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PenderFund Capital Management

Latest statistics and disclosures from PenderFund Capital Management's latest quarterly 13F-HR filing:

Top 5 stock holdings are Esperion Therapeutics Inc Ne, First Majestic Silver Corp, Bandwidth, SSR MNG, SANG, and represent 39.90% of PenderFund Capital Management's stock portfolio.
Added to shares of these 10 stocks: Novavax (+$21M), Cable One (+$8.7M), First Majestic Silver Corp (+$8.2M), Beyond Meat (+$5.6M), SSR MNG (+$5.2M), Bandwidth, Eventbrite, TPL, PPLT, Magnite.
Started 47 new stock positions in TDCX, IRAA, Cardlytics, Pioneer Natural Resources, MARX, Tricon Capital Groupco L, PPLT, ERO, CLVT, Carrols Restaurant.
Reduced shares in these 10 stocks: EMD (-$1.8B), Opko Health Inc convertible security (-$19M), NVG (-$8.0M), NEA (-$7.0M), SSNC, EDD, KKR, PAR, , Chico's FAS.
Sold out of its positions in Alteryx, BANC, BATL, Chico's FAS, DMYY, Eargo Inc - US, Engagesmart, FIAC, Freeline Therapeutics Holdings, Gigcapital 5.
PenderFund Capital Management was a net seller of stock by $-1.7B.
PenderFund Capital Management has $378M in assets under management (AUM), dropping by 23.28%.
Central Index Key (CIK): 0001706164

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Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 116 positions in its portfolio as reported in the March 2024 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal)	12.3	$47M		40M	1.15	View chart
First Majestic Silver Corp Note 0.375% 1/1 (Principal)	8.8	$33M	+32%	31M	1.06	View chart
Bandwidth Note 0.500% 4/0 (Principal)	6.9	$26M	+23%	27M	0.98	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	6.1	$23M	+29%	19M	1.22	View chart
Sangoma Technologies Corp Com New (SANG)	5.7	$22M		3.3M	6.55	View chart
Novavax Note 5.000%12/1 Added (Principal)	5.6	$21M	NEW	24M	0.88	View chart
Burford Cap Ord Shs (BUR)	4.5	$17M	-3%	779k	21.63	View chart
PAR Technology Corporation (PAR)	4.4	$17M	-6%	273k	61.44	View chart
Western Asset Emerging Mrkts Dbt Fnd (EMD)	3.5	$13M	-99%	3.1k	4254.64	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	3.5	$13M		850k	15.52	View chart
Nuveen Municipal Credit Com Sh Ben Int (NZF)	3.3	$13M		751k	16.58	View chart
Cable One Note 1.125% 3/1 (Principal)	2.3	$8.7M	NEW	8.5M	1.02	View chart
Docebo (DCBO)	2.1	$7.8M		118k	66.22	View chart
Aviat Networks Com New (AVNW)	1.8	$6.7M		130k	51.93	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	1.7	$6.6M	-51%	440k	14.99	View chart
Beyond Meat Note 3/1 (Principal)	1.5	$5.6M	NEW	17M	0.32	View chart
Forum Energy Technologies In (FET)	1.4	$5.4M		199k	27.06	View chart
Kkr & Co (KKR)	1.4	$5.4M	-31%	39k	136.24	View chart
Interactive Brokers Group In Com Cl A (IBKR)	1.4	$5.3M	-7%	35k	151.32	View chart
Magnite Note 0.250% 3/1 (Principal)	1.4	$5.1M	+111%	4.2M	1.21	View chart
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW)	1.3	$5.0M		430k	11.69	View chart
Texas Pacific Land Corp (TPL)	1.2	$4.5M	+200%	5.7k	783.62	View chart
Zillow Group Cl C Cap Stk (Z)	1.2	$4.4M	-5%	66k	66.07	View chart
Eventbrite Note 0.750% 9/1 (Principal)	1.1	$4.0M	NEW	3.5M	1.14	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	0.9	$3.3M	-48%	507k	6.43	View chart
Kennedy-Wilson Holdings (KW)	0.8	$3.1M	+278%	265k	11.62	View chart
Abrdn Platinum Etf Trust Physcl Platm Shs (PPLT)	0.7	$2.8M	NEW	25k	113.17	View chart
Cardlytics Note 1.000% 9/1 (Principal)	0.7	$2.5M	NEW	2.0M	1.25	View chart
Egain Corp Com New (EGAN)	0.5	$2.0M		232k	8.74	View chart
Revance Therapeutics Note 1.750% 2/1 (Principal)	0.5	$2.0M	NEW	2.0M	1.00	View chart
Peloton Interactive Cl A Com (PTON)	0.5	$2.0M		337k	5.80	View chart
Accelerate Diagnostics Note 5.000%12/1 (Principal)	0.4	$1.5M		2.0M	0.74	View chart
Carrols Restaurant	0.4	$1.4M	NEW	109k	12.88	View chart
Cable One Note 3/1 (Principal)	0.4	$1.4M	NEW	1.2M	1.19	View chart
Tricon Residential Com Npv	0.4	$1.4M	NEW	92k	15.10	View chart
Brookfield Corp Cl A Ltd Vt Sh (BN)	0.4	$1.4M		24k	56.68	View chart
National Westn Life Group In Cl A (NWLI)	0.3	$1.2M		1.8k	666.38	View chart
Kaman Corporation	0.3	$1.2M	NEW	19k	62.13	View chart
Daseke	0.3	$1.1M	+118%	94k	11.24	View chart
Vericity (VERY)	0.3	$1.0M	-3%	67k	15.37	View chart
M.D.C. Holdings	0.3	$1.0M	NEW	12k	85.21	View chart
Haynes Intl Com New (HAYN)	0.3	$1.0M	NEW	13k	81.44	View chart
Transphorm (TGAN)	0.3	$964k	NEW	145k	6.65	View chart
Cerevel Therapeutics Hldng I (CERE)	0.3	$962k	+78%	17k	57.26	View chart
Masonite International	0.2	$926k	NEW	5.2k	178.06	View chart
Starbucks Corporation (SBUX)	0.2	$883k	+36%	7.1k	123.79	View chart
Microchip Technology (MCHP)	0.2	$870k		7.2k	121.52	View chart
Baidu Spon Adr Rep A (BIDU)	0.2	$827k	+18%	5.8k	142.61	View chart
Clarivate Plc Ord SHS (CLVT)	0.2	$764k	NEW	76k	10.06	View chart
Iac Com New (IAC)	0.2	$759k	NEW	11k	72.25	View chart
Pioneer Natural Resources	0.2	$747k	NEW	2.1k	355.57	View chart
Northrop Grumman Corporation (NOC)	0.2	$746k	+53%	1.2k	648.37	View chart
North American Const (NOA)	0.2	$734k		24k	30.12	View chart
Taro Pharmaceutical Inds SHS (TARO)	0.2	$734k	+481%	13k	57.35	View chart
Whole Earth Brands Com Cl A (FREE)	0.2	$728k	NEW	111k	6.54	View chart
Hireright Holdings Corporati (HRT)	0.2	$723k	NEW	37k	19.33	View chart
Csi Compressco Com Unit	0.2	$721k	+175%	228k	3.16	View chart
American Equity Investment Life Holding	0.2	$720k	-41%	9.5k	76.15	View chart
Eagle Bulk Shipping	0.2	$717k	+192%	8.5k	84.62	View chart
Stratasys SHS (SSYS)	0.2	$643k		41k	15.74	View chart
American National BankShares	0.2	$640k	-15%	9.9k	64.69	View chart
Firstservice Corp (FSV)	0.2	$610k		2.7k	224.25	View chart
TDCX Comads (TDCX)	0.2	$601k	NEW	62k	9.71	View chart
Everbridge, Inc. Cmn (EVBG)	0.2	$595k	NEW	13k	47.18	View chart
Starrett L S Cl A	0.2	$579k	NEW	27k	21.52	View chart
Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA)	0.2	$569k		52k	11.01	View chart
Gan SHS (GAN)	0.1	$539k	+2%	313k	1.72	View chart
Consolidated Communications Holdings (CNSL)	0.1	$522k		89k	5.85	View chart
Cartica Acquisition Corp Class A Ord Shs (CITE)	0.1	$487k	NEW	33k	14.90	View chart
Ss&c Technologies Holding (SSNC)	0.1	$480k	-87%	5.5k	87.19	View chart
Dollar General (DG)	0.1	$478k		2.3k	211.39	View chart
Olink Hldg Ab Sponsored Ads (OLK)	0.1	$472k	-5%	15k	31.85	View chart
Codorus Valley Ban (CVLY)	0.1	$466k	NEW	15k	30.83	View chart
Neogames S A SHS	0.1	$463k	-60%	12k	39.23	View chart
Hudson Acquisition I Corp Common Stock (HUDA)	0.1	$462k	NEW	32k	14.36	View chart
Starwood Property Trust (STWD)	0.1	$460k		17k	27.54	View chart
Ero Copper Corp (ERO)	0.1	$457k	NEW	18k	26.12	View chart
Agiliti	0.1	$366k	NEW	27k	13.71	View chart
Acri Capital Acquisition Cor Com Cl A	0.1	$361k	NEW	24k	15.23	View chart
Inflection Pt Acquisitn Crp Cl A Ord Shs (IPXX)	0.1	$355k		25k	14.18	View chart
Capri Holdings SHS (CPRI)	0.1	$328k	-29%	5.3k	61.36	View chart
Colombier Acquisition Corp I Unit 99/99/9999 (CLBR.U)	0.1	$296k		20k	14.82	View chart
Landos Biopharma Com New	0.1	$271k	NEW	9.3k	29.12	View chart
Metal Sky Star Acquisition C Ordinary Shares (MSSA)	0.1	$249k		17k	15.09	View chart
Catalent (CTLT)	0.1	$245k	NEW	3.2k	76.46	View chart
Vistaoutdoor (VSTO)	0.1	$244k	NEW	5.5k	44.40	View chart
Hollysys Automation Tchngy L SHS (HOLI)	0.1	$232k	-70%	6.7k	34.65	View chart
Enerplus Corp	0.1	$232k	NEW	8.7k	26.63	View chart
McGrath Rent (MGRC)	0.1	$229k	NEW	1.4k	167.11	View chart
ZeroFox Holdings	0.1	$192k	NEW	127k	1.52	View chart
Hawaiian Holdings	0.0	$181k	+284%	10k	18.06	View chart
Recro Pharma	0.0	$181k	NEW	123k	1.46	View chart
Juniper Networks (JNPR)	0.0	$146k	NEW	2.9k	50.20	View chart
Aetherium Acquisition Corp Class A Com (GMFI)	0.0	$144k	NEW	9.5k	15.10	View chart
Callon Petroleum	0.0	$133k	NEW	2.7k	48.44	View chart
Anterix Inc. Atex (ATEX)	0.0	$105k		2.3k	45.53	View chart
Bce Com New (BCE)	0.0	$81k	NEW	1.8k	46.25	View chart
Nexgen Energy (NXE)	0.0	$57k		5.4k	10.53	View chart
Capstar Finl Hldgs	0.0	$56k	-90%	2.0k	27.23	View chart
Vision Sensing Acquisition C Class A Com (VSAC)	0.0	$52k	NEW	3.4k	15.10	View chart
Bragg Gaming Group Com New (BRAG)	0.0	$40k		4.8k	8.29	View chart
Iris Acquisition Corp Class A Com (IRAA)	0.0	$29k	NEW	2.0k	14.47	View chart
Fintech Ecosystem Deve Class A Com (FEXD)	0.0	$26k		1.7k	14.90	View chart
Altenergy Acquisition Corp Com Cl A (AEAE)	0.0	$23k	NEW	1.5k	15.17	View chart
International Media Acquisit Class A Com (IMAQ)	0.0	$15k	-86%	981.00	15.40	View chart
Clover Leaf Capital Corp Com Cl A (CLOE)	0.0	$14k	NEW	879.00	16.25	View chart
Silverbox Corp Iii Com Cl A (SBXC)	0.0	$14k		1.0k	14.20	View chart
Duet Acquisition Corp Class A Com (DUET)	0.0	$4.5k		305.00	14.91	View chart
Superior Drilling Products (SDPI)	0.0	$371.010000	NEW	300.00	1.24	View chart
Velo3d *w Exp 09/29/202 (VLDXW)	0.0	$329.000000		5.0k	0.07	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS)	0.0	$169.000000		2.5k	0.07	View chart
Jaws Mustang Acquisition Cor *w Exp 01/30/202 (JWSM.WS)	0.0	$73.000000		250.00	0.29	View chart
Silverbox Corp Iii *w Exp 02/28/202 (SBXC.WS)	0.0	$63.013600		332.00	0.19	View chart
Mars Acquisition Corp Ordinary Shares (MARX)	0.0	$29.000000	NEW	2.00	14.50	View chart
Tritium Dcfc *w Exp 01/13/202 (DCFWQ)	0.0	$18.015300		333.00	0.05	View chart
Qomolangma Acquisition Corp (QOMO)	0.0	$15.000000	NEW	1.00	15.00	View chart

Past Filings by PenderFund Capital Management

SEC 13F filings are viewable for PenderFund Capital Management going back to 2017

PenderFund Capital Management 2024 Q1 filed May 15, 2024
PenderFund Capital Management 2023 Q4 filed Feb. 14, 2024
PenderFund Capital Management 2023 Q3 filed Nov. 14, 2023
PenderFund Capital Management 2023 Q2 filed Aug. 11, 2023
PenderFund Capital Management 2023 Q1 filed May 15, 2023
PenderFund Capital Management 2022 Q4 filed Feb. 10, 2023
PenderFund Capital Management 2022 Q3 filed Nov. 14, 2022
PenderFund Capital Management 2022 Q2 filed Aug. 15, 2022
PenderFund Capital Management 2022 Q1 filed May 17, 2022
PenderFund Capital Management 2021 Q4 filed Feb. 16, 2022
PenderFund Capital Management 2021 Q3 filed Nov. 15, 2021
PenderFund Capital Management 2021 Q2 filed Aug. 13, 2021
PenderFund Capital Management 2021 Q1 filed May 10, 2021
PenderFund Capital Management 2020 Q4 filed Feb. 12, 2021
PenderFund Capital Management 2020 Q3 filed Nov. 16, 2020
PenderFund Capital Management 2020 Q2 filed Aug. 17, 2020

View all past filings

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