PenderFund Capital Management

Latest statistics and disclosures from PenderFund Capital Management's latest quarterly 13F-HR filing:

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Positions held by PenderFund Capital Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 207 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Majestic Silver Corp Note 0.375% 1/1 (Principal) 8.0 $48M 44M 1.08
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Abrdn Platinum Etf Trust Physcl Platm Shs (PPLT) 7.3 $43M -3% 302k 142.88
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Equinox Gold Corp equities (EQX) 7.3 $43M NEW 3.8M 11.20
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Duke Energy Corp Note 4.125% 4/1 (Principal) 5.9 $35M +45% 32M 1.09
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Ssr Mining In Note 2.500% 4/0 (Principal) 4.7 $28M -10% 20M 1.41
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Equinox Gold Corp Note 4.750%10/1 (Principal) 4.0 $24M 12M 1.95
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Southern Note 4.500% 6/1 (Principal) 3.8 $23M +100% 20M 1.13
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Pdd Holdings Note 12/0 (Principal) 3.1 $18M 19M 0.99
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Esperion Therapeutics (ESPR) 3.0 $18M 6.7M 2.65
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Beyond Meat Note 3/1 (Principal) 2.8 $17M 94M 0.18
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Nio Note 3.875%10/1 (Principal) 2.8 $17M -8% 15M 1.09
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Wolfspeed Note 1.750% 5/0 (Principal) 2.5 $15M 25M 0.59
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PAR Technology Corporation (PAR) 2.5 $15M +97% 373k 39.58
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Cardlytics Note 4.250% 4/0 (Principal) 2.5 $15M -20% 28M 0.53
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Wolfspeed Note 1.875%12/0 (Principal) 2.4 $15M +95% 25M 0.59
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Teucrium Commodity Tr Wheat Fd (WEAT) 2.4 $14M NEW 3.5M 4.11
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Sangoma Technologies Corp Com New (SANG) 2.4 $14M -12% 2.8M 4.97
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Magnite Note 0.250% 3/1 (Principal) 2.3 $14M 14M 0.98
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Opko Health Note 3.750% 1/1 (Principal) 1.9 $11M 7.3M 1.52
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Wolfspeed Note 0.250% 2/1 (Principal) 1.8 $11M +80% 18M 0.59
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Ishares Silver Tr Ishares (SLV) 1.8 $11M 250k 42.37
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Telesat Corp Cl A & Cl B Shs (TSAT) 1.8 $11M +307% 410k 25.65
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Sprott Asset Management Physical Silver (PSLV) 1.8 $10M 665k 15.70
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Ppl Cap Fdg Note 2.875% 3/1 (Principal) 1.7 $10M 9.0M 1.14
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Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.5 $8.9M 1.0M 8.89
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Burford Cap Ord Shs (BUR) 1.5 $8.9M 745k 11.96
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Txnm Energy Note 5.750% 6/0 (Principal) 1.3 $7.8M 5.9M 1.33
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Nio Note 4.625%10/1 (Principal) 1.3 $7.7M -58% 7.2M 1.07
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Forum Energy Technologies In (FET) 1.2 $6.9M -31% 260k 26.71
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Northern Oil & Gas Note 3.625% 4/1 (Principal) 0.9 $5.1M NEW 5.0M 1.02
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Airbnb Note 3/1 (Principal) 0.8 $4.9M 5.0M 0.98
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Evolent Health Debt 4.500% 8/1 (Principal) 0.7 $4.0M NEW 4.0M 1.01
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Esperion Therapeutics Inc Ne Note 4.000%11/1 (Principal) 0.5 $3.0M 3.0M 1.01
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Evolent Health Note 3.500%12/0 (Principal) 0.4 $2.5M NEW 3.0M 0.82
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Deckers Outdoor Corporation (DECK) 0.4 $2.4M +9632% 24k 101.37
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Ero Copper Corp (ERO) 0.4 $2.4M -3% 120k 19.75
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Brookfield Corp Cl A Ltd Vt Sh (BN) 0.4 $2.1M +29% 31k 68.61
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International Flavors & Fragrances (IFF) 0.4 $2.1M NEW 34k 61.54
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Hexcel Corporation (HXL) 0.3 $2.0M 32k 62.70
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Adecoagro S A (AGRO) 0.3 $2.0M NEW 250k 7.84
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Molina Healthcare (MOH) 0.3 $1.9M 10k 191.36
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Stoneco Com Cl A (STNE) 0.3 $1.9M -29% 100k 18.91
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Kennedy-Wilson Holdings (KW) 0.3 $1.5M -32% 179k 8.32
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Nexgen Energy (NXE) 0.2 $1.4M +1273% 159k 8.95
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Kkr & Co (KKR) 0.2 $1.3M -30% 10k 129.95
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Maravai Lifesciences Hldgs I Com Cl A (MRVI) 0.2 $1.2M -51% 420k 2.87
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Evercore Class A (EVR) 0.2 $1.0M NEW 3.0k 337.32
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Markel Corporation (MKL) 0.2 $984k 515.00 1911.36
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Danaher Corporation (DHR) 0.2 $932k 4.7k 198.26
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Microchip Technology (MCHP) 0.2 $922k 14k 64.22
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Brookfield Renewable Partner Partnership Unit (BEP) 0.1 $773k NEW 30k 25.77
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Americas Gold And Silver Cor Com New 0.1 $771k NEW 207k 3.73
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Lithia Motors (LAD) 0.1 $758k 2.4k 316.00
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Western Asst Infltn Lkd Inm Com Sh Ben Int (WIA) 0.1 $749k +17% 89k 8.41
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Drugs Made In Amer Acq Ii Unit 09/16/2030 0.1 $681k NEW 69k 9.95
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Western Copper And Gold Cor (WRN) 0.1 $632k NEW 319k 1.98
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Launch One Acquisition Corp Shs Class A (LPAA) 0.1 $631k 60k 10.52
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Isoenergy Com New (ISOU) 0.1 $611k +362% 61k 10.07
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Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $567k -12% 106k 5.36
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Sandstorm Gold Com New (SAND) 0.1 $532k NEW 43k 12.52
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Waste Connections (WCN) 0.1 $527k NEW 3.0k 175.80
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Ats (ATS) 0.1 $523k NEW 20k 26.16
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Clarivate Ord Shs (CLVT) 0.1 $506k -75% 132k 3.83
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B2gold Corp (BTG) 0.1 $494k NEW 100k 4.94
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Amc Networks Note 4.250% 2/1 (Principal) 0.1 $482k 501k 0.96
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Mr Cooper Group 0.1 $443k NEW 2.1k 210.79
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Verona Pharma Sponsored Ads (VRNA) 0.1 $416k NEW 3.9k 106.71
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Vimeo Common Stock (VMEO) 0.1 $411k NEW 53k 7.75
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Chart Industries (GTLS) 0.1 $400k NEW 2.0k 200.15
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Cyberark Software SHS (CYBR) 0.1 $387k NEW 800.00 483.15
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Spdr Series Trust S&p Regl Bkg (KRE) 0.1 $380k NEW 6.0k 63.30
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Soho House & Co Com Cl A (SHCO) 0.1 $380k NEW 43k 8.85
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HudBay Minerals (HBM) 0.1 $379k NEW 25k 15.15
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Titan Acquisition Corp Unit 04/09/2030 (TACHU) 0.1 $377k 37k 10.30
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Vizsla Silver Corp Com New (VZLA) 0.1 $359k NEW 83k 4.32
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Alamos Gold New Com Cl A (AGI) 0.1 $349k NEW 10k 34.86
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Webster Financial Corporation (WBS) 0.1 $347k 5.8k 59.44
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Big 5 Sporting Goods Corporation 0.1 $344k NEW 239k 1.44
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Lensar (LNSR) 0.1 $334k -10% 27k 12.35
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Mac Copper Ord Shs (MTAL) 0.1 $323k +76% 27k 12.21
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Soulpower Acquisition Corp Unit 99/99/9999 (SOUL.U) 0.1 $319k 30k 10.60
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Solarius Capital Acqu Corp Unit 07/10/2030 0.1 $307k NEW 29k 10.54
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Performant Finl (PHLT) 0.1 $306k NEW 40k 7.73
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D. Boral Arc Acq I Corp. Unit 07/23/2030 0.0 $294k NEW 29k 10.00
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City Office Reit (CIO) 0.0 $294k NEW 42k 6.96
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Mastercard Incorporated Cl A (MA) 0.0 $284k NEW 500.00 568.81
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Xenon Pharmaceuticals (XENE) 0.0 $275k NEW 6.9k 40.15
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Vine Hill Cap Invt Corp. Ord Shs Cl A (VCIC) 0.0 $268k 25k 10.71
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Jabil Circuit (JBL) 0.0 $264k -32% 1.2k 217.17
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Sim Acquisition Corp. I Shs Cl A (SIMA) 0.0 $263k 25k 10.50
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Zimvie (ZIMV) 0.0 $260k NEW 14k 18.94
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Astrazeneca Sponsored Adr (AZN) 0.0 $256k NEW 3.3k 76.72
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Thayer Ventures Acq Corp Ii Unit 05/15/2030 (TVAIU) 0.0 $255k 25k 10.20
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WNS HLDGS Com Shs (WNS) 0.0 $252k NEW 3.3k 76.27
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Sizzle Acquisition Corp. Ii Unit 99/99/9999 (SZZLU) 0.0 $251k 24k 10.26
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Blue Wtr Acquisition Corp. I Unit 05/23/2030 (BLUWU) 0.0 $249k 25k 10.09
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PNM Resources (TXNM) 0.0 $249k 4.4k 56.55
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Cartesian Growth Corp Iii Unit 02/28/2032 (CGCTU) 0.0 $245k 24k 10.17
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Copa Holdings Sa Cl A (CPA) 0.0 $243k 2.0k 118.82
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Intelligent Sys Corp (CCRD) 0.0 $232k NEW 8.6k 26.92
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Ib Acquisition Corp Com Shs (IBAC) 0.0 $230k NEW 22k 10.52
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Avidxchange Holdings (AVDX) 0.0 $230k -54% 23k 9.95
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LSI Industries (LYTS) 0.0 $230k 9.7k 23.61
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Provident Bancorp Com New (PVBC) 0.0 $229k NEW 18k 12.53
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Laredo Petroleum (VTLE) 0.0 $226k NEW 13k 16.89
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Informatica Com Cl A (INFA) 0.0 $226k +16% 9.1k 24.84
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Emeren Group Sponsored Ads (SOL) 0.0 $216k -3% 114k 1.89
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Eqv Ventures Ac Corp. Ii Unit 06/30/2032 0.0 $200k NEW 20k 10.01
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Best Spac I Acquisition Corp Unit 05/27/2030 (BSAAU) 0.0 $188k 19k 10.16
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Potbelly (PBPB) 0.0 $186k NEW 11k 17.04
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Allete Com New (ALE) 0.0 $185k -28% 2.8k 66.40
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Highview Merger Corp Unit 07/24/2030 0.0 $182k NEW 18k 10.12
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ProAssurance Corporation (PRA) 0.0 $180k 7.5k 23.99
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Mckinley Acquisition Corp Unit 07/25/2030 0.0 $180k NEW 18k 9.99
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Pioneer Acquisition I Corp Unit 06/16/2030 (PACHU) 0.0 $175k +248% 17k 10.05
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Premier Cl A (PINC) 0.0 $172k NEW 6.2k 27.80
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Mural Oncology Pub Co Ord Shs (MURA) 0.0 $171k NEW 83k 2.07
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Cantaloupe (CTLP) 0.0 $171k -21% 16k 10.57
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Cenovus Energy (CVE) 0.0 $170k NEW 10k 16.98
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Merus N V (MRUS) 0.0 $170k NEW 1.8k 94.15
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Crane Hbr Acquisition Corp Unit 99/99/9999 (CHACU) 0.0 $167k 15k 11.37
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Fidelity National Financial Com Shs (FNF) 0.0 $163k 2.7k 60.49
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Harborone Bancorp Com New (HONE) 0.0 $159k NEW 12k 13.60
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Taskus Class A Com (TASK) 0.0 $157k NEW 8.8k 17.85
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Cross Country Healthcare (CCRN) 0.0 $152k -40% 11k 14.20
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New Providence Acquisition C Unit 99/99/9999 (NPACU) 0.0 $151k 15k 10.28
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Tourmaline Bio (TRML) 0.0 $144k NEW 3.0k 47.83
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89bio (ETNB) 0.0 $138k NEW 9.4k 14.70
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International Money Express (IMXI) 0.0 $133k NEW 9.5k 13.97
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Hanesbrands (HBI) 0.0 $125k NEW 19k 6.59
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Guild Hldgs Cl A (GHLD) 0.0 $124k NEW 6.2k 19.94
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American Woodmark Corporation (AMWD) 0.0 $120k NEW 1.8k 66.76
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PROS Holdings (PRO) 0.0 $117k NEW 5.1k 22.91
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Mrc Global Inc cmn (MRC) 0.0 $115k NEW 8.0k 14.42
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Graf Global Corp Ord Shs Cl A (GRAF) 0.0 $105k 10k 10.54
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Fifth Era Acquisition Corp I Unit 99/99/9999 (FERAU) 0.0 $105k 10k 10.43
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M3-brigade Acquisition Vi Unit 08/18/2030 0.0 $105k NEW 10k 10.12
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Perimeter Acquisition Corp I Unit 05/13/2030 (PMTRU) 0.0 $105k 10k 10.50
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Wen Acquisition Corp Unit 05/16/2030 (WENNU) 0.0 $104k 10k 10.43
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Trailblazer Acquisition Corp Unit 08/21/2030 0.0 $103k NEW 10k 10.25
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Cantor Equity Partners Iv In Shs Cl A 0.0 $102k NEW 10k 10.19
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Steelcase Cl A (SCS) 0.0 $102k NEW 5.9k 17.20
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Lightwave Acquisition Corp Unit 06/06/2030 (LWACU) 0.0 $100k 10k 10.04
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Orion Office Reit Inc-w/i (ONL) 0.0 $100k NEW 37k 2.70
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Galata Acquisition Corp Ii Unit 09/12/2030 0.0 $100k NEW 10k 9.98
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Chenghe Acquisition Iii Unit 09/09/2030 0.0 $100k NEW 10k 9.98
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Smart Sh Global Ads (EM) 0.0 $99k NEW 73k 1.35
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Wideopenwest (WOW) 0.0 $98k NEW 19k 5.16
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Ceridian Hcm Hldg (DAY) 0.0 $96k NEW 1.4k 68.89
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Gitlab Class A Com (GTLB) 0.0 $95k +133% 2.1k 45.08
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Verint Systems (VRNT) 0.0 $93k NEW 4.6k 20.25
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Integral Ad Science Hldng (IAS) 0.0 $93k NEW 9.1k 10.17
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Telus Intl Cda Sub Vtg Shs (TIXT) 0.0 $75k NEW 17k 4.48
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Jfrog Ord Shs (FROG) 0.0 $71k 1.5k 47.33
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Aspen Insurance Holdings Ord Shs Cl A (AHL) 0.0 $70k NEW 1.9k 36.71
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Advisorshares Tr Pure Us Cannabis (MSOS) 0.0 $65k NEW 14k 4.79
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Tegna (TGNA) 0.0 $59k NEW 2.9k 20.33
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Air Lease Corp Cl A (AL) 0.0 $59k NEW 926.00 63.65
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Realogy Hldgs (HOUS) 0.0 $58k NEW 5.5k 10.59
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Futurecrest Acquisition Corp Unit 99/99/9999 0.0 $53k NEW 5.0k 10.60
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Inflection Pt Acquisition Unit 03/01/2027 (IPCXU) 0.0 $53k 5.0k 10.50
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Voyager Acquisition Corp Cl A (VACH) 0.0 $53k 5.0k 10.50
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1rt Acquisition Corp. Unit 06/26/2030 0.0 $53k NEW 5.0k 10.49
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Republic Digital Acquisition Unit 99/99/9999 (RDAGU) 0.0 $52k 5.0k 10.48
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Figx Cap Acquisition Corp. Unit 06/17/2030 (FIGXU) 0.0 $50k 5.0k 10.07
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Oxley Bridge Acq Unit 06/17/2030 (OBAWU) 0.0 $50k 5.0k 10.05
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Hologic (HOLX) 0.0 $47k NEW 700.00 67.49
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Profound Med Corp Com New (PROF) 0.0 $46k 9.4k 4.89
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Canada Goose Hldgs Shs Sub Vtg (GOOS) 0.0 $45k NEW 3.3k 13.77
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Cantor Equity Partners Iii I Shs Cl A (CAEP) 0.0 $41k 4.0k 10.32
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Brookfield Business Partners Unit Ltd L P (BBU) 0.0 $40k 1.2k 32.81
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Mercury General Corporation (MCY) 0.0 $37k +4% 440.00 84.78
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Northwestern Energy Group In Com New (NWE) 0.0 $37k NEW 631.00 58.61
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Digitalbridge Group Cl A New (DBRG) 0.0 $34k +18% 2.9k 11.70
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Verisign (VRSN) 0.0 $34k +14% 122.00 279.57
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Addus Homecare Corp (ADUS) 0.0 $34k 288.00 117.99
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Genpact SHS (G) 0.0 $34k 811.00 41.89
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Itron (ITRI) 0.0 $33k 265.00 124.56
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Paramount Group Inc reit (PGRE) 0.0 $33k NEW 5.0k 6.54
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Rambus (RMBS) 0.0 $32k -49% 305.00 104.20
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Lauder Estee Cos Cl A (EL) 0.0 $31k -19% 355.00 88.12
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Fluor Corporation (FLR) 0.0 $31k +9% 740.00 42.07
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Euronet Worldwide (EEFT) 0.0 $30k 346.00 87.81
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Dollar Tree (DLTR) 0.0 $29k -16% 310.00 94.37
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Monolithic Power Systems (MPWR) 0.0 $29k +10% 31.00 920.65
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Modine Manufacturing (MOD) 0.0 $28k -23% 200.00 142.16
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Antero Res (AR) 0.0 $27k +20% 800.00 33.56
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Otg Acquisition Corp. I Unit 09/05/2030 0.0 $25k NEW 2.5k 10.07
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Cooper Cos (COO) 0.0 $21k -26% 300.00 68.56
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Vine Hill Cap Invt Corp. *w Exp 07/01/203 (VCICW) 0.0 $20k 13k 1.60
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Bayview Acquisition Corp Ord Shs (BAYA) 0.0 $19k NEW 1.7k 11.48
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Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.0 $11k 967.00 11.19
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Hcm Iii Acquisition Corp Unit 07/23/2030 0.0 $10k NEW 1.0k 10.31
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Bce Com New (BCE) 0.0 $8.2k NEW 352.00 23.37
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Launch One Acquisition Corp *w Exp 06/01/203 (LPAAW) 0.0 $7.2k 30k 0.24
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Sim Acquisition Corp. I *w Exp 06/01/203 (SIMAW) 0.0 $4.8k 13k 0.38
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Horizon Space Acqustn I Corp Ordinary Shares (HSPO) 0.0 $3.3k +417% 269.00 12.32
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Intercure Com New (INCR) 0.0 $3.2k NEW 2.0k 1.64
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Berkshire Hills Ban (BBT) 0.0 $2.8k NEW 116.00 23.71
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Alphatime Acquisition Corp Ordinary Shares (ATMC) 0.0 $2.2k NEW 181.00 12.01
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Texas Ventures Acquisition I Unit 99/99/9999 (TVACU) 0.0 $2.1k 191.00 11.06
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Graf Global Corp *w Exp 05/31/203 (GRAF.WS) 0.0 $1.7k 5.0k 0.33
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Brookfield Asset Managmt Cl A Lmt Vtg Shs (BAM) 0.0 $967.000800 NEW 17.00 56.88
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Apollo Global Mgmt (APO) 0.0 $666.000000 NEW 5.00 133.20
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Voyager Acquisition Corp *w Exp 05/16/203 (VACHW) 0.0 $425.000000 2.5k 0.17
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Columbia Banking System (COLB) 0.0 $51.000000 NEW 2.00 25.50
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Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS) 0.0 $47.000000 2.5k 0.02
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Past Filings by PenderFund Capital Management

SEC 13F filings are viewable for PenderFund Capital Management going back to 2017

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