Regent Investment Management
Latest statistics and disclosures from Regent Investment Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AAPL, MSFT, JPM, GOOG, Horizon Therapeutics, and represent 19.82% of Regent Investment Management's stock portfolio.
- Added to shares of these 10 stocks: NKE, COST, FSLR, CRM, BAC, NEE, ZBH, LVMUY, SLB, GOGL.
- Started 9 new stock positions in SHEL, DGRO, CRM, PNC, ZBH, SO, SLB, NKE, LVMUY.
- Reduced shares in these 10 stocks: META, AAPL, PANW, C, IAC, PVH, , AMZA, CMCSA, Horizon Therapeutics.
- Sold out of its position in LYB.
- Regent Investment Management was a net buyer of stock by $2.8M.
- Regent Investment Management has $373M in assets under management (AUM), dropping by 8.92%.
- Central Index Key (CIK): 0001559968
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Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 202 positions in its portfolio as reported in the December 2022 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Apple (AAPL) | 6.5 | $24M | 187k | 129.93 |
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| Microsoft Corporation (MSFT) | 3.8 | $14M | 60k | 239.83 |
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| JPMorgan Chase & Co. (JPM) | 3.3 | $12M | 91k | 134.10 |
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| Alphabet Inc Class C cs (GOOG) | 3.1 | $12M | 131k | 88.73 |
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| Horizon Therapeutics | 3.1 | $12M | 102k | 113.80 |
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| Johnson & Johnson (JNJ) | 2.9 | $11M | 62k | 176.65 |
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| CVS Caremark Corporation (CVS) | 2.1 | $8.0M | 86k | 93.19 |
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| Procter & Gamble Company (PG) | 2.0 | $7.4M | 49k | 151.56 |
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| Amazon (AMZN) | 1.9 | $7.2M | 86k | 84.00 |
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| Brown-Forman Corporation (BF.B) | 1.9 | $7.1M | 108k | 65.68 |
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| Bristol Myers Squibb (BMY) | 1.8 | $6.9M | 96k | 71.95 |
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| Merck & Co (MRK) | 1.8 | $6.9M | 62k | 110.95 |
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| Qualcomm (QCOM) | 1.8 | $6.8M | 62k | 109.94 |
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| Pfizer (PFE) | 1.5 | $5.6M | 109k | 51.24 |
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| McKesson Corporation (MCK) | 1.4 | $5.3M | 14k | 375.12 |
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| Broadcom (AVGO) | 1.4 | $5.1M | 9.1k | 559.15 |
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| Bank of America Corporation (BAC) | 1.4 | $5.1M | +8% | 153k | 33.12 |
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| UnitedHealth (UNH) | 1.3 | $4.9M | 9.2k | 530.18 |
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| Alphabet Inc Class A cs (GOOGL) | 1.3 | $4.8M | +3% | 54k | 88.23 |
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| Raytheon Technologies Corp (RTX) | 1.2 | $4.6M | 46k | 100.93 |
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| Williams Companies (WMB) | 1.1 | $4.3M | 130k | 32.90 |
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| Facebook Inc cl a (META) | 1.1 | $4.2M | -13% | 35k | 120.34 |
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| Lowe's Companies (LOW) | 1.1 | $4.1M | 21k | 199.26 |
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| Visa (V) | 1.0 | $3.7M | 18k | 207.77 |
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| TJX Companies (TJX) | 1.0 | $3.7M | 46k | 79.61 |
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| Thermo Fisher Scientific (TMO) | 1.0 | $3.6M | 6.6k | 550.70 |
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| Morgan Stanley (MS) | 0.9 | $3.5M | 42k | 85.02 |
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| Ameriprise Financial (AMP) | 0.9 | $3.3M | 11k | 311.40 |
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| Abbvie (ABBV) | 0.9 | $3.3M | 21k | 161.60 |
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| WesBan (WSBC) | 0.9 | $3.3M | -4% | 89k | 36.98 |
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| Chevron Corporation (CVX) | 0.9 | $3.2M | 18k | 179.47 |
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| Albemarle Corporation (ALB) | 0.8 | $3.0M | +4% | 14k | 216.88 |
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| Comcast Corporation (CMCSA) | 0.8 | $3.0M | -7% | 86k | 34.97 |
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| Skyworks Solutions (SWKS) | 0.8 | $2.9M | 32k | 91.14 |
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| Toro Company (TTC) | 0.8 | $2.9M | 26k | 113.19 |
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| Nike (NKE) | 0.7 | $2.8M | NEW | 24k | 117.03 |
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| Home Depot (HD) | 0.7 | $2.7M | 8.6k | 315.82 |
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| Micron Technology (MU) | 0.7 | $2.7M | -7% | 54k | 49.98 |
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| American Express Company (AXP) | 0.7 | $2.7M | 18k | 147.74 |
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| MasterCard Incorporated (MA) | 0.7 | $2.6M | 7.6k | 347.75 |
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| Mosaic (MOS) | 0.7 | $2.6M | 59k | 43.88 |
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| Coca-Cola Company (KO) | 0.7 | $2.6M | 40k | 63.60 |
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| Oracle Corporation (ORCL) | 0.7 | $2.5M | 31k | 81.75 |
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| Pepsi (PEP) | 0.7 | $2.4M | +2% | 13k | 180.68 |
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| Verizon Communications (VZ) | 0.6 | $2.3M | +9% | 58k | 39.41 |
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| Fiserv (FI) | 0.6 | $2.2M | 21k | 101.06 |
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| Cisco Systems (CSCO) | 0.6 | $2.1M | -2% | 44k | 47.64 |
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| Freeport-McMoRan Copper & Gold (FCX) | 0.5 | $2.1M | 54k | 37.99 |
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| General Mills (GIS) | 0.5 | $2.0M | 24k | 83.86 |
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| Workday Inc cl a (WDAY) | 0.5 | $2.0M | 12k | 167.31 |
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| Danaher Corporation (DHR) | 0.5 | $2.0M | 7.5k | 265.47 |
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| Prudential Financial (PRU) | 0.5 | $2.0M | 20k | 99.47 |
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| Schwab Strategic Tr Etf (SCHE) | 0.5 | $2.0M | 83k | 23.67 |
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| Abbott Laboratories (ABT) | 0.5 | $1.9M | 17k | 109.81 |
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| Costco Wholesale Corporation (COST) | 0.5 | $1.9M | +137% | 4.1k | 456.49 |
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| Cardinal Health (CAH) | 0.5 | $1.8M | 24k | 76.85 |
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| Honeywell International (HON) | 0.5 | $1.8M | 8.4k | 214.24 |
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| Mondelez Int (MDLZ) | 0.5 | $1.8M | 27k | 66.66 |
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| Philip Morris International (PM) | 0.5 | $1.8M | 18k | 101.20 |
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| Walt Disney Company (DIS) | 0.5 | $1.8M | 20k | 86.86 |
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| Emerson Electric (EMR) | 0.4 | $1.7M | 17k | 96.06 |
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| Goldman Sachs (GS) | 0.4 | $1.6M | 4.7k | 343.40 |
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| Texas Instruments Incorporated (TXN) | 0.4 | $1.6M | 9.6k | 165.24 |
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| Humana (HUM) | 0.4 | $1.6M | -4% | 3.0k | 512.32 |
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| Berkshire Hathaway (BRK.B) | 0.4 | $1.5M | 5.0k | 308.91 |
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| Stryker Corporation (SYK) | 0.4 | $1.5M | 6.3k | 244.44 |
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| J.M. Smucker Company (SJM) | 0.4 | $1.5M | 9.7k | 158.49 |
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| Eli Lilly & Co. (LLY) | 0.4 | $1.5M | 4.1k | 365.76 |
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| Booking Holdings (BKNG) | 0.4 | $1.5M | -4% | 746.00 | 2014.75 |
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| American Electric Power Company (AEP) | 0.4 | $1.5M | 16k | 94.97 |
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| ConAgra Foods (CAG) | 0.4 | $1.5M | 39k | 38.69 |
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| Kimberly-Clark Corporation (KMB) | 0.4 | $1.5M | -3% | 11k | 135.77 |
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| Kinder Morgan (KMI) | 0.4 | $1.5M | 81k | 18.08 |
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| MetLife (MET) | 0.4 | $1.5M | 20k | 72.35 |
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| Walgreen Boots Alliance | 0.4 | $1.4M | -3% | 37k | 37.36 |
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| Unilever (UL) | 0.4 | $1.4M | 27k | 50.34 |
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| Atlantica Yield | 0.4 | $1.3M | -11% | 51k | 25.89 |
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| First Solar (FSLR) | 0.4 | $1.3M | +420% | 8.8k | 149.83 |
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| Teck Resources Ltd cl b (TECK) | 0.4 | $1.3M | -3% | 35k | 37.83 |
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| Take-Two Interactive Software (TTWO) | 0.3 | $1.3M | -13% | 13k | 104.09 |
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| Anthem (ELV) | 0.3 | $1.3M | 2.5k | 512.92 |
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| Liberty All-Star Equity Fund (USA) | 0.3 | $1.3M | +15% | 223k | 5.70 |
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| ConocoPhillips (COP) | 0.3 | $1.3M | 11k | 117.97 |
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| NRG Energy (NRG) | 0.3 | $1.2M | +2% | 39k | 31.83 |
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| Exxon Mobil Corporation (XOM) | 0.3 | $1.2M | 11k | 110.32 |
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| ON Semiconductor (ON) | 0.3 | $1.2M | -9% | 19k | 62.35 |
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| Becton, Dickinson and (BDX) | 0.3 | $1.2M | -2% | 4.6k | 254.27 |
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| Nextera Energy (NEE) | 0.3 | $1.2M | +44% | 14k | 83.64 |
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| Vanguard Intl Equity Index F Etf (VWO) | 0.3 | $1.2M | 30k | 38.98 |
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| Livent Corp | 0.3 | $1.2M | 58k | 19.87 |
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| Citigroup (C) | 0.3 | $1.1M | -27% | 25k | 45.22 |
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| United Parcel Service (UPS) | 0.3 | $1.1M | 6.3k | 173.81 |
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| Apellis Pharmaceuticals (APLS) | 0.3 | $1.1M | 21k | 51.72 |
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| FedEx Corporation (FDX) | 0.3 | $1.1M | -5% | 6.2k | 173.20 |
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| Union Pacific Corporation (UNP) | 0.3 | $1.0M | -3% | 5.0k | 206.98 |
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| Brixmor Prty (BRX) | 0.3 | $1.0M | 45k | 22.66 |
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| AmerisourceBergen (COR) | 0.3 | $1.0M | 6.1k | 165.79 |
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| Chubb (CB) | 0.3 | $974k | -2% | 4.4k | 220.61 |
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| Nextera Energy Partners (XIFR) | 0.3 | $960k | 14k | 70.07 |
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| Travelers Companies (TRV) | 0.2 | $874k | 4.7k | 187.55 |
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| Adobe Systems Incorporated (ADBE) | 0.2 | $845k | 2.5k | 336.65 |
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| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.2 | $838k | 1.8k | 468.94 |
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| Yum! Brands (YUM) | 0.2 | $833k | 6.5k | 128.15 |
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| Applied Materials (AMAT) | 0.2 | $819k | 8.4k | 97.38 |
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| 3M Company (MMM) | 0.2 | $793k | 6.6k | 119.93 |
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| Diageo (DEO) | 0.2 | $784k | 4.4k | 178.18 |
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| Norfolk Southern (NSC) | 0.2 | $773k | -5% | 3.1k | 246.57 |
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| Chesapeake Energy Corp (EXE) | 0.2 | $769k | +2% | 8.1k | 94.41 |
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| Cigna Corp (CI) | 0.2 | $717k | 2.2k | 331.18 |
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| Verisign (VRSN) | 0.2 | $715k | -3% | 3.5k | 205.46 |
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| At&t (T) | 0.2 | $710k | 39k | 18.40 |
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| Hp (HPQ) | 0.2 | $686k | -3% | 26k | 26.87 |
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| Palo Alto Networks (PANW) | 0.2 | $682k | -39% | 4.9k | 139.47 |
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| Kraft Heinz (KHC) | 0.2 | $672k | -2% | 17k | 40.68 |
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| Tesla Motors (TSLA) | 0.2 | $671k | 5.4k | 123.23 |
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| Expedia (EXPE) | 0.2 | $661k | 7.6k | 87.55 |
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| Taiwan Semiconductor Mfg (TSM) | 0.2 | $634k | 8.5k | 74.44 |
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| Metropcs Communications (TMUS) | 0.2 | $623k | 4.5k | 140.00 |
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| McDonald's Corporation (MCD) | 0.2 | $609k | 2.3k | 263.29 |
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| Rio Tinto (RIO) | 0.2 | $608k | -2% | 8.5k | 71.19 |
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| American International (AIG) | 0.2 | $590k | 9.3k | 63.28 |
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| National Retail Properties (NNN) | 0.2 | $581k | 13k | 45.75 |
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| Caterpillar (CAT) | 0.2 | $575k | 2.4k | 239.58 |
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| Phillips 66 (PSX) | 0.2 | $570k | 5.5k | 104.11 |
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| Illinois Tool Works (ITW) | 0.2 | $569k | 2.6k | 220.12 |
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| Paypal Holdings (PYPL) | 0.2 | $563k | 7.9k | 71.22 |
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| Brown-Forman Corporation (BF.A) | 0.1 | $552k | -7% | 8.4k | 65.76 |
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| Ishares Msci Usa Qlty Fact Etf Etf (QUAL) | 0.1 | $548k | 4.8k | 113.93 |
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| Jabil Circuit (JBL) | 0.1 | $542k | 8.0k | 68.18 |
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| Intel Corporation (INTC) | 0.1 | $517k | -10% | 20k | 26.44 |
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| Match Group (MTCH) | 0.1 | $499k | -5% | 12k | 41.48 |
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| Henry Schein (HSIC) | 0.1 | $495k | 6.2k | 79.84 |
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| Hartford Financial Services (HIG) | 0.1 | $493k | 6.5k | 75.85 |
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| Eaton (ETN) | 0.1 | $490k | 3.1k | 157.03 |
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| S&p Global (SPGI) | 0.1 | $487k | +61% | 1.5k | 334.71 |
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| Vale (VALE) | 0.1 | $482k | 28k | 16.97 |
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| V.F. Corporation (VFC) | 0.1 | $478k | 17k | 27.63 |
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| salesforce (CRM) | 0.1 | $461k | NEW | 3.5k | 132.66 |
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| Schwab Strategic Tr Etf (SCHG) | 0.1 | $458k | 8.2k | 55.58 |
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| Flextronics International Ltd Com Stk (FLEX) | 0.1 | $456k | 21k | 21.46 |
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| Kroger (KR) | 0.1 | $450k | 10k | 44.55 |
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| Atmos Energy Corporation (ATO) | 0.1 | $448k | 4.0k | 112.00 |
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| Etfis Ser Tr I Infracact M Etf (AMZA) | 0.1 | $439k | -39% | 14k | 31.72 |
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| Lamar Advertising Co-a (LAMR) | 0.1 | $434k | -9% | 4.6k | 94.35 |
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| Viatris (VTRS) | 0.1 | $428k | -5% | 39k | 11.12 |
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| Waters Corporation (WAT) | 0.1 | $425k | 1.2k | 342.74 |
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| Western Digital (WDC) | 0.1 | $419k | -3% | 13k | 31.57 |
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| Square Inc cl a (XYZ) | 0.1 | $413k | -20% | 6.6k | 62.79 |
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| SYSCO Corporation (SYY) | 0.1 | $409k | 5.4k | 76.45 |
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| Main Street Capital Corporation (MAIN) | 0.1 | $403k | 11k | 36.98 |
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| Vici Pptys (VICI) | 0.1 | $403k | -2% | 12k | 32.43 |
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| Select Sector Spdr Trusttechno Etf (XLK) | 0.1 | $397k | 3.2k | 124.53 |
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| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $391k | +86% | 36k | 10.81 |
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| Energy Transfer Equity (ET) | 0.1 | $379k | +28% | 32k | 11.86 |
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| Pvh Corporation (PVH) | 0.1 | $366k | -46% | 5.2k | 70.66 |
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| Ishares Msci Usa Momntum Fct E Etf (MTUM) | 0.1 | $360k | 2.5k | 145.75 |
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| Golden Ocean Group Ltd - (GOGL) | 0.1 | $348k | +166% | 40k | 8.70 |
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| Illumina (ILMN) | 0.1 | $345k | +3% | 1.7k | 202.35 |
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| Ishares Msci Usa Min Vol Fctr Etf (USMV) | 0.1 | $334k | 4.6k | 72.15 |
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| Altria (MO) | 0.1 | $332k | 7.3k | 45.70 |
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| Store Capital Corp reit | 0.1 | $331k | 10k | 32.03 |
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| Hillenbrand (HI) | 0.1 | $329k | 7.7k | 42.66 |
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| Tractor Supply Company (TSCO) | 0.1 | $326k | 1.5k | 224.83 |
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| Medtronic (MDT) | 0.1 | $326k | -14% | 4.2k | 77.80 |
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| Kkr & Co (KKR) | 0.1 | $325k | 7.0k | 46.43 |
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| U.S. Bancorp (USB) | 0.1 | $318k | 7.3k | 43.61 |
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| Whirlpool Corporation (WHR) | 0.1 | $313k | 2.2k | 141.31 |
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| Amgen (AMGN) | 0.1 | $313k | 1.2k | 262.36 |
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| Activision Blizzard | 0.1 | $310k | 4.1k | 76.47 |
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| Carrier Global Corporation (CARR) | 0.1 | $308k | 7.5k | 41.19 |
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| Enbridge (ENB) | 0.1 | $306k | 7.8k | 39.08 |
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| Iac Interactivecorp (IAC) | 0.1 | $303k | -54% | 6.8k | 44.40 |
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| LHC | 0.1 | $296k | 1.8k | 161.75 |
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| Gaslog Partners | 0.1 | $292k | -25% | 44k | 6.70 |
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| eBay (EBAY) | 0.1 | $282k | 6.8k | 41.47 |
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| Yum China Holdings (YUMC) | 0.1 | $279k | 5.1k | 54.71 |
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| Ciena Corporation (CIEN) | 0.1 | $275k | -5% | 5.4k | 51.02 |
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| Lockheed Martin Corporation (LMT) | 0.1 | $274k | 565.00 | 485.33 |
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| Lincoln National Corporation (LNC) | 0.1 | $273k | 8.9k | 30.74 |
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| Blackrock Tcp Cap Corp (TCPC) | 0.1 | $272k | +90% | 21k | 12.95 |
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| Stag Industrial (STAG) | 0.1 | $271k | +2% | 8.4k | 32.36 |
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| Ishares Tr Etf (IVV) | 0.1 | $270k | 703.00 | 383.53 |
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| Ishares Tr Etf (IWO) | 0.1 | $268k | 1.3k | 214.40 |
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| Entergy Corporation (ETR) | 0.1 | $264k | 2.4k | 112.34 |
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| NVIDIA Corporation (NVDA) | 0.1 | $260k | 1.8k | 146.40 |
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| Weyerhaeuser Company (WY) | 0.1 | $252k | 8.1k | 31.02 |
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| Schwab Strategic Tr Etf (SCHX) | 0.1 | $252k | -11% | 5.6k | 45.07 |
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| Healthcare Realty T (HR) | 0.1 | $247k | +26% | 13k | 19.27 |
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| Lumentum Hldgs (LITE) | 0.1 | $247k | 4.7k | 52.16 |
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| Ishares Tr Etf (IWP) | 0.1 | $242k | 2.9k | 83.45 |
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| Seagate Technology (STX) | 0.1 | $237k | 4.5k | 52.67 |
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| Zimmer Holdings (ZBH) | 0.1 | $230k | NEW | 1.8k | 127.78 |
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| Duke Energy (DUK) | 0.1 | $230k | 2.2k | 103.19 |
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| LVMH Moet Hennessy Louis Vuitton SA (LVMUY) | 0.1 | $230k | NEW | 1.6k | 145.11 |
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| Fortive (FTV) | 0.1 | $227k | 3.5k | 64.23 |
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| Schlumberger (SLB) | 0.1 | $225k | NEW | 4.2k | 53.52 |
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| Ishares Core Dividend Growth E Etf (DGRO) | 0.1 | $217k | NEW | 4.3k | 49.94 |
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| Southern Company (SO) | 0.1 | $207k | NEW | 2.9k | 71.38 |
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| PNC Financial Services (PNC) | 0.1 | $206k | NEW | 1.3k | 157.45 |
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| Shell Adr Each Rep 2 Ord Wi (SHEL) | 0.1 | $205k | NEW | 3.6k | 56.99 |
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| Waste Management (WM) | 0.1 | $205k | 1.3k | 157.50 |
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| Appharvest | 0.0 | $6.0k | 10k | 0.60 |
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Past Filings by Regent Investment Management
SEC 13F filings are viewable for Regent Investment Management going back to 2012
- Regent Investment Management 2022 Q4 filed Jan. 26, 2023
- Regent Investment Management 2022 Q3 filed Oct. 18, 2022
- Regent Investment Management 2022 Q2 filed July 15, 2022
- Regent Investment Management 2022 Q1 filed April 19, 2022
- Regent Investment Management 2021 Q4 filed Jan. 27, 2022
- Regent Investment Management 2021 Q3 filed Oct. 21, 2021
- Regent Investment Management 2021 Q2 filed July 16, 2021
- Regent Investment Management 2021 Q1 filed April 20, 2021
- Regent Investment Management 2020 Q4 filed Jan. 27, 2021
- Regent Investment Management 2020 Q3 filed Oct. 19, 2020
- Regent Investment Management 2020 Q2 filed July 29, 2020
- Regent Investment Management 2020 Q1 filed April 17, 2020
- Regent Investment Management 2019 Q4 filed Jan. 30, 2020
- Regent Investment Management 2019 Q3 filed Oct. 17, 2019
- Regent Investment Management 2019 Q2 filed July 15, 2019
- Regent Investment Management 2019 Q1 filed April 22, 2019