First Foundation Advisors

First Foundation Advisors as of Dec. 31, 2013

Portfolio Holdings for First Foundation Advisors

First Foundation Advisors holds 196 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
American Realty Capital Prop 5.5 $41M 3.2M 12.85
Rexford Industrial Realty Inc reit (REXR) 3.7 $28M 2.1M 13.20
Johnson & Johnson (JNJ) 3.5 $26M 285k 91.59
Microsoft Corporation (MSFT) 3.5 $26M 694k 37.41
United Parcel Service CL B (UPS) 3.2 $24M 229k 105.08
Aon Shs Cl A 3.1 $23M 278k 83.89
Novartis Sponsored Adr (NVS) 2.9 $21M 265k 80.38
Berkshire Hathaway Inc Cl B Cln New (BRK.B) 2.8 $21M 178k 118.56
Philip Morris International (PM) 2.8 $21M 238k 87.13
Oracle Corporation (ORCL) 2.7 $20M 534k 38.26
International Business Machines (IBM) 2.7 $20M 107k 187.57
Qualcomm (QCOM) 2.7 $20M 269k 74.25
Anheuser-Busch InBev NV Sponsored Adr (BUD) 2.6 $19M 182k 106.46
Wells Fargo & Company (WFC) 2.6 $19M 424k 45.40
Diageo Spon Adr New (DEO) 2.6 $19M 145k 132.42
Boeing Company (BA) 2.5 $18M 134k 136.49
Republic Services (RSG) 2.4 $18M 545k 33.20
GlaxoSmithKline Sponsored Adr 2.4 $18M 329k 53.39
Pepsi (PEP) 2.3 $17M 206k 82.94
BlackRock (BLK) 2.3 $17M 54k 316.47
Bank of New York Mellon Corporation (BK) 2.2 $17M 478k 34.94
Goldman Sachs (GS) 2.0 $15M 85k 177.26
TJX Companies (TJX) 2.0 $15M 228k 63.73
Mondelez International Cl A (MDLZ) 1.9 $14M 398k 35.30
Devon Energy Corporation (DVN) 1.8 $14M 218k 61.87
Comcast Corp Cl A Spl 1.8 $13M 268k 49.88
Altria (MO) 1.8 $13M 344k 38.39
Walt Disney Co/The Com Disney (DIS) 1.8 $13M 172k 76.40
Occidental Petroleum Corporation (OXY) 1.7 $13M 135k 95.10
Schlumberger (SLB) 1.7 $13M 139k 90.11
American Express Company (AXP) 1.6 $12M 128k 90.73
British American Tobacco Sponsored Adr (BTI) 1.4 $10M 96k 107.42
Canadian Natural Resources (CNQ) 1.4 $10M 303k 33.84
PCM Fund (PCM) 1.2 $9.2M 793k 11.65
Simon Property (SPG) 1.1 $8.4M 56k 152.16
Apple (AAPL) 1.0 $7.4M 13k 561.01
Pimco Income Strategy Fund II (PFN) 0.7 $5.2M 522k 9.95
Pimco Dynamic Incm Fund (PDI) 0.5 $3.9M 133k 29.13
SPDR S&P 500 ETF Trust Tr Unit (SPY) 0.5 $3.8M 21k 184.68
Pfizer (PFE) 0.5 $3.8M 124k 30.63
Chevron Corporation (CVX) 0.5 $3.7M 30k 124.89
Exxon Mobil Corporation (XOM) 0.5 $3.6M 36k 101.20
Vanguard Europe Pacific ETF Ftse Dev Mkt Etf (VEA) 0.5 $3.4M 81k 41.68
Nuveen California Municipal Value Fund (NCA) 0.4 $2.8M 307k 9.19
SPDR BarCap ST High Yield Bond Cap S/t Hi Yld (SJNK) 0.4 $2.8M 90k 30.85
Berkshire Hathaway CL A Cl A (BRK.A) 0.3 $2.3M 13.00 177923.08
Enterprise Products Partners (EPD) 0.3 $2.3M 35k 66.29
Starwood Property Trust (STWD) 0.3 $2.2M 81k 27.70
Realty Income (O) 0.3 $2.0M 54k 37.33
Retail Opportunity Investments (ROIC) 0.3 $2.0M 134k 14.72
Unilever NV N Y Shs New 0.2 $1.6M 39k 40.22
iShares MSCI Eafe Index Fund Msci Eafe Idx (EFA) 0.2 $1.4M 21k 67.11
General Electric Company 0.2 $1.3M 47k 28.03
Pimco CA Muni. Income Fund III (PZC) 0.2 $1.3M 144k 9.20
Doubleline Opportunistic Cr (DBL) 0.2 $1.3M 60k 22.32
Level 3 Communications Com New 0.2 $1.2M 37k 33.17
At&t (T) 0.2 $1.2M 34k 35.16
Ambev SA American Depositary Sponsored Adr (ABEV) 0.2 $1.2M 162k 7.35
Colony Financial 0.2 $1.2M 58k 20.29
Blackrock Build America Bond T SHS (BBN) 0.2 $1.2M 60k 19.15
Vanguard Emerging Markets ETF Ftse Emr Mkt Etf (VWO) 0.1 $967k 24k 41.13
Coca-Cola Company (KO) 0.1 $939k 23k 41.29
World Wrestling Entertainment Cl A 0.1 $901k 54k 16.57
National-Oilwell Var 0.1 $896k 11k 79.55
Broadcom Corp Cl A 0.1 $884k 30k 29.66
McDonald's Corporation (MCD) 0.1 $842k 8.7k 96.99
SPDR Gold Trust Gold Shs (GLD) 0.1 $819k 7.1k 116.17
TCW Strategic Income Fund (TSI) 0.1 $796k 149k 5.34
Kayne Anderson Mdstm Energy 0.1 $790k 23k 34.43
Nucor Corporation (NUE) 0.1 $762k 14k 53.37
Procter & Gamble Company (PG) 0.1 $759k 9.3k 81.45
Nuveen Build Amer Bd (NBB) 0.1 $749k 41k 18.43
Teva Pharmaceutical Industries Adr (TEVA) 0.1 $730k 18k 40.08
Oaktree Capital Group Unit Cl A 0.1 $706k 12k 58.83
3M Company (MMM) 0.1 $701k 5.0k 140.31
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $689k 45k 15.30
iShares Core S&P Total US Stoc Core S&p Ttl Stk (ITOT) 0.1 $687k 8.1k 84.64
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $678k 77k 8.86
Total SA Sponsored Adr (TTE) 0.1 $649k 11k 61.23
Home Depot (HD) 0.1 $646k 7.8k 82.37
Magellan Midstream Partners Com Unit Rp Lp 0.1 $643k 10k 63.23
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $638k 48k 13.23
Cisco Systems (CSCO) 0.1 $623k 28k 22.44
Source Capital (SOR) 0.1 $605k 9.0k 67.06
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $586k 45k 13.07
Intel Corporation (INTC) 0.1 $567k 22k 25.97
Brown Foreman Corp Class B Wit CL B (BF.B) 0.1 $563k 7.5k 75.54
iShares S&P California Municip Cali Amt-fre Etf (CMF) 0.1 $563k 5.2k 108.83
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.1 $559k 32k 17.50
US Bancorp Com New (USB) 0.1 $558k 14k 40.40
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $554k 55k 10.01
iShares Iboxx $ Invest Grade C Iboxx Inv Cp Etf (LQD) 0.1 $550k 4.8k 114.25
General American Investors (GAM) 0.1 $549k 16k 35.21
United Technologies Corporation 0.1 $549k 4.8k 113.71
Nuveen Build Amer Bd Opptny 0.1 $538k 28k 19.42
Royce Global Value Tr (RGT) 0.1 $535k 60k 8.89
Colgate-Palmolive Company (CL) 0.1 $527k 8.1k 65.27
Spdr Index Shs Fds Euro Stoxx 50 Euro Stoxx 50 (FEZ) 0.1 $515k 12k 42.19
Halliburton Company (HAL) 0.1 $498k 9.8k 50.75
Dominion Resources (D) 0.1 $496k 7.7k 64.66
ConocoPhillips (COP) 0.1 $491k 6.9k 70.72
PIMCO Corporate Opportunity Fund (PTY) 0.1 $490k 28k 17.27
Eli Lilly & Co. (LLY) 0.1 $488k 9.6k 50.99
Bank of America Corporation (BAC) 0.1 $476k 31k 15.58
Lance 0.1 $463k 16k 28.66
iShares MSCI Emerging Markets Msci Emg Mkt Etf (EEM) 0.1 $462k 11k 41.82
Wells Fargo Multi-Sector Incom Com Shs (ERC) 0.1 $456k 32k 14.06
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $450k 26k 17.21
JPMorgan Chase & Co. (JPM) 0.1 $447k 7.6k 58.45
Templeton Emerging Markets Income Fund (TEI) 0.1 $447k 33k 13.64
Alpine Total Dynamic Dividend Com Sbi 0.1 $431k 103k 4.19
Emerson Electric (EMR) 0.1 $430k 6.1k 70.17
Citigroup Com New (C) 0.1 $422k 8.1k 52.15
Blackrock Ltd Duration Com Shs (BLW) 0.1 $415k 24k 17.11
Powershares Emerging Markets D Sovereign Debt 0.1 $415k 15k 27.02
Pimco Income Strategy Fund (PFL) 0.1 $412k 36k 11.31
Live Nation Entertainment (LYV) 0.1 $411k 21k 19.74
Royal Dutch Shell PLC - ADR A Spons Adr A 0.1 $408k 5.7k 71.25
Starbucks Corporation (SBUX) 0.1 $408k 5.2k 78.31
Amex Technology Select SPDR Se Technology (XLK) 0.1 $405k 11k 35.76
iShares S&P Small Cap 400 Inde Core S&p Sc Etf (IJR) 0.1 $400k 3.7k 109.23
Public Storage (PSA) 0.1 $399k 2.7k 150.51
Automatic Data Processing (ADP) 0.1 $395k 4.9k 80.76
Verizon Communications (VZ) 0.1 $392k 8.0k 49.10
Illinois Tool Works (ITW) 0.1 $389k 4.6k 84.18
Plains All American Pipeline U Unit Ltd Partn (PAA) 0.1 $382k 7.4k 51.81
Energy Transfer Equity Com Ut Ltd Ptn (ET) 0.1 $382k 4.7k 81.71
NRG Energy Com New (NRG) 0.0 $370k 13k 28.74
Kinder Morgan Energy LP Unit L Ut Ltd Partner 0.0 $369k 4.6k 80.57
Amgen (AMGN) 0.0 $356k 3.1k 114.14
Union Pacific Corporation (UNP) 0.0 $352k 2.1k 167.78
iShares S&P Midcap 400 Growth S&p Mc 400gr Etf (IJK) 0.0 $350k 2.3k 150.09
Stratasys SHS (SSYS) 0.0 $350k 2.6k 134.62
Wal-Mart Stores (WMT) 0.0 $339k 4.3k 78.58
Google Cl A 0.0 $338k 302.00 1119.21
Safeway Com New 0.0 $336k 10k 32.52
E.I. du Pont de Nemours & Company 0.0 $333k 5.1k 64.94
Compass Minerals International (CMP) 0.0 $332k 4.1k 80.15
Merck & Co (MRK) 0.0 $331k 6.6k 50.10
Nordstrom (JWN) 0.0 $322k 5.2k 61.80
Pimco Municipal Income Fund II (PML) 0.0 $317k 30k 10.65
iShares MSCI Growth Index Fund Eafe Grwth Etf (EFG) 0.0 $303k 4.2k 71.39
Bristol Myers Squibb (BMY) 0.0 $300k 5.6k 53.17
Abbvie (ABBV) 0.0 $293k 5.5k 52.86
Comcast Corp Cl A Spl (CMCSA) 0.0 $278k 5.4k 51.92
Martin Marietta Materials (MLM) 0.0 $277k 2.8k 99.96
Travelers Companies (TRV) 0.0 $274k 3.0k 90.61
Sunoco Logistics Partners Com Units 0.0 $265k 3.5k 75.48
Honeywell International (HON) 0.0 $265k 2.9k 91.25
Walgreen Company 0.0 $262k 4.6k 57.52
Ecolab (ECL) 0.0 $258k 2.5k 104.41
Abbott Laboratories (ABT) 0.0 $255k 6.7k 38.33
Deutsche Bank Inverse JGB Futu Inv Jap Gov Bd 0.0 $251k 13k 19.40
Blackrock Muniyield Insured Fund (MYI) 0.0 $249k 20k 12.67
Frontier Communications 0.0 $244k 53k 4.65
ARMOUR Residential REIT 0.0 $241k 60k 4.02
Caterpillar (CAT) 0.0 $241k 2.7k 90.84
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $240k 25k 9.71
iShares Silver Trusts Ishares (SLV) 0.0 $237k 13k 18.72
Gilead Sciences (GILD) 0.0 $235k 3.1k 75.10
Medtronic 0.0 $233k 4.1k 57.46
Rli (RLI) 0.0 $229k 2.4k 97.45
Just Energy Group 0.0 $229k 32k 7.16
iShares S&P Midcap 400 Value F S&p Mc 400vl Etf (IJJ) 0.0 $228k 2.0k 116.45
Allergan 0.0 $226k 2.0k 110.89
Nuveen Quality Pref. Inc. Fund II 0.0 $214k 26k 8.15
Lockheed Martin Corporation (LMT) 0.0 $211k 1.4k 148.70
Energy Transfer Partners Unit Ltd Partn 0.0 $209k 3.7k 57.20
iShares S&P Midcap 400 Index F Core S&p Mcp Etf (IJH) 0.0 $209k 1.7k 124.04
TICC Capital 0.0 $208k 20k 10.33
Vanguard REIT ETF Reit Etf (VNQ) 0.0 $208k 3.2k 64.44
Time Warner Com New 0.0 $204k 2.9k 69.70
Tibco Software 0.0 $202k 9.0k 22.44
BlackRock Floating Rate Income Trust (BGT) 0.0 $180k 13k 13.94
Alaska Communications Systems 0.0 $161k 76k 2.12
Pengrowth Energy Corp 0.0 $155k 25k 6.20
Penn West Energy Trust 0.0 $149k 18k 8.34
Prospect Capital Corporation (PSEC) 0.0 $135k 12k 11.25
Cys Investments 0.0 $133k 18k 7.39
Nuveen Muni Value Fund (NUV) 0.0 $133k 15k 9.06
Annaly Capital Management 0.0 $127k 13k 9.95
Chimera Investment Corporation 0.0 $124k 40k 3.10
New York Mtg Tr Inc Com Par $. Com Par $.02 0.0 $105k 15k 7.00
Fifth Street Finance 0.0 $93k 10k 9.30
Centrais Eletricas Brasileiras Sponsored Adr (EBR) 0.0 $92k 36k 2.58
Windstream Hldgs 0.0 $87k 11k 7.96
Diana Containerships 0.0 $71k 18k 4.06
Eldorado Gold Corp 0.0 $64k 11k 5.65
Career Education 0.0 $57k 10k 5.70
Portugal Telecom SGPS SA Sponsored Adr 0.0 $43k 10k 4.30
Sequenom Com New 0.0 $29k 13k 2.32
Life Partners Holdings 0.0 $27k 15k 1.80
Comstock Mining Inc cs 0.0 $25k 14k 1.77
TeleCommunication Sys Cl A Cl A 0.0 $23k 10k 2.30
Citi A Warrants Exp 01/04/19 *w Exp 01/04/201 0.0 $19k 29k 0.66
Rubicon Minerals Corp 0.0 $12k 14k 0.86