Prospera Financial Services

Prospera Financial Services as of Dec. 31, 2014

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 291 positions in its portfolio as reported in the December 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 9.6 $39M 1.8M 22.03
Consumer Staples Select Sect. SPDR (XLP) 5.5 $22M 457k 48.49
Consumer Discretionary SPDR (XLY) 5.4 $22M 303k 72.15
iShares Dow Jones US Technology (IYW) 5.3 $21M 203k 104.40
iShares Dow Jones US Financial (IYF) 5.2 $21M 233k 90.20
iShares Dow Jones US Utilities (IDU) 5.2 $21M 176k 118.27
Powershares Etf Tr Ii s^p500 low vol 3.6 $15M 386k 37.96
PowerShares DWA Technical Ldrs Pf 3.2 $13M 317k 41.06
Eagle Materials (EXP) 1.6 $6.4M 85k 76.03
iShares Lehman Aggregate Bond (AGG) 1.4 $5.7M 52k 110.11
iShares S&P US Pref Stock Idx Fnd (PFF) 1.3 $5.2M 132k 39.44
Altria (MO) 1.3 $5.1M 104k 49.27
Apple (AAPL) 1.2 $4.8M 44k 110.37
At&t (T) 1.1 $4.3M 128k 33.59
Rydex S&P Equal Weight ETF 1.0 $4.0M 50k 80.05
Vanguard Short-Term Bond ETF (BSV) 1.0 $3.8M 48k 79.96
iShares S&P 500 Index (IVV) 0.9 $3.6M 18k 206.88
SPDR Barclays Capital Long Term Tr (SPTL) 0.8 $3.4M 46k 72.86
SPDR Nuveen Barclays Capital Build Amer 0.8 $3.3M 53k 62.95
SPDR Nuveen Barclays Capital Municpl Bnd 0.8 $3.3M 137k 24.16
Spdr Series Trust barcly cap etf (SPLB) 0.8 $3.3M 81k 41.35
Energy Transfer Partners 0.8 $3.2M 50k 65.01
Guggenheim Bulletshs Etf equity 0.8 $3.1M 120k 25.87
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $3.0M 34k 89.60
ProShares Ultra S&P500 (SSO) 0.8 $3.0M 23k 128.31
Alerian Mlp Etf 0.7 $3.0M 169k 17.52
PowerShares QQQ Trust, Series 1 0.7 $2.9M 28k 103.26
Vanguard Mid-Cap Value ETF (VOE) 0.7 $2.8M 32k 89.42
Vanguard REIT ETF (VNQ) 0.6 $2.5M 31k 80.99
Spdr S&p 500 Etf (SPY) 0.6 $2.3M 11k 205.55
First Trust S&P REIT Index Fund (FRI) 0.6 $2.3M 104k 22.27
Claymore Etf gug blt2016 hy 0.6 $2.3M 89k 25.89
Plains All American Pipeline (PAA) 0.6 $2.2M 43k 51.32
NuStar Energy (NS) 0.5 $2.1M 37k 57.74
PowerShares Fin. Preferred Port. 0.5 $2.0M 112k 18.26
Verizon Communications (VZ) 0.5 $1.9M 41k 46.78
Vanguard Small-Cap Value ETF (VBR) 0.5 $1.9M 18k 105.74
First Trust Cnsumer Stapl Alpha (FXG) 0.5 $1.8M 43k 42.56
PowerShares DWA Devld Markt Tech 0.4 $1.8M 74k 24.04
Johnson & Johnson (JNJ) 0.4 $1.7M 16k 104.57
Health Care SPDR (XLV) 0.4 $1.7M 26k 68.37
PowerShares DWA Emerg Markts Tech 0.4 $1.7M 98k 17.56
Microsoft Corporation (MSFT) 0.4 $1.7M 37k 46.46
SPDR S&P Dividend (SDY) 0.4 $1.7M 21k 78.80
Exxon Mobil Corporation (XOM) 0.4 $1.6M 17k 92.46
First Trust Health Care AlphaDEX (FXH) 0.4 $1.6M 27k 60.29
First Trust Tech AlphaDEX Fnd (FXL) 0.4 $1.5M 44k 34.50
First Trust Utilities AlphaDEX Fnd (FXU) 0.4 $1.5M 61k 24.87
Global X Etf equity 0.4 $1.5M 65k 23.06
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.3M 13k 105.96
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.3 $1.4M 11k 125.91
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.3 $1.3M 37k 35.79
iShares Dow Jones Select Dividend (DVY) 0.3 $1.2M 16k 79.43
Vanguard Utilities ETF (VPU) 0.3 $1.2M 12k 102.37
Cisco Systems (CSCO) 0.3 $1.2M 43k 27.81
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.2M 20k 60.83
First Trust DJ Internet Index Fund (FDN) 0.3 $1.2M 19k 61.33
Prospect Capital Corporation (PSEC) 0.3 $1.2M 140k 8.26
Utilities SPDR (XLU) 0.3 $1.1M 23k 47.20
General Electric Company 0.3 $1.0M 41k 25.26
SYSCO Corporation (SYY) 0.3 $1.0M 26k 39.67
SPDR Gold Trust (GLD) 0.3 $1.0M 9.1k 113.58
Calamos Convertible & Hi Income Fund (CHY) 0.3 $1.1M 77k 13.83
Powershares Exchange 0.3 $1.0M 34k 30.93
Market Vectors Junior Gold Min 0.3 $1.1M 44k 23.94
Facebook Inc cl a (META) 0.2 $982k 13k 78.00
Pepsi (PEP) 0.2 $916k 9.7k 94.57
Seagate Technology Com Stk 0.2 $912k 14k 66.48
Technology SPDR (XLK) 0.2 $911k 22k 41.33
First Trust Large Cap GO Alpha Fnd (FTC) 0.2 $940k 20k 46.48
Kinder Morgan (KMI) 0.2 $912k 22k 42.31
United Parcel Service (UPS) 0.2 $892k 8.0k 111.19
Lockheed Martin Corporation (LMT) 0.2 $890k 4.6k 192.56
Chevron Corporation (CVX) 0.2 $832k 7.4k 112.13
Starbucks Corporation (SBUX) 0.2 $824k 10k 82.02
Vanguard Total Stock Market ETF (VTI) 0.2 $835k 7.9k 105.99
Newlink Genetics Corporation 0.2 $835k 21k 39.76
Bank of America Corporation (BAC) 0.2 $791k 44k 17.89
Gilead Sciences (GILD) 0.2 $801k 8.5k 94.24
Vanguard High Dividend Yield ETF (VYM) 0.2 $807k 12k 68.77
SPDR Barclays Capital Convertible SecETF (CWB) 0.2 $811k 17k 46.87
Claymore Etf gug blt2017 hy 0.2 $803k 31k 25.97
Baxter International (BAX) 0.2 $771k 11k 73.31
Procter & Gamble Company (PG) 0.2 $750k 8.2k 91.14
PPL Corporation (PPL) 0.2 $744k 21k 36.35
Enterprise Products Partners (EPD) 0.2 $754k 21k 36.10
MSCI Indonesia Investable Market Ind (EIDO) 0.2 $750k 27k 27.43
First Trust Morningstar Divid Ledr (FDL) 0.2 $779k 33k 23.96
PIMCO Strategic Global Government Fund (RCS) 0.2 $781k 83k 9.47
Tiptree Finl Inc cl a (TIPT) 0.2 $765k 94k 8.10
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $707k 6.4k 110.33
Claymore/zacks Mid-cap Core Etf cmn 0.2 $730k 15k 49.50
Leggett & Platt (LEG) 0.2 $695k 16k 42.60
Wells Fargo & Company (WFC) 0.2 $680k 12k 54.78
AstraZeneca (AZN) 0.2 $676k 9.6k 70.34
International Business Machines (IBM) 0.2 $682k 4.3k 160.43
iShares S&P 500 Growth Index (IVW) 0.2 $663k 5.9k 111.60
iShares S&P MidCap 400 Index (IJH) 0.2 $663k 4.6k 144.89
First Trust Financials AlphaDEX (FXO) 0.2 $685k 30k 23.26
Vanguard Extended Market ETF (VXF) 0.2 $690k 7.9k 87.82
Orange Sa (ORAN) 0.2 $668k 40k 16.92
Arrow Dow Jones Global Yield Etf etf (GYLD) 0.2 $697k 29k 23.86
Caterpillar (CAT) 0.2 $650k 7.1k 91.59
Bristol Myers Squibb (BMY) 0.2 $660k 11k 59.01
CVS Caremark Corporation (CVS) 0.2 $625k 6.5k 96.32
National Grid 0.2 $635k 9.0k 70.63
First Trust Mult Cap Val Alpha Fnd (FAB) 0.2 $642k 14k 47.29
ConocoPhillips (COP) 0.1 $611k 8.8k 69.05
Target Corporation (TGT) 0.1 $611k 8.1k 75.88
Total (TTE) 0.1 $596k 12k 51.23
iShares S&P 100 Index (OEF) 0.1 $612k 6.7k 90.88
First Trust Mult Cap Grwth Alp Fnd (FAD) 0.1 $604k 12k 48.81
Powershares Senior Loan Portfo mf 0.1 $583k 24k 24.05
Berkshire Hathaway (BRK.B) 0.1 $570k 3.8k 150.12
Pitney Bowes (PBI) 0.1 $572k 24k 24.36
Dow Chemical Company 0.1 $547k 12k 45.58
iShares S&P 500 Value Index (IVE) 0.1 $580k 6.2k 93.78
Financial Select Sector SPDR (XLF) 0.1 $547k 22k 24.75
Garmin (GRMN) 0.1 $551k 10k 52.81
Market Vectors Oil Service Etf 0.1 $573k 16k 35.93
Flaherty & Crumrine Dyn P (DFP) 0.1 $576k 26k 22.27
Gopro (GPRO) 0.1 $568k 9.0k 63.18
Eli Lilly & Co. (LLY) 0.1 $529k 7.7k 68.99
3M Company (MMM) 0.1 $521k 3.2k 164.25
V.F. Corporation (VFC) 0.1 $504k 6.7k 74.84
Becton, Dickinson and (BDX) 0.1 $528k 3.8k 139.09
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $529k 21k 25.36
Kraft Foods 0.1 $514k 8.2k 62.71
Powershares Etf Trust Ii 0.1 $530k 14k 39.05
Abbvie (ABBV) 0.1 $521k 8.0k 65.49
Coca-Cola Company (KO) 0.1 $471k 11k 42.20
McDonald's Corporation (MCD) 0.1 $475k 5.1k 93.80
Intel Corporation (INTC) 0.1 $464k 13k 36.25
Amazon (AMZN) 0.1 $477k 1.5k 310.55
Energy Transfer Equity (ET) 0.1 $487k 8.5k 57.42
Alliant Techsystems 0.1 $468k 4.0k 116.27
Google Inc Class C 0.1 $481k 913.00 526.83
Costco Wholesale Corporation (COST) 0.1 $438k 3.1k 141.84
Allergan 0.1 $446k 2.1k 212.38
GlaxoSmithKline 0.1 $434k 10k 42.74
Qualcomm (QCOM) 0.1 $459k 6.2k 74.39
Biogen Idec (BIIB) 0.1 $459k 1.4k 339.50
American Capital Agency 0.1 $440k 20k 21.81
Vanguard Emerging Markets ETF (VWO) 0.1 $454k 11k 40.03
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $458k 4.4k 103.55
iShares MSCI Switzerland Index Fund (EWL) 0.1 $434k 14k 31.70
iShares MSCI Spain Index (EWP) 0.1 $429k 12k 34.67
iShares MSCI Belgium Investable Mkt (EWK) 0.1 $430k 27k 16.22
PowerShares Dynamic Lg. Cap Value 0.1 $454k 15k 31.29
Guggenheim Bulletshar 0.1 $449k 21k 21.66
Powershares Etf Tr Ii em mrk low vol 0.1 $423k 17k 25.59
Alibaba Group Holding (BABA) 0.1 $427k 4.1k 103.89
Wal-Mart Stores (WMT) 0.1 $417k 4.9k 85.82
Pfizer (PFE) 0.1 $389k 13k 31.16
Walt Disney Company (DIS) 0.1 $396k 4.2k 94.11
AGL Resources 0.1 $418k 7.7k 54.57
Boeing Company (BA) 0.1 $400k 3.1k 130.08
TECO Energy 0.1 $394k 19k 20.47
Hewlett-Packard Company 0.1 $388k 9.7k 40.14
Occidental Petroleum Corporation (OXY) 0.1 $385k 4.8k 80.70
Philip Morris International (PM) 0.1 $413k 5.1k 81.51
Danaher Corporation (DHR) 0.1 $384k 4.5k 85.81
Canon (CAJPY) 0.1 $397k 13k 31.68
iShares Russell 2000 Index (IWM) 0.1 $396k 3.3k 119.67
Cibc Cad (CM) 0.1 $396k 4.6k 85.88
Magellan Midstream Partners 0.1 $409k 4.9k 82.69
HCP 0.1 $387k 8.8k 44.02
Market Vectors Gold Miners ETF 0.1 $396k 22k 18.40
Vanguard Europe Pacific ETF (VEA) 0.1 $402k 11k 37.85
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $391k 3.6k 109.28
First Trust Amex Biotech Index Fnd (FBT) 0.1 $413k 4.0k 102.08
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $392k 4.8k 81.33
American Tower Reit (AMT) 0.1 $399k 4.0k 98.88
Mobileye 0.1 $421k 10k 40.60
Hawaiian Electric Industries (HE) 0.1 $375k 11k 33.48
Accenture (ACN) 0.1 $342k 3.8k 89.34
Hershey Company (HSY) 0.1 $381k 3.7k 103.90
ConAgra Foods (CAG) 0.1 $351k 9.7k 36.24
Hugoton Royalty Trust (HGTXU) 0.1 $347k 41k 8.45
Industries N shs - a - (LYB) 0.1 $377k 4.7k 79.44
Huntington Bancshares Inc pfd conv ser a 0.1 $371k 279.00 1329.75
SPDR Barclays Capital High Yield B 0.1 $369k 9.6k 38.57
iShares S&P/Citi Intl Treasury Bond (IGOV) 0.1 $352k 3.6k 96.78
Vanguard Extended Duration ETF (EDV) 0.1 $378k 3.0k 123.98
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $362k 16k 22.09
Prospect Capital Corp note 0.1 $364k 357k 1.02
Vanguard S&p 500 Etf idx (VOO) 0.1 $363k 1.9k 188.57
Columbia Ppty Tr 0.1 $378k 15k 25.34
Vodafone Group New Adr F (VOD) 0.1 $377k 11k 34.17
JPMorgan Chase & Co. (JPM) 0.1 $303k 4.8k 62.54
Brookfield Asset Management 0.1 $327k 6.5k 50.08
Dominion Resources (D) 0.1 $338k 4.4k 76.92
CenturyLink 0.1 $330k 8.3k 39.55
Ford Motor Company (F) 0.1 $323k 21k 15.49
Lowe's Companies (LOW) 0.1 $324k 4.7k 68.70
Westar Energy 0.1 $331k 8.0k 41.25
Industrial SPDR (XLI) 0.1 $316k 5.6k 56.66
Ishares Tr Phill Invstmrk (EPHE) 0.1 $301k 7.9k 38.24
iShares MSCI South Africa Index (EZA) 0.1 $326k 5.0k 64.88
iShares S&P SmallCap 600 Growth (IJT) 0.1 $314k 2.6k 122.46
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $317k 3.0k 105.28
Liberty All-Star Equity Fund (USA) 0.1 $327k 55k 5.98
BlackRock Global Energy & Resources Trus (BGR) 0.1 $331k 17k 19.94
Phillips 66 (PSX) 0.1 $320k 4.5k 71.60
Mondelez Int (MDLZ) 0.1 $322k 8.9k 36.28
Ishares Inc msci india index (INDA) 0.1 $323k 11k 30.11
Advanced Drain Sys Inc Del (WMS) 0.1 $326k 14k 22.99
BP (BP) 0.1 $272k 7.1k 38.07
Abbott Laboratories (ABT) 0.1 $286k 6.4k 45.00
General Mills (GIS) 0.1 $277k 5.2k 53.39
Merck & Co (MRK) 0.1 $262k 4.6k 56.89
BGC Partners 0.1 $273k 30k 9.15
Trinity Industries (TRN) 0.1 $261k 9.3k 28.02
Federal Realty Inv. Trust 0.1 $267k 2.0k 133.50
iShares S&P MidCap 400 Growth (IJK) 0.1 $263k 1.7k 159.39
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $294k 1.7k 177.64
iShares S&P SmallCap 600 Index (IJR) 0.1 $273k 2.4k 114.08
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $295k 2.3k 127.82
iShares MSCI Israel Capped Inv Mar ETF (EIS) 0.1 $277k 5.9k 46.79
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $264k 5.0k 52.80
New York Mortgage Trust 0.1 $281k 37k 7.70
FIRST TR EXCH TRD ALPHA FD I canada alpha 0.1 $262k 8.3k 31.47
Duke Energy (DUK) 0.1 $266k 3.2k 83.62
FIRST TR EXCH TRD ALPHA Fd I taiwan alphade 0.1 $294k 8.1k 36.38
Walgreen Boots Alliance (WBA) 0.1 $280k 3.7k 76.17
Huntington Bancshares Incorporated (HBAN) 0.1 $230k 22k 10.53
Archer Daniels Midland Company (ADM) 0.1 $229k 4.4k 51.96
Norfolk Southern (NSC) 0.1 $227k 2.1k 109.77
Cummins (CMI) 0.1 $239k 1.7k 144.41
Spectra Energy 0.1 $258k 7.1k 36.27
Automatic Data Processing (ADP) 0.1 $251k 3.0k 83.42
Amgen (AMGN) 0.1 $248k 1.6k 159.18
Berkshire Hathaway (BRK.A) 0.1 $226k 1.00 226000.00
Royal Dutch Shell 0.1 $248k 3.6k 69.55
Southern Company (SO) 0.1 $254k 5.2k 49.08
Lorillard 0.1 $228k 3.6k 63.00
Pan American Silver Corp Can (PAAS) 0.1 $225k 25k 9.20
Bank Of America Corporation preferred (BAC.PL) 0.1 $227k 195.00 1164.10
Douglas Dynamics (PLOW) 0.1 $249k 12k 21.43
Vanguard Dividend Appreciation ETF (VIG) 0.1 $258k 3.2k 81.31
Jp Morgan Alerian Mlp Index (AMJ) 0.1 $235k 5.1k 45.93
iShares Dow Jones US Healthcare (IYH) 0.1 $230k 1.6k 143.84
iShares Dow Jones US Industrial (IYJ) 0.1 $257k 2.4k 106.51
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $250k 37k 6.75
Ubs Ag Jersey Brh Alerian Infrst 0.1 $250k 6.2k 40.64
Astrotech 0.1 $236k 97k 2.43
Rydex S&P Equal Weight Utilities 0.1 $229k 2.9k 78.64
Rydex Etf Trust consumr staple 0.1 $238k 2.3k 104.39
Wisdomtree Trust futre strat (WTMF) 0.1 $229k 5.3k 43.62
United Technol conv prf 0.1 $245k 4.0k 61.25
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.1 $256k 10k 25.71
Eaton (ETN) 0.1 $248k 3.6k 68.04
Pimco Dynamic Credit Income other 0.1 $248k 12k 20.67
Plains Gp Hldgs L P shs a rep ltpn 0.1 $230k 9.0k 25.64
Fs Investment Corporation 0.1 $254k 26k 9.92
Ishares Msci Denmark Capped (EDEN) 0.1 $229k 4.9k 46.98
Comcast Corporation (CMCSA) 0.1 $215k 3.7k 58.08
Blackstone 0.1 $205k 6.1k 33.88
Kimberly-Clark Corporation (KMB) 0.1 $218k 1.9k 115.34
Royal Dutch Shell 0.1 $201k 3.0k 66.87
PDL BioPharma 0.1 $207k 27k 7.71
American States Water Company (AWR) 0.1 $219k 5.8k 37.62
Permian Basin Royalty Trust (PBT) 0.1 $199k 21k 9.53
American Water Works (AWK) 0.1 $207k 3.9k 53.42
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $214k 1.8k 119.22
PowerShares FTSE RAFI US 1500 Small-Mid 0.1 $204k 2.0k 100.84
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $217k 17k 13.15
WisdomTree Dividend ex-Fin Fund (AIVL) 0.1 $206k 2.7k 76.89
Claymore Exchange-traded Fd gugg crp bd 2017 0.1 $210k 9.3k 22.70
Global X Fds glbx suprinc e (SPFF) 0.1 $196k 14k 14.52
Powershares Etf Tr Ii s&p600 lovl pt 0.1 $203k 6.0k 33.64
Ship Finance Intl 0.0 $164k 12k 14.14
CenterState Banks 0.0 $156k 13k 11.89
Star Gas Partners (SGU) 0.0 $161k 26k 6.10
Atlas Resource Partners 0.0 $169k 16k 10.73
Linn 0.0 $178k 17k 10.38
National Penn Bancshares 0.0 $137k 13k 10.54
Mitek Systems (MITK) 0.0 $123k 37k 3.31
American Realty Capital Prop 0.0 $113k 13k 9.07
BreitBurn Energy Partners 0.0 $90k 13k 7.01
Iamgold Corp (IAG) 0.0 $89k 33k 2.70
Essex Rental 0.0 $21k 16k 1.29
Towerstream Corporation 0.0 $43k 24k 1.83
Managed High Yield Plus Fund 0.0 $36k 20k 1.80
Ares Capital Corp 5.125 2016 conv 0.0 $21k 20k 1.05
Sirius Xm Holdings (SIRI) 0.0 $51k 15k 3.53
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $26k 25k 1.04
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $25k 25k 1.00
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $18k 30k 0.60
Vipshop Holdings Ltd - Ads bond 0.0 $14k 12k 1.17
Fluidigm Corporation convertible cor 0.0 $15k 17k 0.88