Investors Capital Advisory Services

Investors Capital Advisory Services as of June 30, 2013

Portfolio Holdings for Investors Capital Advisory Services

Investors Capital Advisory Services holds 562 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Enterprise Products Partners (EPD) 1.6 $5.3M 85k 62.13
Sunoco Logistics Partners 1.4 $4.7M 74k 63.54
Magellan Midstream Partners 1.3 $4.2M 78k 54.49
Exxon Mobil Corporation (XOM) 1.3 $4.2M 49k 85.71
International Business Machines (IBM) 1.2 $4.1M 21k 191.03
Vanguard Mega Cap 300 Index (MGC) 1.2 $4.0M 73k 54.64
General Electric Company 1.2 $3.8M 173k 22.22
Plains All American Pipeline (PAA) 1.1 $3.7M 67k 55.77
At&t (T) 1.1 $3.7M 104k 35.40
Apple (AAPL) 1.1 $3.5M 8.9k 396.55
Vanguard FTSE All-World ex-US ETF (VEU) 1.0 $3.4M 76k 44.22
Vanguard Short Term Corporate Bond ETF (VCSH) 1.0 $3.2M 41k 79.09
Altria (MO) 1.0 $3.1M 89k 34.99
Pfizer (PFE) 0.9 $3.0M 106k 27.99
Spdr S&p 500 Etf (SPY) 0.9 $3.0M 19k 160.00
McDonald's Corporation (MCD) 0.8 $2.7M 28k 98.98
Vanguard Total Stock Market ETF (VTI) 0.8 $2.7M 33k 82.66
Verizon Communications (VZ) 0.8 $2.7M 54k 50.33
USD.001 Investors Capital Holdings 0.8 $2.7M 546k 5.01
Johnson & Johnson (JNJ) 0.8 $2.4M 28k 85.83
Berkshire Hathaway (BRK.B) 0.7 $2.4M 21k 111.90
Novo Nordisk A/S (NVO) 0.7 $2.2M 15k 154.91
Bristol Myers Squibb (BMY) 0.7 $2.1M 48k 44.69
Energy Transfer Partners 0.7 $2.1M 42k 50.45
Procter & Gamble Company (PG) 0.7 $2.1M 27k 76.99
Praxair 0.6 $1.9M 17k 115.13
PowerShares QQQ Trust, Series 1 0.6 $1.9M 26k 71.23
Annaly Capital Management 0.6 $1.8M 144k 12.57
Kinder Morgan Energy Partners 0.6 $1.8M 21k 85.00
SPDR S&P MidCap 400 ETF (MDY) 0.6 $1.8M 8.7k 210.02
Pepsi (PEP) 0.6 $1.8M 22k 81.78
iShares Russell 2000 Index (IWM) 0.5 $1.8M 18k 96.96
Vanguard Dividend Appreciation ETF (VIG) 0.5 $1.8M 27k 66.17
iShares Morningstar Small Value (ISCV) 0.5 $1.8M 17k 102.96
Pimco Total Return Etf totl (BOND) 0.5 $1.8M 17k 105.44
Cardinal Health (CAH) 0.5 $1.7M 37k 47.19
Enbridge Energy Partners 0.5 $1.7M 57k 30.48
Automatic Data Processing (ADP) 0.5 $1.7M 26k 65.12
Polaris Industries (PII) 0.5 $1.6M 17k 94.94
Vanguard Small-Cap ETF (VB) 0.5 $1.6M 17k 93.67
Claymore/Sabrient Defensive Eq Idx 0.5 $1.6M 50k 32.55
Merck & Co (MRK) 0.5 $1.6M 35k 46.42
Vanguard Emerging Markets ETF (VWO) 0.5 $1.6M 41k 38.78
Monsanto Company 0.5 $1.5M 16k 98.74
Chevron Corporation (CVX) 0.5 $1.6M 13k 118.34
Powershares Etf Trust dyna buybk ach 0.5 $1.5M 44k 35.53
Intel Corporation (INTC) 0.5 $1.5M 60k 24.23
SPDR S&P Dividend (SDY) 0.5 $1.5M 22k 66.26
Alerian Mlp Etf 0.5 $1.5M 82k 17.82
iShares S&P US Pref Stock Idx Fnd (PFF) 0.5 $1.5M 37k 39.26
Caterpillar (CAT) 0.4 $1.4M 18k 82.43
Philip Morris International (PM) 0.4 $1.4M 17k 86.58
Healthcare Tr Amer Inc cl a 0.4 $1.4M 127k 11.23
iShares S&P 500 Index (IVV) 0.4 $1.4M 8.7k 160.86
TJX Companies (TJX) 0.4 $1.4M 28k 50.05
SPDR Barclays Capital High Yield B 0.4 $1.4M 35k 39.49
iShares Barclays TIPS Bond Fund (TIP) 0.4 $1.4M 12k 111.97
PowerShares Fin. Preferred Port. 0.4 $1.4M 77k 17.89
Bank of America Corporation (BAC) 0.4 $1.3M 103k 12.85
Coca-Cola Company (KO) 0.4 $1.3M 33k 40.10
Church & Dwight (CHD) 0.4 $1.3M 21k 61.66
Vanguard Small-Cap Growth ETF (VBK) 0.4 $1.3M 13k 102.92
Reynolds American 0.4 $1.2M 25k 48.26
ConocoPhillips (COP) 0.4 $1.2M 20k 60.47
Linn Energy 0.4 $1.2M 37k 33.17
HCC Insurance Holdings 0.4 $1.2M 29k 43.08
Piedmont Office Realty Trust (PDM) 0.4 $1.2M 69k 17.87
Canadian Natl Ry (CNI) 0.4 $1.2M 12k 97.23
Wal-Mart Stores (WMT) 0.4 $1.2M 16k 74.46
Mine Safety Appliances 0.4 $1.2M 26k 46.53
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.2M 21k 57.30
Williams Partners 0.4 $1.2M 23k 51.43
iShares S&P Global Telecommunicat. (IXP) 0.4 $1.2M 20k 59.38
Microsoft Corporation (MSFT) 0.3 $1.1M 33k 34.53
Visa (V) 0.3 $1.1M 6.2k 182.66
Harris Corporation 0.3 $1.1M 23k 49.21
McCormick & Company, Incorporated (MKC) 0.3 $1.1M 16k 70.31
V.F. Corporation (VFC) 0.3 $1.1M 5.5k 192.95
Seadrill 0.3 $1.1M 27k 40.32
American Capital Agency 0.3 $1.1M 46k 23.00
MarkWest Energy Partners 0.3 $1.0M 16k 66.25
iShares Morningstar Large Core Idx (ILCB) 0.3 $1.0M 11k 96.28
PowerShares Dynamic Lg. Cap Value 0.3 $1.1M 42k 25.29
Ecolab (ECL) 0.3 $1.0M 12k 83.78
SPDR Gold Trust (GLD) 0.3 $1.0M 8.5k 119.05
Energy Transfer Equity (ET) 0.3 $991k 17k 59.57
Ford Motor Company (F) 0.3 $974k 63k 15.42
iShares S&P SmallCap 600 Index (IJR) 0.3 $969k 11k 90.29
WisdomTree Emerging Markets Eq (DEM) 0.3 $966k 20k 48.32
Health Care REIT 0.3 $930k 14k 67.00
Roper Industries (ROP) 0.3 $942k 7.7k 121.79
iShares Dow Jones Select Dividend (DVY) 0.3 $936k 15k 63.98
Vanguard Value ETF (VTV) 0.3 $939k 14k 67.56
Vanguard Total Bond Market ETF (BND) 0.3 $952k 12k 80.80
Home Depot (HD) 0.3 $916k 12k 77.08
E.I. du Pont de Nemours & Company 0.3 $894k 17k 52.49
Emerson Electric (EMR) 0.3 $910k 17k 54.50
Southern Company (SO) 0.3 $907k 21k 44.13
FactSet Research Systems (FDS) 0.3 $910k 9.0k 101.01
Realty Income (O) 0.3 $907k 22k 41.44
iShares Russell Midcap Index Fund (IWR) 0.3 $924k 7.1k 129.85
Vanguard Growth ETF (VUG) 0.3 $921k 12k 78.07
Cisco Systems (CSCO) 0.3 $866k 37k 23.33
NuStar Energy 0.3 $891k 20k 45.05
Duke Energy (DUK) 0.3 $885k 13k 67.43
iShares Russell 1000 Value Index (IWD) 0.3 $851k 10k 83.78
Freeport-McMoRan Copper & Gold (FCX) 0.3 $836k 30k 27.58
Pimco Income Strategy Fund II (PFN) 0.3 $854k 82k 10.43
Prudential Gl Sh Dur Hi Yld 0.3 $849k 48k 17.87
3M Company (MMM) 0.2 $812k 8.1k 100.00
Wells Fargo & Company (WFC) 0.2 $797k 19k 41.24
Boeing Company (BA) 0.2 $808k 7.9k 102.22
Dow Chemical Company 0.2 $802k 25k 32.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $808k 7.1k 113.52
Eli Lilly & Co. (LLY) 0.2 $778k 16k 49.11
Health Care SPDR (XLV) 0.2 $776k 16k 47.55
Kimberly-Clark Corporation (KMB) 0.2 $770k 7.9k 97.15
W.W. Grainger (GWW) 0.2 $769k 3.1k 252.20
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $776k 5.2k 148.40
Consolidated Edison (ED) 0.2 $751k 13k 58.24
iShares Lehman Aggregate Bond (AGG) 0.2 $732k 6.8k 107.11
iShares S&P MidCap 400 Index (IJH) 0.2 $731k 6.3k 115.46
iShares S&P MidCap 400 Growth (IJK) 0.2 $737k 5.7k 128.80
Blackrock Multi-sector Incom other (BIT) 0.2 $756k 43k 17.54
Neuberger Berman Mlp Income (NML) 0.2 $735k 38k 19.60
JPMorgan Chase & Co. (JPM) 0.2 $699k 13k 52.63
Walt Disney Company (DIS) 0.2 $716k 12k 61.54
Google 0.2 $715k 813.00 879.78
Medical Properties Trust (MPW) 0.2 $700k 49k 14.31
Senior Housing Properties Trust 0.2 $698k 27k 25.90
Ishares High Dividend Equity F (HDV) 0.2 $707k 11k 66.30
BP (BP) 0.2 $689k 17k 41.73
Waste Management (WM) 0.2 $685k 17k 40.28
Honeywell International (HON) 0.2 $669k 8.4k 79.33
Biogen Idec (BIIB) 0.2 $673k 3.2k 211.43
Consumer Staples Select Sect. SPDR (XLP) 0.2 $692k 17k 39.66
KKR & Co 0.2 $696k 35k 19.64
iShares S&P MidCap 400 Value Index (IJJ) 0.2 $669k 6.6k 101.21
Pioneer Municipal High Income Trust (MHI) 0.2 $676k 45k 14.96
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.2 $668k 20k 33.58
Facebook Inc cl a (META) 0.2 $670k 27k 24.86
Pimco Dynamic Credit Income other 0.2 $691k 30k 22.88
Dreyfus Mun Bd Infrastructure 0.2 $666k 53k 12.67
Hospitality Properties Trust 0.2 $636k 24k 26.19
Kellogg Company (K) 0.2 $645k 10k 64.20
BGC Partners 0.2 $652k 113k 5.77
iShares Russell Midcap Value Index (IWS) 0.2 $660k 11k 57.86
Vanguard Small-Cap Value ETF (VBR) 0.2 $642k 7.7k 83.60
Mondelez Int (MDLZ) 0.2 $665k 23k 28.53
Allianzgi Conv & Income Fd I 0.2 $643k 76k 8.43
Navios Maritime Partners 0.2 $604k 42k 14.37
Eaton Vance Tax-advntg Glbl Di (ETG) 0.2 $621k 41k 15.08
ING Global Equity Divid.&Premium Opp-ETF 0.2 $617k 66k 9.37
Nuveen Mun High Income Opp F (NMZ) 0.2 $601k 48k 12.66
PowerShares Dynamic Pharmaceuticals 0.2 $610k 14k 42.26
Cys Investments 0.2 $616k 67k 9.20
Eaton Vance Mun Income Term Tr (ETX) 0.2 $632k 39k 16.28
Gilead Sciences (GILD) 0.2 $583k 12k 50.00
Fifth Street Finance 0.2 $584k 56k 10.41
El Paso Pipeline Partners 0.2 $598k 14k 43.52
BP Prudhoe Bay Royalty Trust (BPPTU) 0.2 $592k 6.2k 96.28
Silver Wheaton Corp 0.2 $599k 31k 19.64
Sun Communities (SUI) 0.2 $577k 12k 49.13
Newpark Res Inc note 4.000%10/0 0.2 $583k 459k 1.27
Tortoise Energy Infrastructure 0.2 $574k 13k 45.45
Rentech Nitrogen Partners L 0.2 $578k 20k 29.27
iShares MSCI Emerging Markets Indx (EEM) 0.2 $560k 15k 38.48
Ross Stores (ROST) 0.2 $549k 8.5k 64.52
CVS Caremark Corporation (CVS) 0.2 $545k 9.9k 55.00
Weyerhaeuser Company (WY) 0.2 $548k 19k 28.46
Energy Select Sector SPDR (XLE) 0.2 $536k 6.9k 78.17
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $537k 5.9k 90.79
iShares S&P SmallCap 600 Growth (IJT) 0.2 $564k 5.8k 96.69
American Realty Capital Prop 0.2 $544k 36k 15.25
Amgen (AMGN) 0.2 $512k 5.3k 96.77
Frontier Communications 0.2 $515k 128k 4.04
Ares Capital Corporation (ARCC) 0.2 $529k 31k 17.16
Oneok Partners 0.2 $515k 10k 49.40
Hercules Technology Growth Capital (HTGC) 0.2 $509k 39k 13.05
Technology SPDR (XLK) 0.2 $504k 17k 30.54
Utilities SPDR (XLU) 0.2 $521k 14k 37.63
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.2 $529k 5.0k 104.98
iShares Dow Jones US Reg Banks Ind. (IAT) 0.2 $530k 18k 29.21
Just Energy Group 0.2 $526k 89k 5.94
Wabash National Corp 3.375 '18 conv 0.2 $533k 437k 1.22
Greenbrier Co Inc conv bnd 0.2 $514k 499k 1.03
Abbvie (ABBV) 0.2 $530k 13k 41.30
First Tr Inter Duration Pfd & Income (FPF) 0.2 $525k 21k 25.00
Trinity Inds Inc note 3.875% 6/0 0.1 $480k 410k 1.17
American Express Company (AXP) 0.1 $485k 6.5k 74.39
Dominion Resources (D) 0.1 $499k 8.8k 56.81
Colgate-Palmolive Company (CL) 0.1 $481k 8.4k 57.24
Unilever 0.1 $501k 13k 39.28
Walgreen Company 0.1 $476k 11k 43.48
Qualcomm (QCOM) 0.1 $493k 8.1k 60.99
Aircastle 0.1 $497k 31k 15.96
iShares Russell 1000 Index (IWB) 0.1 $479k 5.3k 89.92
Royal Gold (RGLD) 0.1 $475k 11k 41.98
iShares Silver Trust (SLV) 0.1 $473k 25k 18.97
Invesco Insured Municipal Income Trust (IIM) 0.1 $480k 34k 14.23
Spdr Short-term High Yield mf (SJNK) 0.1 $489k 17k 28.42
Prospect Capital Corp note 0.1 $471k 440k 1.07
Kraft Foods 0.1 $486k 8.7k 55.79
Wells Fargo & Co mtnf 6/0 0.1 $476k 491k 0.97
Teva Pharmaceutical Industries (TEVA) 0.1 $444k 11k 39.17
AFLAC Incorporated (AFL) 0.1 $462k 8.0k 58.11
General Mills (GIS) 0.1 $448k 9.2k 48.51
United Technologies Corporation 0.1 $449k 5.1k 88.24
Illinois Tool Works (ITW) 0.1 $442k 6.4k 69.11
EOG Resources (EOG) 0.1 $450k 3.4k 131.57
Capital Product 0.1 $440k 48k 9.26
Textron (TXT) 0.1 $457k 18k 26.01
Golub Capital BDC (GBDC) 0.1 $456k 26k 17.48
Vanguard High Dividend Yield ETF (VYM) 0.1 $446k 7.9k 56.31
General Mtrs Co jr pfd cnv srb 0.1 $461k 9.9k 46.73
Broadsoft Inc. 1.5% 07/01/2018 conv 0.1 $468k 459k 1.02
Bristow Group Inc note 3.000% 6/1 0.1 $428k 363k 1.18
Corning Incorporated (GLW) 0.1 $410k 36k 11.43
CSX Corporation (CSX) 0.1 $430k 19k 23.18
Abbott Laboratories (ABT) 0.1 $411k 12k 34.86
Union Pacific Corporation (UNP) 0.1 $432k 2.8k 154.07
Kinder Morgan Management 0.1 $426k 5.1k 83.56
Paccar (PCAR) 0.1 $409k 7.6k 53.50
iShares NASDAQ Biotechnology Index (IBB) 0.1 $411k 2.4k 173.78
Genesis Energy (GEL) 0.1 $409k 8.0k 50.98
Pepco Holdings 0.1 $408k 20k 20.11
Vanguard Natural Resources 0.1 $420k 15k 27.87
iShares Gold Trust 0.1 $420k 35k 11.98
iShares S&P 500 Growth Index (IVW) 0.1 $429k 5.1k 83.87
SPDR DJ Wilshire REIT (RWR) 0.1 $407k 5.4k 75.85
ARMOUR Residential REIT 0.1 $429k 91k 4.71
Starwood Property Trust note 0.1 $423k 411k 1.03
Goldman Sachs Group Inc note 1/2 0.1 $433k 515k 0.84
Las Vegas Sands (LVS) 0.1 $384k 7.3k 52.81
Diageo (DEO) 0.1 $404k 3.5k 114.94
Williams Companies (WMB) 0.1 $383k 12k 31.53
Starbucks Corporation (SBUX) 0.1 $379k 7.1k 53.33
Amazon (AMZN) 0.1 $379k 1.4k 277.45
Baidu (BIDU) 0.1 $388k 4.1k 94.50
Chipotle Mexican Grill (CMG) 0.1 $377k 1.0k 363.55
Teekay Offshore Partners 0.1 $396k 12k 32.14
Southern Copper Corporation (SCCO) 0.1 $397k 14k 27.59
iShares Russell 1000 Growth Index (IWF) 0.1 $391k 5.4k 72.57
iShares Russell 3000 Index (IWV) 0.1 $391k 4.1k 96.38
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.1 $391k 14k 28.84
Alliant Techsystems Inc note 3.000% 8/1 0.1 $385k 335k 1.15
Sandisk Corp note 1.500% 8/1 0.1 $398k 299k 1.33
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $403k 37k 10.88
Pioneer High Income Trust 0.1 $385k 23k 16.66
Spdr Series Trust dj ttl mkt etf (SPTM) 0.1 $401k 3.3k 120.10
Rait Financial Trust 0.1 $389k 52k 7.51
Goldman Sachs Group 0.1 $401k 329k 1.22
Market Vectors Semiconductor E 0.1 $388k 10k 37.67
Gamco Global Gold Natural Reso (GGN) 0.1 $383k 39k 9.74
Hercules Tech Growth Cap Inc cnv 0.1 $394k 337k 1.17
Gt Advanced Technologies Inc conv 0.1 $396k 466k 0.85
Wells Fargo & Co Medium Term Nts 0.000% 06/10/20 B/e Dtd 06/17/13 0.1 $395k 407k 0.97
SYSCO Corporation (SYY) 0.1 $358k 11k 34.11
AstraZeneca (AZN) 0.1 $366k 7.7k 47.26
Deere & Company (DE) 0.1 $372k 4.6k 81.10
American Electric Power Company (AEP) 0.1 $364k 8.1k 44.69
EMC Corporation 0.1 $365k 16k 23.56
Questcor Pharmaceuticals 0.1 $351k 7.7k 45.43
Rydex S&P Equal Weight ETF 0.1 $369k 6.0k 61.20
Blackrock Muniholdings Fund II 0.1 $365k 24k 14.96
PowerShares DWA Technical Ldrs Pf 0.1 $359k 12k 31.22
Delaware Enhanced Glbl. Div. & Inc. Fund 0.1 $346k 30k 11.61
John Hancock Tax Adva Glbl Share. Yld 0.1 $367k 30k 12.32
Powershares Senior Loan Portfo mf 0.1 $367k 15k 24.61
Tower Group Inc conv 0.1 $354k 337k 1.05
American Capital Mortgage In 0.1 $369k 21k 17.95
Nuveen Preferred And equity 0.1 $346k 14k 24.26
Slxp 1 1/2 03/15/19 0.1 $342k 287k 1.19
Two Harbors Investment 0.1 $317k 31k 10.22
United Parcel Service (UPS) 0.1 $339k 3.9k 86.44
Medtronic 0.1 $316k 6.2k 51.34
GlaxoSmithKline 0.1 $333k 6.7k 49.93
Nextera Energy (NEE) 0.1 $324k 4.0k 81.33
Danaher Corporation (DHR) 0.1 $309k 4.9k 63.05
Oracle Corporation (ORCL) 0.1 $313k 10k 30.66
ProShares Short S&P500 0.1 $338k 11k 29.65
Celgene Corporation 0.1 $339k 2.9k 116.66
MFA Mortgage Investments 0.1 $314k 37k 8.43
National Grid 0.1 $313k 5.5k 56.59
Natural Resource Partners 0.1 $330k 16k 20.52
Hatteras Financial 0.1 $330k 13k 24.64
Financial Select Sector SPDR (XLF) 0.1 $332k 17k 19.39
3D Systems Corporation (DDD) 0.1 $321k 7.3k 43.85
Barclays Bank Plc 8.125% Non C p 0.1 $312k 13k 25.00
Invesco Mortgage Capital 0.1 $335k 20k 16.53
PIMCO Corporate Opportunity Fund (PTY) 0.1 $321k 16k 19.55
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $331k 7.8k 42.66
ProShares Short 20+ Year Treasury ETF (TBF) 0.1 $338k 11k 31.31
WisdomTree Total Dividend Fund (DTD) 0.1 $327k 5.4k 60.22
Kinder Morgan (KMI) 0.1 $313k 8.2k 38.05
Powershares Etf Tr Ii s^p500 low vol 0.1 $339k 11k 31.06
Ishares Tr usa min vo (USMV) 0.1 $318k 9.8k 32.47
Express Scripts Holding 0.1 $313k 5.1k 61.61
Retail Properties Of America 0.1 $313k 22k 14.24
Integra Lifesciences Holdings conv bnd 0.1 $326k 333k 0.98
Directv 0.1 $316k 5.1k 61.61
Eaton (ETN) 0.1 $334k 5.1k 65.63
Rti Intl Metals Inc note 1.625%10/1 0.1 $321k 341k 0.94
Titan Machy Inc note 3.750% 5/0 0.1 $328k 353k 0.93
Hasbro (HAS) 0.1 $301k 6.7k 44.71
Group 1 Automotive Inc frnt 2.250% 6/1 0.1 $301k 253k 1.19
PNC Financial Services (PNC) 0.1 $294k 4.0k 72.86
Nordstrom 0.1 $277k 4.6k 59.78
Lockheed Martin Corporation (LMT) 0.1 $288k 2.7k 108.35
Windstream Corporation 0.1 $287k 37k 7.70
New York Community Ban 0.1 $276k 20k 13.99
Vanguard Short-Term Bond ETF (BSV) 0.1 $278k 3.5k 80.02
Research In Motion 0.1 $282k 27k 10.43
PowerShares DB Com Indx Trckng Fund 0.1 $286k 11k 25.12
B&G Foods (BGS) 0.1 $290k 8.5k 33.98
InterOil Corporation 0.1 $278k 4.0k 69.50
iShares S&P 100 Index (OEF) 0.1 $287k 4.0k 71.84
Evolving Systems (EVOL) 0.1 $294k 45k 6.61
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $283k 2.6k 109.18
Western Asset Managed High Incm Fnd 0.1 $290k 50k 5.84
BlackRock Insured Municipal Income Trust (BYM) 0.1 $308k 22k 14.16
New York Mortgage Trust 0.1 $287k 43k 6.76
Alere Inc note 3.000% 5/1 0.1 $279k 285k 0.98
Proshares Tr pshs sh msci emr 0.1 $287k 9.7k 29.59
Hologic Inc cnv 0.1 $283k 286k 0.99
Chambers Str Pptys 0.1 $276k 28k 9.97
Ivy High Income Opportunities 0.1 $300k 15k 20.00
Lifepoint Hospitals Inc note 3.500% 5/1 0.1 $246k 228k 1.08
Enersys note 3.375% 6/0 0.1 $266k 203k 1.31
MasterCard Incorporated (MA) 0.1 $257k 448.00 573.66
U.S. Bancorp (USB) 0.1 $274k 7.6k 36.07
Coach 0.1 $247k 4.3k 56.86
Sherwin-Williams Company (SHW) 0.1 $251k 1.4k 175.82
Parker-Hannifin Corporation (PH) 0.1 $253k 2.8k 90.40
Royal Dutch Shell 0.1 $251k 3.8k 66.16
Total (TTE) 0.1 $275k 5.7k 48.57
ConAgra Foods (CAG) 0.1 $250k 7.2k 34.89
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $253k 3.0k 83.33
Key (KEY) 0.1 $254k 24k 10.43
Hormel Foods Corporation (HRL) 0.1 $265k 6.9k 38.53
Southwest Airlines (LUV) 0.1 $263k 20k 12.88
Allied Nevada Gold 0.1 $244k 38k 6.48
Manulife Finl Corp (MFC) 0.1 $271k 17k 15.98
iShares MSCI Malaysia Index Fund 0.1 $275k 18k 15.52
Kayne Anderson MLP Investment (KYN) 0.1 $244k 6.3k 38.79
Market Vectors High Yield Muni. Ind 0.1 $267k 8.7k 30.57
John Hancock Preferred Income Fund (HPI) 0.1 $260k 13k 20.79
PIMCO Corporate Income Fund (PCN) 0.1 $261k 15k 17.41
BlackRock MuniHolding Insured Investm 0.1 $264k 19k 14.17
Comtech Telecommunications Cor conv 0.1 $271k 266k 1.02
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $275k 5.2k 52.83
First Trust/Aberdeen Global Opportunity 0.1 $245k 16k 15.42
Eaton Vance Mun Bd Fd Ii 0.1 $272k 24k 11.45
First Trust Energy Income & Gr 0.1 $256k 7.6k 33.91
Mentor Graphics 4% 2031 conv 0.1 $263k 217k 1.21
Prudential Sht Duration Hg Y 0.1 $262k 14k 18.71
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $263k 14k 19.43
Powershares Etf Trust Ii 0.1 $270k 8.3k 32.53
Blackstone Gso Strategic (BGB) 0.1 $245k 13k 18.85
Comcast Corporation (CMCSA) 0.1 $240k 5.8k 41.65
Goldman Sachs (GS) 0.1 $242k 1.6k 150.77
Franklin Resources (BEN) 0.1 $231k 1.7k 135.53
PPG Industries (PPG) 0.1 $226k 1.5k 145.99
Spectra Energy 0.1 $215k 6.3k 34.36
T. Rowe Price (TROW) 0.1 $219k 3.0k 72.97
International Paper Company (IP) 0.1 $220k 5.0k 44.23
Potash Corp. Of Saskatchewan I 0.1 $239k 6.3k 38.00
Halliburton Company (HAL) 0.1 $228k 5.5k 41.65
Intuitive Surgical (ISRG) 0.1 $231k 457.00 505.47
Marsh & McLennan Companies (MMC) 0.1 $235k 5.9k 39.86
Texas Instruments Incorporated (TXN) 0.1 $216k 6.2k 34.84
Xerox Corporation 0.1 $223k 25k 9.06
Exelon Corporation (EXC) 0.1 $223k 7.2k 30.77
General Dynamics Corporation (GD) 0.1 $239k 3.1k 78.29
Lowe's Companies (LOW) 0.1 $221k 5.5k 40.00
NuStar GP Holdings 0.1 $225k 8.4k 26.64
Clorox Company (CLX) 0.1 $231k 2.8k 82.97
Gannett 0.1 $235k 9.6k 24.40
BreitBurn Energy Partners 0.1 $238k 13k 18.24
Chesapeake Energy Corporation 0.1 $229k 11k 20.35
Ashford Hospitality Trust 0.1 $240k 21k 11.40
StoneMor Partners 0.1 $240k 9.6k 25.11
AllianceBernstein Holding (AB) 0.1 $214k 10k 20.78
Ingersoll-rand Co Ltd-cl A 0.1 $226k 4.1k 55.38
Legacy Reserves 0.1 $234k 8.9k 26.46
Suburban Propane Partners (SPH) 0.1 $239k 5.1k 46.44
Apollo Investment 0.1 $219k 28k 7.73
SPDR S&P Homebuilders (XHB) 0.1 $222k 7.5k 29.42
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $226k 2.0k 110.35
ROYAL BK SCOTLAND Group Plc spon adr f 0.1 $219k 8.8k 24.90
Calamos Convertible & Hi Income Fund (CHY) 0.1 $226k 18k 12.37
Vanguard Information Technology ETF (VGT) 0.1 $214k 2.9k 73.87
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.1 $226k 7.1k 31.78
Credit Suisse High Yield Bond Fund (DHY) 0.1 $217k 70k 3.11
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $211k 22k 9.46
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $219k 17k 13.00
Dow 30 Premium & Dividend Income Fund 0.1 $228k 16k 14.65
Phillips 66 (PSX) 0.1 $231k 3.9k 58.87
Access Midstream Partners, L.p 0.1 $223k 4.7k 47.51
Molycorp Inc conv bnd 0.1 $220k 328k 0.67
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $215k 10k 21.12
Vale (VALE) 0.1 $209k 16k 13.11
Northeast Utilities System 0.1 $201k 4.8k 41.94
Blackstone 0.1 $207k 9.9k 21.05
People's United Financial 0.1 $188k 13k 14.83
RPM International (RPM) 0.1 $202k 6.4k 31.81
Raytheon Company 0.1 $205k 3.1k 66.12
Alcoa 0.1 $183k 23k 7.81
Hershey Company (HSY) 0.1 $204k 2.3k 89.04
MFS Intermediate Income Trust (MIN) 0.1 $193k 34k 5.74
salesforce (CRM) 0.1 $200k 5.2k 38.14
Onyx Pharmaceuticals 0.1 $204k 2.4k 86.81
Omega Healthcare Investors (OHI) 0.1 $209k 6.8k 31.00
Vanguard Mid-Cap ETF (VO) 0.1 $201k 2.1k 94.81
ETFS Physical Platinum Shares 0.1 $207k 1.6k 131.01
Nuveen Quality Pref. Inc. Fund II 0.1 $197k 23k 8.69
Eaton Vance Municipal Bond Fund (EIM) 0.1 $189k 16k 11.95
Penn West Energy Trust 0.1 $200k 19k 10.54
BlackRock EcoSolutions Investment Trust 0.1 $197k 25k 8.01
CUBIST PHARM CONVERTIBLE security 0.1 $182k 104k 1.75
Chart Industries 2% conv 0.1 $179k 120k 1.49
Ixia note 0.1 $197k 164k 1.20
Altra Holdings, Inc note 2.750% 3/0 0.1 $182k 182k 1.00
Photronics Inc note 0.1 $204k 187k 1.09
First Tr Mlp & Energy Income 0.1 $204k 10k 20.40
M/i Homes Inc note 3.000% 3/0 0.1 $204k 198k 1.03
Forestar Group Inc note 0.1 $185k 165k 1.12
Linear Technology Corp note 3.000% 5/0 0.1 $153k 147k 1.04
Newcastle Investment 0.1 $169k 32k 5.22
Micron Technology (MU) 0.1 $150k 11k 14.32
iShares MSCI Japan Index 0.1 $158k 14k 11.17
France Telecom SA 0.1 $177k 19k 9.44
Anworth Mortgage Asset Corporation 0.1 $166k 30k 5.60
Capstead Mortgage Corporation 0.1 $149k 12k 12.04
Prospect Capital Corporation (PSEC) 0.1 $167k 16k 10.78
Blackrock Muniholdings Insured Fund II (MUE) 0.1 $148k 11k 13.78
Cohen & Steers Quality Income Realty (RQI) 0.1 $174k 16k 11.23
Cushing MLP Total Return Fund 0.1 $175k 22k 8.01
Teleflex Inc note 3.875% 8/0 0.1 $166k 123k 1.35
ING Prime Rate Trust 0.1 $163k 26k 6.35
Nuveen Quality Preferred Income Fund 0.1 $150k 18k 8.26
PowerShares High Yld. Dividend Achv 0.1 $151k 14k 10.71
PowerShares Listed Private Eq. 0.1 $175k 16k 10.90
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $173k 14k 12.82
Pimco Municipal Income Fund III (PMX) 0.1 $174k 16k 10.95
Nuveen Premium Income Municipal Fund 0.1 $150k 11k 13.29
Chesapeake Granite Wash Tr (CHKR) 0.1 $170k 11k 15.39
Lrr Energy 0.1 $152k 10k 14.68
Green Plains Renewable E note 0.1 $153k 134k 1.14
New Residential Invt 0.1 $171k 25k 6.73
Arris Group Inc note 2.000%11/1 0.0 $122k 118k 1.03
Echelon Corporation 0.0 $130k 62k 2.10
Boston Scientific Corporation (BSX) 0.0 $138k 15k 9.26
Pioneer Floating Rate Trust (PHD) 0.0 $132k 10k 13.20
Market Vectors Junior Gold Miners ETF 0.0 $137k 15k 9.16
Chimera Investment Corporation 0.0 $130k 44k 2.99
Yamana Gold 0.0 $120k 13k 9.44
Aberdeen Asia-Pacific Income Fund 0.0 $141k 23k 6.20
Nuveen Muni Value Fund (NUV) 0.0 $126k 13k 9.57
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $124k 14k 9.21
Pimco Municipal Income Fund II (PML) 0.0 $142k 12k 11.65
Western Asset High Incm Fd I (HIX) 0.0 $119k 13k 9.15
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $128k 18k 7.32
DWS Strategic Municipal Income Trust 0.0 $143k 11k 13.62
Eca Marcellus Trust I (ECTM) 0.0 $117k 13k 9.40
Student Transn 0.0 $128k 21k 6.10
Helix Energy Solutions note 0.0 $125k 101k 1.24
Whiting Usa Trust 0.0 $138k 11k 12.81
Aar Corp 2.25% conv 0.0 $115k 117k 0.98
Ares Capital Corp 5.125 2016 conv 0.0 $143k 135k 1.06
Lam Research Corp conv 0.0 $129k 117k 1.10
Unwired Planet 0.0 $114k 59k 1.93
Lam Research Corp note 0.500% 5/1 0.0 $125k 119k 1.05
Meritage Homes Corp conv 0.0 $131k 120k 1.09
Molina Healthcare Inc note 3.750%10/0 0.0 $87k 68k 1.28
Nokia Corporation (NOK) 0.0 $103k 28k 3.71
Sprint Nextel Corporation 0.0 $113k 16k 6.88
LSI Corporation 0.0 $88k 12k 7.13
PDL BioPharma 0.0 $86k 11k 7.69
Sirius XM Radio 0.0 $105k 32k 3.32
Taseko Cad (TGB) 0.0 $93k 50k 1.87
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $112k 21k 5.43
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $97k 13k 7.60
Calamos Global Dynamic Income Fund (CHW) 0.0 $84k 10k 8.30
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $102k 13k 7.61
pSivida 0.0 $108k 28k 3.84
Cornerstone Strategic Value 0.0 $107k 15k 7.29
Nuvasive Inc. conv 0.0 $99k 101k 0.98
On Semiconductor Corp note 2.625%12/1 0.0 $86k 75k 1.15
Royal Gold Inc conv 0.0 $107k 119k 0.90
Bgc Partners, Inc. note 4.500% 7/1 0.0 $103k 102k 1.01
Bottomline Tech Del Inc note 1.500%12/0 0.0 $110k 101k 1.09
Sunedison 0.0 $83k 10k 8.07
Equinix Inc note 3.000%10/1 0.0 $67k 40k 1.68
Dryships Inc. note 5.000%12/0 0.0 $65k 75k 0.87
Dryships/drys 0.0 $69k 37k 1.85
SandRidge Energy 0.0 $75k 16k 4.75
Advanced Micro Devices (AMD) 0.0 $63k 16k 4.02
Eagle Rock Energy Partners,L.P 0.0 $79k 10k 7.79
Hecla Mining Company (HL) 0.0 $81k 27k 2.95
AK Steel Holding Corporation 0.0 $54k 18k 3.01
Sequenom 0.0 $81k 19k 4.19
Dendreon Corporation 0.0 $63k 15k 4.12
Alcatel-Lucent 0.0 $80k 44k 1.81
Extreme Networks (EXTR) 0.0 $55k 16k 3.44
Silvercorp Metals (SVM) 0.0 $74k 26k 2.81
Moly 0.0 $71k 12k 6.17
Atlantic Power Corporation 0.0 $72k 18k 3.93
Mindspeed Technologies 0.0 $77k 24k 3.23
Putnam Premier Income Trust (PPT) 0.0 $56k 11k 5.27
Northgate Minerals Corp note 3.500%10/0 0.0 $60k 64k 0.94
Alpine Total Dynamic Dividend Fund 0.0 $79k 20k 3.87
Pengrowth Energy Corp 0.0 $65k 13k 4.90
Renren Inc- 0.0 $50k 17k 2.99
INSTRS INC Stemcells 0.0 $52k 32k 1.62
Microvision Inc Del (MVIS) 0.0 $72k 29k 2.51
Horsehead Hldg Corp note 3.800% 7/0 0.0 $55k 52k 1.06
Stillwater Mng Co note 1.750%10/1 0.0 $74k 73k 1.01
Nuance Communications Inc note 2.750%11/0 0.0 $50k 49k 1.02
Rwt 4 5/8 04/15/18 0.0 $68k 70k 0.97
Barnes Group Inc note 3.375% 3/1 0.0 $32k 29k 1.10
D R Horton Inc note 2.000% 5/1 0.0 $28k 17k 1.65
E M C Corp Mass note 1.750%12/0 0.0 $17k 12k 1.42
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.0 $46k 40k 1.15
Steel Dynamics Inc note 5.125% 6/1 0.0 $40k 38k 1.05
Massey Energy Co note 3.250% 8/0 0.0 $22k 25k 0.88
Tellabs 0.0 $35k 18k 1.93
Novagold Resources Inc Cad (NG) 0.0 $32k 15k 2.08
Novavax 0.0 $44k 22k 2.00
FuelCell Energy 0.0 $41k 32k 1.27
Endeavour Silver Corp (EXK) 0.0 $34k 10k 3.40
Peregrine Pharmaceuticals 0.0 $47k 37k 1.27
Maui Land & Pineapple (MLP) 0.0 $45k 12k 3.75
Wave Systems 0.0 $39k 131k 0.30
Teekay Tankers Ltd cl a 0.0 $41k 16k 2.61
Sterlite Inds India Ltd note 4.000%10/3 0.0 $24k 25k 0.96
D Golden Minerals 0.0 $17k 13k 1.31
Neptune Technologies Bioreso 0.0 $32k 10k 3.20
Cemex Sab conv 0.0 $28k 25k 1.12
Box Ships 0.0 $42k 11k 3.75
Annaly Cap Mgmt Inc note 5.000% 5/1 0.0 $35k 35k 1.00
Cell Therapeutics 0.0 $20k 20k 1.02
Arcc 4 7/8 03/15/17 0.0 $18k 17k 1.06
Take-two Interactive Softwar note 1.000% 7/0 0.0 $18k 19k 0.95
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.0 $31k 35k 0.89
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $17k 19k 0.89
Chesapeake Energy Corp note 2.750%11/1 0.0 $14k 15k 0.93
Hologic Inc frnt 2.000%12/1 0.0 $15k 15k 1.00
Vodafone 0.0 $0 39k 0.00
Coinstar Inc note 4.000% 9/0 0.0 $15k 11k 1.36
Flextronics International Ltd Com Stk (FLEX) 0.0 $0 11k 0.00
American International (AIG) 0.0 $0 9.7k 0.00
Hemispherx BioPharma 0.0 $3.1k 17k 0.18
Paramount Gold and Silver 0.0 $16k 14k 1.15
Agco Corp note 1.250%12/1 0.0 $16k 13k 1.23
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $10k 10k 1.00
Celsion Corporation 0.0 $16k 16k 0.99
Aastrom Biosciences 0.0 $5.0k 13k 0.38
Quantum Fuel Systems Technolog 0.0 $14k 26k 0.54
Citigroup (C) 0.0 $0 11k 0.00
Plug Power (PLUG) 0.0 $5.1k 14k 0.36
Western Copper And Gold Cor (WRN) 0.0 $6.0k 12k 0.50