First Foundation Advisors as of Sept. 30, 2016
Portfolio Holdings for First Foundation Advisors
First Foundation Advisors holds 290 positions in its portfolio as reported in the September 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Microsoft Corporation (MSFT) | 5.4 | $78M | 1.4M | 57.60 | |
| Vareit, Inc reits | 5.0 | $73M | 7.0M | 10.37 | |
| Berkshire Hathaway (BRK.B) | 3.7 | $54M | 375k | 144.47 | |
| Pfizer (PFE) | 3.2 | $47M | 1.4M | 33.87 | |
| Philip Morris International (PM) | 2.8 | $40M | 416k | 97.22 | |
| United Parcel Service (UPS) | 2.3 | $33M | 300k | 109.36 | |
| Gramercy Ppty Tr | 2.2 | $32M | 3.3M | 9.64 | |
| Diageo (DEO) | 2.2 | $32M | 274k | 116.04 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 2.0 | $29M | 285k | 101.41 | |
| Johnson & Johnson (JNJ) | 2.0 | $28M | 239k | 118.13 | |
| Mallinckrodt Pub | 1.9 | $28M | 402k | 69.78 | |
| Altria (MO) | 1.9 | $27M | 427k | 63.23 | |
| Bank of New York Mellon Corporation (BK) | 1.8 | $27M | 664k | 39.88 | |
| Merck & Co (MRK) | 1.8 | $26M | 423k | 62.41 | |
| Medtronic (MDT) | 1.8 | $26M | 303k | 86.40 | |
| Oracle Corporation (ORCL) | 1.8 | $26M | 658k | 39.28 | |
| BlackRock (BLK) | 1.8 | $26M | 71k | 362.46 | |
| Allergan | 1.8 | $26M | 111k | 230.31 | |
| Wells Fargo & Company (WFC) | 1.7 | $25M | 565k | 44.28 | |
| Rexford Industrial Realty Inc reit (REXR) | 1.7 | $25M | 1.1M | 22.89 | |
| Level 3 Communications | 1.6 | $23M | 497k | 46.38 | |
| Alphabet Inc Class C cs (GOOG) | 1.6 | $23M | 29k | 777.32 | |
| Comcast Corporation (CMCSA) | 1.6 | $23M | 339k | 66.34 | |
| Goldman Sachs (GS) | 1.5 | $22M | 134k | 161.27 | |
| Las Vegas Sands (LVS) | 1.5 | $22M | 375k | 57.54 | |
| Starwood Property Trust (STWD) | 1.5 | $21M | 935k | 22.52 | |
| Anheuser-Busch InBev NV (BUD) | 1.3 | $19M | 142k | 131.41 | |
| British American Tobac (BTI) | 1.3 | $19M | 145k | 127.65 | |
| Qualcomm (QCOM) | 1.3 | $18M | 267k | 68.50 | |
| Mondelez Int (MDLZ) | 1.2 | $18M | 411k | 43.90 | |
| International Business Machines (IBM) | 1.2 | $18M | 112k | 158.85 | |
| Republic Services (RSG) | 1.2 | $17M | 344k | 50.45 | |
| Live Nation Entertainment (LYV) | 1.2 | $17M | 611k | 27.48 | |
| Twenty-first Century Fox | 1.1 | $16M | 666k | 24.22 | |
| Nielsen Hldgs Plc Shs Eur | 1.1 | $15M | 282k | 53.57 | |
| Dow Chemical Company | 1.0 | $15M | 286k | 51.83 | |
| Walt Disney Company (DIS) | 1.0 | $14M | 152k | 92.86 | |
| Monsanto Company | 0.9 | $14M | 134k | 102.20 | |
| Occidental Petroleum Corporation (OXY) | 0.8 | $12M | 167k | 72.92 | |
| Oaktree Cap | 0.8 | $12M | 278k | 42.40 | |
| PICO Holdings | 0.8 | $11M | 953k | 11.79 | |
| Pimco Dynamic Credit Income other | 0.7 | $11M | 524k | 20.39 | |
| Gilead Sciences (GILD) | 0.7 | $10M | 128k | 79.12 | |
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 0.7 | $9.6M | 1.1M | 8.48 | |
| Doubleline Income Solutions (DSL) | 0.6 | $9.3M | 485k | 19.15 | |
| Pimco Income Strategy Fund II (PFN) | 0.6 | $8.8M | 927k | 9.53 | |
| Starbucks Corporation (SBUX) | 0.6 | $8.1M | 149k | 54.14 | |
| PCM Fund (PCM) | 0.6 | $8.0M | 805k | 10.00 | |
| Apple (AAPL) | 0.5 | $7.7M | 69k | 113.05 | |
| Cohen & Steers Ltd Dur Pfd I (LDP) | 0.5 | $7.5M | 300k | 25.13 | |
| Nuveen Multi-Strategy Income & Growth (JPC) | 0.4 | $5.8M | 580k | 10.02 | |
| BlackRock Credit All Inc Trust IV (BTZ) | 0.4 | $5.5M | 409k | 13.35 | |
| Teva Pharmaceutical Industries (TEVA) | 0.4 | $5.4M | 117k | 46.01 | |
| Nuveen Build Amer Bd (NBB) | 0.4 | $5.3M | 233k | 22.68 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.4 | $5.2M | 60k | 87.25 | |
| Nuveen Div Adv Muni Fd 3 Ben Int (NZF) | 0.3 | $5.0M | 321k | 15.74 | |
| Diversified Real Asset Inc F | 0.3 | $5.0M | 291k | 17.24 | |
| Nuveen Insd Dividend Advantage (NVG) | 0.3 | $4.9M | 303k | 16.07 | |
| Allergan Plc pfd conv ser a | 0.3 | $5.0M | 6.1k | 821.52 | |
| Exxon Mobil Corporation (XOM) | 0.3 | $4.7M | 54k | 87.27 | |
| BlackRock Floating Rate Income Strat. Fn (FRA) | 0.3 | $4.8M | 345k | 13.86 | |
| Eaton Vance Limited Duration Income Fund (EVV) | 0.3 | $4.8M | 352k | 13.71 | |
| PIMCO Corporate Opportunity Fund (PTY) | 0.3 | $4.6M | 314k | 14.61 | |
| BlackRock Ltd. Duration Income Trust (BLW) | 0.3 | $4.6M | 299k | 15.52 | |
| BlackRock Core Bond Trust (BHK) | 0.3 | $4.5M | 314k | 14.21 | |
| Starz - Liberty Capital | 0.3 | $4.5M | 144k | 31.18 | |
| Biogen Idec (BIIB) | 0.3 | $4.1M | 13k | 312.99 | |
| Retail Opportunity Investments (ROIC) | 0.3 | $4.1M | 188k | 21.96 | |
| Vanguard S&p 500 Etf idx (VOO) | 0.3 | $3.9M | 20k | 198.68 | |
| Coca-Cola Company (KO) | 0.3 | $3.8M | 89k | 42.32 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $3.8M | 17k | 216.27 | |
| Berkshire Hathaway (BRK.A) | 0.2 | $3.7M | 17.00 | 216235.29 | |
| Blackrock Build America Bond Trust (BBN) | 0.2 | $3.4M | 140k | 23.97 | |
| Wynn Resorts (WYNN) | 0.2 | $3.1M | 32k | 97.41 | |
| Pimco Dynamic Incm Fund (PDI) | 0.2 | $3.1M | 109k | 28.48 | |
| Nuveen Quality Pref. Inc. Fund II | 0.2 | $3.0M | 311k | 9.59 | |
| Ftd Cos | 0.2 | $3.0M | 148k | 20.56 | |
| Vanguard Mid-Cap ETF (VO) | 0.2 | $2.8M | 22k | 129.43 | |
| New America High Income Fund I (HYB) | 0.2 | $2.9M | 310k | 9.21 | |
| MFS Multimarket Income Trust (MMT) | 0.2 | $2.9M | 471k | 6.09 | |
| Wells Fargo Adv Multi-Sector Inco Fund (ERC) | 0.2 | $2.9M | 221k | 12.97 | |
| iShares S&P 1500 Index Fund (ITOT) | 0.2 | $2.7M | 54k | 49.53 | |
| First Trust/Four Corners SFRI Fund II (FCT) | 0.2 | $2.7M | 199k | 13.67 | |
| Nuveen Fltng Rte Incm Opp | 0.2 | $2.7M | 248k | 11.06 | |
| Celgene Corporation | 0.2 | $2.6M | 25k | 104.52 | |
| Vanguard REIT ETF (VNQ) | 0.2 | $2.6M | 30k | 86.73 | |
| Blackrock Multi-sector Incom other (BIT) | 0.2 | $2.7M | 156k | 17.07 | |
| Brookfield Mortg. Opportunity bond etf | 0.2 | $2.7M | 177k | 15.00 | |
| Nuveen California Municipal Value Fund (NCA) | 0.2 | $2.5M | 218k | 11.28 | |
| Spdr Short-term High Yield mf (SJNK) | 0.2 | $2.5M | 91k | 27.69 | |
| Alexandria Real Estate Equitie conv prf | 0.2 | $2.3M | 65k | 35.25 | |
| Facebook Inc cl a (META) | 0.2 | $2.2M | 18k | 128.25 | |
| Pepsi (PEP) | 0.1 | $2.1M | 19k | 108.79 | |
| Alexandria Real Estate Equities (ARE) | 0.1 | $2.1M | 20k | 108.78 | |
| Aon | 0.1 | $2.1M | 19k | 112.51 | |
| BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) | 0.1 | $2.0M | 82k | 24.26 | |
| Liberty Global Inc Com Ser A | 0.1 | $2.0M | 60k | 34.15 | |
| Broad | 0.1 | $2.0M | 11k | 172.49 | |
| Cisco Systems (CSCO) | 0.1 | $1.8M | 58k | 31.72 | |
| Brown-Forman Corporation (BF.B) | 0.1 | $1.9M | 40k | 47.43 | |
| Lowe's Companies (LOW) | 0.1 | $1.9M | 26k | 72.22 | |
| Amazon (AMZN) | 0.1 | $1.9M | 2.3k | 837.23 | |
| Alphabet Inc Class A cs (GOOGL) | 0.1 | $1.9M | 2.4k | 804.04 | |
| Chevron Corporation (CVX) | 0.1 | $1.8M | 18k | 102.92 | |
| Bristol Myers Squibb (BMY) | 0.1 | $1.8M | 33k | 53.91 | |
| Procter & Gamble Company (PG) | 0.1 | $1.7M | 19k | 89.73 | |
| Mead Johnson Nutrition | 0.1 | $1.7M | 22k | 79.00 | |
| Eaton Vance Natl Mun Opport (EOT) | 0.1 | $1.7M | 72k | 23.32 | |
| Time Warner | 0.1 | $1.6M | 20k | 79.62 | |
| Lions Gate Entertainment | 0.1 | $1.6M | 82k | 19.94 | |
| Fox News | 0.1 | $1.6M | 66k | 24.92 | |
| Flaherty & Crumrine Dyn P (DFP) | 0.1 | $1.7M | 66k | 25.17 | |
| Great Ajax Corp reit (AJX) | 0.1 | $1.5M | 113k | 13.65 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $1.4M | 45k | 31.57 | |
| UnitedHealth (UNH) | 0.1 | $1.5M | 11k | 140.03 | |
| Vanguard Admiral Fds Inc cmn (VIOO) | 0.1 | $1.4M | 13k | 112.90 | |
| Paypal Holdings (PYPL) | 0.1 | $1.5M | 37k | 40.98 | |
| Twilio Inc cl a (TWLO) | 0.1 | $1.5M | 23k | 64.35 | |
| At&t (T) | 0.1 | $1.3M | 32k | 40.60 | |
| Intel Corporation (INTC) | 0.1 | $1.3M | 34k | 37.76 | |
| Unilever | 0.1 | $1.3M | 28k | 46.09 | |
| Leucadia National | 0.1 | $1.2M | 62k | 19.04 | |
| General Electric Company | 0.1 | $1.2M | 40k | 29.63 | |
| Boeing Company (BA) | 0.1 | $1.1M | 8.3k | 131.69 | |
| iShares S&P 500 Index (IVV) | 0.1 | $1.2M | 5.4k | 217.58 | |
| General Motors Company (GM) | 0.1 | $1.1M | 36k | 31.75 | |
| Invesco Quality Municipal Inc Trust (IQI) | 0.1 | $1.1M | 82k | 13.80 | |
| Doubleline Total Etf etf (TOTL) | 0.1 | $1.2M | 24k | 50.17 | |
| Coca Cola European Partners (CCEP) | 0.1 | $1.2M | 30k | 39.91 | |
| Costco Wholesale Corporation (COST) | 0.1 | $988k | 6.5k | 152.47 | |
| McDonald's Corporation (MCD) | 0.1 | $1.1M | 9.2k | 115.32 | |
| Schlumberger (SLB) | 0.1 | $996k | 13k | 78.63 | |
| Prudential Financial (PRU) | 0.1 | $1.0M | 12k | 81.65 | |
| NetEase (NTES) | 0.1 | $979k | 4.1k | 240.66 | |
| Realty Income (O) | 0.1 | $1.0M | 15k | 66.92 | |
| BofI Holding | 0.1 | $1.1M | 48k | 22.40 | |
| Eaton Vance Short Duration Diversified I (EVG) | 0.1 | $1.0M | 74k | 13.71 | |
| Blackrock MuniHoldings CA Insrd Fnd (MUC) | 0.1 | $1.0M | 64k | 16.03 | |
| Eaton Vance Mun Income Term Tr (ETX) | 0.1 | $1.1M | 51k | 21.17 | |
| Ucp Inc-cl A | 0.1 | $1.0M | 113k | 8.87 | |
| Walgreen Boots Alliance (WBA) | 0.1 | $990k | 12k | 80.66 | |
| TJX Companies (TJX) | 0.1 | $805k | 11k | 74.79 | |
| Activision Blizzard | 0.1 | $873k | 20k | 44.28 | |
| Illumina (ILMN) | 0.1 | $895k | 4.9k | 181.65 | |
| Acuity Brands (AYI) | 0.1 | $824k | 3.1k | 264.61 | |
| Vector (VGR) | 0.1 | $928k | 43k | 21.52 | |
| Pimco Income Strategy Fund (PFL) | 0.1 | $891k | 83k | 10.69 | |
| Templeton Emerging Markets Income Fund (TEI) | 0.1 | $899k | 82k | 11.01 | |
| Nuveen Insured Tax-Free Adv Munici (NEA) | 0.1 | $817k | 56k | 14.60 | |
| Doubleline Opportunistic Cr (DBL) | 0.1 | $871k | 34k | 25.69 | |
| Abbvie (ABBV) | 0.1 | $824k | 13k | 63.08 | |
| Global Net Lease | 0.1 | $936k | 115k | 8.16 | |
| Home Depot (HD) | 0.1 | $789k | 6.1k | 128.63 | |
| 3M Company (MMM) | 0.1 | $733k | 4.2k | 176.16 | |
| NVIDIA Corporation (NVDA) | 0.1 | $736k | 11k | 68.54 | |
| CenturyLink | 0.1 | $675k | 25k | 27.44 | |
| Amgen (AMGN) | 0.1 | $724k | 4.3k | 166.82 | |
| eBay (EBAY) | 0.1 | $769k | 23k | 32.90 | |
| Edison International (EIX) | 0.1 | $654k | 9.1k | 72.20 | |
| CoreSite Realty | 0.1 | $698k | 9.4k | 74.03 | |
| Jamba | 0.1 | $665k | 61k | 10.92 | |
| Monster Beverage Corp (MNST) | 0.1 | $757k | 5.2k | 146.82 | |
| Crown Holdings (CCK) | 0.0 | $560k | 9.8k | 57.14 | |
| Wal-Mart Stores (WMT) | 0.0 | $634k | 8.8k | 72.12 | |
| BioMarin Pharmaceutical (BMRN) | 0.0 | $606k | 6.6k | 92.52 | |
| Eli Lilly & Co. (LLY) | 0.0 | $580k | 7.2k | 80.20 | |
| Dominion Resources (D) | 0.0 | $650k | 8.7k | 74.32 | |
| Copart (CPRT) | 0.0 | $639k | 12k | 53.56 | |
| Digital Realty Trust (DLR) | 0.0 | $534k | 5.5k | 97.18 | |
| Public Storage (PSA) | 0.0 | $647k | 2.9k | 223.03 | |
| Molson Coors Brewing Company (TAP) | 0.0 | $587k | 5.4k | 109.72 | |
| Vulcan Materials Company (VMC) | 0.0 | $603k | 5.3k | 113.77 | |
| Verizon Communications (VZ) | 0.0 | $560k | 11k | 51.96 | |
| Emerson Electric (EMR) | 0.0 | $588k | 11k | 54.46 | |
| AmerisourceBergen (COR) | 0.0 | $551k | 6.8k | 80.78 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.0 | $518k | 8.8k | 59.10 | |
| Ford Motor Company (F) | 0.0 | $546k | 45k | 12.10 | |
| Accenture (ACN) | 0.0 | $574k | 4.7k | 122.10 | |
| Toll Brothers (TOL) | 0.0 | $640k | 21k | 29.85 | |
| Netflix (NFLX) | 0.0 | $525k | 5.3k | 98.52 | |
| SPDR Gold Trust (GLD) | 0.0 | $545k | 4.3k | 125.69 | |
| New Oriental Education & Tech | 0.0 | $529k | 11k | 46.40 | |
| Skyworks Solutions (SWKS) | 0.0 | $642k | 8.4k | 76.11 | |
| Oneok (OKE) | 0.0 | $530k | 10k | 51.38 | |
| DuPont Fabros Technology | 0.0 | $507k | 12k | 41.25 | |
| iShares Dow Jones Select Dividend (DVY) | 0.0 | $578k | 6.7k | 85.67 | |
| Costamare (CMRE) | 0.0 | $607k | 67k | 9.13 | |
| Motorola Solutions (MSI) | 0.0 | $636k | 8.3k | 76.30 | |
| Pimco Municipal Income Fund II (PML) | 0.0 | $525k | 38k | 13.66 | |
| Alexander & Baldwin (ALEX) | 0.0 | $610k | 16k | 38.16 | |
| Lifelock | 0.0 | $612k | 36k | 16.91 | |
| Zoetis Inc Cl A (ZTS) | 0.0 | $640k | 12k | 51.99 | |
| Qts Realty Trust | 0.0 | $620k | 12k | 52.83 | |
| Lgi Homes (LGIH) | 0.0 | $553k | 15k | 36.87 | |
| Rivernorth Opprtunities Fd I (RIV) | 0.0 | $650k | 33k | 19.85 | |
| JPMorgan Chase & Co. (JPM) | 0.0 | $470k | 7.1k | 66.65 | |
| Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) | 0.0 | $390k | 300.00 | 1300.00 | |
| Abbott Laboratories (ABT) | 0.0 | $459k | 11k | 42.33 | |
| Lennar Corporation (LEN) | 0.0 | $463k | 11k | 42.31 | |
| SYSCO Corporation (SYY) | 0.0 | $399k | 8.1k | 48.97 | |
| National-Oilwell Var | 0.0 | $392k | 11k | 36.78 | |
| Rockwell Collins | 0.0 | $380k | 4.5k | 84.44 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $415k | 1.7k | 239.88 | |
| Colgate-Palmolive Company (CL) | 0.0 | $469k | 6.3k | 74.14 | |
| Honeywell International (HON) | 0.0 | $393k | 3.4k | 116.65 | |
| United Technologies Corporation | 0.0 | $421k | 4.1k | 101.72 | |
| Advance Auto Parts (AAP) | 0.0 | $439k | 2.9k | 149.22 | |
| Constellation Brands (STZ) | 0.0 | $432k | 2.6k | 166.47 | |
| Yahoo! | 0.0 | $436k | 10k | 43.14 | |
| Glacier Ban (GBCI) | 0.0 | $437k | 15k | 28.55 | |
| Rockwell Automation (ROK) | 0.0 | $371k | 3.0k | 122.32 | |
| Magellan Midstream Partners | 0.0 | $400k | 5.7k | 70.73 | |
| LSI Industries (LYTS) | 0.0 | $449k | 40k | 11.22 | |
| Prospect Capital Corporation (PSEC) | 0.0 | $388k | 48k | 8.10 | |
| WisdomTree Total Dividend Fund (DTD) | 0.0 | $375k | 4.8k | 78.12 | |
| Ishares Tr eafe min volat (EFAV) | 0.0 | $396k | 5.9k | 67.57 | |
| Ishares Core Msci Eafe Etf core msci eafe (IEFA) | 0.0 | $379k | 6.9k | 55.12 | |
| Veeva Sys Inc cl a (VEEV) | 0.0 | $495k | 12k | 41.25 | |
| Mobileye | 0.0 | $454k | 11k | 42.55 | |
| Fiat Chrysler Auto | 0.0 | $371k | 58k | 6.40 | |
| Equinix (EQIX) | 0.0 | $506k | 1.4k | 360.14 | |
| Kraft Heinz (KHC) | 0.0 | $458k | 5.1k | 89.58 | |
| Liberty Global | 0.0 | $403k | 16k | 24.59 | |
| Madison Square Garden Cl A (MSGS) | 0.0 | $463k | 2.7k | 169.41 | |
| Line Corp- | 0.0 | $484k | 10k | 48.40 | |
| BP (BP) | 0.0 | $219k | 6.2k | 35.21 | |
| Rli (RLI) | 0.0 | $277k | 4.1k | 68.38 | |
| Bank of America Corporation (BAC) | 0.0 | $287k | 18k | 15.67 | |
| Caterpillar (CAT) | 0.0 | $244k | 2.7k | 88.82 | |
| Ecolab (ECL) | 0.0 | $349k | 2.9k | 121.60 | |
| Travelers Companies (TRV) | 0.0 | $345k | 3.0k | 114.43 | |
| Raytheon Company | 0.0 | $302k | 2.2k | 136.22 | |
| CVS Caremark Corporation (CVS) | 0.0 | $261k | 2.9k | 89.08 | |
| Novartis (NVS) | 0.0 | $312k | 4.0k | 78.91 | |
| CIGNA Corporation | 0.0 | $257k | 2.0k | 130.26 | |
| Nextera Energy (NEE) | 0.0 | $270k | 2.2k | 122.34 | |
| American Electric Power Company (AEP) | 0.0 | $251k | 3.9k | 64.24 | |
| Gap (GPS) | 0.0 | $227k | 10k | 22.25 | |
| Total (TTE) | 0.0 | $229k | 4.8k | 47.71 | |
| PG&E Corporation (PCG) | 0.0 | $258k | 4.2k | 61.07 | |
| Sempra Energy (SRE) | 0.0 | $302k | 2.8k | 107.24 | |
| Paccar (PCAR) | 0.0 | $235k | 4.0k | 58.75 | |
| Micron Technology (MU) | 0.0 | $356k | 20k | 17.80 | |
| Enterprise Products Partners (EPD) | 0.0 | $311k | 11k | 27.59 | |
| Worthington Industries (WOR) | 0.0 | $241k | 5.0k | 48.04 | |
| Silicon Motion Technology (SIMO) | 0.0 | $259k | 5.0k | 51.80 | |
| iShares Russell 1000 Growth Index (IWF) | 0.0 | $272k | 2.6k | 104.33 | |
| iShares Lehman Aggregate Bond (AGG) | 0.0 | $265k | 2.4k | 112.34 | |
| Kimco Realty Corporation (KIM) | 0.0 | $234k | 8.1k | 28.89 | |
| iShares Cohen & Steers Realty Maj. (ICF) | 0.0 | $217k | 2.1k | 104.98 | |
| PowerShares Emerging Markets Sovere | 0.0 | $326k | 11k | 30.67 | |
| Tortoise Energy Infrastructure | 0.0 | $296k | 9.6k | 30.76 | |
| iShares FTSE KLD 400 Social Idx (DSI) | 0.0 | $278k | 3.5k | 80.58 | |
| Eaton Vance Municipal Bond Fund (EIM) | 0.0 | $251k | 19k | 13.60 | |
| Invesco Van Kampen Cal Val Mun Inc Trust (VCV) | 0.0 | $217k | 16k | 13.77 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 0.0 | $296k | 20k | 15.07 | |
| Pimco Municipal Income Fund III (PMX) | 0.0 | $307k | 24k | 12.80 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 0.0 | $301k | 3.7k | 80.46 | |
| Eaton Vance California Mun. Income Trust (CEV) | 0.0 | $239k | 17k | 13.83 | |
| Special Opportunities Fund (SPE) | 0.0 | $250k | 17k | 14.93 | |
| Kayne Anderson Mdstm Energy | 0.0 | $221k | 14k | 15.83 | |
| Nuveen Build Amer Bd Opptny | 0.0 | $264k | 12k | 22.78 | |
| Cys Investments | 0.0 | $218k | 25k | 8.72 | |
| Ishares Tr fltg rate nt (FLOT) | 0.0 | $271k | 5.3k | 50.69 | |
| Delphi Automotive | 0.0 | $279k | 3.9k | 71.34 | |
| Pimco Total Return Etf totl (BOND) | 0.0 | $273k | 2.5k | 108.12 | |
| Ishares Tr 2018 cp tm etf | 0.0 | $269k | 11k | 25.67 | |
| Enlink Midstream Ptrs | 0.0 | $248k | 14k | 17.71 | |
| Consolidated Edison (ED) | 0.0 | $215k | 2.9k | 75.44 | |
| Nike (NKE) | 0.0 | $205k | 3.9k | 52.74 | |
| Stericycle (SRCL) | 0.0 | $206k | 2.6k | 80.00 | |
| Jacobs Engineering | 0.0 | $212k | 4.1k | 51.71 | |
| Fifth Street Finance | 0.0 | $87k | 15k | 5.80 | |
| Gladstone Capital Corporation (GLAD) | 0.0 | $103k | 13k | 8.11 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $214k | 1.7k | 123.99 | |
| TICC Capital | 0.0 | $146k | 25k | 5.81 | |
| Tanzanian Royalty Expl Corp | 0.0 | $94k | 117k | 0.80 | |
| Kayne Anderson Energy Development | 0.0 | $196k | 10k | 18.93 | |
| BlackRock Floating Rate Income Trust (BGT) | 0.0 | $175k | 13k | 13.56 | |
| Penn West Energy Trust | 0.0 | $83k | 46k | 1.80 | |
| Blackrock Muniyield California Ins Fund | 0.0 | $215k | 13k | 16.33 | |
| Intellipharmaceuticsintl Inc C | 0.0 | $212k | 101k | 2.10 | |
| Tabula Rasa Healthcare | 0.0 | $159k | 11k | 14.32 | |
| Eldorado Gold Corp | 0.0 | $45k | 11k | 3.97 | |
| Rubicon Minerals Corp | 0.0 | $980.000000 | 14k | 0.07 | |
| Bank Of America Corp w exp 10/201 | 0.0 | $1.0k | 10k | 0.10 | |
| Neuberger Berman Real Estate Sec (NRO) | 0.0 | $64k | 11k | 5.71 | |
| Citigroup Inc Com Us cmn | 0.0 | $949.250000 | 19k | 0.05 | |
| Kcap Financial | 0.0 | $56k | 12k | 4.67 | |
| Allianzgi Conv & Income Fd I | 0.0 | $70k | 12k | 5.95 |
