First Foundation Advisors

First Foundation Advisors as of Sept. 30, 2017

Portfolio Holdings for First Foundation Advisors

First Foundation Advisors holds 309 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Facebook Inc cl a (META) 6.5 $114M 667k 170.87
Microsoft Corporation (MSFT) 5.5 $97M 1.3M 74.49
United Parcel Service (UPS) 3.9 $69M 575k 120.09
Vareit, Inc reits 3.9 $68M 8.2M 8.29
Berkshire Hathaway (BRK.B) 3.2 $57M 308k 183.32
Level 3 Communications 2.9 $52M 972k 53.29
Philip Morris International (PM) 2.5 $44M 396k 111.01
Allergan 2.5 $43M 211k 204.95
Alphabet Inc Class C cs (GOOG) 2.4 $42M 44k 959.11
Gramercy Ppty Tr 2.3 $40M 1.3M 30.25
Bank of New York Mellon Corporation (BK) 2.1 $38M 707k 53.02
Oracle Corporation (ORCL) 2.1 $37M 757k 48.35
Pfizer (PFE) 2.0 $35M 986k 35.70
Retail Opportunity Investments 2.0 $35M 1.9M 19.01
Rexford Industrial Realty Inc reit (REXR) 2.0 $35M 1.2M 28.62
Johnson & Johnson (JNJ) 1.9 $34M 258k 130.01
Pinnacle Entertainment 1.7 $30M 1.4M 21.31
Altria (MO) 1.7 $29M 464k 63.42
Walt Disney Company (DIS) 1.6 $29M 295k 98.57
Medtronic (MDT) 1.6 $27M 351k 77.77
Goldman Sachs (GS) 1.5 $27M 112k 237.19
Macerich Company (MAC) 1.4 $24M 434k 54.97
PPG Industries (PPG) 1.3 $24M 216k 108.66
British American Tobac (BTI) 1.3 $23M 374k 62.45
Starwood Property Trust (STWD) 1.3 $23M 1.1M 21.72
Diageo (DEO) 1.3 $23M 174k 132.13
BlackRock 1.2 $22M 49k 447.08
Walgreen Boots Alliance 1.2 $22M 283k 77.22
Wells Fargo & Company (WFC) 1.2 $21M 380k 55.15
Twenty-first Century Fox 1.2 $20M 775k 26.38
Anheuser-Busch InBev NV (BUD) 1.1 $19M 162k 119.30
Mondelez Int (MDLZ) 1.1 $19M 465k 40.66
Point Bridge Gop Stock Tracker point bridge gop (MAGA) 1.1 $19M 724k 26.11
Apple (AAPL) 1.0 $18M 116k 154.12
Dowdupont 0.9 $16M 226k 69.23
Qualcomm (QCOM) 0.9 $16M 298k 51.84
Martin Marietta Materials (MLM) 0.9 $15M 74k 206.23
PICO Holdings 0.8 $15M 888k 16.70
Republic Services (RSG) 0.8 $14M 204k 66.06
Nielsen Hldgs Plc Shs Eur 0.8 $13M 324k 41.45
Occidental Petroleum Corporation (OXY) 0.7 $13M 197k 64.21
JPMorgan Chase & Co. (JPM) 0.6 $11M 111k 95.51
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.6 $10M 1.2M 8.49
Pimco Dynamic Credit Income other 0.5 $9.4M 410k 23.06
Gaming & Leisure Pptys (GLPI) 0.5 $9.3M 252k 36.89
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.5 $9.1M 90k 101.80
Las Vegas Sands (LVS) 0.5 $8.4M 130k 64.16
Alibaba Group Holding (BABA) 0.5 $8.1M 47k 172.71
Gilead Sciences (GILD) 0.4 $7.6M 94k 81.02
Amazon (AMZN) 0.4 $7.3M 7.6k 961.41
Pimco Income Strategy Fund II (PFN) 0.4 $6.8M 637k 10.70
Exxon Mobil Corporation (XOM) 0.4 $6.3M 77k 81.98
TCW Strategic Income Fund (TSI) 0.3 $6.0M 1.0M 5.80
Monsanto Company 0.3 $5.9M 49k 119.81
Allergan Plc pfd conv ser a 0.3 $5.7M 7.7k 737.83
Berkshire Hathaway (BRK.A) 0.3 $5.2M 19.00 274736.84
BlackRock Ltd. Duration Income Trust (BLW) 0.3 $5.3M 331k 16.11
Mallinckrodt Pub 0.3 $5.2M 140k 37.37
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $5.1M 354k 14.36
Nuveen Multi-Strategy Income & Growth (JPC) 0.3 $5.1M 484k 10.57
Spdr S&p 500 Etf (SPY) 0.3 $4.9M 19k 251.21
New Oriental Education & Tech 0.3 $4.8M 54k 88.25
New America High Income Fund I 0.3 $4.5M 452k 9.94
First Trust/Four Corners SFRI Fund II (FCT) 0.3 $4.6M 341k 13.49
Vanguard S&p 500 Etf idx (VOO) 0.3 $4.6M 20k 230.78
Alphabet Inc Class A cs (GOOGL) 0.3 $4.7M 4.8k 973.65
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.2 $4.4M 3.4k 1315.08
PCM Fund (PCM) 0.2 $4.4M 381k 11.64
Broad 0.2 $4.2M 17k 242.56
CenturyLink 0.2 $3.9M 205k 18.90
Invesco Van Kampen Dyn Cr Opp Fund 0.2 $3.8M 321k 11.92
BlackRock Credit All Inc Trust IV (BTZ) 0.2 $3.9M 289k 13.57
Oaktree Cap 0.2 $3.9M 83k 47.04
Celgene Corporation 0.2 $3.7M 25k 145.82
MFS Multimarket Income Trust (MMT) 0.2 $3.6M 577k 6.24
Nuveen Real (JRI) 0.2 $3.5M 197k 18.00
Vanguard Mid-Cap ETF (VO) 0.2 $3.3M 22k 147.01
Cohen & Steers Ltd Dur Pfd I (LDP) 0.2 $3.3M 122k 26.79
General Electric Company 0.2 $3.2M 134k 24.17
Cisco Systems (CSCO) 0.2 $3.2M 95k 33.63
Wynn Resorts (WYNN) 0.2 $3.2M 21k 148.94
Blackrock Multi-sector Incom other (BIT) 0.2 $3.0M 163k 18.70
iShares S&P 1500 Index Fund (ITOT) 0.2 $2.7M 47k 57.64
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.2 $2.8M 205k 13.42
Lions Gate Entmnt Corp cl a vtg (LGF.A) 0.2 $2.8M 83k 33.45
Chevron Corporation (CVX) 0.1 $2.6M 22k 117.49
Alexandria Real Estate Equities (ARE) 0.1 $2.7M 23k 118.99
BlackRock Core Bond Trust (BHK) 0.1 $2.4M 172k 14.06
Jamba 0.1 $2.5M 293k 8.64
Time Warner 0.1 $2.3M 23k 102.45
Coca-Cola Company (KO) 0.1 $2.3M 51k 45.02
Brown-Forman Corporation (BF.B) 0.1 $2.3M 42k 54.30
UnitedHealth (UNH) 0.1 $2.3M 12k 195.83
Nuveen California Municipal Value Fund (NCA) 0.1 $2.3M 220k 10.54
Blackrock Build America Bond Trust (BBN) 0.1 $2.3M 100k 23.37
Alexandria Real Estate Equitie conv prf 0.1 $2.3M 65k 35.76
Charles Schwab Corporation (SCHW) 0.1 $2.2M 49k 43.75
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $2.1M 93k 22.67
Doubleline Income Solutions (DSL) 0.1 $2.1M 100k 21.25
Flaherty & Crumrine Dyn P (DFP) 0.1 $2.1M 80k 26.50
Grubhub 0.1 $2.1M 40k 52.67
Bristol Myers Squibb (BMY) 0.1 $1.9M 31k 63.74
Nike (NKE) 0.1 $1.9M 36k 51.83
Bank Of America Corporation preferred (BAC.PL) 0.1 $1.9M 1.5k 1301.98
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $2.0M 177k 11.28
At&t (T) 0.1 $1.7M 44k 39.18
Procter & Gamble Company (PG) 0.1 $1.8M 20k 90.99
Rydex S&P Equal Weight ETF 0.1 $1.7M 18k 95.55
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.1 $1.8M 82k 21.40
Vanguard REIT ETF (VNQ) 0.1 $1.8M 22k 83.09
Nuveen Build Amer Bd (NBB) 0.1 $1.8M 84k 21.50
Vanguard Admiral Fds Inc cmn (VIOO) 0.1 $1.8M 13k 135.59
Ishares Tr (LRGF) 0.1 $1.7M 57k 29.93
NVIDIA Corporation (NVDA) 0.1 $1.6M 8.7k 178.82
Molson Coors Brewing Company (TAP) 0.1 $1.7M 20k 81.62
Boeing Company (BA) 0.1 $1.6M 6.5k 254.28
iShares Russell 2000 Value Index (IWN) 0.1 $1.6M 13k 124.12
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $1.5M 111k 13.85
Eaton Vance Mun Income Term Tr (ETX) 0.1 $1.5M 74k 20.47
McDonald's Corporation (MCD) 0.1 $1.3M 8.5k 156.74
Home Depot (HD) 0.1 $1.5M 9.1k 163.61
eBay (EBAY) 0.1 $1.5M 38k 38.46
Merck & Co (MRK) 0.1 $1.4M 22k 64.02
Pepsi (PEP) 0.1 $1.4M 12k 111.46
Netflix (NFLX) 0.1 $1.3M 7.3k 181.35
Activision Blizzard 0.1 $1.4M 21k 64.53
BofI Holding 0.1 $1.4M 48k 28.48
Motorola Solutions (MSI) 0.1 $1.4M 17k 84.85
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.5M 116k 12.80
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $1.5M 100k 14.82
Eaton Vance Natl Mun Opport (EOT) 0.1 $1.4M 64k 22.68
Liberty Global Inc Com Ser A 0.1 $1.5M 44k 33.94
Crown Holdings (CCK) 0.1 $1.2M 20k 59.70
Costco Wholesale Corporation (COST) 0.1 $1.2M 7.3k 164.32
Intel Corporation (INTC) 0.1 $1.2M 31k 38.06
iShares S&P 500 Index (IVV) 0.1 $1.3M 5.1k 252.94
Starbucks Corporation (SBUX) 0.1 $1.3M 24k 53.70
St. Joe Company (JOE) 0.1 $1.3M 69k 18.84
Royce Micro Capital Trust (RMT) 0.1 $1.3M 139k 9.38
Pimco Dynamic Incm Fund (PDI) 0.1 $1.3M 42k 30.85
Servicenow (NOW) 0.1 $1.2M 10k 117.50
Bank of America Corporation (BAC) 0.1 $1.1M 45k 25.34
Brookfield Asset Management 0.1 $1.1M 27k 41.29
3M Company (MMM) 0.1 $1.0M 4.8k 209.97
Intuitive Surgical (ISRG) 0.1 $1.1M 1.0k 1046.03
Micron Technology (MU) 0.1 $985k 25k 39.35
Baidu (BIDU) 0.1 $1.0M 4.2k 247.62
Eaton Vance Municipal Bond Fund (EIM) 0.1 $1.0M 81k 12.68
Abbvie (ABBV) 0.1 $1.1M 13k 88.85
Dxc Technology (DXC) 0.1 $1.1M 13k 85.84
Comcast Corporation (CMCSA) 0.1 $813k 21k 38.48
GlaxoSmithKline 0.1 $799k 20k 40.60
International Business Machines (IBM) 0.1 $924k 6.4k 145.05
Schlumberger (SLB) 0.1 $834k 12k 69.74
Kellogg Company (K) 0.1 $816k 13k 62.39
Skyworks Solutions (SWKS) 0.1 $812k 8.0k 101.91
PIMCO Corporate Opportunity Fund (PTY) 0.1 $808k 48k 16.78
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $914k 70k 13.13
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $915k 65k 14.19
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $864k 57k 15.21
Highland Fds i hi ld iboxx srln 0.1 $850k 46k 18.31
Global Net Lease 0.1 $837k 38k 21.90
Goldman Sachs Etf Tr activebeta int (GSIE) 0.1 $841k 29k 29.01
Carter's (CRI) 0.0 $715k 7.2k 98.73
Emerson Electric (EMR) 0.0 $617k 9.8k 62.84
CVS Caremark Corporation (CVS) 0.0 $666k 8.2k 81.33
Lockheed Martin Corporation (LMT) 0.0 $646k 2.1k 310.13
Amgen (AMGN) 0.0 $775k 4.2k 186.48
Accenture (ACN) 0.0 $681k 5.0k 135.01
Lowe's Companies (LOW) 0.0 $755k 9.4k 79.96
Visa (V) 0.0 $690k 6.6k 105.26
AutoZone (AZO) 0.0 $633k 1.1k 595.48
Fiserv (FI) 0.0 $646k 5.0k 128.92
Entravision Communication (EVC) 0.0 $713k 125k 5.70
SPDR Gold Trust (GLD) 0.0 $717k 5.9k 121.61
NetEase (NTES) 0.0 $711k 2.7k 263.92
iShares S&P MidCap 400 Index (IJH) 0.0 $789k 4.4k 178.91
Eaton Vance California Mun. Income Trust (CEV) 0.0 $706k 57k 12.48
Invesco Insured Municipal Income Trust (IIM) 0.0 $679k 45k 14.95
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $620k 42k 14.93
Doubleline Opportunistic Cr (DBL) 0.0 $699k 29k 24.04
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.0 $699k 11k 64.21
REPCOM cla 0.0 $694k 8.0k 86.75
PNC Financial Services (PNC) 0.0 $567k 4.2k 134.78
Discover Financial Services 0.0 $539k 11k 50.00
Abbott Laboratories (ABT) 0.0 $541k 10k 53.31
Eli Lilly & Co. (LLY) 0.0 $456k 5.3k 85.55
Dominion Resources (D) 0.0 $528k 6.9k 76.93
Public Storage (PSA) 0.0 $487k 2.3k 213.78
Union Pacific Corporation (UNP) 0.0 $476k 4.1k 115.98
Verizon Communications (VZ) 0.0 $598k 12k 49.49
Rent-A-Center (UPBD) 0.0 $529k 46k 11.48
Rockwell Collins 0.0 $590k 4.5k 130.76
ConocoPhillips (COP) 0.0 $575k 12k 50.07
Honeywell International (HON) 0.0 $517k 3.6k 141.80
Nextera Energy (NEE) 0.0 $505k 3.4k 146.63
iShares MSCI EAFE Index Fund (EFA) 0.0 $473k 6.9k 68.44
Sina Corporation 0.0 $573k 5.0k 114.60
Industrial SPDR (XLI) 0.0 $472k 6.7k 70.97
Edison International (EIX) 0.0 $573k 7.4k 77.12
Glacier Ban (GBCI) 0.0 $528k 14k 37.73
Rockwell Automation (ROK) 0.0 $547k 3.1k 178.35
Cardiovascular Systems 0.0 $455k 16k 28.13
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $603k 13k 46.24
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $570k 4.8k 118.50
Pimco Municipal Income Fund II (PML) 0.0 $485k 37k 13.16
Templeton Emerging Markets Income Fund (TEI) 0.0 $498k 43k 11.52
Nuveen Insd Dividend Advantage (NVG) 0.0 $530k 35k 15.38
Intellipharmaceuticsintl Inc C 0.0 $589k 595k 0.99
Citigroup (C) 0.0 $517k 7.1k 72.72
Tripadvisor (TRIP) 0.0 $577k 13k 45.45
Ishares Tr eafe min volat (EFAV) 0.0 $459k 6.5k 71.02
Lions Gate Entmnt Corp cl b non vtg 0.0 $569k 18k 31.77
U.S. Bancorp (USB) 0.0 $284k 5.3k 53.66
Blackstone 0.0 $345k 10k 33.34
Wal-Mart Stores (WMT) 0.0 $355k 4.5k 78.19
SYSCO Corporation (SYY) 0.0 $310k 5.7k 54.01
National-Oilwell Var 0.0 $381k 11k 35.75
Raytheon Company 0.0 $417k 2.2k 186.66
McKesson Corporation (MCK) 0.0 $296k 1.9k 153.85
CIGNA Corporation 0.0 $411k 2.2k 187.16
Colgate-Palmolive Company (CL) 0.0 $368k 5.1k 72.81
General Mills (GIS) 0.0 $294k 5.7k 51.80
Royal Dutch Shell 0.0 $303k 5.0k 60.58
United Technologies Corporation 0.0 $302k 2.6k 116.15
Gap (GAP) 0.0 $348k 12k 29.55
iShares Russell 1000 Value Index (IWD) 0.0 $341k 2.9k 118.36
PG&E Corporation (PCG) 0.0 $293k 4.3k 68.11
Jacobs Engineering 0.0 $271k 4.7k 58.18
General Dynamics Corporation (GD) 0.0 $269k 1.3k 205.50
Live Nation Entertainment (LYV) 0.0 $395k 9.1k 43.53
Fastenal Company (FAST) 0.0 $286k 6.3k 45.59
Paccar (PCAR) 0.0 $290k 4.0k 72.27
Lam Research Corporation 0.0 $281k 1.5k 185.23
Magellan Midstream Partners 0.0 $360k 5.1k 71.10
Prospect Capital Corporation (PSEC) 0.0 $296k 44k 6.71
iShares Russell 1000 Growth Index (IWF) 0.0 $326k 2.6k 125.05
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $341k 2.8k 121.22
iShares Dow Jones Select Dividend (DVY) 0.0 $296k 3.2k 93.70
Vanguard Total Stock Market ETF (VTI) 0.0 $427k 3.3k 129.55
Kayne Anderson MLP Investment (KYN) 0.0 $414k 23k 18.18
PowerShares Emerging Markets Sovere 0.0 $320k 11k 29.76
Tortoise Energy Infrastructure 0.0 $321k 11k 28.97
Nuveen Fltng Rte Incm Opp 0.0 $265k 22k 11.82
Nuveen Quality Pref. Inc. Fund II 0.0 $291k 28k 10.42
Pimco Income Strategy Fund (PFL) 0.0 $368k 30k 12.13
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $371k 4.0k 92.89
Pimco Municipal Income Fund III (PMX) 0.0 $284k 24k 11.84
Ellie Mae 0.0 $290k 3.5k 82.22
Pandora Media 0.0 $411k 53k 7.70
Ishares Tr fltg rate nt (FLOT) 0.0 $307k 6.0k 50.95
Delphi Automotive 0.0 $427k 4.3k 98.50
Pimco Total Return Etf totl (BOND) 0.0 $430k 4.0k 106.86
Phillips 66 (PSX) 0.0 $397k 4.3k 91.69
Duke Energy (DUK) 0.0 $313k 3.7k 83.96
Ishares Tr 2018 cp tm etf 0.0 $271k 11k 25.65
Dbx Trackers db xtr msci eur (DBEU) 0.0 $409k 14k 28.36
Kraft Heinz (KHC) 0.0 $309k 4.0k 77.54
Madison Square Garden Cl A (MSGS) 0.0 $393k 1.8k 214.17
Ishares Msci Japan (EWJ) 0.0 $350k 6.3k 55.71
Brookfield Real Assets Incom shs ben int (RA) 0.0 $377k 16k 23.79
Annaly Capital Management 0.0 $223k 18k 12.17
Rli (RLI) 0.0 $232k 4.1k 57.27
Caterpillar (CAT) 0.0 $214k 1.7k 124.93
Baxter International (BAX) 0.0 $229k 3.6k 62.77
Norfolk Southern (NSC) 0.0 $255k 1.9k 132.19
Kimberly-Clark Corporation (KMB) 0.0 $206k 1.8k 117.51
Travelers Companies (TRV) 0.0 $253k 2.1k 122.76
Novartis (NVS) 0.0 $237k 2.8k 85.96
Deere & Company (DE) 0.0 $264k 2.1k 125.65
Danaher Corporation (DHR) 0.0 $210k 2.5k 85.71
Enterprise Products Partners (EPD) 0.0 $264k 10k 26.02
TICC Capital 0.0 $172k 25k 6.85
Alaska Air (ALK) 0.0 $229k 3.0k 76.33
Realty Income (O) 0.0 $244k 4.3k 57.25
PowerShares QQQ Trust, Series 1 0.0 $243k 1.7k 145.51
Pacific Mercantile Ban 0.0 $115k 13k 9.15
iShares Lehman Aggregate Bond (AGG) 0.0 $213k 1.9k 109.34
iShares S&P SmallCap 600 Index (IJR) 0.0 $247k 3.3k 74.17
Kayne Anderson Energy Development 0.0 $179k 10k 17.29
PowerShares S&P 500 BuyWrite Portfol ETF 0.0 $214k 9.6k 22.20
BlackRock Floating Rate Income Trust (BGT) 0.0 $182k 13k 14.10
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $244k 17k 14.03
Calamos Global Dynamic Income Fund (CHW) 0.0 $90k 10k 9.00
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $209k 2.6k 80.20
Blackrock Muniyield California Ins Fund 0.0 $203k 13k 15.42
Kayne Anderson Mdstm Energy 0.0 $215k 15k 14.71
Wisdomtree Tr intl hedge eqt (HEDJ) 0.0 $212k 3.3k 64.63
Cys Investments 0.0 $216k 25k 8.64
Essent (ESNT) 0.0 $202k 5.0k 40.40
First Tr Exch Traded Fund Ii lng/sht equity (FTLS) 0.0 $215k 5.8k 37.18
Anthem (ELV) 0.0 $201k 1.1k 190.34
Dhx Media Ltd Com Stk 0.0 $220k 52k 4.24
Armour Residential Reit Inc Re 0.0 $202k 7.5k 26.93
Powershares Active Mng Etf T var rat inv gr 0.0 $238k 9.4k 25.19
Trivago N V spon ads a 0.0 $108k 10k 10.80
Fifth Street Finance 0.0 $82k 15k 5.47
Eldorado Gold Corp 0.0 $25k 11k 2.21
Tanzanian Royalty Expl Corp 0.0 $38k 117k 0.32
Uranium Energy (UEC) 0.0 $26k 19k 1.37
Neuberger Berman Real Estate Sec (NRO) 0.0 $88k 16k 5.58
Medley Capital Corporation 0.0 $60k 10k 6.00
Citigroup Inc Com Us cmn 0.0 $2.1k 19k 0.11
Kcap Financial 0.0 $44k 12k 3.67
Allianzgi Conv & Income Fd I 0.0 $73k 12k 6.21
Contravir Pharma 0.0 $5.0k 10k 0.50
Genius Brands Intl 0.0 $64k 16k 4.12
Obsidian Energy 0.0 $48k 46k 1.04
Mynd Analytics 0.0 $61k 16k 3.81