Prospera Financial Services

Prospera Financial Services as of March 31, 2015

Portfolio Holdings for Prospera Financial Services

Prospera Financial Services holds 321 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 12.2 $55M 2.3M 23.99
iShares Lehman Short Treasury Bond (SHV) 9.1 $41M 371k 110.27
Consumer Discretionary SPDR (XLY) 4.4 $20M 261k 75.35
iShares Dow Jones US Energy Sector (IYE) 4.4 $20M 451k 43.60
Powershares Etf Tr Ii s^p500 low vol 4.3 $19M 506k 37.93
Goldcorp 4.0 $18M 994k 18.12
PowerShares DWA Technical Ldrs Pf 3.9 $17M 399k 43.39
Eagle Materials (EXP) 2.2 $9.8M 117k 83.56
Rydex S&P Equal Weight ETF 1.7 $7.6M 94k 81.05
iShares Lehman Aggregate Bond (AGG) 1.6 $7.3M 66k 111.43
Apple (AAPL) 1.3 $5.8M 50k 117.92
iShares S&P US Pref Stock Idx Fnd (PFF) 1.2 $5.4M 135k 40.11
Altria (MO) 1.1 $4.9M 99k 50.02
SPDR Barclays Capital Long Term Tr (SPTL) 1.0 $4.3M 58k 75.22
Spdr S&p 500 Etf (SPY) 0.9 $4.2M 21k 206.45
Spdr Series Trust barcly cap etf (SPLB) 0.9 $4.2M 99k 42.35
SPDR Nuveen Barclays Capital Build Amer 0.9 $4.1M 65k 64.00
SPDR Nuveen Barclays Capital Municpl Bnd 0.9 $4.1M 169k 24.22
Vanguard Short-Term Bond ETF (BSV) 0.9 $4.0M 50k 80.52
Mountain Province Diamonds (MPVDF) 0.8 $3.8M 993k 3.78
iShares S&P 500 Index (IVV) 0.8 $3.5M 17k 207.84
At&t (T) 0.8 $3.4M 106k 32.33
iShares MSCI EAFE Index Fund (EFA) 0.7 $3.3M 52k 64.16
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $3.3M 36k 90.61
Guggenheim Bulletshs Etf equity 0.7 $3.2M 121k 26.11
Claymore Etf gug blt2016 hy 0.7 $3.2M 120k 26.35
PowerShares QQQ Trust, Series 1 0.7 $3.0M 28k 105.61
Alerian Mlp Etf 0.7 $3.0M 178k 16.57
Vanguard Mid-Cap Value ETF (VOE) 0.7 $2.9M 32k 91.92
Energy Transfer Partners 0.6 $2.9M 52k 55.33
Vanguard REIT ETF (VNQ) 0.6 $2.6M 31k 84.31
NuStar Energy (NS) 0.5 $2.3M 38k 60.70
First Trust S&P REIT Index Fund (FRI) 0.5 $2.3M 98k 23.19
Plains All American Pipeline (PAA) 0.5 $2.3M 46k 48.77
Claymore Etf gug blt2017 hy 0.5 $2.3M 86k 26.43
PowerShares DWA Devld Markt Tech 0.5 $2.2M 88k 24.89
Verizon Communications (VZ) 0.5 $2.2M 45k 48.09
PowerShares DWA Emerg Markts Tech 0.5 $2.1M 116k 18.48
Vanguard Total Stock Market ETF (VTI) 0.5 $2.1M 20k 107.26
PowerShares Fin. Preferred Port. 0.5 $2.1M 114k 18.60
First Trust Cnsumer Stapl Alpha (FXG) 0.5 $2.0M 46k 44.64
Vanguard Small-Cap Value ETF (VBR) 0.4 $2.0M 18k 109.40
Prospect Capital Corporation (PSEC) 0.4 $1.7M 207k 8.45
Johnson & Johnson (JNJ) 0.4 $1.7M 17k 98.57
First Trust Health Care AlphaDEX (FXH) 0.4 $1.7M 25k 67.02
SPDR S&P Dividend (SDY) 0.3 $1.6M 20k 78.20
Global X Etf equity 0.3 $1.6M 69k 23.14
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.3 $1.5M 14k 108.38
Exxon Mobil Corporation (XOM) 0.3 $1.4M 18k 80.38
Pepsi (PEP) 0.3 $1.4M 15k 94.38
iShares Dow Jones Select Dividend (DVY) 0.3 $1.4M 19k 77.92
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.3 $1.4M 10k 130.65
Microsoft Corporation (MSFT) 0.3 $1.3M 33k 39.43
Bank of America Corporation (BAC) 0.3 $1.3M 87k 14.98
Starbucks Corporation (SBUX) 0.3 $1.3M 15k 88.80
Calamos Convertible & Hi Income Fund (CHY) 0.3 $1.2M 85k 14.17
Consumer Staples Select Sect. SPDR (XLP) 0.3 $1.2M 24k 48.75
Vanguard Utilities ETF (VPU) 0.3 $1.2M 12k 96.91
Chevron Corporation (CVX) 0.2 $1.1M 11k 98.50
Procter & Gamble Company (PG) 0.2 $1.1M 14k 78.77
Claymore Exchange Trd Fd Tr gug blt2018 hy 0.2 $1.1M 42k 25.95
General Electric Company 0.2 $1.0M 42k 24.17
Ford Motor Company (F) 0.2 $1.0M 65k 16.14
Kinder Morgan (KMI) 0.2 $1.0M 25k 42.07
Arrow Dow Jones Global Yield Etf etf (GYLD) 0.2 $1.1M 44k 24.25
SPDR Gold Trust (GLD) 0.2 $978k 8.7k 111.91
First Trust Utilities AlphaDEX Fnd (FXU) 0.2 $988k 42k 23.65
Market Vectors Junior Gold Min 0.2 $1.0M 44k 22.70
Mobileye 0.2 $984k 23k 42.04
SYSCO Corporation (SYY) 0.2 $957k 25k 37.75
Gilead Sciences (GILD) 0.2 $953k 10k 92.43
SPDR Barclays Capital Convertible SecETF (CWB) 0.2 $940k 20k 47.78
First Trust Value Line Dividend Indx Fnd (FVD) 0.2 $930k 39k 24.08
Ishares Tr Phill Invstmrk (EPHE) 0.2 $864k 21k 41.61
Newlink Genetics Corporation 0.2 $875k 16k 54.69
Facebook Inc cl a (META) 0.2 $832k 11k 77.07
Bristol Myers Squibb (BMY) 0.2 $789k 13k 61.08
United Parcel Service (UPS) 0.2 $809k 8.6k 93.55
CVS Caremark Corporation (CVS) 0.2 $787k 8.6k 91.79
CenturyLink 0.2 $794k 23k 34.55
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.2 $822k 22k 37.30
Vanguard High Dividend Yield ETF (VYM) 0.2 $827k 12k 68.27
First Trust Morningstar Divid Ledr (FDL) 0.2 $821k 35k 23.28
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $818k 12k 66.13
Lockheed Martin Corporation (LMT) 0.2 $757k 3.8k 196.83
Pan American Silver Corp Can (PAAS) 0.2 $750k 86k 8.77
Technology SPDR (XLK) 0.2 $761k 18k 41.46
Powershares Exchange 0.2 $751k 25k 30.60
Exchange Traded Concepts Tr york hiinc m 0.2 $749k 65k 11.45
Wells Fargo & Company (WFC) 0.2 $739k 14k 51.36
TJX Companies (TJX) 0.2 $710k 11k 63.79
Enterprise Products Partners (EPD) 0.2 $735k 22k 32.91
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $711k 6.4k 110.56
Vanguard Extended Market ETF (VXF) 0.2 $733k 7.9k 92.49
Claymore/zacks Mid-cap Core Etf cmn 0.2 $698k 14k 51.29
Abbvie (ABBV) 0.2 $733k 13k 56.71
Cisco Systems (CSCO) 0.1 $692k 27k 25.93
Canon (CAJPY) 0.1 $684k 19k 35.38
PPL Corporation (PPL) 0.1 $665k 20k 33.65
Seagate Technology Com Stk 0.1 $669k 13k 52.07
iShares S&P 500 Growth Index (IVW) 0.1 $692k 6.1k 113.91
Powershares Senior Loan Portfo mf 0.1 $656k 27k 24.09
Pfizer (PFE) 0.1 $609k 18k 34.79
3M Company (MMM) 0.1 $622k 4.1k 152.86
Leggett & Platt (LEG) 0.1 $624k 14k 46.10
Intel Corporation (INTC) 0.1 $614k 23k 26.85
iShares S&P 500 Value Index (IVE) 0.1 $608k 6.6k 92.49
Powershares Etf Tr Ii em mrk low vol 0.1 $623k 24k 25.69
Tiptree Finl Inc cl a (TIPT) 0.1 $648k 98k 6.63
Google Inc Class C 0.1 $620k 1.3k 480.62
V.F. Corporation (VFC) 0.1 $568k 7.5k 75.34
Target Corporation (TGT) 0.1 $571k 7.4k 77.64
National Grid 0.1 $571k 8.8k 64.59
iShares S&P MidCap 400 Index (IJH) 0.1 $566k 3.7k 151.95
Vanguard Europe Pacific ETF (VEA) 0.1 $573k 14k 39.83
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $593k 5.7k 104.79
iShares MSCI Switzerland Index Fund (EWL) 0.1 $587k 18k 33.18
iShares MSCI Belgium Investable Mkt (EWK) 0.1 $583k 35k 16.90
MSCI Indonesia Investable Market Ind (EIDO) 0.1 $586k 21k 27.76
Market Vectors Oil Service Etf 0.1 $563k 17k 33.73
Phillips 66 (PSX) 0.1 $599k 7.8k 76.65
Direxion Shs Etf Tr nas100 eql wgt (QQQE) 0.1 $577k 8.8k 65.34
Orange Sa (ORAN) 0.1 $578k 36k 16.01
Fireeye 0.1 $564k 14k 39.22
Twitter 0.1 $590k 12k 50.06
Trinet (TNET) 0.1 $577k 16k 35.20
Berkshire Hathaway (BRK.B) 0.1 $525k 3.6k 144.27
Costco Wholesale Corporation (COST) 0.1 $524k 3.7k 141.24
Kohl's Corporation (KSS) 0.1 $548k 7.0k 78.22
Becton, Dickinson and (BDX) 0.1 $548k 3.8k 143.53
ConocoPhillips (COP) 0.1 $538k 9.0k 59.49
Biogen Idec (BIIB) 0.1 $530k 1.3k 397.30
iShares Russell 2000 Index (IWM) 0.1 $517k 4.2k 124.40
Cinemark Holdings (CNK) 0.1 $538k 12k 45.07
Energy Transfer Equity (ET) 0.1 $545k 8.6k 63.36
PowerShares Dynamic Lg. Cap Value 0.1 $523k 17k 30.78
First Trust Mult Cap Val Alpha Fnd (FAB) 0.1 $537k 11k 47.62
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.1 $519k 21k 25.27
Powershares Etf Trust Ii 0.1 $547k 13k 41.57
First Trust Iv Enhanced Short (FTSM) 0.1 $526k 8.8k 60.01
Health Care SPDR (XLV) 0.1 $507k 7.0k 72.52
Shaw Communications Inc cl b conv 0.1 $501k 22k 22.43
International Paper Company (IP) 0.1 $510k 9.7k 52.65
International Business Machines (IBM) 0.1 $483k 3.5k 139.23
Vanguard Emerging Markets ETF (VWO) 0.1 $491k 12k 40.86
iShares S&P SmallCap 600 Growth (IJT) 0.1 $477k 3.7k 130.15
First Trust Mult Cap Grwth Alp Fnd (FAD) 0.1 $516k 10k 51.22
Alibaba Group Holding (BABA) 0.1 $477k 5.9k 80.20
Coca-Cola Company (KO) 0.1 $427k 11k 38.74
Walt Disney Company (DIS) 0.1 $431k 5.3k 81.18
AGL Resources 0.1 $438k 8.8k 49.61
GlaxoSmithKline 0.1 $450k 9.9k 45.26
Staples 0.1 $429k 28k 15.41
Trinity Industries (TRN) 0.1 $445k 13k 35.50
Corrections Corporation of America 0.1 $457k 11k 40.24
Iamgold Corp (IAG) 0.1 $460k 246k 1.87
iShares S&P MidCap 400 Growth (IJK) 0.1 $457k 2.7k 171.42
Financial Select Sector SPDR (XLF) 0.1 $463k 19k 24.09
American Capital Agency 0.1 $445k 21k 21.32
Gopro (GPRO) 0.1 $429k 9.9k 43.38
Eli Lilly & Co. (LLY) 0.1 $414k 6.3k 65.68
Automatic Data Processing (ADP) 0.1 $404k 4.7k 85.61
Danaher Corporation (DHR) 0.1 $399k 4.7k 84.88
Magellan Midstream Partners 0.1 $401k 5.2k 76.63
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $409k 3.7k 110.66
SPDR Barclays Capital High Yield B 0.1 $382k 9.8k 39.17
Vanguard Mega Cap 300 Growth Index ETF (MGK) 0.1 $399k 4.8k 83.39
Guggenheim Bulletshar 0.1 $387k 18k 21.68
Claymore Exchange Trd Fd Tr gug bull2018 e 0.1 $383k 18k 21.34
Kraft Foods 0.1 $392k 4.7k 83.40
Columbia Ppty Tr 0.1 $408k 15k 27.00
Wal-Mart Stores (WMT) 0.1 $351k 4.6k 76.89
Abbott Laboratories (ABT) 0.1 $375k 8.1k 46.37
Brookfield Asset Management 0.1 $350k 6.5k 53.60
Boeing Company (BA) 0.1 $347k 3.0k 117.27
Philip Morris International (PM) 0.1 $381k 5.1k 75.24
United Technologies Corporation 0.1 $342k 2.9k 117.04
Qualcomm (QCOM) 0.1 $369k 6.3k 58.41
Accenture (ACN) 0.1 $354k 3.8k 93.70
Amazon (AMZN) 0.1 $352k 1.2k 302.15
Industrial SPDR (XLI) 0.1 $340k 6.1k 55.80
Permian Basin Royalty Trust (PBT) 0.1 $379k 47k 8.10
HCP 0.1 $358k 8.3k 43.17
Huntington Bancshares Inc pfd conv ser a 0.1 $377k 279.00 1351.25
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $362k 4.3k 84.78
Vanguard Consumer Discretionary ETF (VCR) 0.1 $377k 3.1k 122.52
BlackRock Global Energy & Resources Trus (BGR) 0.1 $377k 19k 20.32
Ishares Trust Msci China msci china idx (MCHI) 0.1 $338k 6.2k 54.44
Prospect Capital Corp note 0.1 $355k 345k 1.03
Mondelez Int (MDLZ) 0.1 $349k 10k 33.93
Eaton (ETN) 0.1 $353k 5.2k 68.02
Ishares Inc msci india index (INDA) 0.1 $357k 11k 32.11
Tetraphase Pharmaceuticals 0.1 $365k 10k 36.61
Vanguard S&p 500 Etf idx (VOO) 0.1 $364k 1.9k 189.09
BP (BP) 0.1 $306k 7.8k 39.05
JPMorgan Chase & Co. (JPM) 0.1 $319k 6.1k 52.58
Dominion Resources (D) 0.1 $312k 4.4k 70.94
Spectra Energy 0.1 $313k 8.7k 36.17
TECO Energy 0.1 $326k 17k 19.41
MDU Resources (MDU) 0.1 $306k 14k 21.31
General Mills (GIS) 0.1 $302k 5.3k 56.54
Lowe's Companies (LOW) 0.1 $327k 5.0k 65.47
Westar Energy 0.1 $311k 8.0k 38.75
ConAgra Foods (CAG) 0.1 $328k 9.0k 36.50
iShares S&P 100 Index (OEF) 0.1 $334k 3.7k 90.20
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $308k 2.5k 121.55
SPDR Dow Jones Industrial Average ETF (DIA) 0.1 $319k 1.8k 177.62
iShares MSCI Taiwan Index 0.1 $328k 21k 15.74
iShares S&P SmallCap 600 Index (IJR) 0.1 $294k 2.5k 117.93
iShares MSCI Thailand Index Fund (THD) 0.1 $317k 4.0k 79.35
First Trust DJ Internet Index Fund (FDN) 0.1 $327k 5.0k 64.83
Liberty All-Star Equity Fund (USA) 0.1 $319k 55k 5.84
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $325k 2.5k 131.00
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $305k 43k 7.08
First Trust Amex Biotech Index Fnd (FBT) 0.1 $308k 2.6k 118.37
Astrotech 0.1 $295k 96k 3.07
Claymore Exchange-traded Fd gugg crp bd 2016 0.1 $300k 14k 22.22
Claymore Exchange-traded Fd gugg crp bd 2017 0.1 $333k 15k 22.81
First Tr Exch Trd Alpha Fd I (FJP) 0.1 $322k 6.4k 49.98
American Tower Reit (AMT) 0.1 $332k 3.5k 94.08
First Tr Exch Trd Alpha Fd I hong kong alph 0.1 $332k 7.7k 42.94
Actavis 0.1 $312k 1.3k 237.99
Caterpillar (CAT) 0.1 $274k 4.1k 66.38
McDonald's Corporation (MCD) 0.1 $283k 2.9k 97.38
Sherwin-Williams Company (SHW) 0.1 $249k 875.00 284.57
Hewlett-Packard Company 0.1 $285k 9.6k 29.74
UnitedHealth (UNH) 0.1 $275k 2.3k 118.28
iShares Russell 1000 Value Index (IWD) 0.1 $260k 2.5k 103.13
Williams Companies (WMB) 0.1 $274k 5.4k 50.59
Freeport-McMoRan Copper & Gold (FCX) 0.1 $281k 15k 18.97
Pioneer Natural Resources (PXD) 0.1 $262k 1.6k 163.75
Repligen Corporation (RGEN) 0.1 $261k 8.6k 30.35
Federal Realty Inv. Trust 0.1 $265k 1.8k 147.22
iShares MSCI Turkey Index Fund (TUR) 0.1 $265k 5.7k 46.48
Vanguard Dividend Appreciation ETF (VIG) 0.1 $250k 3.1k 80.52
WisdomTree Dividend ex-Fin Fund (AIVL) 0.1 $280k 3.7k 76.00
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.1 $267k 2.2k 124.19
iShares Dow Jones US Healthcare (IYH) 0.1 $252k 1.6k 154.32
iShares Dow Jones US Industrial (IYJ) 0.1 $260k 2.4k 107.75
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $262k 5.0k 52.40
First Trust Energy AlphaDEX (FXN) 0.1 $251k 12k 21.06
First Tr Exchange-traded Fd no amer energy (EMLP) 0.1 $266k 9.9k 26.89
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $284k 14k 21.07
Flaherty & Crumrine Dyn P (DFP) 0.1 $276k 12k 23.38
Plains Gp Hldgs L P shs a rep ltpn 0.1 $265k 9.3k 28.37
Vodafone Group New Adr F (VOD) 0.1 $262k 8.0k 32.64
Huntington Bancshares Incorporated (HBAN) 0.1 $243k 22k 11.06
Comcast Corporation (CMCSA) 0.1 $208k 3.7k 56.40
Discover Financial Services (DFS) 0.1 $204k 3.6k 56.43
Blackstone 0.1 $243k 6.3k 38.88
Seattle Genetics 0.1 $204k 5.8k 35.32
Archer Daniels Midland Company (ADM) 0.1 $218k 4.6k 47.31
Norfolk Southern (NSC) 0.1 $224k 2.4k 94.47
Hawaiian Electric Industries (HE) 0.1 $233k 7.3k 32.14
Kimberly-Clark Corporation (KMB) 0.1 $208k 2.1k 99.33
Polaris Industries (PII) 0.1 $205k 1.5k 141.09
AFLAC Incorporated (AFL) 0.1 $209k 3.3k 63.89
Emerson Electric (EMR) 0.1 $209k 3.7k 56.65
Berkshire Hathaway (BRK.A) 0.1 $218k 1.00 218000.00
Nextera Energy (NEE) 0.1 $229k 2.2k 104.09
Royal Dutch Shell 0.1 $232k 3.7k 62.69
Schlumberger (SLB) 0.1 $237k 3.0k 78.09
Southern Company (SO) 0.1 $216k 5.2k 41.33
EOG Resources (EOG) 0.1 $220k 2.4k 91.70
Regal Entertainment 0.1 $219k 9.6k 22.79
Constellation Brands (STZ) 0.1 $209k 1.8k 116.11
Lorillard 0.1 $238k 3.6k 65.29
BGC Partners 0.1 $234k 25k 9.46
Vanguard Natural Resources 0.1 $231k 17k 13.97
American States Water Company (AWR) 0.1 $232k 5.8k 39.83
Greenbrier Companies (GBX) 0.1 $232k 4.0k 58.00
iShares Russell 1000 Growth Index (IWF) 0.1 $246k 2.5k 98.91
American Water Works (AWK) 0.1 $210k 3.9k 54.19
Oneok (OKE) 0.1 $226k 4.7k 48.26
Bank Of America Corporation preferred (BAC.PL) 0.1 $226k 195.00 1158.97
PowerShares FTSE RAFI US 1500 Small-Mid 0.1 $210k 2.0k 103.75
BlackRock Global Opportunities Equity Tr (BOE) 0.1 $229k 17k 13.88
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $224k 2.1k 105.61
Maiden Holdings (MHLD) 0.1 $215k 15k 14.86
Jp Morgan Alerian Mlp Index (AMJ) 0.1 $245k 5.7k 42.85
iShares Dow Jones US Technology (IYW) 0.1 $216k 2.1k 104.80
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $245k 17k 14.40
Rydex S&P Equal Weight Utilities 0.1 $205k 2.8k 74.22
Wisdomtree Trust futre strat (WTMF) 0.1 $242k 5.5k 44.36
United Technol conv prf 0.1 $246k 4.0k 61.50
Pimco Dynamic Credit Income other 0.1 $245k 12k 20.42
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $234k 4.8k 49.14
Walgreen Boots Alliance (WBA) 0.1 $241k 2.8k 84.77
Transocean (RIG) 0.0 $184k 13k 14.64
Merck & Co (MRK) 0.0 $200k 4.2k 47.93
Hugoton Royalty Trust (HGTXU) 0.0 $181k 31k 5.84
National Penn Bancshares 0.0 $162k 15k 10.80
Barclays Bk Plc Ipsp croil etn 0.0 $187k 19k 10.07
iShares Cohen & Steers Realty Maj. (ICF) 0.0 $200k 2.0k 101.27
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $202k 17k 11.96
Rydex S&P Equal Weight Health Care 0.0 $202k 1.3k 155.38
Duke Energy (DUK) 0.0 $200k 2.6k 76.78
Linn 0.0 $188k 20k 9.57
Voya Prime Rate Trust sh ben int 0.0 $166k 30k 5.55
CenterState Banks 0.0 $156k 13k 11.89
MFS Charter Income Trust (MCR) 0.0 $125k 14k 8.81
BlackRock Debt Strategies Fund 0.0 $119k 32k 3.71
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $124k 26k 4.75
Mitek Systems (MITK) 0.0 $115k 36k 3.17
American Realty Capital Prop 0.0 $136k 18k 7.70
Atlas Resource Partners 0.0 $121k 16k 7.68
BreitBurn Energy Partners 0.0 $79k 14k 5.48
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $104k 20k 5.30
New York Mortgage Trust 0.0 $79k 10k 7.77
Windstream Hldgs 0.0 $79k 11k 7.44
Towerstream Corporation 0.0 $44k 21k 2.15
Managed High Yield Plus Fund 0.0 $38k 20k 1.90
Sirius Xm Holdings (SIRI) 0.0 $51k 15k 3.53
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.0 $27k 25k 1.08
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $32k 33k 0.97
Liberty Media 4.000 11/15/29 deb 4.000% 0.0 $18k 30k 0.60
PIMCO Strategic Global Government Fund (RCS) 0.0 $0 19k 0.00
Ares Capital Corp 5.125 2016 conv 0.0 $21k 20k 1.05
Gold Std Ventures 0.0 $4.0k 10k 0.40
Vipshop Holdings Ltd - Ads bond 0.0 $19k 12k 1.58
Fluidigm Corporation convertible cor 0.0 $18k 17k 1.06