RMB Capital Management

RMB Capital Management as of Sept. 30, 2016

Portfolio Holdings for RMB Capital Management

RMB Capital Management holds 456 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 11.8 $505M 2.3M 216.28
iShares Russell 2000 Index (IWM) 7.8 $334M 2.7M 124.25
Financial Select Sector SPDR (XLF) 4.0 $170M 8.5M 20.11
SPDR KBW Regional Banking (KRE) 3.4 $146M 3.5M 42.27
U.S. Bancorp (USB) 1.7 $71M 1.7M 42.89
BNC Ban 1.6 $68M 2.8M 24.32
JPMorgan Chase & Co. (JPM) 1.5 $66M 990k 66.64
Capital One Financial (COF) 1.5 $65M 906k 71.83
Bank of New York Mellon Corporation (BK) 1.4 $60M 1.5M 39.88
Yadkin Finl Corp 1.4 $58M 2.2M 26.29
American Express Company (AXP) 1.3 $54M 833k 65.22
PNC Financial Services (PNC) 1.2 $53M 683k 76.92
Wells Fargo & Company (WFC) 1.2 $49M 1.1M 44.28
Allstate Corporation (ALL) 1.1 $47M 683k 69.18
Comerica Incorporated (CMA) 1.0 $43M 912k 47.32
TD Ameritrade Holding 0.9 $40M 1.1M 35.24
Zions Bancorporation (ZION) 0.9 $40M 1.3M 31.03
Atlantic Cap Bancshares 0.9 $40M 2.6M 14.98
Opus Bank 0.9 $38M 1.1M 35.37
BB&T Corporation 0.8 $36M 948k 37.72
Triumph Ban (TFIN) 0.8 $35M 1.8M 19.84
Cowen 0.7 $31M 8.6M 3.63
Charles Schwab Corporation (SCHW) 0.7 $31M 908k 33.61
First Fndtn (FFWM) 0.7 $30M 1.2M 24.67
Ameris Ban (ABCB) 0.7 $30M 851k 34.95
Bank of America Corporation (BAC) 0.7 $29M 1.9M 15.65
SPDR KBW Bank (KBE) 0.7 $29M 856k 33.39
Synchrony Financial (SYF) 0.7 $28M 1.0M 28.00
Morgan Stanley (MS) 0.6 $26M 819k 32.06
United Financial Ban 0.6 $26M 1.9M 13.84
Citizens Financial (CFG) 0.6 $26M 1.1M 24.71
Cooper Companies 0.6 $24M 136k 179.26
priceline.com Incorporated 0.6 $24M 17k 1471.51
Visa (V) 0.6 $24M 288k 82.78
Japan Smaller Capitalizaion Fund (JOF) 0.6 $24M 2.3M 10.55
State Street Corporation (STT) 0.6 $24M 340k 69.02
Genesee & Wyoming 0.6 $23M 339k 68.95
Key (KEY) 0.5 $23M 1.9M 12.17
American International (AIG) 0.5 $23M 380k 59.34
Fidelity Southern Corporation 0.5 $23M 1.2M 18.39
Astoria Financial Corporation 0.5 $22M 1.5M 14.60
Align Technology (ALGN) 0.5 $22M 238k 93.75
Casella Waste Systems (CWST) 0.5 $22M 2.1M 10.30
New York Community Ban 0.5 $21M 1.5M 14.23
Alphabet Inc Class A cs (GOOGL) 0.5 $21M 26k 803.45
Ihs Markit 0.5 $22M 573k 37.55
Home BancShares (HOMB) 0.5 $21M 1.0M 20.81
United Rentals (URI) 0.5 $21M 263k 78.49
Discovery Communications 0.5 $21M 784k 26.31
Alphabet Inc Class C cs (GOOG) 0.5 $21M 27k 777.29
Hometrust Bancshares (HTBI) 0.5 $20M 1.1M 18.50
Citigroup (C) 0.4 $19M 402k 47.23
Apple (AAPL) 0.4 $19M 163k 113.21
EOG Resources (EOG) 0.4 $18M 188k 96.71
Alliance Data Systems Corporation (BFH) 0.4 $19M 86k 214.53
Boston Private Financial Holdings 0.4 $18M 1.4M 12.83
Park Sterling Bk Charlott 0.4 $18M 2.3M 8.12
State Street Bank Financial 0.4 $19M 811k 22.82
Nasdaq Omx (NDAQ) 0.4 $18M 265k 67.53
Synovus Finl (SNV) 0.4 $18M 550k 32.53
Danaher Corporation (DHR) 0.4 $18M 225k 78.14
Hampton Roads Bankshares Inc cs 0.4 $17M 7.5M 2.31
Cognizant Technology Solutions (CTSH) 0.4 $17M 360k 47.71
T. Rowe Price (TROW) 0.4 $17M 190k 90.91
NVR (NVR) 0.4 $17M 10k 1639.87
Western Alliance Bancorporation (WAL) 0.4 $17M 450k 37.54
WisdomTree Japan Total Dividend (DXJ) 0.4 $17M 394k 42.91
OceanFirst Financial (OCFC) 0.4 $17M 854k 19.26
First Republic Bank/san F (FRCB) 0.4 $17M 216k 77.11
CVS Caremark Corporation (CVS) 0.4 $16M 185k 88.99
TJX Companies (TJX) 0.4 $16M 219k 74.78
Advance Auto Parts (AAP) 0.4 $16M 109k 148.55
Connectone Banc (CNOB) 0.4 $16M 906k 18.06
Becton, Dickinson and (BDX) 0.4 $16M 88k 179.73
NeoGenomics (NEO) 0.4 $16M 1.9M 8.22
Servicemaster Global 0.4 $16M 474k 33.68
Fb Finl (FBK) 0.4 $16M 781k 20.18
Nordson Corporation (NDSN) 0.4 $15M 155k 99.63
Southern First Bancshares (SFST) 0.4 $15M 560k 27.58
Core Laboratories 0.3 $14M 129k 112.33
Schlumberger (SLB) 0.3 $14M 184k 78.40
Equity Bancshares Cl-a (EQBK) 0.3 $15M 568k 25.94
Middleby Corporation (MIDD) 0.3 $14M 113k 123.62
American Tower Reit (AMT) 0.3 $14M 124k 113.33
Microchip Technology (MCHP) 0.3 $14M 218k 62.14
Cme (CME) 0.3 $13M 125k 104.52
Suntrust Banks Inc $1.00 Par Cmn 0.3 $13M 300k 43.80
Union Pacific Corporation (UNP) 0.3 $13M 135k 97.42
Silvercrest Asset Mgmt Groupcl (SAMG) 0.3 $13M 1.1M 11.87
Accenture (ACN) 0.3 $13M 105k 122.17
Seacoast Bkg Corp Fla (SBCF) 0.3 $13M 800k 16.09
West Pharmaceutical Services (WST) 0.3 $12M 165k 74.50
Amgen (AMGN) 0.3 $12M 71k 166.81
Libbey 0.3 $12M 660k 17.85
UniFirst Corporation (UNF) 0.3 $12M 91k 131.86
E TRADE Financial Corporation 0.3 $12M 400k 29.12
Discover Financial Services (DFS) 0.3 $12M 207k 56.65
Chevron Corporation (CVX) 0.3 $12M 112k 102.86
Lowe's Companies (LOW) 0.3 $11M 158k 72.21
Southern National Banc. of Virginia 0.3 $11M 875k 13.05
H&R Block (HRB) 0.2 $11M 458k 23.15
Marsh & McLennan Companies (MMC) 0.2 $11M 158k 67.02
Watsco, Incorporated (WSO) 0.2 $10M 73k 140.91
Old Line Bancshares 0.2 $10M 516k 19.73
Xl 0.2 $10M 308k 33.63
Hartford Financial Services (HIG) 0.2 $9.8M 229k 42.82
Bristol Myers Squibb (BMY) 0.2 $9.4M 175k 53.92
Illinois Tool Works (ITW) 0.2 $9.5M 79k 119.84
Prudential Financial (PRU) 0.2 $9.2M 113k 81.65
Aspen Technology 0.2 $9.5M 202k 46.79
GenMark Diagnostics 0.2 $9.5M 802k 11.80
First Bancshares (FBMS) 0.2 $9.6M 501k 19.10
Travelers Companies (TRV) 0.2 $8.8M 77k 114.37
Bankunited (BKU) 0.2 $9.1M 300k 30.20
Asb Bancorp Inc Nc 0.2 $9.1M 345k 26.25
Diageo (DEO) 0.2 $8.4M 71k 117.37
Macy's (M) 0.2 $8.6M 231k 37.05
Amazon (AMZN) 0.2 $8.7M 10k 837.30
KapStone Paper and Packaging 0.2 $8.6M 453k 18.92
Multi-Color Corporation 0.2 $8.7M 132k 66.00
Atlantic Coast Financial Cor 0.2 $8.6M 1.4M 6.33
Federated Investors (FHI) 0.2 $7.9M 267k 29.63
Franklin Resources (BEN) 0.2 $8.2M 229k 35.57
RPM International (RPM) 0.2 $7.5M 141k 53.72
First Horizon National Corporation (FHN) 0.2 $7.6M 500k 15.23
Berkshire Hathaway (BRK.B) 0.2 $7.4M 51k 144.47
Cardinal Health (CAH) 0.2 $7.1M 91k 77.70
Ritchie Bros. Auctioneers Inco 0.2 $7.4M 210k 35.07
Royal Dutch Shell 0.2 $7.2M 143k 50.07
Lazard Ltd-cl A shs a 0.2 $7.3M 200k 36.36
Craft Brewers Alliance 0.2 $7.1M 377k 18.83
Evans Bancorp (EVBN) 0.2 $7.2M 262k 27.35
Northern Trust Corporation (NTRS) 0.2 $7.0M 103k 67.99
Rio Tinto (RIO) 0.2 $6.8M 203k 33.60
Orrstown Financial Services (ORRF) 0.2 $6.7M 341k 19.75
S&W Seed Company (SANW) 0.2 $7.0M 1.4M 5.10
Liberty Broadband Corporation (LBRDA) 0.2 $6.7M 95k 70.16
Paragon Commercial Corporation 0.2 $6.9M 191k 36.28
Community Healthcare Tr (CHCT) 0.2 $6.6M 303k 21.92
Houlihan Lokey Inc cl a (HLI) 0.2 $7.0M 279k 25.05
Seaworld Entertainment (PRKS) 0.1 $6.5M 483k 13.48
Columbus McKinnon (CMCO) 0.1 $6.0M 335k 17.84
Select Ban 0.1 $5.8M 722k 8.00
Centrue Financial 0.1 $5.9M 314k 18.80
AFLAC Incorporated (AFL) 0.1 $5.6M 79k 71.87
Shore Bancshares (SHBI) 0.1 $5.6M 478k 11.78
Heritage Oaks Ban 0.1 $5.4M 659k 8.20
First Ban (FBNC) 0.1 $5.5M 279k 19.79
First Community Corporation (FCCO) 0.1 $5.6M 356k 15.75
Washingtonfirst Bankshares, In c 0.1 $5.4M 219k 24.61
Masonite International 0.1 $5.5M 89k 62.17
Knowles (KN) 0.1 $5.5M 388k 14.05
Live Oak Bancshares (LOB) 0.1 $5.6M 390k 14.42
India Fund (IFN) 0.1 $5.1M 205k 24.86
Stonegate Bk Ft Lauderdale 0.1 $5.1M 150k 33.75
Mosaic (MOS) 0.1 $5.3M 218k 24.46
M&t Bank Corp Wts Exp 12/23/1 wts 0.1 $5.1M 120k 42.30
Carolina Financial 0.1 $5.0M 225k 22.34
Invesco (IVZ) 0.1 $4.7M 150k 31.27
Icad (ICAD) 0.1 $4.9M 935k 5.20
Sun Bancorp Inc New Jers 0.1 $4.9M 211k 23.06
Fifth Third Ban (FITB) 0.1 $4.1M 201k 20.46
Farmer Brothers (FARM) 0.1 $4.1M 115k 35.55
Invesco Insured Municipal Income Trust (IIM) 0.1 $4.1M 250k 16.37
Regions Financial Corporation (RF) 0.1 $3.9M 400k 9.87
Williams Companies (WMB) 0.1 $3.7M 120k 30.73
Camden National Corporation (CAC) 0.1 $3.8M 80k 47.74
Performant Finl (PFMT) 0.1 $3.8M 1.3M 2.95
Veritex Hldgs (VBTX) 0.1 $3.8M 221k 17.39
Zillow Group Inc Cl A (ZG) 0.1 $3.8M 111k 34.45
Under Armour Inc Cl C (UA) 0.1 $4.0M 118k 33.86
Costco Wholesale Corporation (COST) 0.1 $3.6M 24k 152.52
Home Depot (HD) 0.1 $3.6M 28k 128.68
Brown-Forman Corporation (BF.B) 0.1 $3.6M 76k 47.44
Full House Resorts (FLL) 0.1 $3.4M 1.9M 1.79
Adams Express Company (ADX) 0.1 $3.3M 253k 13.15
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $3.6M 368k 9.67
Facebook Inc cl a (META) 0.1 $3.2M 25k 128.51
Bankwell Financial (BWFG) 0.1 $3.5M 146k 23.69
Edwards Lifesciences (EW) 0.1 $2.9M 24k 120.54
Reaves Utility Income Fund (UTG) 0.1 $3.0M 98k 30.56
Ralph Lauren Corp (RL) 0.1 $3.0M 30k 101.13
Manning & Napier Inc cl a 0.1 $3.1M 441k 7.09
Spdr Nuveen Barclays Muni Bond Etf nuvn brcly muni (TFI) 0.1 $3.0M 60k 50.07
Cameco Corporation (CCJ) 0.1 $2.4M 281k 8.56
Verizon Communications (VZ) 0.1 $2.7M 53k 51.97
Cincinnati Financial Corporation (CINF) 0.1 $2.4M 32k 75.42
Honeywell International (HON) 0.1 $2.6M 22k 116.51
UnitedHealth (UNH) 0.1 $2.5M 18k 139.84
Starbucks Corporation (SBUX) 0.1 $2.7M 49k 54.13
Bank of the Ozarks 0.1 $2.5M 66k 38.40
Financial Institutions (FISI) 0.1 $2.7M 99k 27.11
Pinnacle Financial Partners (PNFP) 0.1 $2.7M 50k 54.08
General American Investors (GAM) 0.1 $2.7M 82k 32.65
Farmers Natl Banc Corp (FMNB) 0.1 $2.4M 225k 10.78
First Connecticut 0.1 $2.6M 145k 17.79
Constellium Holdco B V cl a 0.1 $2.6M 362k 7.20
Lands' End (LE) 0.1 $2.6M 178k 14.50
Via 0.1 $2.0M 53k 37.67
Regeneron Pharmaceuticals (REGN) 0.1 $2.2M 5.5k 401.96
Northrop Grumman Corporation (NOC) 0.1 $2.1M 9.7k 213.98
Royal Caribbean Cruises (RCL) 0.1 $2.1M 28k 74.96
iShares MSCI EAFE Index Fund (EFA) 0.1 $2.3M 39k 59.14
American Vanguard (AVD) 0.1 $1.9M 120k 16.06
Emergent BioSolutions (EBS) 0.1 $2.0M 62k 31.53
TFS Financial Corporation (TFSL) 0.1 $2.2M 126k 17.81
Carnival (CUK) 0.1 $2.1M 44k 46.73
Old Second Ban (OSBC) 0.1 $2.1M 258k 8.31
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $2.2M 371k 5.93
Templeton Emerging Markets (EMF) 0.1 $2.2M 176k 12.63
Unity Ban (UNTY) 0.1 $2.1M 167k 12.82
Kinder Morgan (KMI) 0.1 $2.0M 87k 23.13
Voya Financial (VOYA) 0.1 $2.2M 75k 28.81
Performance Sports 0.1 $2.1M 515k 4.06
Horizon Global Corporation 0.1 $2.2M 108k 19.93
Ryanair Holdings (RYAAY) 0.1 $2.1M 28k 76.50
Comcast Corporation (CMCSA) 0.0 $1.8M 27k 66.34
Affiliated Managers (AMG) 0.0 $1.6M 11k 144.71
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $1.6M 219k 7.26
Pepsi (PEP) 0.0 $1.7M 15k 108.60
Cogent Communications (CCOI) 0.0 $1.7M 47k 36.82
Air Methods Corporation 0.0 $1.7M 53k 31.49
Cognex Corporation (CGNX) 0.0 $1.7M 32k 52.86
Astec Industries (ASTE) 0.0 $1.6M 26k 59.86
HEICO Corporation (HEI.A) 0.0 $1.9M 31k 60.49
iShares S&P 500 Growth Index (IVW) 0.0 $1.6M 13k 121.66
Vanguard Europe Pacific ETF (VEA) 0.0 $1.7M 45k 37.42
CAI International 0.0 $1.6M 195k 8.27
Tri-Continental Corporation (TY) 0.0 $1.5M 71k 21.38
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $1.6M 130k 12.65
MaxLinear (MXL) 0.0 $1.7M 83k 20.27
PIMCO Corporate Opportunity Fund (PTY) 0.0 $1.9M 127k 14.61
Hudson Technologies (HDSN) 0.0 $1.5M 226k 6.65
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $1.7M 38k 46.36
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $1.6M 105k 15.07
Heritage Commerce (HTBK) 0.0 $1.7M 158k 10.94
Expedia (EXPE) 0.0 $1.8M 15k 116.73
Grifols S A Sponsored Adr R (GRFS) 0.0 $1.8M 128k 13.70
Guaranty Bancorp Del 0.0 $1.7M 96k 17.85
Continental Bldg Prods 0.0 $1.9M 89k 20.99
Trupanion (TRUP) 0.0 $1.7M 101k 16.90
National Holdings 0.0 $1.6M 495k 3.24
Kearny Finl Corp Md (KRNY) 0.0 $1.5M 113k 13.61
Paypal Holdings (PYPL) 0.0 $1.5M 38k 40.98
Microsoft Corporation (MSFT) 0.0 $1.1M 20k 57.46
General Electric Company 0.0 $1.2M 41k 29.63
Dow Chemical Company 0.0 $1.2M 24k 51.85
Waddell & Reed Financial 0.0 $1.4M 75k 18.16
Aetna 0.0 $1.3M 11k 115.41
Shire 0.0 $1.2M 6.3k 194.69
Beacon Roofing Supply (BECN) 0.0 $1.2M 28k 42.06
Verisk Analytics (VRSK) 0.0 $1.3M 16k 81.28
Whiting Petroleum Corporation 0.0 $1.3M 147k 8.74
Abiomed 0.0 $1.3M 10k 128.61
Chipotle Mexican Grill (CMG) 0.0 $1.1M 2.5k 423.53
Qiagen 0.0 $1.2M 46k 25.64
Belden (BDC) 0.0 $1.3M 19k 68.97
PGT 0.0 $1.3M 118k 10.67
Rand Logistics 0.0 $1.4M 1.8M 0.76
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $1.1M 89k 12.25
CoBiz Financial 0.0 $1.3M 100k 13.31
Morgan Stanley Emerging Markets Fund 0.0 $1.5M 101k 14.55
Morgan Stanley Asia Pacific Fund 0.0 $1.1M 75k 15.09
Atlantic Power Corporation 0.0 $1.4M 550k 2.47
Korea (KF) 0.0 $1.4M 40k 35.99
Porter Ban 0.0 $1.4M 886k 1.62
MFS Multimarket Income Trust (MMT) 0.0 $1.1M 184k 6.09
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $1.1M 197k 5.81
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $1.2M 97k 12.29
Aberdeen Chile Fund (AEF) 0.0 $1.2M 185k 6.27
I.D. Systems 0.0 $1.4M 278k 4.94
Caesar Stone Sdot Yam (CSTE) 0.0 $1.2M 32k 37.72
Destination Xl (DXLG) 0.0 $1.2M 283k 4.33
Coty Inc Cl A (COTY) 0.0 $1.4M 58k 23.50
Randolph Ban 0.0 $1.2M 87k 13.63
BP (BP) 0.0 $830k 24k 35.14
iShares MSCI Emerging Markets Indx (EEM) 0.0 $721k 19k 37.43
Taiwan Semiconductor Mfg (TSM) 0.0 $919k 30k 30.62
Exxon Mobil Corporation (XOM) 0.0 $785k 9.0k 87.26
Johnson & Johnson (JNJ) 0.0 $859k 7.3k 118.27
Morgan Stanley India Investment Fund (IIF) 0.0 $872k 31k 28.44
Rollins (ROL) 0.0 $996k 34k 29.29
Las Vegas Sands (LVS) 0.0 $1.0M 18k 56.48
DeVry 0.0 $738k 32k 23.06
Novartis (NVS) 0.0 $809k 10k 79.00
Altria (MO) 0.0 $719k 11k 63.21
GlaxoSmithKline 0.0 $931k 22k 43.13
Honda Motor (HMC) 0.0 $812k 28k 28.86
Royal Dutch Shell 0.0 $781k 15k 52.79
Sanofi-Aventis SA (SNY) 0.0 $865k 23k 38.20
iShares S&P 500 Index (IVV) 0.0 $694k 3.2k 217.42
Syngenta 0.0 $683k 7.8k 87.55
Sap (SAP) 0.0 $1.0M 12k 90.00
Abb (ABBNY) 0.0 $1.0M 46k 22.48
Bank Mutual Corporation 0.0 $1.0M 134k 7.68
National Grid 0.0 $921k 13k 71.15
Unilever (UL) 0.0 $957k 20k 47.38
Lloyds TSB (LYG) 0.0 $821k 286k 2.87
Cavco Industries (CVCO) 0.0 $716k 7.2k 99.05
Central Garden & Pet (CENTA) 0.0 $752k 30k 24.79
Riverview Ban (RVSB) 0.0 $753k 140k 5.38
AllianceBernstein Global Hgh Incm (AWF) 0.0 $852k 68k 12.61
Eaton Vance Municipal Income Trust (EVN) 0.0 $949k 67k 14.23
European Equity Fund (EEA) 0.0 $950k 120k 7.90
New Germany Fund (GF) 0.0 $840k 59k 14.36
Univest Corp. of PA (UVSP) 0.0 $1.1M 45k 23.36
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $1.1M 211k 5.05
PowerShares S&P 500 BuyWrite Portfol ETF 0.0 $838k 40k 21.04
BlackRock Debt Strategies Fund 0.0 $1.0M 286k 3.65
Peoples Bancorp of North Carolina (PEBK) 0.0 $988k 47k 21.00
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $814k 59k 13.71
Source Capital (SOR) 0.0 $943k 26k 36.73
Wstrn Asst Emrgng Mrkts Incm Fnd 0.0 $869k 76k 11.51
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $731k 55k 13.36
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $715k 55k 12.96
Macquarie/First Trust Global Infrstrctre 0.0 $1.0M 82k 12.61
Clough Global Allocation Fun (GLV) 0.0 $766k 63k 12.13
Cohen and Steers Global Income Builder 0.0 $785k 88k 8.89
Turkish Investment Fund 0.0 $958k 119k 8.05
First Tr High Income L/s (FSD) 0.0 $889k 57k 15.59
Endocyte 0.0 $673k 218k 3.09
Prudential Gl Sh Dur Hi Yld 0.0 $830k 55k 15.11
Ares Dynamic Cr Allocation (ARDC) 0.0 $745k 50k 14.85
Alpine Total Dyn Fd New cefs 0.0 $697k 91k 7.63
Dentsply Sirona (XRAY) 0.0 $974k 16k 59.45
Liberty Media Corp Series C Li 0.0 $755k 27k 28.14
China Mobile 0.0 $486k 7.9k 61.91
Caterpillar (CAT) 0.0 $226k 2.6k 88.63
Monsanto Company 0.0 $225k 2.2k 102.74
Pfizer (PFE) 0.0 $454k 13k 33.91
Walt Disney Company (DIS) 0.0 $449k 4.8k 92.90
Norfolk Southern (NSC) 0.0 $435k 4.5k 97.16
United Parcel Service (UPS) 0.0 $224k 2.0k 109.48
At&t (T) 0.0 $471k 12k 40.48
Acxiom Corporation 0.0 $628k 24k 26.66
Autodesk (ADSK) 0.0 $219k 3.0k 72.30
Valspar Corporation 0.0 $325k 3.1k 106.14
Kroger (KR) 0.0 $444k 15k 29.65
McKesson Corporation (MCK) 0.0 $315k 1.9k 166.58
Federal Signal Corporation (FSS) 0.0 $589k 44k 13.25
Lockheed Martin Corporation (LMT) 0.0 $340k 1.4k 239.13
Merck & Co (MRK) 0.0 $279k 4.5k 62.49
Philip Morris International (PM) 0.0 $228k 2.3k 97.90
Procter & Gamble Company (PG) 0.0 $253k 2.8k 89.72
Telefonica (TEF) 0.0 $636k 63k 10.07
Biogen Idec (BIIB) 0.0 $252k 805.00 313.04
Total (TTE) 0.0 $314k 6.6k 47.65
Gilead Sciences (GILD) 0.0 $220k 2.8k 79.05
Canon (CAJPY) 0.0 $580k 20k 29.05
Oracle Corporation (ORCL) 0.0 $470k 12k 39.24
Eni S.p.A. (E) 0.0 $568k 20k 28.89
NTT DoCoMo 0.0 $438k 17k 25.61
Banco Santander (SAN) 0.0 $354k 80k 4.41
Celgene Corporation 0.0 $450k 4.3k 104.46
America Movil SAB de CV 0.0 $226k 20k 11.41
PowerShares QQQ Trust, Series 1 0.0 $236k 2.0k 118.77
Urstadt Biddle Properties 0.0 $264k 15k 18.10
iShares Russell 3000 Index (IWV) 0.0 $432k 3.4k 128.08
SPDR S&P MidCap 400 ETF (MDY) 0.0 $569k 2.0k 282.24
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $583k 6.7k 87.33
Templeton Global Income Fund 0.0 $540k 87k 6.24
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $517k 61k 8.47
Vanguard Emerging Markets ETF (VWO) 0.0 $348k 9.2k 37.63
Vanguard Dividend Appreciation ETF (VIG) 0.0 $466k 5.6k 83.86
BlackRock Enhanced Capital and Income (CII) 0.0 $300k 22k 13.79
Cohen & Steers Quality Income Realty (RQI) 0.0 $394k 30k 13.32
Vanguard Total Bond Market ETF (BND) 0.0 $301k 3.6k 84.08
Gabelli Dividend & Income Trust (GDV) 0.0 $582k 30k 19.22
Liberty All-Star Equity Fund (USA) 0.0 $561k 108k 5.18
Pure Cycle Corporation (PCYO) 0.0 $614k 107k 5.74
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $608k 56k 10.82
MFS Charter Income Trust (MCR) 0.0 $289k 33k 8.64
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $410k 10k 39.52
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $221k 4.2k 52.49
Liberty All-Star Growth Fund (ASG) 0.0 $548k 127k 4.31
iShares Dow Jones US Financial (IYF) 0.0 $415k 4.6k 90.10
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $431k 31k 14.10
Nuveen Insd Dividend Advantage (NVG) 0.0 $342k 21k 16.08
Advent/Claymore Enhanced Growth & Income 0.0 $402k 47k 8.57
Blackrock New Jersey Municipal Income Tr 0.0 $305k 19k 16.13
Blackrock Muniyield Quality Fund II (MQT) 0.0 $245k 17k 14.17
Eaton Vance Municipal Bond Fund (EIM) 0.0 $494k 36k 13.61
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $258k 19k 13.79
MFS Municipal Income Trust (MFM) 0.0 $230k 31k 7.48
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $278k 18k 15.30
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $413k 28k 14.58
Pioneer Municipal High Income Advantage (MAV) 0.0 $223k 17k 13.10
Pioneer Municipal High Income Trust (MHI) 0.0 $222k 17k 13.19
Putnam Managed Municipal Income Trust (PMM) 0.0 $266k 33k 7.97
SPDR Barclays Capital Inter Term (SPTI) 0.0 $340k 5.5k 61.37
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $333k 42k 7.94
Aberdeen Latin Amer Eqty 0.0 $517k 24k 21.24
Cohen & Steers Slt Pfd Incm (PSF) 0.0 $241k 9.0k 26.81
Ellsworth Fund (ECF) 0.0 $228k 28k 8.20
BlackRock MuniHoldings New York Insured (MHN) 0.0 $331k 22k 14.86
Eaton Vance Nj Muni Income T sh ben int 0.0 $217k 16k 13.90
Macquarie Global Infr Total Rtrn Fnd 0.0 $314k 14k 21.80
Mexico Fund (MXF) 0.0 $399k 25k 15.94
Taiwan Fund (TWN) 0.0 $315k 18k 17.32
Delaware Inv Co Mun Inc Fd I 0.0 $214k 14k 15.28
Black Diamond 0.0 $301k 59k 5.14
First Trust Strategic 0.0 $228k 19k 12.35
Delphi Automotive 0.0 $381k 5.3k 71.28
Powershares Kbw Bank Etf 0.0 $321k 8.8k 36.48
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $295k 12k 24.23
Dividend & Income Fund (BXSY) 0.0 $544k 49k 11.21
Nuveen Intermediate 0.0 $311k 23k 13.85
Blackrock Multi-sector Incom other (BIT) 0.0 $364k 21k 17.09
Allianzgi Equity & Conv In 0.0 $315k 17k 18.70
Doubleline Income Solutions (DSL) 0.0 $302k 16k 19.14
First Tr Inter Duration Pfd & Income (FPF) 0.0 $221k 9.5k 23.38
Brookfield High Income Fd In 0.0 $329k 45k 7.32
Voya Prime Rate Trust sh ben int 0.0 $439k 83k 5.28
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $269k 27k 10.12
Ims Health Holdings 0.0 $220k 7.0k 31.33
Anthem (ELV) 0.0 $263k 2.1k 125.24
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $361k 19k 18.94
Nielsen Hldgs Plc Shs Eur 0.0 $289k 5.4k 53.67
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $218k 807.00 270.14
Carolina Tr Bancshares 0.0 $367k 60k 6.10
Vale (VALE) 0.0 $66k 12k 5.61
Hologic (HOLX) 0.0 $212k 5.4k 38.91
Boeing Company (BA) 0.0 $210k 1.6k 131.91
Newell Rubbermaid (NWL) 0.0 $210k 4.0k 52.73
Nokia Corporation (NOK) 0.0 $70k 12k 5.75
Stryker Corporation (SYK) 0.0 $206k 1.8k 116.52
Omni (OMC) 0.0 $205k 2.4k 85.20
Gulf Resources 0.0 $37k 17k 2.17
Bridgepoint Education 0.0 $69k 10k 6.83
Seadrill 0.0 $51k 22k 2.35
Calamos Strategic Total Return Fund (CSQ) 0.0 $118k 12k 10.25
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $164k 11k 14.69
John Hancock Preferred Income Fund III (HPS) 0.0 $211k 11k 19.36
Nuveen Muni Value Fund (NUV) 0.0 $113k 11k 10.57
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $131k 15k 8.65
Pimco Income Strategy Fund II (PFN) 0.0 $194k 20k 9.55
Putnam High Income Securities Fund 0.0 $193k 24k 8.02
Dreyfus Municipal Income 0.0 $192k 20k 9.62
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $157k 12k 13.55
Aberdeen Israel Fund 0.0 $176k 11k 16.46
Calamos Global Total Return Fund (CGO) 0.0 $172k 15k 11.46
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $174k 11k 15.68
BlackRock Muni New York Intr. Dur. Fnd. 0.0 $173k 11k 15.37
Eaton Vance Calif Mun Bd 0.0 $158k 12k 13.03
MFS Investment Grade Municipal Trust (CXH) 0.0 $161k 16k 10.39
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $202k 14k 14.81
Pimco NY Municipal Income Fund (PNF) 0.0 $209k 16k 13.31
BlackRock Insured Municipal Income Inves 0.0 $175k 11k 15.74
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $199k 14k 14.08
Phillips 66 (PSX) 0.0 $209k 2.6k 80.63
Utstarcom Holdings 0.0 $35k 17k 2.06
Nuveen Int Dur Qual Mun Trm 0.0 $188k 14k 13.83
Intercontinental Exchange (ICE) 0.0 $207k 768.00 269.53
Aberdeen Gtr China 0.0 $102k 11k 9.11
Vodafone Group New Adr F (VOD) 0.0 $210k 7.0k 30.12
Fsb Ban 0.0 $165k 13k 12.50