Horizon Kinetics

Horizon Kinetics as of Sept. 30, 2014

Portfolio Holdings for Horizon Kinetics

Horizon Kinetics holds 520 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Howard Hughes 10.3 $800M 5.3M 150.00
Icahn Enterprises (IEP) 5.9 $458M 4.3M 105.84
Liberty Media Corp Del Com Ser C 5.4 $419M 8.9M 46.99
DreamWorks Animation SKG 4.1 $317M 12M 27.27
Jarden Corporation 4.1 $315M 5.2M 60.11
Texas Pacific Land Trust 3.8 $298M 1.5M 192.44
Wendy's/arby's Group (WEN) 3.4 $260M 31M 8.26
Starz - Liberty Capital 3.3 $257M 7.8M 33.08
AutoNation (AN) 3.1 $237M 4.7M 50.31
Brookfield Asset Management 2.8 $214M 4.8M 44.96
Liberty Media 2.7 $212M 4.5M 47.18
Liberty Media 2.5 $197M 6.9M 28.52
DISH Network 2.5 $195M 3.0M 64.58
Barclays Bk Plc fund 2.1 $161M 5.2M 31.18
Platform Specialty Prods Cor 2.0 $154M 6.2M 25.02
Sears Holdings Corporation 1.8 $140M 5.5M 25.23
Via 1.7 $129M 1.7M 76.94
Live Nation Entertainment (LYV) 1.6 $127M 5.3M 24.02
CBOE Holdings (CBOE) 1.4 $109M 2.0M 53.52
L Brands 1.2 $91M 1.4M 66.98
& PROD CO shares Brookfield 1.1 $87M 4.6M 18.89
Leucadia National 1.1 $86M 3.6M 23.84
IAC/InterActive 1.0 $76M 1.2M 65.90
Wynn Resorts (WYNN) 0.9 $74M 395k 187.08
Echostar Corporation (SATS) 0.9 $73M 1.5M 48.76
Libertyinteractivecorp lbtventcoma 0.9 $73M 1.9M 37.96
Tri Pointe Homes (TPH) 0.9 $71M 5.5M 12.94
Rouse Pptys 0.9 $70M 4.3M 16.17
Continental Resources 0.8 $66M 985k 66.48
Liberty Tripadvisor Hldgs (LTRPA) 0.8 $65M 1.9M 33.90
Colfax Corporation 0.8 $64M 1.1M 56.97
Las Vegas Sands (LVS) 0.8 $60M 966k 62.21
CBS Corporation 0.8 $58M 1.1M 53.50
Berkshire Hathaway (BRK.B) 0.7 $58M 416k 138.14
Equity Lifestyle Properties (ELS) 0.7 $56M 1.3M 42.36
Lands' End (LE) 0.7 $50M 1.2M 41.12
Oaktree Cap 0.6 $44M 863k 51.10
Forest City Enterprises 0.6 $44M 2.2M 19.56
Discovery Communications 0.5 $38M 1.0M 37.80
Discovery Communications 0.4 $32M 849k 37.28
Franco-Nevada Corporation (FNV) 0.4 $32M 650k 48.88
Proshares Ultra Vix Short Term Futures etf 0.4 $29M 969k 29.63
Sears Hometown and Outlet Stores 0.4 $28M 1.8M 15.50
Madison Square Garden 0.3 $27M 410k 66.12
Time Warner 0.3 $27M 353k 75.21
MGM Resorts International. (MGM) 0.3 $26M 1.1M 22.78
Ocwen Financial Corporation 0.3 $26M 973k 26.18
Pimco Dynamic Credit Income other 0.3 $24M 1.1M 22.47
Sigma-Aldrich Corporation 0.3 $23M 172k 136.00
Google Inc Class C 0.3 $23M 40k 577.37
Google 0.3 $22M 38k 588.41
CSX Corporation (CSX) 0.3 $22M 688k 32.06
Par Petroleum (PARR) 0.3 $22M 1.3M 16.85
Union Pacific Corporation (UNP) 0.3 $21M 194k 108.46
Webmd Health Conv Sr Notes conv 0.3 $21M 21M 1.01
Chesapeake Energy Corp note 2.250%12/1 0.3 $20M 21M 0.95
Berkshire Hathaway (BRK.A) 0.3 $20M 97.00 206888.89
American Railcar Industries 0.3 $21M 277k 73.92
Markel Corporation (MKL) 0.2 $19M 30k 636.10
Silver Wheaton Corp 0.2 $20M 982k 19.93
Pimco Dynamic Incm Fund (PDI) 0.2 $19M 607k 31.56
Visa (V) 0.2 $18M 84k 213.37
Pimco Income Strategy Fund II (PFN) 0.2 $18M 1.7M 10.53
WisdomTree Investments (WT) 0.2 $18M 1.5M 11.38
Williams Companies (WMB) 0.2 $17M 308k 55.35
Amtrust Financial Services 0.2 $17M 419k 39.82
Scripps Networks Interactive 0.2 $17M 216k 78.09
Doubleline Income Solutions (DSL) 0.2 $17M 802k 21.65
General Growth Properties 0.2 $16M 675k 23.55
PIMCO Income Opportunity Fund 0.2 $16M 591k 27.59
Royal Gold Inc conv 0.2 $16M 16M 1.04
Greenlight Capital Re Ltd cl a (GLRE) 0.2 $15M 464k 32.41
MasterCard Incorporated (MA) 0.2 $14M 193k 73.92
Norfolk Southern (NSC) 0.2 $14M 125k 111.52
Burger King Worldwide 0.2 $14M 467k 29.66
Proshares Tr Ii ult vix shrt trm 0.2 $14M 467k 29.63
Bank of America Corporation (BAC) 0.2 $13M 745k 17.05
Special Opportunities Fund (SPE) 0.2 $12M 728k 16.67
ViaSat (VSAT) 0.1 $12M 213k 55.12
Doubleline Opportunistic Cr (DBL) 0.1 $11M 481k 23.60
Lennar Corporation (LEN) 0.1 $11M 277k 38.83
Cresud (CRESY) 0.1 $11M 1.0M 10.90
Nuveen Performance Plus Municipal Fund 0.1 $11M 764k 14.50
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $9.8M 123k 79.87
Vornado Realty Trust (VNO) 0.1 $9.2M 93k 99.97
Inter Parfums (IPAR) 0.1 $9.6M 349k 27.50
Pimco Income Strategy Fund (PFL) 0.1 $9.2M 769k 11.94
Firsthand Tech Value (SVVC) 0.1 $9.0M 376k 24.01
Federal-Mogul Corporation 0.1 $8.6M 579k 14.86
HEICO Corporation (HEI.A) 0.1 $8.2M 204k 40.31
LMP Corporate Loan Fund 0.1 $8.4M 724k 11.55
Wpx Energy 0.1 $8.7M 363k 24.06
Canadian Natural Resources (CNQ) 0.1 $7.5M 193k 38.84
Brookfield Ppty Partners L P unit ltd partn 0.1 $7.8M 369k 21.07
AllianceBernstein Income Fund 0.1 $7.2M 966k 7.50
Imperial Holdings 0.1 $6.8M 1.1M 6.45
Liberty Global Inc C 0.1 $6.8M 165k 41.02
Royal Gold (RGLD) 0.1 $6.5M 99k 64.94
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $6.2M 536k 11.59
Cme (CME) 0.1 $5.8M 72k 80.00
Exxon Mobil Corporation (XOM) 0.1 $5.1M 55k 94.05
Spdr S&p 500 Etf (SPY) 0.1 $5.7M 29k 197.03
eBay (EBAY) 0.1 $5.1M 89k 56.63
CVR Energy (CVI) 0.1 $5.7M 127k 44.71
Virtus Investment Partners (VRTS) 0.1 $5.6M 32k 173.71
Market Vectors Gaming 0.1 $5.8M 133k 43.40
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $5.2M 360k 14.58
PCM Fund (PCM) 0.1 $5.1M 464k 11.10
Penske Automotive (PAG) 0.1 $4.7M 116k 40.59
Loral Space & Communications 0.1 $4.7M 65k 71.81
Movado (MOV) 0.1 $4.3M 131k 33.06
Expedia (EXPE) 0.1 $4.7M 53k 87.61
Blackstone 0.1 $3.9M 123k 31.48
BOK Financial Corporation (BOKF) 0.1 $3.8M 58k 66.48
American International (AIG) 0.1 $3.5M 65k 54.03
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $3.6M 34k 105.28
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $3.9M 276k 14.06
Western Asset Mrtg Defined Oppn Fund (DMO) 0.1 $4.0M 165k 24.04
American Intl Group 0.1 $3.7M 154k 23.80
Avenue Income Cr Strat 0.1 $3.8M 226k 16.80
Interdigital Inc 2.5% conv 0.1 $4.1M 4.0M 1.02
Intercontinental Exchange (ICE) 0.1 $3.5M 18k 195.06
Brookfield High Income Fd In 0.1 $4.1M 441k 9.37
Johnson & Johnson (JNJ) 0.0 $3.3M 31k 106.59
Walt Disney Company (DIS) 0.0 $3.1M 35k 89.04
HSN 0.0 $3.2M 52k 61.37
Bristol Myers Squibb (BMY) 0.0 $3.2M 63k 51.17
Novartis (NVS) 0.0 $2.8M 29k 94.09
Merck & Co (MRK) 0.0 $2.8M 47k 59.28
Philip Morris International (PM) 0.0 $2.7M 33k 83.40
Biogen Idec (BIIB) 0.0 $2.8M 8.5k 330.87
Danaher Corporation (DHR) 0.0 $2.9M 38k 75.99
Brookfield Infrastructure Part (BIP) 0.0 $3.3M 86k 38.04
Prestige Brands Holdings (PBH) 0.0 $3.3M 101k 32.37
Yahoo! 0.0 $3.1M 75k 40.73
BlackRock Floating Rate Income Trust (BGT) 0.0 $3.3M 240k 13.80
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $3.4M 279k 12.35
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $2.8M 209k 13.31
Nuveen Munpl Markt Opp Fund 0.0 $2.8M 210k 13.26
Nuveen Senior Income Fund 0.0 $2.8M 424k 6.69
Altisource Portfolio Solns S reg (ASPS) 0.0 $2.2M 22k 100.80
Loews Corporation (L) 0.0 $2.3M 56k 41.66
M&T Bank Corporation (MTB) 0.0 $2.6M 21k 123.27
Eli Lilly & Co. (LLY) 0.0 $2.0M 30k 64.86
Carnival Corporation (CCL) 0.0 $2.2M 55k 40.18
Federated Investors (FHI) 0.0 $2.2M 75k 29.36
CACI International (CACI) 0.0 $2.6M 36k 71.28
Pall Corporation 0.0 $2.6M 31k 83.70
Sotheby's 0.0 $2.0M 57k 35.72
Marriott International (MAR) 0.0 $2.5M 36k 69.89
Cablevision Systems Corporation 0.0 $2.5M 144k 17.51
E.W. Scripps Company (SSP) 0.0 $2.1M 129k 16.31
Dorman Products (DORM) 0.0 $2.3M 57k 40.07
Suncor Energy (SU) 0.0 $2.2M 62k 36.15
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $2.3M 158k 14.39
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $2.4M 501k 4.75
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $2.4M 175k 13.84
Kinder Morgan Inc cmn 0.0 $2.7M 70k 38.34
Amc Networks Inc Cl A (AMCX) 0.0 $2.7M 46k 58.42
Fortune Brands (FBIN) 0.0 $2.2M 54k 41.12
Direxion Dly Sm Cap Bull 3x put 0.0 $2.4M 38k 63.39
Abbvie (ABBV) 0.0 $2.0M 35k 57.75
BP (BP) 0.0 $1.5M 35k 43.94
Chesapeake Energy Corp note 2.750%11/1 0.0 $1.7M 1.7M 1.01
CMS Energy Corporation (CMS) 0.0 $1.3M 45k 29.66
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $1.9M 1.5k 1202.46
Bank of New York Mellon Corporation (BK) 0.0 $1.5M 38k 38.73
Monsanto Company 0.0 $1.4M 13k 112.54
Abbott Laboratories (ABT) 0.0 $1.2M 29k 41.59
Pfizer (PFE) 0.0 $1.9M 63k 29.60
Archer Daniels Midland Company (ADM) 0.0 $1.2M 24k 51.08
Chevron Corporation (CVX) 0.0 $1.5M 13k 119.31
General Electric Company 0.0 $1.8M 70k 25.62
Copart (CPRT) 0.0 $1.2M 39k 31.32
Leggett & Platt (LEG) 0.0 $1.2M 34k 34.91
Royal Caribbean Cruises (RCL) 0.0 $1.7M 25k 67.29
Harris Corporation 0.0 $1.3M 20k 66.38
Verizon Communications (VZ) 0.0 $1.6M 32k 49.98
Emerson Electric (EMR) 0.0 $1.3M 21k 62.59
Altria (MO) 0.0 $1.8M 39k 45.94
Pepsi (PEP) 0.0 $1.7M 19k 93.10
Sanofi-Aventis SA (SNY) 0.0 $1.5M 26k 56.42
Qualcomm (QCOM) 0.0 $1.5M 20k 74.75
Freeport-McMoRan Copper & Gold (FCX) 0.0 $1.2M 38k 32.65
Shire 0.0 $1.6M 6.0k 259.00
Ascent Media Corporation 0.0 $1.4M 24k 60.22
Dr Pepper Snapple 0.0 $1.7M 27k 64.32
PetroChina Company 0.0 $1.4M 11k 128.54
Pioneer Floating Rate Trust (PHD) 0.0 $1.5M 124k 11.75
Enterprise Products Partners (EPD) 0.0 $1.4M 34k 40.30
Albany Molecular Research 0.0 $1.2M 56k 22.07
CenterPoint Energy (CNP) 0.0 $1.9M 77k 24.47
Cubist Pharmaceuticals 0.0 $1.6M 24k 66.33
KLA-Tencor Corporation (KLAC) 0.0 $1.2M 16k 78.77
Novagold Resources Inc Cad (NG) 0.0 $1.7M 570k 3.03
Valhi 0.0 $1.2M 190k 6.53
Medallion Financial (MFIN) 0.0 $1.2M 101k 11.66
Opko Health (OPK) 0.0 $1.2M 139k 8.51
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $1.7M 73k 23.40
Costamare (CMRE) 0.0 $1.8M 82k 21.96
BlackRock Debt Strategies Fund 0.0 $1.8M 461k 3.82
Eaton Vance Senior Income Trust (EVF) 0.0 $1.8M 283k 6.51
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $1.4M 97k 14.57
Nuveen Premium Income Muni Fund 2 0.0 $1.7M 126k 13.75
Nuveen Fltng Rte Incm Opp 0.0 $1.8M 157k 11.38
Nuveen Premium Income Muni Fd 4 0.0 $1.9M 152k 12.73
Nuveen Floating Rate Income Fund (JFR) 0.0 $1.6M 141k 11.29
Managed Duration Invtmt Grd Mun Fund 0.0 $1.3M 97k 13.38
Nuveen New York Perf. Plus Muni Fund 0.0 $1.6M 114k 13.93
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $1.3M 100k 13.33
Pimco NY Municipal Income Fund (PNF) 0.0 $1.3M 108k 11.74
Templeton Russia & East European Fund 0.0 $1.3M 101k 12.60
Apollo Global Management 'a' 0.0 $1.7M 70k 23.84
Api Technologies Corp 0.0 $1.7M 706k 2.35
Pimco Total Return Etf totl (BOND) 0.0 $1.4M 13k 108.58
Mondelez Int (MDLZ) 0.0 $1.9M 55k 34.27
Kraft Foods 0.0 $1.3M 24k 56.39
Voya Prime Rate Trust sh ben int 0.0 $1.7M 300k 5.50
Fnf (FNF) 0.0 $1.4M 49k 27.75
Covanta Holding Corporation 0.0 $814k 38k 21.23
Comcast Corporation (CMCSA) 0.0 $806k 15k 53.78
Navistar Intl Corp New note 3.000%10/1 0.0 $1.0M 1.0M 1.00
Chesapeake Energy Corp note 2.500% 5/1 0.0 $1.1M 1.1M 1.01
Microsoft Corporation (MSFT) 0.0 $889k 19k 46.35
Progressive Corporation (PGR) 0.0 $469k 19k 25.29
Charles Schwab Corporation (SCHW) 0.0 $811k 28k 29.39
First Citizens BancShares (FCNCA) 0.0 $829k 3.8k 216.51
Nasdaq Omx (NDAQ) 0.0 $980k 23k 42.43
Caterpillar (CAT) 0.0 $1.0M 11k 99.06
FedEx Corporation (FDX) 0.0 $842k 5.2k 161.43
McDonald's Corporation (MCD) 0.0 $703k 7.4k 94.83
Dick's Sporting Goods (DKS) 0.0 $828k 19k 43.90
Baxter International (BAX) 0.0 $698k 9.7k 71.80
Bunge 0.0 $1.1M 13k 84.24
United Parcel Service (UPS) 0.0 $392k 4.0k 98.29
American Eagle Outfitters (AEO) 0.0 $816k 56k 14.51
Brown & Brown (BRO) 0.0 $817k 25k 32.14
Cerner Corporation 0.0 $840k 14k 59.60
Cisco Systems (CSCO) 0.0 $1.1M 44k 25.17
Family Dollar Stores 0.0 $846k 11k 77.20
Franklin Resources (BEN) 0.0 $823k 15k 54.60
Genuine Parts Company (GPC) 0.0 $434k 4.9k 87.77
Heartland Express (HTLD) 0.0 $825k 34k 23.97
Hologic (HOLX) 0.0 $823k 34k 24.34
Host Hotels & Resorts (HST) 0.0 $830k 39k 21.34
Kimberly-Clark Corporation (KMB) 0.0 $495k 4.6k 107.63
Mercury General Corporation (MCY) 0.0 $836k 17k 48.81
Nuance Communications 0.0 $828k 54k 15.41
Paychex (PAYX) 0.0 $858k 19k 44.18
Reynolds American 0.0 $691k 12k 58.99
Rollins (ROL) 0.0 $824k 28k 29.28
Sealed Air (SEE) 0.0 $909k 26k 34.86
Sonoco Products Company (SON) 0.0 $1.1M 28k 39.31
McGraw-Hill Companies 0.0 $668k 7.9k 84.47
W.W. Grainger (GWW) 0.0 $825k 3.3k 251.60
Brown-Forman Corporation (BF.B) 0.0 $823k 9.1k 90.22
Buckle (BKE) 0.0 $825k 18k 45.38
Transocean (RIG) 0.0 $788k 25k 31.95
Airgas 0.0 $815k 7.4k 110.66
Boeing Company (BA) 0.0 $998k 7.8k 127.39
Exterran Holdings 0.0 $825k 19k 44.30
Nordstrom (JWN) 0.0 $832k 12k 68.38
Timken Company (TKR) 0.0 $802k 19k 42.39
Affymetrix 0.0 $830k 104k 7.98
International Flavors & Fragrances (IFF) 0.0 $446k 4.7k 95.91
Analog Devices (ADI) 0.0 $540k 11k 49.52
Cincinnati Financial Corporation (CINF) 0.0 $435k 9.3k 47.01
Equity Residential (EQR) 0.0 $818k 13k 61.61
Mohawk Industries (MHK) 0.0 $816k 6.1k 134.85
AstraZeneca (AZN) 0.0 $929k 13k 71.46
Cabela's Incorporated 0.0 $822k 14k 58.93
Raytheon Company 0.0 $849k 8.4k 101.68
Potash Corp. Of Saskatchewan I 0.0 $550k 16k 34.59
American Financial (AFG) 0.0 $819k 14k 57.88
MSC Industrial Direct (MSM) 0.0 $819k 9.6k 85.45
Lancaster Colony (LANC) 0.0 $856k 10k 85.33
Mentor Graphics Corporation 0.0 $787k 38k 20.50
GlaxoSmithKline 0.0 $1.1M 24k 45.96
Hess (HES) 0.0 $809k 8.6k 94.33
Honeywell International (HON) 0.0 $1.1M 12k 93.09
Nike (NKE) 0.0 $954k 11k 89.23
Procter & Gamble Company (PG) 0.0 $1.0M 12k 83.75
Royal Dutch Shell 0.0 $1.0M 14k 76.13
Schlumberger (SLB) 0.0 $892k 8.8k 101.72
Apollo 0.0 $817k 33k 25.15
Gap (GAP) 0.0 $803k 19k 41.68
White Mountains Insurance Gp (WTM) 0.0 $683k 1.1k 630.07
Dillard's (DDS) 0.0 $805k 7.4k 108.95
Imperial Oil (IMO) 0.0 $393k 8.3k 47.19
Illinois Tool Works (ITW) 0.0 $802k 9.5k 84.38
Starbucks Corporation (SBUX) 0.0 $845k 11k 75.47
Cintas Corporation (CTAS) 0.0 $876k 12k 70.61
International Speedway Corporation 0.0 $823k 26k 31.65
Tootsie Roll Industries (TR) 0.0 $845k 30k 28.00
Deluxe Corporation (DLX) 0.0 $946k 17k 55.16
W.R. Berkley Corporation (WRB) 0.0 $828k 17k 47.81
Hilltop Holdings (HTH) 0.0 $817k 41k 20.05
D.R. Horton (DHI) 0.0 $795k 39k 20.53
Papa John's Int'l (PZZA) 0.0 $814k 20k 39.98
NewMarket Corporation (NEU) 0.0 $948k 2.5k 380.88
Chesapeake Energy Corporation 0.0 $783k 34k 22.99
Credit Acceptance (CACC) 0.0 $833k 6.6k 126.02
Oracle Corporation (ORCL) 0.0 $702k 18k 38.30
Verisk Analytics (VRSK) 0.0 $469k 7.7k 60.91
Amazon (AMZN) 0.0 $821k 2.5k 322.47
TeleTech Holdings 0.0 $808k 33k 24.57
Choice Hotels International (CHH) 0.0 $826k 16k 52.01
Amkor Technology (AMKR) 0.0 $774k 92k 8.41
Silgan Holdings (SLGN) 0.0 $818k 17k 47.00
Estee Lauder Companies (EL) 0.0 $827k 11k 74.75
salesforce (CRM) 0.0 $834k 15k 57.51
Under Armour (UAA) 0.0 $851k 12k 69.07
Broadcom Corporation 0.0 $832k 21k 40.40
American Capital 0.0 $405k 29k 14.17
BGC Partners 0.0 $671k 90k 7.43
Marvell Technology Group 0.0 $828k 61k 13.47
RPC (RES) 0.0 $846k 39k 21.95
Syntel 0.0 $837k 9.5k 87.96
W&T Offshore (WTI) 0.0 $748k 68k 11.01
DSW 0.0 $850k 28k 30.10
Huntsman Corporation (HUN) 0.0 $792k 31k 25.99
ManTech International Corporation 0.0 $916k 34k 26.94
Western Refining 0.0 $829k 20k 42.00
AllianceBernstein Holding (AB) 0.0 $509k 20k 26.03
Bruker Corporation (BRKR) 0.0 $801k 43k 18.52
Columbia Sportswear Company (COLM) 0.0 $799k 22k 35.78
Quest Diagnostics Incorporated (DGX) 0.0 $470k 7.8k 60.65
Intuit (INTU) 0.0 $846k 9.7k 87.67
Morningstar (MORN) 0.0 $826k 12k 67.91
Pegasystems (PEGA) 0.0 $806k 42k 19.11
Raymond James Financial (RJF) 0.0 $811k 15k 53.57
Boston Beer Company (SAM) 0.0 $841k 3.8k 221.84
Banco Santander (SAN) 0.0 $442k 47k 9.50
Teleflex Incorporated (TFX) 0.0 $671k 6.4k 105.11
Talisman Energy Inc Com Stk 0.0 $767k 89k 8.65
Werner Enterprises (WERN) 0.0 $835k 33k 25.20
Akorn 0.0 $835k 23k 36.29
Boardwalk Pipeline Partners 0.0 $720k 39k 18.69
ISIS Pharmaceuticals 0.0 $660k 17k 38.82
MannKind Corporation 0.0 $811k 137k 5.91
Urban Outfitters (URBN) 0.0 $810k 22k 36.72
Valmont Industries (VMI) 0.0 $472k 3.5k 134.86
Cubic Corporation 0.0 $532k 11k 46.79
MasTec (MTZ) 0.0 $807k 26k 30.60
PriceSmart (PSMT) 0.0 $818k 9.6k 85.61
Rockwell Automation (ROK) 0.0 $891k 8.1k 109.82
Seaboard Corporation (SEB) 0.0 $615k 230.00 2673.91
Scotts Miracle-Gro Company (SMG) 0.0 $818k 15k 54.97
Westlake Chemical Corporation (WLK) 0.0 $777k 9.0k 86.61
Anixter International 0.0 $814k 9.6k 84.83
Flowers Foods (FLO) 0.0 $1.0M 56k 18.36
Halozyme Therapeutics (HALO) 0.0 $767k 84k 9.10
Erie Indemnity Company (ERIE) 0.0 $815k 11k 75.82
Taubman Centers 0.0 $822k 11k 73.03
National Instruments 0.0 $816k 26k 30.91
Navistar International Corporation 0.0 $770k 23k 32.93
CoreLogic 0.0 $921k 34k 27.08
Harbinger 0.0 $833k 64k 13.12
Pharmacyclics 0.0 $822k 7.0k 117.38
Hyatt Hotels Corporation (H) 0.0 $809k 13k 60.55
Boston Properties (BXP) 0.0 $871k 7.5k 115.79
Simon Property (SPG) 0.0 $871k 5.3k 164.43
Internet Initiative Japan (IIJIY) 0.0 $701k 70k 9.96
Rackspace Hosting 0.0 $860k 26k 32.56
Garmin (GRMN) 0.0 $845k 16k 52.02
Tesla Motors (TSLA) 0.0 $800k 3.3k 242.79
Babcock & Wilcox 0.0 $389k 14k 27.72
KKR & Co 0.0 $1.2M 52k 22.31
RealPage 0.0 $834k 54k 15.50
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $412k 46k 8.93
AllianceBernstein Global Hgh Incm (AWF) 0.0 $1.0M 77k 13.60
American Municipal Income Portfolio 0.0 $606k 41k 14.75
Cohen & Steers Quality Income Realty (RQI) 0.0 $918k 86k 10.63
Eaton Vance Municipal Income Trust (EVN) 0.0 $506k 40k 12.72
Eaton Vance Short Duration Diversified I (EVG) 0.0 $393k 27k 14.68
Industries N shs - a - (LYB) 0.0 $811k 7.5k 108.60
Ss&c Technologies Holding (SSNC) 0.0 $816k 19k 43.89
PIMCO Corporate Opportunity Fund (PTY) 0.0 $585k 34k 17.05
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $653k 113k 5.79
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $731k 49k 14.88
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $709k 52k 13.56
Nuveen Premier Mun Income 0.0 $548k 41k 13.46
Templeton Emerging Markets Income Fund (TEI) 0.0 $843k 66k 12.73
Montgomery Street Income Securities 0.0 $1.0M 61k 16.32
BlackRock Muni Income Investment Trust 0.0 $452k 33k 13.60
Blackrock Muniyield Quality Fund II (MQT) 0.0 $554k 43k 12.78
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $461k 37k 12.33
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $1.1M 86k 13.41
Invesco Municipal Income Opp Trust (OIA) 0.0 $836k 123k 6.79
Invesco Quality Municipal Inc Trust (IQI) 0.0 $490k 40k 12.12
Nuveen Municipal Advantage Fund 0.0 $528k 39k 13.50
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $757k 56k 13.53
Nuveen Mun High Income Opp F (NMZ) 0.0 $569k 44k 13.05
Nuveen Dividend Advantage Municipal Fd 2 0.0 $635k 46k 13.94
Nuveen Quality Income Municipal Fund 0.0 $703k 51k 13.69
PIMCO Corporate Income Fund (PCN) 0.0 $649k 41k 15.79
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.0 $602k 5.9k 101.33
Putnam Municipal Opportunities Trust (PMO) 0.0 $572k 49k 11.71
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.0 $737k 24k 30.71
Nuveen Premium Income Municipal Fund 0.0 $444k 33k 13.41
Nuveen Investment Quality Munl Fund 0.0 $394k 27k 14.88
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $529k 41k 12.81
First Trust/Aberdeen Global Opportunity 0.0 $762k 56k 13.59
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $599k 47k 12.81
BlackRock New York Insured Municipal 0.0 $663k 51k 13.01
Eaton Vance New York Muni. Incm. Trst 0.0 $538k 39k 13.87
Lexington Rlty Trst Pref 6.50% p (LXP.PC) 0.0 $896k 19k 47.45
Air Lease Corp (AL) 0.0 $809k 25k 32.51
Ralph Lauren Corp (RL) 0.0 $798k 4.8k 164.64
Alkermes (ALKS) 0.0 $1.1M 25k 42.88
Xpo Logistics Inc equity (XPO) 0.0 $802k 21k 37.69
Marriott Vacations Wrldwde Cp (VAC) 0.0 $899k 14k 63.39
First Trust Strategic 0.0 $580k 38k 15.39
Monster Beverage 0.0 $833k 9.1k 91.63
Halcon Resources 0.0 $779k 197k 3.96
Mcewen Mining 0.0 $1.1M 555k 1.96
Webmd Health Corp note 0.0 $404k 400k 1.01
Electronic Arts Inc conv 0.0 $923k 750k 1.23
Forest City Enterprises conv 0.0 $491k 446k 1.10
Wp Carey (WPC) 0.0 $583k 9.2k 63.72
Dominion Diamond Corp foreign 0.0 $1.0M 73k 14.24
Fossil (FOSL) 0.0 $806k 8.6k 93.88
Twenty-first Century Fox 0.0 $874k 26k 34.28
News (NWSA) 0.0 $803k 49k 16.35
Gaming & Leisure Pptys (GLPI) 0.0 $831k 27k 30.91
Quantum Corp note 4.500% 11/1 0.0 $505k 500k 1.01
Vodafone Group New Adr F (VOD) 0.0 $927k 28k 32.90
Washington Prime 0.0 $843k 48k 17.48
Time 0.0 $790k 34k 23.44
Timkensteel (MTUS) 0.0 $800k 17k 46.46
Peabody Energy Corp sdcv 4.750%12/1 0.0 $56k 82k 0.68
Cnooc 0.0 $203k 1.2k 172.18
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $237k 6.2k 38.32
Fidelity National Information Services (FIS) 0.0 $358k 6.4k 56.28
Tree 0.0 $353k 9.8k 35.90
At&t (T) 0.0 $234k 6.7k 35.17
T. Rowe Price (TROW) 0.0 $353k 4.5k 78.44
Anadarko Petroleum Corporation 0.0 $304k 3.0k 101.33
Apple (AAPL) 0.0 $306k 3.0k 100.72
Cenovus Energy (CVE) 0.0 $229k 8.5k 26.91
Colgate-Palmolive Company (CL) 0.0 $349k 5.3k 65.31
ConocoPhillips (COP) 0.0 $264k 3.5k 76.50
EOG Resources (EOG) 0.0 $266k 2.7k 99.00
Novo Nordisk A/S (NVO) 0.0 $369k 7.7k 47.67
CoStar (CSGP) 0.0 $311k 2.0k 155.50
Marathon Oil Corporation (MRO) 0.0 $274k 7.3k 37.53
Calpine Corporation 0.0 $277k 13k 21.67
Ctrip.com International 0.0 $329k 5.8k 56.72
Och-Ziff Capital Management 0.0 $120k 11k 10.71
Osiris Therapeutics 0.0 $227k 18k 12.61
Synta Pharmaceuticals 0.0 $33k 11k 3.00
CARBO Ceramics 0.0 $204k 3.4k 59.34
Gorman-Rupp Company (GRC) 0.0 $240k 8.0k 30.01
MarketAxess Holdings (MKTX) 0.0 $353k 5.7k 61.93
Progenics Pharmaceuticals 0.0 $349k 67k 5.19
Arena Pharmaceuticals 0.0 $189k 45k 4.20
McDermott International 0.0 $135k 24k 5.72
TAL International 0.0 $347k 8.4k 41.20
Veeco Instruments (VECO) 0.0 $339k 9.7k 34.95
Dendreon Corporation 0.0 $49k 34k 1.44
Ladenburg Thalmann Financial Services 0.0 $265k 63k 4.23
Apollo Investment 0.0 $234k 29k 8.18
Rydex S&P Equal Weight ETF 0.0 $363k 4.8k 75.88
Vical Incorporated 0.0 $95k 85k 1.12
Celldex Therapeutics 0.0 $341k 26k 12.95
Dreyfus Strategic Municipal Bond Fund 0.0 $119k 15k 8.05
Franklin Templeton (FTF) 0.0 $152k 12k 12.40
General Motors Company (GM) 0.0 $367k 12k 31.93
Pacific Biosciences of California (PACB) 0.0 $59k 12k 4.92
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.0 $278k 3.3k 84.58
Vanguard Extended Market ETF (VXF) 0.0 $286k 3.4k 83.63
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $236k 20k 11.82
Nuveen Select Maturities Mun Fund (NIM) 0.0 $225k 22k 10.47
BlackRock Real Asset Trust 0.0 $227k 27k 8.47
Market Vectors High Yield Muni. Ind 0.0 $224k 7.3k 30.71
Nuveen Quality Preferred Income Fund 0.0 $269k 33k 8.14
Castle Brands 0.0 $300k 229k 1.31
Cohen & Steers Total Return Real (RFI) 0.0 $181k 15k 11.95
Nuveen Quality Pref. Inc. Fund II 0.0 $121k 14k 8.68
Nuveen Insured Municipal Opp. Fund 0.0 $284k 20k 14.25
Pimco Municipal Income Fund II (PML) 0.0 $363k 31k 11.66
Putnam High Income Securities Fund 0.0 $91k 11k 8.30
Western Asset Managed High Incm Fnd 0.0 $141k 26k 5.51
Nuveen Insd Dividend Advantage (NVG) 0.0 $241k 17k 14.09
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $149k 10k 14.45
Blackrock MuniEnhanced Fund 0.0 $114k 10k 11.18
Blackrock Defined Opprty Cr 0.0 $280k 21k 13.44
Dreyfus Municipal Income 0.0 $369k 41k 9.09
Eaton Vance Municipal Bond Fund (EIM) 0.0 $161k 13k 12.54
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $383k 31k 12.53
MFS Municipal Income Trust (MFM) 0.0 $93k 14k 6.54
Mfs Calif Mun 0.0 $156k 14k 10.80
Neuberger Berman NY Int Mun Common 0.0 $240k 18k 13.50
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $357k 26k 13.66
Pioneer Municipal High Income Trust (MHI) 0.0 $178k 12k 15.21
Putnam Managed Municipal Income Trust (PMM) 0.0 $120k 17k 7.10
Penn West Energy Trust 0.0 $241k 36k 6.75
Nuveen Insured Quality Muncipal Fund 0.0 $212k 16k 12.95
Blackrock MuniHoldings Insured 0.0 $146k 11k 12.96
MFS High Income Municipal Trust (CXE) 0.0 $192k 40k 4.75
Alliance New York Municipal Income Fund 0.0 $221k 18k 12.59
MFS High Yield Municipal Trust (CMU) 0.0 $46k 11k 4.34
Pimco NY Muni. Income Fund III (PYN) 0.0 $140k 15k 9.46
BlackRock MuniHoldings New York Insured (MHN) 0.0 $219k 16k 13.36
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $173k 15k 11.32
Invesco Insured Municipal Income Trust (IIM) 0.0 $280k 18k 15.18
Nuveen Ny Div Advantg Mun 0.0 $223k 17k 13.15
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $176k 14k 12.78
Pimco CA Muni. Income Fund III (PZC) 0.0 $124k 12k 10.39
Nuveen Mortgage opportunity trm fd2 0.0 $229k 9.8k 23.31
Oncothyreon 0.0 $62k 32k 1.92
BlackRock Municipal Bond Investment Tst 0.0 $218k 15k 14.37
Sanofi Aventis Wi Conval Rt 0.0 $7.0k 16k 0.44
Merrimack Pharmaceuticals In 0.0 $105k 12k 8.75
Novacopper 0.0 $82k 88k 0.93
Cvr Refng 0.0 $276k 12k 23.26
Onconova Therapeutics 0.0 $77k 18k 4.28
Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 0.0 $245k 18k 13.77
Dws Municipal Income Trust 0.0 $300k 23k 13.18
Biofuel Energy Corp right 10/17/2014 0.0 $102k 35k 2.89