Carroll Financial Associates

Carroll Financial Associates as of June 30, 2013

Portfolio Holdings for Carroll Financial Associates

Carroll Financial Associates holds 814 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 7.7 $16M 175k 90.35
Johnson & Johnson (JNJ) 5.6 $11M 133k 85.85
Hatteras Financial 5.2 $11M 432k 24.64
Microsoft Corporation (MSFT) 4.5 $9.2M 268k 34.54
Berkshire Hath-cl B 4.0 $8.2M 73k 111.91
Spdr S&p 500 Etf (SPY) 3.2 $6.5M 40k 160.40
General Electric Company 3.1 $6.4M 278k 23.19
Apple (AAPL) 2.8 $5.6M 14k 396.51
JPMorgan Chase & Co. (JPM) 2.8 $5.6M 106k 52.79
Spectra Energy 2.5 $5.0M 146k 34.46
Dow Chemical Company 2.5 $5.0M 156k 32.16
Oaktree Cap 2.3 $4.7M 90k 52.54
Pfizer (PFE) 1.6 $3.4M 121k 28.00
Duke Energy (DUK) 1.6 $3.3M 50k 67.50
Vanguard Dividend Appreciation ETF (VIG) 1.5 $3.1M 48k 66.18
Park Sterling Bk Charlott 1.4 $2.9M 499k 5.91
Lowe's Companies (LOW) 1.4 $2.8M 69k 40.90
Applied Materials (AMAT) 1.2 $2.6M 172k 14.92
BB&T Corporation 1.2 $2.5M 74k 33.87
Bank Of America Corp Pfd Per1/ (BAC.PE) 1.2 $2.5M 107k 22.99
Procter & Gamble Company (PG) 1.1 $2.2M 29k 76.99
Automatic Data Processing (ADP) 1.0 $2.0M 30k 68.85
Cisco Systems (CSCO) 0.9 $1.9M 80k 24.33
Bank of New York Mellon Corporation (BK) 0.9 $1.9M 67k 28.04
Range Resources (RRC) 0.8 $1.7M 22k 77.28
SYSCO Corporation (SYY) 0.8 $1.7M 49k 34.15
Wells Fargo & Company (WFC) 0.8 $1.6M 39k 41.27
3M Company (MMM) 0.8 $1.5M 14k 109.32
Chevron Corporation (CVX) 0.7 $1.5M 13k 118.27
Pepsi (PEP) 0.7 $1.5M 18k 81.76
Western Union Company (WU) 0.7 $1.4M 85k 17.10
Goldman Sachs Group I preferr (GS.PA) 0.7 $1.5M 67k 21.70
Nucor Corporation (NUE) 0.7 $1.4M 33k 43.30
iShares S&P 500 Index (IVV) 0.7 $1.4M 8.7k 160.87
Freeport-McMoRan Copper & Gold (FCX) 0.7 $1.4M 51k 27.61
McDonald's Corporation (MCD) 0.7 $1.4M 14k 98.99
Piedmont Natural Gas Company 0.7 $1.3M 40k 33.72
Coca-Cola Company (KO) 0.6 $1.3M 32k 40.08
Hormel Foods Corporation (HRL) 0.6 $1.3M 33k 38.57
International Business Machines (IBM) 0.6 $1.2M 6.5k 191.00
United Parcel Service (UPS) 0.6 $1.2M 14k 86.42
Qualcomm (QCOM) 0.6 $1.2M 20k 61.08
Harvest Natural Resources 0.6 $1.1M 359k 3.10
Occidental Petroleum Corporation (OXY) 0.5 $1.1M 12k 89.21
Philip Morris International (PM) 0.5 $1.1M 13k 86.56
Fifth Street Finance 0.5 $1.0M 99k 10.44
Sonoco Products Company (SON) 0.5 $994k 29k 34.55
ConocoPhillips (COP) 0.5 $999k 17k 60.48
United Technologies Corporation 0.5 $973k 11k 92.87
Rbc Cad (RY) 0.5 $971k 17k 58.30
At&t (T) 0.5 $959k 27k 35.37
Southern Company (SO) 0.5 $927k 21k 44.11
Baker Hughes Incorporated 0.4 $885k 19k 46.09
Bank of America Corporation (BAC) 0.4 $864k 67k 12.85
Chambers Str Pptys 0.4 $737k 74k 10.00
Union First Market Bankshares 0.3 $700k 34k 20.58
Peoples Bancorp of North Carolina (PEBK) 0.3 $703k 55k 12.90
Zimmer Holdings (ZBH) 0.3 $674k 9.0k 74.93
Home Depot (HD) 0.3 $640k 8.3k 77.39
Vanguard Growth ETF (VUG) 0.3 $637k 8.2k 78.09
Monsanto Company 0.3 $614k 6.2k 98.65
Vanguard Value ETF (VTV) 0.3 $598k 8.9k 67.57
Verizon Communications (VZ) 0.3 $551k 11k 50.27
SCANA Corporation 0.3 $541k 11k 49.09
Covidien 0.3 $556k 8.9k 62.78
Williams Companies (WMB) 0.3 $522k 16k 32.42
Talisman Energy Inc Com Stk 0.2 $502k 44k 11.42
Eaton Vance Risk Managed Diversified (ETJ) 0.2 $501k 46k 10.89
Wal-Mart Stores (WMT) 0.2 $498k 6.7k 74.38
Superior Industries International (SUP) 0.2 $480k 28k 17.20
Bristol Myers Squibb (BMY) 0.2 $475k 11k 44.60
Bemis Company 0.2 $469k 12k 39.08
Altria (MO) 0.2 $475k 14k 34.95
iShares S&P MidCap 400 Index (IJH) 0.2 $479k 4.2k 115.28
Lincoln National Corporation (LNC) 0.2 $440k 12k 36.44
Walt Disney Company (DIS) 0.2 $450k 7.1k 63.09
Technology SPDR (XLK) 0.2 $439k 14k 30.53
Phillips 66 (PSX) 0.2 $422k 7.2k 58.89
Newmont Mining Corporation (NEM) 0.2 $405k 14k 29.89
AFLAC Incorporated (AFL) 0.2 $403k 6.9k 58.02
E.I. du Pont de Nemours & Company 0.2 $405k 7.7k 52.42
Visa (V) 0.2 $404k 2.2k 182.56
Hartford Financial Services (HIG) 0.2 $384k 12k 30.91
Becton, Dickinson and (BDX) 0.2 $396k 4.0k 98.65
Oracle Corporation (ORCL) 0.2 $380k 12k 30.71
American International (AIG) 0.2 $380k 8.5k 44.60
Dominion Resources (D) 0.2 $367k 6.5k 56.69
Intel Corporation (INTC) 0.2 $376k 16k 24.23
Amgen (AMGN) 0.2 $372k 3.8k 98.60
Kinder Morgan Energy Partners 0.2 $373k 4.4k 85.35
BNC Ban 0.2 $370k 33k 11.39
Vanguard Large-Cap ETF (VV) 0.2 $337k 4.6k 73.28
Boeing Company (BA) 0.2 $335k 3.3k 102.32
Goldcorp 0.2 $329k 13k 24.67
Golub Capital BDC (GBDC) 0.2 $323k 19k 17.46
Rent-A-Center (UPBD) 0.1 $307k 8.2k 37.44
Merck & Co (MRK) 0.1 $304k 6.6k 46.31
State Street Corporation (STT) 0.1 $293k 4.5k 65.11
Suntrust Banks Inc $1.00 Par Cmn 0.1 $282k 9.0k 31.50
CVS Caremark Corporation (CVS) 0.1 $283k 5.0k 57.16
Rydex S&P Equal Weight ETF 0.1 $294k 4.8k 61.25
Praxair 0.1 $268k 2.3k 114.97
Exelon Corporation (EXC) 0.1 $261k 8.5k 30.80
Johnson Controls 0.1 $242k 6.8k 35.67
Fifth Third Ban (FITB) 0.1 $244k 14k 18.04
American Express Company (AXP) 0.1 $228k 3.1k 74.61
Union Pacific Corporation (UNP) 0.1 $222k 1.4k 154.06
Emerson Electric (EMR) 0.1 $233k 4.3k 54.43
Schlumberger (SLB) 0.1 $222k 3.1k 71.61
Oneok Partners 0.1 $217k 4.4k 49.32
SPDR S&P Dividend (SDY) 0.1 $218k 3.3k 66.16
Dollar Tree (DLTR) 0.1 $212k 4.2k 50.84
TRW Automotive Holdings 0.1 $199k 3.0k 66.33
PowerShares QQQ Trust, Series 1 0.1 $208k 2.9k 71.06
Vanguard Emerging Markets ETF (VWO) 0.1 $206k 5.3k 38.77
Express Scripts Holding 0.1 $207k 3.4k 61.64
Novartis (NVS) 0.1 $192k 2.7k 70.56
Raymond James Financial (RJF) 0.1 $193k 4.5k 42.89
SanDisk Corporation 0.1 $183k 3.0k 61.00
Avago Technologies 0.1 $186k 5.0k 37.20
iShares Dow Jones Select Dividend (DVY) 0.1 $191k 3.0k 63.77
American Tower Reit (AMT) 0.1 $191k 2.6k 72.82
KKR Financial Holdings 0.1 $164k 16k 10.51
QEP Resources 0.1 $166k 6.0k 27.67
PowerShares Preferred Portfolio 0.1 $164k 12k 14.23
De Master Blenders 1753 Ord Sh 0.1 $154k 9.6k 15.96
PNC Financial Services (PNC) 0.1 $140k 1.9k 72.58
Eli Lilly & Co. (LLY) 0.1 $138k 2.8k 48.85
Archer Daniels Midland Company (ADM) 0.1 $136k 4.0k 33.68
Consolidated Edison (ED) 0.1 $150k 2.6k 57.96
Target Corporation (TGT) 0.1 $141k 2.1k 68.68
Clorox Company (CLX) 0.1 $141k 1.7k 83.14
Hershey Company (HSY) 0.1 $143k 1.6k 89.26
Mondelez Int (MDLZ) 0.1 $145k 5.1k 28.48
Caterpillar (CAT) 0.1 $114k 1.4k 81.96
Baxter International (BAX) 0.1 $122k 1.8k 68.97
Martin Marietta Materials (MLM) 0.1 $118k 1.2k 98.33
PPG Industries (PPG) 0.1 $118k 810.00 145.68
Newell Rubbermaid (NWL) 0.1 $131k 5.0k 26.20
Laboratory Corp. of America Holdings (LH) 0.1 $132k 1.3k 100.00
Anadarko Petroleum Corporation 0.1 $131k 1.5k 85.90
Nike (NKE) 0.1 $127k 2.0k 63.50
Gilead Sciences (GILD) 0.1 $119k 2.3k 50.85
Google 0.1 $132k 150.00 880.00
iShares NASDAQ Biotechnology Index (IBB) 0.1 $119k 686.00 173.47
Energy Transfer Equity (ET) 0.1 $119k 2.0k 59.50
Oge Energy Corp (OGE) 0.1 $128k 1.9k 67.98
National Bankshares (NKSH) 0.1 $124k 3.5k 35.43
Ing Groep Nv Perp Hybrid eqfor 0.1 $132k 5.3k 24.91
Citigroup (C) 0.1 $126k 2.6k 47.89
Kraft Foods 0.1 $126k 2.3k 55.46
Wpp Plc- (WPP) 0.1 $126k 1.5k 85.14
Loews Corporation (L) 0.1 $102k 2.3k 44.21
Comcast Corporation (CMCSA) 0.1 $96k 2.3k 41.54
Charles Schwab Corporation (SCHW) 0.1 $95k 4.5k 21.11
Blackstone 0.1 $92k 4.4k 20.91
Daimler Ag reg (MBGAF) 0.1 $107k 1.8k 60.21
Norfolk Southern (NSC) 0.1 $100k 1.4k 71.94
Genuine Parts Company (GPC) 0.1 $112k 1.4k 78.05
Vulcan Materials Company (VMC) 0.1 $96k 2.0k 48.00
Regions Financial Corporation (RF) 0.1 $100k 11k 9.44
Yum! Brands (YUM) 0.1 $107k 1.6k 68.81
NiSource (NI) 0.1 $99k 3.5k 28.36
GlaxoSmithKline 0.1 $107k 2.2k 49.77
Nextera Energy (NEE) 0.1 $103k 1.3k 81.17
Ford Motor Company (F) 0.1 $95k 6.2k 15.44
News Corporation 0.1 $101k 3.1k 32.58
Coca-Cola Bottling Co. Consolidated (COKE) 0.1 $92k 1.5k 60.93
Noble Corporation Com Stk 0.1 $95k 2.6k 37.25
Questar Corporation 0.1 $107k 4.5k 23.78
iShares Russell Midcap Growth Idx. (IWP) 0.1 $93k 1.3k 71.26
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.1 $93k 7.2k 13.01
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $110k 8.0k 13.75
Fidus Invt (FDUS) 0.1 $102k 5.5k 18.68
Blackstone Gso Strategic (BGB) 0.1 $109k 5.8k 18.79
CSX Corporation (CSX) 0.0 $91k 3.9k 23.16
Ross Stores (ROST) 0.0 $79k 1.2k 64.81
Allstate Corporation (ALL) 0.0 $88k 1.8k 47.98
General Mills (GIS) 0.0 $72k 1.5k 48.52
Honeywell International (HON) 0.0 $72k 912.00 78.95
American Electric Power Company (AEP) 0.0 $75k 1.7k 44.51
Starbucks Corporation (SBUX) 0.0 $91k 1.4k 64.95
Prudential Financial (PRU) 0.0 $83k 1.1k 72.43
Aaron's 0.0 $75k 2.7k 27.78
Energy Select Sector SPDR (XLE) 0.0 $78k 998.00 78.16
Preformed Line Products Company (PLPC) 0.0 $86k 1.3k 66.15
Cleco Corporation 0.0 $83k 1.8k 46.11
Market Vectors Gold Miners ETF 0.0 $73k 3.0k 24.21
O'reilly Automotive (ORLY) 0.0 $73k 653.00 111.79
Ing Groep N V 8.5% Per Hyb Cap p 0.0 $79k 3.1k 25.28
Kinder Morgan (KMI) 0.0 $76k 2.0k 37.66
Eaton (ETN) 0.0 $76k 1.2k 65.40
Blueharbor Bank Nc (BLHK) 0.0 $88k 14k 6.52
Chubb Corporation 0.0 $69k 820.00 84.15
Goldman Sachs (GS) 0.0 $70k 469.00 149.25
U.S. Bancorp (USB) 0.0 $64k 1.8k 36.14
Costco Wholesale Corporation (COST) 0.0 $52k 479.00 108.56
Via 0.0 $62k 924.00 67.10
Franklin Resources (BEN) 0.0 $59k 439.00 134.40
Paychex (PAYX) 0.0 $63k 1.7k 36.27
Sherwin-Williams Company (SHW) 0.0 $70k 400.00 175.00
Medtronic 0.0 $58k 1.1k 50.66
Cato Corporation (CATO) 0.0 $68k 2.8k 24.61
Deere & Company (DE) 0.0 $66k 813.00 81.18
Halliburton Company (HAL) 0.0 $54k 1.3k 41.41
Sigma-Aldrich Corporation 0.0 $53k 670.00 79.10
EMC Corporation 0.0 $67k 2.9k 23.32
Buckeye Partners 0.0 $56k 800.00 70.00
Henry Schein (HSIC) 0.0 $57k 600.00 95.00
Abbott Laboratories 0.0 $60k 1.7k 34.44
Abercrombie & Fitch (ANF) 0.0 $54k 1.2k 44.85
Dr Pepper Snapple 0.0 $55k 1.2k 45.83
Xcel Energy (XEL) 0.0 $52k 1.8k 28.29
First Horizon National Corporation (FHN) 0.0 $63k 5.6k 11.18
FMC Corporation (FMC) 0.0 $61k 1.0k 60.46
Spectra Energy Partners 0.0 $55k 1.2k 45.83
Navigant Consulting 0.0 $63k 5.3k 11.89
Central Fd Cda Ltd cl a 0.0 $53k 4.0k 13.35
Suncor Energy (SU) 0.0 $67k 2.3k 29.13
iShares MSCI Brazil Index (EWZ) 0.0 $52k 1.2k 43.33
iShares S&P SmallCap 600 Index (IJR) 0.0 $54k 600.00 90.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $70k 1.8k 38.89
Market Vectors Short Municipal Index ETF 0.0 $67k 3.9k 17.31
Vanguard Consumer Staples ETF (VDC) 0.0 $68k 669.00 101.64
PowerShares Dynamic Tech Sec 0.0 $59k 2.0k 29.80
Nuveen North Carol Premium Incom Mun 0.0 $54k 4.2k 12.83
Wachovia Fnd 7.25% $1.8125 Pfd preferred 0.0 $53k 2.0k 26.50
D Bac Cap Tr Viii 6.00%35 preferred 0.0 $55k 2.2k 25.00
Hillshire Brands 0.0 $63k 1.9k 32.66
Ensco Plc Shs Class A 0.0 $55k 960.00 57.29
First Financial 0.0 $69k 1.4k 49.96
Divdend Capital Diversified Property 0.0 $62k 9.3k 6.66
Huntington Bancshares Incorporated (HBAN) 0.0 $34k 4.4k 7.67
Corning Incorporated (GLW) 0.0 $44k 3.1k 14.15
Two Harbors Investment 0.0 $41k 4.0k 10.25
Auxilium Pharmaceuticals 0.0 $44k 2.7k 16.30
CBS Corporation 0.0 $31k 653.00 47.47
Avon Products 0.0 $47k 2.3k 20.82
Diebold Incorporated 0.0 $50k 1.5k 33.33
Kimberly-Clark Corporation (KMB) 0.0 $32k 335.00 95.52
Teradata Corporation (TDC) 0.0 $35k 700.00 50.00
Molson Coors Brewing Company (TAP) 0.0 $38k 805.00 47.20
Mettler-Toledo International (MTD) 0.0 $40k 200.00 200.00
Eastman Chemical Company (EMN) 0.0 $51k 730.00 69.86
Raytheon Company 0.0 $45k 687.00 65.50
Rockwell Collins 0.0 $35k 554.00 63.18
Waters Corporation (WAT) 0.0 $49k 495.00 98.99
Thermo Fisher Scientific (TMO) 0.0 $44k 520.00 84.62
McKesson Corporation (MCK) 0.0 $35k 310.00 112.90
CareFusion Corporation 0.0 $35k 959.00 36.50
Hewlett-Packard Company 0.0 $37k 1.5k 24.17
Texas Instruments Incorporated (TXN) 0.0 $42k 1.2k 34.68
TJX Companies (TJX) 0.0 $34k 680.00 50.00
Pioneer Natural Resources (PXD) 0.0 $45k 316.00 142.41
NVR (NVR) 0.0 $46k 50.00 920.00
Yahoo! 0.0 $32k 1.3k 24.62
Lorillard 0.0 $39k 900.00 43.33
Enterprise Products Partners (EPD) 0.0 $38k 620.00 61.29
Key (KEY) 0.0 $40k 3.7k 10.78
Rockwell Automation (ROK) 0.0 $46k 554.00 83.03
Nicholas Financial (NICK) 0.0 $32k 2.2k 14.73
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $35k 240.00 145.83
Vanguard Total Stock Market ETF (VTI) 0.0 $46k 563.00 81.71
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $36k 1.5k 24.83
Lance 0.0 $40k 1.4k 27.91
Vanguard REIT ETF (VNQ) 0.0 $43k 633.00 67.93
Vanguard High Dividend Yield ETF (VYM) 0.0 $48k 865.00 55.49
PowerShares Intl. Dividend Achiev. 0.0 $32k 2.0k 16.00
WisdomTree Emerging Markets Eq (DEM) 0.0 $32k 680.00 47.06
Bancroft Fund (BCV) 0.0 $37k 2.1k 17.24
Citigroup Cap Ix 6% $1.5 Pfd preferred 0.0 $42k 1.7k 24.71
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $36k 1.5k 24.00
Ocean Rig Udw 0.0 $34k 1.9k 18.30
Itt 0.0 $39k 1.4k 28.89
Xylem (XYL) 0.0 $51k 1.9k 26.84
Aon 0.0 $38k 600.00 63.33
Directv 0.0 $32k 527.00 60.72
Abbvie (ABBV) 0.0 $43k 1.0k 41.27
Liberty Media 0.0 $43k 341.00 126.10
Actavis 0.0 $50k 400.00 125.00
Cnb Corp Cdt Com Issue Inactive (CNBW) 0.0 $47k 1.1k 43.52
Independence Bancshares 0.0 $31k 35k 0.89
Sprint 0.0 $43k 6.3k 6.87
Barrick Gold Corp (GOLD) 0.0 $13k 843.00 15.42
Time Warner Cable 0.0 $15k 140.00 107.14
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $14k 450.00 31.11
iShares MSCI Emerging Markets Indx (EEM) 0.0 $24k 649.00 36.98
SLM Corporation (SLM) 0.0 $22k 1.0k 22.00
Canadian Natl Ry (CNI) 0.0 $19k 200.00 95.00
Crown Castle International 0.0 $14k 200.00 70.00
FedEx Corporation (FDX) 0.0 $19k 200.00 95.00
Republic Services (RSG) 0.0 $16k 500.00 32.00
Regeneron Pharmaceuticals (REGN) 0.0 $22k 100.00 220.00
FirstEnergy (FE) 0.0 $25k 675.00 37.04
Bed Bath & Beyond 0.0 $26k 375.00 69.33
Edwards Lifesciences (EW) 0.0 $27k 409.00 66.01
Harsco Corporation (NVRI) 0.0 $23k 998.00 23.05
PetSmart 0.0 $13k 200.00 65.00
R.R. Donnelley & Sons Company 0.0 $11k 800.00 13.75
Reynolds American 0.0 $12k 260.00 46.15
Ryder System (R) 0.0 $30k 500.00 60.00
McGraw-Hill Companies 0.0 $24k 456.00 52.63
Ultra Petroleum 0.0 $29k 1.5k 19.33
V.F. Corporation (VFC) 0.0 $21k 111.00 189.19
Sensient Technologies Corporation (SXT) 0.0 $16k 400.00 40.00
Harley-Davidson (HOG) 0.0 $26k 491.00 52.95
Hanesbrands (HBI) 0.0 $19k 385.00 49.35
Manitowoc Company 0.0 $20k 1.1k 17.64
CenturyLink 0.0 $14k 421.00 33.25
Mylan 0.0 $15k 487.00 30.80
Aetna 0.0 $17k 277.00 61.37
Air Products & Chemicals (APD) 0.0 $29k 327.00 88.69
Colgate-Palmolive Company (CL) 0.0 $22k 400.00 55.00
eBay (EBAY) 0.0 $24k 467.00 51.39
Intuitive Surgical (ISRG) 0.0 $25k 50.00 500.00
Liberty Media 0.0 $15k 673.00 22.29
Marsh & McLennan Companies (MMC) 0.0 $15k 400.00 37.50
Parker-Hannifin Corporation (PH) 0.0 $23k 242.00 95.04
Unilever 0.0 $13k 331.00 39.27
UnitedHealth (UNH) 0.0 $20k 310.00 64.52
Walgreen Company 0.0 $27k 622.00 43.41
Biogen Idec (BIIB) 0.0 $22k 105.00 209.52
Windstream Corporation 0.0 $29k 3.8k 7.67
Illinois Tool Works (ITW) 0.0 $15k 230.00 65.22
EOG Resources (EOG) 0.0 $12k 98.00 122.45
ITC Holdings 0.0 $13k 147.00 88.44
Gannett 0.0 $12k 500.00 24.00
Linn Energy 0.0 $16k 500.00 32.00
Frontier Communications 0.0 $15k 3.8k 4.00
J.M. Smucker Company (SJM) 0.0 $18k 182.00 98.90
Marathon Oil Corporation (MRO) 0.0 $17k 493.00 34.48
Forest Laboratories 0.0 $12k 310.00 38.71
Amphenol Corporation (APH) 0.0 $17k 230.00 73.91
BGC Partners 0.0 $11k 2.0k 5.50
Humana (HUM) 0.0 $16k 200.00 80.00
iShares Russell 2000 Index (IWM) 0.0 $12k 129.00 93.02
Transcanada Corp 0.0 $12k 300.00 40.00
Delhaize 0.0 $19k 313.00 60.70
Ingersoll-rand Co Ltd-cl A 0.0 $23k 423.00 54.37
MetLife (MET) 0.0 $30k 664.00 45.18
SPX Corporation 0.0 $14k 200.00 70.00
Trinity Industries (TRN) 0.0 $19k 516.00 36.82
Energy Transfer Partners 0.0 $17k 340.00 50.00
Genesee & Wyoming 0.0 $12k 150.00 80.00
KLA-Tencor Corporation (KLAC) 0.0 $11k 200.00 55.00
PriceSmart (PSMT) 0.0 $17k 200.00 85.00
Protective Life 0.0 $27k 704.00 38.35
Materials SPDR (XLB) 0.0 $15k 400.00 37.50
CoreLogic 0.0 $18k 800.00 22.50
First American Financial (FAF) 0.0 $19k 900.00 21.11
iShares S&P MidCap 400 Growth (IJK) 0.0 $23k 183.00 125.68
Simon Property (SPG) 0.0 $15k 100.00 150.00
Vanguard Europe Pacific ETF (VEA) 0.0 $19k 550.00 34.55
iShares Dow Jones US Basic Mater. (IYM) 0.0 $11k 165.00 66.67
Utilities SPDR (XLU) 0.0 $11k 300.00 36.67
Tesla Motors (TSLA) 0.0 $16k 150.00 106.67
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $23k 552.00 41.67
Cohen & Steers REIT/P (RNP) 0.0 $17k 1.0k 17.00
DNP Select Income Fund (DNP) 0.0 $19k 2.0k 9.50
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $15k 800.00 18.75
ING Global Equity Divid.&Premium Opp-ETF 0.0 $28k 3.0k 9.33
Hldgs (UAL) 0.0 $11k 355.00 30.99
iShares Barclays TIPS Bond Fund (TIP) 0.0 $30k 271.00 110.70
Safeguard Scientifics 0.0 $16k 1.0k 16.00
Motorola Solutions (MSI) 0.0 $20k 361.00 55.40
PowerShares Fin. Preferred Port. 0.0 $19k 1.1k 17.27
Vanguard Health Care ETF (VHT) 0.0 $11k 136.00 80.88
Elements Rogers Intl Commodity Etn etf 0.0 $23k 3.0k 7.67
ING Prime Rate Trust 0.0 $20k 3.2k 6.33
iShares S&P Global Energy Sector (IXC) 0.0 $22k 600.00 36.67
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $15k 203.00 73.89
iShares S&P Global 100 Index (IOO) 0.0 $13k 203.00 64.04
SPDR Morgan Stanley Technology (XNTK) 0.0 $22k 300.00 73.33
BlackRock Municipal Income Trust II (BLE) 0.0 $26k 1.8k 14.32
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $23k 1.8k 12.58
Nuveen Quality Income Municipal Fund 0.0 $19k 1.5k 12.96
PowerShares Dynamic Bldg. & Const. 0.0 $30k 1.6k 18.75
Reaves Utility Income Fund (UTG) 0.0 $21k 839.00 25.03
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $22k 1.5k 14.47
WisdomTree SmallCap Earnings Fund (EES) 0.0 $15k 236.00 63.56
Penn West Energy Trust 0.0 $22k 2.2k 10.23
Countrywide Capital V p 0.0 $15k 600.00 25.00
PowerShares Dynamic Heathcare Sec 0.0 $23k 590.00 38.98
Fpl Group Cap Trust I preferred 0.0 $24k 975.00 24.62
Ing Group N V 0.0 $22k 900.00 24.44
Carolina Trust Bank 0.0 $18k 7.5k 2.40
Merrill Pfd Capital Trust preferred 0.0 $15k 600.00 25.00
Lucent Tech Cap Trust I convert 0.0 $19k 20.00 950.00
Rbs Capital Fund Trust V p 0.0 $21k 1.0k 21.00
Renaissancere Holdings Limited p 0.0 $12k 500.00 24.00
Marathon Petroleum Corp (MPC) 0.0 $14k 198.00 70.71
Expedia (EXPE) 0.0 $15k 250.00 60.00
Tripadvisor (TRIP) 0.0 $23k 380.00 60.53
Harris Teeter Supermarkets 0.0 $14k 317.00 44.16
Facebook Inc cl a (META) 0.0 $23k 944.00 24.36
Mrc Global Inc cmn (MRC) 0.0 $13k 500.00 26.00
Wp Carey (WPC) 0.0 $28k 432.00 64.81
Virginia Heritage Bank 0.0 $30k 2.0k 15.00
Ing Groep 0.0 $15k 1.7k 8.99
First Natl Bk Shelby N C 0.0 $29k 192.00 151.04
Pinnacle Foods Inc De 0.0 $12k 500.00 24.00
Liberty Global Inc Com Ser A 0.0 $14k 204.00 68.63
Insured Mun Income Fd Com closed end 0.0 $20k 1.2k 16.67
Compass Minerals International (CMP) 0.0 $8.0k 100.00 80.00
PHH Corporation 0.0 $0 32.00 0.00
Cit 0.0 $2.0k 61.00 32.79
Time Warner 0.0 $4.0k 81.00 49.38
NRG Energy (NRG) 0.0 $999.840000 48.00 20.83
Northeast Utilities System 0.0 $6.0k 161.00 37.27
Broadridge Financial Solutions (BR) 0.0 $999.750000 75.00 13.33
Cme (CME) 0.0 $7.0k 97.00 72.16
MasterCard Incorporated (MA) 0.0 $4.0k 7.00 571.43
Ace Limited Cmn 0.0 $5.0k 66.00 75.76
Principal Financial (PFG) 0.0 $8.0k 222.00 36.04
Discover Financial Services (DFS) 0.0 $2.0k 50.00 40.00
Northern Trust Corporation (NTRS) 0.0 $0 7.00 0.00
People's United Financial 0.0 $0 14.00 0.00
Ubs Ag Cmn 0.0 $2.0k 162.00 12.35
Devon Energy Corporation (DVN) 0.0 $4.0k 85.00 47.06
Eastman Kodak Company 0.0 $0 291.00 0.00
IAC/InterActive 0.0 $6.0k 128.00 46.88
Peabody Energy Corporation 0.0 $4.0k 305.00 13.11
Health Care SPDR (XLV) 0.0 $0 932.00 0.00
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $4.0k 60.00 66.67
HSN 0.0 $0 11.00 0.00
Interval Leisure 0.0 $2.0k 112.00 17.86
Tree 0.0 $0 22.00 0.00
Clean Harbors (CLH) 0.0 $7.0k 145.00 48.28
Hospira 0.0 $4.0k 120.00 33.33
Great Plains Energy Incorporated 0.0 $0 34.00 0.00
Pulte (PHM) 0.0 $7.0k 400.00 17.50
Cardinal Health (CAH) 0.0 $2.0k 57.00 35.09
Apache Corporation 0.0 $6.0k 76.00 78.95
Blackbaud (BLKB) 0.0 $3.0k 100.00 30.00
Cameco Corporation (CCJ) 0.0 $2.0k 112.00 17.86
Cerner Corporation 0.0 $1.0k 16.00 62.50
Coach 0.0 $6.0k 120.00 50.00
Host Hotels & Resorts (HST) 0.0 $999.900000 101.00 9.90
Hudson City Ban 0.0 $1.0k 125.00 8.00
J.C. Penney Company 0.0 $0 25.00 0.00
Microchip Technology (MCHP) 0.0 $5.0k 160.00 31.25
MICROS Systems 0.0 $5.0k 118.00 42.37
Noble Energy 0.0 $2.0k 38.00 52.63
Northrop Grumman Corporation (NOC) 0.0 $8.0k 106.00 75.47
Nuance Communications 0.0 $0 48.00 0.00
Pitney Bowes (PBI) 0.0 $2.0k 166.00 12.05
T. Rowe Price (TROW) 0.0 $2.0k 34.00 58.82
Travelers Companies (TRV) 0.0 $3.0k 44.00 68.18
Uti Worldwide 0.0 $4.0k 300.00 13.33
Transocean (RIG) 0.0 $1.0k 40.00 25.00
Airgas 0.0 $7.0k 76.00 92.11
Supervalu 0.0 $0 29.00 0.00
Boston Scientific Corporation (BSX) 0.0 $1.0k 200.00 5.00
Simpson Manufacturing (SSD) 0.0 $0 10.00 0.00
Morgan Stanley (MS) 0.0 $10k 413.00 24.21
International Paper Company (IP) 0.0 $6.0k 150.00 40.00
DaVita (DVA) 0.0 $9.0k 80.00 112.50
AmerisourceBergen (COR) 0.0 $7.0k 133.00 52.63
Cincinnati Financial Corporation (CINF) 0.0 $9.0k 210.00 42.86
National-Oilwell Var 0.0 $8.0k 125.00 64.00
LifePoint Hospitals 0.0 $0 1.00 0.00
Office Depot 0.0 $2.0k 610.00 3.28
Campbell Soup Company (CPB) 0.0 $10k 243.00 41.15
Potash Corp. Of Saskatchewan I 0.0 $999.880000 28.00 35.71
RadioShack Corporation 0.0 $1.0k 600.00 1.67
Ultratech 0.0 $0 13.00 0.00
Goodyear Tire & Rubber Company (GT) 0.0 $10k 655.00 15.27
Plum Creek Timber 0.0 $7.0k 167.00 41.92
Alcoa 0.0 $0 50.00 0.00
Aol 0.0 $0 3.00 0.00
Capital One Financial (COF) 0.0 $999.960000 26.00 38.46
Fluor Corporation (FLR) 0.0 $8.0k 135.00 59.26
Macy's (M) 0.0 $0 10.00 0.00
NCR Corporation (VYX) 0.0 $0 26.00 0.00
News Corporation 0.0 $8.0k 260.00 30.77
Stryker Corporation (SYK) 0.0 $6.0k 100.00 60.00
WellPoint 0.0 $8.0k 100.00 80.00
Gap (GPS) 0.0 $3.0k 77.00 38.96
Weyerhaeuser Company (WY) 0.0 $4.0k 161.00 24.84
Alleghany Corporation 0.0 $3.0k 8.00 375.00
Ca 0.0 $5.0k 180.00 27.78
iShares MSCI EAFE Index Fund (EFA) 0.0 $5.0k 90.00 55.56
Nortel Networks Corporation 0.0 $0 60.00 0.00
Federal National Mortgage Association (FNMA) 0.0 $0 100.00 0.00
LSI Corporation 0.0 $999.040000 223.00 4.48
Staples 0.0 $10k 675.00 14.81
Canadian Natural Resources (CNQ) 0.0 $7.0k 252.00 27.78
Dell 0.0 $8.0k 629.00 12.72
Jacobs Engineering 0.0 $0 2.00 0.00
Harman International Industries 0.0 $999.960000 26.00 38.46
Murphy Oil Corporation (MUR) 0.0 $0 2.00 0.00
Accenture (ACN) 0.0 $3.0k 45.00 66.67
General Dynamics Corporation (GD) 0.0 $3.0k 46.00 65.22
Marriott International (MAR) 0.0 $8.0k 200.00 40.00
International Speedway Corporation 0.0 $8.0k 260.00 30.77
Fannie Mae Pfd. N (FNMAK) 0.0 $1.0k 200.00 5.00
Enstar Group (ESGR) 0.0 $5.0k 45.00 111.11
Krispy Kreme Doughnuts 0.0 $1.0k 94.00 10.64
Ascent Media Corporation 0.0 $0 12.00 0.00
Discovery Communications 0.0 $8.0k 121.00 66.12
Live Nation Entertainment (LYV) 0.0 $2.0k 135.00 14.81
SandRidge Energy 0.0 $9.0k 2.0k 4.50
Discovery Communications 0.0 $9.0k 121.00 74.38
East West Ban (EWBC) 0.0 $0 4.00 0.00
WABCO Holdings 0.0 $2.0k 33.00 60.61
Dover Corporation (DOV) 0.0 $3.0k 43.00 69.77
C.H. Robinson Worldwide (CHRW) 0.0 $4.0k 73.00 54.79
Chesapeake Energy Corporation 0.0 $4.0k 200.00 20.00
First Horizon Nat Corp 100,000 0.0 $0 1.0M 0.00
Paccar (PCAR) 0.0 $1.0k 37.00 27.03
Quicksilver Resources 0.0 $1.0k 600.00 1.67
Robert Half International (RHI) 0.0 $0 5.00 0.00
Varian Medical Systems 0.0 $8.0k 120.00 66.67
Pioneer Floating Rate Trust (PHD) 0.0 $0 6.00 0.00
Penske Automotive (PAG) 0.0 $0 10.00 0.00
Synovus Financial 0.0 $2.0k 1.0k 1.96
Netflix (NFLX) 0.0 $5.0k 25.00 200.00
Wynn Resorts (WYNN) 0.0 $2.0k 20.00 100.00
Tibco Software 0.0 $0 40.00 0.00
SPDR Gold Trust (GLD) 0.0 $0 333.00 0.00
FelCor Lodging Trust Incorporated 0.0 $0 21.00 0.00
Avis Budget (CAR) 0.0 $2.0k 70.00 28.57
ACCO Brands Corporation (ACCO) 0.0 $0 16.00 0.00
AMR Corporation 0.0 $0 14.00 0.00
Radian (RDN) 0.0 $0 24.00 0.00
Rite Aid Corporation 0.0 $9.0k 3.4k 2.62
Cablevision Systems Corporation 0.0 $999.900000 110.00 9.09
Genes (GCO) 0.0 $5.0k 75.00 66.67
Edgewater Technology 0.0 $0 100.00 0.00
Estee Lauder Companies (EL) 0.0 $1.0k 20.00 50.00
Mead Johnson Nutrition 0.0 $2.0k 31.00 64.52
Wyndham Worldwide Corporation 0.0 $8.0k 140.00 57.14
Entergy Corporation (ETR) 0.0 $6.0k 100.00 60.00
Equinix 0.0 $9.0k 50.00 180.00
Under Armour (UAA) 0.0 $5.0k 100.00 50.00
Broadcom Corporation 0.0 $10k 305.00 32.79
American Capital 0.0 $5.0k 460.00 10.87
Celanese Corporation (CE) 0.0 $999.900000 30.00 33.33
EarthLink 0.0 $0 100.00 0.00
Edison International (EIX) 0.0 $9.0k 200.00 45.00
Seagate Technology Com Stk 0.0 $10k 245.00 40.82
Tutor Perini Corporation (TPC) 0.0 $0 5.00 0.00
Alaska Air (ALK) 0.0 $1.0k 20.00 50.00
Hecla Mining Company (HL) 0.0 $997.640000 509.00 1.96
Herbalife Ltd Com Stk (HLF) 0.0 $0 18.00 0.00
Media General 0.0 $6.0k 564.00 10.64
Starwood Hotels & Resorts Worldwide 0.0 $9.0k 154.00 58.44
Stillwater Mining Company 0.0 $1.0k 100.00 10.00
Atmos Energy Corporation (ATO) 0.0 $7.0k 174.00 40.23
Acuity Brands (AYI) 0.0 $7.0k 100.00 70.00
Chico's FAS 0.0 $1.0k 70.00 14.29
CenterPoint Energy (CNP) 0.0 $5.0k 247.00 20.24
Cytec Industries 0.0 $0 12.00 0.00
Finisar Corporation 0.0 $0 2.00 0.00
IPG Photonics Corporation (IPGP) 0.0 $1.0k 21.00 47.62
John Bean Technologies Corporation (JBT) 0.0 $1.0k 92.00 10.87
Southwest Airlines (LUV) 0.0 $1.0k 100.00 10.00
Piper Jaffray Companies (PIPR) 0.0 $0 5.00 0.00
Pepco Holdings 0.0 $1.0k 83.00 12.05
RF Micro Devices 0.0 $0 100.00 0.00
Royal Gold (RGLD) 0.0 $0 13.00 0.00
Ramco-Gershenson Properties Trust 0.0 $999.680000 88.00 11.36
Sirius XM Radio 0.0 $5.0k 1.7k 2.98
Stec 0.0 $0 126.00 0.00
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $10k 108.00 92.59
Ashland 0.0 $8.0k 97.00 82.47
Cal-Maine Foods (CALM) 0.0 $1.0k 40.00 25.00
Cubist Pharmaceuticals 0.0 $2.0k 60.00 33.33
Elan Corporation 0.0 $0 51.00 0.00
Finish Line 0.0 $0 25.00 0.00
Flowserve Corporation (FLS) 0.0 $8.0k 150.00 53.33
World Fuel Services Corporation (WKC) 0.0 $1.0k 37.00 27.03
Lululemon Athletica (LULU) 0.0 $9.0k 150.00 60.00
Panera Bread Company 0.0 $1.0k 8.00 125.00
FirstMerit Corporation 0.0 $0 24.00 0.00
Integra LifeSciences Holdings (IART) 0.0 $0 14.00 0.00
Icahn Enterprises (IEP) 0.0 $0 8.00 0.00
Ingles Markets, Incorporated (IMKTA) 0.0 $2.0k 100.00 20.00
Kinross Gold Corp (KGC) 0.0 $1.0k 327.00 3.06
McCormick & Company, Incorporated (MKC) 0.0 $3.0k 50.00 60.00
Speedway Motorsports 0.0 $4.0k 265.00 15.09
VMware 0.0 $2.0k 41.00 48.78
FuelCell Energy 0.0 $0 100.00 0.00
Halozyme Therapeutics (HALO) 0.0 $7.0k 1.0k 7.00
Tor Dom Bk Cad (TD) 0.0 $999.940000 17.00 58.82
Alexandria Real Estate Equities (ARE) 0.0 $0 5.00 0.00
Brocade Communications Systems 0.0 $0 125.00 0.00
WebMD Health 0.0 $0 3.00 0.00
Axcelis Technologies 0.0 $0 342.00 0.00
Aviat Networks 0.0 $0 22.00 0.00
Market Vectors Junior Gold Miners ETF 0.0 $0 390.00 0.00
Miller Industries (MLR) 0.0 $0 20.00 0.00
Rayonier (RYN) 0.0 $2.0k 46.00 43.48
Sterling Construction Company (STRL) 0.0 $0 4.00 0.00
Sycamore Networks 0.0 $0 0 0.00
Nabors Industries 0.0 $4.0k 300.00 13.33
Weatherford International Lt reg 0.0 $4.0k 333.00 12.01
Patriot Coal Corp 0.0 $0 230.00 0.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $7.0k 65.00 107.69
iShares S&P 500 Growth Index (IVW) 0.0 $0 222.00 0.00
iShares S&P 500 Value Index (IVE) 0.0 $0 620.00 0.00
iShares Russell Midcap Index Fund (IWR) 0.0 $7.0k 60.00 116.67
Kimco Realty Corporation (KIM) 0.0 $0 24.00 0.00
Pinnacle West Capital Corporation (PNW) 0.0 $999.900000 22.00 45.45
Yamana Gold 0.0 $1.0k 122.00 8.20
Ballard Pwr Sys (BLDP) 0.0 $1.0k 600.00 1.67
PowerShares DB US Dollar Index Bullish 0.0 $0 2.8k 0.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $2.0k 44.00 45.45
iShares Dow Jones US Tele (IYZ) 0.0 $0 275.00 0.00
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $0 1.0k 0.00
SPDR S&P Oil & Gas Explore & Prod. 0.0 $6.0k 110.00 54.55
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $4.0k 490.00 8.16
PowerShares Water Resources 0.0 $0 1.2k 0.00
PowerShares FTSE RAFI US 1000 0.0 $0 170k 0.00
PowerShares FTSE RAFI Developed Markets 0.0 $0 52k 0.00
iShares MSCI Chile Inv. Mt. Idx (ECH) 0.0 $0 335.00 0.00
iShares MSCI Thailand Index Fund (THD) 0.0 $0 210.00 0.00
Market Vectors Indonesia Index 0.0 $0 90.00 0.00
Vanguard Mid-Cap ETF (VO) 0.0 $0 334.00 0.00
Alerian Mlp Etf 0.0 $0 1.1k 0.00
AllianceBernstein Income Fund 0.0 $0 108.00 0.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $0 9.00 0.00
Hydrogenics Corporation 0.0 $0 4.00 0.00
iShares Dow Jones U.S. Index Fund (IYY) 0.0 $0 35.00 0.00
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.0 $9.0k 400.00 22.50
General Motors Company (GM) 0.0 $3.0k 94.00 31.91
Liberty All-Star Equity Fund (USA) 0.0 $999.600000 245.00 4.08
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.0 $0 259.00 0.00
iShares MSCI ACWI Index Fund (ACWI) 0.0 $0 2.6k 0.00
TravelCenters of America 0.0 $0 20.00 0.00
Walmart De Mexico-ser V 0.0 $5.0k 2.0k 2.50
Vanguard Extended Market ETF (VXF) 0.0 $0 377.00 0.00
WisdomTree Dividend ex-Fin Fund (AIVL) 0.0 $0 650.00 0.00
Seven & I Hldg Co Adr F Un (SVNDY) 0.0 $2.0k 29.00 68.97
MFS Charter Income Trust (MCR) 0.0 $10k 1.2k 8.46
Putnam Premier Income Trust (PPT) 0.0 $0 139.00 0.00
Vanguard Consumer Discretionary ETF (VCR) 0.0 $0 1.8k 0.00
Vanguard Information Technology ETF (VGT) 0.0 $6.0k 86.00 69.77
Ipath Dow Jones-aig Commodity (DJP) 0.0 $0 170.00 0.00
Jp Morgan Alerian Mlp Index (AMJ) 0.0 $0 276k 0.00
Royce Value Trust (RVT) 0.0 $6.0k 440.00 13.64
WisdomTree Intl. LargeCap Div (DOL) 0.0 $7.0k 170.00 41.18
iShares MSCI Australia Index Fund (EWA) 0.0 $9.0k 403.00 22.33
PowerShares DB Agriculture Fund 0.0 $0 2.0k 0.00
Elements Rogers Agri Tot Ret etf 0.0 $1.0k 200.00 5.00
Global X China Consumer ETF (CHIQ) 0.0 $0 3.0k 0.00
Claymore/BNY Mellon Frontier Markets ETF 0.0 $0 1.5k 0.00
iShares Dow Jones US Technology (IYW) 0.0 $0 1.7k 0.00
iShares S&P Global Technology Sect. (IXN) 0.0 $0 150.00 0.00
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $0 3.5k 0.00
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $0 20k 0.00
BlackRock Corporate High Yield Fund III 0.0 $1.0k 200.00 5.00
Celsion Corporation 0.0 $2.0k 2.5k 0.79
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $3.0k 217.00 13.82
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $6.0k 460.00 13.04
iShares S&P Global Consumer Staple (KXI) 0.0 $0 220.00 0.00
iShares Dow Jones US Reg Banks Ind. (IAT) 0.0 $0 4.3k 0.00
PAA Natural Gas Storage 0.0 $10k 509.00 19.65
Pimco Municipal Income Fund II (PML) 0.0 $0 7.00 0.00
Pimco Income Strategy Fund II (PFN) 0.0 $999.460000 118.00 8.47
PowerShares FTSE RAFI Emerging MarketETF 0.0 $0 5.0k 0.00
WisdomTree Earnings 500 Fund (EPS) 0.0 $0 2.0k 0.00
Kinder Morgan Mgmt Llc Frac Sh 0.0 $0 427k 0.00
Alpine Total Dynamic Dividend Fund 0.0 $1.0k 500.00 2.00
Duff & Phelps Utility & Corp Bond Trust 0.0 $7.0k 667.00 10.49
Nuveen Tax-Advantaged Dividend Growth 0.0 $0 300.00 0.00
PIMCO High Income Fund (PHK) 0.0 $0 7.00 0.00
PIMCO Short Term Mncpl (SMMU) 0.0 $0 200.00 0.00
PowerShares Dividend Achievers 0.0 $0 65k 0.00
Putnam Managed Municipal Income Trust (PMM) 0.0 $7.0k 1.0k 6.93
Ubs Ag Jersey Brh Alerian Infrst 0.0 $0 62k 0.00
Vanguard Energy ETF (VDE) 0.0 $0 97.00 0.00
Vanguard Industrials ETF (VIS) 0.0 $0 195.00 0.00
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $0 650.00 0.00
WisdomTree MidCap Dividend Fund (DON) 0.0 $0 650.00 0.00
WisdomTree International Dvd. Top 100 (AIVI) 0.0 $0 1.2k 0.00
Nuveen Premium Income Municipal Fund 0.0 $10k 813.00 12.30
Swisher Hygiene 0.0 $3.0k 3.5k 0.86
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.0 $0 1.5k 0.00
Block H & R 0.0 $8.0k 318.00 25.16
Progress Energy In Contingent 0.0 $0 300.00 0.00
Managed High Yield Plus Fund 0.0 $10k 5.0k 2.00
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $9.0k 703.00 12.80
PowerShares Global Agriculture Port 0.0 $0 100.00 0.00
Citigroup Cap X 6.1% 9/30/3 p 0.0 $9.0k 400.00 22.50
Morgan Stanley Pfd A preferr (MS.PA) 0.0 $0 72k 0.00
Schwab U S Broad Market ETF (SCHB) 0.0 $0 6.00 0.00
New Energy Systems 0.0 $0 30.00 0.00
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $0 5.00 0.00
Schwab International Equity ETF (SCHF) 0.0 $0 5.00 0.00
Merrill Lynch Trust prf 0.0 $0 1.3k 0.00
Merrill Lynch Trust prf 0.0 $7.0k 300.00 23.33
Swedish Expt Cr Corp rg metal etn22 0.0 $0 400.00 0.00
Federal Natl Mtg Assn Pfd 8.25 ps (FNMAT) 0.0 $9.0k 1.3k 6.92
Ml Capital Tr Iv Tr Pfd equs 0.0 $7.0k 310.00 22.58
PhotoMedex 0.0 $0 2.00 0.00
Schwab U S Small Cap ETF (SCHA) 0.0 $0 4.00 0.00
Merrill Lynch Cap Tru preferr 0.0 $0 100.00 0.00
Mirant Corp 0.0 $0 693.00 0.00
Corp-backed Trust Certs 7.875% preferred 0.0 $10k 400.00 25.00
Freddie Mac 8.375% Pfd Ser Z preferred (FMCKJ) 0.0 $0 600.00 0.00
Gmac Llc 7.375% $1.84375 Pfd preferred 0.0 $6.0k 250.00 24.00
Amr Corp Pfd 7.875 7/13/39 Pines preferred 0.0 $0 100.00 0.00
EntreMed 0.0 $0 9.00 0.00
Digital Angel Corporation (DIGA) 0.0 $0 35.00 0.00
Centerpoint Energy Inc Vq 09-1 convert 0.0 $5.0k 120.00 41.67
Ubs Ag Jersey Branch 0.0 $0 5.0k 0.00
Skybridge Par $0.00001 C ommon (SKGO) 0.0 $0 1.00 0.00
Bank of the Carolinas Corporation (BCAR) 0.0 $0 691.00 0.00
NTS Realty Holdings (NLP) 0.0 $6.0k 906.00 6.62
Wells Fargo Pfd Private Shares p 0.0 $0 111k 0.00
Chs Inc 8% Cum Redeemable Pfd prd (CHSCP) 0.0 $0 166.00 0.00
Patriot Scientific Corporation 0.0 $0 1.0k 0.00
Americ Int Gr Frac Warrant 0.0 $0 802k 0.00
American Intl Group 0.0 $0 199.00 0.00
Black Diamond 0.0 $0 25.00 0.00
Huntington Ingalls Inds (HII) 0.0 $0 17.00 0.00
Te Connectivity Ltd for (TEL) 0.0 $6.0k 150.00 40.00
Beacon Power Corporation 0.0 $0 1.4k 0.00
Bank Of America Corp Qtr Lib + p (BML.PH) 0.0 $0 12k 0.00
Goldman Sachs Group In Pfd 1/1 (GS.PC) 0.0 $0 1.4k 0.00
Interleukin Genetics 0.0 $0 150.00 0.00
Wells Fargo & Co (WFCNP) 0.0 $0 5.00 0.00
Aegon Nv 6.875% Pfd Series preferred 0.0 $9.0k 400.00 22.50
Schwab Strategic Tr us reit etf (SCHH) 0.0 $0 4.00 0.00
Avax Technologies 0.0 $0 750.00 0.00
Guggenheim Bulletshs Etf equity 0.0 $0 29k 0.00
Mosaic (MOS) 0.0 $1.0k 24.00 41.67
Prologis (PLD) 0.0 $2.0k 67.00 29.85
Air Lease Corp (AL) 0.0 $10k 390.00 25.64
Amc Networks Inc Cl A (AMCX) 0.0 $1.0k 27.00 37.04
Powershares Etf Tr Ii s^p500 low vol 0.0 $0 2.1k 0.00
Fusion-io 0.0 $0 30.00 0.00
General Mtrs Co *w exp 07/10/201 0.0 $0 107.00 0.00
General Mtrs Co *w exp 07/10/201 0.0 $0 107.00 0.00
Plug Power (PLUG) 0.0 $0 10.00 0.00
Ubs Ag London Brh 2x lev lng lkd 0.0 $0 18k 0.00
Ddr Corp 0.0 $2.0k 136.00 14.71
Astex Pharmaceuticals 0.0 $999.000000 300.00 3.33
Cbre Group Inc Cl A (CBRE) 0.0 $3.0k 150.00 20.00
Lehman Bro Cap 10/31/52 0.0 $0 400.00 0.00
Beam 0.0 $8.0k 128.00 62.50
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $0 450.00 0.00
Suncoke Energy (SXC) 0.0 $2.0k 147.00 13.61
Fortune Brands (FBIN) 0.0 $4.0k 128.00 31.25
Corp Backed Tr Ctfs 03-7 prf 0.0 $10k 400.00 25.00
Dws Rreef Real Estatexxx 0.0 $0 19.00 0.00
Exelis 0.0 $2.0k 200.00 10.00
Marriott Vacations Wrldwde Cp (VAC) 0.0 $0 20.00 0.00
Michael Kors Holdings 0.0 $2.0k 45.00 44.44
Wpx Energy 0.0 $3.0k 200.00 15.00
Jazz Pharmaceuticals (JAZZ) 0.0 $10k 160.00 62.50
Gamco Global Gold Natural Reso (GGN) 0.0 $0 200.00 0.00
Fnb United 0.0 $0 14.00 0.00
Ishares Tr usa min vo (USMV) 0.0 $0 531k 0.00
Bank Of Commerce/charlotte 0.0 $6.0k 2.0k 3.00
Ishares Inc em mkt min vol (EEMV) 0.0 $0 14k 0.00
Rowan Companies 0.0 $999.950000 35.00 28.57
Kinder Morgan Inc/delaware Wts 0.0 $0 640.00 0.00
Powershares Etf Tr Ii em mrk low vol 0.0 $0 2.5k 0.00
Novacopper 0.0 $7.0k 4.5k 1.56
Blucora 0.0 $0 10.00 0.00
Zweig Fund 0.0 $0 3.8k 0.00
Gm Liq Co Guc Tr Derivat motors liq 0.0 $0 30.00 0.00
Tcp Capital 0.0 $10k 650.00 15.38
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.0 $0 26k 0.00
Pentair 0.0 $2.0k 35.00 57.14
Epl Oil & Gas 0.0 $10k 365.00 27.40
Libertyinteractivecorp lbtventcoma 0.0 $2.0k 32.00 62.50
Hatteras Financia 0.0 $0 6.8k 0.00
Jp Morgan 5.5% Series D public 0.0 $0 2.2k 0.00
Wells Fargo pre 0.0 $0 1.9k 0.00
Prothena (PRTA) 0.0 $0 1.00 0.00
Goldman Sachs Group 0.0 $0 1.4k 0.00
Starz - Liberty Capital 0.0 $7.0k 341.00 20.53
Silver Bay Rlty Tr 0.0 $3.0k 195.00 15.38
Pulte Group 7.375% preferred equity 0.0 $0 4.0k 0.00
Assured Gty Mun Hldgs Inc Nt preferred equity (AGO.PF) 0.0 $0 1.5k 0.00
STRATS TR FOR BELLSOUTH Telecommn Ctfs 200 preferred equity 0.0 $10k 400.00 25.00
Ups Class A Private Placement 0.0 $8.0k 104.00 76.92
Rstk Cbeyond Communications 0.0 $5.0k 724.00 6.91
Cannabis Science 0.0 $0 3.4k 0.00
Ea 0.0 $0 22.00 0.00
Allianzgi Nfj Divid Int Prem S cefs 0.0 $6.0k 400.00 15.00
Healthnostics Inc Com Par $.00 0.0 $0 4.00 0.00
Liberty Global Inc C 0.0 $6.0k 92.00 65.22
Bb&t Corp dp shs rp pf 0.0 $0 2.0k 0.00
Pathfinder Cell Therapy 0.0 $0 167.00 0.00
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.0 $0 31k 0.00
Connecticut Light & Power Co Pfd preferred equity 0.0 $0 179.00 0.00
Standard Hldgs (SNDH) 0.0 $0 6.4k 0.00
Zegarelli Group Intl 0.0 $0 400.00 0.00
Ups Call July @90 options 0.0 $0 0 0.00
Qcom @72.50 July 2013 options 0.0 $0 0 0.00
Rio @62.50 July 2013 options 0.0 $0 0 0.00
Innkeepers Usa Tr 8% Pfd Ser C Callable 1/ preferred equity 0.0 $0 500.00 0.00
Bk @30 Jan 2014 options 0.0 $0 0 0.00
Msft Call Oct @36 options 0.0 $0 0 0.00
Dow @36 Sep 2013 options 0.0 $0 0 0.00
Adal 0.0 $0 35.00 0.00
Cellular Products 0.0 $0 1.0k 0.00
Cetek Technologies 0.0 $0 326.00 0.00
Envitt Cap 0.0 $0 151.00 0.00
Rstk Healthnostics 0.0 $0 35.00 0.00
Ibsg Intl 0.0 $0 120.00 0.00
Ifs Intl 0.0 $0 4.0k 0.00
Information Architects 0.0 $0 1.00 0.00
Intervisual Books 0.0 $0 1.2k 0.00
Paperfree Med Solution 0.0 $0 50.00 0.00
Tsb Finl 0.0 $0 665.00 0.00
Tamija Gold & Diamond 0.0 $0 1.00 0.00
Telynx Inc Cl A Par 0.01 0.0 $0 2.00 0.00
Yarc Sys 0.0 $0 500.00 0.00
Stone Resurces 0.0 $0 167.00 0.00