Prospera Financial Services

Prospera Financial Services as of June 30, 2015

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 301 positions in its portfolio as reported in the June 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 19.1 $80M 3.3M 24.42
Powershares Etf Tr Ii s^p500 low vol 6.7 $28M 767k 36.64
PowerShares DWA Technical Ldrs Pf 6.1 $26M 596k 43.04
iShares Lehman Aggregate Bond (AGG) 2.5 $11M 96k 108.78
Consumer Discretionary SPDR (XLY) 1.7 $7.3M 95k 76.48
Rydex S&P Equal Weight ETF 1.7 $7.1M 89k 79.81
SPDR Nuveen Barclays Capital Municpl Bnd 1.4 $6.1M 256k 23.72
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 1.4 $5.8M 190k 30.60
SPDR Barclays Capital Inter Term (SPTI) 1.4 $5.9M 98k 60.05
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 1.4 $5.8M 170k 33.97
iShares S&P US Pref Stock Idx Fnd (PFF) 1.2 $5.2M 133k 39.17
Apple (AAPL) 1.2 $5.1M 44k 117.95
iShares Dow Jones US Financial (IYF) 1.1 $4.7M 53k 89.74
iShares Dow Jones US Healthcare (IYH) 1.1 $4.5M 28k 158.72
iShares Dow Jones US Energy Sector (IYE) 1.0 $4.3M 102k 42.38
Altria (MO) 1.0 $4.0M 83k 48.91
Spdr S&p 500 Etf (SPY) 0.9 $4.0M 20k 205.88
Vanguard Short-Term Bond ETF (BSV) 0.9 $3.9M 49k 80.19
At&t (T) 0.9 $3.9M 110k 35.18
Technology SPDR (XLK) 0.8 $3.4M 83k 41.40
iShares S&P 500 Index (IVV) 0.8 $3.3M 16k 207.06
Goldcorp 0.8 $3.3M 201k 16.20
PowerShares DWA Devld Markt Tech 0.8 $3.3M 137k 23.88
iShares MSCI EAFE Index Fund (EFA) 0.8 $3.2M 51k 63.48
PowerShares DWA Emerg Markts Tech 0.8 $3.3M 180k 18.11
Claymore Etf gug blt2016 hy 0.8 $3.2M 123k 26.30
Guggenheim Bulletshs Etf equity 0.8 $3.2M 121k 26.04
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $3.1M 35k 88.81
Consumer Staples Select Sect. SPDR (XLP) 0.7 $3.0M 64k 47.60
Alerian Mlp Etf 0.7 $2.9M 183k 15.56
PowerShares QQQ Trust, Series 1 0.7 $2.8M 26k 107.06
Health Care SPDR (XLV) 0.7 $2.8M 37k 74.42
Energy Transfer Partners 0.7 $2.8M 53k 51.81
Financial Select Sector SPDR (XLF) 0.7 $2.8M 113k 24.38
Vanguard Mid-Cap Value ETF (VOE) 0.6 $2.7M 30k 90.59
Industrial SPDR (XLI) 0.6 $2.6M 49k 54.10
Mobileye 0.6 $2.6M 49k 53.16
Materials SPDR (XLB) 0.6 $2.4M 51k 48.39
Claymore Etf gug blt2017 hy 0.6 $2.4M 90k 26.41
NuStar Energy 0.5 $2.2M 38k 59.35
Vanguard REIT ETF (VNQ) 0.5 $2.2M 30k 74.69
Ford Motor Company (F) 0.5 $2.2M 145k 15.01
Eagle Materials (EXP) 0.5 $2.2M 29k 76.34
Verizon Communications (VZ) 0.5 $2.2M 47k 46.11
Vanguard Total Stock Market ETF (VTI) 0.5 $2.1M 20k 107.00
PowerShares Fin. Preferred Port. 0.5 $2.1M 117k 18.17
Plains All American Pipeline (PAA) 0.5 $2.0M 46k 43.56
Vanguard Small-Cap Value ETF (VBR) 0.4 $1.8M 17k 107.78
Johnson & Johnson (JNJ) 0.4 $1.6M 17k 95.44
Prospect Capital Corporation (PSEC) 0.4 $1.5M 209k 7.37
Global X Etf equity 0.4 $1.6M 71k 22.15
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.4 $1.5M 18k 84.84
Vanguard Europe Pacific ETF (VEA) 0.3 $1.4M 36k 39.64
Microsoft Corporation (MSFT) 0.3 $1.4M 33k 42.78
Exxon Mobil Corporation (XOM) 0.3 $1.4M 18k 78.64
First Trust Health Care AlphaDEX (FXH) 0.3 $1.4M 21k 67.20
Gopro (GPRO) 0.3 $1.3M 25k 52.73
Pepsi (PEP) 0.3 $1.3M 14k 91.99
SPDR S&P Dividend (SDY) 0.3 $1.3M 17k 76.24
First Trust S&P REIT Index Fund (FRI) 0.3 $1.3M 63k 20.61
Fireeye 0.3 $1.3M 27k 48.93
Gilead Sciences (GILD) 0.3 $1.2M 11k 110.88
First Tr Exchange Traded Fd dorsey wright (IFV) 0.3 $1.3M 65k 19.53
Procter & Gamble Company (PG) 0.3 $1.2M 16k 75.56
Calamos Convertible & Hi Income Fund (CHY) 0.3 $1.2M 92k 13.30
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.3 $1.2M 46k 25.91
Ishares Tr Phill Invstmrk (EPHE) 0.3 $1.1M 30k 38.50
iShares MSCI Belgium Investable Mkt (EWK) 0.3 $1.1M 66k 17.37
Chevron Corporation (CVX) 0.3 $1.1M 12k 93.18
iShares Dow Jones U.S. Index Fund (IYY) 0.3 $1.1M 11k 104.26
Arrow Dow Jones Global Yield Etf etf (GYLD) 0.3 $1.1M 47k 23.01
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.2 $1.1M 29k 36.53
iShares MSCI Switzerland Index Fund (EWL) 0.2 $1.0M 32k 32.76
Vanguard Utilities ETF (VPU) 0.2 $1.0M 12k 89.90
Trovagene 0.2 $1.0M 102k 10.15
General Electric Company 0.2 $995k 39k 25.81
SPDR Barclays Capital Convertible SecETF (CWB) 0.2 $988k 21k 47.55
First Trust Cnsumer Stapl Alpha (FXG) 0.2 $988k 23k 44.00
Kinder Morgan (KMI) 0.2 $905k 24k 38.41
iShares FTSE/Xinhua China 25 Index (FXI) 0.2 $863k 19k 46.12
SYSCO Corporation (SYY) 0.2 $896k 25k 36.10
SPDR Gold Trust (GLD) 0.2 $866k 7.8k 110.35
Bristol Myers Squibb (BMY) 0.2 $827k 13k 63.00
United Parcel Service (UPS) 0.2 $845k 9.0k 93.65
Cisco Systems (CSCO) 0.2 $847k 32k 26.13
Enterprise Products Partners (EPD) 0.2 $838k 28k 29.88
First Trust Morningstar Divid Ledr (FDL) 0.2 $833k 37k 22.79
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $820k 13k 61.56
Abbvie (ABBV) 0.2 $811k 13k 65.08
Market Vectors Junior Gold Min 0.2 $811k 34k 24.14
Bank of America Corporation (BAC) 0.2 $759k 47k 16.19
Wells Fargo & Company (WFC) 0.2 $775k 15k 53.15
Biogen Idec (BIIB) 0.2 $749k 1.9k 387.48
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $770k 7.1k 108.21
Vanguard High Dividend Yield ETF (VYM) 0.2 $749k 11k 67.36
Powershares Exchange 0.2 $759k 25k 30.16
CVS Caremark Corporation (CVS) 0.2 $721k 7.8k 92.11
Seagate Technology Com Stk 0.2 $698k 15k 47.52
Mountain Province Diamonds (MPVDF) 0.2 $700k 169k 4.15
Lockheed Martin Corporation (LMT) 0.2 $653k 3.6k 179.94
iShares S&P 500 Growth Index (IVW) 0.2 $687k 6.0k 113.80
Vanguard Extended Market ETF (VXF) 0.2 $668k 7.3k 92.06
Claymore/zacks Mid-cap Core Etf cmn 0.2 $656k 13k 50.90
Exchange Traded Concepts Tr york hiinc m 0.2 $676k 65k 10.40
Tiptree Finl Inc cl a (TIPT) 0.2 $693k 96k 7.25
CenturyLink 0.1 $644k 22k 29.37
Philip Morris International (PM) 0.1 $628k 7.8k 80.16
iShares S&P 500 Value Index (IVE) 0.1 $616k 6.7k 92.17
Phillips 66 (PSX) 0.1 $620k 7.9k 78.58
Powershares Etf Tr Ii em mrk low vol 0.1 $625k 25k 24.94
Walt Disney Company (DIS) 0.1 $607k 6.7k 91.05
Intel Corporation (INTC) 0.1 $574k 22k 26.73
ConocoPhillips (COP) 0.1 $573k 9.7k 58.92
iShares S&P MidCap 400 Index (IJH) 0.1 $588k 3.9k 150.04
Direxion Shs Etf Tr nas100 eql wgt (QQQE) 0.1 $589k 9.0k 65.13
FirstEnergy (FE) 0.1 $561k 17k 32.57
V.F. Corporation (VFC) 0.1 $530k 7.6k 69.79
Staples 0.1 $540k 37k 14.68
Williams Companies (WMB) 0.1 $531k 9.2k 57.42
ConAgra Foods (CAG) 0.1 $542k 12k 43.74
Energy Transfer Equity (ET) 0.1 $543k 8.5k 64.16
PowerShares Dynamic Lg. Cap Value 0.1 $528k 17k 30.47
First Trust Mult Cap Grwth Alp Fnd (FAD) 0.1 $535k 11k 51.07
First Trust Mult Cap Val Alpha Fnd (FAB) 0.1 $544k 12k 46.47
Powershares Senior Loan Portfo mf 0.1 $558k 24k 23.79
Powershares Etf Trust Ii 0.1 $529k 13k 41.46
Navient Corporation equity (NAVI) 0.1 $536k 29k 18.20
Eli Lilly & Co. (LLY) 0.1 $514k 6.8k 76.05
Pfizer (PFE) 0.1 $521k 16k 33.54
Shaw Communications Inc cl b conv 0.1 $503k 23k 21.79
3M Company (MMM) 0.1 $514k 3.6k 141.60
International Business Machines (IBM) 0.1 $501k 3.4k 148.27
Target Corporation (TGT) 0.1 $495k 6.5k 76.55
Canon (CAJPY) 0.1 $512k 16k 32.42
Starbucks Corporation (SBUX) 0.1 $488k 11k 44.77
PPL Corporation (PPL) 0.1 $519k 18k 29.48
Vanguard Consumer Discretionary ETF (VCR) 0.1 $508k 4.1k 124.14
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $486k 20k 24.56
Berkshire Hathaway (BRK.B) 0.1 $456k 3.3k 136.16
International Paper Company (IP) 0.1 $451k 10k 45.25
iShares S&P MidCap 400 Growth (IJK) 0.1 $448k 2.6k 169.44
Vanguard Emerging Markets ETF (VWO) 0.1 $475k 12k 40.92
iShares S&P SmallCap 600 Growth (IJT) 0.1 $472k 3.6k 130.97
Newlink Genetics Corporation 0.1 $443k 10k 44.30
Costco Wholesale Corporation (COST) 0.1 $417k 3.3k 125.11
Abbott Laboratories (ABT) 0.1 $420k 8.6k 49.11
Coach 0.1 $400k 12k 34.58
Leggett & Platt (LEG) 0.1 $441k 9.1k 48.67
Best Buy (BBY) 0.1 $410k 13k 32.63
GlaxoSmithKline 0.1 $406k 9.8k 41.61
Ryanair Holdings 0.1 $440k 6.2k 71.43
iShares Russell 2000 Index (IWM) 0.1 $405k 3.2k 124.81
Permian Basin Royalty Trust (PBT) 0.1 $409k 51k 8.05
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $433k 4.1k 104.92
First Trust Financials AlphaDEX (FXO) 0.1 $434k 18k 23.72
Facebook Inc cl a (META) 0.1 $423k 5.6k 75.47
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $422k 21k 19.98
Klx Inc Com $0.01 0.1 $412k 9.3k 44.13
Caterpillar (CAT) 0.1 $380k 5.2k 73.36
Coca-Cola Company (KO) 0.1 $384k 10k 37.33
Kohl's Corporation (KSS) 0.1 $359k 5.7k 62.54
Automatic Data Processing (ADP) 0.1 $363k 4.5k 80.22
Becton, Dickinson and (BDX) 0.1 $372k 2.6k 141.50
Danaher Corporation (DHR) 0.1 $390k 4.6k 85.70
Corrections Corporation of America 0.1 $364k 11k 33.04
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $385k 11k 35.34
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $388k 3.6k 108.96
Huntington Bancshares Inc pfd conv ser a 0.1 $374k 279.00 1340.50
SPDR Barclays Capital High Yield B 0.1 $375k 9.8k 38.41
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $393k 4.7k 83.00
Guggenheim Bulletshar 0.1 $383k 18k 21.64
Ishares Tr usa min vo (USMV) 0.1 $394k 9.8k 40.28
Claymore Exchange Trd Fd Tr gug bull2018 e 0.1 $362k 17k 21.29
Kraft Foods 0.1 $361k 4.4k 81.25
Vanguard S&p 500 Etf idx (VOO) 0.1 $373k 2.0k 188.77
Columbia Ppty Tr 0.1 $371k 15k 24.55
JPMorgan Chase & Co. (JPM) 0.1 $342k 5.8k 58.47
AGL Resources 0.1 $356k 7.6k 46.54
Brookfield Asset Management 0.1 $342k 9.8k 34.92
Cinemark Holdings (CNK) 0.1 $355k 8.8k 40.19
Repligen Corporation (RGEN) 0.1 $355k 8.6k 41.28
Iamgold Corp (IAG) 0.1 $334k 167k 2.00
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $316k 1.8k 175.95
American Capital Agency 0.1 $355k 19k 18.37
iShares Dow Jones Select Dividend (DVY) 0.1 $345k 4.6k 75.13
First Trust DJ Internet Index Fund (FDN) 0.1 $336k 5.0k 67.15
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $316k 2.5k 128.87
American Tower Reit (AMT) 0.1 $325k 3.5k 93.31
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $316k 12k 25.39
Mondelez Int (MDLZ) 0.1 $341k 8.9k 38.35
Hd Supply 0.1 $352k 10k 35.20
BP (BP) 0.1 $309k 7.7k 39.93
Dominion Resources (D) 0.1 $294k 4.4k 66.80
United Rentals (URI) 0.1 $307k 3.5k 87.71
General Mills (GIS) 0.1 $315k 5.7k 55.68
Royal Dutch Shell 0.1 $274k 4.8k 57.31
Lowe's Companies (LOW) 0.1 $310k 5.2k 59.38
Westar Energy 0.1 $277k 8.1k 34.18
Amazon (AMZN) 0.1 $292k 892.00 327.35
Under Armour (UAA) 0.1 $281k 3.4k 83.48
HCP 0.1 $296k 8.1k 36.43
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $287k 2.5k 115.63
iShares S&P SmallCap 600 Index (IJR) 0.1 $294k 2.5k 117.93
WisdomTree Dividend ex-Fin Fund (AIVL) 0.1 $297k 4.0k 73.53
BlackRock Global Energy & Resources Trus (BGR) 0.1 $294k 16k 17.98
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $277k 38k 7.28
First Trust Amex Biotech Index Fnd (FBT) 0.1 $288k 2.3k 124.14
First Trust Large Cap GO Alpha Fnd (FTC) 0.1 $288k 5.9k 48.50
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $300k 14k 22.22
Claymore Exchange-traded Fd gugg crp bd 2017 0.1 $312k 14k 22.75
Prospect Capital Corp note 0.1 $313k 304k 1.03
Eaton (ETN) 0.1 $308k 4.6k 67.56
Silver Bay Rlty Tr 0.1 $296k 18k 16.26
Blackstone 0.1 $255k 6.3k 40.80
McDonald's Corporation (MCD) 0.1 $264k 2.8k 95.20
Wal-Mart Stores (WMT) 0.1 $263k 4.0k 65.55
Spectra Energy 0.1 $272k 8.4k 32.56
Sherwin-Williams Company (SHW) 0.1 $250k 973.00 256.94
Harris Corporation 0.1 $257k 3.3k 76.88
MDU Resources (MDU) 0.1 $263k 14k 19.52
Hewlett-Packard Company 0.1 $273k 9.1k 30.00
Merck & Co (MRK) 0.1 $244k 5.0k 49.04
Nextera Energy (NEE) 0.1 $261k 2.7k 97.90
Schlumberger (SLB) 0.1 $239k 2.8k 86.28
UnitedHealth (UNH) 0.1 $270k 2.2k 122.17
iShares Russell 1000 Value Index (IWD) 0.1 $266k 2.6k 103.22
Freeport-McMoRan Copper & Gold (FCX) 0.1 $267k 14k 18.64
Accenture (ACN) 0.1 $255k 2.6k 96.63
Constellation Brands (STZ) 0.1 $233k 2.0k 116.21
Vanguard Natural Resources 0.1 $234k 16k 14.92
MGM Resorts International. (MGM) 0.1 $241k 13k 18.26
Magellan Midstream Partners 0.1 $252k 3.4k 73.36
Greenbrier Companies (GBX) 0.1 $237k 5.1k 46.93
iShares Russell 1000 Growth Index (IWF) 0.1 $252k 2.6k 98.82
iShares S&P 100 Index (OEF) 0.1 $270k 3.0k 90.82
Liberty All-Star Equity Fund (USA) 0.1 $272k 47k 5.75
Jp Morgan Alerian Mlp Index 0.1 $234k 5.9k 39.55
Astrotech 0.1 $260k 96k 2.71
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $262k 5.0k 52.40
Wisdomtree Trust futre strat (WTMF) 0.1 $258k 6.1k 42.61
Pimco Dynamic Credit Income other 0.1 $262k 13k 20.15
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $254k 5.2k 48.97
Alibaba Group Holding (BABA) 0.1 $260k 3.2k 82.15
Comcast Corporation (CMCSA) 0.1 $222k 3.7k 60.20
Discover Financial Services (DFS) 0.1 $209k 3.6k 57.58
Archer Daniels Midland Company (ADM) 0.1 $209k 4.3k 48.15
Kimberly-Clark Corporation (KMB) 0.1 $215k 2.2k 98.90
Polaris Industries (PII) 0.1 $221k 1.5k 148.12
Transocean (RIG) 0.1 $217k 14k 16.12
AFLAC Incorporated (AFL) 0.1 $214k 3.4k 62.19
Berkshire Hathaway (BRK.A) 0.1 $205k 1.00 205000.00
United Technologies Corporation 0.1 $210k 1.9k 110.99
Qualcomm (QCOM) 0.1 $220k 4.5k 48.78
FactSet Research Systems (FDS) 0.1 $211k 1.3k 162.43
Visa (V) 0.1 $222k 3.3k 67.05
Regal Entertainment 0.1 $202k 9.7k 20.86
Pioneer Natural Resources 0.1 $230k 1.7k 138.89
Energy Select Sector SPDR (XLE) 0.1 $206k 2.7k 75.02
CenterState Banks 0.1 $191k 14k 13.52
Federal Realty Inv. Trust 0.1 $231k 1.8k 128.33
Bank Of America Corporation preferred (BAC.PL) 0.1 $217k 195.00 1112.82
Vanguard Dividend Appreciation ETF (VIG) 0.1 $226k 2.9k 78.47
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $224k 2.1k 105.46
Maiden Holdings (MHLD) 0.1 $227k 14k 15.79
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $223k 1.8k 122.87
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $229k 17k 13.46
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $196k 17k 11.60
First Trust Energy AlphaDEX (FXN) 0.1 $214k 11k 19.93
Rydex S&P Equal Weight Health Care 0.1 $207k 1.3k 159.23
Ishares Tr 2017 s^p amtfr 0.1 $220k 8.0k 27.50
United Technol conv prf 0.1 $229k 4.0k 57.25
Linn 0.1 $201k 21k 9.45
Flaherty & Crumrine Dyn P (DFP) 0.1 $217k 9.7k 22.33
Plains Gp Hldgs L P shs a rep ltpn 0.1 $219k 8.5k 25.83
Vodafone Group New Adr F (VOD) 0.1 $231k 6.7k 34.48
Google Inc Class C 0.1 $229k 598.00 382.94
Walgreen Boots Alliance (WBA) 0.1 $228k 2.7k 84.48
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $186k 14k 13.78
New Residential Investment (RITM) 0.0 $174k 11k 15.28
Hugoton Royalty Trust (HGTXU) 0.0 $109k 31k 3.52
National Penn Bancshares 0.0 $146k 13k 11.27
MFS Charter Income Trust (MCR) 0.0 $120k 14k 8.46
BlackRock Debt Strategies Fund 0.0 $116k 32k 3.62
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $116k 26k 4.44
New York Mortgage Trust 0.0 $119k 16k 7.49
Mitek Systems (MITK) 0.0 $130k 34k 3.79
Voya Prime Rate Trust sh ben int 0.0 $145k 28k 5.25
OraSure Technologies (OSUR) 0.0 $79k 15k 5.41
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $101k 20k 5.14
John Hancock Tax Adva Glbl Share. Yld 0.0 $102k 10k 10.04
American Realty Capital Prop 0.0 $80k 14k 5.85
Atlas Resource Partners 0.0 $99k 16k 6.29
Contravir Pharma 0.0 $69k 14k 5.11
Towerstream Corporation 0.0 $37k 21k 1.80
Sirius Xm Holdings (SIRI) 0.0 $50k 14k 3.50
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $18k 30k 0.60
PIMCO Strategic Global Government Fund (RCS) 0.0 $0 19k 0.00
Ares Capital Corp 5.125 2016 conv 0.0 $21k 20k 1.05
Gold Std Ventures 0.0 $5.0k 10k 0.50
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $10k 10k 1.00
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $9.0k 10k 0.90