLT) 0.7 $2.4M 185k 13.09
Hp (HPQ) 0.7 $2.4M 109k 21.92
iShares Russell Midcap Growth Idx. (IWP) 0.7 $2.4M 19k 122.20
iShares MSCI EAFE Index Fund (EFA) 0.7 $2.3M 33k 69.65
Vanguard Total Stock Market ETF (VTI) 0.6 $2.3M 17k 135.95
Natural Resource Partners miscellaneous-ltd partnerships (NRP) 0.6 $2.3M 79k 28.71
Vanguard Malvern Fds strm infproidx (VTIP) 0.6 $2.2M 45k 48.91
Acacia Research Corporation (ACTG) 0.6 $2.2M 620k 3.50
Kayne Anderson Acquisition 0.6 $2.1M 210k 9.79
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.6 $2.0M 19k 103.80
Blackberry (BB) 0.6 $2.0M 147k 13.33
Amazon (AMZN) 0.5 $1.9M 1.4k 1444.44
Herbalife Ltd Com Stk (HLF) 0.5 $1.9M 20k 97.45
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.5 $1.9M 64k 29.72
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $1.8M 54k 33.01
Mitel Networks Corp 0.5 $1.6M 173k 9.28
Vanguard Dividend Appreciation ETF (VIG) 0.4 $1.6M 16k 101.08
Doubleline Income Solutions (DSL) 0.4 $1.6M 78k 20.43
Western Digital (WDC) 0.4 $1.5M 17k 92.28
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.4 $1.6M 28k 54.79
ON Semiconductor (ON) 0.4 $1.5M 62k 24.46
SPDR Dow Jones Industrial Average ETF (DIA) 0.4 $1.5M 6.3k 241.32
Gores Hldgs Ii 0.4 $1.5M 150k 10.00
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.4 $1.5M 13k 112.66
Immersion Corporation (IMMR) 0.4 $1.4M 120k 11.95
First Trust Tech AlphaDEX Fnd (FXL) 0.4 $1.4M 25k 55.01
Primo Water Corporation 0.4 $1.3M 111k 11.71
Ares Capital Corporation (ARCC) 0.3 $1.2M 79k 15.74
Stamps 0.3 $1.2M 6.1k 202.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.3 $1.2M 15k 81.25
NetScout Systems (NTCT) 0.3 $1.2M 46k 26.35
Kratos Defense & Security Solutions (KTOS) 0.3 $1.2M 118k 10.29
Ishares Inc ctr wld minvl (ACWV) 0.3 $1.2M 15k 83.80
Amc Entmt Hldgs Inc Cl A 0.3 $1.2M 86k 14.05
Gordon Pointe Acquisition 0.3 $1.2M 125k 9.72
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $1.2M 10k 117.38
Red Lion Hotels Corporation 0.3 $1.2M 120k 9.75
Unknown 0.3 $1.2M 113k 10.57
S&W Seed Company (SANW) 0.3 $1.1M 316k 3.60
Groupon 0.3 $1.1M 262k 4.34
Lumentum Hldgs (LITE) 0.3 $1.1M 18k 64.00
Marvell Technology Group 0.3 $1.1M 51k 21.43
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $1.1M 10k 108.92
SPDR S&P Emerging Markets Small Cap (EWX) 0.3 $1.1M 21k 52.51
Kindred Biosciences 0.3 $1.1M 130k 8.65
Truecar (TRUE) 0.3 $1.1M 118k 9.46
Ooma (OOMA) 0.3 $1.1M 100k 10.90
ViaSat (VSAT) 0.3 $1.1M 17k 65.00
Monotype Imaging Holdings 0.3 $1.1M 48k 22.45
Skyworks Solutions (SWKS) 0.3 $1.1M 11k 100.23
Facebook Inc cl a (META) 0.3 $1.1M 6.7k 159.88
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.3 $1.1M 10k 105.93
International Business Machines (IBM) 0.3 $1.0M 6.8k 153.20
Ii-vi 0.3 $1.0M 25k 40.92
Xerium Technologies 0.3 $1.0M 160k 6.45
Iteris (ITI) 0.3 $995k 201k 4.96
BRT Realty Trust (BRT) 0.3 $1.0M 86k 11.75
Avista Healthcare Pub Acq Co cl a 0.3 $991k 100k 9.91
Fintech Acquisition Corp Ii 0.3 $994k 100k 9.94
SPDR S&P MidCap 400 ETF (MDY) 0.3 $974k 2.9k 341.63
Spdr Index Shs Fds s^p global nat res (GNR) 0.3 $967k 20k 48.37
First Tr Exch Traded Fd Iii rivrfrnt dyn eur (RFEU) 0.3 $975k 15k 65.00
Matlin & Partners Acquisitio cl a 0.3 $980k 100k 9.80
Hewlett Packard Enterprise (HPE) 0.3 $922k 56k 16.60
Nuveen High Income November 0.3 $917k 95k 9.67
Bbx Capital 0.3 $936k 102k 9.21
Rent-A-Center (UPBD) 0.2 $876k 102k 8.63
Financial Select Sector SPDR (XLF) 0.2 $848k 31k 27.17
iShares Dow Jones Select Dividend (DVY) 0.2 $861k 9.1k 95.10
iShares MSCI Emerging Markets Indx (EEM) 0.2 $814k 17k 48.30
Tortoise MLP Fund 0.2 $828k 52k 15.96
Ishares Tr usa min vo (USMV) 0.2 $826k 16k 51.94
Lockheed Martin Corporation (LMT) 0.2 $799k 2.4k 337.84
iShares S&P SmallCap 600 Index (IJR) 0.2 $774k 10k 77.15
PowerShares Preferred Portfolio 0.2 $777k 53k 14.61
First Tr Exch Traded Fd Iii cmn (FPEI) 0.2 $774k 40k 19.50
Advisorshares Tr bny grwth (AADR) 0.2 $763k 13k 58.78
Apollo Sr Floating Rate Fd I (AFT) 0.2 $757k 45k 16.83
Johnson & Johnson (JNJ) 0.2 $716k 5.6k 128.45
Pfizer (PFE) 0.2 $722k 20k 35.53
iShares NASDAQ Biotechnology Index (IBB) 0.2 $716k 6.6k 108.43
iShares Russell 2000 Growth Index (IWO) 0.2 $722k 3.8k 190.65
Consumer Discretionary SPDR (XLY) 0.2 $728k 7.2k 101.16
iShares S&P SmallCap 600 Growth (IJT) 0.2 $732k 4.2k 173.95
Vanguard Long Term Corporate Bond ETF (VCLT) 0.2 $721k 7.9k 91.37
Wisdomtree Trust wrld ex-us grwth (DNL) 0.2 $728k 12k 59.56
Cohen & Steers Ltd Dur Pfd I (LDP) 0.2 $701k 28k 25.51
First Tr Exchange Traded Fd Vi dorsey wright (FVC) 0.2 $731k 27k 26.73
Snap Inc cl a (SNAP) 0.2 $699k 44k 15.89
Berkshire Hathaway (BRK.B) 0.2 $695k 3.5k 200.00
iShares Russell 1000 Growth Index (IWF) 0.2 $664k 4.9k 136.12
iShares S&P MidCap 400 Index (IJH) 0.2 $682k 3.6k 187.62
Vanguard Pacific ETF (VPL) 0.2 $682k 9.3k 72.95
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $682k 10k 65.88
Global Ship Lease inc usd0.01 class a 0.2 $629k 572k 1.10
Ishares Tr eafe min volat (EFAV) 0.2 $651k 8.8k 73.72
stock 0.2 $652k 6.7k 98.01
Micron Technology (MU) 0.2 $593k 11k 52.00
Technology SPDR (XLK) 0.2 $614k 9.4k 65.46
Vanguard Small-Cap Growth ETF (VBK) 0.2 $605k 3.7k 163.50
First Trust DJ Internet Index Fund (FDN) 0.2 $595k 4.9k 120.45
Goldman Sachs Mlp Inc Opp 0.2 $617k 79k 7.78
Nuveen High Income 2020 Targ 0.2 $612k 62k 9.81
Nuveen High Income Target Term 0.2 $599k 61k 9.85
Vanguard European ETF (VGK) 0.2 $571k 9.9k 57.92
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.2 $564k 10k 56.56
Platform Specialty Prods Cor 0.2 $578k 60k 9.63
Cisco Systems (CSCO) 0.1 $535k 13k 42.99
Sherwin-Williams Company (SHW) 0.1 $537k 1.4k 392.26
Procter & Gamble Company (PG) 0.1 $550k 6.9k 80.21
Illinois Tool Works (ITW) 0.1 $530k 3.4k 156.67
Vail Resorts (MTN) 0.1 $554k 2.5k 221.60
iShares MSCI Brazil Index (EWZ) 0.1 $538k 12k 44.80
Vanguard Europe Pacific ETF (VEA) 0.1 $530k 12k 44.26
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $527k 11k 49.67
Invuity 0.1 $555k 144k 3.85
Everspin Technologies (MRAM) 0.1 $547k 73k 7.54
Home Depot (HD) 0.1 $485k 2.7k 177.94
Ladenburg Thalmann Financial Services 0.1 $491k 150k 3.27
Vanguard Small-Cap Value ETF (VBR) 0.1 $492k 3.8k 129.41
PowerShares High Yld. Dividend Achv 0.1 $501k 29k 17.02
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $502k 17k 29.91
Nuveen Build Amer Bd (NBB) 0.1 $496k 24k 20.80
Abbvie (ABBV) 0.1 $500k 5.3k 94.98
Dxc Technology (DXC) 0.1 $507k 5.1k 100.00
Jack Henry & Associates (JKHY) 0.1 $451k 3.7k 120.91
iShares Russell Midcap Value Index (IWS) 0.1 $459k 5.3k 86.58
PowerShares DWA Emerg Markts Tech 0.1 $467k 22k 21.49
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.1 $465k 16k 29.31
Ishares Inc msci india index (INDA) 0.1 $462k 14k 33.90
D First Tr Exchange-traded (FPE) 0.1 $461k 24k 19.45
Garrison Capital 0.1 $469k 57k 8.26
Mammoth Energy Svcs (TUSK) 0.1 $481k 15k 32.07
Nuveen Cr Opportunities 2022 0.1 $450k 47k 9.61
Sogou 0.1 $456k 55k 8.25
Walt Disney Company (DIS) 0.1 $433k 4.3k 100.40
Chevron Corporation (CVX) 0.1 $419k 3.7k 114.07
Raytheon Company 0.1 $427k 2.0k 216.09
iShares S&P 500 Growth Index (IVW) 0.1 $430k 2.8k 155.07
Spirit AeroSystems Holdings (SPR) 0.1 $422k 5.0k 83.68
One Liberty Properties (OLP) 0.1 $434k 20k 22.09
A10 Networks (ATEN) 0.1 $437k 75k 5.83
Wisdomtree Tr bofa merlyn ze (HYZD) 0.1 $416k 17k 23.89
Kbl Merger Corp Iv unit 01/15/2024 0.1 $416k 40k 10.40
At&t (T) 0.1 $403k 11k 35.53
Starbucks Corporation (SBUX) 0.1 $382k 6.6k 57.89
Manpower (MAN) 0.1 $401k 3.5k 115.13
iShares MSCI EAFE Growth Index (EFG) 0.1 $404k 5.0k 80.38
ProShares Credit Suisse 130/30 (CSM) 0.1 $387k 5.8k 66.56
PowerShares DWA Technical Ldrs Pf 0.1 $387k 7.4k 52.65
New Mountain Finance Corp (NMFC) 0.1 $395k 30k 13.17
Kearny Finl Corp Md (KRNY) 0.1 $390k 30k 13.00
Vitamin Shoppe Inc note 2.250 12/0 0.1 $383k 525k 0.73
Costco Wholesale Corporation (COST) 0.1 $357k 1.9k 187.94
Union Pacific Corporation (UNP) 0.1 $367k 2.7k 134.28
Boeing Company (BA) 0.1 $369k 1.1k 328.29
Intel Corporation (INTC) 0.1 $352k 6.7k 52.50
Enterprise Products Partners (EPD) 0.1 $352k 15k 24.19
Hormel Foods Corporation (HRL) 0.1 $362k 11k 34.33
iShares S&P MidCap 400 Growth (IJK) 0.1 $345k 1.6k 213.11
iShares S&P Latin America 40 Index (ILF) 0.1 $372k 9.9k 37.46
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $359k 6.6k 54.30
Alerian Mlp Etf 0.1 $345k 37k 9.38
SPDR DJ Wilshire REIT (RWR) 0.1 $372k 4.3k 86.19
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $373k 6.4k 58.45
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $368k 5.4k 67.55
Aehr Test Systems (AEHR) 0.1 $349k 155k 2.25
Apollo Tactical Income Fd In (AIF) 0.1 $374k 24k 15.69
Twitter 0.1 $359k 12k 29.03
Alphabet Inc Class C cs (GOOG) 0.1 $345k 334.00 1031.45
Dowdupont 0.1 $346k 5.4k 63.76
Stewart Information Services Corporation (STC) 0.1 $313k 7.1k 43.94
Verizon Communications (VZ) 0.1 $318k 6.7k 47.73
Altria (MO) 0.1 $338k 5.4k 62.67
Merck & Co (MRK) 0.1 $322k 6.0k 53.99
UMH Properties (UMH) 0.1 $315k 24k 13.42
Vanguard Long-Term Bond ETF (BLV) 0.1 $323k 3.6k 90.86
Vanguard REIT ETF (VNQ) 0.1 $328k 4.3k 75.47
SPDR Barclays Capital High Yield B 0.1 $329k 8.9k 37.04
Mondelez Int (MDLZ) 0.1 $310k 7.4k 41.78
Urban Edge Pptys (UE) 0.1 $307k 14k 21.37
Shopify Inc cl a (SHOP) 0.1 $324k 2.6k 124.62
Paypal Holdings (PYPL) 0.1 $317k 4.2k 75.76
JPMorgan Chase & Co. (JPM) 0.1 $281k 2.5k 112.07
Caterpillar (CAT) 0.1 $291k 2.0k 147.42
Abbott Laboratories (ABT) 0.1 $272k 4.6k 59.79
Cummins (CMI) 0.1 $285k 1.8k 161.93
Berkshire Hathaway (BRK.A) 0.1 $299k 1.00 299000.00
Southwestern Energy Company 0.1 $297k 69k 4.33
Sinclair Broadcast 0.1 $290k 9.3k 31.34
Martin Midstream Partners (MMLP) 0.1 $304k 23k 13.51
General Cable Corporation 0.1 $289k 9.8k 29.64
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $298k 4.6k 65.22
PowerShares Dynamic Biotech &Genome 0.1 $300k 6.1k 49.16
Eaton (ETN) 0.1 $269k 3.4k 79.85
Ishares Inc core msci emkt (IEMG) 0.1 $287k 4.9k 58.46
Century Communities (CCS) 0.1 $287k 9.6k 29.92
Amyris 0.1 $294k 44k 6.68
Industrial Logistics pfds, reits (ILPT) 0.1 $299k 15k 20.32
Exxon Mobil Corporation (XOM) 0.1 $249k 3.3k 75.44
General Electric Company 0.1 $262k 19k 13.54
Lincoln Electric Holdings (LECO) 0.1 $263k 2.9k 90.04
Visa (V) 0.1 $239k 2.0k 119.62
SIGA Technologies (SIGA) 0.1 $266k 43k 6.13
Apollo Investment 0.1 $254k 49k 5.23
Vanguard Small-Cap ETF (VB) 0.1 $245k 1.7k 145.79
O'reilly Automotive (ORLY) 0.1 $255k 1.0k 247.57
Ares Dynamic Cr Allocation (ARDC) 0.1 $235k 15k 16.22
Alibaba Group Holding (BABA) 0.1 $247k 1.4k 181.82
Square Inc cl a (SQ) 0.1 $248k 5.1k 49.11
Rfdi etf (RFDI) 0.1 $250k 3.9k 63.92
Brookfield Real Assets Incom shs ben int (RA) 0.1 $238k 11k 21.76
Bank of America Corporation (BAC) 0.1 $221k 7.1k 31.25
Coca-Cola Company (KO) 0.1 $230k 5.4k 42.50
Monsanto Company 0.1 $223k 1.9k 116.69
Emerson Electric (EMR) 0.1 $205k 3.0k 68.17
Industrial SPDR (XLI) 0.1 $221k 3.0k 74.36
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $206k 4.0k 51.54
Nuveen Mtg opportunity term (JLS) 0.1 $223k 9.4k 23.77
Berry Plastics (BERY) 0.1 $214k 3.9k 54.87
Gw Pharmaceuticals Plc ads 0.1 $225k 2.0k 112.50
Hos Us conv 0.1 $209k 271k 0.77
Ishares Msci Japan (EWJ) 0.1 $208k 3.4k 61.07
BGC Partners 0.1 $188k 14k 13.43
Camtek (CAMT) 0.1 $165k 24k 6.75
THL Credit 0.1 $163k 21k 7.76
Blackstone Gso Flting Rte Fu (BSL) 0.1 $185k 10k 18.50
PowerShares DB Oil Fund 0.1 $196k 18k 11.16
Rubicon Proj 0.1 $180k 100k 1.80
Eco-stim Energy Solution 0.1 $184k 194k 0.95
Fortress Trans Infrst Invs L 0.1 $174k 11k 15.96
Inseego Corp bond 0.1 $193k 250k 0.77
Cadiz (CDZI) 0.0 $135k 10k 13.50
Emerge Energy Svcs 0.0 $141k 23k 6.16
Physicians Realty Trust 0.0 $159k 10k 15.59
Oha Investment 0.0 $126k 90k 1.40
Global Medical Reit (GMRE) 0.0 $153k 22k 6.95
Comstock Res Inc note 9.500% 6/1 0.0 $127k 136k 0.93
First Tr Sr Floating Rate 20 0.0 $138k 15k 9.37
Oaktree Strategic Income Cor 0.0 $160k 20k 7.88
WidePoint Corporation 0.0 $116k 200k 0.58
Mattersight Corp 0.0 $105k 50k 2.10
Gsv Cap Corp 0.0 $97k 13k 7.61
RadiSys Corporation 0.0 $62k 97k 0.64
Southcross Energy Partners L 0.0 $79k 48k 1.63
Gty Technology Holdings Inc w exp 99/99/999 0.0 $71k 58k 1.22
J Jill Inc call 0.0 $88k 20k 4.40
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $89k 50k 1.78
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $62k 67k 0.93
Ameri Hldgs Inc *w exp 11/08/202 0.0 $66k 150k 0.44
Novavax 0.0 $22k 11k 2.10
Opko Health (OPK) 0.0 $32k 10k 3.20
Comstock Res Inc note 7.750% 4/0 0.0 $27k 29k 0.93
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $50k 100k 0.50
Gastar Exploration 0.0 $14k 20k 0.70