Advanced Equities Asset Management

First Allied Asset Management as of Sept. 30, 2011

Portfolio Holdings for First Allied Asset Management

First Allied Asset Management holds 514 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard Europe Pacific ETF (VEA) 7.8 $39B 1.3M 30130.17
iShares IBoxx $ Invest Grade Corp Bd (LQD) 4.1 $21B 187k 112313.42
Vanguard Growth ETF (VUG) 3.9 $20B 351k 55940.21
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 3.4 $17B 163k 103979.32
PowerShares DB Com Indx Trckng Fund 3.1 $16B 611k 25750.69
iShares Lehman MBS Bond Fund (MBB) 3.0 $15B 140k 108192.09
iShares S&P 500 Value Index (IVE) 2.7 $14B 262k 51580.33
SPDR S&P MidCap 400 ETF (MDY) 2.4 $12B 86k 142153.93
Vanguard Emerging Markets ETF (VWO) 2.4 $12B 334k 35830.07
iShares Dow Jones Select Dividend (DVY) 2.2 $11B 233k 48241.19
SPDR Gold Trust (GLD) 2.1 $11B 67k 158057.04
SPDR S&P Oil & Gas Equipt & Servs. 2.0 $10B 362k 28350.31
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.9 $9.9B 94k 105072.07
iShares Russell 2000 Index (IWM) 1.9 $9.8B 153k 64302.53
Vanguard REIT ETF (VNQ) 1.8 $9.3B 183k 50870.28
Vanguard Value ETF (VTV) 1.6 $8.0B 170k 47050.54
iShares MSCI Emerging Markets Indx (EEM) 1.5 $7.7B 219k 35095.12
iShares S&P US Pref Stock Idx Fnd (PFF) 1.5 $7.4B 208k 35612.10
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.4 $7.2B 68k 106652.79
Claymore/BNY Mellon BRIC 1.2 $6.2B 181k 34360.12
iShares iBoxx $ High Yid Corp Bond (HYG) 1.2 $6.1B 74k 82828.35
Wisdomtree Tr em lcl debt (ELD) 1.2 $6.0B 124k 48118.07
iShares MSCI Australia Index Fund (EWA) 1.1 $5.6B 279k 20060.13
iShares MSCI Canada Index (EWC) 1.0 $5.3B 208k 25490.66
PowerShares DB Agriculture Fund 1.0 $5.1B 171k 29665.12
iShares FTSE/Xinhua China 25 Index (FXI) 0.9 $4.6B 149k 30829.47
ProShares UltraShort 20+ Year Trea 0.8 $3.9B 201k 19440.28
Piedmont Office Realty Trust (PDM) 0.8 $3.8B 236k 16170.33
Rydex Inverse 2x S&P 500 (RSW) 0.8 $3.8B 93k 41260.17
MFS Intermediate Income Trust (MIN) 0.7 $3.6B 595k 5999.99
Eaton Vance Short Duration Diversified I (EVG) 0.7 $3.5B 220k 16089.93
PowerShares Preferred Portfolio 0.7 $3.5B 255k 13580.15
ProShares UltraShort S&P500 0.7 $3.4B 133k 25490.19
Chevron Corporation (CVX) 0.7 $3.3B 36k 92601.86
Calamos Conv. Opptys. & Income Fund (CHI) 0.7 $3.3B 293k 11350.05
Templeton Global Income Fund (SABA) 0.6 $3.3B 345k 9449.97
Putnam Master Int. Income (PIM) 0.6 $3.1B 617k 5050.04
Exxon Mobil Corporation (XOM) 0.6 $3.1B 42k 72641.03
Vanguard Short-Term Bond ETF (BSV) 0.6 $3.0B 37k 81422.91
Johnson & Johnson (JNJ) 0.6 $2.9B 45k 63688.65
iShares Barclays TIPS Bond Fund (TIP) 0.6 $2.9B 25k 114313.66
SPDR DJ International Real Estate ETF (RWX) 0.6 $2.9B 90k 32050.72
Bristol Myers Squibb (BMY) 0.6 $2.8B 88k 31380.02
Eaton Vance Limited Duration Income Fund (EVV) 0.6 $2.8B 191k 14659.97
Microsoft Corporation (MSFT) 0.5 $2.7B 109k 24891.15
Abbott Laboratories (ABT) 0.5 $2.7B 52k 51148.52
Utilities SPDR (XLU) 0.5 $2.6B 78k 33621.78
At&t (T) 0.5 $2.4B 85k 28519.63
MFS Government Markets Income Trust (MGF) 0.5 $2.4B 362k 6660.01
Taiwan Semiconductor Mfg (TSM) 0.5 $2.4B 206k 11430.05
Cisco Systems (CSCO) 0.5 $2.4B 153k 15504.27
SYSCO Corporation (SYY) 0.5 $2.4B 92k 25900.20
Oracle Corporation (ORCL) 0.5 $2.4B 82k 28742.42
MFS Charter Income Trust (MCR) 0.5 $2.4B 277k 8530.05
SPDR S&P International Dividend (DWX) 0.5 $2.4B 54k 44510.69
Eli Lilly & Co. (LLY) 0.5 $2.3B 61k 36974.67
Merck & Co (MRK) 0.5 $2.3B 69k 32700.80
BlackRock Global Energy & Resources Trus (BGR) 0.5 $2.3B 102k 22609.68
PowerShares Insured Nati Muni Bond 0.5 $2.3B 94k 24250.15
HCP 0.4 $2.2B 63k 35061.46
Intel Corporation (INTC) 0.4 $2.1B 100k 21336.23
Dell 0.4 $2.1B 150k 14139.99
Novartis (NVS) 0.4 $2.0B 36k 55772.53
Emerson Electric (EMR) 0.4 $1.9B 47k 41309.89
Total (TTE) 0.4 $1.9B 44k 43867.14
Bank Of Montreal Cadcom (BMO) 0.4 $1.9B 35k 55857.22
Chubb Corporation 0.4 $1.9B 31k 60008.14
Texas Instruments Incorporated (TXN) 0.4 $1.9B 70k 26651.72
Cohen & Steers infrastucture Fund (UTF) 0.4 $1.9B 119k 15570.27
Verizon Communications (VZ) 0.3 $1.8B 48k 36803.72
Unilever 0.3 $1.8B 57k 31490.72
Visa (V) 0.3 $1.8B 20k 85737.11
iShares MSCI Brazil Index (EWZ) 0.3 $1.8B 34k 52015.28
Templeton Emerging Markets Income Fund (TEI) 0.3 $1.8B 118k 14870.10
Cme (CME) 0.3 $1.7B 7.0k 246625.96
Microchip Technology (MCHP) 0.3 $1.7B 55k 31110.21
Pepsi (PEP) 0.3 $1.7B 28k 61924.74
Freeport-McMoRan Copper & Gold (FCX) 0.3 $1.7B 56k 30451.29
Coventry Health Care 0.3 $1.7B 60k 28809.86
NYSE Euronext 0.3 $1.7B 73k 23240.12
Becton, Dickinson and (BDX) 0.3 $1.7B 23k 73349.67
Procter & Gamble Company (PG) 0.3 $1.7B 27k 63180.13
General Dynamics Corporation (GD) 0.3 $1.7B 29k 56922.33
SPDR DJ Wilshire REIT (RWR) 0.3 $1.7B 30k 56516.69
Lockheed Martin Corporation (LMT) 0.3 $1.6B 23k 72667.89
AmeriGas Partners 0.3 $1.6B 36k 43994.26
Archer Daniels Midland Company (ADM) 0.3 $1.5B 60k 24810.31
Federated Investors (FHI) 0.3 $1.5B 86k 17530.27
PNC Financial Services (PNC) 0.3 $1.5B 31k 48191.89
Rockwell Collins 0.3 $1.5B 28k 52761.57
Schlumberger (SLB) 0.3 $1.5B 25k 59757.22
Sun Life Financial (SLF) 0.3 $1.5B 61k 23791.34
Suncor Energy (SU) 0.3 $1.5B 58k 25441.28
Travelers Companies (TRV) 0.3 $1.4B 29k 48740.74
Valero Energy Corporation (VLO) 0.3 $1.4B 79k 17781.44
Exelon Corporation (EXC) 0.3 $1.4B 34k 42609.35
Northern Trust Corporation (NTRS) 0.3 $1.4B 40k 35003.25
Kimberly-Clark Corporation (KMB) 0.3 $1.4B 19k 71013.93
Varian Medical Systems 0.3 $1.4B 26k 52157.84
Kraft Foods 0.3 $1.3B 39k 33582.54
Nucor Corporation (NUE) 0.3 $1.3B 41k 31648.17
Western Digital (WDC) 0.3 $1.3B 52k 25720.51
Laclede 0.3 $1.3B 34k 38755.70
Bank of New York Mellon Corporation (BK) 0.2 $1.3B 68k 18589.72
3M Company (MMM) 0.2 $1.3B 18k 71825.16
Analog Devices (ADI) 0.2 $1.3B 41k 31253.52
Asa (ASA) 0.2 $1.3B 47k 26993.49
Nabors Industries 0.2 $1.3B 103k 12260.30
Eaton Vance 0.2 $1.2B 54k 22270.31
Cibc Cad (CM) 0.2 $1.2B 17k 69843.76
Waste Management (WM) 0.2 $1.1B 34k 32563.36
NetApp (NTAP) 0.2 $1.1B 33k 33929.99
Boeing Company (BA) 0.2 $1.1B 19k 60509.94
Rbc Cad (RY) 0.2 $1.1B 24k 45719.81
Stryker Corporation (SYK) 0.2 $1.1B 23k 47130.00
Linear Technology Corporation 0.2 $1.1B 39k 27650.00
ProShares UltraShort Dow30 0.2 $1.1B 52k 20390.10
General Electric Company 0.2 $1.0B 68k 15220.02
Medtronic 0.2 $1.0B 31k 33240.02
E.I. du Pont de Nemours & Company 0.2 $1.0B 25k 39969.93
EMC Corporation 0.2 $1.0B 48k 20990.11
Energy Select Sector SPDR (XLE) 0.2 $1.0B 18k 58509.99
Companhia Energetica Minas Gerais (CIG) 0.2 $1.0B 70k 14839.72
Tortoise Energy Infrastructure 0.2 $1.0B 30k 33935.90
Petroleo Brasileiro SA (PBR) 0.2 $949M 42k 22457.00
Best Buy (BBY) 0.2 $965M 41k 23309.01
Nokia Corporation (NOK) 0.2 $976M 173k 5660.26
Diamond Offshore Drilling 0.2 $936M 17k 54740.00
Fluor Corporation (FLR) 0.2 $926M 20k 46550.00
Nextera Energy (NEE) 0.2 $915M 17k 54018.72
JPMorgan Chase & Co. (JPM) 0.2 $861M 29k 30120.00
Adobe Systems Incorporated (ADBE) 0.2 $839M 35k 24170.00
Allstate Corporation (ALL) 0.2 $884M 37k 23690.00
Dow Chemical Company 0.2 $822M 37k 22460.02
Canadian Natural Resources (CNQ) 0.2 $803M 27k 29269.96
iShares MSCI EAFE Index Fund (EFA) 0.1 $621M 13k 47779.97
Goldman Sachs (GS) 0.1 $448M 4.7k 94549.65
Vanguard Total Bond Market ETF (BND) 0.1 $479M 5.7k 83728.73
Apple (AAPL) 0.1 $410M 1.1k 381319.70
Ens 0.1 $355M 8.8k 40429.63
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.1 $333M 3.1k 106610.17
Baxter International (BAX) 0.1 $281M 5.0k 56140.00
International Business Machines (IBM) 0.1 $280M 1.6k 174826.77
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $306M 2.9k 106790.71
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $287M 8.2k 34940.16
Berkshire Hathaway (BRK.B) 0.0 $206M 2.9k 71040.00
Philip Morris International (PM) 0.0 $130M 2.1k 62379.63
Amazon (AMZN) 0.0 $142M 656.00 216225.61
iShares Russell 1000 Index (IWB) 0.0 $173M 2.8k 62540.05
Vanguard Mid-Cap ETF (VO) 0.0 $147M 2.3k 65100.22
McDonald's Corporation (MCD) 0.0 $77M 873.00 87823.60
Regeneron Pharmaceuticals (REGN) 0.0 $116M 2.0k 58200.00
Nordstrom (JWN) 0.0 $94M 2.1k 45679.77
Raytheon Company 0.0 $78M 1.9k 40870.56
United Technologies Corporation 0.0 $84M 1.2k 70356.73
Google 0.0 $92M 179.00 515022.35
BHP Billiton (BHP) 0.0 $106M 1.6k 66439.10
Weatherford International Lt reg 0.0 $100M 8.2k 12210.08
iShares Russell Midcap Growth Idx. (IWP) 0.0 $94M 1.9k 49639.66
Ipath Dow Jones-aig Commodity (DJP) 0.0 $100M 2.4k 41740.17
Proshares Tr pshs ulsht md400 0.0 $100M 1.9k 53309.17
HSBC Holdings (HSBC) 0.0 $30M 781.00 38037.13
Caterpillar (CAT) 0.0 $26M 346.00 73841.04
Coca-Cola Company (KO) 0.0 $29M 425.00 67560.00
Monsanto Company 0.0 $35M 587.00 60030.66
Walt Disney Company (DIS) 0.0 $26M 845.00 30159.76
Dominion Resources (D) 0.0 $63M 1.2k 50769.11
Coach 0.0 $34M 650.00 51829.23
Digital Realty Trust (DLR) 0.0 $25M 460.00 55160.87
Eaton Corporation 0.0 $48M 1.4k 35500.00
Genuine Parts Company (GPC) 0.0 $30M 595.00 50796.64
Polaris Industries (PII) 0.0 $43M 864.00 49969.91
Sherwin-Williams Company (SHW) 0.0 $52M 700.00 74320.00
W.W. Grainger (GWW) 0.0 $26M 173.00 149537.57
Avista Corporation (AVA) 0.0 $49M 2.0k 23849.98
Equity Residential (EQR) 0.0 $43M 821.00 51869.67
AstraZeneca (AZN) 0.0 $42M 935.00 44358.29
CVS Caremark Corporation (CVS) 0.0 $28M 834.00 33589.93
Health Care REIT 0.0 $29M 622.00 46802.25
Altria (MO) 0.0 $62M 2.3k 26809.28
ConocoPhillips (COP) 0.0 $34M 536.00 63319.03
Diageo (DEO) 0.0 $33M 436.00 75933.49
General Mills (GIS) 0.0 $72M 1.9k 38490.38
Halliburton Company (HAL) 0.0 $46M 1.5k 30520.03
Hewlett-Packard Company 0.0 $56M 2.5k 22450.32
Intuitive Surgical (ISRG) 0.0 $35M 97.00 364278.35
Nike (NKE) 0.0 $36M 417.00 85431.65
Praxair 0.0 $71M 754.00 93478.78
Royal Dutch Shell 0.0 $28M 443.00 62051.92
UnitedHealth (UNH) 0.0 $27M 582.00 46120.27
Vodafone 0.0 $39M 1.5k 25661.02
Qualcomm (QCOM) 0.0 $71M 1.5k 48632.76
Vornado Realty Trust (VNO) 0.0 $29M 383.00 74618.80
Precision Castparts 0.0 $40M 259.00 155451.74
priceline.com Incorporated 0.0 $55M 122.00 449459.02
H.J. Heinz Company 0.0 $36M 712.00 50478.93
salesforce (CRM) 0.0 $56M 489.00 114280.16
Enterprise Products Partners (EPD) 0.0 $73M 1.8k 40150.28
Chipotle Mexican Grill (CMG) 0.0 $36M 120.00 302991.67
CenterPoint Energy (CNP) 0.0 $35M 1.8k 19619.74
ARM Holdings 0.0 $31M 1.2k 25500.41
BorgWarner (BWA) 0.0 $59M 981.00 60534.15
NetLogic Microsystems 0.0 $30M 621.00 48120.77
VMware 0.0 $27M 340.00 80379.41
PowerShares QQQ Trust, Series 1 0.0 $32M 614.00 52490.23
iShares Russell Midcap Value Index (IWS) 0.0 $48M 1.2k 38560.03
iShares Russell Midcap Index Fund (IWR) 0.0 $27M 300.00 88250.00
iShares Russell 2000 Value Index (IWN) 0.0 $44M 779.00 57029.53
iShares Russell 2000 Growth Index (IWO) 0.0 $31M 420.00 73469.05
Simon Property (SPG) 0.0 $66M 596.00 109979.87
iShares Silver Trust (SLV) 0.0 $59M 2.0k 28908.74
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $26M 302.00 84572.85
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $33M 975.00 33460.51
SPDR Barclays Capital High Yield B 0.0 $27M 757.00 36190.22
LMP Real Estate Income Fund 0.0 $38M 4.4k 8689.96
Goldman Sachs Group Inc sp enhcmd37etn (GSCE) 0.0 $42M 956.00 44199.79
Citigroup (C) 0.0 $49M 1.9k 25615.18
Covanta Holding Corporation 0.0 $3.2M 209.00 15196.17
Barrick Gold Corp (GOLD) 0.0 $15M 331.00 46643.50
Cit 0.0 $1.5M 48.00 30354.17
Comcast Corporation (CMCSA) 0.0 $628k 30.00 20933.33
Companhia de Bebidas das Americas 0.0 $6.9M 225.00 30653.33
Fomento Economico Mexicano SAB (FMX) 0.0 $4.1M 63.00 64809.52
BHP Billiton 0.0 $4.4M 83.00 53072.29
Petroleo Brasileiro SA (PBR.A) 0.0 $4.8M 232.00 20719.83
Time Warner 0.0 $7.4M 247.00 29983.81
China Mobile 0.0 $16M 328.00 48713.41
ICICI Bank (IBN) 0.0 $1.2M 34.00 34705.88
Focus Media Holding 0.0 $3.3M 196.00 16841.84
Northeast Utilities System 0.0 $538k 16.00 33625.00
Corning Incorporated (GLW) 0.0 $25M 2.0k 12360.00
Joy Global 0.0 $1.3M 21.00 62380.95
Charles Schwab Corporation (SCHW) 0.0 $8.2M 729.00 11275.72
U.S. Bancorp (USB) 0.0 $683k 29.00 23551.72
Western Union Company (WU) 0.0 $2.5M 166.00 15283.13
Bank of America Corporation (BAC) 0.0 $8.5M 1.4k 6120.34
SEI Investments Company (SEIC) 0.0 $2.6M 166.00 15373.49
Ubs Ag Cmn 0.0 $8.5M 748.00 11430.48
AutoNation (AN) 0.0 $6.6M 200.00 32780.00
Canadian Natl Ry (CNI) 0.0 $16M 237.00 66573.84
Costco Wholesale Corporation (COST) 0.0 $20M 245.00 82122.45
FedEx Corporation (FDX) 0.0 $12M 171.00 67672.51
Range Resources (RRC) 0.0 $6.3M 108.00 58444.44
Republic Services (RSG) 0.0 $9.5M 337.00 28065.28
Wal-Mart Stores (WMT) 0.0 $20M 375.00 51904.00
Home Depot (HD) 0.0 $15M 449.00 32870.82
Peabody Energy Corporation 0.0 $18M 527.00 33878.56
Via 0.0 $8.5M 220.00 38740.91
Pfizer (PFE) 0.0 $18M 992.00 17681.45
Health Care SPDR (XLV) 0.0 $381k 12.00 31750.00
Teva Pharmaceutical Industries (TEVA) 0.0 $2.9M 79.00 37227.85
Sony Corporation (SONY) 0.0 $4.8M 255.00 19000.00
CBS Corporation 0.0 $6.8M 333.00 20381.38
Brookfield Asset Management 0.0 $2.9M 104.00 27538.46
Duke Energy Corporation 0.0 $18M 878.00 19988.61
Spdr S&p 500 Etf (SPY) 0.0 $4.2M 37.00 113162.16
United Parcel Service (UPS) 0.0 $1.3M 20.00 63150.00
CarMax (KMX) 0.0 $882k 37.00 23837.84
Carnival Corporation (CCL) 0.0 $5.6M 186.00 30301.08
Carter's (CRI) 0.0 $2.7M 89.00 30539.33
Cerner Corporation 0.0 $959k 14.00 68500.00
Citrix Systems 0.0 $17M 319.00 54520.38
Core Laboratories 0.0 $16M 180.00 89827.78
Cummins (CMI) 0.0 $9.9M 121.00 81669.42
Franklin Resources (BEN) 0.0 $383k 4.00 95750.00
Host Hotels & Resorts (HST) 0.0 $25M 2.2k 10939.97
Kohl's Corporation (KSS) 0.0 $4.9M 99.00 49121.21
MeadWestva 0.0 $540k 22.00 24545.45
Northrop Grumman Corporation (NOC) 0.0 $522k 10.00 52200.00
Pitney Bowes (PBI) 0.0 $582k 31.00 18774.19
Public Storage (PSA) 0.0 $13M 119.00 111058.82
RPM International (RPM) 0.0 $1.4M 76.00 18697.37
T. Rowe Price (TROW) 0.0 $2.6M 54.00 47777.78
McGraw-Hill Companies 0.0 $410k 10.00 41000.00
Union Pacific Corporation (UNP) 0.0 $19M 231.00 81671.00
V.F. Corporation (VFC) 0.0 $15M 124.00 121556.45
Wells Fargo & Company (WFC) 0.0 $11M 462.00 24119.05
Global Payments (GPN) 0.0 $3.1M 76.00 40381.58
Kinder Morgan Management 0.0 $2.9M 49.00 58693.88
Transocean (RIG) 0.0 $11M 232.00 47737.07
Airgas 0.0 $3.7M 58.00 63827.59
Harris Corporation 0.0 $2.1M 60.00 34433.33
Itron (ITRI) 0.0 $591k 20.00 29550.00
KBR (KBR) 0.0 $3.2M 135.00 23629.63
Nu Skin Enterprises (NUS) 0.0 $8.6M 211.00 40521.33
Ross Stores (ROST) 0.0 $4.3M 55.00 78690.91
Schnitzer Steel Industries (RDUS) 0.0 $663k 18.00 36833.33
Johnson Controls 0.0 $25M 958.00 26369.52
Akamai Technologies (AKAM) 0.0 $9.9M 500.00 19880.00
Comerica Incorporated (CMA) 0.0 $6.1M 267.00 22981.27
Steris Corporation 0.0 $1.1M 37.00 29270.27
Las Vegas Sands (LVS) 0.0 $10M 266.00 38334.59
Waddell & Reed Financial 0.0 $3.0M 121.00 25000.00
Thoratec Corporation 0.0 $947k 29.00 32655.17
Everest Re Group (EG) 0.0 $2.8M 35.00 79371.43
Xilinx 0.0 $5.8M 211.00 27440.76
National-Oilwell Var 0.0 $6.2M 121.00 51223.14
Tyson Foods (TSN) 0.0 $11M 604.00 17359.27
Agrium 0.0 $7.6M 114.00 66657.89
PAREXEL International Corporation 0.0 $1.3M 71.00 18929.58
Waters Corporation (WAT) 0.0 $12M 164.00 75469.51
CenturyLink 0.0 $563k 17.00 33117.65
Kroger (KR) 0.0 $12M 564.00 21959.22
Potash Corp. Of Saskatchewan I 0.0 $16M 360.00 43222.22
Yum! Brands (YUM) 0.0 $12M 242.00 49392.56
Forward Air Corporation (FWRD) 0.0 $1.3M 51.00 25450.98
Partner Re 0.0 $2.9M 55.00 52272.73
Plum Creek Timber 0.0 $1.5M 44.00 34704.55
Alcoa 0.0 $785k 82.00 9573.17
Allergan 0.0 $11M 132.00 82371.21
CareFusion Corporation 0.0 $2.0M 85.00 23952.94
Colgate-Palmolive Company (CL) 0.0 $709k 8.00 88625.00
Deere & Company (DE) 0.0 $969k 15.00 64600.00
Hitachi (HTHIY) 0.0 $3.8M 77.00 49428.57
Honda Motor (HMC) 0.0 $4.4M 151.00 29158.94
Honeywell International (HON) 0.0 $395k 9.00 43888.89
Maxim Integrated Products 0.0 $2.4M 103.00 23330.10
Net Servicos de Comunicacao SA 0.0 $517k 67.00 7716.42
Occidental Petroleum Corporation (OXY) 0.0 $930k 13.00 71538.46
Rio Tinto (RIO) 0.0 $1.2M 28.00 44071.43
Royal Dutch Shell 0.0 $3.3M 54.00 61518.52
Sanofi-Aventis SA (SNY) 0.0 $3.8M 116.00 32793.10
Sigma-Aldrich Corporation 0.0 $5.1M 83.00 61771.08
Target Corporation (TGT) 0.0 $7.7M 156.00 49044.87
Tyco International Ltd S hs 0.0 $5.2M 128.00 40773.44
American Electric Power Company (AEP) 0.0 $8.9M 234.00 38004.27
Weyerhaeuser Company (WY) 0.0 $358k 23.00 15565.22
iShares Russell 1000 Value Index (IWD) 0.0 $17M 306.00 56591.50
Ford Motor Company (F) 0.0 $4.1M 422.00 9670.62
Danaher Corporation (DHR) 0.0 $8.9M 212.00 41957.55
Shire 0.0 $3.3M 35.00 94000.00
Stericycle (SRCL) 0.0 $4.0M 50.00 80760.00
Canon (CAJPY) 0.0 $6.4M 142.00 45253.52
Jacobs Engineering 0.0 $2.3M 72.00 32277.78
Southern Company (SO) 0.0 $847k 20.00 42350.00
Illinois Tool Works (ITW) 0.0 $18M 442.00 41599.55
Starbucks Corporation (SBUX) 0.0 $13M 353.00 37288.95
Whole Foods Market 0.0 $914k 14.00 65285.71
Accenture (ACN) 0.0 $20M 387.00 52682.17
Anheuser-Busch InBev NV (BUD) 0.0 $3.1M 58.00 53000.00
EOG Resources (EOG) 0.0 $8.5M 120.00 71000.00
Abercrombie & Fitch (ANF) 0.0 $8.0M 130.00 61546.15
Clorox Company (CLX) 0.0 $796k 12.00 66333.33
Prestige Brands Holdings (PBH) 0.0 $742k 82.00 9048.78
Sara Lee 0.0 $1.6M 100.00 16350.00
Barclays (BCS) 0.0 $3.0M 307.00 9778.50
Nicor 0.0 $2.5M 45.00 55000.00
Prudential Financial (PRU) 0.0 $375k 8.00 46875.00
FactSet Research Systems (FDS) 0.0 $25M 277.00 88971.12
WMS Industries 0.0 $598k 34.00 17588.24
Big Lots (BIG) 0.0 $1.7M 49.00 34816.33
PetroChina Company 0.0 $723k 6.00 120500.00
Frontier Communications 0.0 $831k 136.00 6110.29
Public Service Enterprise (PEG) 0.0 $1.3M 39.00 33743.59
Sempra Energy (SRE) 0.0 $7.9M 153.00 51503.27
IDEX Corporation (IEX) 0.0 $2.5M 81.00 31160.49
Paccar (PCAR) 0.0 $1.2M 36.00 33833.33
Pioneer Natural Resources (PXD) 0.0 $1.9M 29.00 65793.10
Robert Half International (RHI) 0.0 $488k 23.00 21217.39
Roper Industries (ROP) 0.0 $1.9M 27.00 68925.93
J.M. Smucker Company (SJM) 0.0 $22M 304.00 72891.45
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $3.7M 42.00 87619.05
Marathon Oil Corporation (MRO) 0.0 $410k 19.00 21578.95
Netflix (NFLX) 0.0 $566k 5.00 113200.00
HCC Insurance Holdings 0.0 $3.7M 137.00 27051.09
Zimmer Holdings (ZBH) 0.0 $909k 17.00 53470.59
NII Holdings 0.0 $1.0M 38.00 26947.37
Wynn Resorts (WYNN) 0.0 $17M 145.00 115082.76
Investment Technology 0.0 $440k 45.00 9777.78
Toro Company (TTC) 0.0 $1.4M 28.00 49285.71
Ventas (VTR) 0.0 $22M 438.00 49399.54
Alpha Natural Resources 0.0 $407k 23.00 17695.65
Ctrip.com International 0.0 $482k 15.00 32133.33
Cablevision Systems Corporation 0.0 $9.6M 608.00 15730.26
Semiconductor HOLDRs 0.0 $711k 25.00 28440.00
CONSOL Energy 0.0 $373k 11.00 33909.09
Industrial SPDR (XLI) 0.0 $6.8M 233.00 29218.88
Barnes & Noble 0.0 $284k 24.00 11833.33
Juniper Networks (JNPR) 0.0 $5.6M 324.00 17262.35
Estee Lauder Companies (EL) 0.0 $9.1M 104.00 87846.15
Mead Johnson Nutrition 0.0 $13M 188.00 68829.79
Lorillard 0.0 $775k 7.00 110714.29
Illumina (ILMN) 0.0 $20M 478.00 40914.23
Express Scripts 0.0 $8.2M 222.00 37076.58
Allscripts Healthcare Solutions (MDRX) 0.0 $1.8M 102.00 18019.61
Baidu (BIDU) 0.0 $1.1M 10.00 106900.00
Broadcom Corporation 0.0 $699k 21.00 33285.71
ArcelorMittal 0.0 $573k 36.00 15916.67
Enbridge (ENB) 0.0 $766k 24.00 31916.67
Eni S.p.A. (E) 0.0 $2.9M 82.00 35134.15
Seagate Technology Com Stk 0.0 $380k 37.00 10270.27
Cliffs Natural Resources 0.0 $6.0M 117.00 51170.94
Hecla Mining Company (HL) 0.0 $429k 80.00 5362.50
iShares MSCI Japan Index 0.0 $14M 1.5k 9460.31
Key Energy Services 0.0 $3.0M 319.00 9489.03
Reliance Steel & Aluminum (RS) 0.0 $2.5M 74.00 34000.00
Starwood Hotels & Resorts Worldwide 0.0 $7.4M 191.00 38827.23
Synaptics, Incorporated (SYNA) 0.0 $741k 31.00 23903.23
Altera Corporation 0.0 $851k 27.00 31518.52
Atmos Energy Corporation (ATO) 0.0 $2.9M 89.00 32460.67
Atwood Oceanics 0.0 $1.1M 33.00 34363.64
Bill Barrett Corporation 0.0 $797k 22.00 36227.27
Benchmark Electronics (BHE) 0.0 $793k 61.00 13000.00
CPFL Energia 0.0 $3.4M 153.00 22150.33
Euronet Worldwide (EEFT) 0.0 $1.5M 94.00 15744.68
First Niagara Financial 0.0 $1.1M 118.00 9152.54
Fuel Systems Solutions 0.0 $692k 36.00 19222.22
Harmonic (HLIT) 0.0 $788k 185.00 4259.46
InterDigital (IDCC) 0.0 $932k 20.00 46600.00
InterContinental Hotels 0.0 $3.0M 186.00 16080.65
Intuit (INTU) 0.0 $16M 333.00 47441.44
Ingersoll-rand Co Ltd-cl A 0.0 $20M 725.00 28091.03
Layne Christensen Company 0.0 $1.0M 44.00 23113.64
MetLife (MET) 0.0 $1.4M 50.00 28020.00
MVC Capital 0.0 $293k 28.00 10464.29
Navigators 0.0 $994k 23.00 43217.39
Oneok Partners 0.0 $14M 300.00 46620.00
VeriFone Systems 0.0 $4.1M 118.00 35000.00
Sally Beauty Holdings (SBH) 0.0 $2.2M 135.00 16600.00
Sterlite Industries India 0.0 $451k 49.00 9204.08
Semtech Corporation (SMTC) 0.0 $1.5M 70.00 21114.29
Sun Hydraulics Corporation 0.0 $856k 42.00 20380.95
Suburban Propane Partners (SPH) 0.0 $20M 426.00 46431.92
TTM Technologies (TTMI) 0.0 $1.0M 109.00 9504.59
Abb (ABBNY) 0.0 $6.8M 400.00 17082.50
General Cable Corporation 0.0 $1.7M 74.00 23337.84
Bank Mutual Corporation 0.0 $4.8M 1.8k 2610.14
British American Tobac (BTI) 0.0 $18M 207.00 84729.47
Cubist Pharmaceuticals 0.0 $459k 13.00 35307.69
Denbury Resources 0.0 $1.7M 147.00 11503.40
Hexcel Corporation (HXL) 0.0 $5.2M 235.00 22161.70
Neustar 0.0 $3.8M 152.00 25131.58
OmniVision Technologies 0.0 $450k 32.00 14062.50
Southern Union Company 0.0 $5.5M 136.00 40580.88
Unilever (UL) 0.0 $3.7M 118.00 31186.44
Wabtec Corporation (WAB) 0.0 $2.4M 45.00 52866.67
United States Steel Corporation (X) 0.0 $264k 12.00 22000.00
BancFirst Corporation (BANF) 0.0 $431k 13.00 33153.85
Bk Nova Cad (BNS) 0.0 $802k 16.00 50125.00
BT 0.0 $9.4M 352.00 26639.20
Calgon Carbon Corporation 0.0 $1.4M 95.00 14568.42
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.0 $1.6M 30.00 52766.67
Carnival (CUK) 0.0 $2.8M 91.00 30813.19
Chart Industries (GTLS) 0.0 $5.3M 126.00 42174.60
Hancock Holding Company (HWC) 0.0 $805k 30.00 26833.33
ORIX Corporation (IX) 0.0 $3.3M 84.00 38726.19
Makita Corporation (MKTAY) 0.0 $1.9M 54.00 35629.63
Merit Medical Systems (MMSI) 0.0 $1.3M 102.00 13137.25
Portfolio Recovery Associates 0.0 $996k 16.00 62250.00
TELUS Corporation 0.0 $1.8M 39.00 46230.77
WGL Holdings 0.0 $1.6M 42.00 39071.43
Albemarle Corporation (ALB) 0.0 $1.7M 42.00 40357.14
Southern Copper Corporation (SCCO) 0.0 $300k 12.00 25000.00
United Natural Foods (UNFI) 0.0 $1.3M 34.00 37058.82
Allegheny Technologies Incorporated (ATI) 0.0 $296k 8.00 37000.00
Oil Service HOLDRs 0.0 $9.0M 87.00 103114.94
Siemens (SIEGY) 0.0 $13M 143.00 89804.20
Superior Energy Services 0.0 $866k 33.00 26242.42
iShares Gold Trust 0.0 $4.7M 300.00 15830.00
Materials SPDR (XLB) 0.0 $11M 372.00 29354.84
EQT Corporation (EQT) 0.0 $587k 11.00 53363.64
Precision Drilling Corporation 0.0 $4.1M 499.00 8290.58
Manulife Finl Corp (MFC) 0.0 $10M 922.00 11329.72
iShares S&P 100 Index (OEF) 0.0 $9.2M 178.00 51432.58
iShares Lehman Aggregate Bond (AGG) 0.0 $17M 150.00 109813.33
iShares S&P MidCap 400 Index (IJH) 0.0 $13M 170.00 77988.24
iShares S&P MidCap 400 Growth (IJK) 0.0 $22M 244.00 89840.16
Vale 0.0 $5.3M 252.00 21000.00
Weingarten Realty Investors 0.0 $296k 14.00 21142.86
iShares Dow Jones US Real Estate (IYR) 0.0 $16M 306.00 50568.63
Market Vectors Agribusiness 0.0 $12M 275.00 43229.09
Lakeland Financial Corporation (LKFN) 0.0 $662k 32.00 20687.50
Valeant Pharmaceuticals Int 0.0 $3.2M 85.00 37117.65
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $725k 24.00 30208.33
QEP Resources 0.0 $9.7M 359.00 27066.85
Motricity 0.0 $11M 6.2k 1690.15
Vanguard Total Stock Market ETF (VTI) 0.0 $16M 282.00 57695.04
iShares MSCI Thailand Index Fund (THD) 0.0 $11M 200.00 53240.00
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $5.7M 156.00 36769.23
iShares S&P SmallCap 600 Growth (IJT) 0.0 $15M 236.00 64461.86
SPDR S&P Dividend (SDY) 0.0 $4.7M 97.00 48546.39
Vanguard Dividend Appreciation ETF (VIG) 0.0 $18M 373.00 48758.71
Barclays Bank Plc 8.125% Non C p 0.0 $23M 986.00 23109.53
Calamos Strategic Total Return Fund (CSQ) 0.0 $2.2M 275.00 7960.00
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $13M 218.00 59188.07
General Motors Company (GM) 0.0 $202k 10.00 20200.00
iShares MSCI ACWI Index Fund (ACWI) 0.0 $3.5M 90.00 39122.22
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.0 $5.7M 95.00 60105.26
Vanguard European ETF (VGK) 0.0 $15M 365.00 40660.27
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.0 $3.1M 55.00 57200.00
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $766k 140.00 5471.43
Nuveen Equity Premium Opportunity Fund 0.0 $3.0M 274.00 10868.61
iShares MSCI Germany Index Fund (EWG) 0.0 $8.1M 442.00 18257.92
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $19M 280.00 66010.71
PowerShares Intl. Dividend Achiev. 0.0 $6.2M 451.00 13749.45
Vanguard Mid-Cap Growth ETF (VOT) 0.0 $18M 333.00 54351.35
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $8.1M 285.00 28329.82
iShares S&P Global Telecommunicat. (IXP) 0.0 $5.6M 104.00 54298.08
Enerplus Corp (ERF) 0.0 $1.9M 78.00 24525.64
ProShares UltraShort Yen 0.0 $8.3M 599.00 13777.96
Nuveen Mult Curr St Gv Incm 0.0 $4.5M 350.00 12985.71
Alpine Total Dynamic Dividend Fund 0.0 $2.5M 550.00 4510.91
SPDR Dow Jones Global Real Estate (RWO) 0.0 $24M 729.00 32459.53
Schwab U S Broad Market ETF (SCHB) 0.0 $2.7M 100.00 27090.00
Schwab International Equity ETF (SCHF) 0.0 $2.3M 100.00 23050.00
iShares S&P Growth Allocation Fund (AOR) 0.0 $1.5M 50.00 29400.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $2.0M 75.00 26853.33
American Intl Group 0.0 $636k 104.00 6115.38
Covidien 0.0 $8.0M 181.00 44110.50
Shares Tr Ii Ult Dj Ubs Crude 0.0 $3.9M 144.00 27090.28
Credit Suisse Nassau Brh invrs vix sterm 0.0 $2.6M 469.00 5479.74
Mosaic (MOS) 0.0 $343k 7.00 49000.00
Marathon Petroleum Corp (MPC) 0.0 $244k 9.00 27111.11
Pvh Corporation (PVH) 0.0 $2.0M 34.00 58264.71