Sanders Morris Harris as of Dec. 31, 2019
Portfolio Holdings for Sanders Morris Harris
Sanders Morris Harris holds 283 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Invesco Qqq Trust Series 1 (QQQ) | 5.2 | $23M | 127k | 179.70 | |
| Capital Southwest Corporation (CSWC) | 4.4 | $19M | 914k | 21.04 | |
| Enterprise Products Partners (EPD) | 3.6 | $16M | 553k | 29.05 | |
| Main Street Capital Corporation (MAIN) | 3.4 | $15M | 398k | 37.20 | |
| JPMorgan Chase & Co. (JPM) | 3.2 | $14M | 105k | 136.36 | |
| Apple (AAPL) | 2.8 | $12M | 46k | 266.20 | |
| Joint (JYNT) | 2.3 | $10M | 646k | 15.75 | |
| At&t (T) | 1.9 | $8.2M | 219k | 37.51 | |
| Bank of America Corporation (BAC) | 1.8 | $8.1M | 230k | 35.22 | |
| Intuit (INTU) | 1.7 | $7.3M | 28k | 266.16 | |
| Alphabet Inc Class A cs (GOOGL) | 1.6 | $6.9M | 5.1k | 1365.70 | |
| Lam Research Corporation (LRCX) | 1.3 | $5.7M | 19k | 297.88 | |
| Montage Res Corp | 1.3 | $5.7M | 376k | 15.04 | |
| International Game Technology (IGT) | 1.3 | $5.5M | 426k | 12.99 | |
| CenterPoint Energy (CNP) | 1.2 | $5.4M | 176k | 30.70 | |
| Verizon Communications (VZ) | 1.2 | $5.3M | 87k | 60.87 | |
| Lions Gate Entmnt Corp cl a vtg (LGF.A) | 1.2 | $5.1M | 329k | 15.64 | |
| CVS Caremark Corporation (CVS) | 1.1 | $5.0M | 85k | 58.76 | |
| Cintas Corporation (CTAS) | 1.1 | $4.9M | 18k | 270.41 | |
| Texas Instruments Incorporated (TXN) | 1.1 | $4.7M | 36k | 129.45 | |
| Procter & Gamble Company (PG) | 1.0 | $4.5M | 38k | 120.53 | |
| Altria (MO) | 0.9 | $4.1M | 78k | 52.51 | |
| Energy Transfer Equity (ET) | 0.9 | $4.1M | 300k | 13.62 | |
| Flextronics International Ltd Com Stk (FLEX) | 0.9 | $4.0M | 399k | 10.00 | |
| Amgen (AMGN) | 0.8 | $3.7M | 16k | 240.13 | |
| Philip Morris International (PM) | 0.8 | $3.7M | 43k | 85.44 | |
| American Express Company (AXP) | 0.8 | $3.5M | 28k | 124.09 | |
| Bausch Health Companies (BHC) | 0.8 | $3.4M | 115k | 29.44 | |
| Wells Fargo & Company (WFC) | 0.8 | $3.4M | 63k | 53.58 | |
| Uniqure Nv (QURE) | 0.7 | $3.2M | 45k | 70.26 | |
| Berkshire Hathaway (BRK.A) | 0.7 | $3.1M | 9.00 | 342222.22 | |
| Comcast Corporation (CMCSA) | 0.7 | $3.0M | 67k | 45.37 | |
| Spark Energy Inc-class A | 0.7 | $2.9M | 325k | 8.91 | |
| ResMed (RMD) | 0.6 | $2.8M | 18k | 156.11 | |
| Northern Trust Corporation (NTRS) | 0.6 | $2.7M | 25k | 107.60 | |
| Barrick Gold Corp (GOLD) | 0.6 | $2.6M | 189k | 13.71 | |
| Thermo Fisher Scientific (TMO) | 0.6 | $2.6M | 8.0k | 326.38 | |
| Pfenex | 0.6 | $2.6M | 413k | 6.18 | |
| Waste Management (WM) | 0.6 | $2.5M | 24k | 106.73 | |
| Adobe Systems Incorporated (ADBE) | 0.6 | $2.5M | 7.5k | 334.40 | |
| Microsoft Corporation (MSFT) | 0.6 | $2.5M | 16k | 151.27 | |
| State Street Corporation (STT) | 0.6 | $2.5M | 31k | 80.71 | |
| Exxon Mobil Corporation (XOM) | 0.6 | $2.4M | 30k | 80.35 | |
| Intel Corporation (INTC) | 0.6 | $2.4M | 40k | 60.84 | |
| Teligent | 0.6 | $2.4M | 2.1M | 1.16 | |
| Mondelez Int (MDLZ) | 0.5 | $2.4M | 44k | 53.88 | |
| Abbvie (ABBV) | 0.5 | $2.4M | 27k | 89.40 | |
| Zebra Technologies (ZBRA) | 0.5 | $2.3M | 9.0k | 259.11 | |
| Docusign (DOCU) | 0.5 | $2.3M | 30k | 75.91 | |
| Listed Fd Tr roundhill bitk (NERD) | 0.5 | $2.3M | 141k | 16.43 | |
| Johnson & Johnson (JNJ) | 0.5 | $2.2M | 16k | 143.36 | |
| CSX Corporation (CSX) | 0.5 | $2.2M | 30k | 73.20 | |
| Abbott Laboratories (ABT) | 0.5 | $2.2M | 25k | 86.80 | |
| Ez (EZPW) | 0.5 | $2.2M | 235k | 9.32 | |
| Boeing Company (BA) | 0.5 | $2.2M | 6.3k | 343.28 | |
| Criteo Sa Ads (CRTO) | 0.5 | $2.2M | 108k | 20.03 | |
| Pepsi (PEP) | 0.5 | $2.0M | 15k | 135.77 | |
| Amazon (AMZN) | 0.5 | $2.0M | 1.1k | 1879.41 | |
| Verisign (VRSN) | 0.4 | $1.9M | 9.8k | 196.31 | |
| Alliance Data Systems Corporation (BFH) | 0.4 | $1.9M | 17k | 112.46 | |
| Jefferies Finl Group (JEF) | 0.4 | $1.9M | 103k | 18.79 | |
| PNC Financial Services (PNC) | 0.4 | $1.8M | 12k | 160.25 | |
| 0.4 | $1.8M | 57k | 32.30 | ||
| Earthstone Energy | 0.4 | $1.8M | 258k | 7.08 | |
| Bristol Myers Squibb (BMY) | 0.4 | $1.8M | 31k | 58.09 | |
| Hexcel Corporation (HXL) | 0.4 | $1.8M | 24k | 75.33 | |
| Therapeuticsmd | 0.4 | $1.8M | 371k | 4.87 | |
| Blackstone Group Inc Com Cl A (BX) | 0.4 | $1.8M | 32k | 55.81 | |
| Quanta Services (PWR) | 0.4 | $1.7M | 46k | 37.73 | |
| Crowdstrike Hldgs Inc cl a (CRWD) | 0.4 | $1.7M | 35k | 49.43 | |
| Ecolab (ECL) | 0.4 | $1.7M | 8.9k | 190.27 | |
| Eli Lilly & Co. (LLY) | 0.4 | $1.7M | 13k | 130.73 | |
| Lowe's Companies (LOW) | 0.4 | $1.7M | 14k | 120.43 | |
| General Electric Company | 0.4 | $1.6M | 137k | 11.75 | |
| Kinder Morgan (KMI) | 0.4 | $1.6M | 79k | 20.45 | |
| Servicenow (NOW) | 0.4 | $1.6M | 5.4k | 291.30 | |
| Charter Communications Inc New Cl A cl a (CHTR) | 0.4 | $1.6M | 3.3k | 490.08 | |
| Elanco Animal Health (ELAN) | 0.4 | $1.6M | 49k | 32.06 | |
| Chevron Corporation (CVX) | 0.3 | $1.5M | 13k | 121.62 | |
| Motorola Solutions (MSI) | 0.3 | $1.6M | 9.7k | 161.40 | |
| Dropbox Inc-class A (DBX) | 0.3 | $1.5M | 83k | 18.09 | |
| Truist Financial Corp equities (TFC) | 0.3 | $1.5M | 26k | 56.68 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $1.4M | 4.7k | 309.43 | |
| KLA-Tencor Corporation (KLAC) | 0.3 | $1.5M | 8.0k | 182.62 | |
| Automatic Data Processing (ADP) | 0.3 | $1.4M | 8.2k | 170.12 | |
| Genesis Energy (GEL) | 0.3 | $1.4M | 60k | 23.19 | |
| Lumentum Hldgs (LITE) | 0.3 | $1.4M | 25k | 56.57 | |
| Kansas City Southern | 0.3 | $1.3M | 8.5k | 155.41 | |
| Cisco Systems (CSCO) | 0.3 | $1.3M | 26k | 48.83 | |
| Marathon Petroleum Corp (MPC) | 0.3 | $1.3M | 21k | 61.90 | |
| Aptose Biosciences | 0.3 | $1.3M | 230k | 5.53 | |
| Acushnet Holdings Corp (GOLF) | 0.3 | $1.3M | 55k | 23.15 | |
| Datadog Inc Cl A (DDOG) | 0.3 | $1.3M | 35k | 36.70 | |
| Intrexon | 0.3 | $1.2M | 223k | 5.26 | |
| Walgreen Boots Alliance (WBA) | 0.3 | $1.2M | 20k | 59.16 | |
| Walt Disney Company (DIS) | 0.3 | $1.1M | 8.0k | 140.77 | |
| NVIDIA Corporation (NVDA) | 0.3 | $1.1M | 4.9k | 229.00 | |
| EQT Corporation (EQT) | 0.3 | $1.1M | 55k | 20.73 | |
| Cue Biopharma (CUE) | 0.3 | $1.1M | 70k | 16.32 | |
| Nike (NKE) | 0.2 | $1.1M | 13k | 84.20 | |
| Amdocs Ltd ord (DOX) | 0.2 | $1.1M | 15k | 72.47 | |
| Dex (DXCM) | 0.2 | $1.1M | 5.0k | 219.40 | |
| Charles Schwab Corporation (SCHW) | 0.2 | $1.1M | 22k | 48.22 | |
| U.S. Bancorp (USB) | 0.2 | $1.0M | 18k | 59.23 | |
| Clorox Company (CLX) | 0.2 | $1.1M | 7.0k | 152.86 | |
| Seaboard Corporation (SEB) | 0.2 | $1.1M | 250.00 | 4284.00 | |
| Kraft Heinz (KHC) | 0.2 | $1.1M | 34k | 31.67 | |
| Pfizer (PFE) | 0.2 | $1.0M | 25k | 40.48 | |
| Ross Stores (ROST) | 0.2 | $1.0M | 11k | 93.12 | |
| United Technologies Corporation | 0.2 | $996k | 6.6k | 150.91 | |
| Oneok (OKE) | 0.2 | $992k | 14k | 69.86 | |
| Medtronic (MDT) | 0.2 | $1.0M | 9.0k | 114.51 | |
| Ameriprise Financial (AMP) | 0.2 | $969k | 5.9k | 165.08 | |
| Kroger (KR) | 0.2 | $979k | 35k | 28.38 | |
| Colgate-Palmolive Company (CL) | 0.2 | $965k | 14k | 68.13 | |
| Hasbro (HAS) | 0.2 | $935k | 11k | 85.00 | |
| Home Depot (HD) | 0.2 | $925k | 4.8k | 191.95 | |
| Starbucks Corporation (SBUX) | 0.2 | $917k | 10k | 89.00 | |
| ZIOPHARM Oncology | 0.2 | $930k | 201k | 4.62 | |
| Phillips 66 (PSX) | 0.2 | $932k | 8.4k | 110.36 | |
| Magna Intl Inc cl a (MGA) | 0.2 | $888k | 16k | 55.50 | |
| Caredx (CDNA) | 0.2 | $895k | 42k | 21.16 | |
| Avalara | 0.2 | $827k | 11k | 78.09 | |
| Western Digital (WDC) | 0.2 | $813k | 12k | 65.61 | |
| UnitedHealth (UNH) | 0.2 | $803k | 2.9k | 276.90 | |
| Gulfport Energy Corporation | 0.2 | $802k | 100k | 8.02 | |
| New Mountain Finance Corp (NMFC) | 0.2 | $788k | 58k | 13.57 | |
| Union Pacific Corporation (UNP) | 0.2 | $729k | 4.0k | 182.25 | |
| Foot Locker (FL) | 0.2 | $727k | 12k | 60.58 | |
| Concho Resources | 0.2 | $739k | 6.7k | 111.03 | |
| Agnico (AEM) | 0.2 | $748k | 17k | 43.49 | |
| Global Partners (GLP) | 0.2 | $727k | 37k | 19.68 | |
| McDonald's Corporation (MCD) | 0.2 | $723k | 3.7k | 194.56 | |
| Brookfield Asset Management | 0.2 | $694k | 12k | 57.83 | |
| ConocoPhillips (COP) | 0.2 | $708k | 11k | 65.60 | |
| Baidu (BIDU) | 0.2 | $691k | 5.0k | 138.20 | |
| Pra (PRAA) | 0.2 | $704k | 19k | 37.05 | |
| Eiger Biopharmaceuticals | 0.2 | $691k | 48k | 14.55 | |
| International Business Machines (IBM) | 0.1 | $679k | 4.9k | 139.57 | |
| Merck & Co (MRK) | 0.1 | $680k | 7.5k | 90.29 | |
| Steel Dynamics (STLD) | 0.1 | $642k | 19k | 33.79 | |
| Citigroup (C) | 0.1 | $655k | 8.3k | 79.36 | |
| Dell Technologies (DELL) | 0.1 | $659k | 12k | 53.81 | |
| BP (BP) | 0.1 | $603k | 15k | 39.56 | |
| Fidelity National Information Services (FIS) | 0.1 | $625k | 4.5k | 139.82 | |
| Stryker Corporation (SYK) | 0.1 | $631k | 3.0k | 210.33 | |
| Unilever | 0.1 | $615k | 11k | 57.41 | |
| Celanese Corporation (CE) | 0.1 | $607k | 5.0k | 121.40 | |
| Antero Res (AR) | 0.1 | $623k | 82k | 7.60 | |
| Anthem (ELV) | 0.1 | $602k | 2.0k | 301.00 | |
| Discover Financial Services (DFS) | 0.1 | $576k | 6.8k | 85.33 | |
| Nucor Corporation (NUE) | 0.1 | $551k | 10k | 55.10 | |
| Littelfuse (LFUS) | 0.1 | $580k | 3.0k | 193.33 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $544k | 2.4k | 226.67 | |
| BlackRock Core Bond Trust (BHK) | 0.1 | $524k | 39k | 13.45 | |
| Te Connectivity Ltd for (TEL) | 0.1 | $515k | 5.3k | 96.57 | |
| Cognizant Technology Solutions (CTSH) | 0.1 | $495k | 8.0k | 61.88 | |
| Corning Incorporated (GLW) | 0.1 | $483k | 16k | 30.00 | |
| AstraZeneca (AZN) | 0.1 | $475k | 11k | 42.41 | |
| Marriott International (MAR) | 0.1 | $485k | 3.2k | 151.56 | |
| Marathon Oil Corporation (MRO) | 0.1 | $485k | 29k | 16.72 | |
| Putnam Premier Income Trust (PPT) | 0.1 | $464k | 90k | 5.16 | |
| iShares S&P US Pref Stock Idx Fnd (PFF) | 0.1 | $484k | 13k | 37.59 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.1 | $498k | 35k | 14.24 | |
| Fnf (FNF) | 0.1 | $486k | 11k | 44.95 | |
| Linde | 0.1 | $475k | 2.7k | 175.93 | |
| 3M Company (MMM) | 0.1 | $462k | 2.5k | 185.54 | |
| McKesson Corporation (MCK) | 0.1 | $435k | 3.1k | 138.54 | |
| Oracle Corporation (ORCL) | 0.1 | $447k | 8.3k | 53.94 | |
| SPDR S&P Oil & Gas Explore & Prod. | 0.1 | $461k | 15k | 30.73 | |
| John Hancock Bank & Thrift Opportu. Fund (BTO) | 0.1 | $456k | 12k | 36.82 | |
| Blackrock California Mun. Income Trust (BFZ) | 0.1 | $425k | 32k | 13.49 | |
| Nuveen Texas Quality Income Municipal | 0.1 | $430k | 30k | 14.26 | |
| Wec Energy Group (WEC) | 0.1 | $428k | 4.7k | 90.64 | |
| Wyndham Hotels And Resorts (WH) | 0.1 | $430k | 6.9k | 62.32 | |
| Equifax (EFX) | 0.1 | $391k | 3.1k | 126.13 | |
| Caterpillar (CAT) | 0.1 | $406k | 3.0k | 135.33 | |
| Coca-Cola Company (KO) | 0.1 | $406k | 8.7k | 46.93 | |
| Baxter International (BAX) | 0.1 | $416k | 4.9k | 84.90 | |
| Helmerich & Payne (HP) | 0.1 | $414k | 9.1k | 45.37 | |
| Avnet (AVT) | 0.1 | $415k | 9.6k | 43.36 | |
| Sap (SAP) | 0.1 | $410k | 3.0k | 136.67 | |
| Assured Guaranty (AGO) | 0.1 | $393k | 8.0k | 49.12 | |
| Holly Energy Partners | 0.1 | $394k | 15k | 26.96 | |
| Unilever (UL) | 0.1 | $395k | 6.9k | 56.95 | |
| General Motors Company (GM) | 0.1 | $408k | 11k | 37.17 | |
| Targa Res Corp (TRGP) | 0.1 | $397k | 9.6k | 41.54 | |
| BlackRock MuniHoldings New Jersey Ins Fn (MUJ) | 0.1 | $417k | 29k | 14.27 | |
| Murphy Usa (MUSA) | 0.1 | $403k | 3.5k | 115.14 | |
| Hp (HPQ) | 0.1 | $413k | 20k | 20.77 | |
| Kinsale Cap Group (KNSL) | 0.1 | $414k | 4.0k | 103.50 | |
| Insight Select Income Fund Ins (INSI) | 0.1 | $379k | 20k | 19.21 | |
| Janus Henderson Group Plc Ord (JHG) | 0.1 | $405k | 17k | 24.52 | |
| Goldman Sachs (GS) | 0.1 | $351k | 1.5k | 234.00 | |
| Wal-Mart Stores (WMT) | 0.1 | $332k | 3.4k | 97.65 | |
| Sony Corporation (SONY) | 0.1 | $334k | 4.8k | 69.01 | |
| Noble Energy | 0.1 | $351k | 15k | 24.14 | |
| United Rentals (URI) | 0.1 | $337k | 2.0k | 168.50 | |
| Allstate Corporation (ALL) | 0.1 | $349k | 3.1k | 111.86 | |
| Illinois Tool Works (ITW) | 0.1 | $372k | 2.1k | 180.58 | |
| Markel Corporation (MKL) | 0.1 | $347k | 300.00 | 1156.67 | |
| Visa (V) | 0.1 | $337k | 2.2k | 156.24 | |
| Applied Materials (AMAT) | 0.1 | $348k | 5.6k | 62.14 | |
| Wyndham Worldwide Corporation | 0.1 | $355k | 6.8k | 52.21 | |
| Proshares Tr (UYG) | 0.1 | $360k | 9.0k | 40.00 | |
| DNP Select Income Fund (DNP) | 0.1 | $359k | 29k | 12.24 | |
| First Republic Bank/san F (FRCB) | 0.1 | $354k | 3.0k | 118.00 | |
| Landmark Infrastructure | 0.1 | $344k | 20k | 16.98 | |
| Paypal Holdings (PYPL) | 0.1 | $332k | 3.0k | 110.67 | |
| Digital Realty Trust (DLR) | 0.1 | $301k | 2.5k | 118.32 | |
| Edwards Lifesciences (EW) | 0.1 | $303k | 1.3k | 226.12 | |
| Whirlpool Corporation (WHR) | 0.1 | $297k | 2.0k | 148.50 | |
| Air Products & Chemicals (APD) | 0.1 | $329k | 1.7k | 191.06 | |
| Agilent Technologies Inc C ommon (A) | 0.1 | $325k | 3.8k | 86.05 | |
| iShares S&P 500 Index (IVV) | 0.1 | $308k | 1.1k | 291.94 | |
| Qualcomm (QCOM) | 0.1 | $325k | 3.7k | 87.84 | |
| Plains All American Pipeline (PAA) | 0.1 | $319k | 13k | 24.08 | |
| Gran Tierra Energy | 0.1 | $330k | 145k | 2.28 | |
| Vanguard Growth ETF (VUG) | 0.1 | $326k | 2.1k | 156.28 | |
| Blackrock MuniHoldings CA Insrd Fnd (MUC) | 0.1 | $317k | 23k | 14.03 | |
| Facebook Inc cl a (META) | 0.1 | $305k | 1.7k | 179.41 | |
| Redhill Biopharma Ltd cmn | 0.1 | $289k | 48k | 6.06 | |
| Viper Energy Partners | 0.1 | $327k | 13k | 25.79 | |
| Allergan | 0.1 | $288k | 1.5k | 192.00 | |
| Regenxbio Inc equity us cm (RGNX) | 0.1 | $300k | 7.7k | 38.96 | |
| Hewlett Packard Enterprise (HPE) | 0.1 | $289k | 18k | 16.16 | |
| Peregrine Pharmaceuticals (CDMO) | 0.1 | $296k | 40k | 7.40 | |
| Kkr & Co (KKR) | 0.1 | $297k | 10k | 29.41 | |
| Merida Merger Corp I | 0.1 | $292k | 30k | 9.73 | |
| Paychex (PAYX) | 0.1 | $255k | 3.0k | 85.00 | |
| CACI International (CACI) | 0.1 | $252k | 1.0k | 252.00 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $262k | 6.2k | 42.59 | |
| Royal Dutch Shell | 0.1 | $262k | 4.4k | 59.95 | |
| Gap (GPS) | 0.1 | $279k | 11k | 26.20 | |
| Canadian Pacific Railway | 0.1 | $258k | 1.0k | 258.00 | |
| Ford Motor Company (F) | 0.1 | $269k | 30k | 8.88 | |
| Delta Air Lines (DAL) | 0.1 | $284k | 5.5k | 51.64 | |
| salesforce (CRM) | 0.1 | $257k | 1.6k | 165.81 | |
| Consumer Discretionary SPDR (XLY) | 0.1 | $282k | 2.5k | 114.03 | |
| iShares Lehman Short Treasury Bond (SHV) | 0.1 | $252k | 2.3k | 110.43 | |
| Nuveen Massachusetts Pre Income Mun (NMT) | 0.1 | $284k | 20k | 14.20 | |
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.1 | $247k | 19k | 13.23 | |
| Post Holdings Inc Common (POST) | 0.1 | $267k | 2.5k | 108.76 | |
| Stellus Capital Investment (SCM) | 0.1 | $264k | 19k | 14.16 | |
| Sprint | 0.1 | $255k | 49k | 5.21 | |
| Republic Services (RSG) | 0.1 | $229k | 2.6k | 89.80 | |
| Norfolk Southern (NSC) | 0.1 | $210k | 1.1k | 186.67 | |
| CenturyLink | 0.1 | $230k | 18k | 12.60 | |
| GlaxoSmithKline | 0.1 | $235k | 5.0k | 47.00 | |
| iShares NASDAQ Biotechnology Index (IBB) | 0.1 | $235k | 2.1k | 111.90 | |
| MetLife (MET) | 0.1 | $213k | 4.3k | 50.12 | |
| Medical Properties Trust (MPW) | 0.1 | $222k | 12k | 18.50 | |
| Omega Healthcare Investors (OHI) | 0.1 | $232k | 6.1k | 38.26 | |
| Teledyne Technologies Incorporated (TDY) | 0.1 | $214k | 600.00 | 356.67 | |
| Tyler Technologies (TYL) | 0.1 | $204k | 1.0k | 204.00 | |
| Magellan Midstream Partners | 0.1 | $203k | 3.2k | 62.81 | |
| iShares S&P MidCap 400 Index (IJH) | 0.1 | $239k | 1.3k | 189.23 | |
| Tesla Motors (TSLA) | 0.1 | $200k | 716.00 | 279.33 | |
| Kayne Anderson MLP Investment (KYN) | 0.1 | $217k | 15k | 14.45 | |
| Vanguard Information Technology ETF (VGT) | 0.1 | $212k | 1.1k | 200.95 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.1 | $228k | 16k | 14.22 | |
| Liberty Broadband Cl C (LBRDK) | 0.1 | $205k | 1.6k | 126.31 | |
| Johnson Controls International Plc equity (JCI) | 0.1 | $211k | 5.1k | 41.43 | |
| Waitr Hldgs | 0.1 | $238k | 700k | 0.34 | |
| Nortonlifelock (GEN) | 0.1 | $234k | 9.0k | 26.02 | |
| New York Community Ban (NYCB) | 0.0 | $180k | 16k | 11.61 | |
| Teekay Lng Partners | 0.0 | $169k | 11k | 14.96 | |
| BlackRock Insured Municipal Income Trust (BYM) | 0.0 | $155k | 11k | 14.09 | |
| Nuveen Ny Divid Advntg Mun F (NAN) | 0.0 | $161k | 12k | 13.88 | |
| Cadence Bancorporation cl a | 0.0 | $186k | 10k | 18.60 | |
| Hallador Energy (HNRG) | 0.0 | $138k | 26k | 5.25 | |
| Sirius Xm Holdings (SIRI) | 0.0 | $147k | 26k | 5.65 | |
| Nio Inc spon ads (NIO) | 0.0 | $122k | 24k | 5.08 | |
| SigmaTron International (SGMA) | 0.0 | $102k | 35k | 2.92 | |
| Digital Ally | 0.0 | $74k | 20k | 3.70 | |
| Liberty Interactive Corp (QRTEA) | 0.0 | $81k | 10k | 8.10 | |
| Tff Pharmaceuticals | 0.0 | $101k | 19k | 5.34 | |
| Voya Prime Rate Trust sh ben int | 0.0 | $59k | 12k | 4.76 | |
| Pdl Biopharma Inc note 2.750 12/0 | 0.0 | $29k | 25k | 1.16 | |
| Mid-con Energy Partners | 0.0 | $12k | 15k | 0.82 | |
| Fluidigm Corporation convertible cor | 0.0 | $17k | 18k | 0.94 | |
| Mannkind (MNKD) | 0.0 | $20k | 10k | 2.00 | |
| Merida Merger Corp I *w exp 11/07/202 | 0.0 | $7.1k | 15k | 0.47 |
