Joseph P. Lucia & Associates

Joseph P. Lucia & Associates as of Sept. 30, 2019

Portfolio Holdings for Joseph P. Lucia & Associates

Joseph P. Lucia & Associates holds 486 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P US Pref Stock Idx Fnd (PFF) 3.2 $3.1M 83k 37.53
Invesco Exchange Traded Fd T s&p500 eql tec (RSPT) 3.2 $3.1M 17k 178.81
Invesco Exchange Traded Fd T s&p500 eql fin (RSPF) 3.1 $3.0M 69k 43.65
Schwab Strategic Tr 0 (SCHP) 3.0 $2.9M 51k 56.76
Schwab U S Small Cap ETF (SCHA) 2.9 $2.8M 40k 69.73
Schwab U S Large Cap Growth ETF (SCHG) 2.8 $2.7M 32k 84.01
Technology SPDR (XLK) 2.6 $2.5M 31k 80.53
Invesco Taxable Municipal Bond otr (BAB) 2.6 $2.5M 77k 32.40
SPDR KBW Regional Banking (KRE) 2.5 $2.4M 46k 52.78
Etf Managers Tr purefunds ise cy 2.5 $2.4M 65k 37.41
Sch Us Mid-cap Etf etf (SCHM) 2.2 $2.2M 38k 56.53
Invesco S&p 500 Equal Wt Hlth Care Etf exchange traded fund (RSPH) 2.1 $2.0M 10k 195.97
iShares Dow Jones US Aerospace & Def.ETF (ITA) 2.0 $2.0M 8.7k 224.70
Financial Select Sector SPDR (XLF) 1.9 $1.8M 65k 27.99
Kkr Income Opportunities (KIO) 1.8 $1.7M 112k 15.57
iShares Dow Jones Select Dividend (DVY) 1.7 $1.7M 17k 101.96
Vanguard Mid-Cap Growth ETF (VOT) 1.6 $1.6M 11k 148.10
Apple (AAPL) 1.6 $1.6M 7.1k 223.97
Market Vectors Etf Tr Pfd Sec (PFXF) 1.6 $1.5M 75k 20.30
Schwab U S Broad Market ETF (SCHB) 1.5 $1.5M 21k 71.03
Proshares Tr S&p 500 Aristo (NOBL) 1.5 $1.4M 20k 71.60
Global X Funds (SOCL) 1.5 $1.4M 44k 31.94
Alps Etf sectr div dogs (SDOG) 1.4 $1.4M 32k 43.84
Powershares Global Etf invesco equal wgt. utilities - etf (RSPU) 1.4 $1.4M 13k 106.62
Vanguard Health Care ETF (VHT) 1.3 $1.2M 7.3k 167.62
iShares Dow Jones US Medical Dev. (IHI) 1.2 $1.2M 4.9k 247.18
Walt Disney Company (DIS) 1.2 $1.2M 9.0k 130.28
Global X Fds globx supdv us (DIV) 1.2 $1.2M 50k 23.57
Vanguard Small-Cap ETF (VB) 1.0 $1.0M 6.6k 153.88
Consolidated Edison (ED) 1.0 $977k 10k 94.51
Tesla Motors (TSLA) 1.0 $976k 4.1k 240.99
Invesco Etf s&p500 eql stp (RSPS) 0.9 $891k 6.3k 140.40
Schwab Strategic Tr us lrg cap etf (SCHX) 0.9 $882k 12k 70.95
Invesco S&p 500 Low Volatility Etf (SPLV) 0.9 $866k 15k 57.91
Alphabet Inc Class A cs (GOOGL) 0.8 $773k 633.00 1221.17
Invesco Exchange Traded Fd T s&p500 eql ind (RSPN) 0.8 $776k 6.1k 126.40
Utilities SPDR (XLU) 0.8 $766k 12k 64.72
Vanguard Mid-Cap Value ETF (VOE) 0.8 $769k 6.8k 112.94
Schwab Emerging Markets Equity ETF (SCHE) 0.8 $741k 30k 25.14
Invesco Exchange Traded Fd T s&p500 eql enr (RSPG) 0.7 $723k 16k 44.38
Netflix (NFLX) 0.7 $681k 2.5k 267.69
Invesco Exchange Traded Fd Tnasdaq Internt etf/equity (PNQI) 0.7 $681k 5.2k 130.11
First Trust DJ Internet Index Fund (FDN) 0.7 $637k 4.7k 134.62
Proshares Tr short s&p 500 ne (SH) 0.7 $632k 24k 26.14
Rydex S&p Cnsmr Discretionary s&p500 eql dis (RSPD) 0.6 $584k 5.6k 104.43
iShares Gold Trust 0.6 $555k 39k 14.10
WisdomTree India Earnings Fund (EPI) 0.6 $551k 23k 23.85
Allianzgi Conv & Inc Fd taxable cef 0.6 $536k 95k 5.64
Mortgage Reit Index real (REM) 0.6 $534k 13k 42.13
Vanguard REIT ETF (VNQ) 0.5 $527k 5.6k 93.29
Spdr Series Trust aerospace def (XAR) 0.5 $522k 4.9k 106.79
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.5 $512k 3.6k 142.98
Alphabet Inc Class C cs (GOOG) 0.5 $512k 420.00 1219.05
International Business Machines (IBM) 0.5 $506k 3.5k 145.40
Schwab Strategic Tr us dividend eq (SCHD) 0.5 $501k 9.1k 54.80
Spdr S&p 500 Etf (SPY) 0.5 $494k 1.7k 296.88
Consumer Discretionary SPDR (XLY) 0.5 $492k 4.1k 120.59
Invesco Financial Preferred Et other (PGF) 0.5 $493k 26k 18.80
Amazon (AMZN) 0.5 $476k 274.00 1737.23
Paypal Holdings (PYPL) 0.5 $468k 4.5k 103.65
Schwab Strategic Tr cmn (SCHV) 0.5 $442k 7.8k 56.79
Spdr Series Trust barcly cap etf (SPLB) 0.4 $430k 14k 30.11
Health Care SPDR (XLV) 0.4 $414k 4.6k 90.12
Facebook Inc cl a (META) 0.4 $400k 2.2k 178.25
Chimera Investment Corp etf 0.4 $373k 19k 19.57
Vaneck Vectors Etf Tr (HYEM) 0.4 $359k 16k 23.16
Invesco Exchange Traded Fd T gbl listed pvt 0.3 $332k 28k 11.83
Industrial SPDR (XLI) 0.3 $319k 4.1k 77.67
Ssga Active Etf Tr incom allo etf (INKM) 0.3 $323k 9.6k 33.79
Credit Suisse High Yield Bond Fund (DHY) 0.3 $315k 123k 2.55
iShares Lehman Aggregate Bond (AGG) 0.3 $300k 2.7k 113.21
Vanguard Dividend Appreciation ETF (VIG) 0.3 $268k 2.2k 119.38
Schwab International Equity ETF (SCHF) 0.3 $268k 8.4k 31.92
Putnam Managed Municipal Income Trust (PMM) 0.3 $263k 34k 7.83
iShares MSCI EMU Index (EZU) 0.3 $250k 6.4k 38.92
Materials SPDR (XLB) 0.3 $250k 4.3k 58.30
Invesco Emerging Markets S etf (PCY) 0.3 $256k 8.8k 29.18
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $247k 1.9k 127.52
Home Depot (HD) 0.2 $234k 1.0k 232.37
iShares NASDAQ Biotechnology Index (IBB) 0.2 $231k 2.3k 99.61
iShares Russell Microcap Index (IWC) 0.2 $232k 2.6k 88.11
SPDR S&P Oil & Gas Equipt & Servs. 0.2 $232k 32k 7.23
WisdomTree SmallCap Dividend Fund (DES) 0.2 $236k 8.6k 27.36
Invesco Exchange Traded Fd T dynmc bldg con (PKB) 0.2 $226k 6.9k 32.68
Consumer Staples Select Sect. SPDR (XLP) 0.2 $217k 3.5k 61.28
Main Street Capital Corporation (MAIN) 0.2 $214k 5.0k 43.15
Etf Managers Tr tierra xp latin 0.2 $209k 10k 20.79
Stitch Fix (SFIX) 0.2 $210k 11k 19.27
Cambria Etf Tr shshld yield etf (SYLD) 0.2 $208k 5.7k 36.49
At&t (T) 0.2 $188k 5.0k 37.90
1-800-flowers (FLWS) 0.2 $189k 13k 14.77
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.2 $189k 3.3k 57.17
WisdomTree MidCap Dividend Fund (DON) 0.2 $181k 5.0k 36.24
Outfront Media (OUT) 0.2 $189k 6.8k 27.79
Invesco Zacks Multi-asset Income Etf exchange traded fund (CVY) 0.2 $170k 7.6k 22.34
Invesco S&p 500 Equal Weight R (RSPR) 0.2 $176k 5.5k 31.80
NBT Ban (NBTB) 0.2 $165k 4.5k 36.67
Vanguard Financials ETF (VFH) 0.2 $165k 2.4k 69.92
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $151k 1.7k 87.43
iShares Dow Jones US Health Care (IHF) 0.2 $157k 970.00 161.86
Vanguard Growth ETF (VUG) 0.2 $154k 928.00 165.95
United Parcel Service (UPS) 0.1 $150k 1.3k 120.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.1 $148k 1.7k 87.83
Ark Etf Tr innovation etf (ARKK) 0.1 $145k 3.4k 42.90
RMR Asia Pacific Real Estate Fund 0.1 $134k 6.6k 20.39
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.1 $133k 16k 8.31
Invesco Kbw High Dividend Yld Fincl Etf exchange traded fund (KBWD) 0.1 $139k 6.7k 20.86
Microsoft Corporation (MSFT) 0.1 $122k 879.00 138.79
Energy Select Sector SPDR (XLE) 0.1 $126k 2.1k 59.02
iShares S&P SmallCap 600 Value Idx (IJS) 0.1 $130k 867.00 149.94
Reaves Utility Income Fund (UTG) 0.1 $128k 3.5k 36.72
Spdr Short-term High Yield mf (SJNK) 0.1 $129k 4.8k 27.03
Blackstone Mtg Tr (BXMT) 0.1 $129k 3.6k 35.78
Fidelity Con Discret Etf (FDIS) 0.1 $126k 2.7k 45.90
Invesco Dynamic Leisure And Entertainment Etf (PEJ) 0.1 $130k 3.1k 42.57
iShares Barclays TIPS Bond Fund (TIP) 0.1 $112k 959.00 116.79
Yandex Nv-a (YNDX) 0.1 $121k 3.5k 35.07
Real Estate Select Sect Spdr (XLRE) 0.1 $115k 2.9k 39.40
Invesco Exchange Traded Fd Tr etf (PEY) 0.1 $118k 6.5k 18.25
Global X Fds nasdaq 100 cover (QYLD) 0.1 $118k 5.2k 22.63
Bank of America Corporation (BAC) 0.1 $108k 3.7k 29.06
iShares Morningstar Mid Value Idx (IMCV) 0.1 $110k 685.00 160.58
SPDR DJ Global Titans (DGT) 0.1 $109k 1.3k 83.72
Citigroup (C) 0.1 $104k 1.5k 68.78
American Centy Etf Tr stoxx us qualt (VALQ) 0.1 $103k 2.5k 40.66
Invesco S&p Global Dividend Opportunities Index Etf etf 0.1 $107k 9.1k 11.80
Annaly Capital Management 0.1 $96k 11k 8.78
Verizon Communications (VZ) 0.1 $93k 1.5k 60.67
Oracle Corporation (ORCL) 0.1 $99k 1.8k 55.00
Vanguard Mega Cap 300 Index (MGC) 0.1 $95k 919.00 103.37
WisdomTree DEFA Equity Income Fund (DTH) 0.1 $95k 2.4k 39.18
Dbx Trackers db xtr msci eur (DBEU) 0.1 $94k 3.2k 29.69
Boeing Company (BA) 0.1 $83k 218.00 380.73
WisdomTree Intl. MidCap Dividend F (DIM) 0.1 $87k 1.4k 60.29
Ultra Short Russell 2000 0.1 $84k 5.5k 15.27
Pgx etf (PGX) 0.1 $83k 5.5k 15.08
Berkshire Hathaway (BRK.B) 0.1 $76k 366.00 207.65
Cisco Systems (CSCO) 0.1 $78k 1.6k 49.15
Vanguard Long-Term Bond ETF (BLV) 0.1 $81k 785.00 103.18
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $75k 660.00 113.64
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.1 $73k 6.0k 12.17
Square Inc cl a (SQ) 0.1 $74k 1.2k 61.67
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $75k 2.8k 26.62
Invesco Qqq Trust Series 1 (QQQ) 0.1 $75k 395.00 189.87
Invesco Exchng Traded Fd Tr 1 30 lader tre (GOVI) 0.1 $78k 2.2k 35.42
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.1 $78k 714.00 109.24
JPMorgan Chase & Co. (JPM) 0.1 $67k 572.00 117.13
Williams-Sonoma (WSM) 0.1 $68k 1.0k 68.00
Barclays Bk Plc Ipspgs Ttl Etn etf 0.1 $68k 4.8k 14.15
Ishares U S Etf Tr int rt hdg c b (LQDH) 0.1 $71k 765.00 92.81
Etfis Ser Tr I infrac act m 0.1 $66k 13k 4.93
Invesco Dynamic Biotechnology other (PBE) 0.1 $65k 1.4k 47.45
Office Pptys Income Tr Com Shs Ben Int reit (OPI) 0.1 $66k 2.1k 30.86
Exxon Mobil Corporation (XOM) 0.1 $63k 893.00 70.55
NVIDIA Corporation (NVDA) 0.1 $58k 332.00 174.70
Vanguard Value ETF (VTV) 0.1 $57k 510.00 111.76
Flaherty & Crumrine Pref. Income (PFD) 0.1 $60k 4.0k 15.00
Vanguard Information Technology ETF (VGT) 0.1 $60k 277.00 216.61
John Hancock Pref. Income Fund II (HPF) 0.1 $54k 2.3k 23.27
Renaissance Fds ipo etf (IPO) 0.1 $62k 2.2k 28.18
Arrow Dow Jones Global Yield Etf etf (GYLD) 0.1 $55k 3.5k 15.87
Global X Fds glb x lithium (LIT) 0.1 $57k 2.3k 24.38
Invesco S&p Smallcap 600 Revenue Etf etf (RWJ) 0.1 $58k 905.00 64.09
General Electric Company 0.1 $46k 5.2k 8.88
Gladstone Commercial Corporation (GOOD) 0.1 $47k 2.0k 23.50
Ship Finance Intl 0.1 $46k 3.3k 14.06
iShares Russell 1000 Growth Index (IWF) 0.1 $50k 314.00 159.24
CBOE Holdings (CBOE) 0.1 $52k 450.00 115.56
Vanguard Large-Cap ETF (VV) 0.1 $52k 384.00 135.42
Amarin Corporation (AMRN) 0.1 $49k 3.3k 15.08
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $52k 900.00 57.78
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $48k 3.0k 15.75
Western Asset Global High Income Fnd (EHI) 0.1 $51k 5.1k 10.01
Blackrock California Mun. Income Trust (BFZ) 0.1 $53k 3.9k 13.77
Western Asset Municipal Partners Fnd 0.1 $46k 3.0k 15.33
D Spdr Series Trust (XTN) 0.1 $52k 850.00 61.18
Schwab Strategic Tr us reit etf (SCHH) 0.1 $53k 1.1k 46.90
Ishares Tr fltg rate nt (FLOT) 0.1 $44k 865.00 50.87
Groupon 0.1 $53k 20k 2.66
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $49k 2.7k 18.49
Twitter 0.1 $50k 1.2k 40.82
Vaneck Vectors Etf Tr vietnam etf (VNM) 0.1 $49k 3.0k 16.33
Agnc Invt Corp Com reit (AGNC) 0.1 $46k 2.8k 16.24
Invesco Defensive Equity Etf defensive eqty (POWA) 0.1 $51k 950.00 53.68
Bldrs Index Fds Tr Emerging Mkts 50 Adr Index Fd etf 0.1 $48k 1.3k 38.40
Proshares Ultrashort Qqq etf 0.1 $45k 1.5k 30.00
iShares Russell 1000 Value Index (IWD) 0.0 $36k 278.00 129.50
eHealth (EHTH) 0.0 $36k 540.00 66.67
Compass Diversified Holdings (CODI) 0.0 $34k 1.7k 19.71
Key (KEY) 0.0 $35k 1.9k 18.04
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.0 $41k 360.00 113.89
Calamos Convertible & Hi Income Fund (CHY) 0.0 $40k 3.7k 10.88
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $41k 760.00 53.95
iShares S&P Global Energy Sector (IXC) 0.0 $34k 1.1k 30.91
John Hancock Preferred Income Fund III (HPS) 0.0 $37k 1.9k 20.00
BlackRock MuniHoldings Fund (MHD) 0.0 $41k 2.5k 16.40
SPDR Barclays Capital Long Term Tr (SPTL) 0.0 $36k 880.00 40.91
First Trust Health Care AlphaDEX (FXH) 0.0 $37k 500.00 74.00
Direxion Daily Semiconductor Bull 3X (SOXL) 0.0 $43k 250.00 172.00
Sch Fnd Us Lg Etf schwb fdt us lg (FNDX) 0.0 $35k 891.00 39.28
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.0 $35k 1.2k 29.89
Alibaba Group Holding (BABA) 0.0 $34k 205.00 165.85
Invesco Water Resource Port (PHO) 0.0 $35k 949.00 36.88
MasterCard Incorporated (MA) 0.0 $27k 100.00 270.00
Johnson & Johnson (JNJ) 0.0 $32k 247.00 129.55
Pfizer (PFE) 0.0 $29k 800.00 36.25
Chevron Corporation (CVX) 0.0 $31k 264.00 117.42
Intel Corporation (INTC) 0.0 $29k 558.00 51.97
Merck & Co (MRK) 0.0 $27k 326.00 82.82
Ford Motor Company (F) 0.0 $26k 2.8k 9.16
Gilead Sciences (GILD) 0.0 $29k 452.00 64.16
Vanguard Short-Term Bond ETF (BSV) 0.0 $31k 379.00 81.79
STMicroelectronics (STM) 0.0 $33k 1.7k 19.41
Dorchester Minerals (DMLP) 0.0 $27k 1.4k 18.75
iShares Russell 3000 Index (IWV) 0.0 $27k 155.00 174.19
SPDR S&P Biotech (XBI) 0.0 $30k 390.00 76.92
iShares Russell 3000 Value Index (IUSV) 0.0 $26k 455.00 57.14
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $25k 400.00 62.50
iShares Dow Jones US Healthcare (IYH) 0.0 $33k 175.00 188.57
WisdomTree Total Dividend Fund (DTD) 0.0 $27k 275.00 98.18
Vanguard Mortgage Bkd Sects ETF (VMBS) 0.0 $27k 500.00 54.00
Kinder Morgan (KMI) 0.0 $32k 1.6k 20.65
Ishares High Dividend Equity F (HDV) 0.0 $31k 328.00 94.51
Abbvie (ABBV) 0.0 $32k 419.00 76.37
Ishares Tr liquid inc etf (ICSH) 0.0 $25k 500.00 50.00
Washington Prime Group 0.0 $25k 6.0k 4.17
Roku (ROKU) 0.0 $31k 300.00 103.33
Barrick Gold Corp (GOLD) 0.0 $20k 1.1k 17.62
BHP Billiton 0.0 $17k 400.00 42.50
Corning Incorporated (GLW) 0.0 $18k 648.00 27.78
Goldman Sachs (GS) 0.0 $24k 114.00 210.53
Charles Schwab Corporation (SCHW) 0.0 $21k 493.00 42.60
Fidelity National Information Services (FIS) 0.0 $20k 150.00 133.33
Caterpillar (CAT) 0.0 $18k 139.00 129.50
Wal-Mart Stores (WMT) 0.0 $16k 131.00 122.14
Regeneron Pharmaceuticals (REGN) 0.0 $17k 61.00 278.69
FirstEnergy (FE) 0.0 $19k 400.00 47.50
Raytheon Company 0.0 $20k 100.00 200.00
Amgen (AMGN) 0.0 $15k 75.00 200.00
Philip Morris International (PM) 0.0 $23k 300.00 76.67
iShares S&P 500 Index (IVV) 0.0 $22k 73.00 301.37
Qualcomm (QCOM) 0.0 $15k 200.00 75.00
iShares MSCI EAFE Index Fund (EFA) 0.0 $17k 267.00 63.67
Overstock (BYON) 0.0 $16k 1.5k 10.42
Public Service Enterprise (PEG) 0.0 $19k 300.00 63.33
SPDR Gold Trust (GLD) 0.0 $21k 150.00 140.00
iShares Russell 2000 Index (IWM) 0.0 $16k 109.00 146.79
BP Prudhoe Bay Royalty Trust (BPT) 0.0 $15k 1.6k 9.12
Senior Housing Properties Trust 0.0 $22k 2.3k 9.37
iShares Russell Midcap Value Index (IWS) 0.0 $20k 221.00 90.50
SPDR KBW Bank (KBE) 0.0 $15k 350.00 42.86
Vanguard Total Stock Market ETF (VTI) 0.0 $19k 126.00 150.79
SPDR S&P Dividend (SDY) 0.0 $23k 225.00 102.22
Alerian Mlp Etf 0.0 $16k 1.8k 8.99
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.0 $17k 1.0k 17.00
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $15k 1.0k 15.00
THL Credit 0.0 $22k 3.3k 6.72
Vanguard High Dividend Yield ETF (VYM) 0.0 $15k 170.00 88.24
Nuveen Quality Pref. Inc. Fund II 0.0 $22k 2.3k 9.78
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.0 $19k 421.00 45.13
Marathon Petroleum Corp (MPC) 0.0 $23k 383.00 60.05
Phoenix New Media 0.0 $15k 6.0k 2.50
Duff & Phelps Global (DPG) 0.0 $16k 1.0k 16.00
Wp Carey (WPC) 0.0 $18k 200.00 90.00
Exchange Traded Concepts Tr robo stx glb etf (ROBO) 0.0 $16k 430.00 37.21
Fidelity consmr staples (FSTA) 0.0 $19k 515.00 36.89
Cornerstone Strategic Value (CLM) 0.0 $15k 1.3k 11.30
Zillow Group Inc Cl A (ZG) 0.0 $18k 600.00 30.00
Etf Manager Group Commodity sit rising rte 0.0 $23k 1.0k 23.00
Conformis 0.0 $19k 10k 1.90
Blackrock Debt Strat (DSU) 0.0 $19k 1.8k 10.78
Sba Communications Corp (SBAC) 0.0 $24k 100.00 240.00
Innovative Industria A (IIPR) 0.0 $16k 170.00 94.12
First Tr Exch Traded Fd Iii calif mun incm (FCAL) 0.0 $16k 300.00 53.33
National Vision Hldgs (EYE) 0.0 $17k 700.00 24.29
Cronos Group (CRON) 0.0 $20k 2.2k 9.09
Kkr & Co (KKR) 0.0 $16k 605.00 26.45
American Centy Etf Tr diversified mu (TAXF) 0.0 $20k 380.00 52.63
BP (BP) 0.0 $5.0k 125.00 40.00
iShares MSCI Emerging Markets Indx (EEM) 0.0 $10k 250.00 40.00
American Express Company (AXP) 0.0 $13k 107.00 121.50
Ameriprise Financial (AMP) 0.0 $11k 75.00 146.67
People's United Financial 0.0 $5.0k 318.00 15.72
Coca-Cola Company (KO) 0.0 $11k 200.00 55.00
Costco Wholesale Corporation (COST) 0.0 $12k 40.00 300.00
CSX Corporation (CSX) 0.0 $11k 157.00 70.06
McDonald's Corporation (MCD) 0.0 $10k 47.00 212.77
Bristol Myers Squibb (BMY) 0.0 $10k 202.00 49.50
American Eagle Outfitters (AEO) 0.0 $8.0k 500.00 16.00
Hawaiian Electric Industries (HE) 0.0 $8.0k 180.00 44.44
Mattel (MAT) 0.0 $11k 1.0k 10.99
Union Pacific Corporation (UNP) 0.0 $5.0k 30.00 166.67
Wells Fargo & Company (WFC) 0.0 $5.0k 100.00 50.00
Morgan Stanley (MS) 0.0 $9.0k 200.00 45.00
International Paper Company (IP) 0.0 $8.0k 200.00 40.00
Las Vegas Sands (LVS) 0.0 $6.0k 100.00 60.00
Cadence Design Systems (CDNS) 0.0 $7.0k 100.00 70.00
CenturyLink 0.0 $12k 955.00 12.57
Olin Corporation (OLN) 0.0 $6.0k 200.00 30.00
Altria (MO) 0.0 $8.0k 200.00 40.00
Halliburton Company (HAL) 0.0 $5.0k 250.00 20.00
Marriott International (MAR) 0.0 $12k 100.00 120.00
Prudential Financial (PRU) 0.0 $9.0k 105.00 85.71
Kellogg Company (K) 0.0 $6.0k 92.00 65.22
Omni (OMC) 0.0 $8.0k 97.00 82.47
HDFC Bank (HDB) 0.0 $6.0k 100.00 60.00
Amphenol Corporation (APH) 0.0 $5.0k 50.00 100.00
Entergy Corporation (ETR) 0.0 $12k 145.00 82.76
Under Armour (UAA) 0.0 $8.0k 426.00 18.78
Baidu (BIDU) 0.0 $12k 112.00 107.14
Humana (HUM) 0.0 $5.0k 20.00 250.00
Quest Diagnostics Incorporated (DGX) 0.0 $14k 130.00 107.69
MetLife (MET) 0.0 $8.0k 169.00 47.34
AK Steel Holding Corporation 0.0 $5.0k 2.2k 2.27
Celgene Corporation 0.0 $12k 120.00 100.00
United States Steel Corporation (X) 0.0 $9.0k 777.00 11.58
Lloyds TSB (LYG) 0.0 $5.0k 1.8k 2.76
iShares Dow Jones US Home Const. (ITB) 0.0 $8.0k 185.00 43.24
New Gold Inc Cda (NGD) 0.0 $10k 10k 1.00
iShares S&P MidCap 400 Growth (IJK) 0.0 $8.0k 34.00 235.29
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $6.0k 22.00 272.73
Vanguard Small-Cap Value ETF (VBR) 0.0 $12k 94.00 127.66
Northern Dynasty Minerals Lt (NAK) 0.0 $6.0k 10k 0.60
SPDR S&P Homebuilders (XHB) 0.0 $11k 245.00 44.90
iShares Dow Jones Transport. Avg. (IYT) 0.0 $11k 60.00 183.33
iShares S&P SmallCap 600 Index (IJR) 0.0 $6.0k 76.00 78.95
iShares Russell Midcap Growth Idx. (IWP) 0.0 $13k 94.00 138.30
iShares S&P Europe 350 Index (IEV) 0.0 $9.0k 200.00 45.00
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $6.0k 500.00 12.00
Vanguard Total Bond Market ETF (BND) 0.0 $7.0k 80.00 87.50
iShares FTSE EPRA/NAREIT Dev Gl Real ETF (IFGL) 0.0 $8.0k 267.00 29.96
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $6.0k 39.00 153.85
iShares Dow Jones US Financial (IYF) 0.0 $11k 85.00 129.41
iShares S&P Global Technology Sect. (IXN) 0.0 $7.0k 40.00 175.00
SPDR DJ Wilshire Mid Cap Value (MDYV) 0.0 $11k 220.00 50.00
iShares S&P Global 100 Index (IOO) 0.0 $11k 216.00 50.93
iShares S&P Global Infrastructure Index (IGF) 0.0 $6.0k 130.00 46.15
PIMCO High Income Fund (PHK) 0.0 $13k 1.7k 7.82
Vanguard Energy ETF (VDE) 0.0 $9.0k 120.00 75.00
WisdomTree MidCap Earnings Fund (EZM) 0.0 $12k 300.00 40.00
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $13k 1.0k 13.00
Vanguard Total World Stock Idx (VT) 0.0 $7.0k 100.00 70.00
New York Mortgage Trust 0.0 $6.0k 1.0k 6.00
Schwab Strategic Tr intrm trm (SCHR) 0.0 $10k 186.00 53.76
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.0 $7.0k 55.00 127.27
Mesa Royalty Trust (MTR) 0.0 $6.0k 750.00 8.00
Ishares Tr s^p gtfidx etf (WOOD) 0.0 $6.0k 100.00 60.00
Dunkin' Brands Group 0.0 $12k 156.00 76.92
Duke Energy (DUK) 0.0 $10k 100.00 100.00
Western Asset Mortgage cmn 0.0 $8.0k 808.00 9.90
Global X Fds glbx suprinc e (SPFF) 0.0 $12k 1.0k 11.76
Spdr Ser Tr cmn (SMLV) 0.0 $12k 125.00 96.00
Schwab Strategic Tr schwab fdt us bm (FNDB) 0.0 $10k 260.00 38.46
Sirius Xm Holdings (SIRI) 0.0 $14k 2.3k 6.22
Kite Rlty Group Tr (KRG) 0.0 $14k 880.00 15.91
Eversource Energy (ES) 0.0 $13k 150.00 86.67
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.0 $8.0k 150.00 53.33
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.0 $9.0k 75.00 120.00
Vaneck Vectors Etf Tr high income m 0.0 $11k 571.00 19.26
Vaneck Vectors Etf Tr environmental sv (EVX) 0.0 $8.0k 75.00 106.67
Snap Inc cl a (SNAP) 0.0 $9.0k 587.00 15.33
Mannkind (MNKD) 0.0 $11k 8.6k 1.28
Invitation Homes (INVH) 0.0 $14k 475.00 29.47
Proshares Ultrashort S&p 500 0.0 $7.0k 250.00 28.00
Oaktree Specialty Lending Corp 0.0 $8.0k 1.5k 5.25
Invesco Db Oil Fund (DBO) 0.0 $11k 1.2k 9.57
Ellington Financial Inc ellington financ (EFC) 0.0 $12k 670.00 17.91
Navios Maritime Partners L P Com Unit Lpi (NMM) 0.0 $12k 697.00 17.22
Direxion Shs Etf Tr Daily Finl Bear 3x Shs New etf 0.0 $5.0k 150.00 33.33
Packaging Corporation of America (PKG) 0.0 $2.0k 20.00 100.00
Hasbro (HAS) 0.0 $2.0k 20.00 100.00
Comcast Corporation (CMCSA) 0.0 $3.0k 72.00 41.67
Petroleo Brasileiro SA (PBR) 0.0 $0 1.00 0.00
Cabot Oil & Gas Corporation (CTRA) 0.0 $1.0k 40.00 25.00
Waste Management (WM) 0.0 $4.0k 31.00 129.03
Norfolk Southern (NSC) 0.0 $4.0k 25.00 160.00
India Fund (IFN) 0.0 $2.0k 106.00 18.87
Teradata Corporation (TDC) 0.0 $0 6.00 0.00
Adobe Systems Incorporated (ADBE) 0.0 $3.0k 10.00 300.00
CVS Caremark Corporation (CVS) 0.0 $3.0k 47.00 63.83
Becton, Dickinson and (BDX) 0.0 $0 0 0.00
Gartner (IT) 0.0 $1.0k 10.00 100.00
Hess (HES) 0.0 $0 0 0.00
Honeywell International (HON) 0.0 $4.0k 25.00 160.00
Macy's (M) 0.0 $4.0k 232.00 17.24
NCR Corporation (VYX) 0.0 $0 6.00 0.00
Nike (NKE) 0.0 $3.0k 30.00 100.00
Pepsi (PEP) 0.0 $0 1.00 0.00
Stryker Corporation (SYK) 0.0 $0 0 0.00
Calumet Specialty Products Partners, L.P 0.0 $2.0k 550.00 3.64
General Dynamics Corporation (GD) 0.0 $4.0k 20.00 200.00
Fifth Third Ban (FITB) 0.0 $3.0k 98.00 30.61
PDL BioPharma 0.0 $0 100.00 0.00
New York Community Ban 0.0 $2.0k 172.00 11.63
Marathon Oil Corporation (MRO) 0.0 $0 0 0.00
Delta Air Lines (DAL) 0.0 $4.0k 75.00 53.33
Advanced Micro Devices (AMD) 0.0 $1.0k 25.00 40.00
Invesco (IVZ) 0.0 $3.0k 200.00 15.00
GameStop (GME) 0.0 $0 0 0.00
Harmonic (HLIT) 0.0 $3.0k 450.00 6.67
Martin Midstream Partners (MMLP) 0.0 $3.0k 738.00 4.07
Omega Healthcare Investors (OHI) 0.0 $4.0k 100.00 40.00
Audiocodes Ltd Com Stk (AUDC) 0.0 $4.0k 200.00 20.00
Wabtec Corporation (WAB) 0.0 $2.0k 32.00 62.50
HCP 0.0 $3.0k 80.00 37.50
Limelight Networks 0.0 $998.750000 425.00 2.35
SPDR S&P Retail (XRT) 0.0 $4.0k 95.00 42.11
Arlington Asset Investment 0.0 $2.0k 300.00 6.67
Alexander's (ALX) 0.0 $3.0k 10.00 300.00
iShares S&P SmallCap 600 Growth (IJT) 0.0 $2.0k 12.00 166.67
iShares S&P Global Mat. Sector Inde (MXI) 0.0 $0 0 0.00
MSCI Europe Financials Sector Index Fund (EUFN) 0.0 $4.0k 200.00 20.00
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $3.0k 205.00 14.63
Ishares Tr s^p aggr all (AOA) 0.0 $0 3.00 0.00
Medley Capital Corporation 0.0 $999.000000 450.00 2.22
Plug Power (PLUG) 0.0 $1.0k 500.00 2.00
Boingo Wireless 0.0 $1.0k 50.00 20.00
Moneygram International 0.0 $1.0k 150.00 6.67
Yelp Inc cl a (YELP) 0.0 $3.0k 100.00 30.00
Retail Properties Of America 0.0 $3.0k 228.00 13.16
Ishares Tr cmn (GOVT) 0.0 $0 3.00 0.00
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.0 $0 1.00 0.00
Orchid Is Cap 0.0 $3.0k 500.00 6.00
India Globalization Cap (IGC) 0.0 $0 100.00 0.00
Vanguard Charlotte Fds intl bd idx etf (BNDX) 0.0 $0 8.00 0.00
Sprint 0.0 $2.0k 405.00 4.94
First Tr Inter Duration Pfd & Income (FPF) 0.0 $3.0k 135.00 22.22
Intrexon 0.0 $2.0k 359.00 5.57
Fireeye 0.0 $1.0k 60.00 16.67
Antero Res (AR) 0.0 $3.0k 1.0k 3.00
Inovio Pharmaceuticals 0.0 $4.0k 2.0k 1.95
Gopro (GPRO) 0.0 $3.0k 500.00 6.00
Casi Pharmaceuticalsinc Com Stk 0.0 $0 1.00 0.00
Store Capital Corp reit 0.0 $2.0k 50.00 40.00
Qorvo (QRVO) 0.0 $1.0k 15.00 66.67
Box Inc cl a (BOX) 0.0 $2.0k 100.00 20.00
Shopify Inc cl a (SHOP) 0.0 $3.0k 10.00 300.00
Kraft Heinz (KHC) 0.0 $0 0 0.00
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $3.0k 100.00 30.00
Rmr Group Inc cl a (RMR) 0.0 $0 1.00 0.00
Workhorse Group Inc ordinary shares 0.0 $2.0k 500.00 4.00
Odyssey Marine Exploration I (OMEX) 0.0 $0 101.00 0.00
Editas Medicine (EDIT) 0.0 $999.700000 65.00 15.38
Under Armour Inc Cl C (UA) 0.0 $4.0k 232.00 17.24
Market Vectors Global Alt Ener (SMOG) 0.0 $2.0k 25.00 80.00
Market Vectors Etf Tr Oil Svcs 0.0 $1.0k 100.00 10.00
Advansix (ASIX) 0.0 $0 1.00 0.00
Adient (ADNT) 0.0 $0 20.00 0.00
Lamb Weston Hldgs (LW) 0.0 $0 0 0.00
Aurora Cannabis Inc snc 0.0 $0 50.00 0.00
Canopy Gro 0.0 $999.900000 30.00 33.33
Aquabounty Technologies 0.0 $0 3.00 0.00
Uniti Group Inc Com reit (UNIT) 0.0 $1.0k 89.00 11.24
New Age Beverages 0.0 $999.000000 300.00 3.33
Propetro Hldg (PUMP) 0.0 $2.0k 200.00 10.00
Wheaton Precious Metals Corp (WPM) 0.0 $2.0k 65.00 30.77
Altaba 0.0 $0 20.00 0.00
Frontier Communication 0.0 $0 26.00 0.00
Aphria Inc foreign 0.0 $1.0k 115.00 8.70
Pcsb Fncl 0.0 $2.0k 100.00 20.00
Telaria 0.0 $998.970000 213.00 4.69
Advisorshares Tr 0.0 $3.0k 300.00 10.00
Riot Blockchain (RIOT) 0.0 $0 25.00 0.00
Advisorshares Tr vice etf (VICE) 0.0 $3.0k 130.00 23.08
Lithium Americas Corp 0.0 $999.600000 294.00 3.40
Front Yard Residential Corp 0.0 $3.0k 225.00 13.33
Iqiyi (IQ) 0.0 $0 25.00 0.00
Bilibili Ads (BILI) 0.0 $0 35.00 0.00
Invesco Exchng Traded Fd Tr fndmntl hy crp (PHB) 0.0 $0 0 0.00
Sohu (SOHU) 0.0 $1.0k 100.00 10.00
Proshares Tr Ii ultra vix short 0.0 $0 10.00 0.00
Garrett Motion (GTX) 0.0 $0 2.00 0.00
Hexo Corp 0.0 $0 15.00 0.00
Microbot Med (MBOT) 0.0 $0 1.00 0.00
Proshares Tr invt int rt hg (ONLN) 0.0 $3.0k 80.00 37.50
Cigna Corp (CI) 0.0 $3.0k 17.00 176.47
Resideo Technologies (REZI) 0.0 $0 4.00 0.00
Dell Technologies (DELL) 0.0 $0 5.00 0.00
Yeti Hldgs (YETI) 0.0 $4.0k 130.00 30.77
Navios Maritime Containers L 0.0 $0 26.00 0.00
Livent Corp 0.0 $0 60.00 0.00
Titan Pharmaceuticals Inc D 0.0 $0 31.00 0.00
Advaxis 0.0 $0 64.00 0.00
Uber Technologies (UBER) 0.0 $1.0k 25.00 40.00
Dynex Cap (DX) 0.0 $3.0k 200.00 15.00
Ocugen (OCGN) 0.0 $3.0k 1.1k 2.71