Levin Capital Strategies as of Dec. 31, 2016
Portfolio Holdings for Levin Capital Strategies
Levin Capital Strategies holds 303 positions in its portfolio as reported in the December 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Citigroup (C) | 6.0 | $348M | 5.8M | 59.43 | |
| Pfizer (PFE) | 4.6 | $270M | 8.3M | 32.48 | |
| Nokia Corporation (NOK) | 4.2 | $248M | 52M | 4.81 | |
| Occidental Petroleum Corporation (OXY) | 4.0 | $235M | 3.3M | 71.23 | |
| Cott Corp | 4.0 | $232M | 21M | 11.33 | |
| Intel Corporation (INTC) | 4.0 | $231M | 6.4M | 36.27 | |
| Dow Chemical Company | 3.5 | $201M | 3.5M | 57.22 | |
| Eaton (ETN) | 3.1 | $183M | 2.7M | 67.09 | |
| Chubb (CB) | 2.7 | $159M | 1.2M | 132.12 | |
| JPMorgan Chase & Co. (JPM) | 2.7 | $156M | 1.8M | 86.29 | |
| Pinnacle Foods Inc De | 2.6 | $153M | 2.9M | 53.45 | |
| Apple (AAPL) | 2.6 | $152M | 1.3M | 115.82 | |
| Morgan Stanley (MS) | 2.5 | $148M | 3.5M | 42.25 | |
| Monsanto Company | 2.4 | $142M | 1.3M | 105.21 | |
| Target Corporation (TGT) | 2.3 | $133M | 1.8M | 72.23 | |
| Huntington Bancshares Incorporated (HBAN) | 2.2 | $127M | 9.6M | 13.22 | |
| Hess (HES) | 2.1 | $120M | 1.9M | 62.29 | |
| McDonald's Corporation (MCD) | 2.0 | $119M | 979k | 121.72 | |
| E.I. du Pont de Nemours & Company | 2.0 | $117M | 1.6M | 73.40 | |
| Thermo Fisher Scientific (TMO) | 1.8 | $103M | 732k | 141.10 | |
| Covanta Holding Corporation | 1.7 | $99M | 6.3M | 15.84 | |
| Anadarko Petroleum Corporation | 1.4 | $84M | 1.2M | 69.73 | |
| CIGNA Corporation | 1.4 | $80M | 602k | 133.39 | |
| Synchrony Financial (SYF) | 1.3 | $73M | 2.0M | 36.27 | |
| Applied Materials (AMAT) | 1.2 | $71M | 2.2M | 32.27 | |
| Athene Holding Ltd Cl A | 1.2 | $69M | 1.4M | 47.99 | |
| Summit Matls Inc cl a (SUM) | 1.2 | $68M | 2.9M | 23.79 | |
| Milacron Holdings | 1.1 | $65M | 3.5M | 18.63 | |
| KKR & Co | 1.1 | $63M | 4.1M | 15.39 | |
| Verizon Communications (VZ) | 1.0 | $60M | 1.1M | 53.38 | |
| Zimmer Holdings (ZBH) | 1.0 | $57M | 556k | 103.20 | |
| Microsoft Corporation (MSFT) | 0.9 | $53M | 850k | 62.14 | |
| Johnson & Johnson (JNJ) | 0.9 | $51M | 440k | 115.21 | |
| Corning Incorporated (GLW) | 0.9 | $50M | 2.1M | 24.27 | |
| Bio-Rad Laboratories (BIO) | 0.8 | $49M | 268k | 182.28 | |
| Voya Financial (VOYA) | 0.8 | $48M | 1.2M | 39.22 | |
| Atkore Intl (ATKR) | 0.8 | $46M | 1.9M | 23.91 | |
| D Fluidigm Corp Del (LAB) | 0.7 | $42M | 5.8M | 7.28 | |
| CVS Caremark Corporation (CVS) | 0.7 | $41M | 524k | 78.91 | |
| Chevron Corporation (CVX) | 0.7 | $39M | 327k | 117.70 | |
| Bank of New York Mellon Corporation (BK) | 0.6 | $32M | 675k | 47.38 | |
| Allergan | 0.6 | $32M | 153k | 210.01 | |
| PerkinElmer (RVTY) | 0.5 | $32M | 606k | 52.15 | |
| General Electric Company | 0.5 | $31M | 970k | 31.60 | |
| Koninklijke Philips Electronics NV (PHG) | 0.5 | $29M | 957k | 30.57 | |
| Acushnet Holdings Corp (GOLF) | 0.5 | $29M | 1.5M | 19.71 | |
| Oracle Corporation (ORCL) | 0.5 | $28M | 736k | 38.45 | |
| Nrg Yield | 0.5 | $28M | 1.8M | 15.80 | |
| American Express Company (AXP) | 0.5 | $27M | 368k | 74.08 | |
| Baker Hughes Incorporated | 0.4 | $26M | 396k | 64.97 | |
| Nxp Semiconductors N V (NXPI) | 0.4 | $24M | 242k | 98.01 | |
| Nextera Energy (NEE) | 0.4 | $22M | 186k | 119.47 | |
| Sempra Energy (SRE) | 0.4 | $22M | 216k | 102.70 | |
| Coca-Cola Company (KO) | 0.4 | $22M | 521k | 41.46 | |
| Johnson Controls International Plc equity (JCI) | 0.4 | $21M | 520k | 41.19 | |
| Vornado Realty Trust (VNO) | 0.4 | $21M | 203k | 104.37 | |
| MTS Systems Corporation | 0.4 | $21M | 366k | 56.70 | |
| Golar Lng (GLNG) | 0.4 | $21M | 983k | 21.28 | |
| Northern Trust Corporation (NTRS) | 0.3 | $20M | 220k | 89.05 | |
| Gaslog | 0.3 | $19M | 1.2M | 16.10 | |
| Tribune Co New Cl A | 0.3 | $18M | 504k | 34.98 | |
| Spx Flow | 0.3 | $18M | 553k | 32.06 | |
| Time Warner | 0.3 | $16M | 162k | 96.53 | |
| International Business Machines (IBM) | 0.3 | $15M | 90k | 165.99 | |
| VMware | 0.3 | $15M | 191k | 78.73 | |
| Williams Companies (WMB) | 0.2 | $14M | 475k | 30.30 | |
| Stericycle (SRCL) | 0.2 | $13M | 173k | 77.04 | |
| Barrick Gold Corp (GOLD) | 0.2 | $13M | 796k | 15.98 | |
| Diageo (DEO) | 0.2 | $13M | 126k | 103.94 | |
| Loews Corporation (L) | 0.2 | $11M | 234k | 46.83 | |
| W.R. Grace & Co. | 0.2 | $11M | 167k | 67.64 | |
| New Senior Inv Grp | 0.2 | $11M | 1.1M | 9.79 | |
| Conyers Pk Acquisition unit 99/99/99991 | 0.2 | $11M | 1.0M | 10.85 | |
| Rouse Pptys | 0.2 | $10M | 561k | 18.25 | |
| Dell Technologies Inc Class V equity | 0.2 | $11M | 193k | 54.97 | |
| Becton, Dickinson and (BDX) | 0.2 | $10M | 61k | 165.55 | |
| Tejon Ranch Company (TRC) | 0.2 | $9.5M | 372k | 25.43 | |
| Brookdale Senior Living (BKD) | 0.1 | $9.0M | 721k | 12.42 | |
| Caterpillar (CAT) | 0.1 | $8.4M | 90k | 92.74 | |
| Darling International (DAR) | 0.1 | $8.0M | 619k | 12.91 | |
| FedEx Corporation (FDX) | 0.1 | $7.2M | 38k | 186.20 | |
| SPDR Gold Trust (GLD) | 0.1 | $6.7M | 61k | 109.60 | |
| Albemarle Corporation (ALB) | 0.1 | $7.2M | 84k | 86.08 | |
| Realogy Hldgs (HOUS) | 0.1 | $7.0M | 272k | 25.73 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $7.2M | 9.1k | 792.43 | |
| SPX Corporation | 0.1 | $6.5M | 276k | 23.72 | |
| American International (AIG) | 0.1 | $6.5M | 99k | 65.31 | |
| Electrum Spl Acquisition Cor unit 99/99/9999 | 0.1 | $6.3M | 618k | 10.13 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $6.6M | 8.6k | 771.84 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $5.7M | 84k | 67.59 | |
| Chemtura Corporation | 0.1 | $6.0M | 181k | 33.20 | |
| Devon Energy Corporation (DVN) | 0.1 | $5.4M | 118k | 45.67 | |
| Forest City Realty Trust Inc Class A | 0.1 | $5.1M | 247k | 20.84 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $4.4M | 27k | 162.99 | |
| Omni (OMC) | 0.1 | $4.5M | 53k | 85.12 | |
| Facebook Inc cl a (META) | 0.1 | $4.6M | 40k | 115.04 | |
| Blackstone | 0.1 | $4.1M | 152k | 27.03 | |
| Sealed Air (SEE) | 0.1 | $3.9M | 87k | 45.33 | |
| Procter & Gamble Company (PG) | 0.1 | $4.3M | 51k | 84.08 | |
| Yahoo! | 0.1 | $4.0M | 104k | 38.67 | |
| General Motors Company (GM) | 0.1 | $3.8M | 110k | 34.84 | |
| Pacific Biosciences of California (PACB) | 0.1 | $4.0M | 1.0M | 3.80 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $3.2M | 36k | 90.27 | |
| Delta Air Lines (DAL) | 0.1 | $3.5M | 71k | 49.19 | |
| Capital Senior Living Corporation | 0.1 | $3.6M | 224k | 16.05 | |
| Comcast Corporation (CMCSA) | 0.1 | $2.8M | 40k | 69.05 | |
| CBS Corporation | 0.1 | $2.7M | 42k | 63.61 | |
| Reynolds American | 0.1 | $3.2M | 57k | 56.04 | |
| PPL Corporation (PPL) | 0.1 | $2.8M | 83k | 33.60 | |
| Novagold Resources Inc Cad (NG) | 0.1 | $2.7M | 593k | 4.56 | |
| Liberty Global Inc C | 0.1 | $2.8M | 94k | 29.70 | |
| Nomad Foods (NOMD) | 0.1 | $2.7M | 280k | 9.57 | |
| Liberty Media Corp Delaware Com C Siriusxm | 0.1 | $2.6M | 78k | 33.91 | |
| Bank of America Corporation (BAC) | 0.0 | $2.5M | 112k | 22.10 | |
| Baxter International (BAX) | 0.0 | $2.6M | 59k | 44.34 | |
| United Parcel Service (UPS) | 0.0 | $2.3M | 20k | 114.66 | |
| At&t (T) | 0.0 | $2.2M | 52k | 42.52 | |
| Syngenta | 0.0 | $2.1M | 26k | 79.05 | |
| Rite Aid Corporation | 0.0 | $2.1M | 252k | 8.24 | |
| Energy Transfer Equity (ET) | 0.0 | $2.1M | 110k | 19.31 | |
| Boardwalk Pipeline Partners | 0.0 | $2.1M | 121k | 17.36 | |
| Ameres (AMRC) | 0.0 | $2.2M | 391k | 5.50 | |
| Kinder Morgan (KMI) | 0.0 | $2.6M | 124k | 20.71 | |
| Rexnord | 0.0 | $2.1M | 107k | 19.59 | |
| Noveliontherapeuti.. | 0.0 | $2.3M | 271k | 8.42 | |
| Discover Financial Services (DFS) | 0.0 | $1.8M | 25k | 72.08 | |
| Walt Disney Company (DIS) | 0.0 | $1.9M | 18k | 104.21 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $1.6M | 7.3k | 223.56 | |
| Staples | 0.0 | $1.8M | 203k | 9.05 | |
| CNA Financial Corporation (CNA) | 0.0 | $1.5M | 36k | 41.49 | |
| Farmer Brothers (FARM) | 0.0 | $1.8M | 48k | 36.71 | |
| Armstrong World Industries (AWI) | 0.0 | $1.8M | 44k | 41.81 | |
| Mondelez Int (MDLZ) | 0.0 | $1.8M | 40k | 44.32 | |
| Media Gen | 0.0 | $1.7M | 92k | 18.83 | |
| Medtronic (MDT) | 0.0 | $1.8M | 26k | 71.25 | |
| Hewlett Packard Enterprise (HPE) | 0.0 | $1.7M | 75k | 23.14 | |
| Pace Hldgs Corp cl a | 0.0 | $1.8M | 178k | 10.12 | |
| Cit | 0.0 | $1.0M | 24k | 42.68 | |
| Canadian Natl Ry (CNI) | 0.0 | $1.1M | 16k | 67.37 | |
| Costco Wholesale Corporation (COST) | 0.0 | $1.1M | 7.1k | 160.09 | |
| Home Depot (HD) | 0.0 | $904k | 6.7k | 134.08 | |
| Travelers Companies (TRV) | 0.0 | $1.4M | 12k | 122.46 | |
| Tiffany & Co. | 0.0 | $1.0M | 13k | 77.44 | |
| LifePoint Hospitals | 0.0 | $1.4M | 25k | 56.78 | |
| Universal Health Services (UHS) | 0.0 | $1.0M | 9.5k | 106.38 | |
| Air Products & Chemicals (APD) | 0.0 | $1.1M | 7.7k | 143.84 | |
| Honeywell International (HON) | 0.0 | $1.2M | 10k | 115.83 | |
| Schlumberger (SLB) | 0.0 | $1.4M | 16k | 83.92 | |
| Xerox Corporation | 0.0 | $873k | 100k | 8.73 | |
| Weyerhaeuser Company (WY) | 0.0 | $1.3M | 44k | 30.09 | |
| Alleghany Corporation | 0.0 | $1.0M | 1.7k | 608.20 | |
| Biogen Idec (BIIB) | 0.0 | $1.1M | 3.7k | 283.53 | |
| Harman International Industries | 0.0 | $1.0M | 9.3k | 111.17 | |
| Live Nation Entertainment (LYV) | 0.0 | $1.0M | 39k | 26.59 | |
| Amazon (AMZN) | 0.0 | $1.3M | 1.7k | 750.00 | |
| New York Times Company (NYT) | 0.0 | $1.1M | 83k | 13.30 | |
| Alere | 0.0 | $1.2M | 31k | 38.98 | |
| CBS Corporation | 0.0 | $913k | 14k | 64.80 | |
| Walker & Dunlop (WD) | 0.0 | $936k | 30k | 31.20 | |
| Prologis (PLD) | 0.0 | $1.4M | 26k | 52.81 | |
| Wmi Holdings | 0.0 | $921k | 594k | 1.55 | |
| Whitewave Foods | 0.0 | $1.2M | 21k | 55.61 | |
| Nanostring Technologies (NSTGQ) | 0.0 | $1000k | 45k | 22.30 | |
| Bioamber | 0.0 | $895k | 163k | 5.50 | |
| Aramark Hldgs (ARMK) | 0.0 | $1.2M | 33k | 35.73 | |
| Liberty Broadband Cl C (LBRDK) | 0.0 | $1.3M | 17k | 74.05 | |
| Hp (HPQ) | 0.0 | $1.1M | 75k | 14.83 | |
| Under Armour Inc Cl C (UA) | 0.0 | $896k | 36k | 25.17 | |
| Liberty Media Corp Delaware Com A Siriusxm | 0.0 | $931k | 27k | 34.50 | |
| Saban Cap Acquisition Corp unit 99/99/9999 | 0.0 | $1.4M | 130k | 10.40 | |
| BP (BP) | 0.0 | $539k | 14k | 37.38 | |
| NRG Energy (NRG) | 0.0 | $552k | 47k | 11.72 | |
| Fidelity National Information Services (FIS) | 0.0 | $454k | 6.0k | 75.67 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.0 | $470k | 8.6k | 54.87 | |
| Affiliated Managers (AMG) | 0.0 | $744k | 5.1k | 145.26 | |
| Brookfield Asset Management | 0.0 | $682k | 21k | 32.99 | |
| Cummins (CMI) | 0.0 | $560k | 4.1k | 136.75 | |
| Genuine Parts Company (GPC) | 0.0 | $410k | 4.3k | 95.50 | |
| Wells Fargo & Company (WFC) | 0.0 | $757k | 14k | 55.13 | |
| Emerson Electric (EMR) | 0.0 | $409k | 7.3k | 55.72 | |
| Kroger (KR) | 0.0 | $331k | 9.6k | 34.55 | |
| DISH Network | 0.0 | $386k | 6.7k | 57.92 | |
| General Mills (GIS) | 0.0 | $450k | 7.3k | 61.73 | |
| Pepsi (PEP) | 0.0 | $381k | 3.6k | 104.76 | |
| Unilever | 0.0 | $313k | 7.6k | 41.12 | |
| United Technologies Corporation | 0.0 | $406k | 3.7k | 109.73 | |
| American Electric Power Company (AEP) | 0.0 | $459k | 7.2k | 63.38 | |
| Murphy Oil Corporation (MUR) | 0.0 | $315k | 10k | 31.10 | |
| Anheuser-Busch InBev NV (BUD) | 0.0 | $422k | 4.0k | 105.50 | |
| SL Green Realty | 0.0 | $323k | 3.0k | 107.67 | |
| Discovery Communications | 0.0 | $618k | 23k | 26.79 | |
| Dr Pepper Snapple | 0.0 | $315k | 3.5k | 90.78 | |
| Cresud (CRESY) | 0.0 | $329k | 21k | 15.75 | |
| Entravision Communication (EVC) | 0.0 | $311k | 45k | 6.99 | |
| DepoMed | 0.0 | $856k | 48k | 18.02 | |
| Vail Resorts (MTN) | 0.0 | $518k | 3.2k | 161.37 | |
| VeriFone Systems | 0.0 | $292k | 17k | 17.75 | |
| Flowserve Corporation (FLS) | 0.0 | $410k | 8.5k | 48.08 | |
| Cheniere Energy (LNG) | 0.0 | $439k | 11k | 41.45 | |
| Apollo Investment | 0.0 | $320k | 55k | 5.86 | |
| Ball Corporation (BALL) | 0.0 | $563k | 7.5k | 75.07 | |
| Bank Of America Corporation warrant | 0.0 | $677k | 68k | 9.96 | |
| Pinnacle West Capital Corporation (PNW) | 0.0 | $373k | 4.9k | 76.92 | |
| Sensata Technologies Hldg Bv | 0.0 | $409k | 11k | 38.95 | |
| O'reilly Automotive (ORLY) | 0.0 | $494k | 1.8k | 278.15 | |
| General American Investors (GAM) | 0.0 | $676k | 22k | 31.20 | |
| Semgroup Corp cl a | 0.0 | $367k | 8.8k | 41.72 | |
| American Intl Group | 0.0 | $816k | 35k | 23.47 | |
| Hca Holdings (HCA) | 0.0 | $777k | 11k | 74.00 | |
| Level 3 Communications | 0.0 | $820k | 15k | 56.35 | |
| Jive Software | 0.0 | $584k | 134k | 4.35 | |
| Fiesta Restaurant | 0.0 | $631k | 21k | 29.85 | |
| Oaktree Cap | 0.0 | $726k | 19k | 37.51 | |
| Liberty Global Inc Com Ser A | 0.0 | $866k | 28k | 30.58 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $806k | 181k | 4.45 | |
| Fnf (FNF) | 0.0 | $432k | 13k | 33.98 | |
| Jd (JD) | 0.0 | $305k | 12k | 25.42 | |
| Northstar Asset Management C | 0.0 | $656k | 44k | 14.92 | |
| Smart & Final Stores | 0.0 | $358k | 25k | 14.12 | |
| Liberty Broadband Corporation (LBRDA) | 0.0 | $488k | 6.7k | 72.50 | |
| Lamar Advertising Co-a (LAMR) | 0.0 | $546k | 8.1k | 67.19 | |
| Bwx Technologies (BWXT) | 0.0 | $377k | 9.5k | 39.68 | |
| Liberty Global | 0.0 | $348k | 16k | 21.18 | |
| Seritage Growth Pptys Cl A (SRG) | 0.0 | $522k | 12k | 42.68 | |
| Northstar Realty Finance | 0.0 | $552k | 36k | 15.15 | |
| Gp Invts Acquisition Cor | 0.0 | $822k | 83k | 9.90 | |
| Easterly Acquisition | 0.0 | $522k | 53k | 9.86 | |
| Hubbell (HUBB) | 0.0 | $380k | 3.3k | 116.78 | |
| Liberty Media Corp Series C Li | 0.0 | $419k | 13k | 31.36 | |
| Liberty Media Corp Delaware Com C Braves Grp | 0.0 | $306k | 15k | 20.61 | |
| California Res Corp | 0.0 | $592k | 28k | 21.29 | |
| Cf Corporation | 0.0 | $843k | 81k | 10.47 | |
| Landcadia Holdings Inc unit | 0.0 | $408k | 39k | 10.38 | |
| Arconic | 0.0 | $805k | 43k | 18.53 | |
| Liberty Ventures - Ser A | 0.0 | $841k | 23k | 36.89 | |
| Lamb Weston Hldgs (LW) | 0.0 | $574k | 15k | 37.82 | |
| Liberty Expedia Holdings ser a | 0.0 | $358k | 9.0k | 39.69 | |
| Fanhua Inc -ads american depository receipt (FANH) | 0.0 | $324k | 39k | 8.28 | |
| Gty Technology Holdings Inc. unit 99/99/9999 | 0.0 | $630k | 60k | 10.50 | |
| CMS Energy Corporation (CMS) | 0.0 | $264k | 6.6k | 40.27 | |
| Goldman Sachs (GS) | 0.0 | $239k | 1.0k | 239.00 | |
| Great Plains Energy Incorporated | 0.0 | $271k | 11k | 25.42 | |
| Pitney Bowes (PBI) | 0.0 | $235k | 16k | 15.16 | |
| Comerica Incorporated (CMA) | 0.0 | $231k | 3.4k | 68.10 | |
| Hanesbrands (HBI) | 0.0 | $267k | 12k | 21.56 | |
| Potash Corp. Of Saskatchewan I | 0.0 | $181k | 10k | 18.10 | |
| ConocoPhillips (COP) | 0.0 | $242k | 4.8k | 50.19 | |
| Praxair | 0.0 | $207k | 1.8k | 117.21 | |
| Gilead Sciences (GILD) | 0.0 | $225k | 3.1k | 71.47 | |
| Lowe's Companies (LOW) | 0.0 | $232k | 3.3k | 71.06 | |
| Advance Auto Parts (AAP) | 0.0 | $219k | 1.3k | 169.50 | |
| ConAgra Foods (CAG) | 0.0 | $246k | 6.2k | 39.57 | |
| GATX Corporation (GATX) | 0.0 | $287k | 4.7k | 61.56 | |
| Xcel Energy (XEL) | 0.0 | $206k | 5.0k | 41.59 | |
| IRSA Inversiones Representaciones | 0.0 | $273k | 15k | 18.47 | |
| Choice Hotels International (CHH) | 0.0 | $229k | 4.1k | 55.99 | |
| Calpine Corporation | 0.0 | $288k | 26k | 11.24 | |
| ON Semiconductor (ON) | 0.0 | $159k | 13k | 12.72 | |
| Great Lakes Dredge & Dock Corporation (GLDD) | 0.0 | $76k | 18k | 4.22 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.0 | $215k | 845.00 | 254.44 | |
| Allete (ALE) | 0.0 | $253k | 3.9k | 64.23 | |
| National Fuel Gas (NFG) | 0.0 | $220k | 3.9k | 56.76 | |
| Dollar General (DG) | 0.0 | $222k | 3.0k | 74.07 | |
| SPDR KBW Bank (KBE) | 0.0 | $287k | 6.6k | 43.48 | |
| Templeton Dragon Fund (TDF) | 0.0 | $221k | 14k | 16.37 | |
| Alerian Mlp Etf | 0.0 | $220k | 18k | 12.59 | |
| TravelCenters of America | 0.0 | $142k | 20k | 7.10 | |
| Crystal Rock Holdings | 0.0 | $65k | 80k | 0.82 | |
| Western Asset Global High Income Fnd (EHI) | 0.0 | $179k | 18k | 9.83 | |
| Western Ast Clymr Infl Lkd Sc & Incm (WIA) | 0.0 | $167k | 15k | 11.50 | |
| Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) | 0.0 | $123k | 11k | 11.11 | |
| Dreyfus High Yield Strategies Fund | 0.0 | $101k | 30k | 3.37 | |
| Pandora Media | 0.0 | $177k | 14k | 13.01 | |
| Cbre Group Inc Cl A (CBRE) | 0.0 | $268k | 8.5k | 31.48 | |
| Delphi Automotive | 0.0 | $256k | 3.8k | 67.39 | |
| Cempra | 0.0 | $88k | 32k | 2.79 | |
| Wpp Plc- (WPP) | 0.0 | $266k | 2.4k | 110.83 | |
| Bioamber Inc wrt | 0.0 | $189k | 270k | 0.70 | |
| Advaxis | 0.0 | $86k | 12k | 7.12 | |
| 0.0 | $249k | 15k | 16.27 | ||
| Perrigo Company (PRGO) | 0.0 | $243k | 2.9k | 83.30 | |
| Navigator Holdings Ltd Com Stk (NVGS) | 0.0 | $102k | 11k | 9.27 | |
| Community Health Sys Inc New right 01/27/2016 | 0.0 | $0 | 25k | 0.00 | |
| Cdk Global Inc equities | 0.0 | $281k | 4.7k | 59.74 | |
| Metaldyne Performance Group, I | 0.0 | $227k | 9.9k | 22.94 | |
| Electrum Spl Acquisition Cor | 0.0 | $236k | 24k | 9.89 | |
| Electrum Spl Acquisition Cor *w exp 99/99/999 | 0.0 | $40k | 141k | 0.28 | |
| Gp Invts Acquisition Cor *w exp 99/99/999 | 0.0 | $18k | 41k | 0.44 | |
| Northstar Realty Europe | 0.0 | $139k | 11k | 12.61 | |
| Fuelcell Energy | 0.0 | $30k | 17k | 1.75 | |
| Avangrid (AGR) | 0.0 | $201k | 5.3k | 37.86 | |
| Double Eagle Acquisition Cor | 0.0 | $244k | 25k | 9.89 | |
| Double Eagle Acquisition Cor *w exp 09/16/202 | 0.0 | $15k | 32k | 0.47 | |
| Pace Hldgs Corp *w exp 99/99/999 | 0.0 | $174k | 290k | 0.60 | |
| Liberty Media Corp Del Com Ser | 0.0 | $211k | 6.7k | 31.35 | |
| Commercehub Inc Com Ser A | 0.0 | $169k | 11k | 15.00 | |
| Pavmed | 0.0 | $155k | 22k | 6.92 | |
| Gores Hldin-cw20 equity wrt | 0.0 | $225k | 128k | 1.75 | |
| Pavmed Inc *w exp 01/29/202 | 0.0 | $113k | 19k | 5.82 | |
| Yum China Holdings (YUMC) | 0.0 | $204k | 7.8k | 26.12 | |
| Drive Shack (DSHK) | 0.0 | $194k | 52k | 3.77 | |
| Cowen Group Inc New Cl A | 0.0 | $217k | 14k | 15.50 | |
| Centennial Resource Dev Inc *w exp 02/23/202 | 0.0 | $158k | 19k | 8.42 |
