Edge Wealth Management

Edge Wealth Management as of Sept. 30, 2019

Portfolio Holdings for Edge Wealth Management

Edge Wealth Management holds 611 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pgx etf (PGX) 5.2 $23M 1.5M 15.02
Apple (AAPL) 4.7 $20M 91k 223.96
Microsoft Corporation (MSFT) 4.4 $19M 138k 139.03
Bscm etf 4.4 $19M 882k 21.49
Alphabet Inc Class A cs (GOOGL) 4.3 $19M 15k 1221.08
Docusign (DOCU) 3.5 $15M 247k 61.92
BP (BP) 3.1 $14M 355k 37.99
Intel Corporation (INTC) 2.9 $13M 247k 51.53
Merck & Co (MRK) 2.8 $12M 143k 84.18
JPMorgan Chase & Co. (JPM) 2.7 $12M 99k 117.69
Johnson & Johnson (JNJ) 2.7 $12M 89k 129.38
Invesco Bulletshares 2021 Corp 2.6 $11M 530k 21.26
Walt Disney Company (DIS) 2.5 $11M 83k 130.31
General Dynamics Corporation (GD) 2.4 $10M 57k 182.73
Berkshire Hathaway (BRK.B) 2.4 $10M 50k 208.01
Pfizer (PFE) 2.2 $9.8M 272k 35.93
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.9 $8.3M 614k 13.46
Wal-Mart Stores (WMT) 1.7 $7.6M 64k 118.67
Gilead Sciences (GILD) 1.7 $7.4M 117k 63.37
Annaly Capital Management Inc Cum Conv Red Pfd Registered Shs Series F equity (NLY.PF) 1.7 $7.2M 281k 25.75
Raytheon Company 1.5 $6.4M 33k 196.18
BlackRock (BLK) 1.4 $6.1M 14k 445.57
Chevron Corporation (CVX) 1.4 $5.9M 50k 118.59
CVS Caremark Corporation (CVS) 1.3 $5.6M 88k 63.06
Agnc Investment Corp p (AGNCN) 1.2 $5.2M 202k 25.79
Cisco Systems (CSCO) 1.1 $4.9M 99k 49.41
Mortgage Reit Index real (REM) 1.1 $4.9M 116k 42.13
Procter & Gamble Company (PG) 1.1 $4.6M 37k 124.37
Santa Cruz County Bank Ca 1.0 $4.4M 89k 50.00
iShares S&P US Pref Stock Idx Fnd (PFF) 0.9 $4.1M 110k 37.52
Bank of America Corporation (BAC) 0.9 $3.9M 133k 29.17
Amazon (AMZN) 0.9 $3.8M 2.2k 1735.65
Ishares Tr eafe min volat (EFAV) 0.8 $3.6M 49k 73.26
Alerian Mlp Etf 0.8 $3.5M 382k 9.14
United Technologies Corporation 0.8 $3.3M 24k 136.49
At&t (T) 0.8 $3.3M 86k 37.84
Eaton (ETN) 0.7 $3.1M 37k 83.13
Enterprise Products Partners (EPD) 0.7 $2.9M 102k 28.57
Kayne Anderson MLP Investment (KYN) 0.6 $2.6M 182k 14.46
Ishares Inc em mkt min vol (EEMV) 0.6 $2.6M 45k 57.07
Ishares Tr usa min vo (USMV) 0.6 $2.4M 38k 64.08
Magellan Midstream Partners 0.6 $2.4M 36k 66.25
Bank Of America Corp p (BAC.PK) 0.6 $2.4M 87k 27.54
Nuveen Insured Tax-Free Adv Munici (NEA) 0.5 $2.1M 149k 14.30
New Residential Investment (RITM) 0.5 $2.0M 129k 15.68
Pimco Dynamic Credit Income other 0.4 $1.9M 77k 24.47
Boeing Company (BA) 0.4 $1.8M 4.8k 380.41
iShares NASDAQ Biotechnology Index (IBB) 0.4 $1.7M 17k 99.46
salesforce (CRM) 0.4 $1.7M 11k 148.43
Pennymac Mortgage Investment Trust Cum Red Pfd Registered Shs Of Beneficial Interest Series A equity (PMT.PA) 0.4 $1.6M 58k 26.77
Agnc Invt Corp Com reit (AGNC) 0.3 $1.5M 94k 16.08
Chimera Investment Corp - Call pref (CIM.PB) 0.3 $1.5M 58k 26.12
Facebook Inc cl a (META) 0.3 $1.5M 8.2k 177.97
United Parcel Service (UPS) 0.3 $1.4M 12k 119.81
Wells Fargo & Company (WFC) 0.3 $1.3M 27k 50.43
Medtronic (MDT) 0.3 $1.3M 12k 108.58
Energy Transfer Equity (ET) 0.3 $1.3M 100k 13.07
J P Morgan Exchange Traded F ultra shrt (JPST) 0.3 $1.3M 25k 50.42
Energy Transfer Partners p 0.3 $1.2M 50k 24.68
Spdr S&p 500 Etf (SPY) 0.3 $1.2M 4.1k 296.56
Ladder Capital Corp Class A (LADR) 0.3 $1.2M 70k 17.26
Citigroup Perp Pfd 6.875% Call preferr 0.3 $1.2M 43k 28.09
Ishares Tr fltg rate nt (FLOT) 0.2 $1.1M 22k 50.97
Invesco Mortgage Capita (IVR.PC) 0.2 $1.1M 42k 25.74
Exxon Mobil Corporation (XOM) 0.2 $1.0M 15k 70.55
SPDR S&P Biotech (XBI) 0.2 $1.1M 14k 76.19
Schwab U S Large Cap Growth ETF (SCHG) 0.2 $1.0M 12k 84.00
Brookfield Real Assets Incom shs ben int (RA) 0.2 $1.0M 46k 22.59
Cloudera 0.2 $1.0M 118k 8.85
Rivernorth Doubleline Strate (OPP) 0.2 $978k 56k 17.41
New York Mortgage Trust p 0.2 $993k 40k 24.91
Invesco Mortgage Capital pref 0.2 $928k 35k 26.20
Verizon Communications (VZ) 0.2 $884k 15k 60.32
Nuveen Nj Div Advantage Mun (NXJ) 0.2 $879k 61k 14.46
Schwab Strategic Tr us dividend eq (SCHD) 0.2 $857k 16k 54.74
Citigroup (C) 0.2 $826k 12k 69.01
Upwork (UPWK) 0.2 $814k 61k 13.29
McDonald's Corporation (MCD) 0.2 $676k 3.2k 214.54
Ishares Inc core msci emkt (IEMG) 0.2 $682k 14k 48.98
Duke Energy Corp public (DUKB) 0.2 $695k 25k 27.44
Ellington Financial Inc ellington financ (EFC) 0.2 $713k 40k 18.05
Lockheed Martin Corporation (LMT) 0.1 $641k 1.6k 389.67
WisdomTree Japan Total Dividend (DXJ) 0.1 $648k 13k 50.41
Alphabet Inc Class C cs (GOOG) 0.1 $659k 541.00 1218.11
Sangamo Biosciences (SGMO) 0.1 $623k 69k 9.05
Paccar (PCAR) 0.1 $560k 8.0k 69.91
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.1 $577k 41k 14.22
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $563k 24k 23.63
BB&T Corporation 0.1 $520k 9.7k 53.35
iShares Russell 2000 Index (IWM) 0.1 $505k 3.3k 151.24
Fs Investment Corporation 0.1 $503k 86k 5.82
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $516k 19k 26.69
ConocoPhillips (COP) 0.1 $485k 8.5k 56.95
Pepsi (PEP) 0.1 $472k 3.4k 137.05
Nuveen Conn Prem Income Mun sh ben int 0.1 $462k 34k 13.41
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $491k 20k 24.61
Comcast Corporation (CMCSA) 0.1 $431k 9.6k 45.07
Union Pacific Corporation (UNP) 0.1 $426k 2.6k 161.98
SPDR Gold Trust (GLD) 0.1 $453k 3.3k 138.79
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $427k 3.4k 127.46
Nuveen Multi-Strategy Income & Growth (JPC) 0.1 $413k 41k 10.04
Domo Cl B Ord (DOMO) 0.1 $439k 28k 15.94
Lam Research Corporation (LRCX) 0.1 $392k 1.7k 230.59
Proshares Ultrashort 20+y Tr etf (TBT) 0.1 $389k 16k 24.31
Rivernorth Opprtunities Fd I (RIV) 0.1 $391k 23k 17.28
Invesco S&p 500 Low Volatility Etf (SPLV) 0.1 $384k 6.6k 57.75
Clearbridge Energy M 0.1 $357k 31k 11.35
Schwab U S Broad Market ETF (SCHB) 0.1 $330k 4.7k 70.95
Invesco High Income 2024 Tar cmn (IHTA) 0.1 $335k 32k 10.38
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.1 $330k 14k 24.35
Bristol Myers Squibb (BMY) 0.1 $312k 6.2k 50.65
Alexion Pharmaceuticals 0.1 $290k 3.0k 97.64
Nuveen Intermediate 0.1 $313k 23k 13.70
New York Mtg 7.75% Pfdpfd Ser B 0.1 $316k 13k 25.01
Alibaba Group Holding (BABA) 0.1 $321k 1.9k 167.01
Two Harbors Inv Corp p (TWO.PC) 0.1 $300k 12k 25.86
Huntington Bancshares Incorporated (HBAN) 0.1 $276k 19k 14.24
Home Depot (HD) 0.1 $243k 1.0k 231.87
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $275k 1.1k 250.00
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $270k 21k 12.80
Air Lease Corp (AL) 0.1 $250k 6.0k 41.67
Morgan Stanley 6.875 Pfd Cal (MS.PF) 0.1 $268k 9.6k 27.92
Southern Co./the, 6.25% 0.1 $267k 10k 26.70
New Residential Inv Corp p (RITM.PA) 0.1 $265k 10k 26.24
Annaly Capital Management 0.1 $236k 27k 8.76
Micron Technology (MU) 0.1 $219k 5.1k 42.82
Financial Select Sector SPDR (XLF) 0.1 $231k 8.3k 27.97
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $229k 31k 7.46
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $236k 1.6k 147.50
Blackrock Municipal 2020 Term Trust 0.1 $233k 16k 15.05
Cornerstone Ondemand 0.1 $198k 3.6k 54.76
stock 0.1 $235k 2.0k 117.50
Jpmorgan Chase & Co, Series Aa, 6.10% 0.1 $233k 9.0k 25.89
Sce Trust Vpfd 5.450% Cumulati p (SCE.PK) 0.1 $207k 8.5k 24.42
Pgim Global Short Duration H (GHY) 0.1 $221k 15k 14.36
Grayscale Bitcoin Ord (GBTC) 0.1 $199k 19k 10.59
Cms Energy Corp p (CMSD) 0.1 $217k 7.7k 28.18
Sony Corporation (SONY) 0.0 $167k 2.8k 59.12
Schlumberger (SLB) 0.0 $185k 5.4k 34.06
iShares S&P 500 Index (IVV) 0.0 $159k 533.00 298.31
SPDR KBW Regional Banking (KRE) 0.0 $193k 3.7k 52.59
iShares Russell 1000 Growth Index (IWF) 0.0 $164k 1.0k 159.38
Vanguard Emerging Markets ETF (VWO) 0.0 $165k 4.1k 40.19
iShares Dow Jones US Pharm Indx (IHE) 0.0 $155k 1.1k 139.77
Gazprom OAO 0.0 $175k 25k 6.94
Morgan Stanley Pfd A preferr (MS.PA) 0.0 $192k 8.8k 21.82
D Gmac Capital Trust I pfddom 0.0 $157k 6.0k 26.17
Jp Morgan 5.45% Series A public 0.0 $157k 6.2k 25.32
Tg Therapeutics (TGTX) 0.0 $176k 31k 5.60
Castlight Health 0.0 $194k 138k 1.41
J P Morgan Exchange Traded F jpmorgan diver (JPUS) 0.0 $156k 2.1k 75.88
Editas Medicine (EDIT) 0.0 $159k 7.0k 22.60
Iovance Biotherapeutics (IOVA) 0.0 $153k 8.4k 18.18
Lyft (LYFT) 0.0 $188k 4.6k 40.83
Northrop Grumman Corporation (NOC) 0.0 $152k 407.00 373.46
AvalonBay Communities (AVB) 0.0 $110k 515.00 213.59
Oracle Corporation (ORCL) 0.0 $115k 2.1k 54.71
Delta Air Lines (DAL) 0.0 $131k 2.3k 57.33
Energy Select Sector SPDR (XLE) 0.0 $140k 2.4k 58.95
Baidu (BIDU) 0.0 $110k 1.1k 102.71
Vanguard Europe Pacific ETF (VEA) 0.0 $146k 3.6k 41.01
Nxp Semiconductors N V (NXPI) 0.0 $109k 1.0k 109.00
iShares Dow Jones Select Dividend (DVY) 0.0 $114k 1.1k 101.33
Vanguard Dividend Appreciation ETF (VIG) 0.0 $132k 1.1k 118.92
Hldgs (UAL) 0.0 $109k 1.2k 88.26
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $140k 17k 8.24
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $111k 8.2k 13.62
Tencent Holdings Ltd - (TCEHY) 0.0 $120k 2.9k 41.29
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $125k 13k 9.81
Schwab Strategic Tr cmn (SCHV) 0.0 $111k 2.0k 56.23
Doubleline Opportunistic Cr (DBL) 0.0 $149k 7.2k 20.69
Ito En Ltd Ord F (ITOEF) 0.0 $127k 2.7k 47.04
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.0 $151k 3.0k 50.33
2u 0.0 $110k 6.8k 16.18
Allstate Corp Pfd 6.625% Cal 0.0 $112k 4.5k 24.89
Kraft Heinz (KHC) 0.0 $139k 5.0k 27.80
Paypal Holdings (PYPL) 0.0 $113k 1.1k 102.73
February 18 Calls On Vix equity option 0.0 $115k 444.00 259.01
Colony Cap Inc New cl a 0.0 $141k 24k 6.00
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.0 $150k 6.3k 23.89
Marker Therapeutics Ord 0.0 $112k 22k 5.09
Jp Morgan Chase .06 Pfd p (JPM.PC) 0.0 $112k 4.0k 28.00
Blackstone Group Inc Com Cl A (BX) 0.0 $151k 3.1k 48.71
Barrick Gold Corp (GOLD) 0.0 $95k 5.5k 17.30
Ecolab (ECL) 0.0 $99k 500.00 198.00
Cummins (CMI) 0.0 $81k 500.00 162.00
Charles River Laboratories (CRL) 0.0 $79k 600.00 131.67
Eastman Chemical Company (EMN) 0.0 $73k 1.0k 73.00
Yum! Brands (YUM) 0.0 $74k 657.00 112.63
GlaxoSmithKline 0.0 $81k 1.9k 42.63
Nike (NKE) 0.0 $68k 726.00 93.66
Qualcomm (QCOM) 0.0 $84k 1.1k 75.68
Federal National Mortgage Association (FNMA) 0.0 $81k 22k 3.77
Accenture (ACN) 0.0 $103k 540.00 190.74
Fannie Mae Pfd. S (FNMAS) 0.0 $69k 5.2k 13.23
Visa (V) 0.0 $67k 391.00 171.36
BGC Partners 0.0 $79k 15k 5.45
Steven Madden (SHOO) 0.0 $105k 3.0k 35.59
Centerra Gold (CGAU) 0.0 $86k 10k 8.43
Rockwell Automation (ROK) 0.0 $74k 450.00 164.44
Federal Realty Inv. Trust 0.0 $108k 800.00 135.00
Vanguard Large-Cap ETF (VV) 0.0 $92k 680.00 135.29
WisdomTree India Earnings Fund (EPI) 0.0 $90k 3.8k 23.68
iShares Dow Jones US Healthcare (IYH) 0.0 $69k 370.00 186.49
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $106k 11k 9.64
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $103k 7.6k 13.55
adidas (ADDYY) 0.0 $81k 525.00 154.29
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $78k 6.0k 13.00
Invesco Insured Municipal Income Trust (IIM) 0.0 $70k 4.6k 15.33
Mosaic (MOS) 0.0 $106k 5.2k 20.43
Yelp Inc cl a (YELP) 0.0 $90k 2.6k 34.62
Sterling Bancorp 0.0 $104k 5.2k 19.95
Twitter 0.0 $89k 2.2k 41.11
Lighthouse Bank 0.0 $89k 3.4k 25.93
Jpm 6 1/8 12/31/49 0.0 $108k 4.3k 25.41
Nuvectra 0.0 $68k 50k 1.36
Vaneck Vectors Uranium + Nuclear Energy Etf etf (NLR) 0.0 $101k 2.0k 49.73
Invesco High Income 2023 Tar 0.0 $72k 7.0k 10.29
Yext (YEXT) 0.0 $98k 6.2k 15.87
Redfin Corp (RDFN) 0.0 $70k 4.2k 16.67
Invesco Qqq Trust Series 1 (QQQ) 0.0 $66k 350.00 188.57
Invesco Bulletshares 2020 Corp 0.0 $87k 4.1k 21.22
Kkr & Co (KKR) 0.0 $83k 3.1k 26.77
Invesco Water Resource Port (PHO) 0.0 $73k 2.0k 36.50
Goldman Sachs (GS) 0.0 $56k 275.00 203.64
American Express Company (AXP) 0.0 $43k 370.00 116.22
Bank of New York Mellon Corporation (BK) 0.0 $37k 826.00 44.79
M&T Bank Corporation (MTB) 0.0 $25k 159.00 157.23
Eli Lilly & Co. (LLY) 0.0 $59k 530.00 111.32
General Electric Company 0.0 $62k 7.0k 8.82
3M Company (MMM) 0.0 $41k 250.00 164.00
Newmont Mining Corporation (NEM) 0.0 $26k 706.00 36.83
Automatic Data Processing (ADP) 0.0 $56k 350.00 160.00
Nordstrom (JWN) 0.0 $50k 1.5k 33.33
Morgan Stanley (MS) 0.0 $55k 1.3k 42.31
Xilinx 0.0 $58k 615.00 94.31
Amgen (AMGN) 0.0 $38k 200.00 190.00
Honeywell International (HON) 0.0 $33k 200.00 165.00
International Business Machines (IBM) 0.0 $58k 400.00 145.00
Macy's (M) 0.0 $37k 2.4k 15.51
Occidental Petroleum Corporation (OXY) 0.0 $34k 773.00 43.98
Target Corporation (TGT) 0.0 $32k 307.00 104.23
Agilent Technologies Inc C ommon (A) 0.0 $56k 740.00 75.68
Biogen Idec (BIIB) 0.0 $58k 250.00 232.00
TJX Companies (TJX) 0.0 $36k 650.00 55.38
Southern Company (SO) 0.0 $30k 495.00 60.61
Starbucks Corporation (SBUX) 0.0 $28k 318.00 88.05
Fannie Mae Pfd. N (FNMAK) 0.0 $48k 2.2k 22.02
Vornado Realty Trust (VNO) 0.0 $29k 466.00 62.23
WABCO Holdings 0.0 $41k 311.00 131.83
New York Community Ban 0.0 $31k 2.5k 12.32
Netflix (NFLX) 0.0 $36k 136.00 264.71
Cedar Fair 0.0 $38k 665.00 57.14
Activision Blizzard 0.0 $59k 1.1k 52.40
GameStop (GME) 0.0 $55k 10k 5.50
Abb (ABBNY) 0.0 $29k 1.5k 19.33
Celgene Corporation 0.0 $44k 453.00 97.13
Lululemon Athletica (LULU) 0.0 $26k 140.00 185.71
Novagold Resources Inc Cad (NG) 0.0 $49k 8.1k 6.05
City Holding Company (CHCO) 0.0 $33k 444.00 74.32
Realty Income (O) 0.0 $38k 500.00 76.00
Technology SPDR (XLK) 0.0 $36k 449.00 80.18
Seabridge Gold (SA) 0.0 $22k 1.8k 12.57
Vanguard Financials ETF (VFH) 0.0 $32k 465.00 68.82
American International (AIG) 0.0 $29k 525.00 55.24
Kimco Realty Corporation (KIM) 0.0 $32k 1.6k 20.32
Tesla Motors (TSLA) 0.0 $51k 212.00 240.57
Vanguard High Dividend Yield ETF (VYM) 0.0 $43k 490.00 87.76
Takeda Pharmaceutical (TAK) 0.0 $40k 2.4k 16.92
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $64k 5.2k 12.37
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $39k 9.3k 4.19
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $42k 3.0k 14.00
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $24k 2.0k 12.00
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $42k 3.0k 14.00
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $57k 4.0k 14.25
Freddie Mac 8.375% Pfd Ser Z preferred (FMCKJ) 0.0 $38k 3.0k 12.88
Wisdomtree Tr intl hedge eqt (HEDJ) 0.0 $52k 774.00 67.18
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $22k 3.0k 7.33
Marathon Petroleum Corp (MPC) 0.0 $61k 1.0k 60.52
Ishares Inc ctr wld minvl (ACWV) 0.0 $37k 395.00 93.67
First Trust Energy Income & Gr 0.0 $62k 2.8k 22.33
Duke Energy (DUK) 0.0 $64k 677.00 94.53
Pimco Dynamic Incm Fund (PDI) 0.0 $35k 1.1k 32.26
Sl Green Realty Corp - Pfd I eqfor (SLG.PI) 0.0 $25k 1.0k 25.00
Abbvie (ABBV) 0.0 $43k 573.00 75.04
Blackrock Multi-sector Incom other (BIT) 0.0 $32k 1.9k 16.80
Allianzgi Equity & Conv In 0.0 $22k 1.1k 20.95
Bridgestone Crp Ltd Ordf (BRDCF) 0.0 $58k 1.5k 38.67
Gw Pharmaceuticals Plc ads 0.0 $31k 275.00 112.73
Wells Fargo 5.85% public 0.0 $52k 2.0k 26.00
Fireeye 0.0 $63k 4.8k 13.22
Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) 0.0 $39k 1.5k 26.75
Schwab Strategic Tr schwab fdt us bm (FNDB) 0.0 $25k 645.00 38.76
Sirius Xm Holdings (SIRI) 0.0 $30k 4.9k 6.12
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.0 $22k 825.00 26.67
Revance Therapeutics (RVNC) 0.0 $42k 3.3k 12.92
Ark Etf Tr gen rev mltsct (ARKG) 0.0 $61k 2.1k 29.40
Box Inc cl a (BOX) 0.0 $22k 1.4k 15.91
Allergan 0.0 $63k 375.00 168.00
Eagle Grwth & Income Oppty F 0.0 $32k 2.0k 15.72
Pjt Partners (PJT) 0.0 $48k 1.2k 40.00
Madison Square Garden Cl A (MSGS) 0.0 $52k 200.00 260.00
Anavex Life Sciences (AVXL) 0.0 $63k 20k 3.15
Odyssey Marine Exploration I (OMEX) 0.0 $49k 13k 3.83
Market Vectors Etf Tr Oil Svcs 0.0 $28k 2.4k 11.67
Etf Managers Tr tierra xp latin 0.0 $30k 1.5k 20.15
Agnc Investment Corp., 7.75% 0.0 $43k 1.7k 25.29
Global X Fds rbtcs artfl in (BOTZ) 0.0 $40k 2.0k 20.00
Yum China Holdings (YUMC) 0.0 $27k 596.00 45.30
Snap Inc cl a (SNAP) 0.0 $39k 2.5k 15.60
Cars (CARS) 0.0 $26k 3.0k 8.67
Okta Inc cl a (OKTA) 0.0 $24k 250.00 96.00
Newmark Group (NMRK) 0.0 $60k 6.7k 8.92
Evolus (EOLS) 0.0 $31k 2.0k 15.50
Invesco S&p 500 Equal Weight Etf (RSP) 0.0 $22k 205.00 107.32
Invesco Variable Rate Preferred Etf etf (VRP) 0.0 $50k 2.0k 25.00
Farfetch Ltd ord sh cl a (FTCHQ) 0.0 $43k 5.0k 8.60
Cigna Corp (CI) 0.0 $36k 240.00 150.00
Equillium (EQ) 0.0 $26k 7.1k 3.68
Precision Biosciences Ord 0.0 $33k 4.0k 8.25
Cousins Properties (CUZ) 0.0 $26k 709.00 36.67
Slack Technologies 0.0 $23k 1.0k 23.00
Diagnos 0.0 $24k 300k 0.08
Xerox Corp (XRX) 0.0 $22k 750.00 29.33
NRG Energy (NRG) 0.0 $2.0k 64.00 31.25
iShares MSCI Emerging Markets Indx (EEM) 0.0 $2.0k 70.00 28.57
PennyMac Mortgage Investment Trust (PMT) 0.0 $11k 516.00 21.32
Progressive Corporation (PGR) 0.0 $15k 200.00 75.00
Charles Schwab Corporation (SCHW) 0.0 $8.0k 200.00 40.00
Ameriprise Financial (AMP) 0.0 $14k 100.00 140.00
Caterpillar (CAT) 0.0 $2.0k 18.00 111.11
Costco Wholesale Corporation (COST) 0.0 $11k 40.00 275.00
FedEx Corporation (FDX) 0.0 $5.0k 35.00 142.86
Via 0.0 $4.0k 200.00 20.00
Health Care SPDR (XLV) 0.0 $13k 149.00 87.25
Teva Pharmaceutical Industries (TEVA) 0.0 $1.0k 250.00 4.00
Archer Daniels Midland Company (ADM) 0.0 $8.0k 200.00 40.00
CBS Corporation 0.0 $8.0k 200.00 40.00
Cracker Barrel Old Country Store (CBRL) 0.0 $16k 100.00 160.00
Hologic (HOLX) 0.0 $5.0k 100.00 50.00
NVIDIA Corporation (NVDA) 0.0 $15k 88.00 170.45
Teradata Corporation (TDC) 0.0 $1.0k 8.00 125.00
Travelers Companies (TRV) 0.0 $0 4.00 0.00
Vulcan Materials Company (VMC) 0.0 $999.990000 3.00 333.33
Electronic Arts (EA) 0.0 $1.0k 16.00 62.50
International Paper Company (IP) 0.0 $18k 440.00 40.91
Nokia Corporation (NOK) 0.0 $10k 2.0k 5.00
Waddell & Reed Financial 0.0 $8.0k 500.00 16.00
Valero Energy Corporation (VLO) 0.0 $4.0k 50.00 80.00
Kroger (KR) 0.0 $10k 420.00 23.81
Thermo Fisher Scientific (TMO) 0.0 $2.0k 7.00 285.71
Helmerich & Payne (HP) 0.0 $20k 500.00 40.00
Progress Software Corporation (PRGS) 0.0 $7.0k 200.00 35.00
Altria (MO) 0.0 $17k 420.00 40.48
Cemex SAB de CV (CX) 0.0 $1.0k 336.00 2.98
NCR Corporation (VYX) 0.0 $1.0k 8.00 125.00
Philip Morris International (PM) 0.0 $2.0k 30.00 66.67
Royal Dutch Shell 0.0 $11k 200.00 55.00
Ford Motor Company (F) 0.0 $999.900000 165.00 6.06
Exelon Corporation (EXC) 0.0 $18k 381.00 47.24
Freeport-McMoRan Copper & Gold (FCX) 0.0 $21k 2.2k 9.54
Lazard Ltd-cl A shs a 0.0 $7.0k 200.00 35.00
Federal Home Loan Mortgage (FMCC) 0.0 $14k 4.0k 3.50
Anheuser-Busch InBev NV (BUD) 0.0 $9.0k 100.00 90.00
Lowe's Companies (LOW) 0.0 $14k 130.00 107.69
Marriott International (MAR) 0.0 $7.0k 62.00 112.90
Novo Nordisk A/S (NVO) 0.0 $10k 200.00 50.00
Via 0.0 $5.0k 200.00 25.00
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $21k 200.00 105.00
Arch Capital Group (ACGL) 0.0 $8.0k 200.00 40.00
C.H. Robinson Worldwide (CHRW) 0.0 $16k 200.00 80.00
Fastenal Company (FAST) 0.0 $9.0k 280.00 32.14
Thor Industries (THO) 0.0 $1.0k 20.00 50.00
Marathon Oil Corporation (MRO) 0.0 $12k 1.0k 11.96
Gladstone Commercial Corporation (GOOD) 0.0 $7.0k 300.00 23.33
Ventas (VTR) 0.0 $14k 200.00 70.00
Ctrip.com International 0.0 $4.0k 150.00 26.67
Advanced Micro Devices (AMD) 0.0 $8.0k 277.00 28.88
Teekay Shipping Marshall Isl (TK) 0.0 $1.0k 62.00 16.13
Under Armour (UAA) 0.0 $1.0k 23.00 43.48
Compass Diversified Holdings (CODI) 0.0 $9.0k 500.00 18.00
Ares Capital Corporation (ARCC) 0.0 $8.0k 464.00 17.24
Cohu (COHU) 0.0 $999.600000 105.00 9.52
Macquarie Infrastructure Company 0.0 $19k 500.00 38.00
ManTech International Corporation 0.0 $10k 150.00 66.67
Perficient (PRFT) 0.0 $7.0k 200.00 35.00
Universal Forest Products 0.0 $999.960000 39.00 25.64
CenterPoint Energy (CNP) 0.0 $20k 670.00 29.85
Fulton Financial (FULT) 0.0 $12k 745.00 16.11
Hanger Orthopedic 0.0 $6.0k 300.00 20.00
Hormel Foods Corporation (HRL) 0.0 $21k 500.00 42.00
Southwest Airlines (LUV) 0.0 $13k 250.00 52.00
MetLife (MET) 0.0 $13k 295.00 44.07
Piper Jaffray Companies (PIPR) 0.0 $9.0k 131.00 68.70
Suburban Propane Partners (SPH) 0.0 $5.0k 216.00 23.15
BP Prudhoe Bay Royalty Trust (BPT) 0.0 $1.0k 200.00 5.00
Cheniere Energy (LNG) 0.0 $7.0k 120.00 58.33
Ocwen Financial Corporation 0.0 $1.0k 1.0k 1.00
Old Dominion Freight Line (ODFL) 0.0 $16k 100.00 160.00
Tompkins Financial Corporation (TMP) 0.0 $8.0k 100.00 80.00
Wabtec Corporation (WAB) 0.0 $1.0k 2.00 500.00
United States Steel Corporation (X) 0.0 $3.0k 300.00 10.00
Brookdale Senior Living (BKD) 0.0 $15k 2.0k 7.50
Church & Dwight (CHD) 0.0 $3.0k 50.00 60.00
Callon Pete Co Del Com Stk 0.0 $0 225.00 0.00
Otter Tail Corporation (OTTR) 0.0 $17k 319.00 53.29
Permian Basin Royalty Trust (PBT) 0.0 $2.0k 500.00 4.00
Urstadt Biddle Properties 0.0 $11k 500.00 22.00
Flowers Foods (FLO) 0.0 $11k 500.00 22.00
Globalstar (GSAT) 0.0 $7.0k 18k 0.39
HCP 0.0 $7.0k 200.00 35.00
Skyline Corporation (SKY) 0.0 $7.0k 250.00 28.00
Prospect Capital Corporation (PSEC) 0.0 $6.0k 1.0k 6.00
Coastal Bancorp 0.0 $8.0k 200.00 40.00
Apollo Commercial Real Est. Finance (ARI) 0.0 $12k 642.00 18.69
Kennedy-Wilson Holdings (KW) 0.0 $4.0k 200.00 20.00
Blackrock Kelso Capital 0.0 $4.0k 800.00 5.00
iShares S&P MidCap 400 Index (IJH) 0.0 $7.0k 40.00 175.00
iShares S&P MidCap 400 Growth (IJK) 0.0 $12k 55.00 218.18
Spdr S&p 500 Etf Tr option 0.0 $18k 301.00 60.00
Amazon Com Inc option 0.0 $999.880000 28.00 35.71
Block H & R Inc option 0.0 $1.0k 1.0k 1.00
BRF Brasil Foods SA (BRFS) 0.0 $9.0k 1.0k 9.00
AVEO Pharmaceuticals 0.0 $8.0k 10k 0.80
iShares MSCI South Korea Index Fund (EWY) 0.0 $999.950000 35.00 28.57
Block H & R 0.0 $2.0k 500.00 4.00
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $6.0k 55.00 109.09
Nintendo (NTDOY) 0.0 $5.0k 125.00 40.00
Mag Silver Corp (MAG) 0.0 $21k 2.0k 10.50
8x8 (EGHT) 0.0 $10k 500.00 20.00
G Willi-food International ord (WILC) 0.0 $3.0k 350.00 8.57
Vanguard Mid-Cap ETF (VO) 0.0 $4.0k 26.00 153.85
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $12k 1.2k 9.72
Calamos Strategic Total Return Fund (CSQ) 0.0 $7.0k 600.00 11.67
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $7.0k 500.00 14.00
Sabra Health Care REIT (SBRA) 0.0 $9.0k 400.00 22.50
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $13k 90.00 144.44
General Motors Company (GM) 0.0 $13k 360.00 36.11
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $14k 200.00 70.00
Main Street Capital Corporation (MAIN) 0.0 $21k 500.00 42.00
TechTarget (TTGT) 0.0 $11k 500.00 22.00
Jp Morgan Alerian Mlp Index 0.0 $15k 675.00 22.22
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $12k 80.00 150.00
Tortoise Energy Infrastructure 0.0 $15k 740.00 20.27
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.0 $999.960000 12.00 83.33
SPDR S&P Oil & Gas Equipt & Servs. 0.0 $1.0k 50.00 20.00
SPDR S&P Metals and Mining (XME) 0.0 $17k 695.00 24.46
Targa Res Corp (TRGP) 0.0 $2.0k 62.00 32.26
Nuveen Insd Dividend Advantage (NVG) 0.0 $9.0k 577.00 15.60
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $0 61.00 0.00
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $9.0k 675.00 13.33
PIMCO Strategic Global Government Fund (RCS) 0.0 $4.0k 500.00 8.00
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $16k 200.00 80.00
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $20k 1.4k 14.55
RENN Global Entrepreneurs Fund (RCG) 0.0 $16k 10k 1.60
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $4.0k 189.00 21.16
Patrick Industries (PATK) 0.0 $999.960000 39.00 25.64
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $6.0k 1.0k 6.00
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $14k 200.00 70.00
Cabco Trust (CBJCL) 0.0 $2.0k 400.00 5.00
Vanguard Scottsdale Fds vng rus2000grw (VTWG) 0.0 $1.0k 8.00 125.00
Toronto-dominion Bank call 0.0 $11k 100.00 110.00
Bgc Partners Inc Cmn Stock cmn 0.0 $10k 1.0k 10.00
Pacific Gas & Elec preferred 0.0 $6.0k 225.00 26.67
Southern Calif Ediso preferred 0.0 $2.0k 125.00 16.00
Kinder Morgan (KMI) 0.0 $10k 500.00 20.00
Hca Holdings (HCA) 0.0 $1.0k 10.00 100.00
Oxford Lane Cap Corp (OXLC) 0.0 $9.0k 1.0k 9.00
Us Natural Gas Fund Lp opt 0.0 $6.0k 300.00 20.00
Sanofi Aventis Wi Conval Rt 0.0 $999.940000 34.00 29.41
Pennantpark Floating Rate Capi (PFLT) 0.0 $15k 1.4k 11.11
New Mountain Finance Corp (NMFC) 0.0 $4.0k 300.00 13.33
Cubesmart (CUBE) 0.0 $6.0k 200.00 30.00
Dunkin' Brands Group 0.0 $3.0k 50.00 60.00
Pac Gas & Elec 5.50% Pfd Cm 1s p (PCG.PB) 0.0 $3.0k 137.00 21.90
Softbank Corp-un (SFTBY) 0.0 $11k 600.00 18.33
Xylem (XYL) 0.0 $11k 140.00 78.57
Marriott Vacations Wrldwde Cp (VAC) 0.0 $0 5.00 0.00
Zynga 0.0 $999.380000 214.00 4.67
Phillips 66 (PSX) 0.0 $18k 180.00 100.00
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 40.00 25.00
Ssga Active Etf Tr globl allo etf (GAL) 0.0 $5.0k 135.00 37.04
Turquoisehillres 0.0 $7.1k 15k 0.47
Mondelez Int (MDLZ) 0.0 $16k 300.00 53.33
Southern Calif Edisonco Vtg Pr 0.0 $2.0k 125.00 16.00
Stratasys (SSYS) 0.0 $6.0k 300.00 20.00
Cannabis Science 0.0 $1.1k 15k 0.07
D Stemline Therapeutics 0.0 $5.0k 500.00 10.00
Zions Bancorp 6.3% Ser G (ZIONO) 0.0 $13k 500.00 26.00
Blackstone Mtg Tr (BXMT) 0.0 $15k 445.00 33.71
Echo Therapeutics 0.0 $1.0k 100.00 10.00
Mallinckrodt Pub 0.0 $16k 7.0k 2.29
Therapeuticsmd 0.0 $2.0k 800.00 2.50
Blackberry (BB) 0.0 $3.0k 750.00 4.00
Leidos Holdings (LDOS) 0.0 $17k 200.00 85.00
Physicians Realty Trust 0.0 $5.0k 300.00 16.67
Sch Fnd Intl Lg Etf (FNDF) 0.0 $0 26.00 0.00
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.0 $15k 418.00 35.89
Ishares Msci Usa Quality Facto invalid (QUAL) 0.0 $11k 125.00 88.00
Vanguard S&p 500 Etf idx (VOO) 0.0 $5.0k 20.00 250.00
Gaming & Leisure Pptys (GLPI) 0.0 $3.0k 100.00 30.00
Antero Res (AR) 0.0 $6.0k 2.0k 3.00
Commscope Hldg (COMM) 0.0 $3.0k 300.00 10.00
Vodafone Group New Adr F (VOD) 0.0 $20k 1.0k 19.10
Ultragenyx Pharmaceutical (RARE) 0.0 $8.0k 200.00 40.00
Investors Ban 0.0 $15k 1.4k 11.11
Weatherford Intl Plc ord 0.0 $1.0k 100.00 10.00
Ally Financial (ALLY) 0.0 $10k 303.00 33.00
Grubhub 0.0 $11k 200.00 55.00
Arista Networks (ANET) 0.0 $13k 55.00 236.36
Moelis & Co (MC) 0.0 $6.0k 200.00 30.00
Resonant 0.0 $2.0k 1.0k 2.00
Washington Prime (WB) 0.0 $4.0k 100.00 40.00
T2 Biosystems 0.0 $2.0k 1.0k 2.00
Trupanion (TRUP) 0.0 $7.0k 300.00 23.33
Cymabay Therapeutics 0.0 $0 100.00 0.00
Keysight Technologies (KEYS) 0.0 $4.0k 50.00 80.00
Crown Castle Intl (CCI) 0.0 $13k 100.00 130.00
Second Sight Med Prods 0.0 $6.0k 7.3k 0.82
Iron Mountain (IRM) 0.0 $6.0k 200.00 30.00
Bg Staffing 0.0 $5.0k 300.00 16.67
Eversource Energy (ES) 0.0 $8.0k 100.00 80.00
Urban Edge Pptys (UE) 0.0 $4.0k 233.00 17.17
Invitae (NVTAQ) 0.0 $14k 750.00 18.67
Great Ajax Corp reit (AJX) 0.0 $7.0k 500.00 14.00
Fortress Biotech 0.0 $8.0k 6.0k 1.33
Bwx Technologies (BWXT) 0.0 $5.0k 100.00 50.00
Axovant Sciences 0.0 $999.880000 28.00 35.71
Viking Therapeutics (VKTX) 0.0 $0 100.00 0.00
Corbus Pharmaceuticals Hldgs 0.0 $0 150.00 0.00
Vareit, Inc reits 0.0 $9.0k 1.0k 9.00
Global Blood Therapeutics In 0.0 $9.0k 200.00 45.00
Novocure Ltd ord (NVCR) 0.0 $5.0k 80.00 62.50
Anavex Life Sciences Corp call 0.0 $2.0k 980.00 2.04
Under Armour Inc Cl C (UA) 0.0 $5.0k 300.00 16.67
Liberty Media Corp Del Com Ser 0.0 $19k 500.00 38.00
Itt (ITT) 0.0 $3.0k 50.00 60.00
Ies Hldgs (IESC) 0.0 $2.0k 120.00 16.67
Qualstar 0.0 $999.750000 75.00 13.33
Genco Shipping (GNK) 0.0 $4.0k 500.00 8.00
Trilogy Metals (TMQ) 0.0 $1.0k 16.00 62.50
Alcoa (AA) 0.0 $0 36.00 0.00
Corecivic (CXW) 0.0 $4.0k 250.00 16.00
Ishares Msci Japan (EWJ) 0.0 $14k 250.00 56.00
Crispr Therapeutics (CRSP) 0.0 $0 20.00 0.00
Camping World Hldgs (CWH) 0.0 $3.0k 400.00 7.50
American Lithium Minerals In (AMLM) 0.0 $1.0k 500.00 2.00
Aurora Cannabis Inc snc 0.0 $6.0k 1.6k 3.82
Canopy Gro 0.0 $7.0k 320.00 21.88
Aquabounty Technologies 0.0 $1.0k 1.00 1000.00
Second Sight Med Prods Inc *w exp 03/06/202 0.0 $996.840000 1.3k 0.78
Longfor Properties Co- (LGFRY) 0.0 $15k 400.00 37.50
China Rapid Fin Ltd equity 0.0 $5.0k 10k 0.50
Sachem Cap (SACH) 0.0 $4.0k 1.0k 4.00
Baker Hughes A Ge Company (BKR) 0.0 $5.0k 240.00 20.83
Altaba 0.0 $1.0k 4.00 250.00
Frontier Communication 0.0 $999.960000 13.00 76.92
Cision 0.0 $2.0k 300.00 6.67
Jbg Smith Properties (JBGS) 0.0 $9.0k 233.00 38.63
Stars Group 0.0 $3.0k 250.00 12.00
Tapestry (TPR) 0.0 $13k 500.00 26.00
Dare Bioscience 0.0 $2.0k 3.0k 0.67
Whiting Petroleum Corp 0.0 $1.0k 15.00 66.67
Riot Blockchain (RIOT) 0.0 $1.0k 100.00 10.00
Marimed (MRMD) 0.0 $17k 17k 1.00
Strata Oil & Gas (SPOWF) 0.0 $1.0k 1.3k 0.75
Sprott Physical Gold & S (CEF) 0.0 $14k 1.0k 14.00
Lexinfintech Hldgs (LX) 0.0 $5.0k 500.00 10.00
Bitcoin Services 0.0 $10k 500k 0.02
Salon Media Group (SLNM) 0.0 $1.3k 66k 0.02
Dropbox Inc-class A (DBX) 0.0 $3.0k 165.00 18.18
Supreme Cannabis Co Inc/the 0.0 $2.0k 2.5k 0.80
Terra Tech Corp 0.0 $1.0k 667.00 1.50
Etf Managers Tr call 0.0 $999.990000 3.00 333.33
One Stop Systems (OSS) 0.0 $2.0k 1.0k 2.00
Equinor Asa (EQNR) 0.0 $3.0k 200.00 15.00
Powershares Etf Trust kbw bk port (KBWB) 0.0 $0 14.00 0.00
Invesco Exchng Traded Fd Tr china technlgy (CQQQ) 0.0 $15k 330.00 45.45
Invesco China Real Estate Et etf 0.0 $7.0k 300.00 23.33
Freddie Mac p (FMCCG) 0.0 $4.0k 200.00 20.00
Iqiyi Inc call 0.0 $1.0k 200.00 5.00
Jefferies Finl Group Inc call 0.0 $1.0k 500.00 2.00
Helios & Matheson Analytics In Com Par (HMNY) 0.0 $1.0k 25k 0.04
Garrett Motion (GTX) 0.0 $1.0k 20.00 50.00
Nio Inc spon ads (NIO) 0.0 $1.0k 50.00 20.00
Aquestive Therapeutics (AQST) 0.0 $1.0k 100.00 10.00
Apollo Investment Corp. (MFIC) 0.0 $13k 819.00 15.87
Resideo Technologies (REZI) 0.0 $999.900000 33.00 30.30
Dell Technologies (DELL) 0.0 $16k 310.00 51.61
First Trust 379-build Americ uit 0.0 $9.0k 10.00 900.00
Sugarmade (SGMD) 0.0 $1.0k 100k 0.01
Prophecy Development Corp 0.0 $2.0k 10k 0.20
Anaplan 0.0 $18k 400.00 45.00
Acreage Holdings 0.0 $2.0k 400.00 5.00
Marker Therapeutics 0.0 $0 15.00 0.00
Fox Corp (FOXA) 0.0 $19k 633.00 30.02
Dow (DOW) 0.0 $12k 267.00 44.94
Novavax (NVAX) 0.0 $1.0k 285.00 3.51
Corteva (CTVA) 0.0 $7.0k 267.00 26.22
Dupont De Nemours (DD) 0.0 $19k 267.00 71.16
Uber Technologies (UBER) 0.0 $9.0k 310.00 29.03
Direxion Shares Etf Tr-direxio etf 0.0 $2.0k 50.00 40.00
Goldman Sachs Internatio domestic 0.0 $13k 1.2k 10.83
Brainsway Ltd- (BWAY) 0.0 $9.0k 1.0k 9.00
Bellatrix Exploration 0.0 $999.920000 116.00 8.62
November 19 Puts On Bynd Us equity option 0.0 $1.0k 2.00 500.00
Ensco 0.0 $4.0k 1.0k 4.00
Smiledirectclub (SDCCQ) 0.0 $2.0k 215.00 9.30
Ocugen (OCGN) 0.0 $999.900000 33.00 30.30
Cambria Etf Tr cannabis etf (TOKE) 0.0 $3.0k 200.00 15.00
Taronis Technologies 0.0 $0 400.00 0.00