Sonora Investment Management

Sonora Investment Management as of June 30, 2017

Portfolio Holdings for Sonora Investment Management

Sonora Investment Management holds 1037 positions in its portfolio as reported in the June 2017 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Isis Pharmaceuticals Inc Del note 1.000%11/1 3.4 $18M 17M 1.07
Atlas Air Worldwide Hldgs In note 2.250% 6/0 3.0 $16M 15M 1.05
Verint Sys Inc note 1.5% 6/1 2.7 $14M 15M 0.98
Gap Inc Fixed Rt Nt fixed income 2.5 $13M 12M 1.08
Quidel Corp note 3.250%12/1 2.4 $13M 12M 1.11
Cornerstone Ondemand Inc conv 2.1 $11M 11M 1.00
Nuance Communications Inc note 2.750%11/0 2.0 $11M 11M 0.99
Apple (AAPL) 2.0 $11M 74k 144.02
Spectrum Pharmaceuticals Inc conv 2.0 $11M 10M 1.06
Csg Sys Intl Inc note 4.250% 3/1 2.0 $10M 9.6M 1.08
Hologic Inc cnv 1.8 $9.8M 6.6M 1.49
L Brands Inc note 7.00% 5/1/2020 1.8 $9.4M 8.5M 1.10
Qualcomm (QCOM) 1.6 $8.7M 157k 55.22
Envestnet Inc note 1.750%12/1 1.6 $8.7M 8.9M 0.98
M/i Homes Inc note 3.000% 3/0 1.6 $8.5M 8.2M 1.04
Toll Brothers Inc note 4.00% 12/31/2018 1.5 $7.9M 7.7M 1.03
Microsoft Corporation (MSFT) 1.5 $7.8M 114k 68.93
Webmd Health Conv Sr Notes conv 1.4 $7.4M 7.2M 1.03
Meritage Homes Corp conv 1.4 $7.2M 7.2M 1.01
Vector Group Ltd note 1.75% 4/15 1.4 $7.2M 6.3M 1.15
Corning Incorporated (GLW) 1.3 $7.0M 232k 30.05
Juniper Networks Inc convertible 1.3 $6.8M 6.4M 1.06
Wells Fargo & Company (WFC) 1.2 $6.6M 118k 55.41
Biomarin Pharmaceutical Inc note 1.500%10/1 1.2 $6.3M 5.3M 1.19
Rti Intl Metals Inc note 1.625%10/1 1.2 $6.2M 5.8M 1.07
Valero Energy Corp note 6.13% 2/1/2020 1.2 $6.2M 5.6M 1.10
Johnson & Johnson (JNJ) 1.1 $6.1M 46k 132.29
Ionis Pharmaceuticals (IONS) 1.1 $6.1M 120k 50.87
Emerson Electric (EMR) 1.1 $5.9M 100k 59.62
Alphabet Inc Class C cs (GOOG) 1.1 $5.9M 6.5k 908.73
Nuance Communications 1.0 $5.2M 5.0M 1.04
Meritage Homes Corp note 4.50% 3/1/2018 0.9 $5.0M 5.0M 1.01
Republic Services (RSG) 0.9 $4.9M 77k 63.73
Depomed Inc conv 0.9 $4.6M 5.3M 0.88
Toll Brothers Inc convertible 0.9 $4.6M 4.2M 1.11
Home Depot (HD) 0.9 $4.6M 30k 153.40
Live Nation Entertainmen conv 0.8 $4.3M 3.7M 1.15
Adobe Systems Incorporated (ADBE) 0.8 $4.1M 29k 141.44
Republic Services In note 5.00% 3/1/2020 0.7 $3.8M 3.5M 1.07
Cognex Corporation (CGNX) 0.7 $3.8M 45k 84.90
Pepsi (PEP) 0.7 $3.7M 32k 115.49
Pfizer (PFE) 0.7 $3.6M 108k 33.59
PNC Financial Services (PNC) 0.7 $3.6M 29k 124.87
Exxon Mobil Corporation (XOM) 0.7 $3.6M 45k 80.73
BB&T Corporation 0.7 $3.6M 80k 45.41
L Brands Inc convertible 0.7 $3.6M 3.3M 1.11
Cincinnati Financial Corporation (CINF) 0.7 $3.4M 47k 72.45
Cisco Systems (CSCO) 0.6 $3.4M 109k 31.30
Meritage Homes Corp convertible 0.6 $3.4M 3.0M 1.14
Macquarie Infrastructure Cor Note 2.00010/0 0.6 $3.1M 3.1M 1.00
Raytheon Company 0.6 $3.1M 19k 161.48
Costco Wholesale Corporation (COST) 0.6 $3.0M 19k 159.93
Procter & Gamble Company (PG) 0.6 $3.0M 35k 87.15
U.S. Bancorp (USB) 0.6 $2.9M 57k 51.92
Leggett & Platt (LEG) 0.6 $2.9M 56k 52.53
Genuine Parts Company (GPC) 0.5 $2.9M 31k 92.76
Intel Corporation (INTC) 0.5 $2.9M 85k 33.74
Verizon Communications (VZ) 0.5 $2.8M 64k 44.66
Broadsoft Inc. 1.5% 07/01/2018 conv 0.5 $2.8M 2.4M 1.17
Merck & Co 0.5 $2.8M 44k 64.09
Arthur J. Gallagher & Co. (AJG) 0.5 $2.7M 47k 57.25
Schlumberger (SLB) 0.5 $2.6M 40k 65.84
3M Company (MMM) 0.5 $2.5M 12k 208.19
Bunge Limited 4.875% Cum. Cv. pfd cv 0.5 $2.5M 24k 104.25
Echo Global Logistics Inc note 2.500% 5/0 0.5 $2.6M 2.7M 0.95
CSX Corporation (CSX) 0.5 $2.5M 45k 54.56
Huntsman Corporation (HUN) 0.5 $2.4M 93k 25.84
MGM Resorts International. (MGM) 0.4 $2.3M 74k 31.29
Mosaic Company 0.4 $2.3M 102k 22.83
SELECT INCOME REIT COM SH BEN int 0.4 $2.3M 97k 24.03
Flextronics Intl Ltd convertible 0.4 $2.3M 2.1M 1.09
Chart Industries 2% conv 0.4 $2.2M 2.3M 0.99
Kimberly-Clark Corporation (KMB) 0.4 $2.2M 17k 129.11
Industries N shs - a - (LYB) 0.4 $2.2M 26k 84.39
Alphabet Inc Class A cs (GOOGL) 0.4 $2.2M 2.3k 929.68
Valero Energy Corporation (VLO) 0.4 $2.1M 31k 67.46
Macquarie Infrastructure conv 0.4 $2.1M 1.9M 1.11
Helmerich & Payne (HP) 0.4 $2.0M 37k 54.34
Vantiv Inc Cl A 0.4 $2.0M 31k 63.34
Hyatt Hotels Corp convertible 0.4 $1.9M 1.8M 1.09
W.W. Grainger (GWW) 0.4 $1.9M 11k 180.53
Spectrum Pharmaceuticals 0.3 $1.8M 239k 7.45
Lockheed Martin Corporation (LMT) 0.3 $1.6M 5.9k 277.61
Cardinal Health Inc convertible 0.3 $1.6M 1.6M 1.02
ConocoPhillips (COP) 0.3 $1.5M 35k 43.96
Phillips 66 (PSX) 0.3 $1.5M 18k 82.69
Corning Inc convertible 0.3 $1.5M 1.5M 1.01
RPM International (RPM) 0.3 $1.5M 28k 54.55
Texas Roadhouse (TXRH) 0.3 $1.5M 29k 50.95
Arvinmeritor Inc frnt 4.000% 2/1 0.3 $1.5M 1.4M 1.04
Pnc Financial Services Group 0.3 $1.5M 50k 29.60
Amag Pharmaceuticals Inc note 2.500% 2/1 0.3 $1.5M 1.4M 1.05
Wells Fargo 6.625% 0.3 $1.4M 46k 30.23
Oracle Corporation (ORCL) 0.2 $1.3M 27k 50.14
Advantage Energy 0.2 $1.3M 196k 6.75
Qualcomm Inc convertible 0.2 $1.3M 1.3M 1.02
Xerox Corporation 0.2 $1.3M 44k 28.73
Hospitality Properties Trust 0.2 $1.3M 44k 29.15
Cardinal Health (CAH) 0.2 $1.2M 16k 77.92
CVS Caremark Corporation (CVS) 0.2 $1.2M 15k 80.46
Advanced Auto Parts convertible 0.2 $1.2M 1.1M 1.08
Mgm Growth Properties 0.2 $1.1M 39k 29.19
Berkshire Hathaway (BRK.B) 0.2 $1.1M 6.7k 169.37
At&t (T) 0.2 $1.1M 30k 37.73
Dover Corporation (DOV) 0.2 $1.1M 14k 80.22
Southwest Airlines (LUV) 0.2 $1.1M 18k 62.14
General Electric Company 0.2 $1.0M 38k 27.01
Blackstone 0.2 $965k 29k 33.35
Global Net Lease 0.2 $971k 44k 22.24
3m Co convertible 0.2 $935k 725k 1.29
Chevron Corporation (CVX) 0.2 $886k 8.5k 104.33
Government Properties Income Trust 0.2 $904k 49k 18.31
Equity Commonwealth (EQC) 0.2 $918k 29k 31.60
Waste Management (WM) 0.2 $844k 12k 73.35
Altria (MO) 0.2 $840k 11k 74.47
Philip Morris International (PM) 0.2 $837k 7.1k 117.45
Boeing Company (BA) 0.1 $808k 4.1k 197.76
Healthcare Realty Trust Incorporated 0.1 $793k 23k 34.15
Pimco Income Strategy Fund (PFL) 0.1 $770k 65k 11.81
Kla Tencor Co note 3.38% 11/1/2019 0.1 $807k 785k 1.03
Oracle Corp convertible 0.1 $813k 770k 1.06
Pimco Income Strategy Fund II (PFN) 0.1 $733k 70k 10.44
Lowes Co Inc convertible 0.1 $760k 575k 1.32
Bb&t Corp 5.625% public 0.1 $715k 27k 26.90
Juniper Networks Inc convertible 0.1 $743k 725k 1.03
New York Cmnty Cap Tr V unit 99/99/9999 (FLG.PU) 0.1 $667k 13k 51.50
Nike (NKE) 0.1 $676k 12k 59.00
American Capital Agency 0.1 $663k 31k 21.29
JPMorgan Chase & Co. (JPM) 0.1 $652k 7.1k 91.39
Nicholas-applegate Conv. Incom 0.1 $610k 98k 6.22
Allianzgi Conv & Inc Fd taxable cef 0.1 $643k 92k 6.97
Wells Fargo 5.85% public 0.1 $655k 24k 27.66
Two Harbors Investment 0.1 $587k 59k 9.91
Medical Properties Trust (MPW) 0.1 $604k 47k 12.87
Target Corporation cs 0.1 $579k 11k 52.29
Charles Schwab Corporation 5.95% Pfd pfd stk (SCHW.PD) 0.1 $598k 22k 27.27
Starwood Property Trust (STWD) 0.1 $504k 23k 22.39
Bristol Myers Squibb (BMY) 0.1 $552k 9.9k 55.72
CMS Energy Corporation (CMS) 0.1 $501k 11k 46.25
Coca-Cola Company (KO) 0.1 $459k 10k 44.85
Tesoro Corporation 0.1 $483k 5.2k 93.60
Monro Muffler Brake (MNRO) 0.1 $462k 11k 41.75
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $493k 58k 8.56
Chimera Investment Corp etf 0.1 $492k 26k 18.63
Armour Residential Reit Inc Re 0.1 $455k 18k 25.00
Conduent Incorporate (CNDT) 0.1 $490k 31k 15.94
Sonoco Products Company (SON) 0.1 $438k 8.5k 51.42
Amazon (AMZN) 0.1 $449k 464.00 968.00
Magellan Midstream Partners 0.1 $407k 5.7k 71.27
Western Asset High Incm Fd I (HIX) 0.1 $428k 60k 7.19
Cys Investments 0.1 $421k 50k 8.41
Lockheed Martin Corp convertible 0.1 $426k 420k 1.01
Mcdonald Corp convertible 0.1 $448k 440k 1.02
Medtronic 0.1 $351k 3.9k 88.75
Enterprise Products Partners (EPD) 0.1 $387k 14k 27.08
Invesco Mortgage Capital 0.1 $386k 23k 16.71
Canoe Eit Income Fund mf (ENDTF) 0.1 $381k 42k 9.19
Paychex (PAYX) 0.1 $301k 5.3k 56.94
Reynolds American 0.1 $325k 5.0k 65.04
Cypress Semiconductor Corporation 0.1 $294k 22k 13.65
IPG Photonics Corporation (IPGP) 0.1 $291k 2.0k 145.10
Celgene Corporation 0.1 $305k 2.3k 129.87
Mgm Grand Inc Company Gua bond 0.1 $336k 305k 1.10
Kraft Heinz (KHC) 0.1 $338k 3.9k 85.64
Brocade Communications conv 0.1 $304k 300k 1.01
Granite Construction (GVA) 0.1 $248k 5.2k 48.24
Johnson Controls 0.1 $255k 5.9k 43.36
Honeywell International (HON) 0.1 $278k 2.1k 133.29
Realty Income (O) 0.1 $251k 4.6k 55.18
Credit Suisse High Yield Bond Fund (DHY) 0.1 $255k 90k 2.83
Western Asset Hgh Yld Dfnd (HYI) 0.1 $290k 19k 15.28
Kinder Morgan (KMI) 0.1 $241k 13k 19.16
Marathon Petroleum Corp (MPC) 0.1 $279k 5.3k 52.33
Allianzgi Nfj Divid Int Prem S cefs 0.1 $255k 20k 13.09
Cvr Refng 0.1 $289k 30k 9.50
Walgreen Boots Alliance (WBA) 0.1 $261k 3.3k 78.30
Whirlpool Corp note 2.40% 3/1/2019 0.1 $277k 275k 1.01
Waste Management Inc convertible 0.1 $266k 205k 1.30
Annaly Capital Management 0.0 $190k 16k 12.05
Goldman Sachs (GS) 0.0 $230k 1.0k 221.90
Wal-Mart Stores (WMT) 0.0 $214k 2.8k 75.68
Walt Disney Company (DIS) 0.0 $208k 2.0k 106.25
Spdr S&p 500 Etf (SPY) 0.0 $191k 791.00 241.80
Starbucks Corporation (SBUX) 0.0 $205k 3.5k 58.31
Omega Healthcare Investors (OHI) 0.0 $221k 6.7k 33.02
West Pharmaceutical Services (WST) 0.0 $216k 2.3k 94.52
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $199k 15k 13.42
Prologis (PLD) 0.0 $199k 3.4k 58.64
Facebook Inc cl a (META) 0.0 $223k 1.5k 150.98
New Residential Invt 0.0 $233k 15k 15.56
Meritage Homes Corp convertible 0.0 $188k 170k 1.10
Northrop Grumman convertible 0.0 $209k 200k 1.04
Wheaton Precious Metals Corp (WPM) 0.0 $197k 9.9k 19.89
PennyMac Mortgage Investment Trust (PMT) 0.0 $146k 8.0k 18.29
Western Union Company (WU) 0.0 $156k 8.2k 19.05
FedEx Corporation (FDX) 0.0 $142k 651.00 217.33
Monsanto Company 0.0 $152k 1.3k 118.36
Eli Lilly & Co. (LLY) 0.0 $140k 1.7k 82.28
Union Pacific Corporation (UNP) 0.0 $166k 1.5k 108.91
Nextera Energy (NEE) 0.0 $143k 1.0k 140.13
Edison International (EIX) 0.0 $150k 1.9k 78.19
Exelixis (EXEL) 0.0 $136k 5.5k 24.63
Energy Transfer Partners 0.0 $133k 6.5k 20.39
HCP 0.0 $161k 5.0k 31.96
Pimco Municipal Income Fund II (PML) 0.0 $153k 12k 13.14
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $153k 11k 14.04
Blackrock Muniyield Fund (MYD) 0.0 $133k 8.9k 14.99
Alexandria Real Estate Equitie conv prf 0.0 $151k 4.2k 36.15
Mondelez Int (MDLZ) 0.0 $185k 4.3k 43.19
Zoetis Inc Cl A (ZTS) 0.0 $136k 2.2k 62.38
Rpm International Inc convertible cor 0.0 $171k 145k 1.18
Jpmorgan Chase & Co, Series Aa, 6.10% 0.0 $140k 5.2k 27.13
L Brands 0.0 $134k 125k 1.07
Dover Corp convertible 0.0 $166k 135k 1.23
Invesco Adv Muni Inc equities 0.0 $157k 14k 11.55
Republic Services In convertible 0.0 $161k 150k 1.07
Verizon Communicatio convertible 0.0 $144k 130k 1.11
Blackrock Muniyield Insd equities 0.0 $143k 10k 14.29
Metropolitan State convertible/ 0.0 $165k 155k 1.06
BP (BP) 0.0 $118k 3.4k 34.65
MasterCard Incorporated (MA) 0.0 $101k 830.00 121.45
Charles Schwab Corporation (SCHW) 0.0 $105k 2.5k 42.96
McDonald's Corporation (MCD) 0.0 $123k 801.00 153.23
Abbott Laboratories (ABT) 0.0 $128k 2.6k 48.61
American Intl Group 0.0 $125k 2.0k 62.52
Norfolk Southern (NSC) 0.0 $80k 653.00 121.68
Eaton Corporation 0.0 $86k 1.1k 77.83
NVIDIA Corporation (NVDA) 0.0 $122k 845.00 144.56
CACI International (CACI) 0.0 $100k 800.00 125.05
Becton, Dickinson and (BDX) 0.0 $123k 631.00 195.11
General Mills (GIS) 0.0 $91k 1.6k 55.40
Texas Instruments Incorporated (TXN) 0.0 $96k 1.3k 76.93
United Technologies Corporation 0.0 $94k 768.00 122.05
AutoZone (AZO) 0.0 $80k 140.00 570.46
Qwest Communications International 0.0 $99k 1.1k 89.50
Pioneer Natural Resources 0.0 $80k 500.00 159.58
Constellation Brands (STZ) 0.0 $116k 600.00 193.73
Advanced Micro Devices (AMD) 0.0 $115k 9.3k 12.48
Clean Energy Fuels (CLNE) 0.0 $129k 51k 2.54
Humana (HUM) 0.0 $126k 522.00 240.62
AllianceBernstein Holding (AB) 0.0 $83k 3.5k 23.65
UGI Corporation (UGI) 0.0 $91k 1.9k 48.41
Vanguard Large-Cap ETF (VV) 0.0 $105k 947.00 110.99
Avago Technologies 0.0 $117k 500.00 233.05
Vanguard Total Stock Market ETF (VTI) 0.0 $97k 777.00 124.47
EXACT Sciences Corporation (EXAS) 0.0 $99k 2.8k 35.37
CurrencyShares Swiss Franc Trust 0.0 $129k 1.3k 98.97
Market Vectors High Yield Muni. Ind 0.0 $124k 4.0k 30.91
Putnam Municipal Opportunities Trust (PMO) 0.0 $125k 10k 12.50
Blackrock Muniyield Quality Fund (MQY) 0.0 $88k 5.8k 15.35
Ega Emerging Global Shs Tr egs india infr 0.0 $82k 6.2k 13.26
Exd - Eaton Vance Tax-advant 0.0 $91k 8.0k 11.38
Tesoro Logistics Lp us equity 0.0 $129k 2.5k 51.69
Currencyshares Chinese Renmi chin renminbi 0.0 $85k 1.2k 72.00
Abbvie (ABBV) 0.0 $118k 1.6k 72.51
Alibaba Group Holding (BABA) 0.0 $101k 720.00 140.90
Hospitality Properties Trust 5% Due 8/15/2022 Fa15 us domestic 0.0 $113k 105k 1.07
Kimberly-clark Corp convertible 0.0 $119k 97k 1.23
Raytheon Co convertible 0.0 $107k 80k 1.34
Cvs Health Corp convertible 0.0 $90k 85k 1.06
Toll Brothers Inc convertible 0.0 $108k 100k 1.08
Adams & Weld Co Sd#27 convertible/ 0.0 $109k 100k 1.09
Arapahoe Cnty Sd #6 convertible/ 0.0 $122k 100k 1.22
Bell Mtn Rnch M convertible/ 0.0 $107k 100k 1.07
Co Springs Co Util convertible/ 0.0 $117k 110k 1.06
Denver Co C&c Sd #1 convertible/ 0.0 $110k 100k 1.10
Denver Co C&c Arpt convertible/ 0.0 $106k 100k 1.06
Denver Co C&c S convertible/ 0.0 $103k 100k 1.03
Ft Lewis Clg Bd Co convertible/ 0.0 $108k 100k 1.08
Gunnison Etc Co Sd convertible/ 0.0 $90k 75k 1.20
Hawaii, State Of convertible/ 0.0 $103k 100k 1.03
Regl Tran Dst Co convertible/ 0.0 $104k 100k 1.04
Stonegate Vlg M convertible/ 0.0 $91k 90k 1.01
Waukee Ia convertible/ 0.0 $104k 100k 1.04
Willow Trace Met Co convertible/ 0.0 $112k 100k 1.12
Chubb Corporation 0.0 $31k 210.00 145.38
Taiwan Semiconductor Mfg (TSM) 0.0 $28k 800.00 34.96
American Express Company (AXP) 0.0 $27k 325.00 84.24
Northern Trust Corporation (NTRS) 0.0 $29k 300.00 97.21
Caterpillar (CAT) 0.0 $54k 500.00 107.46
Baxter International (BAX) 0.0 $73k 1.2k 60.54
BioMarin Pharmaceutical (BMRN) 0.0 $55k 600.00 90.82
Health Care SPDR (XLV) 0.0 $27k 340.00 79.24
ResMed (RMD) 0.0 $31k 400.00 77.87
Duke Energy Corporation 0.0 $49k 585.00 83.59
United Parcel Service (UPS) 0.0 $77k 696.00 110.59
Cameco Corporation (CCJ) 0.0 $33k 3.6k 9.10
Cerner Corporation 0.0 $53k 800.00 66.47
Hologic (HOLX) 0.0 $45k 1.0k 45.38
SYSCO Corporation (SYY) 0.0 $38k 754.00 50.33
AFLAC Incorporated (AFL) 0.0 $55k 709.00 77.65
Dow Chemical Company 0.0 $51k 814.00 63.07
Nordstrom (JWN) 0.0 $62k 1.3k 47.83
Harley-Davidson (HOG) 0.0 $49k 900.00 54.02
International Paper Company (IP) 0.0 $76k 1.3k 56.60
Regions Financial Corporation (RF) 0.0 $29k 2.0k 14.64
Anheuser-busch Cos 0.0 $55k 500.00 110.36
Laboratory Corp. of America Holdings 0.0 $49k 317.00 154.14
Analog Devices (ADI) 0.0 $31k 400.00 77.80
CenturyLink 0.0 $72k 3.0k 23.88
Thermo Fisher Scientific (TMO) 0.0 $39k 224.00 174.47
Aetna 0.0 $30k 195.00 151.83
Yum! Brands (YUM) 0.0 $37k 500.00 73.76
Health Care REIT 0.0 $46k 608.00 74.85
Goodyear Tire & Rubber Company (GT) 0.0 $27k 775.00 34.96
Fairfax Financial Holdings Lim (FRFHF) 0.0 $43k 100.00 432.85
International Business Machines (IBM) 0.0 $42k 275.00 153.83
Parker-Hannifin Corporation (PH) 0.0 $48k 300.00 159.82
Sanofi-Aventis SA (SNY) 0.0 $48k 1.0k 47.91
Stryker Corporation (SYK) 0.0 $63k 450.00 138.78
Unilever 0.0 $28k 500.00 55.27
American Electric Power Company (AEP) 0.0 $70k 1.0k 69.47
Weyerhaeuser Company (WY) 0.0 $64k 1.9k 33.50
iShares S&P 500 Index (IVV) 0.0 $68k 278.00 243.41
Canadian Pacific Railway 0.0 $37k 227.00 160.81
Danaher Corporation (DHR) 0.0 $53k 625.00 84.39
Shire 0.0 $29k 177.00 165.27
Buckeye Partners 0.0 $77k 1.2k 63.93
Illinois Tool Works (ITW) 0.0 $36k 250.00 143.25
Lowe's Companies (LOW) 0.0 $29k 373.00 77.53
Prudential Financial (PRU) 0.0 $60k 555.00 108.17
Luxottica Group S.p.A. 0.0 $35k 600.00 58.28
Visa (V) 0.0 $47k 500.00 93.78
Coca-Cola Bottling Co. Consolidated (COKE) 0.0 $53k 230.00 229.25
ConAgra Foods (CAG) 0.0 $51k 1.4k 35.76
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $44k 500.00 87.20
Bce (BCE) 0.0 $45k 1.0k 45.04
Netflix (NFLX) 0.0 $45k 304.00 149.41
Zimmer Holdings (ZBH) 0.0 $41k 320.00 128.40
Juniper Networks (JNPR) 0.0 $61k 2.2k 27.88
Estee Lauder Companies (EL) 0.0 $77k 800.00 95.98
salesforce (CRM) 0.0 $59k 679.00 86.60
Wyndham Worldwide Corporation 0.0 $38k 375.00 100.41
Array BioPharma 0.0 $40k 4.8k 8.37
Western Alliance Bancorporation (WAL) 0.0 $44k 900.00 49.20
iShares Russell 1000 Index (IWB) 0.0 $47k 346.00 135.27
Cinemark Holdings (CNK) 0.0 $78k 2.0k 38.85
Consolidated Communications Holdings 0.0 $32k 1.5k 21.47
Concho Resources 0.0 $54k 440.00 121.53
Energy Transfer Equity (ET) 0.0 $75k 4.2k 17.96
Middleby Corporation (MIDD) 0.0 $37k 300.00 121.51
Moog (MOG.A) 0.0 $50k 700.00 71.72
Plains All American Pipeline (PAA) 0.0 $68k 2.6k 26.27
Royal Gold (RGLD) 0.0 $31k 402.00 78.17
SCANA Corporation 0.0 $67k 1.0k 67.01
Extra Space Storage (EXR) 0.0 $59k 761.00 78.03
General Moly Inc Com Stk 0.0 $60k 163k 0.37
McCormick & Company, Incorporated (MKC) 0.0 $28k 290.00 97.51
Corporate Office Properties Trust (CDP) 0.0 $70k 2.0k 35.03
LTC Properties (LTC) 0.0 $36k 700.00 51.39
Technology SPDR (XLK) 0.0 $55k 1.0k 54.72
PowerShares QQQ Trust, Series 1 0.0 $52k 380.00 137.64
Australia and New Zealand Banking 0.0 $33k 1.5k 22.19
SPDR KBW Regional Banking (KRE) 0.0 $41k 749.00 54.95
Teck Resources Ltd cl b (TECK) 0.0 $59k 3.4k 17.33
Ball Corporation (BALL) 0.0 $34k 800.00 42.21
Rydex S&P Equal Weight ETF 0.0 $52k 565.00 92.68
Financial Select Sector SPDR (XLF) 0.0 $76k 3.1k 24.67
Vanguard Europe Pacific ETF (VEA) 0.0 $37k 896.00 41.32
Camden Property Trust (CPT) 0.0 $60k 700.00 85.51
Tesla Motors (TSLA) 0.0 $43k 118.00 361.61
WisdomTree India Earnings Fund (EPI) 0.0 $50k 2.1k 24.51
SPDR S&P Dividend (SDY) 0.0 $31k 343.00 88.89
Vanguard Dividend Appreciation ETF (VIG) 0.0 $29k 314.00 92.67
Aberdeen Asia-Pacific Income Fund 0.0 $55k 11k 5.00
Alerian Mlp Etf 0.0 $48k 4.0k 11.96
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $28k 200.00 139.82
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 0.0 $37k 700.00 52.17
Pimco Municipal Income Fund III (PMX) 0.0 $55k 4.7k 11.72
Walker & Dunlop (WD) 0.0 $29k 600.00 48.83
Merrill Lynch Trust prf 0.0 $28k 1.1k 26.10
Baytex Energy Corp (BTE) 0.0 $32k 13k 2.43
Total S A Adr F cs 0.0 $30k 600.00 49.59
Invesco Vk Dynamic Credit Oppo 0.0 $35k 2.9k 12.01
Citigroup (C) 0.0 $27k 410.00 66.88
Stag Industrial (STAG) 0.0 $54k 2.0k 27.60
Alkermes (ALKS) 0.0 $29k 500.00 57.97
Royal Gold Inc conv 0.0 $54k 50k 1.08
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $36k 1.0k 35.87
Accelr8 Technology 0.0 $60k 2.2k 27.35
Mallinckrodt Pub 0.0 $36k 803.00 44.81
Market Vectors India S/c etfs 0.0 $63k 1.1k 55.73
Physicians Realty Trust 0.0 $40k 2.0k 20.14
Canacol Energy (CNNEF) 0.0 $33k 10k 3.31
Western Refng Logistics 0.0 $36k 1.4k 25.65
Goldman Sachs C mtnf 0.0 $62k 50k 1.24
City Office Reit (CIO) 0.0 $51k 4.0k 12.70
Arista Networks (ANET) 0.0 $53k 355.00 149.79
Altius Minerals (ATUSF) 0.0 $31k 3.7k 8.33
Gaslog Partners 0.0 $45k 2.0k 22.65
Allstate Corp Pfd 6.25% Nonc 1 p 0.0 $37k 1.4k 27.25
Crossamerica Partners (CAPL) 0.0 $38k 1.5k 25.50
San Jose Calif Arpt Rev 6.60% municipal bond 0.0 $63k 55k 1.14
Hewlett Packard Co interm. bond 0.0 $27k 25k 1.06
Salt Verde Finl Corp Sr Gas Re Senior Ga long muni 0.0 $60k 50k 1.19
Allstate Corp Leopards Repstg p 0.0 $27k 1.0k 27.09
Shopify Inc cl a (SHOP) 0.0 $29k 335.00 86.90
Westrock (WRK) 0.0 $44k 780.00 56.66
Vareit, Inc reits 0.0 $43k 5.2k 8.14
Greater Orlando Aviation Auth Rev Bds Callable rev bds callable 0.0 $27k 25k 1.09
Care Cap Properties 0.0 $27k 1.0k 26.70
Summer Energy Hldg (SUME) 0.0 $76k 55k 1.40
Gramercy Ppty Tr 0.0 $45k 1.5k 29.71
Match 0.0 $35k 2.0k 17.38
Colony Starwood Homes 0.0 $69k 2.0k 34.31
Anheuser-busch Inc note 5.00% 3/1/2019 0.0 $28k 27k 1.05
Az Hlth Fac Auth note 4.00% 1/1/2044 0.0 $31k 30k 1.02
Ca St Pub Wrks Bd Ls note 6.00% 4/1/2027 0.0 $54k 50k 1.09
Camarillo Ca Cdc Ta note 6.00% 9/1/2041 0.0 $55k 50k 1.11
Coconino Etc Az note 4.50% 7/1/2018 0.0 $36k 35k 1.03
Contra Costa Ca P note 6.90% 6/1/2035 0.0 $28k 25k 1.12
Evansville Ind Redev note 6.05% 2/1/2023 0.0 $34k 30k 1.11
Ford Hldg Llc note 9.30% 3/1/2030 0.0 $69k 50k 1.39
Fresno Ca Wtr Sy note 6.75% 6/1/2040 0.0 $52k 40k 1.29
Goldman Sachs Group note 5.50% 6/15/2030 0.0 $28k 25k 1.11
Gte Corp note 6.94% 4/15/2028 0.0 $55k 45k 1.22
Hewlett-packard Co note 4.65% 12/9/2021 0.0 $27k 25k 1.08
Hilton Head Isl Sc note 3.50% 3/1/2027 0.0 $32k 30k 1.05
Independent C Ca note 4.20% 9/15/2036 0.0 $50k 50k 1.01
Los Angeles Ca note 7.00% 7/1/2041 0.0 $57k 50k 1.13
Miami-dade Cnty Fl note 3.50% 7/1/2019 0.0 $37k 35k 1.05
Peoria Az W/w note 4.00% 7/1/2019 0.0 $37k 35k 1.05
Pima Cn Az Ida L note 4.25% 9/1/2023 0.0 $51k 50k 1.02
Safeway Inc note 7.25% 2/1/2031 0.0 $28k 29k 0.95
Union Carbide Corp note 7.88% 4/1/2023 0.0 $31k 25k 1.23
Univ Az Med Ctr note 5.50% 7/1/2033 0.0 $31k 25k 1.22
General Electric 0.0 $74k 70k 1.06
Chemtrade Log Inc Fd equities (CGIFF) 0.0 $28k 2.0k 14.07
Chicago Il Trans convertible 0.0 $52k 50k 1.04
Dallas Tx Ww/swr Sys convertible 0.0 $28k 25k 1.12
Mesa Az convertible 0.0 $50k 50k 1.00
Reno Etc Ind Clny N convertible 0.0 $51k 50k 1.02
Woodmoor Wtr & Sant fnon 0.0 $57k 50k 1.13
El Paso Co Cop convertible 0.0 $30k 30k 1.01
Adient (ADNT) 0.0 $33k 506.00 65.38
Brookfield Real Assets Incom shs ben int (RA) 0.0 $58k 2.5k 23.18
Rh (RH) 0.0 $76k 1.2k 64.52
Park Hotels & Resorts Inc-wi (PK) 0.0 $54k 2.0k 26.96
Meritage Homes Corp convertible/ 0.0 $27k 25k 1.07
Munster In Sbc convertible/ 0.0 $31k 30k 1.03
Salt Verde Az Fc convertible/ 0.0 $40k 35k 1.15
Salt Verde Az Fc convertible/ 0.0 $58k 50k 1.16
Salt Verde Az Fc convertible/ 0.0 $60k 50k 1.19
Salt Verde Az Fc convertible/ 0.0 $53k 45k 1.18
Surprise Az Mpc W convertible/ 0.0 $30k 30k 1.00
State Of Texas convertible/ 0.0 $32k 30k 1.08
Hasbro (HAS) 0.0 $3.3k 30.00 111.50
Valeant Pharmaceuticals Intl 0.0 $1.0k 60.00 17.30
America Movil Sab De Cv spon adr l 0.0 $3.2k 200.00 15.92
Barrick Gold Corp (GOLD) 0.0 $16k 1.0k 15.91
Cognizant Technology Solutions (CTSH) 0.0 $25k 380.00 66.40
Comcast Corporation (CMCSA) 0.0 $7.8k 200.00 38.92
China Mobile 0.0 $21k 400.00 53.09
iShares MSCI Emerging Markets Indx (EEM) 0.0 $2.5k 60.00 41.38
Portland General Electric Company (POR) 0.0 $23k 500.00 45.69
Cme (CME) 0.0 $6.3k 50.00 125.24
Principal Financial (PFG) 0.0 $6.4k 100.00 64.07
Bank of America Corporation (BAC) 0.0 $17k 687.00 24.26
Bank of New York Mellon Corporation (BK) 0.0 $20k 400.00 51.02
Cabot Oil & Gas Corporation (CTRA) 0.0 $601.999200 24.00 25.08
Canadian Natl Ry (CNI) 0.0 $6.1k 75.00 81.05
Crown Castle International 0.0 $10k 100.00 100.18
Ecolab (ECL) 0.0 $23k 175.00 132.75
Seattle Genetics 0.0 $21k 400.00 51.74
Teva Pharmaceutical Industries (TEVA) 0.0 $9.9k 299.00 33.22
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $2.6k 20.00 128.85
Archer Daniels Midland Company (ADM) 0.0 $17k 400.00 41.38
IsoRay 0.0 $3.1k 5.0k 0.62
Bunge 0.0 $3.9k 52.00 74.60
Consolidated Edison (ED) 0.0 $8.1k 100.00 80.82
Dominion Resources (D) 0.0 $1.5k 19.00 76.63
FirstEnergy (FE) 0.0 $10k 350.00 29.16
American Tower Corporation 0.0 $19k 140.00 132.32
Apache Corporation 0.0 $16k 343.00 47.93
Autodesk (ADSK) 0.0 $20k 200.00 100.82
Citrix Systems 0.0 $12k 150.00 79.58
Coach 0.0 $19k 400.00 47.34
Copart (CPRT) 0.0 $13k 400.00 31.79
Hawaiian Electric Industries (HE) 0.0 $16k 500.00 32.38
Kohl's Corporation (KSS) 0.0 $1.5k 40.00 38.67
NetApp (NTAP) 0.0 $12k 300.00 40.05
Newmont Mining Corporation (NEM) 0.0 $8.9k 275.00 32.39
Noble Energy 0.0 $14k 490.00 28.30
PPG Industries (PPG) 0.0 $4.4k 40.00 109.95
Public Storage (PSA) 0.0 $14k 67.00 208.54
T. Rowe Price (TROW) 0.0 $2.6k 35.00 74.20
V.F. Corporation (VFC) 0.0 $15k 262.00 57.60
Brown-Forman Corporation (BF.B) 0.0 $1.9k 40.00 48.60
Molson Coors Brewing Company (TAP) 0.0 $22k 250.00 86.34
Akamai Technologies (AKAM) 0.0 $15k 300.00 49.81
Cabot Corporation (CBT) 0.0 $22k 406.00 53.43
Gol Linhas Aereas Inteligentes SA 0.0 $91.000000 8.00 11.38
Equity Residential (EQR) 0.0 $15k 233.00 65.83
Manitowoc Company 0.0 $1.2k 202.00 6.01
Conseco 0.0 $145.999700 7.00 20.86
Weight Watchers International 0.0 $6.7k 200.00 33.42
Kroger (KR) 0.0 $419.999400 18.00 23.33
Potash Corp. Of Saskatchewan I 0.0 $18k 1.1k 16.30
Amgen (AMGN) 0.0 $21k 119.00 172.23
Anadarko Petroleum Corporation 0.0 $951.999300 21.00 45.33
Capital One Financial (COF) 0.0 $12k 150.00 82.62
Cenovus Energy (CVE) 0.0 $4.6k 622.00 7.37
Colgate-Palmolive Company (CL) 0.0 $2.6k 35.00 74.14
Diageo (DEO) 0.0 $24k 200.00 119.83
eBay (EBAY) 0.0 $5.0k 144.00 34.92
Fluor Corporation (FLR) 0.0 $2.3k 50.00 45.78
Halliburton Company (HAL) 0.0 $16k 377.00 42.70
Praxair 0.0 $4.0k 30.00 132.57
Royal Dutch Shell 0.0 $18k 334.00 53.19
Telefonica (TEF) 0.0 $10k 988.00 10.39
UnitedHealth (UNH) 0.0 $24k 127.00 185.42
Vodafone 0.0 $23k 800.00 28.73
Agilent Technologies Inc C ommon (A) 0.0 $15k 253.00 59.31
iShares MSCI EAFE Index Fund (EFA) 0.0 $15k 225.00 65.20
Biogen Idec (BIIB) 0.0 $19k 68.00 271.35
Ford Motor Company (F) 0.0 $18k 1.6k 11.19
Gilead Sciences (GILD) 0.0 $8.8k 125.00 70.78
Stericycle (SRCL) 0.0 $2.6k 34.00 76.32
TJX Companies (TJX) 0.0 $9.7k 134.00 72.17
Henry Schein (HSIC) 0.0 $25k 135.00 183.02
Southern Company (SO) 0.0 $9.6k 200.00 47.88
Accenture (ACN) 0.0 $2.5k 20.00 123.70
Marriott International (MAR) 0.0 $24k 240.00 100.31
Markel Corporation (MKL) 0.0 $15k 15.00 975.87
Prestige Brands Holdings (PBH) 0.0 $11k 200.00 52.81
FactSet Research Systems (FDS) 0.0 $8.3k 50.00 166.18
Live Nation Entertainment (LYV) 0.0 $2.5k 73.00 34.85
WABCO Holdings 0.0 $6.4k 50.00 127.52
Frontier Communications 0.0 $412.995600 356.00 1.16
New York Community Ban 0.0 $24k 1.8k 13.13
Sempra Energy (SRE) 0.0 $23k 200.00 112.75
Applied Materials (AMAT) 0.0 $2.1k 52.00 41.31
C.H. Robinson Worldwide (CHRW) 0.0 $8.6k 125.00 68.68
Highwoods Properties (HIW) 0.0 $15k 297.00 50.71
MercadoLibre (MELI) 0.0 $13k 50.00 250.88
Aaron's 0.0 $7.8k 200.00 38.90
Marathon Oil Corporation (MRO) 0.0 $1.2k 100.00 11.85
Ventas (VTR) 0.0 $15k 214.00 69.48
Amphenol Corporation (APH) 0.0 $15k 200.00 73.82
Goldcorp 0.0 $3.9k 300.00 12.91
Kopin Corporation (KOPN) 0.0 $19k 5.2k 3.71
Energy Select Sector SPDR (XLE) 0.0 $8.3k 128.00 64.92
ON Semiconductor (ON) 0.0 $17k 1.2k 14.04
Dolby Laboratories (DLB) 0.0 $636.000300 13.00 48.92
Express Scripts 0.0 $23k 364.00 63.84
IntercontinentalEx.. 0.0 $5.9k 90.00 65.92
Under Armour (UAA) 0.0 $6.1k 280.00 21.76
Baidu (BIDU) 0.0 $18k 100.00 178.86
Sirius Satellite Radio 0.0 $1.6k 300.00 5.47
ArcelorMittal 0.0 $2.4k 104.00 22.73
Celanese Corporation (CE) 0.0 $19k 200.00 94.94
Corus Entertainment Inc-b Sh (CJREF) 0.0 $21k 2.0k 10.50
Enbridge (ENB) 0.0 $24k 611.00 39.81
Marvell Technology Group 0.0 $3.5k 210.00 16.52
Ship Finance Intl 0.0 $8.2k 600.00 13.60
STMicroelectronics (STM) 0.0 $719.000000 50.00 14.38
Transcanada Corp 0.0 $9.5k 200.00 47.67
Ares Capital Corporation (ARCC) 0.0 $24k 1.5k 16.38
Lam Research Corporation 0.0 $2.8k 20.00 141.45
Telecomunicacoes de Sao Paulo SA 0.0 $39.999900 3.00 13.33
Universal Display Corporation (OLED) 0.0 $11k 100.00 109.25
Atlas Air Worldwide Holdings 0.0 $7.6k 145.00 52.15
BHP Billiton (BHP) 0.0 $4.6k 128.00 35.59
Bruker Corporation (BRKR) 0.0 $25k 855.00 28.84
Cabot Microelectronics Corporation 0.0 $11k 148.00 73.83
Chipotle Mexican Grill (CMG) 0.0 $5.8k 14.00 416.07
Quest Diagnostics Incorporated (DGX) 0.0 $1.3k 11.00 116.00
Enbridge Energy Partners 0.0 $6.4k 400.00 16.00
MetLife (MET) 0.0 $5.5k 100.00 54.94
Nordson Corporation (NDSN) 0.0 $18k 150.00 121.32
Oneok Partners 0.0 $5.4k 106.00 51.07
Quidel Corporation 0.0 $7.5k 275.00 27.14
Boston Beer Company (SAM) 0.0 $9.9k 75.00 132.15
Sangamo Biosciences (SGMO) 0.0 $16k 1.8k 8.80
Skechers USA (SKX) 0.0 $15k 500.00 29.50
Tata Motors 0.0 $13k 400.00 33.01
Alliance Resource Partners (ARLP) 0.0 $11k 600.00 18.90
BP Prudhoe Bay Royalty Trust (BPT) 0.0 $8.6k 400.00 21.60
KLA-Tencor Corporation (KLAC) 0.0 $11k 115.00 91.51
Lennox International (LII) 0.0 $9.2k 50.00 183.64
MFA Mortgage Investments 0.0 $17k 2.0k 8.39
Neurocrine Biosciences (NBIX) 0.0 $4.6k 100.00 46.00
Pan American Silver Corp Can (PAAS) 0.0 $12k 700.00 16.82
Suncor Energy Inc Cad 0.0 $5.8k 200.00 29.20
Skyworks Solutions (SWKS) 0.0 $9.6k 100.00 95.95
Vector (VGR) 0.0 $4.8k 225.00 21.32
Wabtec Corporation (WAB) 0.0 $9.2k 100.00 91.50
BancFirst Corporation (BANF) 0.0 $9.8k 101.00 96.60
Esterline Technologies Corporation 0.0 $19k 200.00 94.80
National Fuel Gas (NFG) 0.0 $2.8k 50.00 55.84
Sasol (SSL) 0.0 $1.4k 50.00 27.96
FuelCell Energy 0.0 $62.000000 50.00 1.24
Nautilus (BFXXQ) 0.0 $2.4k 125.00 19.15
Southern Copper Corporation (SCCO) 0.0 $14k 400.00 34.63
Standard Motor Products (SMP) 0.0 $21k 400.00 52.22
Siemens (SIEGY) 0.0 $14k 200.00 69.15
Bank Of Montreal Cadcom (BMO) 0.0 $3.7k 50.00 73.44
WebMD Health 0.0 $8.8k 150.00 58.65
A.F.P Provida SA 0.0 $5.3k 633.00 8.36
Apollo Commercial Real Est. Finance (ARI) 0.0 $26k 1.4k 18.55
Eldorado Gold Corp 0.0 $1.2k 450.00 2.64
Market Vectors Gold Miners ETF 0.0 $17k 750.00 22.08
Market Vectors Junior Gold Miners ETF 0.0 $12k 350.00 33.38
ProShares UltraShort S&P500 0.0 $13k 1.0k 12.68
Rayonier (RYN) 0.0 $9.1k 315.00 28.77
Seabridge Gold (SA) 0.0 $19k 1.7k 10.80
B&G Foods (BGS) 0.0 $25k 700.00 35.60
Rosetta Stone 0.0 $54.000000 5.00 10.80
Manulife Finl Corp (MFC) 0.0 $19k 1.0k 18.76
American Water Works (AWK) 0.0 $16k 200.00 77.95
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $2.3k 19.00 120.53
iShares S&P MidCap 400 Index (IJH) 0.0 $5.9k 34.00 173.94
iShares Russell 2000 Value Index (IWN) 0.0 $14k 100.00 140.92
Kimco Realty Corporation (KIM) 0.0 $9.3k 506.00 18.35
Simon Property (SPG) 0.0 $12k 72.00 161.76
Yamana Gold 0.0 $1.2k 500.00 2.43
DigitalGlobe 0.0 $13k 400.00 33.30
Oclaro 0.0 $130.999400 14.00 9.36
Ebix (EBIXQ) 0.0 $5.4k 100.00 53.90
iShares Silver Trust (SLV) 0.0 $20k 1.3k 15.71
Diamonds Trust Series I 0.0 $2.1k 10.00 213.20
Macquarie Infrastructure 0.0 $7.8k 100.00 78.40
3D Systems Corporation (DDD) 0.0 $374.000000 20.00 18.70
ROYAL BK SCOTLAND Group Plc sp adr l rp pf 0.0 $25k 1.0k 25.31
Columbia/hca 0.0 $11k 100.00 105.08
Charles & Colvard 0.0 $736.000000 800.00 0.92
Alexco Resource Corp 0.0 $3.3k 2.5k 1.32
Terra Nitrogen Company 0.0 $8.6k 100.00 85.86
Dassault Systemes (DASTY) 0.0 $13k 150.00 89.50
LogMeIn 0.0 $2.6k 25.00 104.52
Verint Systems (VRNT) 0.0 $5.7k 140.00 40.70
Barclays Bk Plc Ipsp croil etn 0.0 $4.9k 1.0k 4.86
Fabrinet (FN) 0.0 $8.5k 200.00 42.66
Vanguard Emerging Markets ETF (VWO) 0.0 $2.7k 66.00 40.83
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $14k 279.00 50.03
Ecotality 0.0 $0 833.00 0.00
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $8.8k 661.00 13.25
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $14k 929.00 15.25
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $4.7k 420.00 11.28
Embraer S A (ERJ) 0.0 $9.1k 500.00 18.23
iShares Barclays TIPS Bond Fund (TIP) 0.0 $4.3k 38.00 113.42
Opko Health (OPK) 0.0 $13k 2.0k 6.58
Antares Pharma 0.0 $9.7k 3.0k 3.22
Kayne Anderson Energy Development 0.0 $2.0k 109.00 18.12
Microvision 0.0 $7.0k 3.3k 2.12
GenMark Diagnostics 0.0 $4.7k 400.00 11.83
Nuveen Equity Premium Income Fund (BXMX) 0.0 $7.5k 542.00 13.85
SPDR DJ Wilshire REIT (RWR) 0.0 $6.6k 71.00 92.99
SPDR Barclays Capital High Yield B 0.0 $2.2k 59.00 37.20
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $9.9k 171.00 57.84
iShares Russell Microcap Index (IWC) 0.0 $2.3k 26.00 88.92
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $10k 81.00 123.57
iShares Barclays Agency Bond Fund (AGZ) 0.0 $4.4k 39.00 113.69
iShares Morningstar Mid Core Index (IMCB) 0.0 $20k 119.00 168.81
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $8.7k 225.00 38.47
MFS InterMarket Income Trust I 0.0 $0 5.5k 0.00
WisdomTree Japan Total Dividend (DXJ) 0.0 $9.0k 174.00 52.00
Thornburg Mortgage 0.0 $0 15.00 0.00
PowerShares DB Oil Fund 0.0 $273.999200 34.00 8.06
Vanguard Mega Cap 300 Index (MGC) 0.0 $4.6k 55.00 82.89
Arkema (ARKAY) 0.0 $537.000000 5.00 107.40
Pembina Pipeline Corp (PBA) 0.0 $20k 600.00 33.12
Wells Fargo & Company 8% 0.0 $25k 945.00 25.91
Vermilion Energy (VET) 0.0 $25k 800.00 31.73
ProShares Short Dow30 0.0 $3.5k 200.00 17.44
Blackrock Build America Bond Trust (BBN) 0.0 $23k 1.0k 22.91
ProShares Ultra Silver 0.0 $14k 400.00 33.82
Contango Ore (CTGO) 0.0 $178.000000 10.00 17.80
Tel Offshore Trust 0.0 $10k 10k 1.00
Schwab U S Small Cap ETF (SCHA) 0.0 $1.6k 25.00 63.92
Prudential Plc preferred 0.0 $5.3k 200.00 26.54
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $24k 461.00 52.66
Mirant Corp 0.0 $0 374.00 0.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $1.2k 20.00 57.75
MicroIslet (MIIS) 0.0 $0 3.0k 0.00
Athersys 0.0 $6.0k 4.0k 1.51
Unity One Capital 0.0 $0 1.00 0.00
Mesa Royalty Trust (MTR) 0.0 $2.5k 215.00 11.70
Canadian Apartment Properties REIT (CDPYF) 0.0 $21k 800.00 25.74
Security National Financial (SNFCA) 0.0 $2.6k 412.00 6.38
Schwab Strategic Tr cmn (SCHV) 0.0 $1.0k 20.00 50.20
Vanguard Admiral Fds Inc cmn (IVOG) 0.0 $12k 100.00 121.56
Travelers Companies 0.0 $13k 103.00 126.53
e.Digital Corporation 0.0 $9.990000 300.00 0.03
Powershares Senior Loan Portfo mf 0.0 $6.6k 284.00 23.14
Schwab Strategic Tr us reit etf (SCHH) 0.0 $659.000000 16.00 41.19
A Classified Ad (AQFD) 0.0 $0 156.00 0.00
A Super Deal 0.0 $0 153.00 0.00
Core Med Group 0.0 $0 146.00 0.00
Esecuresoft (ESQF) 0.0 $0 148.00 0.00
General Electric Co Note corp bond 0.0 $15k 15k 1.02
Green Energy Group (GRYG) 0.0 $0 165.00 0.00
Usa Performance Prods (UPRM) 0.0 $0 40.00 0.00
Usas Digital 0.0 $0 162.00 0.00
Sanofi Aventis Wi Conval Rt 0.0 $385.015800 1.0k 0.38
Abakan 0.0 $305.970000 99k 0.00
Arcos Dorados Holdings (ARCO) 0.0 $745.000000 100.00 7.45
General Mtrs Co *w exp 07/10/201 0.0 $991.002000 57.00 17.39
Pandora Media 0.0 $892.000000 100.00 8.92
Vale Sa Adr F cs 0.0 $12k 1.4k 8.75
Novagold Resources 0.0 $4.6k 1.0k 4.56
Vitrotech Corp 0.0 $0 500.00 0.00
Dunkin' Brands Group 0.0 $17k 300.00 55.12
Xpo Logistics Inc equity (XPO) 0.0 $9.7k 150.00 64.63
Pretium Res Inc Com Isin# Ca74 0.0 $3.4k 350.00 9.61
Dividend Capital Realty mut 0.0 $8.0k 1.1k 7.50
GBX28.935185 Diamond Equities Inc Com cmn 0.0 $0 3.0k 0.00
Ubiquiti Networks 0.0 $3.6k 70.00 51.97
Laredo Petroleum Holdings 0.0 $15k 1.4k 10.52
Flexshares Tr iboxx 5yr trgt (TDTF) 0.0 $8.7k 349.00 24.96
Independence Resources- 0.0 $0 62.00 0.00
Whitecap Resources Inc Restr (SPGYF) 0.0 $18k 2.5k 7.15
Proto Labs (PRLB) 0.0 $15k 220.00 67.25
Balmoral Resources 0.0 $2.0k 3.8k 0.53
Patriot Gold (PGOL) 0.0 $39.000000 500.00 0.08
Dps Lehman Brth Hld Pfd preferred 0.0 $0 20k 0.00
Retail Properties Of America 0.0 $12k 1.0k 12.21
Lehman Brothers Hldg Xxx 0.0 $0 1.0k 0.00
Mphase Technologies 0.0 $0 400.00 0.00
Proshares Tr Ultrashort Dow30 Newetf 0.0 $12k 1.0k 11.88
Charles Schwab Corp. 6% Pfd. p 0.0 $3.3k 130.00 25.53
Keyence Corp Ord (KYCCF) 0.0 $1.8k 4.00 439.25
General Motors Corp Xxx prf 0.0 $0 400.00 0.00
Wa Funding Tr Iii D/escrow 0.0 $0 2.5k 0.00
Hartford Jr Sub 7.875 P referred 0.0 $26k 850.00 30.75
Pnc 5.375% Preferred preferred 0.0 $3.1k 120.00 25.58
Palo Alto Networks (PANW) 0.0 $20k 146.00 133.81
Orbit Brands 0.0 $0 100k 0.00
Ps Business Parks 0.0 $2.9k 114.00 25.17
Epr Properties (EPR) 0.0 $6.2k 86.00 71.87
Ishares Inc core msci emkt (IEMG) 0.0 $11k 219.00 50.04
General Electric Capital preferre 0.0 $26k 1.0k 25.55
Ambarella (AMBA) 0.0 $12k 250.00 48.55
Regulus Therapeutics 0.0 $197.000000 200.00 0.98
Digerati Technologies (DTGI) 0.0 $56.000000 100.00 0.56
L Brands 0.0 $5.0k 92.00 53.89
General Electric 4.875% public 0.0 $26k 1.0k 25.62
Prudential Financial 5.70% public 0.0 $10k 400.00 25.97
Lasersight Inc equity 0.0 $0 2.00 0.00
Sunedison 0.0 $50.000000 1.0k 0.05
Insys Therapeutics 0.0 $7.6k 600.00 12.65
Cambria Etf Tr shshld yield etf (SYLD) 0.0 $6.8k 200.00 34.23
Allstate 0.0 $24k 940.00 25.89
Sprint 0.0 $15k 1.8k 8.21
Sprouts Fmrs Mkt (SFM) 0.0 $21k 924.00 22.67
Intrexon 0.0 $7.2k 300.00 24.09
Independence Realty Trust In (IRT) 0.0 $20k 2.0k 9.87
Prd Energy 0.0 $16.250000 13k 0.00
Nexprise (NXPS) 0.0 $0 1.00 0.00
Alps Etf Tr Velosh Vola hdgd 0.0 $13k 400.00 33.50
Cel-sci 0.0 $644.007600 289.00 2.23
Wells Fargo Company 0.0 $25k 25k 1.02
Wirecard (WRCDF) 0.0 $6.4k 100.00 63.67
American Airls (AAL) 0.0 $25k 503.00 50.37
Twitter 0.0 $1.3k 75.00 17.87
A M R Corporation Xxx res 0.0 $0 1.0k 0.00
Trans Global (TGGI) 0.0 $0 5.00 0.00
Dalradian Resources 0.0 $2.6k 2.0k 1.30
Clenegen 0.0 $5.000000 10k 0.00
Achaogen 0.0 $11k 500.00 21.73
New Media Inv Grp 0.0 $9.7k 721.00 13.48
Tesla Motors Inc bond 0.0 $17k 15k 1.14
Wells Fargo And Company Ser bond 0.0 $5.1k 5.0k 1.02
Cara Therapeutics (CARA) 0.0 $12k 800.00 15.39
Ep Energy 0.0 $11k 3.0k 3.66
Egalet 0.0 $4.7k 2.0k 2.37
Oncologix Tech 0.0 $0 1.3k 0.00
Now (DNOW) 0.0 $1.2k 75.00 16.08
Jd (JD) 0.0 $16k 400.00 39.22
Papa Murphys Hldgs 0.0 $1.5k 350.00 4.37
Synchrony Financial (SYF) 0.0 $6.6k 222.00 29.82
Wells Fargo & Co New Depository Shs Preferred pfd stk 0.0 $26k 1.0k 26.31
Expedia 0.0 $7.4k 7.0k 1.05
Alcoa, Inc. note 0.0 $26k 25k 1.05
Keysight Technologies (KEYS) 0.0 $4.9k 126.00 38.93
California Resources 0.0 $17.000000 2.00 8.50
New Senior Inv Grp 0.0 $17k 1.7k 10.05
Hortonworks 0.0 $13k 1.0k 12.88
Outfront Media (OUT) 0.0 $12k 500.00 23.12
Habit Restaurants Inc/the-a 0.0 $3.2k 200.00 15.80
Powershares Act Mang Comm Fd db opt yld div 0.0 $8.1k 514.00 15.78
Golden Arch Resources 0.0 $0 4.0k 0.00
General Motors 8.25xxxescrow P 0.0 $0 15k 0.00
Broadcaster 0.0 $0 100.00 0.00
At&t Inc lg cap val 0.0 $4.1k 4.0k 1.02
American Intl Group Inc Mtn Be short bond 0.0 $5.1k 5.0k 1.02
Ford Motor Credit Co Llc interm. bond 0.0 $15k 13k 1.14
Marathon Oil Corp short bond 0.0 $15k 15k 1.01
Microsoft Corp interm. bond 0.0 $21k 20k 1.04
North Carolina Eastn Mun Pwr A Pwr Sys R interm. muni 0.0 $6.0k 5.0k 1.20
Pepsico Inc interm. bond 0.0 $1.7k 1.7k 1.03
Zillow Group Inc Cl A (ZG) 0.0 $4.9k 100.00 48.84
Mylan Nv 0.0 $776.000000 20.00 38.80
Dawson Geophysical (DWSN) 0.0 $67.000400 17.00 3.94
Easterly Government Properti reit (DEA) 0.0 $21k 1.0k 20.95
Homeaway Inc conv 0.0 $9.0k 10k 0.90
National General Ins 7.50% Ca 0.0 $26k 1.0k 25.88
Cisco Systems Inc global 0.0 $1.8k 1.7k 1.05
Comcast Corp us domestic 0.0 $11k 10k 1.08
Freddie Mac global 0.0 $22k 21k 1.04
General Elec Cap Corp global 0.0 $12k 12k 1.04
Souththirtytwo Ads (SOUHY) 0.0 $112.999700 11.00 10.27
Etsy (ETSY) 0.0 $2.3k 150.00 15.00
Omda Oil & Gas (OOAG) 0.0 $0 1.00 0.00
Bojangles 0.0 $813.000000 50.00 16.26
Fitbit 0.0 $1.6k 300.00 5.31
Community Healthcare Tr (CHCT) 0.0 $26k 1.0k 25.59
Htg Molecular Diagnostics 0.0 $9.3k 3.5k 2.66
Transunion (TRU) 0.0 $2.6k 60.00 43.32
Alamos Gold Inc New Class A (AGI) 0.0 $8.4k 1.2k 7.18
Viavi Solutions Inc equities (VIAV) 0.0 $73.999800 7.00 10.57
New York Mtg Tr Inc pfd-c conv 0.0 $25k 1.0k 24.81
Paypal Holdings (PYPL) 0.0 $7.7k 144.00 53.67
Arbutus Biopharma (ABUS) 0.0 $72.000000 20.00 3.60
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $9.8k 200.00 49.01
Lumentum Hldgs (LITE) 0.0 $57.000000 1.00 57.00
Pjt Partners (PJT) 0.0 $1.0k 25.00 40.24
Yellow Pages Limited Warrant 12/20/2022 war (YLWWF) 0.0 $471.968900 827.00 0.57
Aurico Metals 0.0 $442.982700 509.00 0.87
Aab National (AQBN) 0.0 $0 181.00 0.00
American Capital Holdings 0.0 $0 200.00 0.00
Associated Ban Pfd preferred (ASB.PC) 0.0 $26k 1.0k 26.32
Cougar Oil & Gas Canada 0.0 $0 2.0k 0.00
Cuidao Hldg 0.0 $0 150.00 0.00
Earthworks Entertainment 0.0 $0 44.00 0.00
Fairfax Finance preferred (FRFZF) 0.0 $7.8k 500.00 15.66
General Motors Corp 9.25 reit, m 0.0 $0 15k 0.00
Green For Energy 0.0 $0 1.0k 0.00
Ingersoll-rand 0.0 $18k 200.00 91.39
Leadis Tech 0.0 $10.000000 2.5k 0.00
Lowell Copper 0.0 $1.3k 1.6k 0.86
Myzipsoft (MZPS) 0.0 $0 311.00 0.00
Occidental Petro 0.0 $24k 401.00 59.87
Pacific Blue Energy 0.0 $0 1.0k 0.00
Southmark 0.0 $0 124.00 0.00
Spectra7 Microsystems 0.0 $299.000000 1.0k 0.30
Sportsend 0.0 $0 50.00 0.00
Rmr Group Inc cl a (RMR) 0.0 $487.000000 10.00 48.70
Cpi Card 0.0 $1.1k 400.00 2.85
Square Inc cl a (SQ) 0.0 $13k 555.00 23.46
Advisors Disciplined 0.0 $889.000000 2.00 444.50
Aetna Inc note 2.75% 11/15/2022 0.0 $6.0k 6.0k 1.00
Amer Muni Power Oh note 6.00% 2/15/2027 0.0 $21k 20k 1.07
Arizona Mining 0.0 $22k 10k 2.16
Austin Tx Isd note 5.00% 8/1/2022 0.0 $18k 15k 1.17
Austin Tx Wtr & Wst note 5.00% 11/15/2023 0.0 $12k 10k 1.20
Az Bd Regents Univ note 5.00% 7/1/2024 0.0 $12k 10k 1.21
Az St Lottery note 5.00% 7/1/2023 0.0 $11k 10k 1.09
Az St Trans Brd Hwy note 5.00% 7/1/2022 0.0 $11k 10k 1.14
Az St Trans Brd Hwy note 5.00% 7/1/2021 0.0 $11k 10k 1.14
Az St Transn Brd note 5.00% 7/1/2022 0.0 $11k 10k 1.11
Az Trans Brd Hwy note 5.00% 7/1/2022 0.0 $12k 10k 1.17
Az Trans Excise Tax note 5.00% 7/1/2021 0.0 $11k 10k 1.11
Az Wtr Infra Fa Rev note 5.00% 10/1/2021 0.0 $12k 10k 1.15
Bank Of America note 5.63% 7/1/2020 0.0 $7.7k 7.0k 1.10
Bank Of America note 5.70% 1/24/2022 0.0 $7.9k 7.0k 1.13
Benton Cnty Wa Sd#1 note 5.00% 12/1/2021 0.0 $17k 15k 1.16
Broward Cnty Fl Arp note 5.00% 10/1/2021 0.0 $11k 10k 1.14
Ca Inc note 5.38% 12/1/2019 0.0 $16k 15k 1.05
Caterpillar Finl Svc note 7.05% 10/1/2018 0.0 $8.5k 8.0k 1.06
Cdex 0.0 $0 200.00 0.00
Citigroup Inc note 6.00% 8/15/2017 0.0 $3.0k 3.0k 1.00
City Of San Antonio note 5.00% 2/1/2023 0.0 $18k 15k 1.18
Cnt Puget Snd Wa note 5.25% 2/1/2018 0.0 $10k 10k 1.03
Corpus Christi Tx note 5.00% 3/1/2022 0.0 $17k 15k 1.16
Douglas Co Sd #1 note 5.00% 1/15/2025 0.0 $21k 20k 1.06
Dripping Spring Tx note 5.00% 2/15/2021 0.0 $11k 10k 1.13
Eaton Corp note 2.75% 11/2/2022 0.0 $6.0k 6.0k 1.01
Energy Nw Wa Elec R note 5.00% 7/1/2018 0.0 $10k 10k 1.04
Expedia Inc note 5.95% 8/15/2020 0.0 $7.7k 7.0k 1.09
Fl Dep Of Child/fam note 5.00% 10/1/2018 0.0 $25k 25k 1.00
Gen Motors Finl note 6.75% 6/1/2018 0.0 $15k 14k 1.04
General Electric Cap note 5.75% 8/15/2021 0.0 $21k 19k 1.12
Goldman Sachs Group note 5.50% 2/15/2031 0.0 $22k 20k 1.12
Goodyear Az Pub Imp note 5.00% 7/1/2032 0.0 $25k 25k 1.00
Greater Az Dev Auth note 6.85% 8/1/2019 0.0 $0 5.0k 0.00
Harris Cnty Tx note 5.00% 8/15/2026 0.0 $17k 15k 1.15
Heritage Global 0.0 $14.000000 50.00 0.28
Hertz Corp note 7.00% 1/15/2028 0.0 $6.6k 8.0k 0.83
Husky Energy Inc note 7.25% 12/15/2019 0.0 $7.8k 7.0k 1.11
Ibm Corp note 5.70% 9/14/2017 0.0 $1.7k 1.7k 1.01
In St Fa Rev note 5.00% 2/1/2019 0.0 $11k 10k 1.06
Irvine Ca Spl T note 5.38% 9/1/2033 0.0 $25k 25k 1.00
Irving Tx Wwks/swr note 4.00% 8/15/2019 0.0 $11k 10k 1.06
Jea Fl Elec Sys Rev note 5.00% 10/1/2022 0.0 $12k 10k 1.17
Jefferies Group note 5.13% 4/13/2018 0.0 $8.2k 8.0k 1.03
Jefferson County Mo note 4.75% 3/1/2029 0.0 $5.1k 5.0k 1.03
King Etc Wa Sd #408 note 3.00% 12/1/2017 0.0 $10k 10k 1.01
Klein Tx Isd note 5.00% 8/1/2023 0.0 $12k 10k 1.19
Lehman Bros Hldgs note 0.00% 2/27/2015 0.0 $1.2k 20k 0.06
Ma St note 5.50% 10/1/2019 0.0 $11k 10k 1.10
Ma St Wtr Res Auth note 5.00% 8/1/2018 0.0 $10k 10k 1.04
Maricopa Az Ccd note 2.50% 7/1/2019 0.0 $26k 25k 1.03
Maricopa Az Sd #4 note 5.00% 7/1/2021 0.0 $17k 15k 1.14
Mi St Bldg Auth note 5.00% 4/15/2021 0.0 $11k 10k 1.13
Mo St Hlth/ed note 5.70% 10/1/2022 0.0 $11k 10k 1.05
Mo St Hwy/trans note 5.00% 2/1/2019 0.0 $11k 10k 1.06
Morgan Stanley note 4.63% 1/16/2034 0.0 $13k 13k 0.98
Mp Wstrn St Univ note 5.00% 10/1/2020 0.0 $10k 10k 1.02
Nc Mun Pwr Ca Elec note 5.00% 1/1/2025 0.0 $12k 10k 1.21
New York N Y note 5.00% 8/1/2023 0.0 $12k 10k 1.19
Novato Ca Rda note 4.50% 9/1/2034 0.0 $25k 25k 1.00
Ny St Dorm Auth Per note 5.00% 2/15/2025 0.0 $12k 10k 1.22
Ny St Dorm Auth S/t note 5.00% 3/15/2022 0.0 $12k 10k 1.17
Oh St Wtr Poll Rev note 5.00% 12/1/2021 0.0 $12k 10k 1.16
Pa St Tpk Commn Tpk note 5.00% 12/1/2024 0.0 $12k 10k 1.18
Pactiv Llc note 8.38% 4/15/2027 0.0 $5.7k 5.0k 1.14
Phoenix Az Cvc Imp note 5.00% 7/1/2020 0.0 $11k 10k 1.11
Phoenix Az Cvc Imp note 5.00% 7/1/2019 0.0 $25k 25k 1.00
Phoenix Az Wst Wtr note 5.00% 7/1/2024 0.0 $12k 10k 1.21
Phoenix Az Wtr note 5.00% 7/1/2022 0.0 $11k 10k 1.08
Phoenix Az Wtr note 5.00% 7/1/2027 0.0 $12k 10k 1.19
Pima Cn Az Swr note 5.00% 7/1/2025 0.0 $11k 10k 1.14
Regl Tran Dst Co Co note 5.00% 6/1/2022 0.0 $11k 10k 1.10
Rosemont Il note 5.25% 12/1/2022 0.0 $11k 10k 1.06
Salt River Prj Az note 5.00% 1/1/2025 0.0 $26k 25k 1.02
San Mateo Ca note 4.13% 12/15/2023 0.0 $15k 15k 1.02
Servicemaster Co Ltd note 7.45% 8/15/2027 0.0 $5.4k 5.0k 1.07
St Louis Mo Pkg note 6.00% 12/15/2018 0.0 $5.1k 5.0k 1.02
Tennessee St note 5.00% 5/1/2021 0.0 $10k 10k 1.03
Time Warner Inc note 9.15% 2/1/2023 0.0 $26k 20k 1.29
Tucson Az Wtr note 5.00% 7/1/2025 0.0 $12k 10k 1.23
Tx Trans St Hwy Fd note 5.00% 10/1/2024 0.0 $12k 10k 1.22
Univ Pl Wa note 5.92% 12/1/2019 0.0 $21k 20k 1.06
Univ Tx Univ note 5.25% 8/15/2018 0.0 $26k 25k 1.05
Washington St note 5.00% 2/1/2019 0.0 $21k 20k 1.06
Public Storage, Series B, 5.40% (PSA.PB) 0.0 $5.2k 200.00 26.18
Under Armour Inc Cl C (UA) 0.0 $5.6k 280.00 20.16
Austin Tx Cmnty convertible 0.0 $26k 25k 1.05
Avondale Az convertible 0.0 $5.5k 5.0k 1.11
Cvs Health Corp convertible 0.0 $12k 10k 1.21
Central Wa Univ Sys convertible 0.0 $26k 25k 1.02
Clark Cnty Nev convertible 0.0 $26k 25k 1.03
Dekalb Cn Il Cusd #4 convertible 0.0 $26k 25k 1.02
Devon Energy Cor convertible 0.0 $2.3k 2.0k 1.14
Amerisourcebergen Co equities 0.0 $6.6k 70.00 94.53
First Horizon Nat convertible 0.0 $3.1k 3.0k 1.03
Az St Ctfs Part convertible 0.0 $18k 15k 1.20
Lehman Bro Hldg Pfd pfds, reits 0.0 $48.000000 600.00 0.08
Ms St Univ Ed Bld convertible 0.0 $26k 25k 1.03
Nj St Trans Tr convertible 0.0 $5.3k 5.0k 1.07
S Vy Swr Dst Ut convertible 0.0 $5.1k 5.0k 1.02
Blackrock Core Bond equities 0.0 $14k 975.00 13.88
Global Medical Reit (GMRE) 0.0 $18k 2.0k 8.94
Fortive (FTV) 0.0 $20k 312.00 63.35
First Tr Combined Ser unit trusts 0.0 $26k 30.00 879.67
Notis Global Inc equities 0.0 $0 100.00 0.00
Bank Of America convertible 0.0 $5.1k 5.0k 1.02
Ca St Pub Wks B convertible 0.0 $5.3k 5.0k 1.05
Fau Fin Corp Fl convertible 0.0 $5.7k 5.0k 1.14
Miami-dade Cn Fl convertible 0.0 $5.3k 5.0k 1.07
American Tower Co convertible 0.0 $6.1k 6.0k 1.01
Lower Co Riv Auth T convertible 0.0 $12k 10k 1.19
Nyc Ny Hdc Mfh convertible 0.0 $10k 10k 1.02
Tn Hsg Dev Agcy convertible 0.0 $5.0k 5.0k 1.01
Az Bd Regents Univ convertible 0.0 $16k 15k 1.07
Industry Ca Pfa Tax convertible 0.0 $15k 15k 1.02
Pa Ecodev Fa Ws convertible 0.0 $15k 15k 1.00
Waukegan Ii convertible 0.0 $15k 15k 1.02
Wi S Hlth Ed Fa convertible 0.0 $17k 15k 1.14
American Honda Finance Corp cb 0.0 $10k 10k 1.01
Dell Technologies Inc Class V equity 0.0 $6.8k 111.00 61.11
Advansix (ASIX) 0.0 $2.5k 81.00 31.23
Donnelley Finl Solutions (DFIN) 0.0 $2.3k 100.00 22.96
Trilogy Metals (TMQ) 0.0 $221.014800 348.00 0.64
Lsc Communications 0.0 $2.1k 100.00 21.40
El Paso Co Cop convertible 0.0 $20k 20k 1.02
Vie Fincl Grp equities 0.0 $0 6.00 0.00
Ilg 0.0 $1.3k 46.00 27.50
Esc Seventy Seven 0.0 $0 50.00 0.00
Quality Care Properties 0.0 $13k 720.00 18.31
Yum China Holdings (YUMC) 0.0 $20k 500.00 39.43
Lamb Weston Hldgs (LW) 0.0 $15k 333.00 44.04
Denve Co C&c convertible 0.0 $22k 20k 1.08
First Trust Port unit trusts 0.0 $119.000000 10.00 11.90
Lancaster Co Pa Hos convertible 0.0 $23k 20k 1.14
Liberty Interactive convertible 0.0 $18k 17k 1.07
Maryland St convertible 0.0 $20k 20k 1.00
Minn St Paul Mn Arp convertible 0.0 $22k 20k 1.12
Nc St Ltd Obg convertible 0.0 $26k 25k 1.03
Oh St Wtr Dev Auth convertible 0.0 $22k 20k 1.11
Pa Eco Dev Fa Unmpl convertible 0.0 $20k 20k 1.00
Pr Elec Power Auth convertible 0.0 $10k 10k 1.00
State Of Texas convertible 0.0 $21k 20k 1.05
Va Clg Bldg Auth convertible 0.0 $21k 20k 1.06
Va St Pub Bldg Auth convertible 0.0 $22k 20k 1.11
Wisconsin State Aaa convertible 0.0 $23k 20k 1.14
Canopy Gro 0.0 $3.9k 635.00 6.13
Colony Northstar 0.0 $10k 733.00 14.09
Orcl 1.9 09/15/21 0.0 $5.0k 5.0k 0.99
Aquabounty Technologies 0.0 $32.000000 4.00 8.00
Snap Inc cl a (SNAP) 0.0 $17k 970.00 17.77
Uniti Group Inc Com reit (UNIT) 0.0 $25k 1.0k 25.14
Canada Goose Holdings Inc shs sub vtg (GOOS) 0.0 $395.000000 20.00 19.75
Sprott Resource Holdings 0.0 $362.100000 3.0k 0.12
Altaba 0.0 $5.4k 100.00 54.48
Aphria Inc foreign 0.0 $3.4k 825.00 4.10
Amplify Energy 0.0 $740.000000 74.00 10.00
Amplify Energy Co 22 Wts equities 0.0 $0 324.00 0.00
Bioverativ Inc equities 0.0 $2.0k 34.00 60.18
American Express convertible/ 0.0 $10k 10k 1.00
Bnp Paribas convertible/ 0.0 $10k 10k 1.01
Bk Ny Mellon Cor convertible/ 0.0 $9.9k 10k 0.99
Berkshire Hathaway convertible/ 0.0 $10k 10k 1.01
Burlingtn No Sant convertible/ 0.0 $8.5k 8.0k 1.06
California St convertible/ 0.0 $16k 15k 1.09
Caterpillar Inc convertible/ 0.0 $11k 10k 1.06
Cisco Systems Inc convertible/ 0.0 $5.0k 5.0k 1.00
Comcast Corpora convertible/ 0.0 $9.2k 9.0k 1.03
Devon Energy Corp convertible/ 0.0 $5.3k 5.0k 1.05
Dc Income Tax convertible/ 0.0 $16k 15k 1.09
Dow Chemical Co convertible/ 0.0 $11k 10k 1.06
Ebay Inc convertible/ 0.0 $10k 10k 1.00
Fannie Mae convertible/ 0.0 $22k 22k 0.99
General Electric Co convertible/ 0.0 $9.8k 9.0k 1.09
Greenfield In Msbc convertible/ 0.0 $10k 10k 1.02
Intelakare Marketing equities 0.0 $44.000000 2.2k 0.02
Jpmorgan Chase & V convertible/ 0.0 $10k 10k 1.00
Kimberly-clark convertible/ 0.0 $10k 10k 1.00
Mondelez Intl convertible/ 0.0 $15k 15k 1.00
Lower Co Riv Auth T convertible/ 0.0 $21k 20k 1.03
Mc Donalds Corp convertible/ 0.0 $16k 15k 1.05
National Rural convertible/ 0.0 $8.9k 8.0k 1.11
New London Ia Csd convertible/ 0.0 $22k 20k 1.07
Occidental Petrol convertible/ 0.0 $11k 10k 1.07
Pepsico Incorpor convertible/ 0.0 $10k 10k 1.00
Ralph Lauren Co convertible/ 0.0 $10k 10k 1.01
Royal Bank Canad convertible/ 0.0 $10k 10k 1.01
Salt River Proj Az convertible/ 0.0 $16k 15k 1.06
Simon Ppty Grp convertible/ 0.0 $12k 12k 1.03
Starbucks Corp convertible/ 0.0 $10k 10k 1.00
Sysco Corporatio convertible/ 0.0 $15k 15k 1.02
Toyota Auto Receiva convertible/ 0.0 $10k 10k 1.01
U S Bancorp convertible/ 0.0 $10k 10k 1.01
Visa Inc convertible/ 0.0 $10k 10k 1.01
Wells Fargo Bk Na convertible/ 0.0 $12k 12k 0.99
Colas Sa Ord equities 0.0 $20k 100.00 199.03