Investors Capital Advisory Services

Investors Capital Advisory Services as of Sept. 30, 2013

Portfolio Holdings for Investors Capital Advisory Services

Investors Capital Advisory Services holds 605 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
MasterCard Incorporated (MA) 1.4 $5.5M 8.2k 672.77
Enterprise Products Partners (EPD) 1.3 $4.9M 81k 61.01
General Electric Company 1.3 $4.9M 205k 23.89
Sunoco Logistics Partners 1.2 $4.8M 72k 66.27
Exxon Mobil Corporation (XOM) 1.1 $4.4M 51k 85.71
Apple (AAPL) 1.1 $4.4M 9.2k 476.19
Magellan Midstream Partners 1.1 $4.2M 74k 56.42
Vanguard Mega Cap 300 Index (MGC) 1.1 $4.1M 71k 57.42
At&t (T) 1.0 $4.0M 117k 33.82
Vanguard FTSE All-World ex-US ETF (VEU) 1.0 $3.8M 79k 48.59
Plains All American Pipeline (PAA) 0.9 $3.6M 69k 52.61
International Business Machines (IBM) 0.9 $3.6M 20k 185.10
Pfizer (PFE) 0.8 $3.2M 111k 28.57
Spdr S&p 500 Etf (SPY) 0.8 $3.2M 20k 160.00
Altria (MO) 0.8 $3.2M 92k 34.35
Vanguard Total Stock Market ETF (VTI) 0.8 $3.0M 34k 87.63
PowerShares QQQ Trust, Series 1 0.8 $2.9M 37k 78.88
Johnson & Johnson (JNJ) 0.7 $2.8M 33k 85.17
Cole Real Estate Invts 0.7 $2.8M 225k 12.26
Berkshire Hathaway (BRK.B) 0.7 $2.7M 24k 113.48
USD.001 Investors Capital Holdings 0.7 $2.7M 509k 5.31
Verizon Communications (VZ) 0.7 $2.6M 55k 46.67
McDonald's Corporation (MCD) 0.6 $2.4M 25k 96.20
Cardinal Health (CAH) 0.6 $2.4M 47k 51.73
Vanguard Short Term Corporate Bond ETF (VCSH) 0.6 $2.4M 31k 79.59
Visa (V) 0.6 $2.3M 12k 191.07
Energy Transfer Partners 0.6 $2.3M 44k 52.07
Powershares Etf Trust dyna buybk ach 0.6 $2.3M 59k 39.05
Bristol Myers Squibb (BMY) 0.6 $2.2M 48k 46.27
Procter & Gamble Company (PG) 0.6 $2.1M 28k 75.57
Vanguard Dividend Appreciation ETF (VIG) 0.6 $2.1M 30k 69.61
Novo Nordisk A/S (NVO) 0.5 $2.0M 12k 169.11
Kinder Morgan Energy Partners 0.5 $2.0M 25k 79.81
Coca-Cola Company (KO) 0.5 $2.0M 52k 37.87
SPDR S&P MidCap 400 ETF (MDY) 0.5 $1.9M 8.4k 226.29
iShares Morningstar Small Value (ISCV) 0.5 $1.9M 18k 109.31
Bank of America Corporation (BAC) 0.5 $1.9M 137k 13.80
Alerian Mlp Etf 0.5 $1.9M 107k 17.59
Annaly Capital Management 0.5 $1.8M 156k 11.57
Intel Corporation (INTC) 0.5 $1.8M 78k 22.92
Merck & Co (MRK) 0.5 $1.8M 38k 47.59
iShares Russell 2000 Index (IWM) 0.5 $1.8M 17k 106.56
Vanguard Small-Cap ETF (VB) 0.5 $1.8M 18k 102.48
Powershares Senior Loan Portfo mf 0.5 $1.8M 73k 24.67
Automatic Data Processing (ADP) 0.5 $1.8M 25k 72.36
iShares S&P US Pref Stock Idx Fnd (PFF) 0.5 $1.8M 47k 38.00
Allianzgi Conv & Income Fd I 0.5 $1.8M 207k 8.61
Monsanto Company 0.5 $1.7M 17k 104.29
Pepsi (PEP) 0.5 $1.7M 22k 79.48
Vanguard Emerging Markets ETF (VWO) 0.5 $1.7M 43k 40.12
Facebook Inc cl a (META) 0.5 $1.7M 35k 50.22
Chevron Corporation (CVX) 0.4 $1.7M 14k 121.48
SPDR Barclays Capital High Yield B 0.4 $1.7M 42k 39.84
Polaris Industries (PII) 0.4 $1.6M 12k 129.15
Praxair 0.4 $1.6M 14k 120.20
Enbridge Energy Partners 0.4 $1.6M 53k 30.44
Seadrill 0.4 $1.6M 36k 44.35
Claymore/Sabrient Defensive Eq Idx 0.4 $1.6M 48k 33.20
ConocoPhillips (COP) 0.4 $1.5M 22k 69.48
Philip Morris International (PM) 0.4 $1.5M 18k 86.56
TJX Companies (TJX) 0.4 $1.5M 27k 56.36
Vodafone 0.4 $1.4M 41k 35.14
iShares S&P 500 Index (IVV) 0.4 $1.5M 8.7k 168.88
SPDR S&P Dividend (SDY) 0.4 $1.4M 21k 68.93
Delaware Enhanced Glbl. Div. & Inc. Fund 0.4 $1.4M 119k 11.90
Caterpillar (CAT) 0.4 $1.4M 17k 83.40
Northrop Grumman Corporation (NOC) 0.3 $1.3M 14k 95.20
Reynolds American 0.3 $1.3M 27k 48.77
Vanguard Small-Cap Growth ETF (VBK) 0.3 $1.3M 12k 114.46
PowerShares Fin. Preferred Port. 0.3 $1.3M 77k 17.13
WisdomTree Emerging Markets Eq (DEM) 0.3 $1.3M 26k 51.67
Microsoft Corporation (MSFT) 0.3 $1.3M 38k 33.26
Harris Corporation 0.3 $1.2M 21k 59.26
Mine Safety Appliances 0.3 $1.3M 24k 51.60
HCC Insurance Holdings 0.3 $1.3M 29k 43.79
Church & Dwight (CHD) 0.3 $1.3M 21k 60.00
iShares S&P Global Telecommunicat. (IXP) 0.3 $1.3M 20k 64.14
Canadian Natl Ry (CNI) 0.3 $1.2M 12k 101.30
Wal-Mart Stores (WMT) 0.3 $1.2M 17k 73.94
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.2M 19k 63.77
SPDR Gold Trust (GLD) 0.3 $1.2M 9.5k 128.13
iShares S&P SmallCap 600 Index (IJR) 0.3 $1.2M 12k 99.75
Ecolab (ECL) 0.3 $1.2M 12k 98.76
Union Pacific Corporation (UNP) 0.3 $1.2M 7.6k 155.27
Ford Motor Company (F) 0.3 $1.1M 67k 16.86
MarkWest Energy Partners 0.3 $1.1M 16k 71.69
American Capital Agency 0.3 $1.1M 51k 22.57
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $1.1M 13k 91.57
Vanguard Growth ETF (VUG) 0.3 $1.1M 14k 84.61
Piedmont Office Realty Trust (PDM) 0.3 $1.2M 67k 17.35
Pioneer Municipal High Income Trust (MHI) 0.3 $1.2M 82k 14.13
V.F. Corporation (VFC) 0.3 $1.1M 5.5k 199.01
Home Depot (HD) 0.3 $1.1M 14k 75.85
Emerson Electric (EMR) 0.3 $1.1M 17k 64.65
Freeport-McMoRan Copper & Gold (FCX) 0.3 $1.1M 33k 33.08
iShares Morningstar Large Core Idx (ILCB) 0.3 $1.1M 11k 99.24
Nuveen Mun High Income Opp F (NMZ) 0.3 $1.1M 92k 11.66
PowerShares Dynamic Lg. Cap Value 0.3 $1.1M 42k 25.87
Berkshire Hathaway (BRK.A) 0.3 $1.0M 6.00 170333.33
Energy Transfer Equity (ET) 0.3 $1.0M 16k 65.71
McCormick & Company, Incorporated (MKC) 0.3 $1.0M 16k 63.89
iShares Barclays TIPS Bond Fund (TIP) 0.3 $1.1M 9.3k 112.52
Health Care SPDR (XLV) 0.3 $995k 20k 50.59
Boeing Company (BA) 0.3 $1.0M 8.8k 115.07
E.I. du Pont de Nemours & Company 0.3 $1.0M 17k 58.55
Roper Industries (ROP) 0.3 $980k 7.6k 128.21
Williams Partners 0.3 $1.0M 20k 50.00
KKR & Co 0.3 $1.0M 49k 20.58
Vanguard Value ETF (VTV) 0.3 $995k 14k 69.73
Vanguard Total Bond Market ETF (BND) 0.3 $1.0M 12k 80.85
W.W. Grainger (GWW) 0.2 $956k 3.7k 261.72
FactSet Research Systems (FDS) 0.2 $952k 8.8k 107.74
Google 0.2 $953k 1.1k 875.26
iShares Dow Jones Select Dividend (DVY) 0.2 $959k 15k 66.34
Healthcare Tr Amer Inc cl a 0.2 $951k 92k 10.29
3M Company (MMM) 0.2 $927k 8.0k 116.36
Dow Chemical Company 0.2 $922k 24k 38.38
Health Care REIT 0.2 $908k 15k 62.37
Eaton Vance Tax-advntg Glbl Di (ETG) 0.2 $914k 59k 15.60
Ishares High Dividend Equity F (HDV) 0.2 $924k 14k 66.26
Duke Energy (DUK) 0.2 $920k 14k 66.77
iShares Russell Midcap Index Fund (IWR) 0.2 $891k 6.4k 139.07
iShares S&P MidCap 400 Growth (IJK) 0.2 $865k 6.2k 139.00
Pimco Income Strategy Fund II (PFN) 0.2 $899k 89k 10.15
Western Asset Managed High Incm Fnd 0.2 $880k 155k 5.69
Pimco Total Return Etf totl (BOND) 0.2 $890k 8.4k 105.78
Wells Fargo & Company (WFC) 0.2 $828k 20k 41.31
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $830k 7.3k 113.42
iShares Dow Jones US Reg Banks Ind. (IAT) 0.2 $862k 29k 29.79
BP (BP) 0.2 $800k 19k 41.94
Cisco Systems (CSCO) 0.2 $825k 36k 22.86
Realty Income (O) 0.2 $802k 20k 39.70
iShares Russell Midcap Value Index (IWS) 0.2 $800k 13k 60.87
iShares S&P MidCap 400 Index (IJH) 0.2 $810k 6.5k 124.12
Consumer Staples Select Sect. SPDR (XLP) 0.2 $815k 21k 39.80
Blackrock Muniholdings Fund II 0.2 $793k 56k 14.14
JPMorgan Chase & Co. (JPM) 0.2 $772k 15k 51.65
Walt Disney Company (DIS) 0.2 $771k 12k 64.00
AFLAC Incorporated (AFL) 0.2 $772k 13k 61.93
Southern Company (SO) 0.2 $775k 19k 41.18
Hospitality Properties Trust 0.2 $785k 28k 28.24
PowerShares Dynamic Pharmaceuticals 0.2 $784k 17k 45.98
Prudential Gl Sh Dur Hi Yld 0.2 $776k 45k 17.44
Waste Management (WM) 0.2 $740k 18k 41.23
Eli Lilly & Co. (LLY) 0.2 $741k 15k 49.41
Kimberly-Clark Corporation (KMB) 0.2 $726k 7.7k 94.18
Kinder Morgan Management 0.2 $741k 9.9k 74.94
Biogen Idec (BIIB) 0.2 $712k 3.0k 236.36
BGC Partners 0.2 $711k 128k 5.57
Ares Capital Corporation (ARCC) 0.2 $714k 41k 17.29
Senior Housing Properties Trust 0.2 $740k 32k 23.31
Silver Wheaton Corp 0.2 $725k 29k 24.74
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $741k 4.9k 150.98
Mondelez Int (MDLZ) 0.2 $720k 23k 31.39
Spirit Realty reit 0.2 $721k 79k 9.18
Halliburton Company (HAL) 0.2 $703k 15k 47.30
Honeywell International (HON) 0.2 $705k 8.5k 83.02
iShares Russell 1000 Value Index (IWD) 0.2 $690k 8.0k 86.11
Gilead Sciences (GILD) 0.2 $704k 11k 62.50
Frontier Communications 0.2 $682k 164k 4.17
Fifth Street Finance 0.2 $683k 67k 10.22
Energy Select Sector SPDR (XLE) 0.2 $680k 8.2k 82.90
Navios Maritime Partners 0.2 $698k 48k 14.63
NuStar Energy 0.2 $709k 18k 40.00
Vanguard Small-Cap Value ETF (VBR) 0.2 $684k 7.6k 90.20
ING Global Equity Divid.&Premium Opp-ETF 0.2 $706k 78k 9.03
iShares S&P MidCap 400 Value Index (IJJ) 0.2 $681k 6.3k 107.92
Wells Fargo Adv Inc Opport Fund (EAD) 0.2 $687k 76k 8.99
Blackrock Multi-sector Incom other (BIT) 0.2 $694k 42k 16.66
iShares MSCI Emerging Markets Indx (EEM) 0.2 $647k 16k 40.76
State Street Corporation (STT) 0.2 $661k 10k 65.67
Consolidated Edison (ED) 0.2 $660k 12k 55.14
Diageo (DEO) 0.2 $641k 5.0k 127.01
Qualcomm (QCOM) 0.2 $640k 9.5k 67.25
Starbucks Corporation (SBUX) 0.2 $650k 8.5k 76.40
Kellogg Company (K) 0.2 $634k 11k 58.70
Medical Properties Trust (MPW) 0.2 $637k 53k 12.12
Hercules Technology Growth Capital (HTGC) 0.2 $635k 44k 14.36
Technology SPDR (XLK) 0.2 $669k 21k 32.03
iShares Russell 3000 Index (IWV) 0.2 $640k 6.3k 101.14
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.2 $670k 21k 32.36
Vanguard High Dividend Yield ETF (VYM) 0.2 $648k 11k 57.43
PIMCO Corporate Opportunity Fund (PTY) 0.2 $671k 37k 18.03
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $652k 19k 33.72
Just Energy Group 0.2 $654k 103k 6.36
Comcast Corporation (CMCSA) 0.2 $626k 14k 45.08
Norfolk Southern (NSC) 0.2 $630k 8.1k 77.31
Dominion Resources (D) 0.2 $599k 9.6k 62.43
EOG Resources (EOG) 0.2 $606k 3.6k 169.28
iShares NASDAQ Biotechnology Index (IBB) 0.2 $632k 3.0k 209.41
El Paso Pipeline Partners 0.2 $606k 14k 42.01
BP Prudhoe Bay Royalty Trust (BPT) 0.2 $614k 7.1k 86.55
TAL International 0.2 $613k 13k 46.73
Newpark Res Inc note 4.000%10/0 0.2 $628k 455k 1.38
Tortoise Energy Infrastructure 0.2 $622k 14k 44.85
Gamco Global Gold Natural Reso (GGN) 0.2 $601k 57k 10.56
Spdr Short-term High Yield mf (SJNK) 0.2 $602k 21k 28.42
Gt Advanced Technologies Inc conv 0.2 $610k 469k 1.30
Potash Corp. Of Saskatchewan I 0.1 $562k 18k 31.23
Amgen (AMGN) 0.1 $558k 5.0k 111.82
Colgate-Palmolive Company (CL) 0.1 $565k 9.5k 59.22
United Technologies Corporation 0.1 $596k 5.6k 105.88
Linn Energy 0.1 $584k 23k 25.89
Vanguard Natural Resources 0.1 $579k 21k 27.97
Apollo Investment 0.1 $579k 71k 8.14
iShares Lehman Aggregate Bond (AGG) 0.1 $578k 5.4k 107.10
iShares Silver Trust (SLV) 0.1 $559k 27k 20.87
iShares S&P SmallCap 600 Growth (IJT) 0.1 $593k 5.5k 108.35
Fly Leasing 0.1 $558k 40k 13.86
Wabash National Corp 3.375 '18 conv 0.1 $564k 434k 1.30
Greenbrier Co Inc conv bnd 0.1 $583k 545k 1.07
Abbvie (ABBV) 0.1 $558k 13k 44.70
Ring Energy (REI) 0.1 $575k 40k 14.48
Sherwin-Williams Company (SHW) 0.1 $539k 3.0k 181.97
Valspar Corporation 0.1 $526k 8.4k 62.50
CVS Caremark Corporation (CVS) 0.1 $549k 10k 55.00
Weyerhaeuser Company (WY) 0.1 $548k 19k 28.62
MFS Intermediate Income Trust (MIN) 0.1 $551k 104k 5.31
Delta Air Lines (DAL) 0.1 $532k 23k 23.58
Baidu (BIDU) 0.1 $542k 3.5k 155.12
iShares Russell 1000 Index (IWB) 0.1 $533k 5.7k 94.15
Questcor Pharmaceuticals 0.1 $553k 9.5k 57.96
Oneok Partners 0.1 $544k 10k 52.88
Utilities SPDR (XLU) 0.1 $545k 15k 37.30
Kinder Morgan (KMI) 0.1 $521k 15k 35.50
American Capital Mortgage In 0.1 $523k 27k 19.76
Prospect Capital Corp note 0.1 $534k 513k 1.04
Integra Lifesciences Holdings conv bnd 0.1 $548k 543k 1.01
Pimco Dynamic Credit Income other 0.1 $531k 24k 22.22
Trinity Inds Inc note 3.875% 6/0 0.1 $508k 420k 1.21
Corning Incorporated (GLW) 0.1 $489k 34k 14.35
T. Rowe Price (TROW) 0.1 $503k 7.2k 69.83
Unilever 0.1 $481k 13k 37.70
Broadcom Corporation 0.1 $487k 19k 25.99
Capital Product 0.1 $513k 59k 8.66
Royal Gold (RGLD) 0.1 $516k 11k 48.63
Celgene Corporation 0.1 $491k 3.2k 153.87
Golub Capital BDC (GBDC) 0.1 $516k 30k 17.32
Sun Communities (SUI) 0.1 $501k 12k 41.91
Broadsoft Inc. 1.5% 07/01/2018 conv 0.1 $509k 463k 1.10
Starwood Property Trust note 0.1 $494k 475k 1.04
Neuberger Berman Mlp Income (NML) 0.1 $515k 28k 18.73
Eaton Vance Mun Income Term Tr (ETX) 0.1 $516k 36k 14.46
Hasbro (HAS) 0.1 $453k 9.6k 47.09
Bristow Group Inc note 3.000% 6/1 0.1 $447k 363k 1.23
Time Warner 0.1 $444k 6.8k 65.67
American Express Company (AXP) 0.1 $467k 6.2k 75.49
Ubs Ag Cmn 0.1 $480k 23k 20.48
United Parcel Service (UPS) 0.1 $476k 5.2k 91.36
General Mills (GIS) 0.1 $447k 9.3k 47.85
Danaher Corporation (DHR) 0.1 $469k 6.8k 69.10
Williams Companies (WMB) 0.1 $452k 13k 35.98
Illinois Tool Works (ITW) 0.1 $480k 6.3k 76.24
Chipotle Mexican Grill (CMG) 0.1 $443k 1.0k 428.02
iShares Gold Trust 0.1 $448k 35k 12.87
Rydex S&P Equal Weight ETF 0.1 $478k 7.3k 65.16
3D Systems Corporation (DDD) 0.1 $476k 8.8k 53.89
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $473k 4.5k 105.11
Nuveen Muni Value Fund (NUV) 0.1 $456k 50k 9.11
Invesco Insured Municipal Income Trust (IIM) 0.1 $470k 35k 13.54
Rait Financial Trust 0.1 $458k 65k 7.08
Rentech Nitrogen Partners L 0.1 $475k 19k 24.40
Kraft Foods 0.1 $454k 8.7k 52.42
Goldman Sachs Group Inc note 1/2 0.1 $479k 515k 0.93
Rti Intl Metals Inc note 1.625%10/1 0.1 $459k 446k 1.03
Wells Fargo & Co mtnf 6/0 0.1 $480k 516k 0.93
CSX Corporation (CSX) 0.1 $431k 17k 25.70
Teva Pharmaceutical Industries (TEVA) 0.1 $411k 11k 37.73
Marsh & McLennan Companies (MMC) 0.1 $440k 10k 43.54
Walgreen Company 0.1 $438k 8.2k 53.70
EMC Corporation 0.1 $411k 16k 25.53
Pepco Holdings 0.1 $436k 24k 18.42
Teekay Offshore Partners 0.1 $409k 13k 32.42
Textron (TXT) 0.1 $416k 15k 27.60
iShares S&P 500 Growth Index (IVW) 0.1 $431k 4.8k 89.20
Alliant Techsystems Inc note 3.000% 8/1 0.1 $439k 335k 1.31
Invesco Mortgage Capital 0.1 $414k 27k 15.35
ProShares Short 20+ Year Treasury ETF (TBF) 0.1 $428k 13k 32.00
ARMOUR Residential REIT 0.1 $406k 97k 4.20
Spdr Series Trust dj ttl mkt etf (SPTM) 0.1 $424k 3.3k 126.98
Cys Investments 0.1 $437k 54k 8.12
Hercules Tech Growth Cap Inc cnv 0.1 $435k 337k 1.29
Dreyfus Mun Bd Infrastructure 0.1 $423k 41k 10.42
Abbott Laboratories (ABT) 0.1 $394k 12k 33.13
SYSCO Corporation (SYY) 0.1 $400k 13k 31.46
Las Vegas Sands (LVS) 0.1 $367k 5.5k 66.40
Deere & Company (DE) 0.1 $383k 4.7k 81.39
Prudential Financial (PRU) 0.1 $383k 4.9k 77.78
ProShares Short S&P500 0.1 $383k 14k 27.96
Amazon (AMZN) 0.1 $396k 1.3k 312.06
Ship Finance Intl 0.1 $388k 28k 14.03
Southern Copper Corporation (SCCO) 0.1 $402k 15k 27.18
Financial Select Sector SPDR (XLF) 0.1 $374k 19k 19.89
Aberdeen Asia-Pacific Income Fund 0.1 $372k 62k 6.05
Barclays Bank Plc 8.125% Non C p 0.1 $392k 16k 25.00
SPDR DJ Wilshire REIT (RWR) 0.1 $376k 5.2k 72.88
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $387k 11k 36.26
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $387k 36k 10.78
Pioneer High Income Trust (PHT) 0.1 $384k 23k 16.95
Goldman Sachs Group 0.1 $401k 329k 1.22
American Realty Capital Prop 0.1 $385k 32k 12.18
Wells Fargo & Co Medium Term Nts 0.000% 06/10/20 B/e Dtd 06/17/13 0.1 $387k 407k 0.95
Time Warner Cable 0.1 $338k 3.0k 111.37
Group 1 Automotive Inc frnt 2.250% 6/1 0.1 $334k 253k 1.32
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $344k 9.3k 37.05
Medtronic 0.1 $334k 6.3k 53.23
International Paper Company (IP) 0.1 $345k 7.7k 44.69
Regions Financial Corporation (RF) 0.1 $337k 37k 9.24
Lockheed Martin Corporation (LMT) 0.1 $344k 2.7k 127.35
GlaxoSmithKline 0.1 $361k 7.2k 50.11
BreitBurn Energy Partners 0.1 $337k 19k 18.25
Oracle Corporation (ORCL) 0.1 $329k 9.9k 33.08
Paccar (PCAR) 0.1 $334k 6.0k 55.54
StoneMor Partners 0.1 $351k 15k 23.52
Southwest Airlines (LUV) 0.1 $339k 23k 14.54
Calamos Convertible & Hi Income Fund (CHY) 0.1 $339k 27k 12.49
First Trust DJ Internet Index Fund (FDN) 0.1 $338k 6.3k 53.65
Sandisk Corp note 1.500% 8/1 0.1 $342k 259k 1.32
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $352k 38k 9.37
WisdomTree Total Dividend Fund (DTD) 0.1 $351k 5.7k 61.78
PowerShares DWA Technical Ldrs Pf 0.1 $343k 10k 33.79
John Hancock Tax Adva Glbl Share. Yld 0.1 $347k 30k 11.50
Powershares Etf Tr Ii s^p500 low vol 0.1 $329k 11k 31.14
Retail Properties Of America 0.1 $364k 27k 13.73
Directv 0.1 $332k 5.6k 59.71
Eaton (ETN) 0.1 $349k 5.1k 68.66
Slxp 1 1/2 03/15/19 0.1 $353k 287k 1.23
Titan Machy Inc note 3.750% 5/0 0.1 $346k 389k 0.89
Enersys note 3.375% 6/0 0.1 $315k 203k 1.55
PNC Financial Services (PNC) 0.1 $295k 4.1k 72.30
Franklin Resources (BEN) 0.1 $309k 6.1k 50.39
Paychex (PAYX) 0.1 $317k 7.8k 40.64
Spectra Energy 0.1 $313k 9.2k 34.17
AstraZeneca (AZN) 0.1 $321k 6.2k 51.82
Anadarko Petroleum Corporation 0.1 $323k 3.5k 92.90
Capital One Financial (COF) 0.1 $321k 4.7k 68.72
Nextera Energy (NEE) 0.1 $325k 4.1k 80.11
Parker-Hannifin Corporation (PH) 0.1 $307k 2.9k 107.34
American Electric Power Company (AEP) 0.1 $326k 7.5k 43.25
Total (TTE) 0.1 $322k 5.6k 57.88
Chesapeake Energy Corporation 0.1 $307k 12k 25.87
Ashford Hospitality Trust 0.1 $311k 25k 12.31
PowerShares DB Com Indx Trckng Fund 0.1 $291k 11k 25.73
Genesis Energy (GEL) 0.1 $310k 6.6k 47.06
Hormel Foods Corporation (HRL) 0.1 $325k 7.7k 42.06
B&G Foods (BGS) 0.1 $294k 8.5k 34.45
Evolving Systems (EVOL) 0.1 $296k 31k 9.58
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $315k 2.9k 108.96
Vanguard Mid-Cap Value ETF (VOE) 0.1 $318k 4.4k 73.04
First Trust IPOX-100 Index Fund (FPX) 0.1 $309k 7.5k 41.20
Credit Suisse High Yield Bond Fund (DHY) 0.1 $313k 103k 3.04
SPDR DJ Wilshire Small Cap 0.1 $289k 3.0k 95.79
Dow 30 Premium & Dividend Income Fund 0.1 $310k 21k 14.64
BlackRock Insured Municipal Income Trust (BYM) 0.1 $295k 22k 13.56
Alere Inc note 3.000% 5/1 0.1 $299k 285k 1.05
Hologic Inc cnv 0.1 $294k 294k 1.00
Nuveen Preferred And equity (JPI) 0.1 $323k 14k 22.65
Chambers Str Pptys 0.1 $296k 34k 8.75
First Tr Inter Duration Pfd & Income (FPF) 0.1 $320k 15k 21.33
Windstream Hldgs 0.1 $326k 41k 7.99
Goldman Sachs (GS) 0.1 $253k 1.6k 158.12
U.S. Bancorp (USB) 0.1 $282k 7.8k 36.39
Nordstrom (JWN) 0.1 $260k 4.6k 56.11
Nike (NKE) 0.1 $285k 3.9k 72.50
Royal Dutch Shell 0.1 $264k 3.8k 68.77
Sanofi-Aventis SA (SNY) 0.1 $257k 5.1k 50.21
Texas Instruments Incorporated (TXN) 0.1 $255k 6.3k 40.21
UnitedHealth (UNH) 0.1 $281k 3.9k 71.61
Xerox Corporation 0.1 $268k 26k 10.22
General Dynamics Corporation (GD) 0.1 $266k 3.0k 87.44
Lowe's Companies (LOW) 0.1 $257k 5.8k 44.00
New York Community Ban 0.1 $266k 18k 15.11
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $253k 3.0k 83.33
Vanguard Short-Term Bond ETF (BSV) 0.1 $281k 3.5k 80.17
priceline.com Incorporated 0.1 $266k 264.00 1007.58
salesforce (CRM) 0.1 $267k 5.1k 51.91
Onyx Pharmaceuticals 0.1 $280k 2.3k 124.44
Key (KEY) 0.1 $260k 24k 11.04
Ingersoll-rand Co Ltd-cl A 0.1 $287k 4.4k 64.77
Chicago Bridge & Iron Company 0.1 $282k 4.2k 67.63
National Grid 0.1 $288k 4.9k 59.00
Natural Resource Partners 0.1 $288k 15k 19.03
Alcatel-Lucent 0.1 $277k 79k 3.52
Manulife Finl Corp (MFC) 0.1 $280k 17k 16.51
InterOil Corporation 0.1 $285k 4.0k 71.25
iShares MSCI Malaysia Index Fund 0.1 $266k 18k 15.01
Vanguard Mid-Cap ETF (VO) 0.1 $285k 2.8k 102.44
Vanguard Information Technology ETF (VGT) 0.1 $257k 3.2k 80.64
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $280k 3.3k 85.05
iShares Morningstar Small Growth (ISCG) 0.1 $256k 2.1k 123.02
Market Vectors High Yield Muni. Ind 0.1 $255k 8.7k 29.19
Pimco Municipal Income Fund III (PMX) 0.1 $288k 28k 10.42
Comtech Telecommunications Cor conv 0.1 $271k 266k 1.02
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $277k 5.2k 53.22
New York Mortgage Trust 0.1 $261k 42k 6.23
Tower Group Inc conv 0.1 $283k 337k 0.84
Whiting Usa Trust 0.1 $268k 21k 12.78
Mentor Graphics 4% 2031 conv 0.1 $259k 198k 1.31
Royal Gold Inc conv 0.1 $253k 263k 0.96
Prudential Sht Duration Hg Y 0.1 $270k 15k 18.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $282k 16k 18.15
Rwt 4 5/8 04/15/18 0.1 $280k 267k 1.05
Orange Sa (ORANY) 0.1 $272k 22k 12.48
Vale (VALE) 0.1 $239k 15k 15.57
Northeast Utilities System 0.1 $212k 5.1k 41.22
People's United Financial 0.1 $228k 16k 14.26
Costco Wholesale Corporation (COST) 0.1 $221k 1.9k 114.81
Coach 0.1 $218k 4.0k 54.51
PPG Industries (PPG) 0.1 $238k 1.4k 166.67
PetSmart 0.1 $219k 2.9k 76.16
RPM International (RPM) 0.1 $229k 6.4k 36.06
Xilinx 0.1 $218k 4.7k 46.70
CenturyLink 0.1 $244k 7.8k 31.37
Schlumberger (SLB) 0.1 $215k 2.4k 88.33
Exelon Corporation (EXC) 0.1 $233k 7.9k 29.63
Clorox Company (CLX) 0.1 $217k 2.7k 81.67
Gannett 0.1 $244k 9.1k 26.73
Hershey Company (HSY) 0.1 $230k 2.5k 92.30
Perrigo Company 0.1 $235k 1.9k 122.98
Suburban Propane Partners (SPH) 0.1 $240k 5.2k 46.62
Market Vectors Gold Miners ETF 0.1 $232k 9.3k 25.00
iShares Russell 1000 Growth Index (IWF) 0.1 $228k 2.9k 78.14
iShares S&P 100 Index (OEF) 0.1 $242k 3.2k 74.69
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $226k 2.1k 106.35
ROYAL BK SCOTLAND Group Plc spon adr f 0.1 $218k 8.8k 24.79
Cohen & Steers Quality Income Realty (RQI) 0.1 $235k 24k 9.74
General Motors Company (GM) 0.1 $230k 6.4k 35.78
Kayne Anderson MLP Investment (KYN) 0.1 $231k 6.5k 35.78
iShares Morningstar Large Growth (ILCG) 0.1 $236k 2.6k 89.60
ETFS Physical Platinum Shares 0.1 $216k 1.6k 136.71
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $240k 5.3k 45.14
Penn West Energy Trust 0.1 $233k 21k 11.11
Vanguard S&p 500 0.1 $218k 2.8k 76.71
BlackRock MuniHolding Insured Investm 0.1 $221k 17k 13.07
First Trust/Aberdeen Global Opportunity 0.1 $242k 17k 14.50
Eaton Vance Mun Bd Fd Ii 0.1 $243k 22k 11.20
CUBIST PHARM CONVERTIBLE security 0.1 $233k 104k 2.24
Chart Industries 2% conv 0.1 $215k 116k 1.85
Ishares Tr usa min vo (USMV) 0.1 $231k 7.0k 33.20
Express Scripts Holding 0.1 $217k 3.5k 61.72
Phillips 66 (PSX) 0.1 $224k 3.9k 57.73
Access Midstream Partners, L.p 0.1 $223k 4.6k 48.31
Photronics Inc note 0.1 $221k 199k 1.11
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $228k 11k 20.65
Actavis 0.1 $226k 1.6k 143.50
M/i Homes Inc note 3.000% 3/0 0.1 $233k 231k 1.01
Market Vectors Junior Gold Min 0.1 $217k 5.3k 40.58
Blackberry (BB) 0.1 $213k 27k 7.95
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $203k 193k 1.05
Two Harbors Investment 0.1 $174k 18k 9.66
Cincinnati Financial Corporation (CINF) 0.1 $200k 4.3k 46.98
Raytheon Company 0.1 $209k 2.7k 77.07
iShares MSCI Japan Index 0.1 $183k 15k 11.89
AllianceBernstein Holding (AB) 0.1 $207k 11k 19.78
MFA Mortgage Investments 0.1 $208k 28k 7.43
Teleflex Inc note 3.875% 8/0 0.1 $173k 123k 1.41
PowerShares Intl. Dividend Achiev. 0.1 $203k 12k 17.23
iShares S&P Global Technology Sect. (IXN) 0.1 $208k 2.8k 74.71
PowerShares High Yld. Dividend Achv 0.1 $186k 17k 11.02
BlackRock Floating Rate Income Trust (BGT) 0.1 $191k 14k 14.17
Nuveen Quality Pref. Inc. Fund II 0.1 $185k 23k 8.14
Pimco Municipal Income Fund II (PML) 0.1 $195k 18k 11.02
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $173k 15k 11.76
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $187k 15k 12.47
PIMCO Corporate Income Fund (PCN) 0.1 $188k 11k 16.68
PIMCO High Income Fund (PHK) 0.1 $195k 16k 11.93
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $204k 2.0k 101.24
WisdomTree SmallCap Dividend Fund (DES) 0.1 $200k 3.2k 62.52
Nuveen Premium Income Municipal Fund 0.1 $176k 14k 12.75
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.1 $208k 20k 10.20
BlackRock EcoSolutions Investment Trust 0.1 $184k 24k 7.77
Ixia note 0.1 $181k 159k 1.14
Lrr Energy 0.1 $176k 11k 15.90
Ares Capital Corp 5.125 2016 conv 0.1 $191k 182k 1.05
Altra Holdings, Inc note 2.750% 3/0 0.1 $182k 182k 1.00
Meritage Homes Corp conv 0.1 $187k 173k 1.08
First Tr Mlp & Energy Income 0.1 $195k 10k 19.50
Forestar Group Inc note 0.1 $202k 176k 1.15
Ivy High Income Opportunities 0.1 $178k 10k 17.80
Linear Technology Corp note 3.000% 5/0 0.0 $156k 147k 1.06
Echelon Corporation 0.0 $154k 65k 2.39
Boston Scientific Corporation (BSX) 0.0 $151k 13k 11.57
Nokia Corporation (NOK) 0.0 $161k 25k 6.48
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $168k 13k 13.32
Prospect Capital Corporation (PSEC) 0.0 $172k 15k 11.16
Allied Nevada Gold 0.0 $157k 38k 4.17
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $135k 11k 12.57
Cushing MLP Total Return Fund 0.0 $157k 20k 7.95
ING Prime Rate Trust 0.0 $158k 26k 6.05
Niska Gas Storage Partners 0.0 $162k 11k 15.38
Nuveen Quality Preferred Income Fund 0.0 $137k 18k 7.54
PowerShares Listed Private Eq. 0.0 $161k 14k 11.45
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $167k 13k 13.01
Eaton Vance Municipal Bond Fund (EIM) 0.0 $164k 14k 11.53
Eca Marcellus Trust I (ECTM) 0.0 $144k 16k 9.31
Cornerstone Strategic Value 0.0 $167k 23k 7.14
Sandridge Miss Trust (SDTTU) 0.0 $136k 10k 13.18
Apollo Residential Mortgage 0.0 $159k 11k 14.55
Chesapeake Granite Wash Tr (CHKR) 0.0 $164k 12k 13.35
Lam Research Corp conv 0.0 $140k 117k 1.20
Green Plains Renewable E note 0.0 $172k 134k 1.28
Nuance Communications Inc note 2.750%11/0 0.0 $163k 161k 1.01
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.0 $155k 170k 0.91
Arris Group Inc note 2.000%11/1 0.0 $126k 118k 1.07
Alcoa 0.0 $122k 15k 8.10
LSI Corporation 0.0 $122k 16k 7.77
Dryships/drys 0.0 $129k 37k 3.52
Newcastle Investment 0.0 $119k 21k 5.59
SandRidge Energy 0.0 $109k 19k 5.86
Rite Aid Corporation 0.0 $106k 22k 4.75
Eagle Rock Energy Partners,L.P 0.0 $134k 19k 7.07
Flextronics International Ltd Com Stk (FLEX) 0.0 $121k 14k 8.90
Legacy Reserves 0.0 $116k 8.1k 14.29
Sirius XM Radio 0.0 $124k 32k 3.85
Anworth Mortgage Asset Corporation 0.0 $119k 25k 4.79
Capstead Mortgage Corporation 0.0 $128k 11k 11.71
Sequenom 0.0 $122k 46k 2.66
Silvercorp Metals (SVM) 0.0 $101k 31k 3.27
Chimera Investment Corporation 0.0 $129k 43k 3.04
Yamana Gold 0.0 $127k 12k 10.39
Opko Health (OPK) 0.0 $106k 12k 8.80
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $98k 19k 5.23
Western Asset High Incm Fd I (HIX) 0.0 $127k 14k 9.41
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $130k 17k 7.67
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $111k 15k 7.21
pSivida 0.0 $119k 29k 4.10
MFS Investment Grade Municipal Trust (CXH) 0.0 $122k 14k 8.65
Cbre Clarion Global Real Estat re (IGR) 0.0 $109k 14k 8.07
Student Transn 0.0 $132k 21k 6.29
Helix Energy Solutions note 0.0 $134k 101k 1.33
Aar Corp 2.25% conv 0.0 $121k 117k 1.03
Unwired Planet 0.0 $117k 68k 1.73
Lam Research Corp note 0.500% 5/1 0.0 $135k 119k 1.13
Bgc Partners, Inc. note 4.500% 7/1 0.0 $104k 102k 1.02
Stillwater Mng Co note 1.750%10/1 0.0 $131k 125k 1.05
Bottomline Tech Del Inc note 1.500%12/0 0.0 $116k 101k 1.15
Wave Systems 0.0 $118k 91k 1.30
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $113k 104k 1.09
Equinix Inc note 3.000%10/1 0.0 $66k 40k 1.65
Molina Healthcare Inc note 3.750%10/0 0.0 $83k 68k 1.22
Dryships Inc. note 5.000%12/0 0.0 $70k 75k 0.93
PDL BioPharma 0.0 $89k 11k 7.96
Hecla Mining Company (HL) 0.0 $84k 27k 3.13
Taseko Cad (TGB) 0.0 $60k 30k 2.01
Dendreon Corporation 0.0 $67k 23k 2.91
Moly 0.0 $75k 12k 6.54
Atlantic Power Corporation 0.0 $78k 18k 4.26
Mindspeed Technologies 0.0 $79k 26k 3.03
Northgate Minerals Corp note 3.500%10/0 0.0 $82k 87k 0.94
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $87k 12k 7.46
Calamos Global Dynamic Income Fund (CHW) 0.0 $86k 10k 8.49
Dreyfus High Yield Strategies Fund 0.0 $69k 17k 3.97
MFS High Income Municipal Trust (CXE) 0.0 $80k 17k 4.62
Pengrowth Energy Corp 0.0 $73k 12k 5.90
Cornerstone Progressive Rtn 0.0 $81k 16k 5.10
INSTRS INC Stemcells 0.0 $60k 36k 1.66
On Semiconductor Corp note 2.625%12/1 0.0 $81k 75k 1.08
Auxilium Pharmaceuticals note 0.0 $76k 74k 1.03
New Residential Invt 0.0 $94k 14k 6.57
Quantum Fuel Sys Technologies 0.0 $71k 22k 3.17
Barnes Group Inc note 3.375% 3/1 0.0 $36k 29k 1.24
D R Horton Inc note 2.000% 5/1 0.0 $25k 17k 1.47
Steel Dynamics Inc note 5.125% 6/1 0.0 $41k 38k 1.08
Massey Energy Co note 3.250% 8/0 0.0 $23k 25k 0.92
Chesapeake Energy Corp note 2.500% 5/1 0.0 $21k 22k 0.95
Tellabs 0.0 $55k 25k 2.24
Advanced Micro Devices (AMD) 0.0 $54k 14k 3.77
Alaska Communications Systems 0.0 $31k 12k 2.55
AK Steel Holding Corporation 0.0 $42k 11k 3.72
Novagold Resources Inc Cad (NG) 0.0 $35k 15k 2.27
Novavax 0.0 $50k 16k 3.11
FuelCell Energy 0.0 $45k 36k 1.27
Endeavour Silver Corp (EXK) 0.0 $47k 11k 4.22
Peregrine Pharmaceuticals 0.0 $51k 37k 1.38
Jefferies Group Inc New dbcv 3.875%11/0 0.0 $22k 21k 1.05
Teekay Tankers Ltd cl a 0.0 $34k 13k 2.60
Putnam Premier Income Trust (PPT) 0.0 $56k 11k 5.22
Sterlite Inds India Ltd note 4.000%10/3 0.0 $24k 25k 0.96
Alpine Total Dynamic Dividend Fund 0.0 $45k 11k 3.96
Neptune Technologies Bioreso 0.0 $31k 10k 3.10
Cemex Sab conv 0.0 $29k 25k 1.16
Box Ships 0.0 $45k 11k 4.02
Renren Inc- 0.0 $56k 17k 3.34
Microvision Inc Del (MVIS) 0.0 $54k 31k 1.72
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $35k 35k 1.00
Cell Therapeutics 0.0 $20k 13k 1.56
Horsehead Hldg Corp note 3.800% 7/0 0.0 $56k 52k 1.08
Take-two Interactive Softwar note 1.000% 7/0 0.0 $51k 47k 1.09
American Rlty Cap Pptys Inc note 3.000% 8/0 0.0 $34k 36k 0.94
Chesapeake Energy Corp note 2.750%11/1 0.0 $15k 15k 1.00
E M C Corp Mass note 1.750%12/0 0.0 $19k 12k 1.58
Hologic Inc frnt 2.000%12/1 0.0 $15k 15k 1.00
Coinstar Inc note 4.000% 9/0 0.0 $13k 11k 1.18
American International (AIG) 0.0 $0 17k 0.00
Hemispherx BioPharma 0.0 $3.1k 17k 0.18
Paramount Gold and Silver 0.0 $19k 15k 1.28
Agco Corp note 1.250%12/1 0.0 $19k 13k 1.46
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $10k 10k 1.00
Celsion Corporation 0.0 $13k 12k 1.13
D Golden Minerals 0.0 $13k 14k 0.94
Aastrom Biosciences 0.0 $13k 50k 0.26
Citigroup (C) 0.0 $0 16k 0.00
Plug Power (PLUG) 0.0 $12k 17k 0.73
Western Copper And Gold Cor (WRN) 0.0 $8.0k 12k 0.67
Arcc 4 7/8 03/15/17 0.0 $17k 17k 1.00