Bluefin Trading

Companies in the Bluefin Trading portfolio as of September 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Nxp Semiconductors N V 16.55 3.65M 113.08
Time Warner (TWX) 12.53 3.05M 102.45
Humana (HUM) 8.27 845159 243.63
Apple (AAPL) 8.05 1.30M 154.12
Citigroup Inc 5.79 1.98M 72.76
Norfolk Southern (NSC) 4.51 849402 132.23
Bank of America Corporation (BAC) 4.50 6.99M 16.03
Allergan 3.49 424157 204.95
Constellation Brands (STZ) 3.13 390724 199.45
Straight Path Communic Cl B 2.76 380218 180.54
Altaba 2.67 1.00M 66.24
Proshares Tr Ii sht vix st trm 1.40 370720 93.75
Facebook Inc cl a 1.28 186031 170.86
Petrobras Energia Participaciones SA (PZE) 1.20 2.38M 12.62
SPDR Barclays Capital High Yield B (JNK) 1.09 730190 37.32
AT&T; (T) 0.96 613393 39.17
Scientific Games (SGMS) 0.92 1.42M 16.10
Exxon Mobil Corporation (XOM) 0.82 248971 81.95
Arconic 0.75 479048 38.90
Union Pacific Corporation (UNP) 0.63 134630 115.99
Vanguard Total Bond Market ETF (BND) 0.53 161645 81.96
Ishares Trust Msci China msci china idx 0.51 202035 63.09
Rockwell Collins (COL) 0.49 92794 130.70
General Mtrs Co *w exp 07/10/201 0.44 492878 22.41
Jd 0.44 288800 38.20
Advanced Micro Devices (AMD) 0.42 820833 12.75
Barclays Bk Plc Ipath S&p500 Vix etf 0.40 2.00M 4.95
Alibaba Group Holding Ltd Spon 0.38 827600 11.32
Microsoft Corporation (MSFT) 0.37 122388 74.51
Spdr Short-term High Yield mf 0.37 330718 27.97
Energy Transfer Equity (ETE) 0.36 518757 17.38
SPDR Barclays Capital Convertible SecETF (CWB) 0.30 145647 51.07
Apache Corporation (APA) 0.28 150604 45.80
Sinclair Broadcast (SBGI) 0.26 198487 32.05
T Mobile Us Inc conv pfd ser a 0.26 64592 99.90
Sempra Energy (SRE) 0.24 52405 113.93
Liberty Media Corp Delaware Com C Siriusxm 0.24 140675 41.87
Sprott Physical Gold Trust (PHYS) 0.23 538733 10.44
Yelp Inc cl a 0.23 916700 6.35
PNC Financial Services (PNC) 0.21 38400 134.77
Hain Celestial (HAIN) 0.21 128405 41.16
W.R. Grace & Co. (GRA) 0.20 68383 72.15
Allergan Plc pfd conv ser a 0.20 6733 737.86
JPMorgan Chase & Co. (JPM) 0.19 79317 60.42
Monsanto Company (MON) 0.18 2.49M 1.83
Cisco Systems (CSCO) 0.18 136500 33.59
American International (AIG) 0.18 220867 20.00
Ishares Tr 0-5yr hi yl cp 0.18 95524 47.83
Sprouts Fmrs Mkt 0.17 229006 18.76
Starwood Waypoint Homes 0.17 117620 36.38
Toyota Motor Corporation (TM) 0.16 34393 119.18
Cooper Tire & Rubber Company (CTB) 0.16 105346 37.40
Gilead Sciences (GILD) 0.15 45949 81.02
Astoria Financial Corporation (AF) 0.15 175571 21.50
Mellanox Technologies Ltd 0.15 80172 47.14
American Airls 0.15 80234 47.50
Snap Inc cl a 0.15 265264 14.53
Capitol Invt Corp Iv unit 99/99/9999 0.15 368978 10.12
Tenet Healthcare Corporation stock 0.14 209519 16.43
iShares MSCI Brazil Index (EWZ) 0.13 77976 41.69
Alerian Mlp Etf(amlp) 0.13 281000 11.22
Vanguard Short Term Corporate Bond ETF (VCSH) 0.13 39558 80.14
Wts/the Pnc Financial Services Grp wts 0.12 44719 67.35
Micron Technology (MU) 0.12 787800 3.80
Forestar (FOR) 0.12 190000 15.65
Pimco Etf Tr 0-5 high yield 0.12 30094 101.55
Westlake Chemical Partners master ltd part 0.12 135895 22.69
Industrea Acquisition Corp unit 07/21/2024 0.12 303582 10.10
* Barrick Gold Corp 0.11 169960 16.09
Huntsman Corporation (HUN) 0.11 101200 27.42
Unilever (UL) 0.11 48429 57.96
iShares MSCI EAFE Index Fund (EFA) 0.10 38130 68.48
Metropcs Communications 0.10 41436 61.66
Dynegy Inc New Del pfd conv ser a 0.10 74892 33.15
Wal-Mart Stores (WMT) 0.09 28330 78.15
CenturyLink (CTL) 0.09 120496 18.91
Herbalife Ltd Com Stk 0.09 32000 67.84
Ciena Corporation (CIEN) 0.09 101508 21.98
SPDR Dow Jones Industrial Average ETF (DIA) 0.09 9681 223.84
SPDR DB Int'l Govt Infl Pro Bond (WIP) 0.09 37143 57.32
Powershares Senior Loan Portfo mf 0.09 100000 23.16
Ishares Inc msci india index 0.09 67091 32.85
Seaworld Entertainment 0.09 174790 12.99
Osprey Energy Acquisition Co unit 07/21/2022 0.09 238163 9.93
Pretium Res Inc Com Isin# Ca74 0.08 212275 9.26
Vodafone Group New Adr F 0.08 66200 28.46
Rh Com Npv 0.08 442400 4.53
Blackstone (BX) 0.07 48537 33.38
Abbott Laboratories (ABT) 0.07 34950 53.36
Pfizer (PFE) 0.07 50945 35.71
C.R. Bard (BCR) 0.07 5631 320.55
Credit Suisse Group AG (CS) 0.07 105588 15.79
Immersion Corporation (IMMR) 0.07 201777 8.17
Financial Select Sector SPDR (XLF) 0.07 67000 25.87
Cu Bancorp Calif 0.07 43161 38.79
Vaneck Vec Invt Grade Fltg Rate Etf etf/closed end fund 0.07 69545 25.28
Envision Healthcare 0.07 292200 6.25
Proshares Ultra Vix Short-term Futures Etf etf 0.07 209200 8.71
Dowdupont Inc 0.07 347550 4.66
Bison Cap Acquisition Corp ord shs 0.07 188150 9.87
Home Depot (HD) 0.06 9600 163.54
Freeport-McMoRan Copper & Gold (FCX) 0.06 97598 14.05
Amazon (AMZN) 0.06 1463 961.04
GOLAR LNG Limited Com 0.06 67532 22.61
Wts Wells Fargo & Co. 0.06 67340 21.56
iShares MSCI Mexico Inv. Mt. Idx. (EWW) 0.06 26188 54.61
iShares MSCI France Index (EWQ) 0.06 49033 30.90
Western Refng Logistics 0.06 53930 25.79
Liberty Broadband Cl C 0.06 14605 95.31
Chemours 0.06 271100 5.29
Constellation Alpha Capital unit 99/99/9999 0.06 141567 10.27
IAC/InterActive (IACI) 0.05 10201 117.54
Wells Fargo & Company (WFC) 0.05 1.14M 1.19
Boeing Company (BA) 0.05 4832 254.14
Colgate-Palmolive Company (CL) 0.05 16727 72.88
Halliburton Company (HAL) 0.05 28000 46.04
Merck & Co (MRK) 0.05 19170 64.01
Sina Corporation 0.05 11500 114.61
Netflix (NFLX) 0.05 7000 181.29
Delta Air Lines (DAL) 0.05 28000 48.21
General Communication (GNCMA) 0.05 31500 40.79
VMware (VMW) 0.05 11449 109.18
iShares iBoxx $ High Yid Corp Bond (HYG) 0.05 13400 88.73
General Motors Company (GM) 0.05 31300 40.38
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SCPB) 0.05 44423 30.66
Fortuna Silver Mines Inc. 0.05 278360 4.38
Level 3 Communications 0.05 23543 53.31
Ssga Active Etf Tr blkstn gsosrln 0.05 25000 47.44
Alphabet Inc Class C cs 0.05 1383 958.79
S&p Global 0.05 140000 9.26
Cleveland-cliffs Inc 0.05 190861 7.14
BP (BP) 0.04 26280 38.43
Caterpillar (CAT) 0.04 8250 124.61
CBS Corporation (CBS) 0.04 17550 58.01
DISH Network (DISH) 0.04 602500 1.74
Vornado Realty Trust (VNO) 0.04 13100 76.87
Alere (ALR) 0.04 618219 1.78
RPC (RES) 0.04 379900 2.65
Eldorado Gold Corp New 0.04 493853 2.20
Signet Jewelers Limited 0.04 235931 3.80
iShares MSCI Thailand Index Fund (THD) 0.04 12257 86.48
Vanguard Long Term Corporate Bond ETF (VCLT) 0.04 10639 94.18
American Tower Reit 0.04 7400 136.62
Spdr Ser Tr cmn 0.04 35066 30.74
Boulevard Acquisition cl a 0.04 100000 10.00
Brookfield Business Partners unit 0.04 37000 29.65
Ishares Inc etp 0.04 30255 32.39
Industrea Acquisition Corp cl a 0.04 98100 9.73
HSBC Holdings (HBC) 0.03 12680 49.45
McDonald's Corporation (MCD) 0.03 4400 156.59
Potash Corp. Of Saskatchewan I 0.03 40886 19.25
Williams Companies (WMB) 0.03 24704 30.00
Prudential Financial (PRU) 0.03 6600 106.36
Penn National Gaming (PENN) 0.03 34298 23.38
iShares Russell 2000 Index (IWM) 0.03 4650 148.17
Pacific Continental Corporation (PCBK) 0.03 25342 26.95
Huaneng Power International (HNP) 0.03 30926 24.41
SPDR S&P; Oil & Gas Explore & Prod. (XOP) 0.03 653200 1.21
Vanguard Emerging Markets ETF (VWO) 0.03 19500 43.59
Sabra Health Care REIT (SBRA) 0.03 30000 21.93
iShares S&P;/Citigroup 1-3 Year Int Trsry (ISHG) 0.03 9477 83.78
Spdr Series Trust equity 0.03 20307 34.57
Suntrust Bks Inc wrt exp 11/14/2 0.03 44085 15.83
Sandstorm Gold 0.03 171100 4.54
Capit Bk Fin A 0.03 15400 41.04
Ambarella Inc shs 0.03 13713 49.00
Abbvie 0.03 7550 88.87
Orbital Atk 0.03 5500 133.09
Market Vectors Etf Tr Pfd Sec 0.03 41817 20.09
Vaneck Vectors Etf Tr emerging mkts ag 0.03 35686 22.08
Forum Merger Corp - A 0.03 84800 9.71
Charles Schwab Corporation (SCHW) 0.02 125100 4.83
Johnson & Johnson (JNJ) 0.02 3500 130.00
Carnival Corporation (CCL) 0.02 6121 64.53
Western Digital (WDC) 0.02 5584 86.32
Novartis AG (NVS) 0.02 6764 85.90
CIGNA Corporation (CI) 0.02 2519 186.98
Starbucks Corporation (SBUX) 0.02 7629 53.74
United States Oil Fund (USO) 0.02 1.90M 0.27
Rite Aid Corporation (RAD) 0.02 257930 1.97
Energy Select Sector SPDR (XLE) 0.02 6316 68.56
Enterprise Products Partners 0.02 17620 26.05
Atwood Oceanics (ATW) 0.02 40325 9.40
IXYS Corporation (IXYS) 0.02 19000 23.68
EnPro Industries (NPO) 0.02 5458 80.62
Alliance Holdings GP (AHGP) 0.02 14900 27.79
Bank Mutual Corporation (BKMU) 0.02 37282 10.14
Scripps Networks Interactive (SNI) 0.02 5099 85.90
Zions Bancorporation *w exp 05/22/202 0.02 32199 15.22
Ishares Tr Phill Invstmrk 0.02 12042 36.95
iShares MSCI Chile Inv. Mt. Idx. Fd (ECH) 0.02 8800 48.64
iShares MSCI South Africa Index (EZA) 0.02 6985 58.70
First Potomac Realty Trust (FPO) 0.02 40905 11.15
MSCI Indonesia Investable Market Ind Fd (EIDO) 0.02 22982 26.67
Powershares Etf Trust Ii intl corp bond 0.02 14217 27.01
Park Sterling Bk Charlott 0.02 40714 12.43
iShares 10+ Year Credit Bond Fund ETF (CLY) 0.02 6949 62.02
iShares 10+ Year Govt/Credit Bond Fund (GLJ) 0.02 6531 63.85
B2gold Corp Com 0.02 158020 2.80
Ralph Lauren Corp 0.02 5300 88.30
D First Tr Exchange-traded Fd 0.02 20759 20.09
Ishares Tr 0-5yr invt gr cp 0.02 7661 50.65
Rice Energy 0.02 13290 28.97
New Residential Investment 0.02 28223 16.72
Walgreen Boots Alliance 0.02 5895 77.18
Liberty Media Corp Del Com Ser 0.02 12485 36.52
Jpm Em Local Currency Bond Etf 0.02 31754 19.21
Market Vectors Etfs/usa vaneck vectors indonesia ind 0.02 24065 23.64
Versum Matls Inc Com stock 0.02 175000 2.29
Gores Hldin-cw20 equity wrt 0.02 234673 2.04
Xerox 0.02 16375 33.28
Cision Ltd *w exp 06/22/202 0.02 142465 2.95
Reaves Util Income Fd right 10/04/2017 0.02 1.12M 0.37
Petroleo Brasileiro SA (PBR) 0.01 1.26M 0.28
Himax Technologies (HIMX) 0.01 28600 10.94
iShares MSCI Emerging Markets Indx (EEM) 0.01 352200 0.48
Coca-Cola Company (KO) 0.01 4480 45.09
CSX Corporation (CSX) 0.01 4221 54.25
General Electric Company (GE) 0.01 9000 24.22
3M Company (MMM) 0.01 1500 210.00
NVIDIA Corporation (NVDA) 0.01 2004 178.64
Best Buy (BBY) 0.01 4825 56.99
Intel Corporation (INTC) 0.01 363273 0.60
Las Vegas Sands (LVS) 0.01 4790 64.09
AstraZeneca (AZN) 0.01 6300 33.81
Amgen (AMGN) 0.01 1647 186.40
Diageo (DEO) 0.01 2100 131.90
International Business Machines (IBM) 0.01 1461 145.11
Pepsi (PEP) 0.01 2650 111.32
Philip Morris International (PM) 0.01 1900 111.05
Royal Dutch Shell (RDS.A) 0.01 5675 60.62
QUALCOMM (QCOM) 0.01 6229 51.85
TOTAL S.A. (TOT) 0.01 4500 53.56
Illinois Tool Works (ITW) 0.01 1500 148.00
Accenture 0.01 1998 135.14
Oracle Corporation (ORCL) 0.01 7400 48.38
Pioneer Natural Resources (PXD) 0.01 1870 147.59
Whiting Petroleum Corporation (WLL) 0.01 42600 5.47
Nexstar Broadcasting (NXST) 0.01 84500 1.82
Calpine Corporation (CPN) 0.01 17500 14.74
Ctrip.com International (CTRP) 0.01 75000 2.11
Goldcorp Inc New 0.01 227000 0.65
SeaChange International (SEAC) 0.01 70551 2.72
Seagate Technology Com Stk 0.01 8850 33.22
BHP Billiton (BHP) 0.01 5400 40.56
AK Steel Holding Corporation (AKS) 0.01 40900 5.60
Celgene Corporation (CELG) 0.01 2053 145.64
Energen Corporation (EGN) 0.01 6689 54.72
United States Steel Corporation (X) 0.01 80000 1.68
Rambus (RMBS) 0.01 350000 0.49
iShares MSCI Hong Kong Index Fund (EWH) 0.01 10800 24.72
PowerShares QQQ Trust, Series 1 (QQQQ) 0.01 136861 1.67
EQT Corporation (EQT) 0.01 99810 2.32
Seabridge Gold Inc 0.01 21097 12.18
ONEOK (OKE) 0.01 141900 1.55
Utilities SPDR (XLU) 0.01 4400 52.95
Oasis Petroleum (OAS) 0.01 27000 9.11
iShares Brclys Intrdte Gov/Crt Bd Fd (GVI) 0.01 2740 110.95
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.01 7610 28.12
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.01 6769 38.85
iShares MSCI Germany Index Fund (EWG) 0.01 7700 32.47
iShares MSCI Switzerland Index Fund (EWL) 0.01 7998 35.01
SPDR EURO STOXX 50 ETF (FEZ) 0.01 5313 41.22
iShares MSCI Poland Investable ETF (EPOL) 0.01 13655 26.51
Spdr Series Trust barcly cap etf 0.01 4932 42.17
Ishares Trust Barclays 0.01 7162 49.99
Tower Semiconductor 0.01 9372 30.73
Hd Supply 0.01 80000 4.35
Burlington Stores 0.01 75000 2.51
Arc Logistics Partners Lp preferred 0.01 18020 16.70
Ishares Tr msci uae etf 0.01 14999 17.33
Sun Bancorp Inc New Jers 0.01 13600 24.85
Synchrony Financial 0.01 538600 0.52
Vwr Corp cash securities 0.01 8469 33.06
Liberty Broadband Corporation 0.01 2344 94.28
Qorvo 0.01 30000 4.60
Livanova Plc Ord 0.01 3200 70.00
Hewlett Packard Enterprise 0.01 400000 0.69
Double Eagle Acquisition Cor *w exp 09/16/202 0.01 247000 0.69
Cf Corp *w exp 05/25/202 0.01 152399 2.11
Ishr Msci Singapore 0.01 8524 24.40
Ishares Tr ibonds dec2026 0.01 8400 24.64
Xenith Bankshares 0.01 7783 32.51
Quantum Corp Dlt & Storage 0.01 58662 6.12
Daseke Inc *w exp 03/31/202 0.01 176782 1.65
Fintech Acquisition Corp Ii 0.01 25100 10.24
Energy Transfer Partners 0.01 15683 18.30
Cars 0.01 9000 26.56
Vantage Energy Acquisition unit 04/12/2024 0.01 24100 10.17
Kirkland Lake Gold Ltd Com 0.01 22761 12.92
Federal Str Acquisition Corp unit 99/99/9999 0.01 28525 10.27
Vale (VALE) 0.00 179100 0.31
Teva Pharmaceutical Industries (TEVA) 0.00 160000 0.09
SPDR S&P; 500 ETF (SPY) 0.00 51300 1.27
Nordstrom (JWN) 0.00 64700 1.10
Newell Rubbermaid (NWL) 0.00 187275 0.04
Agrium Inc. 0.00 43500 0.67
Praxair (PX) 0.00 104046 0.01
Chesapeake Energy Corporation (CHK) 0.00 351500 0.08
Synaptics, Incorporated (SYNA) 0.00 25000 0.08
Deutsche Bank Ag-registered 0.00 396550 0.04
Fred's (FRED) 0.00 70000 0.02
Banco Itau Holding Financeira S.A. (ITUB) 0.00 31200 2.79
Mobile Mini (MINI) 0.00 50000 0.26
Bob Evans Farms (BOBE) 0.00 28400 0.56
Magellan Midstream Partners (MMP) 0.00 35100 3.16
CBL & Associates Properties (CBL) 0.00 28200 0.14
Tesla Motors (TSLA) 0.00 52000 0.38
Valeant Pharmaceuticals Int (VRX) 0.00 816300 0.02
QEP Resources (QEP) 0.00 20000 0.15
Kinder Morgan Inc. 0.00 252100 0.18
Expedia 0.00 20000 0.40
Groupon 0.00 132000 0.59
Zynga 0.00 448700 0.02
Caesars Entertainment 0.00 50000 0.12
Proshares Ultrashort 20+y Tr etf 0.00 45000 0.56
22nd Centy 0.00 82475 0.87
Chimerix 0.00 149700 0.65
Benefitfocus 0.00 61500 0.10
Twitter 0.00 338000 0.26
Platform Specialty Prods Cor 0.00 50000 0.10
Kite Pharma 0.00 30400 0.33
Otonomy 0.00 87900 0.02
Wayfair 0.00 36000 1.03
Barington Hilco Acquisition *w exp 02/11/201 0.00 47397 0.11
Del Taco Restaurants Inc Exp 6 warr 0.00 21634 5.18
Global Partner Acquisition C *w exp 07/01/202 0.00 73881 0.79
Electrum Spl Acquisition Cor *w exp 99/99/999 0.00 82100 0.32
Gp Invts Acquisition Cor *w exp 99/99/999 0.00 81379 0.44
Easterly Acquisition Corp *w exp 07/29/202 0.00 45500 0.86
Andina Acquisition Corp-cw w exp 9/1/2022 0.00 55900 0.36
Boulevard Acquisition *w exp 09/25/202 0.00 104410 0.89
Vaneck Vectors Gold Miners mutual 0.00 142100 0.06
Market Vectors Etf Tr Oil Svcs 0.00 40000 0.02
Ekso Bionics Hldgs Inc Com cs 0.00 100000 1.21
Resolute Energy 0.00 189500 0.61
Origo Acquisition Corp *w exp 12/17/202 0.00 23138 0.30
* Washington Prime Group New Com stock 0.00 45100 0.62
Donnelley Finl Solutions Inc Com stock 0.00 295300 0.10
Ilg Inc Com stock 0.00 88300 0.22
Arconic Inc Com stock 0.00 23200 0.17
M Iii Acquisition Corp *w exp 10/10/202 0.00 26400 0.53
Ishares Msci Japan 0.00 143955 0.03
Uniti Group Inc Com reit 0.00 69000 0.06
Cemtrex Inc *w exp 12/02/202 0.00 86078 0.39
Silver Run Acquisition *w exp 03/28/202 0.00 30533 1.51
Forum Merger Corp right 06/01/2019 0.00 62900 0.27
Kbl Merger Corp Iv *w exp 01/15/202 0.00 309650 0.17
Vantage Energy Acquisition w exp 04/12/202 0.00 41725 1.29
Simply Good Foods Co *w exp 07/07/202 0.00 44087 2.38
Bison Cap Acquisition Corp *w exp 06/20/202 0.00 98975 0.34
Bison Cap Acquisition Corp right 03/20/2019 0.00 198050 0.30
Industrea Acquisition Corp *w exp 08/01/202 0.00 110000 0.40
Nextdecade Corp w exp 07/23/202 0.00 112308 0.93