B. Riley Financial

B. Riley Financial as of June 30, 2018

Portfolio Holdings for B. Riley Financial

B. Riley Financial holds 315 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Invesco Qqq Trust Series 1 (QQQ) 7.3 $28M 159k 177.35
Babcock & Wilcox Enterprises 7.0 $27M 11M 2.38
iShares Russell 2000 Index (IWM) 4.3 $16M 100k 163.78
Magicjack Vocaltec 2.8 $11M 1.2M 8.50
Hc2 Holdings 2.8 $11M 1.8M 5.85
Vanguard Large-Cap ETF (VV) 2.6 $10M 75k 133.33
Lonestar Res Us Inc cl a vtg 2.6 $9.9M 1.2M 8.44
HEALTH INSURANCE Common equity Innovations shares 2.2 $8.5M 247k 34.29
Vanguard Short Term Corporate Bond ETF (VCSH) 2.2 $8.3M 107k 78.03
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 2.1 $8.1M 80k 101.54
Tempur-Pedic International (TPX) 2.0 $7.6M 158k 48.05
Rubicon Proj 1.5 $5.8M 2.1M 2.85
Ranger Energy Svcs (RNGR) 1.3 $5.0M 541k 9.17
Solar Senior Capital 1.1 $4.4M 267k 16.31
TeleNav 1.1 $4.2M 744k 5.59
Microsoft Corporation (MSFT) 1.0 $4.0M 39k 102.00
Vanguard Growth ETF (VUG) 1.0 $3.9M 26k 149.73
Vanguard Value ETF (VTV) 1.0 $3.9M 38k 103.45
iShares Russell Midcap Index Fund (IWR) 1.0 $3.8M 18k 217.35
Apple (AAPL) 1.0 $3.8M 20k 185.08
Vanguard Mid-Cap ETF (VO) 0.9 $3.6M 22k 161.19
Finjan Holdings 0.9 $3.5M 1.0M 3.40
Ishares Tr rus200 grw idx (IWY) 0.9 $3.4M 43k 80.59
Ishares Tr fltg rate nt (FLOT) 0.8 $3.1M 61k 50.77
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.8 $3.0M 36k 83.52
Pimco Exch Traded Fund (LDUR) 0.8 $3.0M 30k 99.71
Amazon (AMZN) 0.8 $3.0M 1.7k 1703.70
iShares Russell Midcap Growth Idx. (IWP) 0.8 $3.0M 24k 127.13
Aegean Marine Petroleum Network note 4.000 11/0 0.8 $3.0M 6.1M 0.49
Invesco S&p 500 Equal Weight Etf (RSP) 0.8 $2.9M 28k 104.41
PennantPark Investment (PNNT) 0.7 $2.8M 403k 7.01
Sachem Cap (SACH) 0.7 $2.7M 671k 4.10
Spdr S&p 500 Etf (SPY) 0.7 $2.7M 9.6k 278.77
Pennantpark Floating Rate Capi (PFLT) 0.7 $2.5M 186k 13.66
Gty Technology Holdings Inc cl a 0.7 $2.5M 250k 10.06
Vanguard Total Stock Market ETF (VTI) 0.6 $2.5M 17k 144.41
SPDR Dow Jones Industrial Average ETF (DIA) 0.6 $2.4M 10k 242.51
Vanguard Emerging Markets ETF (VWO) 0.6 $2.4M 57k 42.93
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.6 $2.4M 23k 103.68
Natural Resource Partners miscellaneous-ltd partnerships (NRP) 0.6 $2.4M 75k 31.40
iShares MSCI EAFE Index Fund (EFA) 0.6 $2.3M 33k 68.18
Vanguard Malvern Fds strm infproidx (VTIP) 0.6 $2.2M 45k 48.84
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.6 $2.1M 70k 30.59
Kayne Anderson Acquisition 0.5 $2.1M 210k 9.88
Limelight Networks 0.5 $2.0M 455k 4.47
Ferroglobe (GSM) 0.5 $2.0M 238k 8.56
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $1.8M 57k 32.06
Facebook Inc cl a (META) 0.5 $1.8M 9.1k 194.30
Doubleline Income Solutions (DSL) 0.4 $1.6M 80k 20.43
Sinclair Broadcast 0.4 $1.6M 49k 32.18
Vanguard Dividend Appreciation ETF (VIG) 0.4 $1.5M 15k 101.65
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.4 $1.5M 28k 54.80
Hp (HPQ) 0.4 $1.5M 67k 22.69
Gores Hldgs Ii 0.4 $1.5M 150k 10.15
Trinity Merger Corp 0.4 $1.5M 145k 10.06
Ares Capital Corporation (ARCC) 0.3 $1.3M 78k 17.00
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.3 $1.3M 12k 112.59
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $1.3M 12k 108.69
Gordon Pointe Acquisition 0.3 $1.2M 125k 9.72
Vanguard Intermediate-Term Bond ETF (BIV) 0.3 $1.2M 15k 81.25
First Trust DJ Internet Index Fund (FDN) 0.3 $1.2M 8.3k 142.65
Ishares Inc ctr wld minvl (ACWV) 0.3 $1.2M 14k 83.07
First Tr Exch Trd Alphadex sml cp grw a (FYC) 0.3 $1.1M 23k 50.00
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.3 $1.1M 10k 109.02
Liberty Tax 0.3 $1.1M 140k 8.07
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $1.1M 9.5k 114.58
Lf Cap Acquisition Corp unit 06/19/2025 0.3 $1.1M 106k 10.07
SPDR S&P MidCap 400 ETF (MDY) 0.3 $1.0M 2.8k 365.47
SPDR S&P Emerging Markets Small Cap (EWX) 0.3 $1.0M 22k 47.55
Spdr Index Shs Fds s^p global nat res (GNR) 0.3 $991k 20k 50.08
Attunity 0.3 $999k 86k 11.61
Avista Healthcare Pub Acq Co cl a 0.3 $1.0M 100k 10.01
Fintech Acquisition Corp Ii 0.3 $1.0M 100k 10.00
Matlin & Partners Acquisitio cl a 0.3 $987k 100k 9.87
International Business Machines (IBM) 0.2 $957k 6.6k 144.72
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $975k 17k 58.45
Rigel Pharmaceuticals (RIGL) 0.2 $920k 325k 2.83
iShares Russell 2000 Growth Index (IWO) 0.2 $898k 4.3k 210.73
iShares Dow Jones Select Dividend (DVY) 0.2 $900k 9.2k 97.78
Tortoise MLP Fund 0.2 $886k 52k 17.08
Pgx etf (PGX) 0.2 $876k 60k 14.56
Ishares Tr usa min vo (USMV) 0.2 $845k 16k 53.14
Cohen & Steers Ltd Dur Pfd I (LDP) 0.2 $850k 33k 25.56
Alphabet Inc Class A cs (GOOGL) 0.2 $850k 750.00 1133.33
First Tr Exchange Traded Fd Vi dorsey wright (FVC) 0.2 $832k 29k 28.38
Nuveen High Income November 0.2 $837k 87k 9.64
Rent-A-Center (UPBD) 0.2 $821k 56k 14.71
Consumer Discretionary SPDR (XLY) 0.2 $814k 7.5k 109.30
Ark Etf Tr innovation etf (ARKK) 0.2 $819k 17k 46.98
First Tr Exch Traded Fd Iii cmn (FPEI) 0.2 $805k 42k 19.08
Western Digital (WDC) 0.2 $774k 10k 77.40
iShares NASDAQ Biotechnology Index (IBB) 0.2 $782k 6.7k 116.47
AEGEAN MARINE PETROLEUM Networ Com Stk 0.2 $784k 1.2M 0.66
iShares S&P SmallCap 600 Index (IJR) 0.2 $759k 9.1k 83.74
Lockheed Martin Corporation (LMT) 0.2 $717k 2.3k 308.92
iShares S&P MidCap 400 Index (IJH) 0.2 $728k 3.6k 200.39
iShares S&P SmallCap 600 Growth (IJT) 0.2 $743k 3.8k 195.68
Vanguard Small-Cap Growth ETF (VBK) 0.2 $727k 4.2k 174.90
BRT Realty Trust (BRT) 0.2 $722k 57k 12.75
Apollo Sr Floating Rate Fd I (AFT) 0.2 $734k 45k 16.32
Goldman Sachs Mlp Inc Opp 0.2 $712k 79k 9.02
Bbx Capital 0.2 $744k 82k 9.03
Berkshire Hathaway (BRK.B) 0.2 $697k 3.7k 189.77
Vail Resorts (MTN) 0.2 $685k 2.5k 274.00
Vanguard Long Term Corporate Bond ETF (VCLT) 0.2 $687k 7.8k 87.62
Wisdomtree Trust wrld ex-us grwth (DNL) 0.2 $698k 12k 57.11
Platform Specialty Prods Cor 0.2 $696k 60k 11.60
Technology SPDR (XLK) 0.2 $657k 9.2k 71.76
Vanguard Pacific ETF (VPL) 0.2 $668k 9.5k 70.02
Ishares Tr eafe min volat (EFAV) 0.2 $657k 9.2k 71.12
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $656k 10k 63.37
First Tr Exch Traded Fd Iii rivrfrnt dyn eur (RFEU) 0.2 $635k 9.9k 64.46
Johnson & Johnson (JNJ) 0.2 $629k 5.2k 121.55
Pfizer (PFE) 0.2 $622k 17k 36.31
stock 0.2 $628k 6.3k 99.10
Nuveen High Income Target Term 0.2 $598k 61k 9.84
Sogou 0.2 $632k 55k 11.43
Procter & Gamble Company (PG) 0.1 $568k 7.1k 80.21
Cohu (COHU) 0.1 $577k 24k 24.52
iShares S&P MidCap 400 Growth (IJK) 0.1 $572k 2.5k 229.51
Home Depot (HD) 0.1 $533k 2.7k 194.85
Sherwin-Williams Company (SHW) 0.1 $548k 1.3k 418.96
iShares S&P 500 Growth Index (IVW) 0.1 $539k 3.2k 167.76
Vanguard European ETF (VGK) 0.1 $520k 9.0k 58.00
S&W Seed Company (SANW) 0.1 $551k 169k 3.25
Nuveen High Income 2020 Targ 0.1 $534k 54k 9.89
Everspin Technologies (MRAM) 0.1 $535k 60k 8.92
Amyris (AMRSQ) 0.1 $535k 79k 6.75
Invesco Exchange Traded Fd Tr etf (PEY) 0.1 $528k 29k 17.99
iShares MSCI Emerging Markets Indx (EEM) 0.1 $488k 11k 44.03
Cisco Systems (CSCO) 0.1 $500k 12k 42.78
Illinois Tool Works (ITW) 0.1 $488k 3.4k 144.17
Jack Henry & Associates (JKHY) 0.1 $505k 3.9k 131.15
Stamps 0.1 $492k 1.8k 270.00
Ladenburg Thalmann Financial Services 0.1 $510k 150k 3.40
iShares MSCI ACWI ex US Index Fund (ACWX) 0.1 $507k 11k 47.25
Nuveen Build Amer Bd (NBB) 0.1 $483k 23k 20.60
Twitter 0.1 $506k 12k 43.71
Invesco Actively Managd Etf optimum yield (PDBC) 0.1 $510k 28k 18.34
Walt Disney Company (DIS) 0.1 $445k 4.2k 105.87
Chevron Corporation (CVX) 0.1 $461k 3.6k 127.38
ViaSat (VSAT) 0.1 $451k 6.4k 70.00
iShares Russell Midcap Value Index (IWS) 0.1 $466k 5.2k 89.03
Iteris (ITI) 0.1 $467k 97k 4.84
Unknown 0.1 $449k 37k 12.16
D First Tr Exchange-traded (FPE) 0.1 $455k 24k 19.20
A10 Networks (ATEN) 0.1 $467k 75k 6.23
Wisdomtree Tr bofa merlyn ze (HYZD) 0.1 $471k 20k 23.96
Ooma (OOMA) 0.1 $471k 33k 14.14
Nuveen Cr Opportunities 2022 0.1 $464k 49k 9.49
Invesco Dwa Emerging Markets Momentum Etf (PIE) 0.1 $465k 23k 19.99
Costco Wholesale Corporation (COST) 0.1 $404k 1.9k 212.39
At&t (T) 0.1 $408k 13k 32.04
Matthews International Corporation (MATW) 0.1 $418k 7.1k 58.85
Southwestern Energy Company (SWN) 0.1 $417k 79k 5.30
Enterprise Products Partners (EPD) 0.1 $405k 15k 27.78
NetScout Systems (NTCT) 0.1 $439k 15k 29.70
Financial Select Sector SPDR (XLF) 0.1 $417k 15k 27.17
Vanguard Small-Cap Value ETF (VBR) 0.1 $406k 2.9k 139.52
Spirit AeroSystems Holdings (SPR) 0.1 $433k 5.0k 85.86
Spectrum Pharmaceuticals 0.1 $405k 19k 20.97
One Liberty Properties (OLP) 0.1 $409k 16k 26.42
Primo Water Corporation 0.1 $406k 23k 17.48
TravelCenters of America 0.1 $420k 120k 3.50
SPDR DJ Wilshire REIT (RWR) 0.1 $403k 4.3k 94.80
ProShares Credit Suisse 130/30 (CSM) 0.1 $405k 5.8k 69.43
Aehr Test Systems (AEHR) 0.1 $411k 175k 2.35
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $437k 8.1k 54.12
New Mountain Finance Corp (NMFC) 0.1 $408k 30k 13.60
Abbvie (ABBV) 0.1 $416k 4.5k 92.61
Apollo Tactical Income Fd In (AIF) 0.1 $407k 26k 15.60
Garrison Capital 0.1 $412k 50k 8.26
Hannon Armstrong (HASI) 0.1 $433k 22k 19.74
Century Communities (CCS) 0.1 $407k 13k 31.52
Shopify Inc cl a (SHOP) 0.1 $413k 2.6k 158.85
Lumentum Hldgs (LITE) 0.1 $438k 7.6k 58.00
Archrock (AROC) 0.1 $404k 34k 12.01
Powershares Dwa Technical Leaders Portfolio dwa momentum (PDP) 0.1 $416k 7.4k 56.60
MGIC Investment (MTG) 0.1 $399k 37k 10.73
Union Pacific Corporation (UNP) 0.1 $394k 2.7k 144.16
Boeing Company (BA) 0.1 $398k 1.1k 347.29
Raytheon Company 0.1 $388k 2.0k 195.66
UMH Properties (UMH) 0.1 $400k 26k 15.35
Dycom Industries (DY) 0.1 $380k 4.0k 94.39
Hormel Foods Corporation (HRL) 0.1 $394k 11k 37.37
Children's Place Retail Stores (PLCE) 0.1 $385k 3.2k 119.15
Novavax 0.1 $399k 266k 1.50
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.1 $374k 6.4k 58.60
iShares S&P Global Mat. Sector Inde (MXI) 0.1 $366k 5.4k 67.18
Meta Financial (CASH) 0.1 $371k 3.8k 97.40
Arotech Corporation 0.1 $400k 107k 3.75
Pointer Telocation 0.1 $389k 32k 12.01
Groupon 0.1 $376k 88k 4.30
Usa Compression Partners (USAC) 0.1 $394k 23k 16.85
Truecar (TRUE) 0.1 $401k 40k 10.10
Alibaba Group Holding (BABA) 0.1 $393k 2.1k 185.12
Nii Holdings 0.1 $367k 94k 3.90
Alphabet Inc Class C cs (GOOG) 0.1 $390k 338.00 1153.37
Hewlett Packard Enterprise (HPE) 0.1 $386k 23k 16.60
Tivo Corp 0.1 $381k 28k 13.46
Comstock Res Inc note 7.750% 4/0 0.1 $383k 391k 0.98
Snap Inc cl a (SNAP) 0.1 $376k 28k 13.33
Select Energy Svcs Inc cl a (WTTR) 0.1 $368k 25k 14.53
Kbl Merger Corp Iv 0.1 $398k 40k 9.95
Dowdupont 0.1 $369k 5.4k 67.82
Industrial Logistics pfds, reits (ILPT) 0.1 $401k 18k 22.37
Intel Corporation (INTC) 0.1 $338k 6.8k 50.00
Merck & Co (MRK) 0.1 $362k 5.9k 61.03
Marvell Technology Group 0.1 $329k 14k 22.86
Martin Midstream Partners (MMLP) 0.1 $361k 26k 13.79
iShares Russell 1000 Growth Index (IWF) 0.1 $349k 2.4k 147.50
Immunomedics 0.1 $353k 15k 23.68
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $343k 6.6k 51.88
Vanguard Long-Term Bond ETF (BLV) 0.1 $327k 3.7k 89.25
Vanguard REIT ETF (VNQ) 0.1 $357k 4.3k 82.60
Preferred Bank, Los Angeles (PFBC) 0.1 $355k 5.8k 61.39
Urban Edge Pptys (UE) 0.1 $329k 14k 22.90
Paypal Holdings (PYPL) 0.1 $344k 4.0k 86.13
Viewray (VRAYQ) 0.1 $334k 48k 6.92
Invesco Dynamic Biotechnology other (PBE) 0.1 $334k 6.1k 54.74
Stewart Information Services Corporation (STC) 0.1 $307k 7.1k 43.09
Verizon Communications (VZ) 0.1 $310k 6.2k 50.15
Tuesday Morning Corporation 0.1 $306k 100k 3.05
Manpower (MAN) 0.1 $301k 3.5k 86.42
ON Semiconductor (ON) 0.1 $325k 15k 22.26
Koppers Holdings (KOP) 0.1 $301k 7.8k 38.36
O'reilly Automotive (ORLY) 0.1 $297k 1.0k 288.35
Mondelez Int (MDLZ) 0.1 $323k 7.7k 42.11
Square Inc cl a (SQ) 0.1 $307k 4.7k 64.77
Caterpillar (CAT) 0.1 $270k 1.9k 141.51
Exxon Mobil Corporation (XOM) 0.1 $269k 3.2k 83.17
Abbott Laboratories (ABT) 0.1 $278k 4.6k 60.96
General Electric Company 0.1 $270k 20k 13.49
Lincoln Electric Holdings (LECO) 0.1 $263k 2.9k 90.01
NVIDIA Corporation (NVDA) 0.1 $269k 1.1k 252.82
RPM International (RPM) 0.1 $257k 4.3k 60.40
Altria (MO) 0.1 $275k 4.8k 57.33
Berkshire Hathaway (BRK.A) 0.1 $282k 1.00 282000.00
Starbucks Corporation (SBUX) 0.1 $285k 5.7k 50.34
Visa (V) 0.1 $258k 1.9k 136.72
Imax Corp Cad (IMAX) 0.1 $250k 11k 23.00
Apollo Investment 0.1 $269k 48k 5.58
U.S. Auto Parts Network 0.1 $273k 182k 1.50
iShares MSCI Brazil Index (EWZ) 0.1 $265k 7.9k 33.33
SPDR S&P Oil & Gas Explore & Prod. 0.1 $256k 5.8k 44.46
Vanguard Small-Cap ETF (VB) 0.1 $261k 1.7k 154.90
Alerian Mlp Etf 0.1 $282k 28k 10.14
SPDR Barclays Capital High Yield B 0.1 $269k 8.6k 31.25
iShares MSCI EAFE Growth Index (EFG) 0.1 $286k 3.6k 79.98
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 0.1 $284k 9.2k 31.03
Advisorshares Tr bny grwth (AADR) 0.1 $252k 4.7k 54.04
Gentherm (THRM) 0.1 $252k 6.4k 39.33
Eaton (ETN) 0.1 $272k 3.5k 78.32
Ishares Inc core msci emkt (IEMG) 0.1 $261k 4.9k 53.17
Vitamin Shoppe Inc note 2.250 12/0 0.1 $284k 374k 0.76
Aegean Marine Pete Network I bond 0.1 $255k 750k 0.34
JPMorgan Chase & Co. (JPM) 0.1 $240k 2.3k 103.45
Coca-Cola Company (KO) 0.1 $230k 5.1k 45.00
Cummins (CMI) 0.1 $241k 1.8k 136.93
Emerson Electric (EMR) 0.1 $214k 3.0k 71.10
Netflix (NFLX) 0.1 $247k 595.00 415.13
Micron Technology (MU) 0.1 $234k 4.5k 52.50
Industrial SPDR (XLI) 0.1 $242k 3.3k 73.62
Nuveen Mtg opportunity term (JLS) 0.1 $218k 9.3k 23.48
Marathon Petroleum Corp (MPC) 0.1 $222k 3.1k 72.01
Ares Dynamic Cr Allocation (ARDC) 0.1 $233k 15k 16.08
Kindred Biosciences 0.1 $213k 20k 10.65
Brookfield Real Assets Incom shs ben int (RA) 0.1 $238k 11k 22.71
Opgen 0.1 $246k 138k 1.78
Invesco Db Oil Fund (DBO) 0.1 $220k 18k 12.53
iShares S&P Latin America 40 Index (ILF) 0.1 $202k 6.8k 29.65
First Trust Mid Cap Core Alpha Fnd (FNX) 0.1 $209k 3.0k 70.35
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $207k 3.8k 54.02
Blackstone Gso Flting Rte Fu (BSL) 0.1 $180k 10k 18.00
Ishares Inc msci india index (INDA) 0.1 $209k 6.2k 33.98
Proshares Tr russ 2000 divd (SMDV) 0.1 $207k 3.5k 58.56
Fortress Trans Infrst Invs L 0.1 $205k 11k 18.81
Global Medical Reit (GMRE) 0.1 $204k 23k 8.86
J Jill Inc call 0.1 $187k 20k 9.35
Invesco Db Commodity Index Tracking Fund Invsc Trackng Etf unit (DBC) 0.1 $181k 10k 17.47
Invesco Db Energy Fund (DBE) 0.1 $189k 11k 17.11
THL Credit 0.0 $164k 21k 7.81
Global Ship Lease inc usd0.01 class a 0.0 $152k 115k 1.32
Emerge Energy Svcs 0.0 $156k 21k 7.43
Physicians Realty Trust 0.0 $163k 10k 15.98
Nuveen Hgh Inc Dec18 Trgt Tr 0.0 $143k 15k 9.80
First Tr Sr Floating Rate 20 0.0 $137k 15k 9.30
Maxwell Technologies 0.0 $130k 25k 5.20
Flotek Industries 0.0 $113k 35k 3.23
SIGA Technologies (SIGA) 0.0 $129k 22k 5.94
Hudson Global 0.0 $125k 77k 1.62
Eco-stim Energy Solution 0.0 $126k 194k 0.65
Trinity Merger Corp *w exp 05/11/202 0.0 $117k 292k 0.40
Mitsubishi UFJ Financial (MUFG) 0.0 $62k 11k 5.73
RadiSys Corporation 0.0 $68k 97k 0.70
Opko Health (OPK) 0.0 $58k 10k 5.80
Gsv Cap Corp 0.0 $87k 13k 6.96
Southcross Energy Partners L 0.0 $76k 48k 1.57
Weatherford Intl Plc ord 0.0 $63k 18k 3.50
Oha Investment 0.0 $71k 47k 1.52
Gty Technology Holdings Inc w exp 99/99/999 0.0 $73k 58k 1.25
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $80k 67k 1.20
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $68k 100k 0.68
Hos Us conv 0.0 $21k 25k 0.84
Canadian Solar Inc note 4.250% 2/1 0.0 $46k 48k 0.96
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $56k 35k 1.60
Inseego Corp bond 0.0 $21k 25k 0.84
Ntg- right 0.0 $19k 52k 0.37
Gopro Inc note 3.500% 4/1 0.0 $46k 50k 0.92
Sanofi Aventis Wi Conval Rt 0.0 $0 245k 0.00
Gastar Exploration 0.0 $11k 20k 0.55
Digital Turbine (APPS) 0.0 $16k 11k 1.47
Cheniere Energy Inc note 4.250% 3/1 0.0 $8.0k 10k 0.80
Kbl Merger Corp Iv *w exp 01/15/202 0.0 $12k 40k 0.30
Kbl Merger Corp Iv right 03/22/2019 0.0 $13k 40k 0.32