Levin Capital Strategies as of Sept. 30, 2016
Portfolio Holdings for Levin Capital Strategies
Levin Capital Strategies holds 334 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Synchrony Financial (SYF) | 15.5 | $1.1B | 3.8M | 280.00 | |
| Citigroup (C) | 4.5 | $309M | 6.5M | 47.23 | |
| Pfizer (PFE) | 3.9 | $266M | 7.8M | 33.87 | |
| Nokia Corporation (NOK) | 3.4 | $233M | 40M | 5.80 | |
| Pinnacle Foods Inc De | 3.1 | $210M | 4.2M | 50.00 | |
| Cott Corp | 3.1 | $208M | 15M | 14.27 | |
| Occidental Petroleum Corporation (OXY) | 3.0 | $204M | 2.8M | 72.92 | |
| Intel Corporation (INTC) | 2.9 | $195M | 5.2M | 37.75 | |
| Chubb (CB) | 2.6 | $176M | 1.4M | 125.65 | |
| Gilead Sciences (GILD) | 2.5 | $172M | 2.2M | 79.12 | |
| Corning Incorporated (GLW) | 2.5 | $170M | 7.2M | 23.65 | |
| Dow Chemical Company | 2.5 | $168M | 3.2M | 51.83 | |
| Eaton (ETN) | 2.3 | $154M | 2.3M | 65.71 | |
| Apple (AAPL) | 2.2 | $151M | 1.3M | 113.05 | |
| JPMorgan Chase & Co. (JPM) | 2.1 | $145M | 2.2M | 66.59 | |
| Monsanto Company | 2.1 | $144M | 1.4M | 102.20 | |
| Target Corporation (TGT) | 1.8 | $124M | 1.8M | 68.68 | |
| Applied Materials (AMAT) | 1.8 | $123M | 4.1M | 30.15 | |
| CIGNA Corporation | 1.8 | $121M | 930k | 130.00 | |
| Morgan Stanley (MS) | 1.7 | $116M | 3.6M | 32.06 | |
| E.I. du Pont de Nemours & Company | 1.6 | $106M | 1.6M | 66.97 | |
| Covanta Holding Corporation | 1.5 | $101M | 6.4M | 15.84 | |
| Huntington Bancshares Incorporated (HBAN) | 1.4 | $95M | 9.7M | 9.87 | |
| Hess (HES) | 1.2 | $82M | 1.5M | 53.50 | |
| Anadarko Petroleum Corporation | 1.1 | $77M | 1.2M | 63.36 | |
| Allergan | 1.0 | $67M | 290k | 230.31 | |
| Bio-Rad Laboratories (BIO) | 0.9 | $62M | 379k | 163.81 | |
| KKR & Co | 0.9 | $62M | 4.4M | 14.26 | |
| Verizon Communications (VZ) | 0.8 | $57M | 1.1M | 51.98 | |
| Johnson & Johnson (JNJ) | 0.8 | $56M | 477k | 118.13 | |
| McDonald's Corporation (MCD) | 0.8 | $56M | 484k | 115.36 | |
| Microsoft Corporation (MSFT) | 0.8 | $52M | 906k | 57.60 | |
| Milacron Holdings | 0.8 | $53M | 3.3M | 16.00 | |
| Zimmer Holdings (ZBH) | 0.8 | $51M | 392k | 130.02 | |
| Metaldyne Performance Group, I | 0.7 | $50M | 3.2M | 15.75 | |
| Chevron Corporation (CVX) | 0.7 | $46M | 443k | 102.92 | |
| Comerica Incorporated (CMA) | 0.7 | $45M | 955k | 47.00 | |
| Atkore Intl (ATKR) | 0.6 | $42M | 2.3M | 18.74 | |
| New Senior Inv Grp | 0.5 | $36M | 3.1M | 11.54 | |
| D Fluidigm Corp Del (LAB) | 0.5 | $36M | 4.4M | 8.10 | |
| General Electric Company | 0.5 | $34M | 1.1M | 29.62 | |
| Nrg Yield | 0.5 | $31M | 1.8M | 16.96 | |
| Bank of New York Mellon Corporation (BK) | 0.4 | $29M | 734k | 39.88 | |
| Koninklijke Philips Electronics NV (PHG) | 0.4 | $28M | 956k | 29.59 | |
| Vornado Realty Trust (VNO) | 0.4 | $29M | 284k | 101.21 | |
| Oracle Corporation (ORCL) | 0.4 | $27M | 696k | 39.28 | |
| Coca-Cola Company (KO) | 0.4 | $25M | 589k | 42.32 | |
| Univar | 0.4 | $25M | 1.1M | 21.85 | |
| Golar Lng (GLNG) | 0.4 | $24M | 1.1M | 21.28 | |
| Macy's (M) | 0.3 | $24M | 649k | 37.00 | |
| MTS Systems Corporation | 0.3 | $24M | 523k | 46.15 | |
| Cempra | 0.3 | $24M | 985k | 24.20 | |
| Sempra Energy (SRE) | 0.3 | $23M | 215k | 108.11 | |
| Linkedin Corp | 0.3 | $22M | 113k | 191.12 | |
| Williams Companies (WMB) | 0.3 | $21M | 705k | 30.30 | |
| Tribune Co New Cl A | 0.3 | $21M | 576k | 36.52 | |
| Barrick Gold Corp (GOLD) | 0.3 | $21M | 1.2M | 17.72 | |
| Nextera Energy (NEE) | 0.3 | $20M | 159k | 123.89 | |
| Johnson Controls International Plc equity (JCI) | 0.3 | $20M | 419k | 46.53 | |
| American International (AIG) | 0.2 | $17M | 282k | 59.34 | |
| Gaslog | 0.2 | $17M | 1.2M | 14.55 | |
| Armstrong World Industries (AWI) | 0.2 | $17M | 398k | 41.32 | |
| Spx Flow | 0.2 | $17M | 534k | 30.92 | |
| Northern Trust Corporation (NTRS) | 0.2 | $15M | 226k | 67.99 | |
| Brookdale Senior Living (BKD) | 0.2 | $15M | 885k | 17.45 | |
| Diageo (DEO) | 0.2 | $15M | 129k | 116.04 | |
| International Business Machines (IBM) | 0.2 | $15M | 95k | 158.85 | |
| Caterpillar (CAT) | 0.2 | $14M | 159k | 88.77 | |
| VMware | 0.2 | $14M | 191k | 73.35 | |
| Bank of America Corporation (BAC) | 0.2 | $12M | 784k | 15.65 | |
| Becton, Dickinson and (BDX) | 0.2 | $12M | 69k | 179.72 | |
| W.R. Grace & Co. | 0.2 | $13M | 170k | 73.80 | |
| Nxp Semiconductors N V (NXPI) | 0.2 | $12M | 114k | 102.01 | |
| Chemtura Corporation | 0.2 | $12M | 360k | 32.81 | |
| Conyers Pk Acquisition unit 99/99/99991 | 0.2 | $12M | 1.1M | 10.74 | |
| Time Warner | 0.1 | $10M | 126k | 79.61 | |
| Stericycle (SRCL) | 0.1 | $9.9M | 124k | 80.14 | |
| Rouse Pptys | 0.1 | $10M | 563k | 18.25 | |
| Voya Financial (VOYA) | 0.1 | $9.9M | 342k | 29.00 | |
| Dell Technologies Inc Class V equity | 0.1 | $10M | 209k | 47.80 | |
| Loews Corporation (L) | 0.1 | $9.7M | 236k | 41.15 | |
| Thermo Fisher Scientific (TMO) | 0.1 | $9.8M | 62k | 159.06 | |
| Robert Half International (RHI) | 0.1 | $9.3M | 248k | 37.73 | |
| SPDR Gold Trust (GLD) | 0.1 | $9.2M | 73k | 125.63 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $8.7M | 129k | 67.25 | |
| Tejon Ranch Company (TRC) | 0.1 | $9.1M | 374k | 24.32 | |
| Realogy Hldgs (HOUS) | 0.1 | $8.5M | 329k | 25.86 | |
| Myr (MYRG) | 0.1 | $7.9M | 261k | 30.10 | |
| Forest City Realty Trust Inc Class A | 0.1 | $8.1M | 352k | 23.13 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $7.3M | 9.1k | 804.07 | |
| FedEx Corporation (FDX) | 0.1 | $6.9M | 39k | 174.69 | |
| Albemarle Corporation (ALB) | 0.1 | $7.1M | 83k | 85.49 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $7.1M | 9.2k | 777.29 | |
| Joy Global | 0.1 | $6.3M | 229k | 27.74 | |
| Procter & Gamble Company (PG) | 0.1 | $6.0M | 67k | 89.74 | |
| Yahoo! | 0.1 | $5.9M | 137k | 43.10 | |
| Medtronic (MDT) | 0.1 | $5.8M | 67k | 86.40 | |
| Electrum Spl Acquisition Cor unit 99/99/9999 | 0.1 | $6.3M | 632k | 10.02 | |
| Fuelcell Energy | 0.1 | $5.8M | 1.1M | 5.42 | |
| Devon Energy Corporation (DVN) | 0.1 | $5.2M | 118k | 44.11 | |
| Delta Air Lines (DAL) | 0.1 | $5.5M | 139k | 39.36 | |
| SPX Corporation | 0.1 | $5.5M | 275k | 20.14 | |
| Facebook Inc cl a (META) | 0.1 | $5.3M | 42k | 128.27 | |
| Comcast Corporation (CMCSA) | 0.1 | $4.5M | 67k | 66.34 | |
| Omni (OMC) | 0.1 | $4.7M | 55k | 85.00 | |
| Capital Senior Living Corporation | 0.1 | $4.6M | 272k | 16.80 | |
| General Motors Company (GM) | 0.1 | $4.6M | 145k | 31.77 | |
| Schlumberger (SLB) | 0.1 | $4.1M | 52k | 78.63 | |
| Nomad Foods (NOMD) | 0.1 | $4.3M | 363k | 11.82 | |
| Liberty Media Corp Delaware Com C Siriusxm | 0.1 | $3.9M | 118k | 33.41 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $3.1M | 36k | 87.27 | |
| Novagold Resources Inc Cad (NG) | 0.1 | $3.4M | 602k | 5.60 | |
| Liberty Global Inc C | 0.1 | $3.1M | 94k | 33.04 | |
| Liberty Broadband Cl C (LBRDK) | 0.1 | $3.3M | 46k | 71.48 | |
| Hertz Global Holdings | 0.1 | $3.2M | 79k | 40.16 | |
| Baxter International (BAX) | 0.0 | $2.8M | 59k | 47.61 | |
| CBS Corporation | 0.0 | $2.6M | 47k | 54.74 | |
| United Parcel Service (UPS) | 0.0 | $2.7M | 24k | 109.37 | |
| At&t (T) | 0.0 | $2.4M | 60k | 40.62 | |
| Cabela's Incorporated | 0.0 | $2.5M | 46k | 54.94 | |
| Dollar Tree (DLTR) | 0.0 | $2.6M | 32k | 79.00 | |
| Cheniere Energy (LNG) | 0.0 | $2.7M | 62k | 43.59 | |
| Qlt | 0.0 | $2.5M | 1.2M | 2.06 | |
| Whitewave Foods | 0.0 | $2.6M | 48k | 54.44 | |
| Gp Invts Acquisition Cor | 0.0 | $3.0M | 316k | 9.63 | |
| Pace Hldgs Corp cl a | 0.0 | $2.9M | 290k | 9.84 | |
| Walt Disney Company (DIS) | 0.0 | $1.8M | 19k | 92.84 | |
| LifePoint Hospitals | 0.0 | $2.0M | 34k | 59.23 | |
| Staples | 0.0 | $1.7M | 203k | 8.55 | |
| Syngenta | 0.0 | $2.3M | 27k | 87.58 | |
| Farmer Brothers (FARM) | 0.0 | $1.9M | 53k | 35.55 | |
| Eaton Vance | 0.0 | $2.2M | 56k | 39.05 | |
| Energy Transfer Equity (ET) | 0.0 | $2.2M | 131k | 16.79 | |
| Boardwalk Pipeline Partners | 0.0 | $2.1M | 124k | 17.16 | |
| Medivation | 0.0 | $1.9M | 23k | 81.39 | |
| Ameres (AMRC) | 0.0 | $2.1M | 390k | 5.26 | |
| Fiesta Restaurant | 0.0 | $2.2M | 92k | 24.00 | |
| Berkshire Hathaway (BRK.B) | 0.0 | $1.6M | 11k | 144.47 | |
| Costco Wholesale Corporation (COST) | 0.0 | $1.5M | 9.6k | 152.48 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $1.6M | 7.4k | 216.35 | |
| Travelers Companies (TRV) | 0.0 | $1.3M | 12k | 114.55 | |
| Wells Fargo & Company (WFC) | 0.0 | $1.1M | 26k | 44.29 | |
| Universal Health Services (UHS) | 0.0 | $1.3M | 11k | 123.26 | |
| Air Products & Chemicals (APD) | 0.0 | $1.2M | 7.7k | 150.33 | |
| Alcoa | 0.0 | $1.5M | 152k | 10.14 | |
| Weyerhaeuser Company (WY) | 0.0 | $1.4M | 44k | 31.93 | |
| Biogen Idec (BIIB) | 0.0 | $1.3M | 4.2k | 312.91 | |
| Anheuser-Busch InBev NV (BUD) | 0.0 | $1.3M | 10k | 131.40 | |
| SL Green Realty | 0.0 | $1.1M | 10k | 108.10 | |
| Live Nation Entertainment (LYV) | 0.0 | $1.1M | 41k | 27.48 | |
| Amazon (AMZN) | 0.0 | $1.2M | 1.4k | 836.98 | |
| CNA Financial Corporation (CNA) | 0.0 | $1.2M | 36k | 34.40 | |
| Rite Aid Corporation | 0.0 | $1.4M | 177k | 7.69 | |
| Alere | 0.0 | $1.2M | 27k | 43.26 | |
| Maxwell Technologies | 0.0 | $1.5M | 292k | 5.16 | |
| CBS Corporation | 0.0 | $1.4M | 25k | 55.38 | |
| Cray | 0.0 | $1.6M | 67k | 23.54 | |
| InterOil Corporation | 0.0 | $1.6M | 32k | 50.91 | |
| NetSuite | 0.0 | $1.4M | 13k | 110.65 | |
| Pacific Biosciences of California (PACB) | 0.0 | $1.3M | 149k | 8.96 | |
| Prologis (PLD) | 0.0 | $1.2M | 23k | 53.54 | |
| Libertyinteractivecorp lbtventcoma | 0.0 | $1.7M | 43k | 39.88 | |
| Nanostring Technologies (NSTGQ) | 0.0 | $1.3M | 65k | 19.91 | |
| Media Gen | 0.0 | $1.7M | 91k | 18.43 | |
| Seritage Growth Pptys Cl A (SRG) | 0.0 | $1.0M | 21k | 50.68 | |
| Hp (HPQ) | 0.0 | $1.2M | 75k | 15.53 | |
| Electrum Spl Acquisition Cor | 0.0 | $1.4M | 141k | 9.84 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $1.7M | 75k | 22.75 | |
| Gores Hldgs Inc cl a | 0.0 | $1.4M | 129k | 10.80 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.0 | $1.6M | 47k | 33.98 | |
| California Res Corp | 0.0 | $1.1M | 86k | 12.50 | |
| Saban Cap Acquisition Corp unit 99/99/9999 | 0.0 | $1.5M | 144k | 10.08 | |
| BP (BP) | 0.0 | $535k | 15k | 35.18 | |
| NRG Energy (NRG) | 0.0 | $552k | 47k | 11.72 | |
| Hartford Financial Services (HIG) | 0.0 | $812k | 19k | 42.67 | |
| American Express Company (AXP) | 0.0 | $477k | 7.5k | 64.01 | |
| Fidelity National Information Services (FIS) | 0.0 | $462k | 6.0k | 77.00 | |
| Discover Financial Services (DFS) | 0.0 | $815k | 14k | 56.50 | |
| Blackstone | 0.0 | $941k | 37k | 25.54 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.0 | $375k | 8.6k | 43.78 | |
| Canadian Natl Ry (CNI) | 0.0 | $1.0M | 16k | 65.38 | |
| Home Depot (HD) | 0.0 | $868k | 6.7k | 128.75 | |
| Brookfield Asset Management | 0.0 | $727k | 21k | 35.17 | |
| Pulte (PHM) | 0.0 | $381k | 19k | 20.05 | |
| Cummins (CMI) | 0.0 | $525k | 4.1k | 128.21 | |
| Genuine Parts Company (GPC) | 0.0 | $431k | 4.3k | 100.40 | |
| Microchip Technology (MCHP) | 0.0 | $497k | 8.0k | 62.12 | |
| Pitney Bowes (PBI) | 0.0 | $636k | 35k | 18.17 | |
| Tiffany & Co. | 0.0 | $984k | 14k | 72.59 | |
| Laboratory Corp. of America Holdings (LH) | 0.0 | $756k | 5.5k | 137.45 | |
| Emerson Electric (EMR) | 0.0 | $400k | 7.3k | 54.50 | |
| Office Depot | 0.0 | $824k | 231k | 3.57 | |
| Crane | 0.0 | $392k | 6.2k | 63.06 | |
| CVS Caremark Corporation (CVS) | 0.0 | $722k | 8.1k | 89.03 | |
| PerkinElmer (RVTY) | 0.0 | $471k | 8.4k | 56.07 | |
| General Mills (GIS) | 0.0 | $466k | 7.3k | 63.92 | |
| GlaxoSmithKline | 0.0 | $500k | 12k | 43.09 | |
| Honeywell International (HON) | 0.0 | $909k | 7.8k | 116.54 | |
| Pepsi (PEP) | 0.0 | $530k | 4.9k | 108.70 | |
| United Technologies Corporation | 0.0 | $376k | 3.7k | 101.62 | |
| American Electric Power Company (AEP) | 0.0 | $459k | 7.2k | 63.38 | |
| Alleghany Corporation | 0.0 | $871k | 1.7k | 525.02 | |
| Discovery Communications | 0.0 | $607k | 23k | 26.31 | |
| ConAgra Foods (CAG) | 0.0 | $879k | 19k | 47.11 | |
| Cresud (CRESY) | 0.0 | $672k | 38k | 17.87 | |
| PPL Corporation (PPL) | 0.0 | $808k | 23k | 34.76 | |
| New York Times Company (NYT) | 0.0 | $1.0M | 85k | 11.95 | |
| Entravision Communication (EVC) | 0.0 | $702k | 92k | 7.63 | |
| Illumina (ILMN) | 0.0 | $636k | 3.5k | 181.71 | |
| Loral Space & Communications | 0.0 | $518k | 13k | 39.10 | |
| Community Health Systems (CYH) | 0.0 | $652k | 57k | 11.54 | |
| Ingersoll-rand Co Ltd-cl A | 0.0 | $345k | 5.1k | 67.98 | |
| Vail Resorts (MTN) | 0.0 | $504k | 3.2k | 157.01 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.0 | $728k | 3.1k | 238.06 | |
| Flowserve Corporation (FLS) | 0.0 | $411k | 8.5k | 48.20 | |
| KLA-Tencor Corporation (KLAC) | 0.0 | $709k | 10k | 69.71 | |
| Associated Banc- (ASB) | 0.0 | $461k | 24k | 19.60 | |
| Bank Of America Corporation warrant | 0.0 | $527k | 114k | 4.62 | |
| Pinnacle West Capital Corporation (PNW) | 0.0 | $417k | 5.4k | 76.92 | |
| Sensata Technologies Hldg Bv | 0.0 | $407k | 11k | 38.76 | |
| Jpmorgan Chase & Co. w exp 10/201 | 0.0 | $494k | 20k | 24.62 | |
| O'reilly Automotive (ORLY) | 0.0 | $497k | 1.8k | 279.84 | |
| Team Health Holdings | 0.0 | $423k | 13k | 32.54 | |
| General American Investors (GAM) | 0.0 | $812k | 25k | 32.65 | |
| ACADIA Pharmaceuticals (ACAD) | 0.0 | $382k | 12k | 31.83 | |
| Royce Micro Capital Trust (RMT) | 0.0 | $363k | 47k | 7.80 | |
| Walker & Dunlop (WD) | 0.0 | $884k | 35k | 25.26 | |
| American Intl Group | 0.0 | $767k | 36k | 21.20 | |
| Kinder Morgan (KMI) | 0.0 | $570k | 25k | 23.13 | |
| Hca Holdings (HCA) | 0.0 | $718k | 9.5k | 75.58 | |
| Cbre Group Inc Cl A (CBRE) | 0.0 | $350k | 13k | 27.97 | |
| Acadia Healthcare (ACHC) | 0.0 | $743k | 15k | 49.53 | |
| Jive Software | 0.0 | $572k | 134k | 4.26 | |
| Delphi Automotive | 0.0 | $735k | 10k | 71.37 | |
| Wmi Holdings | 0.0 | $910k | 389k | 2.34 | |
| Tenet Healthcare Corporation (THC) | 0.0 | $600k | 27k | 22.64 | |
| Tri Pointe Homes (TPH) | 0.0 | $395k | 30k | 13.17 | |
| Liberty Global Inc Com Ser A | 0.0 | $968k | 28k | 34.18 | |
| Bioamber | 0.0 | $703k | 166k | 4.24 | |
| Envision Healthcare Hlds | 0.0 | $724k | 33k | 22.28 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $755k | 181k | 4.17 | |
| 0.0 | $650k | 28k | 23.05 | ||
| Cheniere Engy Ptnrs | 0.0 | $455k | 20k | 22.75 | |
| Aramark Hldgs (ARMK) | 0.0 | $913k | 24k | 38.04 | |
| Tpg Specialty Lnding Inc equity | 0.0 | $387k | 21k | 18.11 | |
| Fnf (FNF) | 0.0 | $469k | 13k | 36.89 | |
| Northstar Asset Management C | 0.0 | $660k | 51k | 12.94 | |
| Cdk Global Inc equities | 0.0 | $494k | 8.6k | 57.39 | |
| Liberty Broadband Corporation (LBRDA) | 0.0 | $826k | 12k | 70.13 | |
| Lamar Advertising Co-a (LAMR) | 0.0 | $502k | 7.7k | 65.36 | |
| Liberty Global | 0.0 | $461k | 16k | 28.06 | |
| Northstar Realty Finance | 0.0 | $554k | 42k | 13.16 | |
| Easterly Acquisition | 0.0 | $526k | 53k | 9.93 | |
| Liberty Media Corp Series C Li | 0.0 | $660k | 24k | 28.14 | |
| Cf Corporation | 0.0 | $943k | 93k | 10.19 | |
| Landcadia Holdings Inc unit | 0.0 | $482k | 47k | 10.26 | |
| CMS Energy Corporation (CMS) | 0.0 | $264k | 6.6k | 40.27 | |
| Affiliated Managers (AMG) | 0.0 | $215k | 1.5k | 144.88 | |
| Wal-Mart Stores (WMT) | 0.0 | $266k | 3.7k | 72.18 | |
| Great Plains Energy Incorporated | 0.0 | $271k | 11k | 25.42 | |
| International Paper Company (IP) | 0.0 | $240k | 5.0k | 48.00 | |
| Hanesbrands (HBI) | 0.0 | $254k | 10k | 25.27 | |
| Baker Hughes Incorporated | 0.0 | $202k | 4.0k | 50.50 | |
| ConocoPhillips (COP) | 0.0 | $210k | 4.8k | 43.55 | |
| DISH Network | 0.0 | $201k | 3.7k | 54.86 | |
| Halliburton Company (HAL) | 0.0 | $224k | 5.0k | 44.80 | |
| Praxair | 0.0 | $213k | 1.8k | 120.61 | |
| Unilever | 0.0 | $308k | 6.7k | 46.03 | |
| Xerox Corporation | 0.0 | $339k | 34k | 10.12 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $244k | 4.1k | 59.15 | |
| Murphy Oil Corporation (MUR) | 0.0 | $308k | 10k | 30.41 | |
| Lowe's Companies (LOW) | 0.0 | $236k | 3.3k | 72.28 | |
| Dr Pepper Snapple | 0.0 | $317k | 3.5k | 91.35 | |
| GATX Corporation (GATX) | 0.0 | $208k | 4.7k | 44.62 | |
| Xcel Energy (XEL) | 0.0 | $254k | 6.1k | 41.59 | |
| IRSA Inversiones Representaciones | 0.0 | $235k | 12k | 18.98 | |
| Calpine Corporation | 0.0 | $238k | 21k | 11.24 | |
| CNinsure | 0.0 | $301k | 39k | 7.69 | |
| Horsehead Holding | 0.0 | $2.7k | 136k | 0.02 | |
| Silicon Graphics International | 0.0 | $115k | 15k | 7.67 | |
| Great Lakes Dredge & Dock Corporation (GLDD) | 0.0 | $87k | 25k | 3.48 | |
| VeriFone Systems | 0.0 | $208k | 13k | 15.80 | |
| Allete (ALE) | 0.0 | $235k | 3.9k | 59.66 | |
| National Fuel Gas (NFG) | 0.0 | $210k | 3.9k | 54.18 | |
| Globalstar (GSAT) | 0.0 | $18k | 15k | 1.20 | |
| Technology SPDR (XLK) | 0.0 | $291k | 6.1k | 47.70 | |
| Medallion Financial (MFIN) | 0.0 | $63k | 15k | 4.23 | |
| Pzena Investment Management | 0.0 | $205k | 27k | 7.67 | |
| Nabors Industries | 0.0 | $233k | 19k | 12.15 | |
| SPDR KBW Bank (KBE) | 0.0 | $220k | 6.6k | 33.33 | |
| Templeton Dragon Fund (TDF) | 0.0 | $238k | 14k | 17.63 | |
| Alerian Mlp Etf | 0.0 | $222k | 18k | 12.70 | |
| Industries N shs - a - (LYB) | 0.0 | $242k | 3.0k | 80.67 | |
| TravelCenters of America | 0.0 | $72k | 10k | 7.20 | |
| Crystal Rock Holdings | 0.0 | $56k | 63k | 0.89 | |
| Western Asset Global High Income Fnd (EHI) | 0.0 | $186k | 18k | 10.22 | |
| Western Ast Clymr Infl Lkd Sc & Incm (WIA) | 0.0 | $166k | 15k | 11.43 | |
| Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) | 0.0 | $124k | 11k | 11.20 | |
| Semgroup Corp cl a | 0.0 | $256k | 7.2k | 35.38 | |
| Dreyfus High Yield Strategies Fund | 0.0 | $103k | 30k | 3.43 | |
| Wendy's/arby's Group (WEN) | 0.0 | $154k | 14k | 10.86 | |
| Level 3 Communications | 0.0 | $278k | 6.0k | 46.33 | |
| Wpp Plc- (WPP) | 0.0 | $283k | 2.4k | 117.92 | |
| Ak Steel Corp. conv | 0.0 | $119k | 100k | 1.19 | |
| Bioamber Inc wrt | 0.0 | $136k | 290k | 0.47 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.0 | $129k | 10k | 12.90 | |
| Navigator Holdings Ltd Com Stk (NVGS) | 0.0 | $79k | 11k | 7.18 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $0 | 25k | 0.00 | |
| Amber Road | 0.0 | $96k | 10k | 9.60 | |
| Newcastle Investment Corporati | 0.0 | $265k | 58k | 4.54 | |
| Zayo Group Hldgs | 0.0 | $223k | 7.5k | 29.73 | |
| Connecture | 0.0 | $104k | 56k | 1.87 | |
| Kraft Heinz (KHC) | 0.0 | $224k | 2.5k | 89.60 | |
| Bwx Technologies (BWXT) | 0.0 | $269k | 7.0k | 38.43 | |
| Tobira Therapeutics Inc Common Stock Usd 0.0001 | 0.0 | $287k | 7.2k | 39.71 | |
| Liberty Global | 0.0 | $247k | 8.9k | 27.63 | |
| Madison Square Garden Cl A (MSGS) | 0.0 | $209k | 1.2k | 169.37 | |
| Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $35k | 141k | 0.25 | |
| Gp Invts Acquisition Cor *w exp 99/99/999 | 0.0 | $28k | 42k | 0.67 | |
| Easterly Acquisition Corp *w exp 07/29/202 | 0.0 | $16k | 27k | 0.60 | |
| Northstar Realty Europe | 0.0 | $141k | 13k | 10.92 | |
| Avangrid (AGR) | 0.0 | $280k | 6.7k | 41.73 | |
| Onemain Holdings (OMF) | 0.0 | $309k | 10k | 30.90 | |
| Double Eagle Acquisition Cor | 0.0 | $317k | 32k | 9.89 | |
| Double Eagle Acquisition Cor *w exp 09/16/202 | 0.0 | $13k | 32k | 0.41 | |
| Gores Hldgs Inc *w exp 08/13/202 | 0.0 | $161k | 134k | 1.20 | |
| Pace Hldgs Corp *w exp 99/99/999 | 0.0 | $122k | 290k | 0.42 | |
| Liberty Media Corp Del Com Ser | 0.0 | $337k | 12k | 28.61 | |
| Liberty Media Corp Delaware Com C Braves Grp | 0.0 | $340k | 20k | 17.40 | |
| Silver Run Acquisition Corp *w exp 02/23/202 | 0.0 | $104k | 19k | 5.54 | |
| Commercehub Inc Com Ser A | 0.0 | $178k | 11k | 15.80 | |
| Pavmed | 0.0 | $314k | 22k | 14.01 | |
| Pavmed Inc *w exp 01/29/202 | 0.0 | $126k | 19k | 6.49 | |
| Ishare Rus2000 10/7/125 Put put | 0.0 | $298k | 2.0k | 149.00 |
