RMB Capital Management

RMB Capital Management as of Sept. 30, 2016

Portfolio Holdings for RMB Capital Management

RMB Capital Management holds 414 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 8.0 $148M 684k 216.30
iShares Russell 2000 Index (IWM) 2.2 $40M 323k 124.25
Cooper Companies 1.3 $24M 136k 179.26
Financial Select Sector SPDR (XLF) 1.3 $24M 1.3M 19.30
priceline.com Incorporated 1.3 $24M 17k 1471.52
Japan Smaller Capitalizaion Fund (JOF) 1.3 $24M 2.3M 10.55
Visa (V) 1.3 $24M 287k 82.78
Casella Waste Systems (CWST) 1.3 $24M 2.3M 10.30
Genesee & Wyoming 1.3 $23M 339k 68.95
Align Technology (ALGN) 1.2 $22M 238k 93.75
Ihs Markit 1.2 $22M 572k 37.55
Alphabet Inc Class A cs (GOOGL) 1.1 $21M 26k 803.45
United Rentals (URI) 1.1 $21M 263k 78.49
Discovery Communications 1.1 $21M 783k 26.31
Alphabet Inc Class C cs (GOOG) 1.1 $21M 27k 777.28
U.S. Bancorp (USB) 1.1 $20M 456k 42.89
Apple (AAPL) 1.0 $19M 163k 113.21
Alliance Data Systems Corporation (BFH) 1.0 $19M 86k 214.53
EOG Resources (EOG) 1.0 $18M 188k 96.71
Danaher Corporation (DHR) 1.0 $18M 225k 78.39
Cognizant Technology Solutions (CTSH) 0.9 $17M 360k 47.71
NVR (NVR) 0.9 $17M 10k 1639.85
WisdomTree Japan Total Dividend (DXJ) 0.9 $17M 393k 42.91
CVS Caremark Corporation (CVS) 0.9 $16M 185k 89.06
TJX Companies (TJX) 0.9 $16M 219k 74.78
Advance Auto Parts (AAP) 0.9 $16M 109k 148.55
Servicemaster Global 0.9 $16M 474k 33.68
Becton, Dickinson and (BDX) 0.8 $16M 87k 179.73
NeoGenomics (NEO) 0.8 $16M 1.9M 8.22
Nordson Corporation (NDSN) 0.8 $15M 154k 99.63
Schlumberger (SLB) 0.8 $15M 184k 78.75
BNC Ban 0.8 $15M 598k 24.32
Core Laboratories 0.8 $14M 128k 112.33
American Tower Reit (AMT) 0.8 $14M 124k 113.33
Middleby Corporation (MIDD) 0.8 $14M 113k 123.62
First Republic Bank/san F (FRCB) 0.8 $14M 179k 77.11
Microchip Technology (MCHP) 0.7 $14M 218k 62.14
JPMorgan Chase & Co. (JPM) 0.7 $14M 202k 66.59
Hampton Roads Bankshares Inc cs 0.7 $13M 5.8M 2.31
Union Pacific Corporation (UNP) 0.7 $13M 135k 97.42
Cme (CME) 0.7 $13M 125k 104.52
Morgan Stanley (MS) 0.7 $13M 410k 32.06
Accenture (ACN) 0.7 $13M 105k 122.10
Atlantic Cap Bancshares 0.7 $13M 842k 14.98
West Pharmaceutical Services (WST) 0.7 $12M 165k 74.50
PNC Financial Services (PNC) 0.7 $12M 158k 76.92
UniFirst Corporation (UNF) 0.7 $12M 91k 131.86
Amgen (AMGN) 0.6 $12M 71k 166.81
Libbey 0.6 $12M 660k 17.85
Chevron Corporation (CVX) 0.6 $12M 112k 102.86
Lowe's Companies (LOW) 0.6 $11M 157k 72.21
Comerica Incorporated (CMA) 0.6 $11M 237k 47.32
Allstate Corporation (ALL) 0.6 $11M 158k 69.18
Park Sterling Bk Charlott 0.6 $11M 1.3M 8.12
Marsh & McLennan Companies (MMC) 0.6 $11M 158k 67.25
Triumph Ban (TFIN) 0.6 $11M 531k 19.84
American Express Company (AXP) 0.6 $10M 158k 65.22
Watsco, Incorporated (WSO) 0.6 $10M 73k 140.89
Illinois Tool Works (ITW) 0.5 $9.5M 79k 119.84
Fidelity Southern Corporation 0.5 $9.5M 517k 18.39
Bank of New York Mellon Corporation (BK) 0.5 $9.5M 237k 39.89
Bristol Myers Squibb (BMY) 0.5 $9.4M 175k 53.92
Aspen Technology 0.5 $9.5M 202k 46.79
GenMark Diagnostics 0.5 $9.5M 802k 11.80
Amazon (AMZN) 0.5 $8.7M 10k 837.30
KapStone Paper and Packaging 0.5 $8.6M 453k 18.92
Macy's (M) 0.5 $8.5M 231k 37.05
TD Ameritrade Holding 0.5 $8.4M 237k 35.24
Diageo (DEO) 0.5 $8.4M 71k 117.37
Southern First Bancshares (SFST) 0.5 $8.3M 303k 27.58
Fb Finl (FBK) 0.5 $8.3M 410k 20.18
OceanFirst Financial (OCFC) 0.4 $7.6M 396k 19.26
Ameris Ban (ABCB) 0.4 $7.8M 222k 34.95
RPM International (RPM) 0.4 $7.5M 140k 53.72
BB&T Corporation 0.4 $7.4M 198k 37.72
Cowen 0.4 $7.6M 2.1M 3.63
Berkshire Hathaway (BRK.B) 0.4 $7.4M 51k 144.47
Ritchie Bros. Auctioneers Inco 0.4 $7.4M 210k 35.07
Zions Bancorporation (ZION) 0.4 $7.4M 237k 31.03
Royal Dutch Shell 0.4 $7.2M 143k 50.07
Craft Brewers Alliance 0.4 $7.1M 377k 18.83
Equity Bancshares Cl-a (EQBK) 0.4 $7.1M 276k 25.94
Cardinal Health (CAH) 0.4 $7.1M 91k 77.70
S&W Seed Company (SANW) 0.4 $7.0M 1.4M 5.10
Rio Tinto (RIO) 0.4 $6.8M 203k 33.60
Orrstown Financial Services (ORRF) 0.4 $6.7M 341k 19.75
SPDR KBW Regional Banking (KRE) 0.4 $6.7M 158k 42.27
Liberty Broadband Corporation (LBRDA) 0.4 $6.7M 95k 70.16
Seaworld Entertainment (PRKS) 0.3 $6.5M 483k 13.48
Wells Fargo & Company (WFC) 0.3 $6.3M 141k 44.28
Southern National Banc. of Virginia 0.3 $6.2M 476k 13.05
Asb Bancorp Inc Nc 0.3 $6.3M 239k 26.25
SPDR KBW Bank (KBE) 0.3 $6.0M 181k 33.39
Evans Bancorp (EVBN) 0.3 $6.0M 219k 27.35
Capital One Financial (COF) 0.3 $5.8M 81k 72.11
Columbus McKinnon (CMCO) 0.3 $6.0M 335k 17.84
Centrue Financial 0.3 $5.9M 314k 18.80
Old Line Bancshares 0.3 $5.7M 287k 19.73
Hometrust Bancshares (HTBI) 0.3 $5.6M 302k 18.50
Masonite International 0.3 $5.5M 89k 62.17
Knowles (KN) 0.3 $5.5M 388k 14.05
Connectone Banc (CNOB) 0.3 $5.6M 310k 18.06
Charles Schwab Corporation (SCHW) 0.3 $5.3M 158k 33.61
Heritage Oaks Ban 0.3 $5.4M 659k 8.20
Mosaic (MOS) 0.3 $5.3M 218k 24.46
Yadkin Finl Corp 0.3 $5.4M 205k 26.29
Xl 0.3 $5.3M 158k 33.63
India Fund (IFN) 0.3 $5.1M 205k 24.86
Atlantic Coast Financial Cor 0.3 $5.2M 826k 6.33
Opus Bank 0.3 $5.2M 147k 35.37
Stonegate Bk Ft Lauderdale 0.3 $5.1M 150k 33.75
American International (AIG) 0.3 $4.8M 80k 59.70
Icad (ICAD) 0.3 $4.9M 935k 5.20
Horizon Global Corporation 0.3 $4.8M 241k 19.93
First Fndtn (FFWM) 0.2 $4.6M 187k 24.67
Royal Caribbean Cruises (RCL) 0.2 $4.4M 58k 74.95
Emergent BioSolutions (EBS) 0.2 $4.2M 135k 31.53
Farmer Brothers (FARM) 0.2 $4.1M 115k 35.55
Invesco Insured Municipal Income Trust (IIM) 0.2 $4.1M 250k 16.37
Constellium Holdco B V cl a 0.2 $4.1M 571k 7.20
Continental Bldg Prods 0.2 $4.1M 196k 20.99
Select Ban 0.2 $4.0M 502k 8.00
Under Armour Inc Cl C (UA) 0.2 $4.0M 118k 33.86
Expedia (EXPE) 0.2 $3.9M 33k 116.72
Sun Bancorp Inc New Jers 0.2 $3.9M 169k 23.06
Zillow Group Inc Cl A (ZG) 0.2 $3.8M 111k 34.45
Costco Wholesale Corporation (COST) 0.2 $3.6M 24k 152.52
Home Depot (HD) 0.2 $3.6M 28k 128.68
H&R Block (HRB) 0.2 $3.7M 158k 23.15
T. Rowe Price (TROW) 0.2 $3.6M 40k 90.91
Brown-Forman Corporation (BF.B) 0.2 $3.6M 76k 47.44
Williams Companies (WMB) 0.2 $3.7M 120k 30.73
Cogent Communications (CCOI) 0.2 $3.8M 102k 36.81
Air Methods Corporation 0.2 $3.6M 116k 31.49
Home BancShares (HOMB) 0.2 $3.6M 173k 20.81
MaxLinear (MXL) 0.2 $3.6M 178k 20.27
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.2 $3.6M 368k 9.67
Kinder Morgan (KMI) 0.2 $3.5M 153k 23.13
Bankwell Financial (BWFG) 0.2 $3.5M 146k 23.69
Trupanion (TRUP) 0.2 $3.5M 207k 16.90
Hartford Financial Services (HIG) 0.2 $3.4M 79k 42.82
Full House Resorts (FLL) 0.2 $3.4M 1.9M 1.79
Adams Express Company (ADX) 0.2 $3.3M 253k 13.15
Hudson Technologies (HDSN) 0.2 $3.3M 490k 6.65
First Bancshares (FBMS) 0.2 $3.2M 169k 19.10
Paypal Holdings (PYPL) 0.2 $3.3M 80k 40.97
Facebook Inc cl a (META) 0.2 $3.2M 25k 128.25
Carolina Financial 0.2 $3.0M 136k 22.34
Paragon Commercial Corporation 0.2 $3.1M 84k 36.28
Edwards Lifesciences (EW) 0.2 $2.9M 24k 120.54
Franklin Resources (BEN) 0.2 $2.9M 79k 36.67
First Community Corporation (FCCO) 0.2 $2.9M 187k 15.75
Reaves Utility Income Fund (UTG) 0.2 $3.0M 98k 30.56
Ralph Lauren Corp (RL) 0.2 $3.0M 30k 101.13
Washingtonfirst Bankshares, In c 0.2 $3.0M 123k 24.61
Coty Inc Cl A (COTY) 0.2 $3.0M 127k 23.50
Seacoast Bkg Corp Fla (SBCF) 0.2 $2.9M 178k 16.09
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.2 $3.0M 60k 50.07
State Street Corporation (STT) 0.1 $2.8M 40k 69.02
Nasdaq Omx (NDAQ) 0.1 $2.7M 40k 67.54
Dow Chemical Company 0.1 $2.7M 52k 51.84
Verizon Communications (VZ) 0.1 $2.7M 53k 51.97
Financial Institutions (FISI) 0.1 $2.7M 99k 27.11
PGT 0.1 $2.7M 255k 10.67
United Financial Ban 0.1 $2.8M 200k 13.84
Honeywell International (HON) 0.1 $2.6M 22k 116.51
Starbucks Corporation (SBUX) 0.1 $2.7M 49k 54.13
General American Investors (GAM) 0.1 $2.7M 82k 32.65
State Street Bank Financial 0.1 $2.5M 110k 22.82
Caesar Stone Sdot Yam (CSTE) 0.1 $2.6M 69k 37.71
Destination Xl (DXLG) 0.1 $2.7M 613k 4.33
Lands' End (LE) 0.1 $2.6M 178k 14.50
Federated Investors (FHI) 0.1 $2.4M 80k 30.30
UnitedHealth (UNH) 0.1 $2.5M 18k 139.84
First Ban (FBNC) 0.1 $2.4M 119k 19.79
Regeneron Pharmaceuticals (REGN) 0.1 $2.2M 5.5k 401.96
iShares MSCI EAFE Index Fund (EFA) 0.1 $2.3M 39k 59.13
Chipotle Mexican Grill (CMG) 0.1 $2.3M 5.4k 423.59
TFS Financial Corporation (TFSL) 0.1 $2.2M 126k 17.81
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $2.2M 371k 5.93
Templeton Emerging Markets (EMF) 0.1 $2.2M 176k 12.63
Unity Ban (UNTY) 0.1 $2.1M 167k 12.82
Via 0.1 $2.0M 53k 37.67
Northrop Grumman Corporation (NOC) 0.1 $2.1M 9.7k 213.98
Carnival (CUK) 0.1 $2.1M 44k 46.73
Multi-Color Corporation 0.1 $2.1M 32k 66.01
Performant Finl (PFMT) 0.1 $2.1M 714k 2.95
Silvercrest Asset Mgmt Groupcl (SAMG) 0.1 $2.0M 170k 11.87
Performance Sports 0.1 $2.1M 515k 4.06
Dentsply Sirona (XRAY) 0.1 $2.0M 35k 59.42
Comcast Corporation (CMCSA) 0.1 $1.8M 27k 66.34
American Vanguard (AVD) 0.1 $1.9M 120k 16.06
HEICO Corporation (HEI.A) 0.1 $1.9M 31k 60.49
PIMCO Corporate Opportunity Fund (PTY) 0.1 $1.9M 127k 14.61
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $1.7M 38k 46.36
Affiliated Managers (AMG) 0.1 $1.6M 11k 144.71
Pepsi (PEP) 0.1 $1.7M 15k 108.60
Cognex Corporation (CGNX) 0.1 $1.7M 32k 52.86
iShares S&P 500 Growth Index (IVW) 0.1 $1.6M 13k 121.66
Vanguard Europe Pacific ETF (VEA) 0.1 $1.7M 45k 37.42
Eaton Vance Enhanced Equity Income Fund (EOI) 0.1 $1.6M 130k 12.65
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $1.6M 105k 15.07
Heritage Commerce (HTBK) 0.1 $1.7M 158k 10.94
National Holdings 0.1 $1.6M 495k 3.24
Astec Industries (ASTE) 0.1 $1.6M 26k 59.86
Cavco Industries (CVCO) 0.1 $1.6M 16k 99.04
Tri-Continental Corporation (TY) 0.1 $1.5M 71k 21.38
Morgan Stanley Emerging Markets Fund 0.1 $1.5M 101k 14.55
Korea (KF) 0.1 $1.4M 40k 35.99
Porter Ban 0.1 $1.4M 886k 1.62
General Electric Company 0.1 $1.2M 41k 29.63
Aetna 0.1 $1.3M 11k 115.41
Federal Signal Corporation (FSS) 0.1 $1.3M 95k 13.26
Verisk Analytics (VRSK) 0.1 $1.3M 16k 81.28
Whiting Petroleum Corporation 0.1 $1.2M 137k 8.74
Abiomed 0.1 $1.3M 10k 128.61
Belden (BDC) 0.1 $1.3M 19k 68.97
Shore Bancshares (SHBI) 0.1 $1.4M 117k 11.78
Rand Logistics 0.1 $1.4M 1.8M 0.76
Atlantic Power Corporation 0.1 $1.4M 550k 2.47
I.D. Systems 0.1 $1.4M 278k 4.94
Farmers Natl Banc Corp (FMNB) 0.1 $1.2M 116k 10.78
Microsoft Corporation (MSFT) 0.1 $1.1M 20k 57.46
Las Vegas Sands (LVS) 0.1 $1.0M 18k 56.48
Beacon Roofing Supply (BECN) 0.1 $1.2M 28k 42.06
Bank Mutual Corporation 0.1 $1.0M 134k 7.68
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $1.1M 89k 12.25
Morgan Stanley Asia Pacific Fund 0.1 $1.1M 75k 15.09
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $1.1M 211k 5.05
BlackRock Debt Strategies Fund 0.1 $1.0M 286k 3.65
MFS Multimarket Income Trust (MMT) 0.1 $1.1M 184k 6.09
Wells Fargo Adv Global Dividend Opport (EOD) 0.1 $1.1M 197k 5.81
Macquarie/First Trust Global Infrstrctre 0.1 $1.0M 82k 12.61
Van Kampen Advantage Muni Incm Tr II (VKI) 0.1 $1.2M 97k 12.29
Aberdeen Chile Fund (AEF) 0.1 $1.2M 185k 6.27
Randolph Ban 0.1 $1.2M 87k 13.63
Johnson & Johnson (JNJ) 0.1 $859k 7.3k 118.27
Morgan Stanley India Investment Fund (IIF) 0.1 $872k 31k 28.44
Rollins (ROL) 0.1 $996k 34k 29.29
Abb (ABBNY) 0.1 $851k 38k 22.48
AllianceBernstein Global Hgh Incm (AWF) 0.1 $852k 68k 12.61
Eaton Vance Municipal Income Trust (EVN) 0.1 $949k 67k 14.23
European Equity Fund (EEA) 0.1 $950k 120k 7.90
New Germany Fund (GF) 0.1 $840k 59k 14.36
PowerShares S&P 500 BuyWrite Portfol ETF 0.1 $838k 40k 21.04
Peoples Bancorp of North Carolina (PEBK) 0.1 $988k 47k 21.00
Source Capital (SOR) 0.1 $943k 26k 36.73
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $869k 76k 11.51
Turkish Investment Fund 0.1 $958k 119k 8.05
Prudential Gl Sh Dur Hi Yld 0.1 $830k 55k 15.11
Veritex Hldgs (VBTX) 0.1 $989k 57k 17.38
BP (BP) 0.0 $655k 19k 34.58
iShares MSCI Emerging Markets Indx (EEM) 0.0 $720k 19k 37.46
Taiwan Semiconductor Mfg (TSM) 0.0 $739k 24k 30.61
Bank of America Corporation (BAC) 0.0 $824k 53k 15.65
Exxon Mobil Corporation (XOM) 0.0 $785k 9.0k 87.26
DeVry 0.0 $738k 32k 23.06
Novartis (NVS) 0.0 $668k 8.5k 78.99
Altria (MO) 0.0 $719k 11k 63.21
GlaxoSmithKline 0.0 $750k 17k 43.14
Honda Motor (HMC) 0.0 $653k 23k 28.91
Sanofi-Aventis SA (SNY) 0.0 $726k 18k 39.86
iShares S&P 500 Index (IVV) 0.0 $694k 3.2k 217.42
Sap (SAP) 0.0 $827k 9.3k 88.76
National Grid 0.0 $748k 11k 71.10
Unilever (UL) 0.0 $772k 16k 47.42
Lloyds TSB (LYG) 0.0 $652k 227k 2.87
Central Garden & Pet (CENTA) 0.0 $752k 30k 24.79
Riverview Ban (RVSB) 0.0 $753k 140k 5.38
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $814k 59k 13.71
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $731k 55k 13.36
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $715k 55k 12.96
Clough Global Allocation Fun (GLV) 0.0 $766k 63k 12.13
Cohen and Steers Global Income Builder 0.0 $785k 88k 8.89
Endocyte 0.0 $673k 218k 3.09
Ares Dynamic Cr Allocation (ARDC) 0.0 $745k 50k 14.85
Alpine Total Dyn Fd New cefs 0.0 $697k 91k 7.63
Liberty Media Corp Series C Li 0.0 $755k 27k 28.14
At&t (T) 0.0 $471k 12k 40.48
Acxiom Corporation 0.0 $628k 24k 26.66
Royal Dutch Shell 0.0 $606k 12k 51.16
Telefonica (TEF) 0.0 $523k 50k 10.37
Canon (CAJPY) 0.0 $465k 16k 28.85
Syngenta 0.0 $553k 6.3k 88.14
Oracle Corporation (ORCL) 0.0 $470k 12k 39.24
SPDR S&P MidCap 400 ETF (MDY) 0.0 $569k 2.0k 282.24
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $583k 6.7k 87.33
Templeton Global Income Fund 0.0 $540k 87k 6.24
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $517k 61k 8.47
Vanguard Dividend Appreciation ETF (VIG) 0.0 $466k 5.6k 83.86
Gabelli Dividend & Income Trust (GDV) 0.0 $582k 30k 19.22
Liberty All-Star Equity Fund (USA) 0.0 $561k 108k 5.18
Pure Cycle Corporation (PCYO) 0.0 $614k 107k 5.74
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $608k 56k 10.82
Liberty All-Star Growth Fund (ASG) 0.0 $548k 127k 4.31
Eaton Vance Municipal Bond Fund (EIM) 0.0 $494k 36k 13.61
Aberdeen Latin Amer Eqty 0.0 $517k 24k 21.24
Dividend & Income Fund (BXSY) 0.0 $544k 49k 11.21
Live Oak Bancshares (LOB) 0.0 $479k 33k 14.41
China Mobile 0.0 $397k 6.5k 61.56
Discover Financial Services (DFS) 0.0 $404k 7.1k 56.53
Pfizer (PFE) 0.0 $454k 13k 33.91
Walt Disney Company (DIS) 0.0 $450k 4.8k 93.09
Norfolk Southern (NSC) 0.0 $435k 4.5k 97.16
Valspar Corporation 0.0 $325k 3.1k 106.14
Kroger (KR) 0.0 $444k 15k 29.65
McKesson Corporation (MCK) 0.0 $315k 1.9k 166.58
Lockheed Martin Corporation (LMT) 0.0 $340k 1.4k 239.13
Merck & Co (MRK) 0.0 $279k 4.5k 62.49
Eni S.p.A. (E) 0.0 $457k 16k 29.05
NTT DoCoMo 0.0 $327k 14k 23.73
Banco Santander (SAN) 0.0 $290k 66k 4.41
Celgene Corporation 0.0 $450k 4.3k 104.46
iShares Russell 3000 Index (IWV) 0.0 $423k 3.3k 128.26
Vanguard Emerging Markets ETF (VWO) 0.0 $348k 9.2k 37.63
BlackRock Enhanced Capital and Income (CII) 0.0 $300k 22k 13.79
Cohen & Steers Quality Income Realty (RQI) 0.0 $394k 30k 13.32
Vanguard Total Bond Market ETF (BND) 0.0 $301k 3.6k 84.08
MFS Charter Income Trust (MCR) 0.0 $289k 33k 8.64
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $410k 10k 39.52
iShares Dow Jones US Financial (IYF) 0.0 $415k 4.6k 90.10
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $431k 31k 14.10
Nuveen Insd Dividend Advantage (NVG) 0.0 $342k 21k 16.08
Blackrock New Jersey Municipal Income Tr 0.0 $305k 19k 16.13
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $278k 18k 15.30
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $413k 28k 14.58
SPDR Barclays Capital Inter Term (SPTI) 0.0 $340k 5.5k 61.37
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $333k 42k 7.94
BlackRock MuniHoldings New York Insured (MHN) 0.0 $331k 22k 14.86
Macquarie Global Infr Total Rtrn Fnd 0.0 $314k 14k 21.80
Mexico Fund (MXF) 0.0 $399k 25k 15.94
Taiwan Fund (TWN) 0.0 $315k 18k 17.32
Black Diamond 0.0 $301k 59k 5.14
Delphi Automotive 0.0 $381k 5.3k 71.28
Powershares Kbw Bank Etf 0.0 $321k 8.8k 36.48
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $295k 12k 24.23
Nuveen Intermediate 0.0 $311k 23k 13.85
Blackrock Multi-sector Incom other (BIT) 0.0 $364k 21k 17.09
Allianzgi Equity & Conv In 0.0 $315k 17k 18.70
Doubleline Income Solutions (DSL) 0.0 $302k 16k 19.14
Brookfield High Income Fd In 0.0 $329k 45k 7.32
Voya Prime Rate Trust sh ben int 0.0 $439k 83k 5.28
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $361k 19k 18.94
Nielsen Hldgs Plc Shs Eur 0.0 $289k 5.4k 53.67
Carolina Tr Bancshares 0.0 $367k 60k 6.10
Northern Trust Corporation (NTRS) 0.0 $202k 3.0k 68.17
Caterpillar (CAT) 0.0 $226k 2.6k 88.63
Monsanto Company 0.0 $225k 2.2k 102.74
United Parcel Service (UPS) 0.0 $224k 2.0k 109.48
Autodesk (ADSK) 0.0 $219k 3.0k 72.30
Hologic (HOLX) 0.0 $212k 5.4k 38.91
Travelers Companies (TRV) 0.0 $203k 1.8k 114.37
AFLAC Incorporated (AFL) 0.0 $260k 3.6k 72.20
Boeing Company (BA) 0.0 $210k 1.6k 131.91
Newell Rubbermaid (NWL) 0.0 $210k 4.0k 52.73
Philip Morris International (PM) 0.0 $228k 2.3k 97.90
Procter & Gamble Company (PG) 0.0 $253k 2.8k 89.72
Stryker Corporation (SYK) 0.0 $206k 1.8k 116.52
Biogen Idec (BIIB) 0.0 $252k 805.00 313.04
Total (TTE) 0.0 $254k 5.4k 47.24
Gilead Sciences (GILD) 0.0 $220k 2.8k 79.05
Omni (OMC) 0.0 $205k 2.4k 85.20
America Movil SAB de CV 0.0 $226k 20k 11.41
PowerShares QQQ Trust, Series 1 0.0 $236k 2.0k 118.77
Calamos Strategic Total Return Fund (CSQ) 0.0 $118k 12k 10.25
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $221k 4.2k 52.49
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $164k 11k 14.69
John Hancock Preferred Income Fund III (HPS) 0.0 $211k 11k 19.36
Nuveen Muni Value Fund (NUV) 0.0 $113k 11k 10.57
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $131k 15k 8.65
Pimco Income Strategy Fund II (PFN) 0.0 $194k 20k 9.55
Putnam High Income Securities Fund 0.0 $193k 24k 8.02
Advent/Claymore Enhanced Growth & Income 0.0 $144k 17k 8.38
Blackrock Muniyield Quality Fund II (MQT) 0.0 $245k 17k 14.17
Dreyfus Municipal Income 0.0 $192k 20k 9.62
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $258k 19k 13.79
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $157k 12k 13.55
MFS Municipal Income Trust (MFM) 0.0 $230k 31k 7.48
Pioneer Municipal High Income Advantage (MAV) 0.0 $223k 17k 13.10
Pioneer Municipal High Income Trust (MHI) 0.0 $222k 17k 13.19
Putnam Managed Municipal Income Trust (PMM) 0.0 $266k 33k 7.97
Cohen & Steers Slt Pfd Incm (PSF) 0.0 $241k 9.0k 26.81
Aberdeen Israel Fund 0.0 $176k 11k 16.46
Calamos Global Total Return Fund (CGO) 0.0 $172k 15k 11.46
Ellsworth Fund (ECF) 0.0 $228k 28k 8.20
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $174k 11k 15.68
BlackRock Muni New York Intr. Dur. Fnd. 0.0 $173k 11k 15.37
Eaton Vance Nj Muni Income T sh ben int 0.0 $217k 16k 13.90
Eaton Vance Calif Mun Bd 0.0 $158k 12k 13.03
MFS Investment Grade Municipal Trust (CXH) 0.0 $161k 16k 10.39
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $202k 14k 14.81
Pimco NY Municipal Income Fund (PNF) 0.0 $209k 16k 13.31
BlackRock Insured Municipal Income Inves 0.0 $175k 11k 15.74
Delaware Inv Co Mun Inc Fd I 0.0 $214k 14k 15.28
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $199k 14k 14.08
First Trust Strategic 0.0 $228k 19k 12.35
Manning & Napier Inc cl a 0.0 $138k 20k 7.07
Phillips 66 (PSX) 0.0 $208k 2.6k 80.21
Nuveen Int Dur Qual Mun Trm 0.0 $188k 14k 13.83
First Tr Inter Duration Pfd & Income (FPF) 0.0 $221k 9.5k 23.38
Intercontinental Exchange (ICE) 0.0 $207k 768.00 269.53
Aberdeen Gtr China 0.0 $102k 11k 9.11
Alpine Global Dynamic 0.0 $258k 30k 8.68
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $269k 27k 10.12
Ims Health Holdings 0.0 $220k 7.0k 31.33
Anthem (ELV) 0.0 $263k 2.1k 125.24
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $218k 807.00 270.14
Fsb Ban 0.0 $165k 13k 12.50
Vale (VALE) 0.0 $65k 12k 5.50
Nokia Corporation (NOK) 0.0 $70k 12k 5.75
Gulf Resources 0.0 $37k 17k 2.17
Bridgepoint Education 0.0 $69k 10k 6.83
Seadrill 0.0 $51k 22k 2.35
Utstarcom Holdings 0.0 $35k 17k 2.06