Iwamoto Kong & Co

Apriem Advisors as of Sept. 30, 2014

Portfolio Holdings for Apriem Advisors

Apriem Advisors holds 581 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Schwab U S Broad Market ETF (SCHB) 6.6 $17M 365k 47.55
Schwab International Equity ETF (SCHF) 4.9 $13M 417k 31.02
Apple (AAPL) 3.4 $8.8M 88k 100.75
Exxon Mobil Corporation (XOM) 3.2 $8.5M 91k 94.05
At&t (T) 2.9 $7.7M 218k 35.24
Schwab Strategic Tr us dividend eq (SCHD) 2.8 $7.3M 189k 38.56
Rydex S&P Equal Weight ETF 2.4 $6.4M 84k 75.79
Pfizer (PFE) 2.3 $6.1M 206k 29.57
Microsoft Corporation (MSFT) 2.3 $6.0M 129k 46.36
Abbvie (ABBV) 2.2 $5.7M 99k 57.76
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.1 $5.5M 51k 109.31
Eaton (ETN) 2.1 $5.5M 87k 63.37
General Electric Company 2.0 $5.3M 208k 25.62
Johnson Controls 1.8 $4.8M 109k 44.00
Wells Fargo & Company (WFC) 1.8 $4.7M 90k 51.87
Edwards Lifesciences Corp 1.7 $4.5M 44k 102.15
ConocoPhillips (COP) 1.6 $4.3M 56k 76.51
Realty Income (O) 1.6 $4.2M 103k 40.79
Bristol Myers Squibb (BMY) 1.6 $4.1M 81k 51.17
Schwab Strategic Tr us aggregate b (SCHZ) 1.6 $4.1M 80k 51.77
Consolidated Edison (ED) 1.5 $4.0M 71k 56.66
Qualcomm (QCOM) 1.5 $4.0M 54k 74.76
Target Corporation cs 1.5 $3.9M 62k 62.67
Cisco Systems (CSCO) 1.4 $3.8M 151k 25.17
Market Vectors Etf Tr 1.4 $3.7M 182k 20.48
Freeport-McMoRan Copper & Gold (FCX) 1.3 $3.4M 105k 32.65
Ventas (VTR) 1.3 $3.3M 54k 61.95
Doubleline Opportunistic Cr (DBL) 1.3 $3.3M 141k 23.60
Starbucks Corporation (SBUX) 1.2 $3.1M 41k 75.47
Bank of America Corporation (BAC) 1.2 $3.1M 181k 17.05
Occidental Petroleum Corporation (OXY) 1.2 $3.1M 32k 96.15
Schwab U S Large Cap Growth ETF (SCHG) 1.1 $3.0M 61k 49.18
Jazz Pharmaceuticals (JAZZ) 1.1 $3.0M 19k 160.55
Emerson Electric (EMR) 1.1 $2.9M 46k 62.57
Deere & Company (DE) 1.1 $2.8M 34k 81.99
Schwab Intl Small Cap Equity ETF (SCHC) 1.1 $2.8M 90k 31.34
American Express Company (AXP) 1.0 $2.7M 31k 87.54
Teva Pharmaceutical Industries (TEVA) 1.0 $2.6M 49k 53.76
Vanguard Total Bond Market ETF (BND) 0.9 $2.5M 30k 81.93
DaVita (DVA) 0.9 $2.4M 33k 73.14
Schwab Strategic Tr us reit etf (SCHH) 0.9 $2.2M 66k 34.06
Tor Dom Bk Cad (TD) 0.8 $2.2M 45k 49.40
Verizon Communications (VZ) 0.8 $2.2M 43k 49.99
Dominion Resources (D) 0.8 $2.0M 29k 69.10
Pimco Dynamic Incm Fund (PDI) 0.8 $2.0M 63k 31.56
Market Vectors Gold Miners ETF 0.8 $2.0M 92k 21.35
Mosaic (MOS) 0.8 $2.0M 44k 44.42
Enterprise Products Partners (EPD) 0.7 $1.9M 47k 40.29
Diamond Offshore Drilling 0.7 $1.9M 54k 34.26
Gilead Sciences (GILD) 0.7 $1.8M 17k 106.46
EOG Resources (EOG) 0.7 $1.8M 18k 99.01
3D Systems Corporation (DDD) 0.6 $1.5M 33k 46.36
Gamco Global Gold Natural Reso (GGN) 0.6 $1.5M 163k 9.25
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.6 $1.4M 14k 105.26
Rayonier (RYN) 0.5 $1.3M 42k 31.15
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.5 $1.2M 89k 13.93
Ambarella (AMBA) 0.5 $1.2M 28k 43.66
Tableau Software Inc Cl A 0.4 $1.1M 16k 72.64
Guggenheim Bulletshar 0.4 $1.1M 49k 21.74
Spdr S&p 500 Etf (SPY) 0.4 $1.1M 5.3k 197.11
Lululemon Athletica (LULU) 0.4 $1.0M 25k 42.00
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.4 $951k 114k 8.36
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.3 $903k 63k 14.25
Berkshire Hathaway (BRK.B) 0.3 $885k 6.4k 138.19
DNP Select Income Fund (DNP) 0.3 $755k 75k 10.10
Ipath Dow Jones-aig Commodity (DJP) 0.3 $699k 20k 34.39
Jp Morgan Alerian Mlp Index 0.3 $693k 13k 53.10
Rydex S&P Equal Weight Energy 0.3 $676k 8.3k 81.42
Cohen & Steers infrastucture Fund (UTF) 0.2 $587k 25k 23.16
Chevron Corporation (CVX) 0.2 $467k 3.9k 119.28
Nuveen Equity Premium Income Fund (BXMX) 0.2 $465k 37k 12.74
Tesla Motors (TSLA) 0.2 $429k 1.8k 242.51
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $402k 18k 22.33
Pimco Total Return Etf totl (BOND) 0.1 $388k 3.6k 108.68
Facebook Inc cl a (META) 0.1 $399k 5.1k 78.98
Intel Corporation (INTC) 0.1 $343k 9.9k 34.78
Rayonier Advanced Matls (RYAM) 0.1 $351k 11k 32.95
Kinder Morgan Energy Partners 0.1 $310k 3.3k 93.23
iShares Dow Jones US Healthcare (IYH) 0.1 $322k 2.4k 134.45
Walt Disney Company (DIS) 0.1 $278k 3.1k 88.96
Nuveen Equity Premium Opportunity Fund 0.1 $290k 23k 12.72
Consumer Staples Select Sect. SPDR (XLP) 0.1 $256k 5.7k 45.07
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $250k 17k 14.56
Schwab Emerging Markets Equity ETF (SCHE) 0.1 $270k 11k 25.38
Alibaba Group Holding (BABA) 0.1 $258k 2.9k 88.81
Home Depot (HD) 0.1 $235k 2.6k 91.73
Baxter International (BAX) 0.1 $230k 3.2k 71.88
Agilent Technologies Inc C ommon (A) 0.1 $234k 4.1k 56.99
Google 0.1 $244k 414.00 589.37
Industrial SPDR (XLI) 0.1 $223k 4.2k 53.10
Cathay General Ban (CATY) 0.1 $248k 10k 24.80
PowerShares QQQ Trust, Series 1 0.1 $247k 2.5k 98.72
Blackrock Muniyield California Ins Fund 0.1 $237k 16k 14.59
Annaly Capital Management 0.1 $221k 21k 10.68
JPMorgan Chase & Co. (JPM) 0.1 $203k 3.4k 60.27
Altria (MO) 0.1 $214k 4.7k 46.02
BlackRock Income Opportunity Trust 0.1 $216k 21k 10.37
PIMCO High Income Fund (PHK) 0.1 $222k 19k 11.64
1/100 Berkshire Htwy Cla 100 0.1 $207k 1.00 207000.00
Yum! Brands (YUM) 0.1 $171k 2.4k 71.91
International Business Machines (IBM) 0.1 $181k 951.00 190.33
iShares MSCI EAFE Index Fund (EFA) 0.1 $184k 2.9k 64.11
Sempra Energy (SRE) 0.1 $184k 1.7k 105.63
SPDR Gold Trust (GLD) 0.1 $174k 1.5k 116.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $171k 1.4k 118.26
Clearbridge Energy M 0.1 $185k 8.0k 23.09
Nucor Corporation (NUE) 0.1 $166k 3.1k 54.43
Boeing Company (BA) 0.1 $147k 1.2k 127.16
Philip Morris International (PM) 0.1 $151k 1.8k 83.20
EMC Corporation 0.1 $150k 5.1k 29.17
Energy Select Sector SPDR (XLE) 0.1 $153k 1.7k 90.75
Energy Transfer Partners 0.1 $166k 2.6k 63.90
Cheniere Energy (LNG) 0.1 $168k 2.1k 80.00
Vanguard Mid-Cap ETF (VO) 0.1 $153k 1.3k 117.69
BlackRock MuniYield California Fund 0.1 $148k 9.8k 15.10
PowerShares Insured Cali Muni Bond 0.1 $169k 6.6k 25.57
Citigroup (C) 0.1 $163k 3.2k 51.66
Claymore Exchange Trd Fd Tr guggenheim sol 0.1 $168k 4.1k 40.53
Vodafone Group New Adr F (VOD) 0.1 $169k 5.2k 32.82
U.S. Bancorp (USB) 0.1 $121k 2.9k 41.88
Waste Management (WM) 0.1 $124k 2.6k 47.69
Abbott Laboratories (ABT) 0.1 $139k 3.4k 41.49
Allergan 0.1 $140k 783.00 178.80
Amazon (AMZN) 0.1 $121k 374.00 323.53
Edison International (EIX) 0.1 $140k 2.5k 56.00
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $142k 1.5k 91.73
Aberdeen Asia-Pacific Income Fund 0.1 $118k 20k 5.90
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $130k 11k 12.20
Flexshares Tr mornstar upstr (GUNR) 0.1 $124k 3.6k 34.40
Google Inc Class C 0.1 $124k 215.00 576.74
HSBC Holdings (HSBC) 0.0 $98k 1.9k 50.94
Johnson & Johnson (JNJ) 0.0 $109k 1.0k 107.07
Kimberly-Clark Corporation (KMB) 0.0 $108k 1.0k 108.00
Potash Corp. Of Saskatchewan I 0.0 $92k 2.7k 34.72
General Mills (GIS) 0.0 $105k 2.1k 50.29
United Technologies Corporation 0.0 $104k 981.00 106.01
Ford Motor Company (F) 0.0 $102k 6.9k 14.77
Whole Foods Market 0.0 $113k 3.0k 38.09
Novo Nordisk A/S (NVO) 0.0 $107k 2.2k 47.77
Oracle Corporation (ORCL) 0.0 $111k 2.9k 38.40
salesforce (CRM) 0.0 $92k 1.6k 57.50
Oneok Partners 0.0 $106k 1.9k 55.82
iShares Gold Trust 0.0 $113k 9.7k 11.71
Vanguard Total Stock Market ETF (VTI) 0.0 $106k 1.0k 101.53
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $115k 2.9k 39.52
Nuveen Floating Rate Income Fund (JFR) 0.0 $104k 9.2k 11.28
American Capital 8% Pfd ps 0.0 $108k 4.3k 25.41
Northeast Utilities System 0.0 $89k 2.0k 44.41
McDonald's Corporation (MCD) 0.0 $91k 957.00 95.09
Archer Daniels Midland Company (ADM) 0.0 $84k 1.6k 51.38
PPG Industries (PPG) 0.0 $79k 400.00 197.50
Steelcase (SCS) 0.0 $81k 5.0k 16.20
Amgen (AMGN) 0.0 $84k 600.00 140.00
Procter & Gamble Company (PG) 0.0 $82k 983.00 83.42
Sturm, Ruger & Company (RGR) 0.0 $68k 1.4k 48.57
Netflix (NFLX) 0.0 $79k 175.00 451.43
Under Armour (UAA) 0.0 $67k 976.00 68.65
BHP Billiton (BHP) 0.0 $72k 1.2k 58.58
Alliant Techsystems 0.0 $70k 550.00 127.27
Celgene Corporation 0.0 $66k 700.00 94.29
Southern Copper Corporation (SCCO) 0.0 $80k 2.7k 29.80
Financial Select Sector SPDR (XLF) 0.0 $86k 3.7k 23.24
Consumer Discretionary SPDR (XLY) 0.0 $83k 1.3k 66.40
iShares Dow Jones US Financial (IYF) 0.0 $84k 1.0k 84.00
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $68k 695.00 97.84
Nuveen Munpl Markt Opp Fund 0.0 $80k 6.0k 13.33
Nuveen Quality Income Municipal Fund 0.0 $86k 6.3k 13.69
SPDR Nuveen Barclays Capital Municpl Bnd 0.0 $74k 3.1k 23.86
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $77k 5.0k 15.40
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $75k 1.6k 46.76
Spirit Airlines 0.0 $69k 1.0k 69.00
Torchlight Energy Resources 0.0 $72k 20k 3.60
Flexshares Tr iboxx 3r targt (TDTT) 0.0 $72k 2.9k 24.70
Us Natural Gas Fd Etf 0.0 $90k 4.1k 22.02
Yelp Inc cl a (YELP) 0.0 $85k 1.3k 68.00
Twitter 0.0 $78k 1.5k 51.32
First Tr Nyse Arca cs 0.0 $85k 930.00 91.40
BP (BP) 0.0 $43k 968.00 44.42
China Mobile 0.0 $47k 800.00 58.75
iShares MSCI Emerging Markets Indx (EEM) 0.0 $41k 982.00 41.75
Caterpillar (CAT) 0.0 $42k 421.00 99.76
Costco Wholesale Corporation (COST) 0.0 $50k 398.00 125.63
Wal-Mart Stores (WMT) 0.0 $41k 536.00 76.49
Eli Lilly & Co. (LLY) 0.0 $45k 700.00 64.29
Health Care SPDR (XLV) 0.0 $61k 950.00 64.21
Northrop Grumman Corporation (NOC) 0.0 $40k 307.00 130.29
AFLAC Incorporated (AFL) 0.0 $58k 1.0k 58.00
Medtronic 0.0 $50k 800.00 62.50
Raytheon Company 0.0 $46k 457.00 100.66
Novartis (NVS) 0.0 $45k 475.00 94.74
eBay (EBAY) 0.0 $57k 1.0k 57.00
Fluor Corporation (FLR) 0.0 $40k 601.00 66.56
GlaxoSmithKline 0.0 $42k 914.00 45.95
Royal Dutch Shell 0.0 $44k 575.00 76.52
Southern Company (SO) 0.0 $43k 993.00 43.30
Calumet Specialty Products Partners, L.P 0.0 $41k 1.5k 27.33
Visa (V) 0.0 $46k 216.00 212.96
priceline.com Incorporated 0.0 $64k 55.00 1163.64
Southwest Gas Corporation (SWX) 0.0 $65k 1.3k 48.62
iShares MSCI Japan Index 0.0 $61k 5.2k 11.73
AmeriGas Partners 0.0 $46k 1.0k 46.00
Enbridge Energy Partners 0.0 $40k 1.0k 38.46
Banco Itau Holding Financeira (ITUB) 0.0 $40k 2.9k 13.99
Abb (ABBNY) 0.0 $56k 2.5k 22.40
China Life Insurance Company 0.0 $42k 1.0k 42.00
Duke Realty Corporation 0.0 $65k 3.8k 17.11
Materials SPDR (XLB) 0.0 $58k 1.2k 49.24
Baltic Trading 0.0 $46k 11k 4.18
iShares Lehman Aggregate Bond (AGG) 0.0 $44k 400.00 110.00
Seadrill 0.0 $46k 1.7k 26.51
Utilities SPDR (XLU) 0.0 $55k 1.3k 42.31
Vanguard Emerging Markets ETF (VWO) 0.0 $54k 1.3k 41.54
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $49k 1.0k 49.00
SPDR S&P Dividend (SDY) 0.0 $51k 683.00 74.67
iShares MSCI Australia Index Fund (EWA) 0.0 $41k 1.7k 24.12
Nuveen Quality Pref. Inc. Fund II 0.0 $55k 6.3k 8.69
Nuveen Municipal Advantage Fund 0.0 $40k 3.0k 13.33
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $55k 685.00 80.29
Dow 30 Premium & Dividend Income Fund 0.0 $43k 2.8k 15.54
First Trust NASDAQ Clean Edge Green (QCLN) 0.0 $42k 2.2k 19.09
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $49k 3.5k 14.11
Countrywide Capital V p 0.0 $51k 2.0k 25.50
Nuveen Select Quality Municipal Fund 0.0 $48k 3.5k 13.71
Nuveen Invt Qlty Mun Fd cs 0.0 $45k 3.0k 15.00
Petrochina 0.0 $58k 450.00 128.89
Magnum Hunter Resources 8.00% p 0.0 $44k 900.00 48.89
Linkedin Corp 0.0 $62k 300.00 206.67
Wpx Energy 0.0 $49k 2.0k 24.10
Healthcare Tr Amer Inc cl a 0.0 $52k 4.5k 11.53
stock 0.0 $55k 1.0k 55.00
Wells Fargo pre 0.0 $63k 2.8k 22.88
Dynex Capital 8.5% Pfd ps 0.0 $44k 1.8k 25.14
Fi Enhanced Global High Yield 0.0 $52k 426.00 122.07
Gopro (GPRO) 0.0 $47k 500.00 94.00
Identiv (INVE) 0.0 $40k 3.0k 13.33
America Movil Sab De Cv spon adr l 0.0 $25k 1.0k 25.00
Comcast Corporation (CMCSA) 0.0 $17k 314.00 54.14
Cnooc 0.0 $14k 80.00 175.00
Corning Incorporated (GLW) 0.0 $14k 731.00 19.15
Goldman Sachs (GS) 0.0 $29k 158.00 183.54
Ubs Ag Cmn 0.0 $21k 1.2k 17.26
Coca-Cola Company (KO) 0.0 $35k 810.00 43.21
Citrix Systems 0.0 $14k 200.00 70.00
Coach 0.0 $25k 701.00 35.66
Newmont Mining Corporation (NEM) 0.0 $28k 1.2k 23.33
Ross Stores (ROST) 0.0 $15k 200.00 75.00
International Paper Company (IP) 0.0 $20k 417.00 47.96
Cincinnati Financial Corporation (CINF) 0.0 $24k 500.00 48.00
Foot Locker 0.0 $14k 250.00 56.00
CVS Caremark Corporation (CVS) 0.0 $19k 240.00 79.17
Lockheed Martin Corporation (LMT) 0.0 $38k 207.00 183.57
Alcoa 0.0 $37k 2.3k 15.93
Allstate Corporation (ALL) 0.0 $35k 576.00 60.76
BB&T Corporation 0.0 $15k 400.00 37.50
Hewlett-Packard Company 0.0 $23k 638.00 36.05
Merck & Co (MRK) 0.0 $18k 308.00 58.44
Nike (NKE) 0.0 $25k 276.00 90.58
Pepsi (PEP) 0.0 $23k 245.00 93.88
Sanofi-Aventis SA (SNY) 0.0 $20k 360.00 55.56
Schlumberger (SLB) 0.0 $27k 263.00 102.66
PG&E Corporation (PCG) 0.0 $23k 500.00 46.00
TJX Companies (TJX) 0.0 $18k 300.00 60.00
General Dynamics Corporation (GD) 0.0 $14k 111.00 126.13
UMH Properties (UMH) 0.0 $29k 3.0k 9.67
Cumulus Media 0.0 $14k 3.6k 3.89
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $29k 400.00 72.50
Frontier Communications 0.0 $18k 2.8k 6.37
Pioneer Natural Resources 0.0 $14k 70.00 200.00
Toyota Motor Corporation (TM) 0.0 $33k 284.00 116.20
Wyndham Worldwide Corporation 0.0 $16k 200.00 80.00
Entergy Corporation (ETR) 0.0 $23k 300.00 76.67
Baidu (BIDU) 0.0 $33k 150.00 220.00
iShares Russell 2000 Index (IWM) 0.0 $27k 250.00 108.00
Seagate Technology Com Stk 0.0 $17k 300.00 56.67
Sun Life Financial (SLF) 0.0 $36k 1.0k 36.00
Synaptics, Incorporated (SYNA) 0.0 $22k 300.00 73.33
Hormel Foods Corporation (HRL) 0.0 $16k 302.00 52.98
MetLife (MET) 0.0 $22k 410.00 53.66
MicroStrategy Incorporated (MSTR) 0.0 $16k 125.00 128.00
Dr. Reddy's Laboratories (RDY) 0.0 $37k 700.00 52.86
TASER International 0.0 $23k 1.5k 15.33
Alexion Pharmaceuticals 0.0 $17k 100.00 170.00
Alliance Resource Partners (ARLP) 0.0 $17k 400.00 42.50
Hain Celestial (HAIN) 0.0 $15k 150.00 100.00
Old Dominion Freight Line (ODFL) 0.0 $14k 200.00 70.00
SanDisk Corporation 0.0 $15k 151.00 99.34
Bob Evans Farms 0.0 $14k 300.00 46.67
CONMED Corporation (CNMD) 0.0 $15k 394.00 38.07
PriceSmart (PSMT) 0.0 $17k 200.00 85.00
Sasol (SSL) 0.0 $38k 700.00 54.29
Enersis 0.0 $27k 1.7k 15.88
Smith & Wesson Holding Corporation 0.0 $38k 4.0k 9.50
Rbc Cad (RY) 0.0 $17k 233.00 72.96
Siemens (SIEGY) 0.0 $23k 196.00 117.35
iShares MSCI Hong Kong Index Fund (EWH) 0.0 $16k 800.00 20.00
Basf Se (BASFY) 0.0 $19k 212.00 89.62
Claymore/AlphaShares China Small Cap ETF 0.0 $35k 1.4k 25.93
Manulife Finl Corp (MFC) 0.0 $29k 1.5k 19.33
iShares MSCI Brazil Index (EWZ) 0.0 $26k 600.00 43.33
Pinnacle West Capital Corporation (PNW) 0.0 $27k 500.00 54.00
American Capital Agency 0.0 $17k 820.00 20.73
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $27k 400.00 67.50
Medidata Solutions 0.0 $20k 450.00 44.44
Roche Holding (RHHBY) 0.0 $18k 500.00 36.00
Dassault Systemes (DASTY) 0.0 $19k 300.00 63.33
iShares Lehman MBS Bond Fund (MBB) 0.0 $34k 317.00 107.26
Opko Health (OPK) 0.0 $17k 2.0k 8.50
PowerShares Preferred Portfolio 0.0 $15k 1.1k 14.08
iShares MSCI Canada Index (EWC) 0.0 $37k 1.2k 30.35
Vanguard REIT ETF (VNQ) 0.0 $25k 350.00 71.43
PIMCO Corporate Opportunity Fund (PTY) 0.0 $26k 1.6k 16.77
Royce Value Trust (RVT) 0.0 $22k 1.5k 14.67
iShares MSCI Germany Index Fund (EWG) 0.0 $14k 500.00 28.00
Claymore/BNY Mellon Frontier Markets ETF 0.0 $27k 1.6k 16.88
PowerShares High Yld. Dividend Achv 0.0 $22k 1.7k 12.64
Cohen & Steers Total Return Real (RFI) 0.0 $36k 3.0k 12.00
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $14k 1.0k 14.00
United States 12 Month Oil Fund (USL) 0.0 $21k 500.00 42.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $30k 2.0k 15.00
Pimco CA Municipal Income Fund (PCQ) 0.0 $34k 2.4k 14.33
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $27k 400.00 67.50
LVMH Moet Hennessy Louis Vuitton SA (LVMUY) 0.0 $17k 523.00 32.50
SPDR S&P International Dividend (DWX) 0.0 $28k 615.00 45.53
Blackrock Ca Mun Incm Tr cs 0.0 $18k 1.3k 14.40
Rydex Etf Trust equity 0.0 $25k 600.00 41.67
Nuveen Mass Prem 0.0 $26k 2.0k 13.06
AmerisourceBergen Corp................ 0.0 $23k 300.00 76.67
Powershares Etf Tr Ii s^p500 low vol 0.0 $20k 575.00 34.78
Global X Etf equity 0.0 $24k 1.0k 24.00
Daimler 0.0 $14k 184.00 76.09
Pizza Inn Holdings 0.0 $21k 2.6k 8.16
Express Scripts Holding 0.0 $14k 200.00 70.00
Duke Energy (DUK) 0.0 $22k 300.00 73.33
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $21k 1.0k 21.00
Hatteras Financia 0.0 $24k 1.0k 24.00
Linn 0.0 $29k 1.0k 29.00
Cys Invts 7.75%ser A Pfd ps 0.0 $24k 1.0k 24.00
Stratasys (SSYS) 0.0 $28k 235.00 119.15
Prudential Finl Inc Jr Sub Nt preferred 0.0 $25k 1.0k 25.00
Ubs Ag London Brh growth russ l 0.0 $33k 648.00 50.93
Exone 0.0 $37k 1.8k 20.79
Doubleline Income Solutions (DSL) 0.0 $17k 767.00 22.16
Banc Of California (BANC) 0.0 $35k 3.0k 11.54
Market Vectors Junior Gold Min 0.0 $27k 800.00 33.75
Fi Enhanced Europe 50 Etn Cs 0.0 $39k 321.00 121.50
Sirius Xm Holdings 0.0 $25k 7.1k 3.55
Creative Edge Nutrition (FITX) 0.0 $21k 409k 0.05
Global X Etf cs 0.0 $35k 1.2k 29.17
Hasbro (HAS) 0.0 $6.0k 111.00 54.05
Time Warner Cable 0.0 $0 1.00 0.00
Lear Corporation (LEA) 0.0 $13k 150.00 86.67
Petroleo Brasileiro SA (PBR) 0.0 $7.0k 500.00 14.00
Himax Technologies (HIMX) 0.0 $2.0k 158.00 12.66
Sociedad Quimica y Minera (SQM) 0.0 $6.0k 226.00 26.55
Time Warner 0.0 $0 6.00 0.00
NRG Energy (NRG) 0.0 $0 4.00 0.00
BlackRock 0.0 $4.0k 12.00 333.33
MasterCard Incorporated (MA) 0.0 $7.0k 100.00 70.00
Charles Schwab Corporation (SCHW) 0.0 $3.0k 100.00 30.00
Legg Mason 0.0 $3.0k 50.00 60.00
Seattle Genetics 0.0 $9.0k 250.00 36.00
Sony Corporation (SONY) 0.0 $7.0k 400.00 17.50
Pulte (PHM) 0.0 $4.0k 250.00 16.00
FirstEnergy (FE) 0.0 $999.960000 26.00 38.46
Bank of Hawaii Corporation (BOH) 0.0 $6.0k 103.00 58.25
Digital Realty Trust (DLR) 0.0 $5.0k 80.00 62.50
J.C. Penney Company 0.0 $2.0k 200.00 10.00
NVIDIA Corporation (NVDA) 0.0 $4.0k 226.00 17.70
Nuance Communications 0.0 $3.0k 200.00 15.00
SYSCO Corporation (SYY) 0.0 $7.0k 180.00 38.89
Transocean (RIG) 0.0 $7.0k 214.00 32.71
Supervalu 0.0 $999.600000 85.00 11.76
Harley-Davidson (HOG) 0.0 $12k 200.00 60.00
Tiffany & Co. 0.0 $999.990000 9.00 111.11
Vulcan Materials Company (VMC) 0.0 $12k 200.00 60.00
BE Aerospace 0.0 $9.0k 106.00 84.91
CACI International (CACI) 0.0 $7.0k 100.00 70.00
Morgan Stanley (MS) 0.0 $7.0k 200.00 35.00
Quiksilver 0.0 $998.800000 440.00 2.27
Las Vegas Sands (LVS) 0.0 $6.0k 100.00 60.00
Nokia Corporation (NOK) 0.0 $7.0k 850.00 8.24
Equity Residential (EQR) 0.0 $9.0k 150.00 60.00
JetBlue Airways Corporation (JBLU) 0.0 $2.0k 225.00 8.89
CenturyLink 0.0 $0 2.00 0.00
Kroger (KR) 0.0 $13k 250.00 52.00
Red Hat 0.0 $0 5.00 0.00
Plum Creek Timber 0.0 $10k 260.00 38.46
Olin Corporation (OLN) 0.0 $5.0k 210.00 23.81
Cemex SAB de CV (CX) 0.0 $9.0k 700.00 12.86
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $3.0k 210.00 14.29
Telefonica (TEF) 0.0 $1.0k 80.00 12.50
Tyco International Ltd S hs 0.0 $2.0k 38.00 52.63
Gap (GAP) 0.0 $7.0k 175.00 40.00
Nortel Networks Corporation 0.0 $0 5.00 0.00
Federal National Mortgage Association (FNMA) 0.0 $4.0k 1.5k 2.67
Danaher Corporation (DHR) 0.0 $6.0k 75.00 80.00
Williams Companies (WMB) 0.0 $6.0k 100.00 60.00
Bayer (BAYRY) 0.0 $9.0k 64.00 140.62
Federal Home Loan Mortgage (FMCC) 0.0 $4.0k 1.5k 2.67
Accenture (ACN) 0.0 $8.0k 100.00 80.00
Lowe's Companies (LOW) 0.0 $11k 200.00 55.00
Sap (SAP) 0.0 $12k 160.00 75.00
Tootsie Roll Industries (TR) 0.0 $9.0k 316.00 28.48
Prudential Financial (PRU) 0.0 $4.0k 40.00 100.00
Pinnacle Entertainment 0.0 $0 8.00 0.00
Vornado Realty Trust (VNO) 0.0 $0 3.00 0.00
Public Service Enterprise (PEG) 0.0 $7.0k 200.00 35.00
Chesapeake Energy Corporation 0.0 $0 1.00 0.00
Fastenal Company (FAST) 0.0 $1.0k 25.00 40.00
HDFC Bank (HDB) 0.0 $12k 250.00 48.00
Sina Corporation 0.0 $4.0k 100.00 40.00
Sears Holdings Corporation 0.0 $3.0k 100.00 30.00
Take-Two Interactive Software (TTWO) 0.0 $999.900000 30.00 33.33
PowerShares DB Com Indx Trckng Fund 0.0 $12k 500.00 24.00
Rite Aid Corporation 0.0 $10k 2.0k 5.00
Advanced Micro Devices (AMD) 0.0 $1.0k 400.00 2.50
Micron Technology (MU) 0.0 $1.0k 23.00 43.48
Activision Blizzard 0.0 $1.0k 60.00 16.67
ArcelorMittal 0.0 $3.0k 204.00 14.71
Cliffs Natural Resources 0.0 $999.900000 101.00 9.90
Emulex Corporation 0.0 $5.0k 1.0k 5.00
Starwood Hotels & Resorts Worldwide 0.0 $7.0k 80.00 87.50
Western Gas Partners 0.0 $7.0k 90.00 77.78
Xinyuan Real Estate 0.0 $0 100.00 0.00
Chipotle Mexican Grill (CMG) 0.0 $7.0k 10.00 700.00
CenterPoint Energy (CNP) 0.0 $1.0k 46.00 21.74
Cirrus Logic (CRUS) 0.0 $2.0k 100.00 20.00
Finisar Corporation 0.0 $0 20.00 0.00
Gruma S.A.B. de C.V. 0.0 $11k 250.00 44.00
InterDigital (IDCC) 0.0 $4.0k 102.00 39.22
JDS Uniphase Corporation 0.0 $0 8.00 0.00
L-3 Communications Holdings 0.0 $1.0k 7.00 142.86
Southwest Airlines (LUV) 0.0 $7.0k 200.00 35.00
UIL Holdings Corporation 0.0 $1.0k 20.00 50.00
California Water Service (CWT) 0.0 $7.0k 300.00 23.33
KLA-Tencor Corporation (KLAC) 0.0 $8.0k 100.00 80.00
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $6.0k 500.00 12.00
MFA Mortgage Investments 0.0 $8.0k 1.0k 8.00
Nektar Therapeutics 0.0 $1.0k 100.00 10.00
Skyworks Solutions (SWKS) 0.0 $6.0k 104.00 57.69
United States Steel Corporation 0.0 $4.0k 100.00 40.00
Corrections Corporation of America 0.0 $7.0k 209.00 33.49
Geron Corporation (GERN) 0.0 $999.000000 300.00 3.33
Rambus (RMBS) 0.0 $9.0k 700.00 12.86
Vivus 0.0 $0 100.00 0.00
FuelCell Energy 0.0 $999.000000 300.00 3.33
Alcatel-Lucent 0.0 $0 34.00 0.00
Middlesex Water Company (MSEX) 0.0 $8.0k 400.00 20.00
Crystallex Intl Cad 0.0 $0 1.6k 0.00
Sinovac Biotech 0.0 $999.000000 300.00 3.33
Technology SPDR (XLK) 0.0 $4.0k 100.00 40.00
Central Fd Cda Ltd cl a 0.0 $9.0k 700.00 12.86
iShares Dow Jones US Home Const. (ITB) 0.0 $4.0k 200.00 20.00
iShares Russell Midcap Index Fund (IWR) 0.0 $10k 63.00 158.73
iShares Russell 3000 Index (IWV) 0.0 $0 1.00 0.00
Yamana Gold 0.0 $12k 2.0k 6.00
PowerShares DB US Dollar Index Bullish 0.0 $11k 500.00 22.00
Unisys Corporation (UIS) 0.0 $0 1.00 0.00
iShares Dow Jones US Real Estate (IYR) 0.0 $2.0k 35.00 57.14
iShares Silver Trust (SLV) 0.0 $5.0k 300.00 16.67
Market Vectors Agribusiness 0.0 $4.0k 75.00 53.33
Avago Technologies 0.0 $13k 150.00 86.67
Valeant Pharmaceuticals Int 0.0 $13k 100.00 130.00
Amarin Corporation 0.0 $0 100.00 0.00
Magnum Hunter Resources Corporation 0.0 $1.0k 250.00 4.00
Nxp Semiconductors N V (NXPI) 0.0 $4.0k 55.00 72.73
PowerShares WilderHill Clean Energy 0.0 $8.0k 1.3k 6.40
Moly 0.0 $3.0k 2.8k 1.09
iShares S&P SmallCap 600 Index (IJR) 0.0 $11k 101.00 108.91
PowerShares Water Resources 0.0 $13k 525.00 24.76
Ecopetrol (EC) 0.0 $8.0k 260.00 30.77
Pebblebrook Hotel Trust (PEB) 0.0 $3.0k 75.00 40.00
Alerian Mlp Etf 0.0 $4.0k 195.00 20.51
General Motors Company (GM) 0.0 $3.0k 103.00 29.13
Teekay Tankers Ltd cl a 0.0 $2.0k 636.00 3.14
iShares MSCI Singapore Index Fund 0.0 $13k 1.0k 13.00
ETFS Gold Trust 0.0 $12k 103.00 116.50
iShares Barclays Credit Bond Fund (USIG) 0.0 $13k 119.00 109.24
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $13k 221.00 58.82
WisdomTree Equity Income Fund (DHS) 0.0 $12k 200.00 60.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $5.0k 100.00 50.00
Zagg 0.0 $0 50.00 0.00
Hennes & Mauritz Ab (HNNMY) 0.0 $3.0k 400.00 7.50
Blackrock Muniyield Ariz 0.0 $5.0k 330.00 15.15
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.0 $4.0k 200.00 20.00
First Trust Global Wind Energy (FAN) 0.0 $3.0k 300.00 10.00
First Trust ISE Glbl Eng & C Indx (RBLD) 0.0 $4.0k 80.00 50.00
PowerShares Dynamic Biotech &Genome 0.0 $5.0k 100.00 50.00
Rydex S&P Equal Weight Technology 0.0 $9.0k 100.00 90.00
WisdomTree SmallCap Dividend Fund (DES) 0.0 $6.0k 100.00 60.00
L'Oreal (LRLCY) 0.0 $10k 303.00 33.00
Nuveen Insured Quality Muncipal Fund 0.0 $4.0k 300.00 13.33
Hsbc Holdings Plc 8.125% p 0.0 $10k 400.00 25.00
Sodastream International 0.0 $1.0k 36.00 27.78
Blackrock California Municipal 2018 Term 0.0 $12k 787.00 15.25
Schwab U S Small Cap ETF (SCHA) 0.0 $1.0k 23.00 43.48
Schwab Strategic Tr 0 (SCHP) 0.0 $11k 201.00 54.73
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $13k 500.00 26.00
Eagle Broadband 0.0 $0 22.00 0.00
0.0 $3.0k 100.00 30.00
Liberty Star Uranium New cs 0.0 $6.2k 617k 0.01
Total S A Adr F cs 0.0 $8.0k 125.00 64.00
Orange County Bus Bank cs 0.0 $13k 2.2k 5.91
Shl Telemedicine Ord F cs 0.0 $6.0k 700.00 8.57
Amerityre Corporation cs (AMTY) 0.0 $0 2.0k 0.00
Comstock Mining Inc cs 0.0 $0 100.00 0.00
Verisign Inc cs 0.0 $0 8.00 0.00
Penthouse Intl Inc cs 0.0 $0 125k 0.00
Strategic Resources Ltd cs 0.0 $0 5.5k 0.00
Meltronix Inc cs (MTNX) 0.0 $0 12k 0.00
Commerce Energy Group cs 0.0 $0 8.0k 0.00
Global Networks Corp cs (GBNW) 0.0 $0 5.00 0.00
S G I International New cs 0.0 $0 100.00 0.00
Dream Marketing Inc cs 0.0 $0 10.00 0.00
Premier Laser Sys A Nxxx cs 0.0 $0 500.00 0.00
Usa Uranium Corp Xxx cs 0.0 $0 400k 0.00
Covidien 0.0 $3.0k 38.00 78.95
Huntington Ingalls Inds (HII) 0.0 $5.0k 50.00 100.00
Te Connectivity Ltd for 0.0 $2.0k 38.00 52.63
Kinder Morgan (KMI) 0.0 $8.0k 200.00 40.00
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.0 $4.0k 100.00 40.00
Sch Us Mid-cap Etf etf (SCHM) 0.0 $0 4.00 0.00
China Architectural Engr 0.0 $0 334.00 0.00
Genvec 0.0 $0 100.00 0.00
Netqin Mobile 0.0 $0 30.00 0.00
General Mtrs Co *w exp 07/10/201 0.0 $0 4.00 0.00
General Mtrs Co *w exp 07/10/201 0.0 $0 4.00 0.00
Plug Power (PLUG) 0.0 $2.0k 475.00 4.21
Gt Solar Int'l 0.0 $3.0k 250.00 12.00
Galena Biopharma 0.0 $1.0k 475.00 2.11
Zillow 0.0 $12k 100.00 120.00
Lifevantage 0.0 $2.0k 1.5k 1.33
Powerwave Technologies 0.0 $0 13.00 0.00
Zynga 0.0 $1.0k 400.00 2.50
Idna Inc cs 0.0 $0 5.0k 0.00
Powerlinx Inc New cs (PWNX) 0.0 $0 10.00 0.00
Isc8 Inc cs 0.0 $0 12.00 0.00
Phillips 66 (PSX) 0.0 $12k 150.00 80.00
4068594 Enphase Energy (ENPH) 0.0 $6.0k 400.00 15.00
Sunshine Heart 0.0 $1.0k 200.00 5.00
Matson (MATX) 0.0 $8.0k 300.00 26.67
Galectin Therapeutics (GALT) 0.0 $8.0k 1.6k 5.00
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 25.00 40.00
Alexander & Baldwin (ALEX) 0.0 $11k 300.00 36.67
Thq Inc Com Par$.01 0.0 $0 2.00 0.00
Adt 0.0 $999.970000 19.00 52.63
Mondelez Int (MDLZ) 0.0 $999.950000 35.00 28.57
Kraft Foods 0.0 $1.0k 11.00 90.91
Palo Alto Networks (PANW) 0.0 $10k 100.00 100.00
Berry Plastics (BERY) 0.0 $3.0k 100.00 30.00
Whitewave Foods 0.0 $1.0k 25.00 40.00
Silver Bay Rlty Tr 0.0 $0 2.00 0.00
Solarcity 0.0 $2.0k 30.00 66.67
Pimco Dynamic Credit Income other 0.0 $11k 500.00 22.00
Zoetis Inc Cl A (ZTS) 0.0 $0 1.00 0.00
Gigamon 0.0 $9.0k 825.00 10.91
Seaworld Entertainment (PRKS) 0.0 $1.0k 50.00 20.00
Mallinckrodt Pub 0.0 $0 4.00 0.00
Marketo 0.0 $3.0k 100.00 30.00
Blackberry (BB) 0.0 $5.0k 500.00 10.00
Windstream Hldgs 0.0 $12k 1.1k 10.87
Nextwave Wireless Cvr cs 0.0 $0 47.00 0.00
Sanborn Resources Ltd cs 0.0 $0 5.0k 0.00
Vale S A 0.0 $1.0k 500.00 2.00
Western Lithium Usa 0.0 $7.0k 10k 0.70
American Airls (AAL) 0.0 $9.0k 250.00 36.00
Royce Global Value Tr (RGT) 0.0 $2.0k 214.00 9.35
Nimble Storage 0.0 $4.0k 150.00 26.67
Chancellor Group Inc cs 0.0 $700.000000 70k 0.01
China Digital Media 0.0 $0 275.00 0.00
King Digital Entertainment 0.0 $6.0k 500.00 12.00
Inogen (INGN) 0.0 $3.0k 153.00 19.61
Pentair cs (PNR) 0.0 $1.0k 8.00 125.00
Weatherford Intl Plc ord 0.0 $6.0k 300.00 20.00
Beeston Enterprises New cs 0.0 $0 9.0k 0.00
Veritiv Corp - When Issued 0.0 $0 7.00 0.00
Asterias Biotherapeutics 0.0 $0 12.00 0.00
Ditem Exploration Inc F cs 0.0 $0 80.00 0.00
Gastem Inc F cs 0.0 $0 26.00 0.00
Solaris Pwr Cells Inc cs 0.0 $2.0k 20k 0.10
Tootsie Roll Inds B Xxx cs 0.0 $9.0k 316.00 28.48