Prospera Financial Services

Prospera Financial Services as of March 31, 2014

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 253 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Financial Select Sector SPDR (XLF) 7.0 $22M 989k 22.34
Materials SPDR (XLB) 6.9 $22M 460k 47.28
iShares Dow Jones US Technology (IYW) 6.7 $21M 234k 91.06
iShares Dow Jones US Energy Sector (IYE) 6.7 $21M 415k 50.98
iShares Dow Jones US Healthcare (IYH) 6.7 $21M 172k 123.03
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 5.6 $18M 942k 18.83
iShares S&P 500 Index (IVV) 2.5 $8.0M 42k 188.13
Eagle Materials (EXP) 2.5 $7.8M 88k 88.66
Powershares Etf Tr Ii s^p500 low vol 2.2 $7.1M 210k 33.71
PowerShares DWA Technical Ldrs Pf 1.9 $6.0M 168k 35.48
iShares Russell 2000 Index (IWM) 1.8 $5.7M 49k 116.35
iShares S&P US Pref Stock Idx Fnd (PFF) 1.5 $4.7M 121k 39.03
Vanguard Short-Term Bond ETF (BSV) 1.1 $3.6M 46k 80.08
ProShares Ultra S&P500 (SSO) 1.1 $3.6M 35k 105.30
Guggenheim Bulletshs Etf equity 1.1 $3.4M 127k 26.55
Guggenheim Bulletshs Etf equity 1.0 $3.2M 119k 27.03
Altria (MO) 1.0 $3.2M 86k 37.43
Alerian Mlp Etf 0.9 $3.0M 172k 17.51
ProShares Ultra Russell2000 (UWM) 0.9 $3.0M 35k 86.24
iShares iBoxx $ High Yid Corp Bond (HYG) 0.9 $2.9M 31k 94.39
At&t (T) 0.9 $2.8M 82k 34.42
Apple (AAPL) 0.8 $2.7M 5.9k 455.02
Energy Transfer Partners 0.8 $2.5M 46k 53.32
iShares Lehman Aggregate Bond (AGG) 0.8 $2.4M 22k 107.92
Vanguard Mid-Cap Value ETF (VOE) 0.7 $2.3M 28k 82.82
Plains All American Pipeline (PAA) 0.7 $2.2M 41k 55.13
SPDR Barclays Capital Convertible SecETF (CWB) 0.7 $2.2M 45k 48.40
Claymore Etf gug blt2016 hy 0.7 $2.2M 79k 27.30
Global X Etf equity 0.6 $1.9M 79k 24.54
NuStar Energy 0.6 $1.9M 35k 54.94
PowerShares Fin. Preferred Port. 0.6 $1.9M 107k 17.79
SPDR Barclays Capital High Yield B 0.6 $1.9M 46k 41.32
Vanguard REIT ETF (VNQ) 0.6 $1.9M 27k 70.61
Verizon Communications (VZ) 0.6 $1.8M 38k 46.94
Vanguard Small-Cap Value ETF (VBR) 0.5 $1.7M 17k 100.67
Prospect Capital Corporation (PSEC) 0.5 $1.5M 142k 10.80
Exxon Mobil Corporation (XOM) 0.5 $1.5M 17k 91.86
PowerShares DWA Devld Markt Tech 0.5 $1.5M 55k 26.51
Spdr S&p 500 Etf (SPY) 0.4 $1.4M 7.5k 186.97
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.4 $1.4M 41k 33.99
Spdr Series Trust equity (IBND) 0.4 $1.4M 38k 37.32
PowerShares DWA Emerg Markts Tech 0.4 $1.3M 73k 17.70
Microsoft Corporation (MSFT) 0.4 $1.2M 31k 39.34
Pan American Silver Corp Can (PAAS) 0.4 $1.2M 91k 12.88
First Trust Health Care AlphaDEX (FXH) 0.4 $1.2M 28k 42.59
Johnson & Johnson (JNJ) 0.4 $1.1M 12k 94.49
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.1M 17k 67.21
SPDR Gold Trust (GLD) 0.3 $1.1M 9.0k 121.69
Starbucks Corporation (SBUX) 0.3 $1.0M 15k 68.04
Vanguard Utilities ETF (VPU) 0.3 $1.0M 12k 90.56
PowerShares QQQ Trust, Series 1 0.3 $969k 11k 87.70
Flaherty & Crumrine Dyn P (DFP) 0.3 $955k 44k 21.71
Market Vectors Junior Gold Min 0.3 $953k 26k 36.22
General Electric Company 0.3 $907k 37k 24.64
First Trust Cnsumer Stapl Alpha (FXG) 0.3 $899k 31k 29.25
Bank of America Corporation (BAC) 0.3 $851k 53k 15.97
United Parcel Service (UPS) 0.3 $825k 8.8k 94.05
Powershares Exchange 0.2 $784k 34k 23.10
Enterprise Products Partners (EPD) 0.2 $750k 11k 69.37
Vanguard High Dividend Yield ETF (VYM) 0.2 $759k 12k 63.10
Ford Motor Company (F) 0.2 $717k 47k 15.25
Newlink Genetics Corporation 0.2 $738k 26k 28.38
Rydex S&P Equal Weight ETF 0.2 $688k 9.4k 73.02
International Business Machines (IBM) 0.2 $675k 4.2k 161.56
Pepsi (PEP) 0.2 $680k 8.7k 77.78
Chevron Corporation (CVX) 0.2 $631k 6.0k 105.10
Total (TTE) 0.2 $647k 10k 64.55
First Trust Financials AlphaDEX (FXO) 0.2 $624k 30k 21.15
Vanguard Extended Market ETF (VXF) 0.2 $648k 7.6k 84.97
Powershares Etf Tr Ii em mrk low vol 0.2 $646k 24k 26.69
McDonald's Corporation (MCD) 0.2 $607k 6.6k 92.04
SPDR S&P Oil & Gas Equipt & Servs. 0.2 $596k 13k 45.85
First Trust Morningstar Divid Ledr (FDL) 0.2 $587k 26k 22.50
Reynolds American 0.2 $573k 11k 53.39
Intel Corporation (INTC) 0.2 $576k 26k 22.57
Freeport-McMoRan Copper & Gold (FCX) 0.2 $577k 17k 33.10
Amazon (AMZN) 0.2 $572k 2.0k 288.16
Permian Basin Royalty Trust (PBT) 0.2 $576k 44k 13.20
Technology SPDR (XLK) 0.2 $576k 16k 36.38
Garmin (GRMN) 0.2 $559k 10k 55.25
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $568k 5.3k 107.07
Calamos Convertible & Hi Income Fund (CHY) 0.2 $560k 42k 13.48
PowerShares Dynamic Lg. Cap Value 0.2 $576k 20k 29.07
Powershares Senior Loan Portfo mf 0.2 $559k 23k 24.80
Wells Fargo & Company (WFC) 0.2 $530k 11k 46.30
Boeing Company (BA) 0.2 $542k 5.1k 105.92
ConocoPhillips (COP) 0.2 $542k 8.1k 66.92
iShares S&P 500 Growth Index (IVW) 0.2 $544k 6.2k 87.69
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.2 $524k 24k 22.33
First Trust Materials AlphaDEX Fnd (FXZ) 0.2 $544k 16k 33.31
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $552k 18k 31.17
First Trust Energy AlphaDEX (FXN) 0.2 $549k 21k 26.22
Packaging Corporation of America (PKG) 0.2 $514k 7.3k 70.38
Berkshire Hathaway (BRK.B) 0.2 $509k 4.1k 125.00
Archer Daniels Midland Company (ADM) 0.2 $522k 12k 43.40
SYSCO Corporation (SYY) 0.2 $494k 14k 36.10
Walgreen Company 0.2 $522k 7.9k 66.03
Banco Santander (SAN) 0.2 $504k 53k 9.58
iShares S&P 500 Value Index (IVE) 0.2 $496k 5.7k 86.93
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.2 $521k 7.2k 72.44
Eli Lilly & Co. (LLY) 0.1 $478k 8.7k 54.79
Seadrill 0.1 $479k 14k 35.15
Vanguard Emerging Markets ETF (VWO) 0.1 $471k 12k 40.58
First Trust DJ Internet Index Fund (FDN) 0.1 $489k 12k 41.60
Guggenheim Bulletshar 0.1 $485k 22k 21.89
Northern Lts Etf Tr 0.1 $473k 18k 27.02
Pfizer (PFE) 0.1 $441k 14k 31.39
E.I. du Pont de Nemours & Company 0.1 $458k 7.2k 63.37
New York Community Ban 0.1 $458k 29k 16.07
Kinder Morgan Energy Partners 0.1 $446k 6.0k 73.95
Vanguard Total Stock Market ETF (VTI) 0.1 $445k 4.6k 97.42
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $442k 16k 27.83
Columbia Ppty Tr 0.1 $458k 17k 27.27
AGL Resources 0.1 $415k 8.5k 48.94
3M Company (MMM) 0.1 $410k 3.5k 118.12
Cisco Systems (CSCO) 0.1 $421k 20k 20.72
Helmerich & Payne (HP) 0.1 $423k 3.9k 107.66
Procter & Gamble Company (PG) 0.1 $409k 5.6k 72.70
Energy Transfer Equity (ET) 0.1 $408k 8.7k 46.76
Abb (ABBNY) 0.1 $401k 16k 25.81
iShares MSCI Germany Index Fund (EWG) 0.1 $415k 13k 31.33
First Trust ISE Revere Natural Gas 0.1 $405k 20k 20.72
Claymore Exchange-traded Fd gugg crp bd 2014 0.1 $427k 20k 21.15
Qr Energy 0.1 $408k 23k 17.89
Abbvie (ABBV) 0.1 $402k 8.2k 48.85
Hasbro (HAS) 0.1 $381k 6.9k 55.56
V.F. Corporation (VFC) 0.1 $395k 6.4k 61.89
Philip Morris International (PM) 0.1 $377k 4.6k 81.78
Energy Select Sector SPDR (XLE) 0.1 $392k 4.4k 89.05
iShares S&P MidCap 400 Index (IJH) 0.1 $387k 3.3k 116.25
Vanguard Europe Pacific ETF (VEA) 0.1 $371k 9.0k 41.32
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $392k 3.6k 109.10
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $368k 16k 22.40
Tiptree Finl Inc cl a (TIPT) 0.1 $365k 49k 7.51
Companhia Siderurgica Nacional (SID) 0.1 $345k 79k 4.36
Wal-Mart Stores (WMT) 0.1 $360k 5.3k 67.75
Waste Management (WM) 0.1 $362k 8.6k 42.09
AstraZeneca (AZN) 0.1 $345k 5.3k 64.94
Qualcomm (QCOM) 0.1 $337k 5.3k 63.95
Gannett 0.1 $344k 13k 27.56
Industrial SPDR (XLI) 0.1 $341k 6.5k 52.25
Och-Ziff Capital Management 0.1 $338k 25k 13.78
Sun Life Financial (SLF) 0.1 $359k 10k 34.65
HCP 0.1 $335k 8.6k 38.85
iShares S&P SmallCap 600 Index (IJR) 0.1 $339k 3.1k 110.06
SPDR S&P Dividend (SDY) 0.1 $360k 4.9k 73.48
Huntington Bancshares Inc pfd conv ser a 0.1 $363k 279.00 1301.08
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.1 $354k 3.4k 103.09
Hollyfrontier Corp 0.1 $357k 7.5k 47.56
Prospect Capital Corp note 0.1 $354k 337k 1.05
Coca-Cola Company (KO) 0.1 $304k 8.9k 34.34
Bristol Myers Squibb (BMY) 0.1 $324k 6.9k 46.73
Union Pacific Corporation (UNP) 0.1 $332k 1.8k 187.89
CenturyLink 0.1 $321k 9.8k 32.82
Merck & Co (MRK) 0.1 $316k 6.3k 50.54
Chesapeake Energy Corporation 0.1 $301k 13k 23.60
Icahn Enterprises (IEP) 0.1 $323k 3.1k 102.74
Magellan Midstream Partners 0.1 $327k 4.7k 69.77
iShares Barclays TIPS Bond Fund (TIP) 0.1 $316k 2.8k 112.22
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $328k 3.1k 105.64
iShares MSCI Spain Index (EWP) 0.1 $308k 7.6k 40.75
First Trust S&P REIT Index Fund (FRI) 0.1 $312k 16k 19.17
American Tower Reit (AMT) 0.1 $330k 4.0k 81.78
Atlas Resource Partners 0.1 $319k 15k 20.92
Phillips 66 (PSX) 0.1 $301k 4.1k 73.34
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.1 $315k 8.8k 35.78
Blackstone 0.1 $271k 8.1k 33.30
Caterpillar (CAT) 0.1 $290k 4.0k 72.16
Abbott Laboratories (ABT) 0.1 $288k 7.9k 36.59
General Mills (GIS) 0.1 $275k 5.3k 51.87
GlaxoSmithKline 0.1 $282k 5.3k 53.34
Hewlett-Packard Company 0.1 $273k 8.5k 32.31
Target Corporation (TGT) 0.1 $275k 5.3k 51.54
Danaher Corporation (DHR) 0.1 $300k 4.0k 75.00
Gilead Sciences (GILD) 0.1 $271k 4.4k 61.27
Trinity Industries (TRN) 0.1 $292k 4.1k 72.01
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $270k 2.7k 101.85
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $299k 3.2k 94.74
Jp Morgan Alerian Mlp Index 0.1 $295k 6.3k 46.57
iShares MSCI Sweden Index (EWD) 0.1 $285k 7.8k 36.65
iShares MSCI Switzerland Index Fund (EWL) 0.1 $289k 8.4k 34.33
Wisdomtree Trust futre strat (WTMF) 0.1 $290k 7.1k 41.13
Vanguard S&p 500 Etf idx (VOO) 0.1 $300k 1.8k 171.43
Vodafone Group New Adr F (VOD) 0.1 $298k 8.1k 36.77
Broadridge Financial Solutions (BR) 0.1 $267k 7.2k 37.08
Brookfield Asset Management 0.1 $266k 6.5k 40.92
Kimberly-Clark Corporation (KMB) 0.1 $250k 2.6k 97.43
Automatic Data Processing (ADP) 0.1 $242k 3.1k 77.19
Allergan 0.1 $261k 2.1k 124.29
Lowe's Companies (LOW) 0.1 $245k 6.1k 40.26
PPL Corporation (PPL) 0.1 $248k 7.5k 33.09
BlackRock Global Energy & Resources Trus (BGR) 0.1 $268k 11k 24.14
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $242k 30k 8.07
PowerShares Dynamic Basic Material 0.1 $269k 5.1k 52.68
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $265k 5.0k 53.00
Retail Properties Of America 0.1 $250k 18k 13.56
Duke Energy (DUK) 0.1 $261k 3.7k 71.12
United Technol conv prf 0.1 $266k 4.0k 66.50
Mondelez Int (MDLZ) 0.1 $261k 8.2k 32.02
Plains Gp Hldgs L P shs a rep ltpn 0.1 $240k 8.6k 27.97
Costco Wholesale Corporation (COST) 0.1 $216k 2.2k 99.04
Health Care SPDR (XLV) 0.1 $216k 3.7k 58.41
Norfolk Southern (NSC) 0.1 $210k 2.2k 97.04
Dominion Resources (D) 0.1 $223k 3.1k 71.11
Transocean (RIG) 0.1 $210k 5.1k 41.26
Air Products & Chemicals (APD) 0.1 $209k 1.8k 119.22
Whole Foods Market 0.1 $237k 5.3k 45.00
Alliance Data Systems Corporation (BFH) 0.1 $222k 932.00 238.20
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $236k 2.8k 83.36
Middleby Corporation (MIDD) 0.1 $225k 850.00 264.71
BP Prudhoe Bay Royalty Trust (BPT) 0.1 $219k 2.6k 84.30
Federal Realty Inv. Trust 0.1 $229k 2.0k 114.50
iShares S&P MidCap 400 Growth (IJK) 0.1 $226k 1.5k 153.22
Bank Of America Corporation preferred (BAC.PL) 0.1 $229k 200.00 1145.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $231k 2.1k 109.17
iShares S&P SmallCap 600 Growth (IJT) 0.1 $219k 2.7k 82.55
Vanguard Dividend Appreciation ETF (VIG) 0.1 $234k 3.1k 75.36
iShares Cohen & Steers Realty Maj. (ICF) 0.1 $209k 2.5k 82.19
Liberty All-Star Equity Fund (USA) 0.1 $212k 36k 5.89
WisdomTree Dividend ex-Fin Fund (AIVL) 0.1 $209k 3.0k 70.18
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $227k 1.9k 120.68
Astrotech 0.1 $228k 97k 2.35
American Realty Capital Prop 0.1 $209k 19k 11.30
Facebook Inc cl a (META) 0.1 $227k 5.0k 45.49
Claymore Etf gug blt2017 hy 0.1 $206k 7.5k 27.46
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.1 $206k 7.5k 27.35
Kraft Foods 0.1 $228k 4.3k 53.50
Corning Incorporated (GLW) 0.1 $200k 11k 17.78
ConAgra Foods (CAG) 0.1 $205k 6.9k 29.75
American States Water Company (AWR) 0.1 $204k 6.3k 32.36
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $190k 13k 14.62
iShares 2014 S&P AMT-Free Mun Ser ETF 0.1 $205k 4.0k 51.25
Db-x Msci Japan Etf equity (DBJP) 0.1 $205k 5.8k 35.33
Powershares Etf Trust Ii 0.1 $185k 21k 9.00
Global X Fds glbx suprinc e (SPFF) 0.1 $190k 13k 15.08
Santander Consumer Usa 0.1 $202k 8.4k 24.05
CenterState Banks 0.1 $143k 13k 10.90
iShares Gold Trust 0.1 $143k 12k 11.81
Mitek Systems (MITK) 0.1 $171k 44k 3.88
Annaly Capital Management 0.0 $121k 11k 11.00
PDL BioPharma 0.0 $136k 16k 8.29
Synovus Financial 0.0 $109k 32k 3.39
Star Gas Partners (SGU) 0.0 $102k 17k 5.85
Oi Sa-adr sp 0.0 $57k 43k 1.34
Genco Shipping & Trading 0.0 $18k 10k 1.73
RadioShack Corporation 0.0 $41k 20k 2.10
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $17k 30k 0.57
Essex Rental 0.0 $44k 15k 2.98
Managed High Yield Plus Fund 0.0 $37k 18k 2.11
Ares Capital Corp 5.125 2016 conv 0.0 $32k 30k 1.07
Sirius Xm Holdings (SIRI) 0.0 $43k 15k 2.97
Dryships Inc. note 5.000%12/0 0.0 $10k 10k 1.00
Global Geophysical Svcs 0.0 $1.0k 10k 0.10