Edge Wealth Management

Edge Wealth Management as of Sept. 30, 2017

Portfolio Holdings for Edge Wealth Management

Edge Wealth Management holds 535 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alphabet Inc Class A cs (GOOGL) 4.8 $16M 16k 974.50
Apple (AAPL) 4.8 $16M 102k 153.78
Microsoft Corporation (MSFT) 4.4 $15M 195k 74.33
Verizon Communications (VZ) 3.9 $13M 261k 49.41
General Electric Company 3.8 $13M 520k 24.17
iShares S&P US Pref Stock Idx Fnd (PFF) 3.8 $13M 321k 38.80
BP (BP) 3.7 $12M 315k 38.43
Cisco Systems (CSCO) 3.6 $12M 358k 33.63
Pfizer (PFE) 3.6 $12M 336k 35.55
Gilead Sciences (GILD) 3.3 $11M 137k 80.73
Alerian Mlp Etf 3.2 $11M 955k 11.26
Intel Corporation (INTC) 3.2 $11M 275k 38.08
Bank of America Corporation (BAC) 2.8 $9.1M 361k 25.36
Berkshire Hathaway (BRK.B) 2.8 $9.1M 50k 183.03
JPMorgan Chase & Co. (JPM) 2.7 $8.9M 93k 95.38
CVS Caremark Corporation (CVS) 2.6 $8.7M 107k 81.51
General Dynamics Corporation (GD) 2.6 $8.5M 41k 205.23
Wisdomtree Tr intl hedge eqt (HEDJ) 2.2 $7.2M 111k 64.68
Eaton (ETN) 2.0 $6.7M 88k 76.74
Johnson & Johnson (JNJ) 1.9 $6.2M 48k 129.61
Shire 1.9 $6.2M 40k 152.99
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.3 $4.3M 325k 13.16
Delta Air Lines (DAL) 1.3 $4.2M 87k 48.14
Southern Company (SO) 1.2 $4.1M 83k 49.17
Santa Cruz County Bank Ca 1.0 $3.4M 78k 43.51
Amazon (AMZN) 0.8 $2.6M 2.7k 961.94
Enterprise Products Partners (EPD) 0.8 $2.6M 101k 25.86
Chevron Corporation (CVX) 0.7 $2.5M 21k 117.29
Agnc Investment Corp p (AGNCN) 0.7 $2.5M 96k 25.59
Qualcomm (QCOM) 0.7 $2.3M 45k 51.89
Raytheon Company 0.7 $2.3M 12k 185.93
Celgene Corporation 0.6 $2.0M 14k 145.78
Magellan Midstream Partners 0.6 $1.9M 27k 70.52
Vanguard Short Term Corporate Bond ETF (VCSH) 0.6 $1.9M 24k 80.17
Annaly Capital Management Inc Cum Conv Red Pfd Registered Shs Series F equity (NLY.PF) 0.5 $1.7M 66k 25.60
At&t (T) 0.5 $1.6M 41k 39.11
Invesco Mortgage Capital pref 0.5 $1.6M 62k 25.11
Merck & Co (MRK) 0.5 $1.5M 24k 63.76
Wells Fargo & Company (WFC) 0.4 $1.5M 27k 55.13
United Technologies Corporation 0.4 $1.4M 12k 115.80
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.4 $1.4M 169k 8.44
United Parcel Service (UPS) 0.4 $1.4M 12k 120.26
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.4 $1.3M 12k 101.78
Facebook Inc cl a (META) 0.4 $1.2M 7.3k 170.53
General Motors Company (GM) 0.3 $1.1M 28k 40.30
Exxon Mobil Corporation (XOM) 0.3 $1.1M 14k 81.71
Walt Disney Company (DIS) 0.3 $1.1M 12k 98.41
Nuveen Nj Div Advantage Mun (NXJ) 0.3 $1.1M 81k 13.73
Kayne Anderson MLP Investment (KYN) 0.3 $1.1M 58k 18.14
Oracle Corporation (ORCL) 0.3 $1.0M 21k 48.27
Costco Wholesale Corporation (COST) 0.3 $1.0M 6.1k 164.76
Medtronic (MDT) 0.3 $996k 13k 77.72
Cys Invts 7.75%ser A Pfd ps 0.3 $943k 38k 25.03
Brookfield Real Assets Incom shs ben int (RA) 0.3 $965k 41k 23.75
Alexion Pharmaceuticals 0.3 $935k 6.7k 139.78
Annaly Cap Mgmt Inc 7.625% 12/ preferred 0.2 $806k 32k 25.19
WisdomTree Japan Total Dividend (DXJ) 0.2 $762k 14k 54.76
Apollo Cmmrl Real Est Fi p 0.2 $749k 30k 25.39
Nuveen Insured Tax-Free Adv Munici (NEA) 0.2 $719k 52k 13.82
Schwab U S Large Cap Growth ETF (SCHG) 0.2 $726k 11k 66.00
Blackrock Multi-sector Incom other (BIT) 0.2 $729k 39k 18.67
Allergan 0.2 $698k 3.4k 203.80
Range Resources (RRC) 0.2 $667k 34k 19.58
Citigroup Perp Pfd 6.875% Call preferr 0.2 $668k 23k 28.95
Boeing Company (BA) 0.2 $623k 2.5k 253.77
Goldcorp 0.2 $623k 48k 13.02
Spdr S&p 500 Etf (SPY) 0.2 $584k 2.3k 251.18
Bank of the Ozarks 0.2 $599k 12k 48.32
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.2 $590k 45k 13.11
Ishares Inc em mkt min vol (EEMV) 0.2 $611k 11k 58.24
Rlj Entertainment 0.2 $598k 168k 3.55
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.2 $550k 38k 14.56
J P Morgan Exchange Traded F div rtn int eq (JPIN) 0.2 $575k 9.9k 57.87
BlackRock Corporate High Yield Fund VI (HYT) 0.2 $534k 47k 11.28
Annaly Capital Mgmt Pfd D 7.50 0.2 $514k 20k 25.30
Jp Morgan Alerian Mlp Index 0.1 $504k 18k 28.22
ProShares Short 20+ Year Treasury ETF (TBF) 0.1 $493k 22k 22.41
Blackrock Municipal 2018 Term Trust 0.1 $488k 33k 15.02
Wells Fargo & Company 8% 0.1 $493k 19k 25.48
Blackrock Municipal 2020 Term Trust 0.1 $484k 31k 15.64
Nuveen Conn Prem Income Mun sh ben int 0.1 $499k 41k 12.20
Schwab Strategic Tr us dividend eq (SCHD) 0.1 $483k 10k 46.81
Vanguard S&p 500 Etf idx (VOO) 0.1 $496k 2.2k 230.70
United Bancshares Inc. OH (UBOH) 0.1 $450k 20k 22.50
Barrick Gold Corp (GOLD) 0.1 $435k 27k 16.14
Comcast Corporation (CMCSA) 0.1 $434k 11k 38.33
Union Pacific Corporation (UNP) 0.1 $421k 3.6k 115.98
ConocoPhillips (COP) 0.1 $426k 8.5k 50.02
Energy Select Sector SPDR (XLE) 0.1 $415k 6.1k 68.31
Citigroup (C) 0.1 $445k 6.1k 72.70
Ladder Capital Corp Class A (LADR) 0.1 $446k 32k 13.75
Pepsi (PEP) 0.1 $383k 3.4k 111.21
Ford Motor Company (F) 0.1 $391k 33k 11.99
Nuveen Intermediate 0.1 $410k 31k 13.31
New York Mtg 7.75% Pfdpfd Ser B 0.1 $404k 16k 25.08
Energy Transfer Partners 0.1 $392k 21k 18.32
Chesapeake Energy Corporation 0.1 $354k 82k 4.32
SPDR Gold Trust (GLD) 0.1 $362k 3.0k 121.84
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $371k 43k 8.70
Ies Hldgs (IESC) 0.1 $349k 20k 17.35
Pennymac Mortgage Investment Trust Cum Red Pfd Registered Shs Of Beneficial Interest Series A equity (PMT.PA) 0.1 $372k 15k 25.22
Baker Hughes A Ge Company (BKR) 0.1 $378k 10k 36.61
PennyMac Mortgage Investment Trust (PMT) 0.1 $332k 19k 17.42
Las Vegas Sands (LVS) 0.1 $320k 5.0k 64.00
salesforce (CRM) 0.1 $317k 3.4k 93.24
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $320k 24k 13.56
Armour Residential - Reit equs 0.1 $325k 13k 25.48
Alphabet Inc Class C cs (GOOG) 0.1 $331k 345.00 959.42
Dxc Technology (DXC) 0.1 $326k 3.8k 85.88
Direxion Shs Etf Tr call 0.1 $329k 9.0k 36.42
Daimler Ag reg (MBGAF) 0.1 $309k 3.9k 78.42
Huntington Bancshares Incorporated (HBAN) 0.1 $255k 18k 13.89
Total (TTE) 0.1 $270k 5.0k 53.57
Ultra Short Russell 2000 0.1 $271k 15k 18.69
Hortonworks 0.1 $258k 15k 16.81
Schlumberger (SLB) 0.1 $234k 3.4k 69.62
Under Armour (UAA) 0.1 $237k 14k 16.49
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $238k 17k 14.01
Eaton Vance New York Municipal Bond Fund (ENX) 0.1 $233k 18k 12.94
Morgan Stanley Pfd A preferr (MS.PA) 0.1 $225k 9.8k 23.08
Deutsche Bk Contingnt Cap Tr V ps 0.1 $220k 8.3k 26.51
Castlight Health 0.1 $231k 53k 4.35
Alibaba Group Holding (BABA) 0.1 $242k 1.4k 172.86
Blackrock Debt Strat (DSU) 0.1 $241k 21k 11.63
Array BioPharma 0.1 $185k 15k 12.33
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $201k 1.6k 125.62
Invesco Insured Municipal Income Trust (IIM) 0.1 $182k 12k 14.91
Anavex Life Sciences (AVXL) 0.1 $209k 50k 4.18
Napec 0.1 $198k 200k 0.99
Home Depot (HD) 0.1 $176k 1.1k 163.27
Procter & Gamble Company (PG) 0.1 $149k 1.6k 90.85
Financial Select Sector SPDR (XLF) 0.1 $160k 6.2k 25.75
Tesla Motors (TSLA) 0.1 $153k 450.00 340.00
iShares Dow Jones Select Dividend (DVY) 0.1 $162k 1.7k 93.75
iShares Dow Jones US Pharm Indx (IHE) 0.1 $173k 1.1k 156.00
Nuveen Quality Pref. Inc. Fund II 0.1 $172k 17k 10.39
Schwab Strategic Tr cmn (SCHV) 0.1 $162k 3.1k 51.77
Schwab Strategic Tr schwab fdt us bm (FNDB) 0.1 $156k 4.5k 35.05
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $157k 6.8k 23.03
Mortgage Reit Index real (REM) 0.1 $166k 3.5k 46.85
Snap Inc cl a (SNAP) 0.1 $175k 12k 14.44
Iovance Biotherapeutics (IOVA) 0.1 $150k 19k 7.77
iShares S&P 500 Index (IVV) 0.0 $131k 520.00 251.92
Federal National Mortgage Association (FNMA) 0.0 $148k 50k 2.96
Westmoreland Coal Company 0.0 $128k 50k 2.56
Skyline Corporation (SKY) 0.0 $132k 11k 11.58
Approach Resources 0.0 $125k 50k 2.50
iShares Russell 1000 Growth Index (IWF) 0.0 $129k 1.0k 125.36
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $130k 11k 11.82
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $146k 1.7k 88.22
BlackRock MuniHoldings New York Insured (MHN) 0.0 $137k 9.7k 14.06
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $126k 2.3k 54.55
Cornerstone Ondemand 0.0 $147k 3.6k 40.65
Pnc Financial Services Group 0.0 $143k 5.0k 28.60
stock 0.0 $134k 2.0k 67.00
Ares Coml Real Estate (ACRE) 0.0 $133k 10k 13.30
Sterling Bancorp 0.0 $129k 5.2k 24.75
Andeavor 0.0 $128k 1.2k 102.81
GlaxoSmithKline 0.0 $85k 2.1k 40.75
International Business Machines (IBM) 0.0 $104k 720.00 144.44
Philip Morris International (PM) 0.0 $114k 1.0k 111.22
AvalonBay Communities (AVB) 0.0 $92k 515.00 178.64
iShares NASDAQ Biotechnology Index (IBB) 0.0 $88k 264.00 333.33
iShares Russell 2000 Index (IWM) 0.0 $101k 681.00 148.31
Federal Realty Inv. Trust 0.0 $99k 800.00 123.75
SPDR KBW Regional Banking (KRE) 0.0 $114k 2.0k 56.72
KKR & Co 0.0 $105k 5.2k 20.19
WisdomTree India Earnings Fund (EPI) 0.0 $96k 3.8k 25.26
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $96k 19k 5.15
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $110k 25k 4.47
Gazprom OAO 0.0 $106k 25k 4.21
Eaton Vance Nj Muni Income T sh ben int 0.0 $96k 8.0k 12.00
Yelp Inc cl a (YELP) 0.0 $112k 2.6k 43.08
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $103k 4.5k 22.74
Fireeye 0.0 $86k 5.1k 16.90
Ito En Ltd Ord 0.0 $92k 2.7k 34.07
Momo 0.0 $91k 2.9k 31.24
Kraft Heinz (KHC) 0.0 $97k 1.2k 77.91
Fairmount Santrol Holdings 0.0 $95k 20k 4.75
Vaneck Vectors Uranium + Nuclear Energy Etf etf (NLR) 0.0 $104k 2.0k 51.21
Nuveen Cr Opportunities 2022 0.0 $114k 12k 9.91
iShares MSCI Emerging Markets Indx (EEM) 0.0 $56k 1.3k 44.52
Goldman Sachs (GS) 0.0 $63k 265.00 237.74
American Express Company (AXP) 0.0 $69k 759.00 90.91
Bank of New York Mellon Corporation (BK) 0.0 $67k 1.3k 52.71
Ecolab (ECL) 0.0 $64k 500.00 128.00
3M Company (MMM) 0.0 $52k 250.00 208.00
Newmont Mining Corporation (NEM) 0.0 $53k 1.4k 37.86
Snap-on Incorporated (SNA) 0.0 $74k 500.00 148.00
Morgan Stanley (MS) 0.0 $63k 1.3k 48.46
Charles River Laboratories (CRL) 0.0 $65k 600.00 108.33
Anadarko Petroleum Corporation 0.0 $62k 1.3k 48.70
Halliburton Company (HAL) 0.0 $66k 1.4k 45.99
Accenture (ACN) 0.0 $73k 540.00 135.19
New York Community Ban 0.0 $56k 4.3k 12.97
Pioneer Natural Resources 0.0 $81k 550.00 147.27
Netflix (NFLX) 0.0 $72k 399.00 180.45
BGC Partners 0.0 $72k 5.0k 14.40
Centerra Gold (CGAU) 0.0 $73k 10k 7.16
Rockwell Automation (ROK) 0.0 $80k 450.00 177.78
American International (AIG) 0.0 $62k 1.0k 61.81
PowerShares Water Resources 0.0 $57k 2.0k 28.50
Vanguard Dividend Appreciation ETF (VIG) 0.0 $60k 635.00 94.49
Calamos Strategic Total Return Fund (CSQ) 0.0 $50k 4.1k 12.20
iShares Dow Jones US Healthcare (IYH) 0.0 $63k 370.00 170.27
PowerShares Dynamic Pharmaceuticals 0.0 $62k 950.00 65.26
adidas (ADDYY) 0.0 $76k 670.00 113.43
Bridgestone Corporation (BRDCY) 0.0 $68k 1.5k 45.33
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $53k 3.4k 15.67
Marathon Petroleum Corp (MPC) 0.0 $57k 1.0k 56.55
Ashford Hospital Trust Inc Pre (AHT.PD) 0.0 $78k 3.1k 25.50
Ishares Tr usa min vo (USMV) 0.0 $63k 1.2k 50.60
Express Scripts Holding 0.0 $63k 988.00 63.77
Model N (MODN) 0.0 $75k 5.0k 15.00
Twenty-first Century Fox 0.0 $50k 1.9k 26.32
Twitter 0.0 $50k 3.0k 16.72
Nantkwest 0.0 $55k 10k 5.50
Nuvectra 0.0 $65k 5.0k 13.00
Market Vectors Etf Tr Oil Svcs 0.0 $78k 3.0k 26.00
Credit Suisse Nassau Brh velocity shs shr 0.0 $51k 4.5k 11.33
Dowdupont 0.0 $56k 812.00 68.97
BlackRock (BLK) 0.0 $36k 80.00 450.00
Starwood Property Trust (STWD) 0.0 $33k 1.5k 21.64
Two Harbors Investment 0.0 $43k 4.3k 10.07
Blackstone 0.0 $33k 1.0k 33.00
M&T Bank Corporation (MTB) 0.0 $26k 159.00 163.52
Wal-Mart Stores (WMT) 0.0 $31k 390.00 79.49
Eli Lilly & Co. (LLY) 0.0 $48k 560.00 85.71
Health Care SPDR (XLV) 0.0 $29k 350.00 82.86
Bristol Myers Squibb (BMY) 0.0 $49k 770.00 63.64
Coach 0.0 $20k 500.00 40.00
NVIDIA Corporation (NVDA) 0.0 $35k 194.00 180.41
Automatic Data Processing (ADP) 0.0 $38k 350.00 108.57
KBR (KBR) 0.0 $32k 1.8k 17.90
International Paper Company (IP) 0.0 $25k 440.00 56.82
Helmerich & Payne (HP) 0.0 $31k 600.00 51.67
Lockheed Martin Corporation (LMT) 0.0 $45k 145.00 310.34
Altria (MO) 0.0 $28k 437.00 64.07
Amgen (AMGN) 0.0 $37k 200.00 185.00
BB&T Corporation 0.0 $40k 843.00 47.45
Honeywell International (HON) 0.0 $28k 200.00 140.00
Macy's (M) 0.0 $44k 2.0k 22.00
Nike (NKE) 0.0 $37k 715.00 51.75
Occidental Petroleum Corporation (OXY) 0.0 $27k 420.00 64.29
Target Corporation (TGT) 0.0 $30k 507.00 59.17
Agilent Technologies Inc C ommon (A) 0.0 $47k 739.00 63.60
Freeport-McMoRan Copper & Gold (FCX) 0.0 $21k 1.5k 14.00
PG&E Corporation (PCG) 0.0 $23k 340.00 67.65
TJX Companies (TJX) 0.0 $37k 500.00 74.00
Fannie Mae Pfd. N (FNMAK) 0.0 $23k 2.2k 10.55
Vornado Realty Trust (VNO) 0.0 $36k 466.00 77.25
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $17k 200.00 85.00
WABCO Holdings 0.0 $46k 311.00 147.91
Sempra Energy (SRE) 0.0 $29k 250.00 116.00
Marathon Oil Corporation (MRO) 0.0 $27k 2.0k 13.48
Griffon Corporation (GFF) 0.0 $22k 1.0k 22.00
CenterPoint Energy (CNP) 0.0 $20k 670.00 29.85
Banco Santander (SAN) 0.0 $20k 2.9k 6.83
Walter Investment Management 0.0 $40k 67k 0.60
Abb (ABBNY) 0.0 $37k 1.5k 24.67
Randgold Resources 0.0 $44k 450.00 97.78
Novagold Resources Inc Cad (NG) 0.0 $35k 8.6k 4.07
Brookdale Senior Living (BKD) 0.0 $21k 2.0k 10.50
City Holding Company (CHCO) 0.0 $32k 444.00 72.07
Realty Income (O) 0.0 $31k 544.00 56.99
Brocade Communications Systems 0.0 $33k 2.8k 11.79
Technology SPDR (XLK) 0.0 $26k 437.00 59.50
Apollo Investment 0.0 $42k 7.0k 6.04
Vanguard Financials ETF (VFH) 0.0 $30k 465.00 64.52
Kimco Realty Corporation (KIM) 0.0 $31k 1.6k 19.68
Spdr S&p 500 Etf Tr option 0.0 $20k 215.00 93.02
SPDR KBW Bank (KBE) 0.0 $18k 400.00 45.00
AVEO Pharmaceuticals 0.0 $36k 10k 3.60
iShares Dow Jones Transport. Avg. (IYT) 0.0 $36k 200.00 180.00
iShares S&P SmallCap 600 Index (IJR) 0.0 $24k 320.00 75.00
Vanguard Emerging Markets ETF (VWO) 0.0 $33k 750.00 44.00
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $17k 1.2k 13.78
Cohen & Steers infrastucture Fund (UTF) 0.0 $46k 2.0k 23.00
Gabelli Dividend & Income Trust (GDV) 0.0 $27k 1.2k 22.50
Korea (KF) 0.0 $18k 450.00 40.00
Invesco Mortgage Capital 0.0 $17k 1.0k 17.00
Vanguard REIT ETF (VNQ) 0.0 $18k 214.00 84.11
Vanguard High Dividend Yield ETF (VYM) 0.0 $39k 486.00 80.25
SPDR S&P Metals and Mining (XME) 0.0 $22k 695.00 31.65
Western Asset High Incm Fd I (HIX) 0.0 $22k 3.0k 7.30
Ellington Financial 0.0 $40k 2.5k 16.00
Goldman Sachs Grp 0.0 $36k 1.4k 26.43
Tencent Holdings Ltd - (TCEHY) 0.0 $22k 500.00 44.00
PowerShares Nasdaq Internet Portfol 0.0 $22k 200.00 110.00
Schwab U S Broad Market ETF (SCHB) 0.0 $21k 351.00 59.83
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $18k 300.00 60.00
First Tr Nasdaq Aba Cmnty Bk ut com shs etf (QABA) 0.0 $27k 519.00 52.02
Ishares Tr rus200 grw idx (IWY) 0.0 $28k 411.00 68.13
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $27k 3.0k 9.00
Pennantpark Floating Rate Capi (PFLT) 0.0 $29k 2.0k 14.50
Dunkin' Brands Group 0.0 $24k 450.00 53.33
Palo Alto Networks (PANW) 0.0 $29k 200.00 145.00
Sl Green Realty Corp - Pfd I eqfor (SLG.PI) 0.0 $25k 1.0k 25.00
Intercept Pharmaceuticals In 0.0 $18k 300.00 60.00
Mitt 8.00% preferred (MITT.PB) 0.0 $25k 1.0k 25.00
Pimco Dynamic Credit Income other 0.0 $46k 2.0k 23.00
Allianzgi Equity & Conv In 0.0 $22k 1.1k 20.95
Array Biopharma 0.0 $21k 700.00 30.00
Blackberry (BB) 0.0 $20k 1.8k 11.43
Sirius Xm Holdings (SIRI) 0.0 $22k 3.9k 5.64
Barracuda Networks 0.0 $48k 2.0k 24.00
Wizard World 0.0 $27k 100k 0.27
First Republic B 7.000% 00/00/ preferred stocks 0.0 $27k 1.0k 27.00
Vodafone Group New Adr F (VOD) 0.0 $24k 847.00 28.34
Investors Ban 0.0 $18k 1.4k 13.33
Jpm 6.3 12/31/49 0.0 $27k 1.0k 27.00
Moelis & Co (MC) 0.0 $30k 700.00 42.86
Bank America Corp Dep pfd stk 0.0 $27k 1.0k 27.00
Calithera Biosciences 0.0 $28k 1.8k 15.56
Shake Shack Inc cl a (SHAK) 0.0 $17k 500.00 34.00
Flex Pharma 0.0 $33k 10k 3.30
Tier Reit 0.0 $28k 1.5k 19.27
Madison Square Garden Cl A (MSGS) 0.0 $43k 200.00 215.00
Global Blood Therapeutics In 0.0 $23k 765.00 30.07
Arrowhead Pharmaceuticals (ARWR) 0.0 $43k 10k 4.30
Xerox 0.0 $42k 1.3k 33.60
Proshares Ultrashort S&p 500 0.0 $18k 375.00 48.00
Melco Crown Entertainment (MLCO) 0.0 $12k 500.00 24.00
Time Warner 0.0 $10k 100.00 100.00
NRG Energy (NRG) 0.0 $2.0k 64.00 31.25
HSBC Holdings (HSBC) 0.0 $5.0k 105.00 47.62
Annaly Capital Management 0.0 $9.0k 725.00 12.41
MasterCard Incorporated (MA) 0.0 $14k 100.00 140.00
Progressive Corporation (PGR) 0.0 $10k 200.00 50.00
Charles Schwab Corporation (SCHW) 0.0 $10k 235.00 42.55
Ameriprise Financial (AMP) 0.0 $15k 100.00 150.00
CSX Corporation (CSX) 0.0 $2.0k 33.00 60.61
Devon Energy Corporation (DVN) 0.0 $9.0k 250.00 36.00
McDonald's Corporation (MCD) 0.0 $5.0k 35.00 142.86
Via 0.0 $6.0k 232.00 25.86
Teva Pharmaceutical Industries (TEVA) 0.0 $11k 635.00 17.32
Archer Daniels Midland Company (ADM) 0.0 $9.0k 200.00 45.00
CBS Corporation 0.0 $12k 200.00 60.00
Cracker Barrel Old Country Store (CBRL) 0.0 $15k 100.00 150.00
Hologic (HOLX) 0.0 $4.0k 100.00 40.00
Teradata Corporation (TDC) 0.0 $1.0k 8.00 125.00
Travelers Companies (TRV) 0.0 $1.0k 4.00 250.00
Johnson Controls 0.0 $11k 270.00 40.74
Nokia Corporation (NOK) 0.0 $12k 2.0k 6.00
Whirlpool Corporation (WHR) 0.0 $13k 70.00 185.71
Waddell & Reed Financial 0.0 $10k 500.00 20.00
Koninklijke Philips Electronics NV (PHG) 0.0 $8.0k 200.00 40.00
Valero Energy Corporation (VLO) 0.0 $4.0k 50.00 80.00
Kroger (KR) 0.0 $10k 500.00 20.00
Thermo Fisher Scientific (TMO) 0.0 $2.0k 9.00 222.22
Yum! Brands (YUM) 0.0 $5.0k 67.00 74.63
Cemex SAB de CV (CX) 0.0 $3.0k 336.00 8.93
NCR Corporation (VYX) 0.0 $1.0k 8.00 125.00
Royal Dutch Shell 0.0 $13k 200.00 65.00
Statoil ASA 0.0 $4.0k 200.00 20.00
Exelon Corporation (EXC) 0.0 $14k 381.00 36.75
Lazard Ltd-cl A shs a 0.0 $9.0k 200.00 45.00
Starbucks Corporation (SBUX) 0.0 $5.0k 100.00 50.00
Anheuser-Busch InBev NV (BUD) 0.0 $12k 100.00 120.00
Lowe's Companies (LOW) 0.0 $10k 130.00 76.92
Novo Nordisk A/S (NVO) 0.0 $10k 200.00 50.00
Via 0.0 $7.0k 200.00 35.00
Fannie Mae Pfd. S (FNMAS) 0.0 $1.0k 217.00 4.61
Barclays (BCS) 0.0 $3.0k 330.00 9.09
Visa (V) 0.0 $12k 118.00 101.69
Dr Pepper Snapple 0.0 $1.0k 2.00 500.00
United States Oil Fund 0.0 $2.0k 200.00 10.00
Axis Capital Holdings (AXS) 0.0 $6.0k 100.00 60.00
C.H. Robinson Worldwide (CHRW) 0.0 $15k 200.00 75.00
Fastenal Company (FAST) 0.0 $6.0k 140.00 42.86
Whiting Petroleum Corporation 0.0 $1.0k 62.00 16.13
Gladstone Commercial Corporation (GOOD) 0.0 $7.0k 300.00 23.33
Ventas (VTR) 0.0 $13k 200.00 65.00
Ctrip.com International 0.0 $8.0k 150.00 53.33
Rite Aid Corporation 0.0 $3.0k 1.5k 2.00
Advanced Micro Devices (AMD) 0.0 $3.0k 250.00 12.00
Teekay Shipping Marshall Isl (TK) 0.0 $1.0k 62.00 16.13
Clean Energy Fuels (CLNE) 0.0 $2.0k 750.00 2.67
DineEquity (DIN) 0.0 $6.0k 150.00 40.00
Intevac (IVAC) 0.0 $4.0k 500.00 8.00
Och-Ziff Capital Management 0.0 $8.0k 2.5k 3.20
STMicroelectronics (STM) 0.0 $10k 500.00 20.00
Ares Capital Corporation (ARCC) 0.0 $8.0k 464.00 17.24
Macquarie Infrastructure Company 0.0 $7.0k 100.00 70.00
Myers Industries (MYE) 0.0 $10k 465.00 21.51
Synaptics, Incorporated (SYNA) 0.0 $4.0k 90.00 44.44
Chipotle Mexican Grill (CMG) 0.0 $1.0k 2.00 500.00
Deutsche Bank Ag-registered (DB) 0.0 $7.0k 400.00 17.50
Fulton Financial (FULT) 0.0 $14k 745.00 18.79
Hormel Foods Corporation (HRL) 0.0 $16k 500.00 32.00
Southwest Airlines (LUV) 0.0 $14k 250.00 56.00
MetLife (MET) 0.0 $10k 200.00 50.00
Piper Jaffray Companies (PIPR) 0.0 $8.0k 131.00 61.07
Steven Madden (SHOO) 0.0 $6.0k 150.00 40.00
Suburban Propane Partners (SPH) 0.0 $6.0k 216.00 27.78
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $9.0k 40.00 225.00
Westpac Banking Corporation 0.0 $5.0k 185.00 27.03
Cheniere Energy (LNG) 0.0 $7.0k 150.00 46.67
Lululemon Athletica (LULU) 0.0 $9.0k 140.00 64.29
Ocwen Financial Corporation 0.0 $3.0k 1.0k 3.00
Old Dominion Freight Line (ODFL) 0.0 $11k 100.00 110.00
Tompkins Financial Corporation (TMP) 0.0 $9.0k 100.00 90.00
United States Steel Corporation (X) 0.0 $9.0k 350.00 25.71
Church & Dwight (CHD) 0.0 $2.0k 50.00 40.00
Cutera (CUTR) 0.0 $8.0k 200.00 40.00
Huaneng Power International 0.0 $5.0k 200.00 25.00
National Fuel Gas (NFG) 0.0 $8.0k 150.00 53.33
Novavax 0.0 $12k 10k 1.16
Otter Tail Corporation (OTTR) 0.0 $14k 319.00 43.89
Permian Basin Royalty Trust (PBT) 0.0 $4.0k 500.00 8.00
Urstadt Biddle Properties 0.0 $11k 500.00 22.00
Flowers Foods (FLO) 0.0 $9.0k 500.00 18.00
HCP 0.0 $6.0k 200.00 30.00
Prospect Capital Corporation (PSEC) 0.0 $7.0k 1.0k 7.00
Coastal Bancorp 0.0 $12k 200.00 60.00
Apollo Commercial Real Est. Finance (ARI) 0.0 $15k 850.00 17.65
Blackrock Kelso Capital 0.0 $6.0k 800.00 7.50
B&G Foods (BGS) 0.0 $6.0k 200.00 30.00
AECOM Technology Corporation (ACM) 0.0 $1.0k 40.00 25.00
iShares S&P MidCap 400 Index (IJH) 0.0 $7.0k 40.00 175.00
iShares S&P MidCap 400 Growth (IJK) 0.0 $11k 55.00 200.00
Oclaro 0.0 $1.0k 6.00 166.67
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $0 0 0.00
Amazon Com Inc option 0.0 $5.0k 23.00 217.39
SPDR S&P Homebuilders (XHB) 0.0 $5.0k 120.00 41.67
iShares MSCI South Korea Index Fund (EWY) 0.0 $2.0k 35.00 57.14
China Fund (CHN) 0.0 $12k 580.00 20.69
Nevsun Res 0.0 $7.0k 3.0k 2.33
SPDR S&P Biotech (XBI) 0.0 $9.0k 99.00 90.91
China Lodging 0.0 $12k 100.00 120.00
G Willi-food International ord (WILC) 0.0 $2.0k 350.00 5.71
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $7.0k 500.00 14.00
Sabra Health Care REIT (SBRA) 0.0 $1.0k 56.00 17.86
Hldgs (UAL) 0.0 $3.0k 55.00 54.55
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $7.0k 200.00 35.00
Main Street Capital Corporation (MAIN) 0.0 $12k 300.00 40.00
TechTarget (TTGT) 0.0 $6.0k 500.00 12.00
Claymore/AlphaShares China Real Est ETF 0.0 $9.0k 300.00 30.00
CurrencyShares British Pound Ster. Trst 0.0 $1.0k 2.00 500.00
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $5.0k 310.00 16.13
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $10k 1.2k 8.33
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $12k 1.1k 10.69
SPDR S&P Oil & Gas Equipt & Servs. 0.0 $1.0k 50.00 20.00
Targa Res Corp (TRGP) 0.0 $3.0k 62.00 48.39
Nuveen Insd Dividend Advantage (NVG) 0.0 $9.0k 577.00 15.60
BlackRock Global Energy & Resources Trus (BGR) 0.0 $2.0k 175.00 11.43
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $10k 675.00 14.81
Glu Mobile 0.0 $1.0k 15.00 66.67
Patrick Industries (PATK) 0.0 $11k 126.00 87.30
Cabco Trust (CBJCL) 0.0 $6.0k 400.00 15.00
Pacific Gas & Elec preferred 0.0 $7.0k 225.00 31.11
Southern Calif Ediso preferred 0.0 $3.0k 125.00 24.00
Oxford Lane Cap Corp (OXLC) 0.0 $10k 1.0k 10.00
Netqin Mobile 0.0 $1.0k 50.00 20.00
New Mountain Finance Corp (NMFC) 0.0 $4.0k 300.00 13.33
Pac Gas & Elec 5.50% Pfd Cm 1s p (PCG.PB) 0.0 $4.0k 137.00 29.20
Softbank Corp-un (SFTBY) 0.0 $12k 300.00 40.00
Impact Fusion Intl 0.0 $0 200k 0.00
Xylem (XYL) 0.0 $4.0k 65.00 61.54
Zynga 0.0 $999.380000 214.00 4.67
Synergy Pharmaceuticals 0.0 $1.0k 50.00 20.00
Phillips 66 (PSX) 0.0 $16k 172.00 93.02
Broadwind Energy (BWEN) 0.0 $1.0k 112.00 8.93
Mondelez Int (MDLZ) 0.0 $8.0k 207.00 38.65
Tenet Healthcare Corporation (THC) 0.0 $1.0k 60.00 16.67
Flagstar Ban 0.0 $2.0k 50.00 40.00
Southern Calif Edisonco Vtg Pr 0.0 $3.0k 125.00 24.00
Stratasys (SSYS) 0.0 $8.0k 330.00 24.24
Pbf Energy Inc cl a (PBF) 0.0 $2.0k 75.00 26.67
Ishares Inc msci india index (INDA) 0.0 $7.0k 200.00 35.00
Crimson Wine (CWGL) 0.0 $1.0k 70.00 14.29
D Stemline Therapeutics 0.0 $6.0k 500.00 12.00
Blackstone Mtg Tr (BXMT) 0.0 $9.0k 300.00 30.00
Echo Therapeutics 0.0 $1.0k 100.00 10.00
Therapeuticsmd 0.0 $4.0k 800.00 5.00
Portola Pharmaceuticals 0.0 $4.0k 75.00 53.33
Strata Oil & Gas 0.0 $938.000000 13k 0.07
Leidos Holdings (LDOS) 0.0 $12k 200.00 60.00
Science App Int'l (SAIC) 0.0 $3.0k 40.00 75.00
Intrexon 0.0 $2.0k 100.00 20.00
Physicians Realty Trust 0.0 $5.0k 300.00 16.67
Sch Fnd Intl Lg Etf (FNDF) 0.0 $999.960000 12.00 83.33
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.0 $15k 418.00 35.89
Sophiris Bio 0.0 $4.0k 2.0k 2.00
Advaxis 0.0 $4.0k 850.00 4.71
Gaming & Leisure Pptys (GLPI) 0.0 $4.0k 100.00 40.00
Commscope Hldg (COMM) 0.0 $10k 300.00 33.33
Ultragenyx Pharmaceutical (RARE) 0.0 $16k 300.00 53.33
Duquesne Ligh 3.75% Pfdp 0.0 $5.0k 100.00 50.00
Weatherford Intl Plc ord 0.0 $7.0k 1.6k 4.38
Time 0.0 $999.960000 12.00 83.33
Ally Financial (ALLY) 0.0 $7.0k 303.00 23.10
Arista Networks (ANET) 0.0 $6.0k 30.00 200.00
Alps Etf Tr sprott gl mine 0.0 $10k 500.00 20.00
Ishares Crncy Hedgd Msci Em etp (HEEM) 0.0 $9.0k 330.00 27.27
Keysight Technologies (KEYS) 0.0 $2.0k 50.00 40.00
Suno (SUN) 0.0 $3.0k 100.00 30.00
New Senior Inv Grp 0.0 $5.0k 500.00 10.00
Juno Therapeutics 0.0 $4.0k 100.00 40.00
Second Sight Med Prods 0.0 $9.0k 7.3k 1.24
Lundin Gold (LUGDF) 0.0 $4.0k 1.0k 4.00
Bellicum Pharma 0.0 $8.0k 700.00 11.43
Eversource Energy (ES) 0.0 $6.0k 100.00 60.00
Urban Edge Pptys (UE) 0.0 $6.0k 233.00 25.75
Jpm 6 1/8 12/31/49 0.0 $7.0k 250.00 28.00
J P Morgan Exchange Traded F div rtn em eqt (JPEM) 0.0 $3.0k 60.00 50.00
Etsy (ETSY) 0.0 $4.0k 250.00 16.00
Axovant Sciences 0.0 $11k 1.6k 6.75
Biondvax Pharmaceuticals Ltd spond ads 0.0 $2.0k 10k 0.20
Vareit, Inc reits 0.0 $8.0k 1.0k 8.00
Anglo American (NGLOY) 0.0 $3.0k 323.00 9.29
National Bank Of Greecespon Ad 0.0 $999.990000 3.00 333.33
Onemain Holdings (OMF) 0.0 $3.0k 100.00 30.00
Adverum Biotechnologies 0.0 $1.0k 250.00 4.00
Proshares Tr short s&p 500 ne (SH) 0.0 $16k 490.00 32.65
Vaneck Vectors Etf Tr high income m 0.0 $7.0k 280.00 25.00
Twilio Inc cl a (TWLO) 0.0 $3.0k 100.00 30.00
Qualstar 0.0 $999.750000 75.00 13.33
Donnelley Finl Solutions (DFIN) 0.0 $1.0k 25.00 40.00
Trilogy Metals (TMQ) 0.0 $1.0k 16.00 62.50
Donnelley R R & Sons Co when issued 0.0 $999.900000 66.00 15.15
Lsc Communications 0.0 $1.0k 25.00 40.00
Agnc Invt Corp Com reit (AGNC) 0.0 $10k 445.00 22.47
Cumulus Media Inc cl a 0.0 $1.0k 125.00 8.00
Ishares Msci Japan (EWJ) 0.0 $14k 250.00 56.00
Quality Care Properties 0.0 $1.0k 40.00 25.00
Adient (ADNT) 0.0 $4.0k 42.00 95.24
American Lithium Minerals In (AMLM) 0.0 $1.0k 500.00 2.00
Aquabounty Technologies 0.0 $1.0k 1.00 1000.00
Longfor Properties Co- (LGFRY) 0.0 $10k 400.00 25.00
Frontier Communication 0.0 $999.960000 13.00 76.92
Ianthus Capital Holdings (ITHUF) 0.0 $4.0k 2.0k 2.00
Bellatrix Exploration 0.0 $4.0k 1.4k 2.86
Jbg Smith Properties (JBGS) 0.0 $8.0k 233.00 34.33
Btcs 0.0 $1.0k 5.0k 0.20