Mariner Wealth Advisors

Mariner Wealth Advisors as of Sept. 30, 2014

Portfolio Holdings for Mariner Wealth Advisors

Mariner Wealth Advisors holds 341 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard REIT ETF (VNQ) 9.3 $83M 1.2M 71.85
Baidu (BIDU) 8.2 $73M 334k 218.23
iShares S&P 500 Index (IVV) 4.7 $42M 210k 198.26
iShares MSCI EAFE Index Fund (EFA) 3.9 $35M 546k 64.12
MarkWest Energy Partners 3.4 $31M 399k 76.87
iShares S&P MidCap 400 Index (IJH) 2.7 $24M 174k 136.74
Ega Emerging Global Shs Tr egshare em dom 2.4 $22M 920k 23.70
Spdr S&p 500 Etf (SPY) 2.3 $21M 105k 197.03
PowerShares FTSE RAFI US 1500 Small-Mid 1.9 $17M 185k 94.01
Exxon Mobil Corporation (XOM) 1.9 $17M 176k 94.05
Apple (AAPL) 1.7 $15M 148k 100.75
Williams Companies (WMB) 1.5 $13M 236k 55.37
Weyerhaeuser Company (WY) 1.3 $11M 358k 31.86
iShares Russell 1000 Value Index (IWD) 1.3 $11M 113k 100.09
Powershares Senior Loan Portfo mf 1.3 $11M 463k 24.29
United Parcel Service (UPS) 1.2 $10M 106k 98.29
Ishares Inc em mkt min vol (EEMV) 1.1 $10M 168k 59.80
Berkshire Hathaway (BRK.B) 1.1 $9.7M 71k 138.15
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 1.1 $9.6M 92k 105.28
Hormel Foods Corporation (HRL) 1.1 $9.6M 186k 51.39
Heartland Payment Systems 1.0 $9.1M 190k 47.72
Jp Morgan Alerian Mlp Index (AMJ) 1.0 $9.0M 169k 53.05
Tortoise Energy Infrastructure 0.9 $7.8M 163k 48.10
Ishares Tr usa min vo (USMV) 0.9 $7.7M 203k 37.68
iShares S&P 500 Value Index (IVE) 0.8 $7.4M 82k 90.07
iShares Dow Jones Select Dividend (DVY) 0.8 $7.4M 100k 73.89
iShares MSCI Emerging Markets Indx (EEM) 0.8 $7.3M 175k 41.56
iShares Russell Midcap Index Fund (IWR) 0.8 $7.3M 46k 158.35
Wisdomtree Tr intl hedge eqt (HEDJ) 0.8 $7.0M 120k 57.78
Johnson & Johnson (JNJ) 0.8 $6.8M 64k 106.58
Vanguard Health Care ETF (VHT) 0.7 $6.5M 56k 116.99
Procter & Gamble Company (PG) 0.7 $5.9M 71k 83.80
AutoNation (AN) 0.6 $5.0M 100k 50.31
Wells Fargo & Company (WFC) 0.6 $4.9M 95k 51.87
iShares Russell 1000 Growth Index (IWF) 0.5 $4.7M 51k 91.62
Kansas City Southern 0.5 $4.5M 37k 121.19
General Electric Company 0.5 $4.4M 172k 25.62
ConocoPhillips (COP) 0.5 $4.3M 56k 76.50
Vanguard Dividend Appreciation ETF (VIG) 0.5 $4.2M 55k 76.94
Schwab Strategic Tr us lrg cap etf (SCHX) 0.5 $4.0M 85k 46.97
Qualcomm (QCOM) 0.4 $3.8M 51k 74.79
Walt Disney Company (DIS) 0.4 $3.8M 42k 89.02
Chevron Corporation (CVX) 0.4 $3.7M 31k 119.36
WisdomTree Emerging Markets Eq (DEM) 0.4 $3.6M 76k 47.78
JPMorgan Chase & Co. (JPM) 0.4 $3.6M 59k 60.24
SPDR Barclays Capital High Yield B 0.4 $3.4M 84k 40.18
Cerner Corporation 0.4 $3.2M 53k 59.57
Vanguard European ETF (VGK) 0.3 $3.0M 55k 55.12
WisdomTree Japan Total Dividend (DXJ) 0.3 $3.1M 59k 52.32
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.3 $2.9M 47k 61.31
Union Pacific Corporation (UNP) 0.3 $2.8M 26k 108.43
National-Oilwell Var 0.3 $2.9M 38k 76.12
Gilead Sciences (GILD) 0.3 $2.9M 27k 106.45
EMC Corporation 0.3 $2.8M 97k 29.25
Google 0.3 $2.7M 4.7k 588.73
FMC Corporation (FMC) 0.3 $2.7M 48k 57.18
Berkshire Hathaway (BRK.A) 0.3 $2.7M 13.00 206833.33
Express Scripts Holding 0.3 $2.7M 38k 70.62
Cognizant Technology Solutions (CTSH) 0.3 $2.6M 57k 44.77
Schlumberger (SLB) 0.3 $2.6M 26k 101.64
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.3 $2.5M 51k 48.51
Ishares msci uk 0.3 $2.5M 127k 19.38
Wal-Mart Stores (WMT) 0.3 $2.4M 32k 76.46
Intel Corporation (INTC) 0.3 $2.4M 69k 34.82
United Technologies Corporation 0.3 $2.4M 23k 105.61
Nike (NKE) 0.3 $2.4M 27k 89.19
Williams Partners 0.3 $2.3M 44k 53.04
Technology SPDR (XLK) 0.3 $2.4M 59k 39.91
At&t (T) 0.2 $2.2M 62k 35.25
Pepsi (PEP) 0.2 $2.2M 24k 93.08
Walgreen Company 0.2 $2.2M 37k 59.23
Jones Lang LaSalle Incorporated (JLL) 0.2 $2.2M 18k 126.34
iShares Dow Jones US Industrial (IYJ) 0.2 $2.2M 22k 101.13
M&T Bank Corporation (MTB) 0.2 $2.2M 18k 123.27
Visa (V) 0.2 $2.1M 9.8k 213.28
iShares Gold Trust 0.2 $2.2M 186k 11.70
Caterpillar (CAT) 0.2 $2.0M 21k 99.06
Oge Energy Corp (OGE) 0.2 $2.0M 55k 37.12
iShares S&P NA Tech. Sec. Idx (IGM) 0.2 $2.1M 21k 97.91
3M Company (MMM) 0.2 $1.9M 14k 141.81
Colgate-Palmolive Company (CL) 0.2 $2.0M 30k 65.23
Oneok (OKE) 0.2 $2.0M 30k 65.42
Schwab U S Large Cap Growth ETF (SCHG) 0.2 $1.9M 39k 49.25
Bank of America Corporation (BAC) 0.2 $1.9M 110k 17.05
Coach 0.2 $1.9M 53k 35.61
Stericycle (SRCL) 0.2 $1.9M 16k 116.61
WABCO Holdings 0.2 $1.9M 21k 90.94
Suburban Propane Partners (SPH) 0.2 $1.8M 41k 44.56
Vanguard Information Technology ETF (VGT) 0.2 $1.8M 18k 100.02
Microsoft Corporation (MSFT) 0.2 $1.8M 39k 46.35
Pfizer (PFE) 0.2 $1.8M 61k 29.57
V.F. Corporation (VFC) 0.2 $1.8M 27k 66.04
iShares Dow Jones US Real Estate (IYR) 0.2 $1.8M 26k 69.18
Vanguard Total Stock Market ETF (VTI) 0.2 $1.8M 17k 101.23
iShares MSCI Pacific ex-Japan Idx (EPP) 0.2 $1.8M 39k 46.08
Mead Johnson Nutrition 0.2 $1.7M 17k 96.20
Ishares Inc core msci emkt (IEMG) 0.2 $1.7M 33k 50.03
Perrigo Company (PRGO) 0.2 $1.7M 11k 150.17
Fidelity msci finls idx (FNCL) 0.2 $1.7M 61k 27.18
Cummins (CMI) 0.2 $1.6M 12k 131.93
Capital One Financial (COF) 0.2 $1.6M 19k 81.67
priceline.com Incorporated 0.2 $1.6M 1.4k 1158.83
iShares S&P MidCap 400 Growth (IJK) 0.2 $1.6M 10k 151.50
Ishares S&p Amt-free Municipal 0.2 $1.6M 64k 25.59
Coca-Cola Company (KO) 0.2 $1.5M 35k 42.64
Verizon Communications (VZ) 0.2 $1.6M 31k 49.99
eBay (EBAY) 0.2 $1.5M 27k 56.63
International Business Machines (IBM) 0.2 $1.5M 8.0k 189.82
Prosperity Bancshares (PB) 0.2 $1.5M 27k 57.17
Alexion Pharmaceuticals 0.2 $1.5M 9.0k 165.78
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.2 $1.6M 23k 68.71
Google Inc Class C 0.2 $1.5M 2.6k 577.73
LKQ Corporation (LKQ) 0.2 $1.5M 55k 26.60
Varian Medical Systems 0.2 $1.4M 17k 80.14
Oneok Partners 0.2 $1.4M 26k 55.94
Claymore Beacon Global Timber Index 0.2 $1.4M 59k 23.51
iShares 2016 S&P AMT-Free Mun Ser ETF 0.2 $1.4M 27k 53.46
Ishares Tr 2017 s^p amtfr 0.2 $1.5M 27k 55.18
Schwab Strategic Tr cmn (SCHV) 0.2 $1.4M 34k 42.66
Monsanto Company 0.1 $1.4M 12k 112.55
Helmerich & Payne (HP) 0.1 $1.3M 14k 97.88
Starbucks Corporation (SBUX) 0.1 $1.3M 17k 75.49
Verisk Analytics (VRSK) 0.1 $1.3M 22k 60.83
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $1.4M 152k 8.93
iShares MSCI ACWI Index Fund (ACWI) 0.1 $1.4M 23k 58.91
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.1 $1.3M 52k 25.78
iShares MSCI Japan Index 0.1 $1.2M 105k 11.77
Commerce Bancshares (CBSH) 0.1 $1.3M 28k 44.65
Energy Transfer Equity (ET) 0.1 $1.3M 21k 61.69
Magellan Midstream Partners 0.1 $1.3M 15k 84.20
PowerShares QQQ Trust, Series 1 0.1 $1.3M 13k 98.73
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $1.3M 12k 103.63
iShares Barclays TIPS Bond Fund (TIP) 0.1 $1.2M 11k 112.04
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $1.3M 33k 39.50
Schwab International Equity ETF (SCHF) 0.1 $1.3M 41k 31.04
Ishares Tr 2018 cp tm etf 0.1 $1.2M 12k 102.82
Microchip Technology (MCHP) 0.1 $1.2M 25k 47.29
SYSCO Corporation (SYY) 0.1 $1.2M 32k 38.01
AmerisourceBergen (COR) 0.1 $1.2M 15k 77.29
Plum Creek Timber 0.1 $1.2M 31k 39.03
Phillips 66 (PSX) 0.1 $1.2M 15k 81.34
I Shares 2019 Etf 0.1 $1.2M 47k 25.44
MasterCard Incorporated (MA) 0.1 $1.0M 14k 73.94
McDonald's Corporation (MCD) 0.1 $1.1M 11k 94.80
Thermo Fisher Scientific (TMO) 0.1 $1.1M 9.0k 121.70
Occidental Petroleum Corporation (OXY) 0.1 $1.1M 11k 96.20
Enterprise Products Partners (EPD) 0.1 $1.1M 27k 40.32
Andersons (ANDE) 0.1 $1.1M 17k 62.86
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $1.0M 14k 73.38
Ishares Tr 2016 cp tm etf 0.1 $1.0M 10k 101.21
Crestwood Midstream Partners 0.1 $1.0M 46k 22.67
Crestwood Eqty Ptrns Lp equs 0.1 $1.1M 104k 10.57
Kimberly-Clark Corporation (KMB) 0.1 $984k 9.1k 107.60
General Mills (GIS) 0.1 $1.0M 20k 50.43
Energy Transfer Partners 0.1 $995k 16k 63.98
iShares MSCI Canada Index (EWC) 0.1 $993k 32k 30.68
Wpx Energy 0.1 $943k 39k 24.05
Spdr Short-term High Yield mf (SJNK) 0.1 $1.0M 34k 29.94
Ishares Corporate Bond Etf 202 0.1 $970k 9.3k 104.55
Ishares Tr 2020 cp tm etf 0.1 $1.0M 9.8k 104.19
Eli Lilly & Co. (LLY) 0.1 $863k 13k 64.88
Otter Tail Corporation (OTTR) 0.1 $925k 35k 26.65
iShares Russell Midcap Growth Idx. (IWP) 0.1 $867k 9.8k 88.39
Alerian Mlp Etf 0.1 $912k 48k 19.17
PowerShares India Portfolio 0.1 $922k 43k 21.67
iShares Dow Jones US Healthcare (IYH) 0.1 $865k 6.4k 134.40
Tortoise MLP Fund 0.1 $880k 30k 29.04
Cisco Systems (CSCO) 0.1 $767k 31k 25.16
Merck & Co (MRK) 0.1 $765k 13k 59.30
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $784k 7.3k 107.28
Ishares Tr s^p gtfidx etf (WOOD) 0.1 $835k 17k 49.30
American Express Company (AXP) 0.1 $731k 8.3k 87.56
Waste Management (WM) 0.1 $741k 16k 47.49
Automatic Data Processing (ADP) 0.1 $701k 8.4k 83.17
Boeing Company (BA) 0.1 $713k 5.6k 127.29
Altria (MO) 0.1 $677k 15k 45.95
Amgen (AMGN) 0.1 $751k 5.3k 140.42
Stryker Corporation (SYK) 0.1 $717k 8.9k 80.83
Oracle Corporation (ORCL) 0.1 $705k 18k 38.32
iShares Lehman Aggregate Bond (AGG) 0.1 $684k 6.3k 109.18
iShares Russell Midcap Value Index (IWS) 0.1 $686k 9.8k 70.04
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $740k 29k 25.36
Citigroup (C) 0.1 $740k 14k 51.84
Ngl Energy Partners Lp Com Uni (NGL) 0.1 $678k 17k 39.37
Health Care SPDR (XLV) 0.1 $649k 10k 63.94
Sonic Corporation 0.1 $634k 28k 22.37
PowerShares DB Com Indx Trckng Fund 0.1 $605k 26k 23.21
Energy Select Sector SPDR (XLE) 0.1 $596k 6.6k 90.56
Alere 0.1 $640k 17k 38.79
Wabash National Corporation (WNC) 0.1 $666k 50k 13.32
Alliance Resource Partners (ARLP) 0.1 $638k 15k 42.82
Kinder Morgan Energy Partners 0.1 $620k 6.7k 93.24
Materials SPDR (XLB) 0.1 $597k 12k 49.59
Unit Corporation 0.1 $615k 11k 58.67
Consumer Discretionary SPDR (XLY) 0.1 $615k 9.2k 66.67
Valeant Pharmaceuticals Int 0.1 $581k 4.4k 131.15
iShares S&P SmallCap 600 Index (IJR) 0.1 $652k 6.3k 104.19
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $666k 49k 13.53
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $588k 12k 47.97
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $635k 12k 52.82
U.S. Bancorp (USB) 0.1 $546k 13k 41.83
DST Systems 0.1 $562k 6.7k 83.94
Mattel (MAT) 0.1 $504k 16k 30.67
E.I. du Pont de Nemours & Company 0.1 $493k 6.9k 71.85
Anadarko Petroleum Corporation 0.1 $574k 5.7k 101.44
Ford Motor Company (F) 0.1 $554k 37k 14.80
Valley National Ban (VLY) 0.1 $564k 58k 9.69
Amazon (AMZN) 0.1 $501k 1.6k 322.19
Industrial SPDR (XLI) 0.1 $557k 11k 53.16
Graphic Packaging Holding Company (GPK) 0.1 $497k 40k 12.42
Rayonier (RYN) 0.1 $551k 18k 31.12
Consumer Staples Select Sect. SPDR (XLP) 0.1 $567k 13k 45.11
Financial Select Sector SPDR (XLF) 0.1 $570k 25k 23.19
Utilities SPDR (XLU) 0.1 $539k 13k 42.11
SPDR S&P Emerging Latin America 0.1 $527k 8.6k 61.28
Intl Fcstone 0.1 $532k 31k 17.32
Schwab Strategic Tr us aggregate b (SCHZ) 0.1 $512k 9.9k 51.78
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $524k 14k 38.58
Facebook Inc cl a (META) 0.1 $552k 7.0k 79.05
BP (BP) 0.1 $443k 10k 43.87
Time Warner 0.1 $406k 5.4k 75.28
Costco Wholesale Corporation (COST) 0.1 $460k 3.7k 125.41
Bristol Myers Squibb (BMY) 0.1 $455k 8.9k 51.15
CVS Caremark Corporation (CVS) 0.1 $432k 5.4k 79.63
Philip Morris International (PM) 0.1 $429k 5.1k 83.35
American Electric Power Company (AEP) 0.1 $425k 8.1k 52.21
Sempra Energy (SRE) 0.1 $415k 3.9k 105.25
iShares Russell 2000 Index (IWM) 0.1 $433k 4.0k 109.23
American International (AIG) 0.1 $475k 8.8k 53.98
iShares S&P 500 Growth Index (IVW) 0.1 $460k 4.3k 106.75
iShares Dow Jones US Tele (IYZ) 0.1 $467k 16k 29.93
Kinder Morgan (KMI) 0.1 $469k 12k 38.33
Sch Us Mid-cap Etf etf (SCHM) 0.1 $448k 12k 38.71
Schwab Strategic Tr us reit etf (SCHH) 0.1 $435k 13k 34.07
Rait Financial Trust - Putable At 100 conv bond 0.1 $425k 340k 1.25
Abbvie (ABBV) 0.1 $444k 7.7k 57.74
Corenergy Infrastructure Tr 0.1 $408k 55k 7.48
Intercontinental Exchange (ICE) 0.1 $449k 2.3k 195.22
Home Depot (HD) 0.0 $344k 3.7k 91.78
Abbott Laboratories (ABT) 0.0 $380k 9.1k 41.57
Acxiom Corporation 0.0 $363k 22k 16.53
Honeywell International (HON) 0.0 $325k 3.5k 93.23
Target Corporation (TGT) 0.0 $365k 5.8k 62.62
UnitedHealth (UNH) 0.0 $357k 4.1k 86.29
Biogen Idec (BIIB) 0.0 $366k 1.1k 331.22
Clorox Company (CLX) 0.0 $349k 3.6k 96.12
Westar Energy 0.0 $357k 11k 34.12
SPDR Gold Trust (GLD) 0.0 $366k 3.1k 116.30
BOK Financial Corporation (BOKF) 0.0 $354k 5.3k 66.40
Zions Bancorporation (ZION) 0.0 $388k 13k 29.06
Targa Resources Partners 0.0 $348k 4.8k 72.26
Celgene Corporation 0.0 $393k 4.1k 94.79
UMB Financial Corporation (UMBF) 0.0 $331k 6.1k 54.61
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $361k 3.1k 118.13
iShares Russell 2000 Value Index (IWN) 0.0 $334k 3.6k 93.64
iShares Russell 2000 Growth Index (IWO) 0.0 $375k 2.9k 129.62
iShares S&P SmallCap 600 Growth (IJT) 0.0 $355k 3.2k 112.70
DNP Select Income Fund (DNP) 0.0 $336k 33k 10.11
Jefferies Group Inc New dbcv 3.875%11/0 0.0 $313k 295k 1.06
General Motors Company (GM) 0.0 $350k 11k 31.96
Nuveen Quality Pref. Inc. Fund II 0.0 $370k 43k 8.70
USD.001 Atlas Energy Lp ltd part 0.0 $313k 7.1k 44.00
Aon 0.0 $333k 3.8k 87.59
Pimco Total Return Etf totl (BOND) 0.0 $320k 2.9k 108.73
Auxilium Pharmaceuticals note 0.0 $346k 260k 1.33
Aratana Therapeutics 0.0 $315k 31k 10.05
Two Riv Ban 0.0 $353k 44k 7.94
Chubb Corporation 0.0 $277k 3.0k 91.18
Stillwater Mng Co note 1.875% 3/1 0.0 $225k 230k 0.98
BlackRock (BLK) 0.0 $249k 757.00 328.93
Dominion Resources (D) 0.0 $255k 3.7k 69.18
Transocean (RIG) 0.0 $301k 9.4k 31.99
Emerson Electric (EMR) 0.0 $303k 4.8k 62.60
TJX Companies (TJX) 0.0 $224k 3.8k 59.04
Southern Company (SO) 0.0 $271k 6.2k 43.69
Fifth Third Ban (FITB) 0.0 $245k 12k 19.99
MFS Intermediate Income Trust (MIN) 0.0 $250k 50k 5.01
General Cable Corp Del New frnt 4.500% 11/1 0.0 $238k 340k 0.70
First Horizon National Corporation (FHN) 0.0 $288k 23k 12.29
Oshkosh Corporation (OSK) 0.0 $260k 5.9k 44.07
Plains All American Pipeline (PAA) 0.0 $299k 5.1k 58.82
Regency Energy Partners 0.0 $257k 7.9k 32.63
Towers Watson & Co 0.0 $257k 2.6k 99.57
Willbros 0.0 $235k 28k 8.34
Royal Bank of Scotland 0.0 $239k 20k 11.95
Vanguard Emerging Markets ETF (VWO) 0.0 $228k 5.5k 41.72
Cohen & Steers Quality Income Realty (RQI) 0.0 $239k 23k 10.64
Capitol Federal Financial (CFFN) 0.0 $308k 26k 11.82
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $269k 3.2k 84.62
Tortoise Pwr & Energy (TPZ) 0.0 $274k 9.8k 28.07
Vanguard Mid-Cap Growth ETF (VOT) 0.0 $296k 3.1k 96.29
PowerShares Nasdaq Internet Portfol 0.0 $235k 3.4k 68.33
Tortoise Pipeline & Energy 0.0 $239k 6.9k 34.39
Duke Energy (DUK) 0.0 $234k 3.1k 74.86
Tortoise Energy equity 0.0 $240k 9.7k 24.68
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.0 $261k 9.6k 27.11
Kb Home note 0.0 $298k 310k 0.96
Titan Machy Inc note 3.750% 5/0 0.0 $270k 350k 0.77
Prospect Capital Corporati mtnf 5.375% 0.0 $275k 270k 1.02
Science App Int'l (SAIC) 0.0 $305k 6.9k 44.17
Fs Investment Corporation 0.0 $262k 24k 10.76
Citizens Financial (CFG) 0.0 $234k 10k 23.40
Comcast Corporation (CMCSA) 0.0 $206k 3.8k 53.66
CSX Corporation (CSX) 0.0 $204k 6.4k 32.03
AFLAC Incorporated (AFL) 0.0 $212k 3.6k 58.29
Dow Chemical Company 0.0 $206k 3.9k 52.35
Mylan 0.0 $207k 4.6k 45.44
Jacobs Engineering 0.0 $203k 4.2k 48.92
iShares Russell 1000 Index (IWB) 0.0 $204k 1.9k 110.03
Morgans Hotel 0.0 $161k 20k 8.05
Potlatch Corporation (PCH) 0.0 $200k 5.0k 40.16
Vanguard Small-Cap Growth ETF (VBK) 0.0 $206k 1.7k 120.40
iShares Dow Jones US Financial (IYF) 0.0 $221k 2.6k 83.62
Nuveen Quality Preferred Income Fund 0.0 $155k 19k 8.13
Nuveen Diversified Dividend & Income 0.0 $200k 17k 11.66
Nuveen Insured Municipal Opp. Fund 0.0 $207k 15k 14.25
Duff & Phelps Utility & Corp Bond Trust 0.0 $163k 17k 9.79
Nuveen Dividend Advantage Municipal Fd 2 0.0 $167k 12k 13.93
PowerShares Dividend Achievers 0.0 $209k 10k 20.89
WisdomTree Europe SmallCap Div (DFE) 0.0 $208k 4.0k 52.51
Nuveen Performance Plus Municipal Fund 0.0 $197k 14k 14.50
Dendreon Corp note 0.0 $190k 275k 0.69
American Realty Capital Prop 0.0 $211k 18k 12.07
Xylem (XYL) 0.0 $207k 5.8k 35.55
Rose Rock Midstream 0.0 $203k 3.4k 59.27
Broadsoft Inc. 1.5% 07/01/2018 conv 0.0 $176k 180k 0.98
Powershares S&p 500 0.0 $215k 7.0k 30.71
One Gas (OGS) 0.0 $205k 6.0k 34.20
Coeur D Alene Mines Corp Ida note 3.250% 3/1 0.0 $125k 125k 1.00
Banco Santander (SAN) 0.0 $106k 11k 9.49
Prospect Capital Corporation (PSEC) 0.0 $109k 11k 9.93
BlackRock Income Trust 0.0 $128k 20k 6.37
Nuveen Muni Value Fund (NUV) 0.0 $94k 10k 9.40
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $120k 13k 9.23
Renewable Energy 0.0 $125k 12k 10.14
Cenveo Corp conv bnd 0.0 $98k 95k 1.03
Sirius Xm Holdings (SIRI) 0.0 $53k 15k 3.51
Rait Financial Trust note 4.000%10/0 0.0 $47k 50k 0.93
Alaska Communications Systems conv 0.0 $112k 140k 0.80
Acura Pharmaceuticals 0.0 $33k 42k 0.79
Gulf Coast Ultra Deep Royalty (GULTU) 0.0 $23k 12k 2.00