Iwamoto Kong & Co

Apriem Advisors as of Sept. 30, 2015

Portfolio Holdings for Apriem Advisors

Apriem Advisors holds 578 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Claymore Exchange-traded Fd gugg crp bd 2017 22.5 $61M 2.7M 22.69
Schwab Strategic Tr intrm trm (SCHR) 4.7 $13M 231k 54.50
Apple (AAPL) 3.5 $9.5M 87k 110.30
At&t (T) 2.7 $7.4M 226k 32.58
Exxon Mobil Corporation (XOM) 2.5 $6.9M 92k 74.35
Pfizer (PFE) 2.3 $6.1M 195k 31.41
Target Corporation cs 2.2 $5.9M 75k 78.66
General Electric Company 2.1 $5.7M 228k 25.22
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.0 $5.6M 51k 108.59
Abbvie (ABBV) 1.9 $5.1M 93k 54.41
Bristol Myers Squibb (BMY) 1.8 $4.7M 80k 59.20
Claymore Exchange-traded Fd gugg crp bd 2016 1.7 $4.7M 210k 22.19
Starbucks Corporation (SBUX) 1.7 $4.6M 81k 56.84
Consolidated Edison (ED) 1.7 $4.6M 68k 66.85
ConocoPhillips (COP) 1.7 $4.6M 95k 47.96
Eaton (ETN) 1.7 $4.6M 89k 51.30
Wells Fargo & Company (WFC) 1.7 $4.5M 89k 51.35
Qualcomm (QCOM) 1.6 $4.3M 81k 53.74
Doubleline Opportunistic Cr (DBL) 1.6 $4.3M 171k 24.88
Johnson Controls 1.5 $4.2M 100k 41.37
Market Vectors Etf Tr 1.5 $4.0M 203k 19.59
Pimco Dynamic Incm Fund (PDI) 1.4 $3.9M 136k 28.80
Ventas (VTR) 1.4 $3.7M 67k 56.06
Cisco Systems (CSCO) 1.3 $3.6M 137k 26.25
Facebook Inc cl a (META) 1.3 $3.6M 40k 89.89
American Express Company (AXP) 1.3 $3.5M 47k 74.13
JPMorgan Chase & Co. (JPM) 1.2 $3.3M 55k 60.98
Bank of America Corporation (BAC) 1.2 $3.2M 206k 15.58
Google 1.2 $3.2M 5.0k 638.37
Gilead Sciences (GILD) 1.0 $2.7M 28k 98.20
Vanguard Total Bond Market ETF (BND) 1.0 $2.6M 32k 81.92
Verizon Communications (VZ) 0.9 $2.5M 58k 43.50
MetLife (MET) 0.9 $2.4M 52k 47.16
Celgene Corporation 0.9 $2.4M 22k 108.16
Palo Alto Networks (PANW) 0.8 $2.1M 12k 172.00
Nuveen All Cap Engy Mlp cs 0.6 $1.7M 173k 9.90
Kimberly-Clark Corporation (KMB) 0.6 $1.6M 15k 109.01
Schwab U S Broad Market ETF (SCHB) 0.6 $1.6M 34k 46.38
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.6 $1.5M 102k 14.67
Lululemon Athletica (LULU) 0.5 $1.5M 29k 50.64
Jp Morgan Alerian Mlp Index 0.5 $1.2M 41k 30.39
Dow Chemical Company 0.4 $1.2M 28k 42.39
Rydex S&P Equal Weight Energy 0.4 $1.2M 24k 49.54
Commerce Bancshares (CBSH) 0.4 $1.1M 25k 45.56
Doubleline Income Solutions (DSL) 0.4 $1.1M 63k 17.29
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.4 $1.0M 9.9k 105.10
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.4 $1.0M 69k 14.95
Berkshire Hathaway (BRK.B) 0.4 $980k 7.5k 130.34
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.4 $985k 168k 5.87
Schwab International Equity ETF (SCHF) 0.4 $961k 35k 27.38
Blackrock Muniyield California Ins Fund 0.3 $914k 61k 14.98
Schwab Strategic Tr us aggregate b (SCHZ) 0.3 $914k 18k 52.17
Kinder Morgan (KMI) 0.3 $848k 31k 27.69
Care Cap Properties 0.3 $837k 25k 32.94
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $819k 65k 12.68
Spdr S&p 500 Etf (SPY) 0.3 $792k 4.1k 191.58
Tesla Motors (TSLA) 0.3 $763k 3.1k 248.45
Guggenheim Bulletshar 0.3 $766k 35k 21.64
Cohen & Steers infrastucture Fund (UTF) 0.3 $735k 39k 19.06
Nuveen Equity Premium Income Fund (BXMX) 0.3 $738k 61k 12.10
DNP Select Income Fund (DNP) 0.2 $644k 72k 8.98
Mosaic (MOS) 0.2 $627k 20k 31.09
Claymore/Zacks Multi-Asset Inc Idx 0.2 $569k 31k 18.45
Chevron Corporation (CVX) 0.2 $507k 6.4k 78.84
GlaxoSmithKline 0.2 $499k 13k 38.42
Annaly Capital Management 0.1 $418k 42k 9.88
Intel Corporation (INTC) 0.1 $398k 13k 30.13
iShares MSCI EAFE Index Fund (EFA) 0.1 $368k 6.4k 57.25
PowerShares Insured Cali Muni Bond 0.1 $353k 14k 25.41
Schwab U S Large Cap Growth ETF (SCHG) 0.1 $315k 6.3k 49.94
Home Depot (HD) 0.1 $284k 2.5k 115.54
DaVita (DVA) 0.1 $293k 4.1k 72.35
Altria (MO) 0.1 $287k 5.3k 54.41
iShares Russell 2000 Index (IWM) 0.1 $303k 2.8k 109.31
Cathay General Ban (CATY) 0.1 $300k 10k 30.00
PowerShares QQQ Trust, Series 1 0.1 $298k 2.9k 101.74
Northrop Grumman Corporation (NOC) 0.1 $262k 1.6k 166.14
Amazon (AMZN) 0.1 $277k 542.00 511.07
SPDR Gold Trust (GLD) 0.1 $278k 2.6k 106.92
Pimco Total Return Etf totl (BOND) 0.1 $260k 2.5k 105.26
Qorvo (QRVO) 0.1 $262k 5.8k 44.98
Walt Disney Company (DIS) 0.1 $236k 2.3k 102.16
Merck & Co (MRK) 0.1 $255k 5.2k 49.32
Realty Income (O) 0.1 $234k 4.9k 47.37
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $239k 5.0k 47.80
Time Warner 0.1 $206k 3.0k 68.67
Costco Wholesale Corporation (COST) 0.1 $210k 1.5k 144.33
Nike (NKE) 0.1 $229k 1.9k 122.72
Schwab U S Small Cap ETF (SCHA) 0.1 $215k 4.2k 50.68
Gamco Global Gold Natural Reso (GGN) 0.1 $210k 42k 5.00
First Fndtn (FFWM) 0.1 $228k 10k 22.80
Yum! Brands (YUM) 0.1 $191k 2.4k 80.08
Philip Morris International (PM) 0.1 $176k 2.2k 79.28
salesforce (CRM) 0.1 $184k 2.7k 69.43
Edison International (EIX) 0.1 $202k 3.2k 63.12
Skyworks Solutions (SWKS) 0.1 $184k 2.2k 84.06
1/100 Berkshire Htwy Cla 100 0.1 $195k 1.00 195000.00
Blackrock Core Bd Trust cs 0.1 $202k 16k 12.94
Boeing Company (BA) 0.1 $152k 1.2k 130.81
Amgen (AMGN) 0.1 $163k 1.2k 138.14
Anadarko Petroleum Corporation 0.1 $151k 2.5k 60.40
General Mills (GIS) 0.1 $168k 3.0k 56.09
Ford Motor Company (F) 0.1 $174k 13k 13.55
Sempra Energy (SRE) 0.1 $162k 1.7k 96.72
Netflix (NFLX) 0.1 $150k 1.5k 103.09
Energy Select Sector SPDR (XLE) 0.1 $149k 2.4k 61.32
SanDisk Corporation 0.1 $155k 2.9k 54.33
Vanguard Mid-Cap ETF (VO) 0.1 $152k 1.3k 116.92
Ipath Dow Jones-aig Commodity (DJP) 0.1 $156k 6.4k 24.38
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $154k 4.0k 38.50
iShares Dow Jones US Healthcare (IYH) 0.1 $174k 1.2k 139.76
Source Capital 0.1 $169k 2.5k 67.60
BlackRock MuniYield California Fund 0.1 $162k 10k 15.88
Sirius Xm Holdings 0.1 $153k 41k 3.75
Anthem (ELV) 0.1 $175k 1.3k 140.00
Abbott Laboratories (ABT) 0.1 $148k 3.7k 40.22
McKesson Corporation (MCK) 0.1 $139k 750.00 185.33
International Business Machines (IBM) 0.1 $138k 950.00 145.26
Agilent Technologies Inc C ommon (A) 0.1 $141k 4.1k 34.34
Industrial SPDR (XLI) 0.1 $137k 2.8k 49.82
Under Armour (UAA) 0.1 $144k 1.5k 96.90
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $134k 11k 12.58
Citigroup (C) 0.1 $144k 2.9k 49.45
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $142k 4.0k 35.95
McDonald's Corporation (MCD) 0.0 $98k 996.00 98.39
Johnson & Johnson (JNJ) 0.0 $95k 1.0k 93.23
International Paper Company (IP) 0.0 $117k 3.1k 37.83
Emerson Electric (EMR) 0.0 $100k 2.3k 44.35
United Technologies Corporation 0.0 $121k 1.4k 88.77
Vanguard Europe Pacific ETF (VEA) 0.0 $107k 3.0k 35.67
Barclays Bk Plc Ipsp croil etn 0.0 $109k 13k 8.45
Vanguard Information Technology ETF (VGT) 0.0 $109k 1.1k 100.46
Ega Emerging Global Shs Tr emrg gl dj 0.0 $109k 5.0k 21.80
WisdomTree Intl. SmallCap Div (DLS) 0.0 $110k 2.0k 55.00
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $107k 5.3k 20.15
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $106k 7.0k 15.14
Clearbridge Energy M 0.0 $110k 8.0k 13.73
American Capital 8% Pfd ps 0.0 $115k 4.5k 25.56
Twitter 0.0 $103k 3.8k 27.03
Vodafone Group New Adr F (VOD) 0.0 $121k 3.8k 31.85
Alibaba Group Holding (BABA) 0.0 $103k 1.7k 58.92
Eversource Energy (ES) 0.0 $101k 2.0k 50.40
Baxalta Incorporated 0.0 $115k 3.7k 31.51
U.S. Bancorp (USB) 0.0 $85k 2.1k 41.12
Coca-Cola Company (KO) 0.0 $71k 1.8k 40.07
Wal-Mart Stores (WMT) 0.0 $77k 1.2k 64.65
Eli Lilly & Co. (LLY) 0.0 $71k 850.00 83.53
Nucor Corporation (NUE) 0.0 $77k 2.1k 37.56
PPG Industries (PPG) 0.0 $70k 800.00 87.50
Steelcase (SCS) 0.0 $92k 5.0k 18.40
BB&T Corporation 0.0 $71k 2.0k 35.50
Occidental Petroleum Corporation (OXY) 0.0 $74k 1.1k 66.37
Sturm, Ruger & Company (RGR) 0.0 $82k 1.4k 58.57
Southwest Gas Corporation (SWX) 0.0 $78k 1.3k 58.34
NAVIOS MARITIME HOLDINGS INC Com Stk 0.0 $87k 35k 2.49
iShares Gold Trust 0.0 $69k 6.4k 10.78
Consumer Staples Select Sect. SPDR (XLP) 0.0 $87k 1.8k 47.28
Financial Select Sector SPDR (XLF) 0.0 $93k 4.1k 22.55
Aberdeen Asia-Pacific Income Fund 0.0 $77k 17k 4.53
iShares Dow Jones US Financial (IYF) 0.0 $84k 1.0k 84.00
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $68k 695.00 97.84
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $82k 6.5k 12.62
CurrencyShares Japanese Yen Trust 0.0 $85k 1.1k 80.95
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $78k 1.1k 71.56
Express Scripts Holding 0.0 $76k 943.00 80.59
Claymore Exchange Trd Fd Tr guggenheim sol 0.0 $79k 3.0k 26.71
Wells Fargo pre 0.0 $91k 3.8k 24.18
Ambarella (AMBA) 0.0 $69k 1.2k 57.50
Fireeye 0.0 $86k 2.7k 31.95
Google Inc Class C 0.0 $89k 146.00 609.59
Allergan 0.0 $68k 249.00 273.09
Kraft Heinz (KHC) 0.0 $76k 1.1k 70.83
HSBC Holdings (HSBC) 0.0 $49k 1.3k 37.69
Waste Management (WM) 0.0 $60k 1.2k 50.00
Health Care SPDR (XLV) 0.0 $56k 850.00 65.88
Dominion Resources (D) 0.0 $56k 800.00 70.00
Bank of Hawaii Corporation (BOH) 0.0 $51k 806.00 63.28
Genuine Parts Company (GPC) 0.0 $56k 675.00 82.96
AFLAC Incorporated (AFL) 0.0 $58k 1.0k 58.00
Morgan Stanley (MS) 0.0 $41k 1.3k 31.54
Raytheon Company 0.0 $50k 457.00 109.41
Potash Corp. Of Saskatchewan I 0.0 $47k 2.3k 20.43
Aetna 0.0 $44k 400.00 110.00
Lockheed Martin Corporation (LMT) 0.0 $53k 257.00 206.23
Honeywell International (HON) 0.0 $47k 500.00 94.00
Procter & Gamble Company (PG) 0.0 $54k 750.00 72.00
Biogen Idec (BIIB) 0.0 $51k 175.00 291.43
EMC Corporation 0.0 $67k 2.8k 24.14
Whole Foods Market 0.0 $54k 1.7k 31.45
Novo Nordisk A/S (NVO) 0.0 $62k 1.2k 53.91
Oracle Corporation (ORCL) 0.0 $52k 1.4k 36.01
Enterprise Products Partners (EPD) 0.0 $55k 2.2k 25.00
iShares MSCI Japan Index 0.0 $54k 4.7k 11.49
AmeriGas Partners 0.0 $42k 1.0k 42.00
Duke Realty Corporation 0.0 $67k 3.5k 19.14
Smith & Wesson Holding Corporation 0.0 $67k 4.0k 16.75
Market Vectors Gold Miners ETF 0.0 $51k 3.7k 13.78
iShares Lehman Aggregate Bond (AGG) 0.0 $44k 400.00 110.00
Utilities SPDR (XLU) 0.0 $47k 1.1k 43.72
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $46k 550.00 83.64
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $43k 1.0k 43.00
SPDR S&P Dividend (SDY) 0.0 $51k 705.00 72.34
WisdomTree Intl. LargeCap Div (DOL) 0.0 $59k 1.4k 42.75
Nuveen Quality Pref. Inc. Fund II 0.0 $55k 6.3k 8.69
Nuveen Floating Rate Income Fund (JFR) 0.0 $67k 6.7k 9.98
Nuveen Munpl Markt Opp Fund 0.0 $66k 5.0k 13.20
Nuveen Quality Income Municipal Fund 0.0 $57k 4.3k 13.41
PIMCO High Income Fund (PHK) 0.0 $63k 8.5k 7.39
First Trust NASDAQ Clean Edge Green (QCLN) 0.0 $43k 3.1k 14.10
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $64k 4.5k 14.31
Countrywide Capital V p 0.0 $51k 2.0k 25.50
Nuveen Invt Qlty Mun Fd cs 0.0 $44k 3.0k 14.67
Laaco Inc Ltd Partnship oa 0.0 $64k 40.00 1600.00
Linkedin Corp 0.0 $57k 300.00 190.00
stock 0.0 $55k 1.0k 55.00
Dynex Capital 8.5% Pfd ps 0.0 $42k 1.8k 24.00
Banc Of California (BANC) 0.0 $49k 4.0k 12.37
Genco Shipping & Trading 0.0 $50k 13k 3.92
Keysight Technologies (KEYS) 0.0 $60k 2.0k 30.72
Healthcare Tr Amer Inc cl a 0.0 $55k 2.3k 24.39
Medtronic (MDT) 0.0 $58k 867.00 66.90
America Movil Sab De Cv spon adr l 0.0 $17k 1.0k 17.00
Barrick Gold Corp (GOLD) 0.0 $21k 3.3k 6.36
Lear Corporation (LEA) 0.0 $16k 150.00 106.67
Cnooc 0.0 $14k 140.00 100.00
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $14k 400.00 35.00
Microsoft Corporation (MSFT) 0.0 $19k 440.00 43.18
Goldman Sachs (GS) 0.0 $26k 152.00 171.05
Caterpillar (CAT) 0.0 $14k 207.00 67.63
Baxter International (BAX) 0.0 $38k 1.2k 33.04
Regeneron Pharmaceuticals (REGN) 0.0 $21k 45.00 466.67
Archer Daniels Midland Company (ADM) 0.0 $25k 597.00 41.88
Cardinal Health (CAH) 0.0 $23k 300.00 76.67
Coach 0.0 $22k 753.00 29.22
Lumber Liquidators Holdings 0.0 $14k 1.1k 12.73
Newmont Mining Corporation (NEM) 0.0 $24k 1.5k 16.00
Brown-Forman Corporation (BF.B) 0.0 $19k 200.00 95.00
Nordstrom 0.0 $29k 400.00 72.50
Cincinnati Financial Corporation (CINF) 0.0 $27k 500.00 54.00
Foot Locker 0.0 $18k 250.00 72.00
CVS Caremark Corporation (CVS) 0.0 $23k 240.00 95.83
Kroger (KR) 0.0 $22k 600.00 36.67
Novartis (NVS) 0.0 $32k 350.00 91.43
Plum Creek Timber 0.0 $24k 605.00 39.67
Alcoa 0.0 $23k 2.3k 9.80
Allstate Corporation (ALL) 0.0 $34k 586.00 58.02
Deere & Company (DE) 0.0 $26k 350.00 74.29
eBay (EBAY) 0.0 $24k 1.0k 24.00
Fluor Corporation (FLR) 0.0 $21k 501.00 41.92
Royal Dutch Shell 0.0 $18k 375.00 48.00
Sanofi-Aventis SA (SNY) 0.0 $19k 400.00 47.50
Schlumberger (SLB) 0.0 $21k 300.00 70.00
PG&E Corporation (PCG) 0.0 $26k 500.00 52.00
TJX Companies (TJX) 0.0 $21k 300.00 70.00
Southern Company (SO) 0.0 $31k 700.00 44.29
Calumet Specialty Products Partners, L.P 0.0 $36k 1.5k 24.00
General Dynamics Corporation (GD) 0.0 $16k 113.00 141.59
Lowe's Companies (LOW) 0.0 $14k 200.00 70.00
Sap (SAP) 0.0 $19k 300.00 63.33
UMH Properties (UMH) 0.0 $28k 3.0k 9.33
Visa (V) 0.0 $28k 400.00 70.00
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $30k 400.00 75.00
HDFC Bank (HDB) 0.0 $21k 350.00 60.00
Toyota Motor Corporation (TM) 0.0 $23k 200.00 115.00
Micron Technology (MU) 0.0 $15k 1.0k 15.00
Entergy Corporation (ETR) 0.0 $20k 300.00 66.67
Baidu (BIDU) 0.0 $21k 150.00 140.00
National HealthCare Corporation (NHC) 0.0 $21k 350.00 60.00
Chipotle Mexican Grill (CMG) 0.0 $25k 35.00 714.29
Hormel Foods Corporation (HRL) 0.0 $19k 302.00 62.91
MicroStrategy Incorporated (MSTR) 0.0 $15k 75.00 200.00
Oneok Partners 0.0 $29k 999.00 29.03
Dr. Reddy's Laboratories (RDY) 0.0 $38k 600.00 63.33
TASER International 0.0 $33k 1.5k 22.00
Abb (ABBNY) 0.0 $39k 2.2k 17.73
Randgold Resources 0.0 $15k 250.00 60.00
Hain Celestial (HAIN) 0.0 $15k 300.00 50.00
CONMED Corporation (CNMD) 0.0 $19k 400.00 47.50
Sasol (SSL) 0.0 $17k 600.00 28.33
Southern Copper Corporation (SCCO) 0.0 $37k 1.4k 26.87
Siemens (SIEGY) 0.0 $18k 200.00 90.00
Basf Se (BASFY) 0.0 $19k 250.00 76.00
Pinnacle West Capital Corporation (PNW) 0.0 $32k 500.00 64.00
SPDR S&P MidCap 400 ETF (MDY) 0.0 $25k 100.00 250.00
American Capital Agency 0.0 $39k 2.1k 18.57
Avago Technologies 0.0 $25k 200.00 125.00
Valeant Pharmaceuticals Int 0.0 $18k 100.00 180.00
Roche Holding (RHHBY) 0.0 $16k 500.00 32.00
Dassault Systemes (DASTY) 0.0 $22k 300.00 73.33
Nxp Semiconductors N V (NXPI) 0.0 $37k 425.00 87.06
PowerShares DB US Dollar Index Bearish 0.0 $18k 800.00 22.50
iShares Dow Jones Select Dividend (DVY) 0.0 $22k 300.00 73.33
Vanguard Total Stock Market ETF (VTI) 0.0 $31k 310.00 100.00
Opko Health (OPK) 0.0 $17k 2.0k 8.50
PowerShares Preferred Portfolio 0.0 $16k 1.1k 14.97
Vanguard REIT ETF (VNQ) 0.0 $27k 359.00 75.21
PowerShares High Yld. Dividend Achv 0.0 $22k 1.7k 12.64
Cohen & Steers Total Return Real (RFI) 0.0 $36k 3.0k 12.00
United States 12 Month Oil Fund (USL) 0.0 $15k 750.00 20.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $30k 2.0k 15.00
Nuveen Municipal Advantage Fund 0.0 $27k 2.0k 13.50
Pimco CA Municipal Income Fund (PCQ) 0.0 $36k 2.4k 15.17
Rydex S&P Equal Weight Technology 0.0 $17k 200.00 85.00
SPDR Nuveen Barclays Capital Municpl Bnd 0.0 $14k 570.00 24.56
Nuveen Select Quality Municipal Fund 0.0 $27k 2.0k 13.50
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $33k 726.00 45.45
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $20k 700.00 28.57
Blackrock Ca Mun Incm Tr cs 0.0 $19k 1.3k 15.20
Nuveen Mass Prem 0.0 $30k 2.2k 13.64
AmerisourceBergen Corp................ 0.0 $28k 300.00 93.33
Rydex Etf Trust russ2000 eq w 0.0 $23k 600.00 38.33
Powershares Etf Tr Ii s^p500 low vol 0.0 $14k 400.00 35.00
Global X Etf equity 0.0 $20k 1.0k 20.00
Flexshares Tr mornstar upstr (GUNR) 0.0 $24k 1.0k 23.19
Yelp Inc cl a (YELP) 0.0 $29k 1.4k 21.48
Duke Energy (DUK) 0.0 $22k 300.00 73.33
Claymore Exchange Trd Fd Tr gug bull2020 e 0.0 $21k 1.0k 21.00
Hatteras Financia 0.0 $24k 1.0k 24.00
State Street Corp 0.0 $33k 1.3k 25.15
Cys Invts 7.75%ser A Pfd ps 0.0 $23k 1.0k 23.00
Prudential Finl Inc Jr Sub Nt preferred 0.0 $25k 1.0k 25.00
Pimco Dynamic Credit Income other 0.0 $29k 1.6k 18.12
Quintiles Transnatio Hldgs I 0.0 $14k 200.00 70.00
Gopro (GPRO) 0.0 $25k 800.00 31.25
Spdr Index Shs Fds unit 0.0 $15k 250.00 60.00
Mobileye 0.0 $27k 600.00 45.00
Global X Etf cs 0.0 $29k 1.2k 24.17
Ubs Group (UBS) 0.0 $18k 1.0k 18.00
Factorshares Tr ise cyber sec 0.0 $39k 1.6k 25.16
Pizza Inn Holdings (RAVE) 0.0 $22k 2.6k 8.54
Orbital Atk 0.0 $30k 415.00 72.29
Vistaoutdoor (VSTO) 0.0 $37k 830.00 44.58
Paypal Holdings (PYPL) 0.0 $31k 1.0k 31.00
BP (BP) 0.0 $0 15.00 0.00
Diamond Offshore Drilling 0.0 $3.0k 150.00 20.00
Hasbro (HAS) 0.0 $8.0k 114.00 70.18
Petroleo Brasileiro SA (PBR) 0.0 $2.0k 500.00 4.00
Sociedad Quimica y Minera (SQM) 0.0 $2.0k 151.00 13.25
NRG Energy (NRG) 0.0 $0 4.00 0.00
China Mobile 0.0 $12k 200.00 60.00
Corning Incorporated (GLW) 0.0 $6.0k 333.00 18.02
Charles Schwab Corporation (SCHW) 0.0 $3.0k 100.00 30.00
Legg Mason 0.0 $2.0k 50.00 40.00
CSX Corporation (CSX) 0.0 $1.0k 50.00 20.00
Peabody Energy Corporation 0.0 $1.0k 500.00 2.00
Seattle Genetics 0.0 $10k 250.00 40.00
Teva Pharmaceutical Industries (TEVA) 0.0 $6.0k 100.00 60.00
Sony Corporation (SONY) 0.0 $12k 475.00 25.26
Cummins (CMI) 0.0 $11k 100.00 110.00
Digital Realty Trust (DLR) 0.0 $5.0k 80.00 62.50
J.C. Penney Company 0.0 $2.0k 200.00 10.00
NVIDIA Corporation (NVDA) 0.0 $6.0k 230.00 26.09
Nuance Communications 0.0 $5.0k 300.00 16.67
Transocean (RIG) 0.0 $3.0k 239.00 12.55
Supervalu 0.0 $999.600000 85.00 11.76
Harley-Davidson (HOG) 0.0 $11k 200.00 55.00
BE Aerospace 0.0 $5.0k 107.00 46.73
CACI International (CACI) 0.0 $7.0k 100.00 70.00
Quiksilver 0.0 $0 440.00 0.00
Las Vegas Sands (LVS) 0.0 $4.0k 100.00 40.00
Nokia Corporation (NOK) 0.0 $6.0k 850.00 7.06
JetBlue Airways Corporation (JBLU) 0.0 $6.0k 225.00 26.67
Koninklijke Philips Electronics NV (PHG) 0.0 $12k 500.00 24.00
CenturyLink 0.0 $0 2.00 0.00
Red Hat 0.0 $0 5.00 0.00
Olin Corporation (OLN) 0.0 $12k 710.00 16.90
Cemex SAB de CV (CX) 0.0 $10k 1.5k 6.67
Halliburton Company (HAL) 0.0 $4.0k 100.00 40.00
Hewlett-Packard Company 0.0 $7.0k 261.00 26.82
Marsh & McLennan Companies (MMC) 0.0 $10k 200.00 50.00
Pepsi (PEP) 0.0 $4.0k 44.00 90.91
Royal Dutch Shell 0.0 $12k 250.00 48.00
Gap (GAP) 0.0 $4.0k 150.00 26.67
Federal National Mortgage Association (FNMA) 0.0 $3.0k 1.5k 2.00
Danaher Corporation (DHR) 0.0 $11k 125.00 88.00
Williams Companies (WMB) 0.0 $4.0k 100.00 40.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $8.0k 776.00 10.31
Federal Home Loan Mortgage (FMCC) 0.0 $3.0k 1.5k 2.00
Accenture (ACN) 0.0 $10k 100.00 100.00
Anheuser-Busch InBev NV (BUD) 0.0 $11k 100.00 110.00
Tootsie Roll Industries (TR) 0.0 $10k 325.00 30.77
Prudential Financial (PRU) 0.0 $3.0k 40.00 75.00
Pinnacle Entertainment 0.0 $0 8.00 0.00
Cumulus Media 0.0 $2.0k 2.3k 0.87
Fiserv (FI) 0.0 $9.0k 100.00 90.00
Frontier Communications 0.0 $8.0k 1.7k 4.65
Public Service Enterprise (PEG) 0.0 $4.0k 100.00 40.00
Applied Materials (AMAT) 0.0 $1.0k 40.00 25.00
Fastenal Company (FAST) 0.0 $1.0k 25.00 40.00
Pioneer Natural Resources 0.0 $9.0k 70.00 128.57
Precision Castparts 0.0 $11k 50.00 220.00
Sina Corporation 0.0 $4.0k 100.00 40.00
Sears Holdings Corporation 0.0 $2.0k 75.00 26.67
Wynn Resorts (WYNN) 0.0 $5.0k 100.00 50.00
Take-Two Interactive Software (TTWO) 0.0 $999.900000 30.00 33.33
Advanced Micro Devices (AMD) 0.0 $1.0k 400.00 2.50
Activision Blizzard 0.0 $2.0k 60.00 33.33
ArcelorMittal 0.0 $999.600000 204.00 4.90
Amer (UHAL) 0.0 $4.0k 10.00 400.00
Western Gas Partners 0.0 $4.0k 90.00 44.44
CenterPoint Energy (CNP) 0.0 $1.0k 46.00 21.74
Enbridge Energy Partners 0.0 $6.0k 240.00 25.00
Helix Energy Solutions (HLX) 0.0 $5.0k 1.0k 5.00
InterDigital (IDCC) 0.0 $5.0k 104.00 48.08
L-3 Communications Holdings 0.0 $1.0k 7.00 142.86
Banco Santander (SAN) 0.0 $11k 2.0k 5.50
KLA-Tencor Corporation (KLAC) 0.0 $8.0k 150.00 53.33
MFA Mortgage Investments 0.0 $7.0k 1.0k 7.00
Nektar Therapeutics 0.0 $1.0k 100.00 10.00
Old Dominion Freight Line (ODFL) 0.0 $12k 200.00 60.00
United States Steel Corporation 0.0 $1.0k 100.00 10.00
Bob Evans Farms 0.0 $13k 300.00 43.33
Corrections Corporation of America 0.0 $7.0k 222.00 31.53
General Communication 0.0 $4.0k 225.00 17.78
Rambus (RMBS) 0.0 $2.0k 200.00 10.00
Vivus 0.0 $0 100.00 0.00
FuelCell Energy 0.0 $0 300.00 0.00
Fairpoint Communications 0.0 $0 2.00 0.00
Alcatel-Lucent 0.0 $0 34.00 0.00
Crystallex Intl Cad 0.0 $0 1.6k 0.00
Technology SPDR (XLK) 0.0 $8.0k 200.00 40.00
Materials SPDR (XLB) 0.0 $12k 300.00 40.00
iShares Dow Jones US Home Const. (ITB) 0.0 $5.0k 200.00 25.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $6.0k 50.00 120.00
iShares Russell 3000 Index (IWV) 0.0 $0 1.00 0.00
Rydex S&P Equal Weight ETF 0.0 $11k 145.00 75.86
Unisys Corporation (UIS) 0.0 $0 1.00 0.00
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.0 $10k 200.00 50.00
Medidata Solutions 0.0 $6.0k 150.00 40.00
iShares Dow Jones US Real Estate (IYR) 0.0 $2.0k 35.00 57.14
iShares Silver Trust (SLV) 0.0 $4.0k 300.00 13.33
Cardiovascular Systems 0.0 $3.0k 200.00 15.00
Amarin Corporation 0.0 $0 100.00 0.00
Magnum Hunter Resources Corporation 0.0 $0 250.00 0.00
PowerShares WilderHill Clean Energy 0.0 $5.0k 1.3k 4.00
iShares S&P SmallCap 600 Index (IJR) 0.0 $11k 102.00 107.84
PowerShares Water Resources 0.0 $11k 525.00 20.95
Ecopetrol (EC) 0.0 $4.0k 420.00 9.52
Pebblebrook Hotel Trust (PEB) 0.0 $3.0k 75.00 40.00
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $13k 350.00 37.14
General Motors Company (GM) 0.0 $3.0k 105.00 28.57
Fresh Market 0.0 $7.0k 300.00 23.33
Teekay Tankers Ltd cl a 0.0 $4.0k 651.00 6.14
Kayne Anderson MLP Investment (KYN) 0.0 $0 1.00 0.00
PIMCO Corporate Opportunity Fund (PTY) 0.0 $13k 1.0k 13.00
Royce Value Trust (RVT) 0.0 $9.0k 750.00 12.00
iShares MSCI Germany Index Fund (EWG) 0.0 $12k 500.00 24.00
ETFS Gold Trust 0.0 $8.0k 75.00 106.67
iShares MSCI Spain Index (EWP) 0.0 $9.0k 300.00 30.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $4.0k 100.00 40.00
HudBay Minerals (HBM) 0.0 $998.550000 315.00 3.17
ProShares Short 20+ Year Treasury ETF (TBF) 0.0 $5.0k 200.00 25.00
SPDR Nuveen Barclays Cap Clfrn Mncpl Bnd 0.0 $6.0k 250.00 24.00
Hennes & Mauritz Ab (HNNMY) 0.0 $3.0k 400.00 7.50
Blackrock Muniyield Ariz 0.0 $6.0k 330.00 18.18
First Trust Global Wind Energy (FAN) 0.0 $3.0k 300.00 10.00
PowerShares Dynamic Biotech &Genome 0.0 $5.0k 100.00 50.00
Nuveen Premium Income Municipal Fund 0.0 $4.0k 300.00 13.33
Goldman Sachs Floating Ser D P p (GS.PD) 0.0 $7.0k 375.00 18.67
Nuveen Insured Quality Muncipal Fund 0.0 $4.0k 300.00 13.33
Hsbc Holdings Plc 8.125% p 0.0 $10k 400.00 25.00
Us Bancorp Float Rate Pfd 3.5%min (USB.PH) 0.0 $5.0k 225.00 22.22
Sodastream International 0.0 $0 36.00 0.00
Blackrock California Municipal 2018 Term 0.0 $12k 787.00 15.25
Aegon Nv Pfd preferred 0.0 $7.0k 300.00 23.33
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $13k 500.00 26.00
Eagle Broadband 0.0 $0 22.00 0.00
Alexandria Real Estate Equitie conv prf 0.0 $6.0k 213.00 28.17
0.0 $3.0k 100.00 30.00
Liberty Star Uranium New cs 0.0 $0 617k 0.00
Total S A Adr F cs 0.0 $6.0k 125.00 48.00
Shl Telemedicine Ord F cs 0.0 $7.0k 700.00 10.00
Comstock Mining Inc cs 0.0 $0 100.00 0.00
Penthouse Intl Inc cs 0.0 $0 125k 0.00
Strategic Resources Ltd cs 0.0 $0 5.5k 0.00
Commerce Energy Group cs 0.0 $0 8.0k 0.00
Global Networks Corp cs (GBNW) 0.0 $0 5.00 0.00
Dream Marketing Inc cs 0.0 $0 10.00 0.00
Premier Laser Sys A Nxxx cs 0.0 $0 500.00 0.00
Usa Uranium Corp Xxx cs 0.0 $0 400k 0.00
U S Bancorp p (USB.PA) 0.0 $2.0k 3.00 666.67
Schwab Strategic Tr cmn (SCHV) 0.0 $8.0k 200.00 40.00
Petrochina 0.0 $7.0k 100.00 70.00
Huntington Ingalls Inds (HII) 0.0 $5.0k 50.00 100.00
Te Connectivity Ltd for 0.0 $2.0k 38.00 52.63
Northstar Realty Pr B 0.0 $5.0k 200.00 25.00
Tennessee Valley Auth Parrs D p (TVC) 0.0 $4.0k 150.00 26.67
Shinsei Bank Ltd Ord F 0.0 $4.0k 2.0k 2.00
Adelphia Communications Escrow 0.0 $0 4.0k 0.00
Sch Us Mid-cap Etf etf (SCHM) 0.0 $0 3.00 0.00
China Architectural Engr 0.0 $0 334.00 0.00
Genvec 0.0 $0 100.00 0.00
Schwab Strategic Tr us reit etf (SCHH) 0.0 $7.0k 200.00 35.00
General Mtrs Co *w exp 07/10/201 0.0 $0 6.00 0.00
General Mtrs Co *w exp 07/10/201 0.0 $0 6.00 0.00
Plug Power (PLUG) 0.0 $1.0k 350.00 2.86
Spdr Series Trust cmn (HYMB) 0.0 $12k 216.00 55.56
Lifevantage 0.0 $2.0k 2.5k 0.80
Magnum Hunter Resources Wts wt 0.0 $0 51.00 0.00
American Tower Reit (AMT) 0.0 $4.0k 50.00 80.00
Powerwave Technologies 0.0 $0 733.00 0.00
Michael Kors Holdings 0.0 $4.0k 100.00 40.00
Wpx Energy 0.0 $0 33.00 0.00
Idna Inc cs 0.0 $0 5.0k 0.00
Powerlinx Inc New cs (PWNX) 0.0 $0 10.00 0.00
Flexshares Tr iboxx 3r targt (TDTT) 0.0 $3.0k 136.00 22.06
Cubesmart 7.75% Pfd Series A 0.0 $6.0k 213.00 28.17
Isc8 Inc cs 0.0 $0 12.00 0.00
4068594 Enphase Energy (ENPH) 0.0 $1.0k 400.00 2.50
Jayhawk Energy 0.0 $0 16k 0.00
Matson (MATX) 0.0 $12k 300.00 40.00
Gm Liq Co Guc Tr Derivat motors liq 0.0 $0 25.00 0.00
Alexander & Baldwin (ALEX) 0.0 $10k 300.00 33.33
Thq Inc Com Par$.01 0.0 $0 2.00 0.00
Adt 0.0 $999.970000 19.00 52.63
Annaly Capital Mgmt Pfd D 7.50 0.0 $5.0k 183.00 27.32
Mondelez Int (MDLZ) 0.0 $4.0k 104.00 38.46
Cu Bancorp Calif 0.0 $7.0k 300.00 23.33
Stratasys (SSYS) 0.0 $5.0k 200.00 25.00
Berry Plastics (BERY) 0.0 $3.0k 100.00 30.00
Restoration Hardware Hldgs I 0.0 $5.0k 50.00 100.00
Comcast Corp. 5% Pfd. p 0.0 $3.0k 100.00 30.00
Whitewave Foods 0.0 $3.0k 75.00 40.00
Silver Bay Rlty Tr 0.0 $0 2.00 0.00
Solarcity 0.0 $999.900000 30.00 33.33
Allstate Corp p (ALL.PB) 0.0 $5.0k 200.00 25.00
True Gold Mining 0.0 $0 793.00 0.00
Seaworld Entertainment (PRKS) 0.0 $1.0k 50.00 20.00
Mallinckrodt Pub 0.0 $4.0k 68.00 58.82
Emerge Energy Svcs 0.0 $1.0k 200.00 5.00
Marketo 0.0 $3.0k 100.00 30.00
Aspen Ins 5.95% Pfd pref 0.0 $5.0k 200.00 25.00
Blackberry (BB) 0.0 $3.0k 500.00 6.00
Sanborn Resources Ltd cs 0.0 $0 5.0k 0.00
Vale S A 0.0 $0 500.00 0.00
Ambev Sa- (ABEV) 0.0 $12k 2.5k 4.80
Western Lithium Usa 0.0 $2.0k 10k 0.20
American Airls (AAL) 0.0 $11k 275.00 40.00
Nimble Storage 0.0 $4.0k 150.00 26.67
Nanotech Entmt 0.0 $4.6k 460k 0.01
Chancellor Group Inc cs 0.0 $0 70k 0.00
China Digital Media 0.0 $0 275.00 0.00
Creative Edge Nutrition (FITX) 0.0 $11k 1.0M 0.01
Pentair cs (PNR) 0.0 $0 8.00 0.00
Weatherford Intl Plc ord 0.0 $3.0k 300.00 10.00
Northstar Rlty Fin 0.0 $2.0k 157.00 12.74
Identiv (INVE) 0.0 $10k 3.0k 3.33
Beeston Enterprises New cs 0.0 $0 9.0k 0.00
Veritiv Corp - When Issued 0.0 $0 1.00 0.00
Asterias Biotherapeutics 0.0 $0 12.00 0.00
Ditem Exploration Inc F cs 0.0 $0 80.00 0.00
Gastem Inc F cs 0.0 $0 26.00 0.00
Solaris Pwr Cells Inc cs 0.0 $0 20k 0.00
Tootsie Roll Inds B Xxx cs 0.0 $10k 325.00 30.77
Halyard Health 0.0 $4.0k 124.00 32.26
Tyco International 0.0 $1.0k 38.00 26.32
California Resources 0.0 $0 172.00 0.00
Klx Inc Com $0.01 0.0 $2.0k 53.00 37.74
Fiat Chrysler Auto 0.0 $1.0k 70.00 14.29
Virgin America 0.0 $3.0k 100.00 30.00
Nuveen Dow 30 Dyn Overwrite (DIAX) 0.0 $8.0k 600.00 13.33
Biotime Inc wts oct 1 18 0.0 $0 14.00 0.00
Hudbay Minerals Inc *w exp 07/20/201 0.0 $0 170.00 0.00
Zillow Group Inc Cl A (ZG) 0.0 $3.0k 100.00 30.00
Urban Edge Pptys (UE) 0.0 $0 1.00 0.00
Safeway Inc New Xxx warrant and righ 0.0 $0 150.00 0.00
Safeway Inc New Xxx warrant and righ 0.0 $0 150.00 0.00
Windstream Holdings 0.0 $999.640000 134.00 7.46
Enron Corp Disc 00 8%pfd ps 0.0 $0 400.00 0.00
Velocityshares Daily 2x Vix Short Term Etn etf 0.0 $2.0k 190.00 10.53
Communications Sales&leas Incom us equities / etf's 0.0 $3.0k 160.00 18.75
Nii Holdings 0.0 $999.120000 181.00 5.52
Call Fireeye Inc cl 0.0 $3.0k 21.00 142.86
Sandridge Energy 7% Pfd ps 0.0 $0 45.00 0.00
Eagle Bulk Shippi 21 Wts wt 0.0 $0 105.00 0.00
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $5.0k 200.00 25.00
First Tr Exchange Traded Fd nasdaq cea cyb (CIBR) 0.0 $1.0k 50.00 20.00
Americas Energy Co Xxx cs 0.0 $0 7.1k 0.00