Prospera Financial Services

Prospera Financial Services as of June 30, 2014

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 274 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 5.8 $21M 1.1M 19.83
iShares Dow Jones US Healthcare (IYH) 4.2 $16M 123k 128.21
Financial Select Sector SPDR (XLF) 4.2 $16M 680k 22.74
Materials SPDR (XLB) 4.1 $15M 305k 49.64
iShares Dow Jones US Technology (IYW) 4.1 $15M 157k 96.88
iShares Dow Jones US Utilities (IDU) 4.1 $15M 135k 111.37
iShares Dow Jones US Energy Sector (IYE) 4.0 $15M 260k 56.80
Consumer Staples Select Sect. SPDR (XLP) 3.9 $14M 321k 44.62
iShares Dow Jones US Industrial (IYJ) 3.9 $14M 139k 103.60
Powershares Etf Tr Ii s^p500 low vol 2.5 $9.1M 256k 35.59
Eagle Materials (EXP) 2.2 $8.2M 87k 94.28
PowerShares DWA Technical Ldrs Pf 2.0 $7.5M 192k 39.01
iShares S&P US Pref Stock Idx Fnd (PFF) 1.6 $5.8M 146k 39.91
iShares S&P 500 Index (IVV) 1.5 $5.6M 29k 196.99
Vanguard Short-Term Bond ETF (BSV) 1.0 $3.9M 48k 80.34
Altria (MO) 1.0 $3.7M 87k 41.94
Apple (AAPL) 0.9 $3.5M 38k 92.94
iShares S&P MidCap 400 Index (IJH) 0.9 $3.4M 24k 143.08
Alerian Mlp Etf 0.9 $3.4M 178k 19.00
Guggenheim Bulletshs Etf equity 0.9 $3.3M 122k 26.92
Guggenheim Bulletshs Etf equity 0.9 $3.3M 125k 26.45
iShares iBoxx $ High Yid Corp Bond (HYG) 0.9 $3.2M 34k 95.19
At&t (T) 0.9 $3.2M 90k 35.36
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.9 $3.2M 31k 103.58
iShares Russell 2000 Index (IWM) 0.8 $3.1M 27k 118.80
PowerShares QQQ Trust, Series 1 0.8 $2.9M 30k 93.90
iShares Lehman Aggregate Bond (AGG) 0.8 $2.9M 26k 109.41
Energy Transfer Partners 0.8 $2.8M 48k 57.97
Vanguard Mid-Cap Value ETF (VOE) 0.7 $2.6M 30k 86.95
Plains All American Pipeline (PAA) 0.7 $2.6M 43k 60.06
Global X Etf equity 0.7 $2.5M 97k 26.06
SPDR Barclays Capital Convertible SecETF (CWB) 0.7 $2.4M 48k 50.50
ProShares Ultra S&P500 (SSO) 0.7 $2.4M 21k 115.80
Claymore Etf gug blt2016 hy 0.6 $2.3M 82k 27.44
SPDR Barclays Capital High Yield B 0.6 $2.2M 54k 41.72
NuStar Energy (NS) 0.6 $2.2M 35k 62.01
Vanguard REIT ETF (VNQ) 0.6 $2.2M 29k 74.86
PowerShares Fin. Preferred Port. 0.5 $2.0M 109k 18.20
Verizon Communications (VZ) 0.5 $2.0M 40k 48.92
Johnson & Johnson (JNJ) 0.5 $1.8M 18k 104.62
Vanguard Small-Cap Value ETF (VBR) 0.5 $1.8M 17k 105.47
Rydex S&P Equal Weight ETF 0.5 $1.7M 23k 76.73
Calamos Convertible & Hi Income Fund (CHY) 0.5 $1.7M 114k 14.80
First Trust Cnsumer Stapl Alpha (FXG) 0.5 $1.7M 43k 39.80
Exxon Mobil Corporation (XOM) 0.5 $1.7M 17k 100.69
SPDR Barclay Cp Intr Trm Cr Bd (SPIB) 0.5 $1.7M 48k 34.46
Spdr Series Trust equity (IBND) 0.5 $1.7M 44k 37.84
Prospect Capital Corporation (PSEC) 0.4 $1.6M 149k 10.62
PowerShares DWA Devld Markt Tech 0.4 $1.6M 60k 26.36
PowerShares DWA Emerg Markts Tech 0.4 $1.5M 79k 18.61
Pan American Silver Corp Can (PAAS) 0.4 $1.4M 94k 15.35
PIMCO Strategic Global Government Fund (RCS) 0.4 $1.4M 135k 10.70
Spdr S&p 500 Etf (SPY) 0.4 $1.4M 7.2k 195.80
Microsoft Corporation (MSFT) 0.4 $1.3M 32k 41.69
Starbucks Corporation (SBUX) 0.3 $1.3M 17k 77.36
Powershares Etf Trust Ii 0.3 $1.3M 33k 39.18
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.3M 19k 68.39
ProShares Ultra Russell2000 (UWM) 0.3 $1.3M 14k 89.17
ProShares Ultra MidCap400 (MVV) 0.3 $1.2M 17k 71.93
Proshares Tr ultr 7-10 trea (UST) 0.3 $1.2M 23k 53.79
Powershares Exchange 0.3 $1.3M 37k 33.46
SPDR Gold Trust (GLD) 0.3 $1.2M 9.1k 128.01
Vanguard Utilities ETF (VPU) 0.3 $1.2M 12k 96.69
Chevron Corporation (CVX) 0.3 $1.1M 8.2k 130.54
First Trust Health Care AlphaDEX (FXH) 0.3 $1.0M 20k 53.26
Market Vectors Junior Gold Min 0.3 $1.0M 25k 42.25
General Electric Company 0.3 $990k 38k 26.27
First Trust Utilities AlphaDEX Fnd (FXU) 0.2 $916k 38k 23.86
International Business Machines (IBM) 0.2 $870k 4.8k 181.36
Flaherty & Crumrine Dyn P (DFP) 0.2 $893k 38k 23.55
Enterprise Products Partners (EPD) 0.2 $864k 11k 78.30
Seagate Technology Com Stk 0.2 $854k 15k 56.79
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.2 $861k 26k 33.25
United Parcel Service (UPS) 0.2 $826k 8.0k 102.66
Facebook Inc cl a (META) 0.2 $818k 12k 67.27
Pepsi (PEP) 0.2 $769k 8.6k 89.34
Total (TTE) 0.2 $773k 11k 72.16
Amazon (AMZN) 0.2 $788k 2.4k 324.68
Vanguard High Dividend Yield ETF (VYM) 0.2 $792k 12k 66.33
McDonald's Corporation (MCD) 0.2 $757k 7.5k 100.76
Technology SPDR (XLK) 0.2 $736k 19k 38.34
Powershares Etf Tr Ii em mrk low vol 0.2 $729k 26k 28.15
Vodafone Group New Adr F (VOD) 0.2 $739k 22k 33.40
Bank of America Corporation (BAC) 0.2 $720k 47k 15.36
Dow Chemical Company 0.2 $707k 14k 51.45
Gilead Sciences (GILD) 0.2 $692k 8.4k 82.87
First Trust DJ Internet Index Fund (FDN) 0.2 $686k 12k 59.58
Newlink Genetics Corporation 0.2 $690k 26k 26.54
AstraZeneca (AZN) 0.2 $665k 9.0k 74.28
Lockheed Martin Corporation (LMT) 0.2 $680k 4.2k 160.79
Energy Select Sector SPDR (XLE) 0.2 $650k 6.5k 100.03
iShares S&P 500 Growth Index (IVW) 0.2 $659k 6.3k 105.25
Vanguard Extended Market ETF (VXF) 0.2 $662k 7.5k 87.72
Qr Energy 0.2 $659k 35k 18.99
Northern Lts Etf Tr 0.2 $679k 24k 28.23
Pitney Bowes (PBI) 0.2 $610k 22k 27.61
National Grid 0.2 $624k 8.4k 74.32
Permian Basin Royalty Trust (PBT) 0.2 $643k 45k 14.25
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $634k 5.8k 108.69
First Trust Morningstar Divid Ledr (FDL) 0.2 $618k 26k 23.79
Wells Fargo & Company (WFC) 0.2 $609k 12k 52.57
Banco Santander (SAN) 0.2 $600k 58k 10.42
Kinder Morgan Energy Partners 0.2 $582k 7.1k 82.18
iShares S&P 500 Value Index (IVE) 0.2 $582k 6.4k 90.33
Garmin (GRMN) 0.2 $596k 9.8k 60.87
PowerShares Dynamic Lg. Cap Value 0.2 $605k 20k 30.31
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.2 $604k 17k 34.67
Bristol Myers Squibb (BMY) 0.1 $568k 12k 48.53
Cisco Systems (CSCO) 0.1 $544k 22k 24.84
ConocoPhillips (COP) 0.1 $567k 6.6k 85.75
Rio Tinto (RIO) 0.1 $542k 10k 54.31
New York Community Ban (NYCB) 0.1 $545k 34k 15.99
Powershares Senior Loan Portfo mf 0.1 $564k 23k 24.86
Tiptree Finl Inc cl a (TIPT) 0.1 $548k 63k 8.70
BP (BP) 0.1 $519k 9.8k 52.71
Berkshire Hathaway (BRK.B) 0.1 $532k 4.2k 126.67
Eli Lilly & Co. (LLY) 0.1 $519k 8.3k 62.19
SYSCO Corporation (SYY) 0.1 $505k 14k 37.41
Energy Transfer Equity (ET) 0.1 $512k 8.7k 58.99
Spectra Energy Partners 0.1 $502k 9.4k 53.30
Vanguard Emerging Markets ETF (VWO) 0.1 $505k 12k 43.10
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $529k 6.9k 76.76
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $519k 18k 29.20
Gaslog 0.1 $513k 16k 31.86
3M Company (MMM) 0.1 $479k 3.3k 143.11
Boeing Company (BA) 0.1 $482k 3.8k 127.21
Qualcomm (QCOM) 0.1 $471k 5.9k 79.23
Vanguard Europe Pacific ETF (VEA) 0.1 $466k 11k 42.59
SPDR S&P Dividend (SDY) 0.1 $497k 6.5k 76.61
Guggenheim Bulletshar 0.1 $488k 22k 21.92
Abbvie (ABBV) 0.1 $466k 8.3k 56.40
V.F. Corporation (VFC) 0.1 $440k 7.0k 63.06
Procter & Gamble Company (PG) 0.1 $452k 5.8k 78.60
Gannett 0.1 $431k 14k 31.32
Tesla Motors (TSLA) 0.1 $447k 1.9k 239.94
First Trust Financials AlphaDEX (FXO) 0.1 $431k 19k 22.23
iShares MSCI Germany Index Fund (EWG) 0.1 $455k 15k 31.30
Coca-Cola Company (KO) 0.1 $409k 9.6k 42.39
Philip Morris International (PM) 0.1 $402k 4.8k 84.40
Target Corporation (TGT) 0.1 $411k 7.1k 57.96
Illumina (ILMN) 0.1 $399k 2.2k 178.68
Och-Ziff Capital Management 0.1 $417k 30k 13.84
Sun Life Financial (SLF) 0.1 $397k 11k 36.70
Trinity Industries (TRN) 0.1 $390k 8.9k 43.77
Vanguard Total Stock Market ETF (VTI) 0.1 $423k 4.2k 101.83
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $421k 13k 32.49
Industries N shs - a - (LYB) 0.1 $424k 4.3k 97.76
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $398k 3.6k 110.31
SPDR S&P Oil & Gas Equipt & Servs. 0.1 $394k 8.0k 49.25
First Trust Energy AlphaDEX (FXN) 0.1 $395k 14k 29.32
First Trust Ind/Prod AlphaDEX (FXR) 0.1 $414k 14k 30.49
Claymore Exchange-traded Fd gugg crp bd 2014 0.1 $406k 19k 21.10
Wpp Plc- (WPP) 0.1 $396k 3.6k 108.97
Broadridge Financial Solutions (BR) 0.1 $354k 8.5k 41.65
Caterpillar (CAT) 0.1 $380k 3.5k 108.54
Wal-Mart Stores (WMT) 0.1 $366k 4.9k 75.00
Intel Corporation (INTC) 0.1 $375k 12k 30.91
CenturyLink 0.1 $353k 9.7k 36.23
Allergan 0.1 $355k 2.1k 169.05
Danaher Corporation (DHR) 0.1 $354k 4.5k 78.67
Icahn Enterprises (IEP) 0.1 $388k 3.9k 99.61
HCP 0.1 $358k 8.6k 41.43
First Trust Materials AlphaDEX Fnd (FXZ) 0.1 $383k 11k 34.18
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $353k 3.6k 99.13
Huntington Bancshares Inc pfd conv ser a 0.1 $368k 279.00 1319.00
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.1 $360k 3.4k 105.36
iShares MSCI Spain Index (EWP) 0.1 $370k 8.6k 42.87
First Trust S&P REIT Index Fund (FRI) 0.1 $379k 19k 20.43
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $370k 17k 22.37
Prospect Capital Corp note 0.1 $364k 350k 1.04
Phillips 66 (PSX) 0.1 $363k 4.5k 80.42
Columbia Ppty Tr 0.1 $388k 15k 26.01
Google Inc Class C 0.1 $382k 664.00 575.30
Abbott Laboratories (ABT) 0.1 $343k 8.4k 40.95
Pfizer (PFE) 0.1 $324k 11k 29.67
Kimberly-Clark Corporation (KMB) 0.1 $329k 3.0k 111.19
Union Pacific Corporation (UNP) 0.1 $345k 3.5k 99.74
Transocean (RIG) 0.1 $346k 7.7k 45.09
Merck & Co (MRK) 0.1 $351k 6.1k 57.90
iShares Dow Jones Select Dividend (DVY) 0.1 $327k 4.2k 76.96
iShares S&P SmallCap 600 Index (IJR) 0.1 $332k 3.0k 112.16
iShares S&P SmallCap 600 Growth (IJT) 0.1 $348k 2.9k 120.83
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $321k 3.0k 105.73
Jp Morgan Alerian Mlp Index (AMJ) 0.1 $322k 6.2k 52.36
iShares MSCI Switzerland Index Fund (EWL) 0.1 $329k 9.6k 34.27
BlackRock Global Energy & Resources Trus (BGR) 0.1 $340k 13k 26.98
PowerShares Dynamic Basic Material 0.1 $345k 6.2k 55.33
Eaton (ETN) 0.1 $337k 4.4k 77.08
Vanguard S&p 500 Etf idx (VOO) 0.1 $345k 1.9k 179.22
Walt Disney Company (DIS) 0.1 $278k 3.2k 85.72
Brookfield Asset Management 0.1 $287k 6.5k 43.95
GlaxoSmithKline 0.1 $283k 5.3k 53.52
Hewlett-Packard Company 0.1 $285k 8.5k 33.73
PPL Corporation (PPL) 0.1 $298k 8.4k 35.50
Middleby Corporation (MIDD) 0.1 $310k 3.8k 82.67
Vanguard Financials ETF (VFH) 0.1 $311k 6.7k 46.36
iShares MSCI Sweden Index (EWD) 0.1 $312k 8.9k 35.23
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $305k 37k 8.23
Astrotech 0.1 $309k 97k 3.18
American Tower Reit (AMT) 0.1 $302k 3.4k 89.99
Mondelez Int (MDLZ) 0.1 $307k 8.2k 37.55
Comcast Corporation (CMCSA) 0.1 $258k 4.8k 53.73
JPMorgan Chase & Co. (JPM) 0.1 $276k 4.8k 57.57
Costco Wholesale Corporation (COST) 0.1 $244k 2.1k 114.93
Automatic Data Processing (ADP) 0.1 $245k 3.1k 79.24
General Mills (GIS) 0.1 $276k 5.3k 52.53
Ford Motor Company (F) 0.1 $241k 14k 17.22
Freeport-McMoRan Copper & Gold (FCX) 0.1 $262k 7.2k 36.53
Accenture (ACN) 0.1 $266k 3.3k 80.83
Lowe's Companies (LOW) 0.1 $247k 5.1k 47.98
Westar Energy 0.1 $268k 7.0k 38.15
Chesapeake Energy Corporation 0.1 $247k 7.9k 31.13
Industrial SPDR (XLI) 0.1 $267k 4.9k 54.11
BP Prudhoe Bay Royalty Trust (BPT) 0.1 $257k 2.6k 98.92
NorthWestern Corporation (NWE) 0.1 $269k 5.2k 52.23
Federal Realty Inv. Trust 0.1 $242k 2.0k 121.00
iShares S&P MidCap 400 Growth (IJK) 0.1 $259k 1.7k 156.87
Vanguard Dividend Appreciation ETF (VIG) 0.1 $247k 3.2k 77.87
Liberty All-Star Equity Fund (USA) 0.1 $270k 45k 6.00
WisdomTree Dividend ex-Fin Fund (AIVL) 0.1 $248k 3.4k 73.88
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $264k 2.1k 126.98
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $265k 5.0k 53.00
Wisdomtree Trust futre strat (WTMF) 0.1 $265k 6.4k 41.73
Atlas Resource Partners 0.1 $259k 13k 20.31
Duke Energy (DUK) 0.1 $276k 3.7k 74.19
United Technol conv prf 0.1 $261k 4.0k 65.25
Kraft Foods 0.1 $271k 4.5k 59.88
Plains Gp Hldgs L P shs a rep ltpn 0.1 $274k 8.6k 31.93
Health Care SPDR (XLV) 0.1 $213k 3.5k 60.94
Norfolk Southern (NSC) 0.1 $217k 2.1k 102.94
Dominion Resources (D) 0.1 $239k 3.3k 71.58
Air Products & Chemicals (APD) 0.1 $219k 1.7k 128.82
Royal Dutch Shell 0.1 $214k 2.5k 86.99
Schlumberger (SLB) 0.1 $211k 1.8k 118.01
Texas Instruments Incorporated (TXN) 0.1 $206k 4.3k 47.72
ConAgra Foods (CAG) 0.1 $233k 7.9k 29.67
Linn Energy 0.1 $223k 6.9k 32.31
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $228k 2.7k 84.85
Consolidated Communications Holdings (CNSL) 0.1 $215k 9.7k 22.24
American States Water Company (AWR) 0.1 $210k 6.3k 33.28
NPS Pharmaceuticals 0.1 $237k 7.2k 33.10
Magellan Midstream Partners 0.1 $229k 2.7k 84.07
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $221k 1.9k 119.07
Bank Of America Corporation preferred (BAC.PL) 0.1 $229k 195.00 1174.36
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $228k 2.0k 113.43
First Trust Amex Biotech Index Fnd (FBT) 0.1 $210k 2.6k 82.35
iShares 2014 S&P AMT-Free Mun Ser ETF 0.1 $205k 4.0k 51.25
Ubs Ag Jersey Brh Alerian Infrst 0.1 $229k 5.1k 44.58
Rydex S&P Equal Weight Utilities 0.1 $206k 2.8k 74.58
Hollyfrontier Corp 0.1 $232k 5.3k 43.68
Db-x Msci Japan Etf equity (DBJP) 0.1 $218k 5.9k 36.78
American Realty Capital Prop 0.1 $207k 17k 12.55
Claymore Etf gug blt2017 hy 0.1 $237k 8.6k 27.64
First Trust Global Tactical etp (FTGC) 0.1 $219k 6.5k 33.82
R.R. Donnelley & Sons Company 0.1 $190k 11k 16.97
Google 0.1 $201k 344.00 584.30
Alliance Data Systems Corporation (BFH) 0.1 $203k 720.00 281.94
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $196k 13k 15.08
First Trust ISE Revere Natural Gas 0.1 $202k 8.6k 23.63
New York Mortgage Trust 0.1 $195k 25k 7.81
Oi Sa-adr sp 0.1 $181k 210k 0.86
Global X Fds glbx suprinc e (SPFF) 0.1 $189k 13k 15.12
CenterState Banks 0.0 $147k 13k 11.20
iShares Gold Trust 0.0 $156k 12k 12.89
Retail Properties Of America 0.0 $158k 10k 15.43
Annaly Capital Management 0.0 $129k 11k 11.43
Mitek Systems (MITK) 0.0 $125k 38k 3.33
Windstream Hldgs 0.0 $100k 10k 9.93
Essex Rental 0.0 $36k 15k 2.44
Managed High Yield Plus Fund 0.0 $37k 18k 2.11
Ares Capital Corp 5.125 2016 conv 0.0 $32k 30k 1.07
Sirius Xm Holdings (SIRI) 0.0 $50k 15k 3.46
Dryships Inc. note 5.000%12/0 0.0 $10k 10k 1.00
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $18k 30k 0.60