Iwamoto Kong & Co

Apriem Advisors as of March 31, 2014

Portfolio Holdings for Apriem Advisors

Apriem Advisors holds 541 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 5.1 $14M 139k 97.68
Schwab U S Broad Market ETF (SCHB) 4.9 $13M 282k 45.71
Schwab International Equity ETF (SCHF) 4.2 $11M 355k 31.50
At&t (T) 2.7 $7.2M 205k 35.07
Pfizer (PFE) 2.6 $6.9M 215k 32.12
Apple (AAPL) 2.6 $6.9M 13k 536.78
Qualcomm (QCOM) 2.5 $6.7M 85k 78.86
Microsoft Corporation (MSFT) 2.3 $6.2M 150k 40.99
Eaton (ETN) 2.3 $6.1M 82k 75.13
General Electric Company 2.0 $5.4M 209k 25.89
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.0 $5.3M 49k 109.07
Schwab Strategic Tr us dividend eq (SCHD) 2.0 $5.2M 141k 36.85
Abbvie (ABBV) 1.9 $5.1M 100k 51.40
Johnson Controls 1.9 $5.1M 108k 47.32
Rydex S&P Equal Weight ETF 1.9 $5.0M 69k 72.99
Schwab U S Small Cap ETF (SCHA) 1.8 $4.7M 88k 53.60
ConocoPhillips (COP) 1.7 $4.6M 65k 70.36
Bristol Myers Squibb (BMY) 1.7 $4.5M 87k 51.95
Realty Income (O) 1.5 $4.0M 97k 40.86
Diamond Offshore Drilling 1.5 $3.9M 80k 48.76
Wells Fargo & Company (WFC) 1.5 $3.9M 78k 49.74
Siemens (SIEGY) 1.5 $3.9M 29k 135.17
Market Vectors Etf Tr 1.4 $3.7M 182k 20.43
Freeport-McMoRan Copper & Gold (FCX) 1.4 $3.7M 112k 33.07
Consolidated Edison (ED) 1.4 $3.7M 69k 53.64
Cisco Systems (CSCO) 1.3 $3.5M 157k 22.41
Edwards Lifesciences (EW) 1.2 $3.3M 45k 74.18
Occidental Petroleum Corporation (OXY) 1.2 $3.2M 33k 95.30
Starbucks Corporation (SBUX) 1.1 $3.0M 41k 73.39
Bank of America Corporation (BAC) 1.1 $2.9M 170k 17.20
Deere & Company (DE) 1.1 $2.9M 32k 90.81
Schwab Strategic Tr us aggregate b (SCHZ) 1.1 $2.8M 55k 51.13
Teva Pharmaceutical Industries (TEVA) 1.1 $2.8M 53k 52.84
Corning Incorporated (GLW) 1.0 $2.7M 131k 20.82
Chevron Corporation (CVX) 1.0 $2.7M 23k 118.89
Target Corporation (TGT) 1.0 $2.7M 44k 60.51
Tor Dom Bk Cad (TD) 1.0 $2.7M 57k 46.95
Vanguard Total Bond Market ETF (BND) 0.9 $2.3M 29k 81.20
DaVita (DVA) 0.9 $2.3M 33k 68.85
Doubleline Opportunistic Cr (DBL) 0.8 $2.2M 97k 23.15
Dominion Resources (D) 0.8 $2.1M 29k 70.98
Market Vectors Gold Miners ETF 0.8 $2.0M 86k 23.61
3D Systems Corporation (DDD) 0.8 $2.0M 34k 59.14
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.7 $1.9M 18k 105.45
Verizon Communications (VZ) 0.7 $1.9M 39k 47.57
Mosaic (MOS) 0.7 $1.9M 37k 49.99
Rayonier (RYN) 0.7 $1.9M 41k 45.92
Jazz Pharmaceuticals (JAZZ) 0.7 $1.8M 13k 138.65
Pimco Dynamic Incm Fund (PDI) 0.7 $1.8M 59k 30.32
Enterprise Products Partners (EPD) 0.7 $1.7M 25k 69.35
Johnson & Johnson (JNJ) 0.6 $1.7M 17k 98.20
Gamco Global Gold Natural Reso (GGN) 0.6 $1.6M 162k 9.92
Guggenheim Bulletshar 0.6 $1.5M 70k 21.89
Merck & Co (MRK) 0.6 $1.5M 26k 56.75
Spdr S&p 500 Etf (SPY) 0.5 $1.2M 6.6k 186.98
Anadarko Petroleum Corporation 0.5 $1.2M 15k 84.78
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.4 $1.2M 88k 13.30
Schwab Strategic Tr us reit etf (SCHH) 0.4 $1.2M 36k 33.11
Gilead Sciences (GILD) 0.4 $1.1M 16k 70.89
Tibco Software 0.4 $1.0M 52k 20.32
ETFS Gold Trust 0.4 $1.1M 8.4k 126.07
iShares Russell 2000 Index (IWM) 0.3 $931k 8.0k 116.38
International Business Machines (IBM) 0.3 $904k 4.7k 192.50
Franklin Resources (BEN) 0.3 $878k 16k 54.20
Home Depot (HD) 0.3 $855k 11k 79.14
Vanguard Total Stock Market ETF (VTI) 0.3 $846k 8.7k 97.47
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.3 $855k 111k 7.70
Tableau Software Inc Cl A 0.3 $825k 11k 76.04
Berkshire Hathaway (BRK.B) 0.3 $789k 6.3k 124.94
DNP Select Income Fund (DNP) 0.3 $796k 81k 9.79
McDonald's Corporation (MCD) 0.3 $769k 7.8k 98.06
Amgen (AMGN) 0.3 $761k 6.2k 123.30
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.3 $769k 55k 13.89
Ambarella (AMBA) 0.3 $702k 26k 26.71
Lululemon Athletica (LULU) 0.2 $652k 12k 52.58
Phillips 66 (PSX) 0.2 $662k 8.6k 77.03
Jp Morgan Alerian Mlp Index (AMJ) 0.2 $607k 13k 46.51
Marathon Petroleum Corp (MPC) 0.2 $617k 7.1k 87.04
Cohen & Steers infrastucture Fund (UTF) 0.2 $593k 27k 22.09
Colgate-Palmolive Company (CL) 0.2 $519k 8.0k 64.88
Avery Dennison Corporation (AVY) 0.2 $507k 10k 50.70
Boeing Company (BA) 0.2 $508k 4.0k 125.56
Marathon Oil Corporation (MRO) 0.2 $504k 14k 35.55
iShares Barclays TIPS Bond Fund (TIP) 0.2 $498k 4.4k 112.16
Nuveen Equity Premium Income Fund (BXMX) 0.2 $511k 40k 12.65
Ipath Dow Jones-aig Commodity (DJP) 0.2 $474k 12k 39.48
Public Service Enterprise (PEG) 0.1 $389k 10k 38.14
PowerShares QQQ Trust, Series 1 0.1 $401k 4.6k 87.77
Tesla Motors (TSLA) 0.1 $393k 1.9k 208.71
Rydex S&P Equal Weight Energy 0.1 $400k 4.9k 82.08
Pimco Total Return Etf totl (BOND) 0.1 $391k 3.7k 106.54
3M Company (MMM) 0.1 $353k 2.6k 135.77
Procter & Gamble Company (PG) 0.1 $307k 3.8k 80.64
iShares Dow Jones US Healthcare (IYH) 0.1 $316k 2.6k 122.96
Bank of New York Mellon Corporation (BK) 0.1 $278k 7.9k 35.28
SYSCO Corporation (SYY) 0.1 $296k 8.2k 36.19
CVS Caremark Corporation (CVS) 0.1 $304k 4.1k 74.90
Nuveen Equity Premium Opportunity Fund 0.1 $286k 23k 12.60
Clearbridge Energy M 0.1 $295k 14k 21.51
Baxter International (BAX) 0.1 $261k 3.6k 73.52
Intel Corporation (INTC) 0.1 $267k 10k 25.80
iShares MSCI EAFE Index Fund (EFA) 0.1 $257k 3.8k 67.30
Cathay General Ban (CATY) 0.1 $252k 10k 25.20
Kinder Morgan Energy Partners 0.1 $261k 3.5k 74.04
Consumer Staples Select Sect. SPDR (XLP) 0.1 $266k 6.2k 43.04
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $263k 17k 15.22
Williams Companies (WMB) 0.1 $248k 6.1k 40.66
BlackRock Income Opportunity Trust 0.1 $226k 22k 10.35
PIMCO High Income Fund (PHK) 0.1 $240k 19k 12.58
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $226k 9.3k 24.33
Facebook Inc cl a (META) 0.1 $233k 3.9k 60.33
Nucor Corporation (NUE) 0.1 $205k 4.1k 50.62
Agilent Technologies Inc C ommon (A) 0.1 $218k 3.9k 55.81
Industrial SPDR (XLI) 0.1 $209k 4.0k 52.25
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $212k 1.3k 164.60
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $211k 9.5k 22.32
JPMorgan Chase & Co. (JPM) 0.1 $189k 3.1k 60.65
Laboratory Corp. of America Holdings (LH) 0.1 $196k 2.0k 98.00
Yum! Brands (YUM) 0.1 $179k 2.4k 75.40
Altria (MO) 0.1 $174k 4.7k 37.42
Royal Dutch Shell 0.1 $188k 2.6k 73.01
Sempra Energy (SRE) 0.1 $180k 1.9k 96.57
SPDR Gold Trust (GLD) 0.1 $173k 1.4k 123.57
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $186k 2.0k 94.18
1/100 Berkshire Htwy Cla 100 0.1 $187k 1.00 187000.00
Goldman Sachs (GS) 0.1 $157k 957.00 164.05
Philip Morris International (PM) 0.1 $149k 1.8k 82.09
Google 0.1 $164k 147.00 1115.65
Energy Select Sector SPDR (XLE) 0.1 $158k 1.8k 89.01
Hanover Insurance (THG) 0.1 $152k 2.5k 61.27
Vanguard Mid-Cap ETF (VO) 0.1 $159k 1.4k 113.57
Exone 0.1 $169k 4.7k 35.73
Abbott Laboratories (ABT) 0.1 $133k 3.5k 38.55
Kimberly-Clark Corporation (KMB) 0.1 $129k 1.2k 110.54
E.I. du Pont de Nemours & Company 0.1 $124k 1.9k 66.99
Telefonaktiebolaget LM Ericsson (ERIC) 0.1 $128k 9.6k 13.33
EMC Corporation 0.1 $131k 4.8k 27.43
Xcel Energy (XEL) 0.1 $121k 4.0k 30.25
Edison International (EIX) 0.1 $142k 2.5k 56.80
Oneok Partners 0.1 $128k 2.4k 53.36
Energy Transfer Partners 0.1 $130k 2.4k 53.99
iShares Gold Trust 0.1 $120k 9.7k 12.44
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.1 $134k 2.1k 63.87
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $126k 11k 11.83
Blackrock Muniyield California Ins Fund 0.1 $145k 10k 14.47
Citigroup (C) 0.1 $131k 2.8k 47.43
Claymore Exchange Trd Fd Tr guggenheim sol 0.1 $139k 3.1k 44.20
Vodafone Group New Adr F (VOD) 0.1 $132k 3.6k 36.73
U.S. Bancorp (USB) 0.0 $111k 2.6k 42.87
Waste Management (WM) 0.0 $109k 2.6k 41.92
Potash Corp. Of Saskatchewan I 0.0 $96k 2.7k 36.23
Allergan 0.0 $94k 758.00 124.01
Ford Motor Company (F) 0.0 $112k 7.2k 15.57
Oracle Corporation (ORCL) 0.0 $107k 2.6k 40.81
Financial Select Sector SPDR (XLF) 0.0 $101k 4.5k 22.24
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $116k 19k 6.11
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $114k 2.9k 39.18
Nuveen Floating Rate Income Fund (JFR) 0.0 $110k 9.2k 11.94
Nuveen Quality Income Municipal Fund 0.0 $93k 7.0k 13.23
PowerShares Insured Cali Muni Bond 0.0 $113k 4.7k 24.26
American Capital 8% Pfd ps 0.0 $112k 4.3k 26.35
Twitter 0.0 $100k 2.2k 46.51
iShares MSCI Emerging Markets Indx (EEM) 0.0 $83k 2.0k 41.09
Northeast Utilities System 0.0 $91k 2.0k 45.41
Annaly Capital Management 0.0 $88k 8.0k 11.00
Eli Lilly & Co. (LLY) 0.0 $71k 1.2k 59.17
Health Care SPDR (XLV) 0.0 $73k 1.3k 58.40
Walt Disney Company (DIS) 0.0 $87k 1.1k 79.82
PPG Industries (PPG) 0.0 $77k 400.00 192.50
Steelcase (SCS) 0.0 $83k 5.0k 16.60
General Mills (GIS) 0.0 $72k 1.4k 52.02
Novo Nordisk A/S (NVO) 0.0 $84k 1.8k 45.78
Southwest Gas Corporation (SWX) 0.0 $71k 1.3k 53.10
iShares MSCI Japan Index 0.0 $70k 6.2k 11.29
BHP Billiton (BHP) 0.0 $88k 1.3k 67.69
Abb (ABBNY) 0.0 $80k 3.1k 25.81
Southern Copper Corporation (SCCO) 0.0 $78k 2.7k 29.08
Consumer Discretionary SPDR (XLY) 0.0 $91k 1.4k 65.00
iShares Dow Jones US Financial (IYF) 0.0 $82k 1.0k 82.00
Nuveen Munpl Markt Opp Fund 0.0 $89k 7.0k 12.71
BlackRock MuniYield California Fund 0.0 $74k 5.0k 14.80
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $71k 5.0k 14.20
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $76k 1.7k 44.92
Yelp Inc cl a (YELP) 0.0 $73k 950.00 76.84
Vanguard S&p 500 Etf idx (VOO) 0.0 $78k 455.00 171.43
BP (BP) 0.0 $43k 900.00 47.78
Vale (VALE) 0.0 $47k 3.4k 13.82
HSBC Holdings (HSBC) 0.0 $51k 1.0k 51.00
Wal-Mart Stores (WMT) 0.0 $41k 533.00 76.92
Archer Daniels Midland Company (ADM) 0.0 $65k 1.5k 43.33
AFLAC Incorporated (AFL) 0.0 $63k 1.0k 63.00
Medtronic 0.0 $49k 800.00 61.25
Masco Corporation (MAS) 0.0 $60k 2.7k 22.22
Olin Corporation (OLN) 0.0 $42k 1.5k 27.81
eBay (EBAY) 0.0 $55k 1.0k 55.00
Fluor Corporation (FLR) 0.0 $62k 801.00 77.40
United Technologies Corporation 0.0 $47k 403.00 116.63
Whole Foods Market 0.0 $66k 1.3k 50.89
Sturm, Ruger & Company (RGR) 0.0 $48k 810.00 59.26
PetroChina Company 0.0 $49k 450.00 108.89
Chesapeake Energy Corporation 0.0 $49k 1.9k 25.53
priceline.com Incorporated 0.0 $56k 47.00 1191.49
Netflix (NFLX) 0.0 $62k 175.00 354.29
iShares NASDAQ Biotechnology Index (IBB) 0.0 $50k 210.00 238.10
salesforce (CRM) 0.0 $46k 800.00 57.50
AmeriGas Partners 0.0 $42k 1.0k 42.00
EnPro Industries (NPO) 0.0 $58k 800.00 72.50
Alliant Techsystems 0.0 $43k 300.00 143.33
China Life Insurance Company 0.0 $42k 1.0k 42.00
Duke Realty Corporation 0.0 $64k 3.8k 16.84
Sasol (SSL) 0.0 $61k 1.1k 55.45
Materials SPDR (XLB) 0.0 $65k 1.4k 47.51
Seadrill 0.0 $61k 1.7k 35.16
American Capital Agency 0.0 $66k 3.1k 21.50
Utilities SPDR (XLU) 0.0 $62k 1.5k 41.33
Vanguard Emerging Markets ETF (VWO) 0.0 $41k 1.0k 41.00
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $50k 1.0k 50.00
SPDR S&P Dividend (SDY) 0.0 $50k 675.00 74.07
Vanguard Small-Cap ETF (VB) 0.0 $56k 500.00 112.00
PowerShares Preferred Portfolio 0.0 $41k 2.9k 14.18
PIMCO Corporate Opportunity Fund (PTY) 0.0 $52k 2.9k 17.93
iShares MSCI Australia Index Fund (EWA) 0.0 $44k 1.7k 25.88
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $63k 695.00 90.65
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $51k 3.5k 14.57
Dow 30 Premium & Dividend Income Fund 0.0 $56k 3.5k 16.15
Nuveen Investment Quality Munl Fund 0.0 $56k 4.0k 14.00
First Trust NASDAQ Clean Edge Green (QCLN) 0.0 $45k 2.2k 20.45
Nuveen California Quality Inc' Mun. Fund 0.0 $58k 3.9k 14.86
Nuveen California Municipal Market Op (NCO) 0.0 $43k 3.0k 14.33
Countrywide Capital V p 0.0 $51k 2.0k 25.50
Nuveen Select Quality Municipal Fund 0.0 $66k 5.0k 13.20
Magnum Hunter Resources 8.00% p 0.0 $44k 900.00 48.89
Linkedin Corp 0.0 $55k 300.00 183.33
Healthcare Tr Amer Inc cl a 0.0 $51k 4.5k 11.31
Wells Fargo pre 0.0 $57k 2.7k 21.31
Dynex Capital 8.5% Pfd ps 0.0 $43k 1.8k 24.57
America Movil Sab De Cv spon adr l 0.0 $20k 1.0k 20.00
Infosys Technologies (INFY) 0.0 $33k 600.00 55.00
China Mobile 0.0 $32k 700.00 45.71
Caterpillar (CAT) 0.0 $39k 389.00 100.26
Coca-Cola Company (KO) 0.0 $21k 553.00 37.97
Costco Wholesale Corporation (COST) 0.0 $39k 348.00 112.07
Coach 0.0 $32k 650.00 49.23
Newmont Mining Corporation (NEM) 0.0 $28k 1.2k 23.33
Northrop Grumman Corporation (NOC) 0.0 $37k 300.00 123.33
Ross Stores (ROST) 0.0 $14k 200.00 70.00
International Paper Company (IP) 0.0 $19k 417.00 45.56
Cincinnati Financial Corporation (CINF) 0.0 $24k 500.00 48.00
Raytheon Company 0.0 $20k 200.00 100.00
Alcoa 0.0 $30k 2.3k 12.96
Allstate Corporation (ALL) 0.0 $32k 570.00 56.14
GlaxoSmithKline 0.0 $29k 537.00 54.00
Hewlett-Packard Company 0.0 $21k 634.00 33.12
Nike (NKE) 0.0 $20k 276.00 72.46
Schlumberger (SLB) 0.0 $29k 300.00 96.67
PG&E Corporation (PCG) 0.0 $24k 550.00 43.64
Southern Company (SO) 0.0 $22k 500.00 44.00
Calumet Specialty Products Partners, L.P (CLMT) 0.0 $26k 1.0k 26.00
UMH Properties (UMH) 0.0 $29k 3.0k 9.67
Visa (V) 0.0 $22k 100.00 220.00
Cumulus Media 0.0 $18k 2.6k 6.94
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $30k 400.00 75.00
Frontier Communications 0.0 $16k 2.8k 5.74
HDFC Bank (HDB) 0.0 $21k 500.00 42.00
Amazon (AMZN) 0.0 $38k 112.00 339.29
Ventas (VTR) 0.0 $33k 550.00 60.00
Entergy Corporation (ETR) 0.0 $20k 300.00 66.67
Under Armour (UAA) 0.0 $26k 228.00 114.04
Baidu (BIDU) 0.0 $23k 150.00 153.33
Seagate Technology Com Stk 0.0 $17k 300.00 56.67
Sun Life Financial (SLF) 0.0 $35k 1.0k 35.00
Enbridge Energy Partners 0.0 $29k 1.0k 27.88
Hormel Foods Corporation (HRL) 0.0 $15k 302.00 49.67
Banco Itau Holding Financeira (ITUB) 0.0 $39k 2.6k 15.00
MicroStrategy Incorporated (MSTR) 0.0 $14k 125.00 112.00
Dr. Reddy's Laboratories (RDY) 0.0 $31k 700.00 44.29
TASER International 0.0 $27k 1.5k 18.00
Alexion Pharmaceuticals 0.0 $15k 100.00 150.00
Alliance Resource Partners (ARLP) 0.0 $17k 200.00 85.00
Hain Celestial (HAIN) 0.0 $14k 150.00 93.33
Bob Evans Farms 0.0 $15k 300.00 50.00
CONMED Corporation (CNMD) 0.0 $17k 390.00 43.59
PriceSmart (PSMT) 0.0 $20k 200.00 100.00
Enersis 0.0 $26k 1.7k 15.29
PNM Resources (PNM) 0.0 $20k 750.00 26.67
Smith & Wesson Holding Corporation 0.0 $37k 2.5k 14.80
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $16k 800.00 20.00
Claymore/AlphaShares China Small Cap ETF 0.0 $15k 600.00 25.00
Manulife Finl Corp (MFC) 0.0 $29k 1.5k 19.33
iShares MSCI Brazil Index (EWZ) 0.0 $27k 600.00 45.00
iShares Russell Midcap Index Fund (IWR) 0.0 $33k 213.00 154.93
Pinnacle West Capital Corporation (PNW) 0.0 $27k 500.00 54.00
Yamana Gold 0.0 $18k 2.0k 9.00
Medidata Solutions 0.0 $22k 410.00 53.66
Roche Holding (RHHBY) 0.0 $38k 1.0k 38.00
Dassault Systemes (DASTY) 0.0 $18k 150.00 120.00
iShares S&P SmallCap 600 Index (IJR) 0.0 $23k 212.00 108.49
PowerShares Water Resources 0.0 $14k 525.00 26.67
SPDR S&P China (GXC) 0.0 $22k 300.00 73.33
iShares MSCI Canada Index (EWC) 0.0 $36k 1.2k 29.58
Motorola Solutions (MSI) 0.0 $16k 250.00 64.00
Vanguard REIT ETF (VNQ) 0.0 $38k 534.00 71.16
Royce Value Trust (RVT) 0.0 $24k 1.5k 16.00
iShares MSCI Germany Index Fund (EWG) 0.0 $16k 500.00 32.00
Claymore/BNY Mellon Frontier Markets ETF 0.0 $16k 1.0k 16.00
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $14k 218.00 64.22
Cohen & Steers Total Return Real (RFI) 0.0 $38k 3.0k 12.67
United States 12 Month Oil Fund (USL) 0.0 $22k 500.00 44.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $29k 2.0k 14.50
Market Vectors Steel 0.0 $37k 800.00 46.25
Nuveen Municipal Advantage Fund 0.0 $39k 3.0k 13.00
Pimco CA Municipal Income Fund (PCQ) 0.0 $33k 2.4k 13.91
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $19k 300.00 63.33
Claymore AlphaShares China All Cap ETF 0.0 $18k 700.00 25.71
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $14k 973.00 14.39
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $17k 516.00 32.95
Blackrock Ca Mun Incm Tr cs 0.0 $18k 1.3k 14.40
Orange County Bus Bank cs 0.0 $14k 2.2k 6.36
Rydex Etf Trust equity 0.0 $24k 600.00 40.00
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.0 $23k 600.00 38.33
Global X Etf equity 0.0 $25k 1.0k 25.00
Wpx Energy 0.0 $37k 2.0k 18.20
Express Scripts Holding 0.0 $30k 400.00 75.00
Duke Energy (DUK) 0.0 $21k 300.00 70.00
Hatteras Financia 0.0 $24k 1.0k 24.00
Trulia 0.0 $15k 450.00 33.33
Linn 0.0 $27k 1.0k 27.00
Cys Invts 7.75%ser A Pfd ps 0.0 $24k 1.0k 24.00
Stratasys (SSYS) 0.0 $21k 200.00 105.00
Cannabis Science 0.0 $26k 150k 0.17
Gigamon 0.0 $20k 650.00 30.77
Market Vectors Junior Gold Min 0.0 $29k 800.00 36.25
Sirius Xm Holdings (SIRI) 0.0 $23k 7.1k 3.26
Hasbro (HAS) 0.0 $6.0k 109.00 55.05
Genco Shipping & Trading 0.0 $0 28.00 0.00
Time Warner Cable 0.0 $0 1.00 0.00
Petroleo Brasileiro SA (PBR) 0.0 $7.0k 500.00 14.00
Himax Technologies (HIMX) 0.0 $0 25.00 0.00
Sociedad Quimica y Minera (SQM) 0.0 $2.0k 75.00 26.67
Time Warner 0.0 $0 6.00 0.00
NRG Energy (NRG) 0.0 $0 4.00 0.00
Citadel Broadcasting Corp 0.0 $0 41.00 0.00
BlackRock (BLK) 0.0 $4.0k 12.00 333.33
MasterCard Incorporated (MA) 0.0 $7.0k 100.00 70.00
Charles Schwab Corporation (SCHW) 0.0 $3.0k 100.00 30.00
Blackstone 0.0 $7.0k 200.00 35.00
Legg Mason 0.0 $2.0k 50.00 40.00
Seattle Genetics 0.0 $5.0k 100.00 50.00
Sony Corporation (SONY) 0.0 $4.0k 200.00 20.00
Pulte (PHM) 0.0 $5.0k 250.00 20.00
Bank of Hawaii Corporation (BOH) 0.0 $6.0k 102.00 58.82
Citrix Systems 0.0 $11k 200.00 55.00
Digital Realty Trust (DLR) 0.0 $4.0k 80.00 50.00
NVIDIA Corporation (NVDA) 0.0 $1.0k 50.00 20.00
Nuance Communications 0.0 $3.0k 200.00 15.00
Transocean (RIG) 0.0 $9.0k 206.00 43.69
Supervalu 0.0 $999.600000 85.00 11.76
Nu Skin Enterprises (NUS) 0.0 $1.0k 15.00 66.67
Harley-Davidson (HOG) 0.0 $13k 200.00 65.00
Tiffany & Co. 0.0 $999.990000 9.00 111.11
Verisign (VRSN) 0.0 $0 8.00 0.00
Vulcan Materials Company (VMC) 0.0 $3.0k 50.00 60.00
BE Aerospace 0.0 $9.0k 106.00 84.91
CACI International (CACI) 0.0 $7.0k 100.00 70.00
Morgan Stanley (MS) 0.0 $6.0k 200.00 30.00
Quiksilver 0.0 $3.0k 440.00 6.82
Las Vegas Sands (LVS) 0.0 $8.0k 100.00 80.00
Nokia Corporation (NOK) 0.0 $4.0k 500.00 8.00
Emerson Electric (EMR) 0.0 $7.0k 100.00 70.00
Equity Residential (EQR) 0.0 $9.0k 150.00 60.00
JetBlue Airways Corporation (JBLU) 0.0 $2.0k 225.00 8.89
CenturyLink 0.0 $0 2.00 0.00
Red Hat 0.0 $0 5.00 0.00
Plum Creek Timber 0.0 $11k 260.00 42.31
Pepsi (PEP) 0.0 $9.0k 105.00 85.71
Tyco International Ltd S hs 0.0 $2.0k 38.00 52.63
Gap (GPS) 0.0 $6.0k 150.00 40.00
Nortel Networks Corporation 0.0 $0 5.00 0.00
Federal National Mortgage Association (FNMA) 0.0 $6.0k 1.5k 4.00
Total (TTE) 0.0 $8.0k 125.00 64.00
Canon (CAJPY) 0.0 $12k 400.00 30.00
TJX Companies (TJX) 0.0 $9.0k 150.00 60.00
Federal Home Loan Mortgage (FMCC) 0.0 $6.0k 1.5k 4.00
Anheuser-Busch InBev NV (BUD) 0.0 $3.0k 25.00 120.00
General Dynamics Corporation (GD) 0.0 $11k 103.00 106.80
Lowe's Companies (LOW) 0.0 $10k 200.00 50.00
Prudential Financial (PRU) 0.0 $3.0k 40.00 75.00
Pinnacle Entertainment 0.0 $0 8.00 0.00
Vornado Realty Trust (VNO) 0.0 $0 3.00 0.00
Fastenal Company (FAST) 0.0 $1.0k 25.00 40.00
Pioneer Natural Resources (PXD) 0.0 $13k 70.00 185.71
Sina Corporation 0.0 $6.0k 100.00 60.00
Take-Two Interactive Software (TTWO) 0.0 $999.900000 30.00 33.33
Yahoo! 0.0 $13k 350.00 37.14
Advanced Micro Devices (AMD) 0.0 $1.0k 200.00 5.00
Equinix 0.0 $9.0k 50.00 180.00
ArcelorMittal 0.0 $3.0k 204.00 14.71
Emulex Corporation 0.0 $7.0k 1.0k 7.00
Starwood Hotels & Resorts Worldwide 0.0 $6.0k 80.00 75.00
Western Gas Partners 0.0 $7.0k 100.00 70.00
Xinyuan Real Estate 0.0 $1.0k 100.00 10.00
Chipotle Mexican Grill (CMG) 0.0 $6.0k 10.00 600.00
CenterPoint Energy (CNP) 0.0 $1.0k 46.00 21.74
CARBO Ceramics 0.0 $12k 87.00 137.93
DreamWorks Animation SKG 0.0 $3.0k 100.00 30.00
Finisar Corporation 0.0 $1.0k 20.00 50.00
InterDigital (IDCC) 0.0 $3.0k 101.00 29.70
Southwest Airlines (LUV) 0.0 $5.0k 200.00 25.00
MetLife (MET) 0.0 $11k 200.00 55.00
California Water Service (CWT) 0.0 $7.0k 300.00 23.33
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $7.0k 500.00 14.00
MFA Mortgage Investments 0.0 $8.0k 1.0k 8.00
MannKind Corporation 0.0 $2.0k 500.00 4.00
Old Dominion Freight Line (ODFL) 0.0 $11k 200.00 55.00
SanDisk Corporation 0.0 $8.0k 101.00 79.21
United States Steel Corporation (X) 0.0 $3.0k 100.00 30.00
Anglo American 0.0 $13k 1.0k 13.00
Arena Pharmaceuticals 0.0 $1.0k 200.00 5.00
Corrections Corporation of America 0.0 $6.0k 203.00 29.56
Geron Corporation (GERN) 0.0 $999.000000 300.00 3.33
Rambus (RMBS) 0.0 $8.0k 700.00 11.43
Vivus 0.0 $1.0k 100.00 10.00
FuelCell Energy 0.0 $0 100.00 0.00
Alcatel-Lucent 0.0 $0 34.00 0.00
Middlesex Water Company (MSEX) 0.0 $9.0k 400.00 22.50
Crystallex Intl Cad 0.0 $0 1.6k 0.00
Sinovac Biotech (SVA) 0.0 $2.0k 300.00 6.67
Technology SPDR (XLK) 0.0 $4.0k 100.00 40.00
Basf Se (BASFY) 0.0 $11k 100.00 110.00
Central Fd Cda Ltd cl a 0.0 $10k 700.00 14.29
iShares Dow Jones US Home Const. (ITB) 0.0 $5.0k 200.00 25.00
Baltic Trading 0.0 $3.0k 500.00 6.00
Weatherford International Lt reg 0.0 $5.0k 300.00 16.67
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $6.0k 50.00 120.00
iShares Russell 3000 Index (IWV) 0.0 $0 1.00 0.00
PowerShares DB US Dollar Index Bullish 0.0 $11k 500.00 22.00
Unisys Corporation (UIS) 0.0 $0 1.00 0.00
iShares Dow Jones US Real Estate (IYR) 0.0 $2.0k 35.00 57.14
iShares Silver Trust (SLV) 0.0 $6.0k 300.00 20.00
Constant Contact 0.0 $10k 400.00 25.00
Market Vectors Agribusiness 0.0 $4.0k 75.00 53.33
Valeant Pharmaceuticals Int 0.0 $13k 100.00 130.00
Amarin Corporation (AMRN) 0.0 $0 100.00 0.00
Magnum Hunter Resources Corporation 0.0 $2.0k 250.00 8.00
PowerShares WilderHill Clean Energy 0.0 $6.0k 900.00 6.67
Moly 0.0 $5.0k 1.0k 5.00
Ecopetrol (EC) 0.0 $11k 260.00 42.31
Pebblebrook Hotel Trust (PEB) 0.0 $3.0k 75.00 40.00
Alerian Mlp Etf 0.0 $3.0k 195.00 15.38
General Motors Company (GM) 0.0 $4.0k 103.00 38.83
Opko Health (OPK) 0.0 $13k 1.4k 9.29
Teekay Tankers Ltd cl a 0.0 $2.0k 626.00 3.19
iShares MSCI Singapore Index Fund 0.0 $13k 1.0k 13.00
Elements Rogers Agri Tot Ret etf 0.0 $2.0k 200.00 10.00
iShares Barclays Credit Bond Fund (USIG) 0.0 $13k 119.00 109.24
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $5.0k 100.00 50.00
Hennes & Mauritz Ab (HNNMY) 0.0 $3.0k 400.00 7.50
Thornburg Mortgage 0.0 $0 120.00 0.00
Blackrock Muniyield Ariz 0.0 $5.0k 330.00 15.15
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.0 $4.0k 200.00 20.00
First Trust Global Wind Energy (FAN) 0.0 $4.0k 300.00 13.33
First Trust ISE Glbl Eng & C Indx (RBLD) 0.0 $4.0k 80.00 50.00
iShares FTSE NAREIT Resi Plus Capp (REZ) 0.0 $4.0k 88.00 45.45
PowerShares Dynamic Biotech &Genome 0.0 $4.0k 100.00 40.00
Rydex S&P Equal Weight Technology 0.0 $8.0k 100.00 80.00
Nuveen Insured Quality Muncipal Fund 0.0 $4.0k 300.00 13.33
Hsbc Holdings Plc 8.125% p 0.0 $10k 400.00 25.00
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $13k 1.0k 13.00
Sodastream International 0.0 $999.960000 26.00 38.46
Blackrock California Municipal 2018 Term 0.0 $12k 787.00 15.25
Schwab Strategic Tr 0 (SCHP) 0.0 $11k 201.00 54.73
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $12k 500.00 24.00
Eagle Broadband 0.0 $0 22.00 0.00
Nuveen Mass Divid Advantag M 0.0 $13k 1.0k 13.00
0.0 $3.0k 100.00 30.00
Liberty Star Uranium New cs 0.0 $6.2k 617k 0.01
Shl Telemedicine Ord F cs 0.0 $7.0k 700.00 10.00
Amerityre Corporation cs (AMTY) 0.0 $0 2.0k 0.00
Beeston Enterprises New cs 0.0 $0 90k 0.00
Comstock Mining Inc cs 0.0 $0 100.00 0.00
Penthouse Intl Inc cs 0.0 $0 125k 0.00
Strategic Resources Ltd cs 0.0 $0 5.5k 0.00
Meltronix Inc cs (MTNX) 0.0 $0 12k 0.00
Commerce Energy Group cs 0.0 $0 8.0k 0.00
Global Networks Corp cs (GBNW) 0.0 $0 5.00 0.00
S G I International New cs 0.0 $0 100.00 0.00
Dream Marketing Inc cs 0.0 $0 10.00 0.00
Premier Laser Sys A Nxxx cs 0.0 $0 500.00 0.00
Usa Uranium Corp Xxx cs 0.0 $0 400k 0.00
Covidien 0.0 $3.0k 38.00 78.95
Huntington Ingalls Inds (HII) 0.0 $5.0k 50.00 100.00
Te Connectivity Ltd for (TEL) 0.0 $2.0k 38.00 52.63
Qihoo 360 Technologies Co Lt 0.0 $1.0k 15.00 66.67
Sch Us Mid-cap Etf etf (SCHM) 0.0 $0 9.00 0.00
China Architectural Engr 0.0 $0 334.00 0.00
Genvec 0.0 $0 100.00 0.00
Netqin Mobile 0.0 $999.900000 30.00 33.33
Plug Power (PLUG) 0.0 $1.0k 125.00 8.00
Galena Biopharma 0.0 $1.0k 475.00 2.11
Zillow 0.0 $9.0k 100.00 90.00
Level 3 Communications 0.0 $999.900000 33.00 30.30
Lifevantage 0.0 $2.0k 1.5k 1.33
Powerwave Technologies 0.0 $0 13.00 0.00
Michael Kors Holdings 0.0 $2.0k 20.00 100.00
Zynga 0.0 $2.0k 400.00 5.00
Idna Inc cs 0.0 $0 5.0k 0.00
Powerlinx Inc New cs (PWNX) 0.0 $0 10.00 0.00
Isc8 Inc cs 0.0 $0 12.00 0.00
Matson (MATX) 0.0 $7.0k 300.00 23.33
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 25.00 40.00
Alexander & Baldwin (ALEX) 0.0 $13k 300.00 43.33
Thq Inc Com Par$.01 0.0 $0 2.00 0.00
Adt 0.0 $999.970000 19.00 52.63
Pentair 0.0 $1.0k 8.00 125.00
Mondelez Int (MDLZ) 0.0 $999.950000 35.00 28.57
Kraft Foods 0.0 $1.0k 11.00 90.91
Pactera Technology- 0.0 $1.0k 100.00 10.00
Berry Plastics (BERY) 0.0 $2.0k 100.00 20.00
Whitewave Foods 0.0 $1.0k 25.00 40.00
Alon Usa Partners Lp ut ltdpart int 0.0 $6.0k 350.00 17.14
Prudential Finl Inc Jr Sub Nt preferred 0.0 $12k 500.00 24.00
Zoetis Inc Cl A (ZTS) 0.0 $2.0k 77.00 25.97
True Gold Mining 0.0 $0 1.4k 0.00
Seaworld Entertainment (PRKS) 0.0 $2.0k 50.00 40.00
Mallinckrodt Pub 0.0 $0 4.00 0.00
Marketo 0.0 $3.0k 100.00 30.00
Blackberry (BB) 0.0 $4.0k 500.00 8.00
Tranzbyte 0.0 $0 5.3k 0.00
Windstream Hldgs 0.0 $9.0k 1.1k 8.15
Sigma Labs 0.0 $0 343.00 0.00
Nextwave Wireless Cvr cs 0.0 $0 47.00 0.00
Sanborn Resources Ltd cs 0.0 $0 5.0k 0.00
Vale S A 0.0 $6.0k 300.00 20.00
Ambev Sa- (ABEV) 0.0 $2.0k 250.00 8.00
Western Lithium Usa 0.0 $8.0k 10k 0.80
Royce Global Value Tr (RGT) 0.0 $2.0k 214.00 9.35
Call Cisco Systems cl 0.0 $0 5.00 0.00
Call Edwards Lifescience cl 0.0 $8.0k 6.00 1333.33
Chancellor Group Inc cs 0.0 $2.8k 70k 0.04
Inogen (INGN) 0.0 $3.0k 153.00 19.61
Minerco Resources 0.0 $930.000000 16k 0.06