Quad-Cities Investment Group

Quad-Cities Investment Group as of Sept. 30, 2019

Portfolio Holdings for Quad-Cities Investment Group

Quad-Cities Investment Group holds 864 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 5.0 $59M 27k 2240.00
D First Tr Exchange-traded (FPE) 4.1 $49M 249k 196.90
Putnam Premier Income Trust (PPT) 2.1 $25M 480k 52.50
First Trust Iv Enhanced Short (FTSM) 2.0 $24M 41k 600.00
Amazon (AMZN) 1.7 $20M 1.1k 17500.00
Cohen & Steers Quality Income Realty (RQI) 1.7 $20M 125k 158.52
First Trust Morningstar Divid Ledr (FDL) 1.7 $20M 64k 310.44
First Tr Exchange Traded Fd senior ln (FTSL) 1.4 $17M 35k 478.26
First Trust DJ Internet Index Fund (FDN) 1.3 $16M 12k 1346.15
Wal-Mart Stores (WMT) 1.2 $15M 12k 1187.88
Ishares Tr core div grwth (DGRO) 1.2 $14M 33k 428.57
Microsoft Corporation (MSFT) 1.1 $13M 9.6k 1390.00
Deere & Company (DE) 1.1 $13M 7.7k 1686.44
First Trust Amex Biotech Index Fnd (FBT) 1.1 $13M 11k 1233.33
AllianceBernstein Global Hgh Incm (AWF) 1.1 $12M 104k 119.77
U.S. Bancorp (USB) 1.0 $12M 22k 553.41
Boeing Company (BA) 1.0 $12M 3.2k 3805.00
Morgan Stanley Emerging Markets Debt (MSD) 1.0 $12M 133k 91.90
First Trust DB Strateg Val Idx Fnd (FTCS) 1.0 $12M 21k 568.89
Nuveen Energy Mlp Total Return etf 1.0 $12M 138k 86.25
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.9 $11M 181k 62.27
First Tr Exchange-traded Fd cmn (HYLS) 0.9 $11M 23k 482.42
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.9 $11M 37k 296.51
Pepsi (PEP) 0.8 $10M 7.3k 1369.46
Managed Portfolio Ser tortoise nram pi (TPYP) 0.8 $9.4M 40k 232.99
Pfizer (PFE) 0.8 $9.1M 26k 356.69
Wells Fargo & Company (WFC) 0.7 $8.8M 17k 504.58
Verizon Communications (VZ) 0.7 $8.3M 14k 600.00
Mortgage Reit Index real (REM) 0.7 $8.1M 19k 420.33
Advent Claymore Convertible Sec & Inc (AVK) 0.7 $7.9M 54k 146.34
Facebook Inc cl a (META) 0.7 $7.8M 4.4k 1780.00
Calamos (CCD) 0.7 $7.8M 39k 202.11
Rfdi etf (RFDI) 0.7 $7.8M 14k 556.10
First Trust Materials AlphaDEX Fnd (FXZ) 0.7 $7.7M 21k 372.50
Enterprise Products Partners (EPD) 0.6 $7.4M 26k 286.67
Realty Income (O) 0.6 $7.4M 9.6k 766.92
General American Investors (GAM) 0.6 $7.4M 20k 363.44
Western Asset Mrtg Defined Oppn Fund (DMO) 0.6 $7.4M 34k 217.81
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.6 $7.4M 119k 62.19
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.6 $7.2M 23k 307.83
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.6 $6.9M 11k 610.00
Cohen & Steers infrastucture Fund (UTF) 0.6 $6.9M 25k 272.46
American Tower Reit (AMT) 0.6 $6.9M 3.1k 2209.09
First Trust Financials AlphaDEX (FXO) 0.6 $6.7M 21k 315.07
iShares S&P 1500 Index Fund (ITOT) 0.6 $6.6M 9.8k 669.09
First Trust Tech AlphaDEX Fnd (FXL) 0.5 $6.3M 9.6k 652.94
At&t (T) 0.5 $6.2M 16k 379.31
Kansas City Southern 0.5 $5.8M 4.4k 1330.00
Invesco Van Kampen Muni Opp Trust (VMO) 0.5 $5.5M 44k 125.08
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.5 $5.4M 6.2k 876.00
Liberty All-Star Equity Fund (USA) 0.5 $5.3M 83k 63.98
First Tr Exchange-traded Fd no amer energy (EMLP) 0.4 $5.2M 21k 255.56
First Tr Exchange Traded Fd Iii Managed Mun Etf (FMB) 0.4 $5.2M 9.3k 555.40
iShares S&P 500 Index (IVV) 0.4 $5.1M 1.7k 2980.00
Central Securities (CET) 0.4 $5.1M 16k 314.81
Oneok (OKE) 0.4 $5.1M 6.9k 737.09
Kinder Morgan (KMI) 0.4 $4.8M 24k 206.15
Ishares Inc core msci emkt (IEMG) 0.4 $4.9M 9.9k 490.14
First Tr Exchng Traded Fd Vi tcw opportunis (FIXD) 0.4 $4.8M 9.3k 521.74
Procter & Gamble Company (PG) 0.4 $4.7M 3.8k 1250.00
Duke Energy (DUK) 0.4 $4.8M 5.0k 957.83
First Tr Mlp & Energy Income 0.4 $4.7M 41k 114.67
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.4 $4.7M 34k 139.03
Exxon Mobil Corporation (XOM) 0.4 $4.5M 6.3k 705.71
Tri-Continental Corporation (TY) 0.4 $4.5M 17k 272.45
Alibaba Group Holding (BABA) 0.4 $4.5M 2.7k 1674.56
Proshares Tr mdcp 400 divid (REGL) 0.4 $4.5M 7.8k 578.95
Triton International 0.4 $4.5M 13k 338.71
Home Depot (HD) 0.4 $4.3M 1.9k 2320.00
3M Company (MMM) 0.4 $4.3M 2.6k 1643.75
Calamos Strategic Total Return Fund (CSQ) 0.4 $4.3M 34k 127.17
Valero Energy Corporation (VLO) 0.4 $4.3M 5.0k 850.00
iShares S&P SmallCap 600 Index (IJR) 0.4 $4.2M 5.4k 777.78
Cintas Corporation (CTAS) 0.3 $3.9M 1.4k 2680.00
Adams Express Company (ADX) 0.3 $3.9M 25k 158.50
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.3 $4.0M 3.5k 1132.84
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $3.9M 31k 125.42
First Trust S&P REIT Index Fund (FRI) 0.3 $4.0M 15k 266.67
Johnson & Johnson (JNJ) 0.3 $3.6M 2.8k 1292.52
First Tr Exch Trd Alpha Fd I emerg mkt alph (FEM) 0.3 $3.7M 16k 235.00
Zoetis Inc Cl A (ZTS) 0.3 $3.7M 3.0k 1246.67
Alliant Energy Corporation (LNT) 0.3 $3.5M 6.6k 539.14
Suno (SUN) 0.3 $3.5M 11k 314.00
Caterpillar (CAT) 0.3 $3.5M 2.7k 1265.40
Walt Disney Company (DIS) 0.3 $3.4M 2.6k 1302.50
Becton, Dickinson and (BDX) 0.3 $3.5M 1.4k 2523.08
salesforce (CRM) 0.3 $3.3M 2.3k 1484.00
Magellan Midstream Partners 0.3 $3.3M 4.9k 663.33
iShares Lehman Aggregate Bond (AGG) 0.3 $3.4M 3.0k 1128.00
Putnam Managed Municipal Income Trust (PMM) 0.3 $3.2M 40k 78.23
Ishares Tr core strm usbd (ISTB) 0.3 $3.1M 6.2k 505.00
iShares S&P MidCap 400 Index (IJH) 0.3 $3.1M 1.6k 1920.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.3 $3.1M 42k 74.78
Visa (V) 0.2 $3.0M 1.7k 1720.00
Nuveen Div. Advantage Muni. Fund (NAD) 0.2 $3.0M 21k 143.59
First Tr Exchange Traded Fd dorsey wright (IFV) 0.2 $2.9M 15k 190.00
Alphabet Inc Class C cs (GOOG) 0.2 $3.0M 245.00 12200.00
Gabelli Dividend & Income Trust (GDV) 0.2 $2.9M 13k 215.00
SPDR Barclays Capital Convertible SecETF (CWB) 0.2 $2.8M 5.4k 524.37
Abbvie (ABBV) 0.2 $2.8M 3.7k 756.67
First Tr Dynamic Europe Eqt 0.2 $2.9M 21k 136.00
Janus Short Duration (VNLA) 0.2 $2.9M 5.7k 500.00
Market Vectors Etf High Yield Muni Index etf (HYD) 0.2 $2.8M 4.4k 644.00
Merck & Co (MRK) 0.2 $2.8M 3.3k 842.70
New Residential Investment (RITM) 0.2 $2.8M 18k 156.70
Ishares Tr core intl aggr (IAGG) 0.2 $2.7M 4.9k 557.71
Cisco Systems (CSCO) 0.2 $2.6M 5.2k 491.43
Diageo (DEO) 0.2 $2.6M 1.6k 1635.00
Energy Transfer Equity (ET) 0.2 $2.6M 20k 131.00
Ishares Core Intl Stock Etf core (IXUS) 0.2 $2.6M 4.5k 576.67
First Tr Exchange Traded Fd first tr nasdaq (RDVY) 0.2 $2.6M 8.2k 318.00
Walgreen Boots Alliance (WBA) 0.2 $2.6M 4.8k 553.18
Pgx etf (PGX) 0.2 $2.4M 16k 150.27
Utilities SPDR (XLU) 0.2 $2.4M 3.7k 647.06
Gabelli Equity Trust (GAB) 0.2 $2.4M 40k 59.82
America First Tax Exempt Investors 0.2 $2.4M 29k 81.85
First Trust Ind/Prod AlphaDEX (FXR) 0.2 $2.4M 5.7k 418.84
Mainstay Definedterm Mn Opp (MMD) 0.2 $2.4M 11k 209.81
First Trust Energy AlphaDEX (FXN) 0.2 $2.3M 23k 98.03
First Tr Exchange Traded Fd dj glbl divid (FGD) 0.2 $2.2M 9.9k 226.28
Blackrock Science & (BST) 0.2 $2.2M 7.0k 319.88
BP (BP) 0.2 $2.1M 5.6k 377.78
Chevron Corporation (CVX) 0.2 $2.1M 1.8k 1185.07
Bristol Myers Squibb (BMY) 0.2 $2.1M 4.1k 507.42
CVS Caremark Corporation (CVS) 0.2 $2.2M 3.4k 630.00
Stryker Corporation (SYK) 0.2 $2.2M 1.0k 2163.00
Ares Capital Corporation (ARCC) 0.2 $2.2M 12k 185.71
Van Kampen Advantage Muni Incm Tr II (VKI) 0.2 $2.1M 19k 112.11
Pimco Dynamic Credit Income other 0.2 $2.1M 8.8k 244.08
Exchange Traded Concepts Tr Em emqq em intern (EMQQ) 0.2 $2.1M 6.9k 313.04
Alphabet Inc Class A cs (GOOGL) 0.2 $2.2M 178.00 12210.00
Bsjj etf 0.2 $2.1M 8.8k 239.00
Cummins (CMI) 0.2 $2.1M 1.3k 1630.77
Accenture (ACN) 0.2 $2.0M 1.0k 1923.33
Omeros Corporation (OMER) 0.2 $2.1M 13k 163.20
iShares FTSE NAREIT Real Est 50 Ind (USRT) 0.2 $2.0M 3.6k 554.88
Claymore Guggenheim Strategic (GOF) 0.2 $2.0M 10k 190.91
Cbre Clarion Global Real Estat re (IGR) 0.2 $2.1M 26k 79.22
Twitter 0.2 $2.0M 4.8k 412.00
Lockheed Martin Corporation (LMT) 0.2 $1.9M 485.00 3900.00
International Business Machines (IBM) 0.2 $1.9M 1.3k 1452.38
Ford Motor Company (F) 0.2 $1.9M 21k 91.50
iShares S&P 500 Growth Index (IVW) 0.2 $1.9M 1.1k 1800.00
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.2 $1.9M 20k 96.52
First Trust Energy Income & Gr 0.2 $1.9M 8.3k 226.48
Invesco Exch Trd Slf Idx Fd bulshs 2022 hy 0.2 $1.9M 7.7k 244.00
Brookfield Property Reit Inc cl a 0.2 $1.9M 9.2k 203.74
Apartment Invt And Mgmt Co -a 0.2 $1.8M 3.5k 521.69
Blackstone Group Inc Com Cl A (BX) 0.1 $1.8M 3.6k 490.00
Norfolk Southern (NSC) 0.1 $1.6M 919.00 1793.39
Honeywell International (HON) 0.1 $1.6M 956.00 1714.29
iShares S&P US Pref Stock Idx Fnd (PFF) 0.1 $1.6M 4.3k 375.61
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $1.6M 15k 110.08
Columbia Seligm Prem Tech Gr (STK) 0.1 $1.7M 8.1k 211.35
First Trust Cloud Computing Et (SKYY) 0.1 $1.7M 3.0k 564.31
Allianzgi Nfj Divid Int Prem S cefs 0.1 $1.6M 14k 122.06
Etf Managers Tr bluestar ta big 0.1 $1.6M 4.1k 398.62
Invesco exchange traded (UPGD) 0.1 $1.7M 3.9k 425.00
Covanta Holding Corporation 0.1 $1.5M 8.8k 172.85
McDonald's Corporation (MCD) 0.1 $1.6M 729.00 2145.51
Boston Scientific Corporation (BSX) 0.1 $1.6M 3.8k 405.00
UGI Corporation (UGI) 0.1 $1.5M 2.9k 502.86
John Hancock Preferred Income Fund (HPI) 0.1 $1.6M 6.6k 240.91
iShares Dow Jones US Financial Svc. (IYG) 0.1 $1.5M 1.1k 1363.35
Source Capital (SOR) 0.1 $1.6M 4.3k 365.13
Nuveen Mun High Income Opp F (NMZ) 0.1 $1.5M 11k 142.55
Fidus Invt (FDUS) 0.1 $1.5M 10k 150.00
Ishares Tr usa min vo (USMV) 0.1 $1.5M 2.3k 641.00
Mondelez Int (MDLZ) 0.1 $1.5M 2.7k 553.33
Tekla Life Sciences sh ben int (HQL) 0.1 $1.5M 10k 151.01
Ferrari Nv Ord (RACE) 0.1 $1.6M 1.0k 1543.28
Etf Managers Tr purefunds ise mo 0.1 $1.5M 3.3k 466.23
Public Storage (PSA) 0.1 $1.5M 599.00 2450.00
Novartis (NVS) 0.1 $1.4M 1.7k 869.00
Compass Diversified Holdings (CODI) 0.1 $1.4M 7.3k 196.93
Western Asset Managed Municipals Fnd (MMU) 0.1 $1.5M 11k 137.59
Invesco Quality Municipal Inc Trust (IQI) 0.1 $1.5M 11k 127.80
Kayne Anderson Mdstm Energy 0.1 $1.4M 13k 107.83
Sirius Xm Holdings 0.1 $1.4M 23k 62.00
Welltower Inc Com reit (WELL) 0.1 $1.4M 1.6k 910.00
Invesco Qqq Trust Series 1 (QQQ) 0.1 $1.4M 741.00 1887.20
Landmark Infrastructure Lp 7% cnv pfd unt c 0.1 $1.5M 5.6k 263.33
Bank of America Corporation (BAC) 0.1 $1.3M 4.6k 291.50
SYSCO Corporation (SYY) 0.1 $1.3M 1.6k 796.00
Omega Healthcare Investors (OHI) 0.1 $1.3M 3.0k 418.52
Allianz SE 0.1 $1.3M 5.4k 233.00
Unilever (UL) 0.1 $1.3M 2.1k 601.25
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $1.3M 9.9k 126.78
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $1.4M 17k 82.19
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $1.3M 14k 91.76
Spdr Series Trust barcly cap etf (SPLB) 0.1 $1.3M 4.5k 300.78
Intercontinental Exchange (ICE) 0.1 $1.3M 1.4k 922.50
Invesco Bulletshs 2020 Hi Yld Corp Bd Etf 0.1 $1.3M 5.4k 239.00
JPMorgan Chase & Co. (JPM) 0.1 $1.2M 1.0k 1178.95
Nextera Energy (NEE) 0.1 $1.1M 483.00 2331.82
Weyerhaeuser Company (WY) 0.1 $1.2M 4.3k 276.65
Freeport-McMoRan Copper & Gold (FCX) 0.1 $1.2M 12k 96.67
BGC Partners 0.1 $1.2M 22k 55.00
Seagate Technology Com Stk 0.1 $1.2M 2.2k 540.00
Calamos Convertible & Hi Income Fund (CHY) 0.1 $1.2M 11k 110.00
Liberty All-Star Growth Fund (ASG) 0.1 $1.2M 21k 59.30
Pimco Municipal Income Fund III (PMX) 0.1 $1.1M 9.0k 127.94
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $1.1M 9.8k 115.01
DTF Tax Free Income (DTF) 0.1 $1.2M 8.5k 144.62
Macquarie Global Infr Total Rtrn Fnd 0.1 $1.1M 4.8k 240.16
Ishares Tr conv bd etf (ICVT) 0.1 $1.2M 2.1k 581.50
Invesco Exchange Traded Fd T dynmc bldg con (PKB) 0.1 $1.1M 3.5k 326.00
Bny Mellon Mun Bd Infrastructu Com Shs closed end funds (DMB) 0.1 $1.2M 8.1k 142.24
General Electric Company 0.1 $1.0M 12k 89.40
Brown-Forman Corporation (BF.B) 0.1 $1.1M 1.7k 628.01
Intel Corporation (INTC) 0.1 $1.0M 2.0k 520.00
Altria (MO) 0.1 $1.1M 2.7k 407.69
Monmouth R.E. Inv 0.1 $1.0M 7.0k 144.14
iShares Dow Jones US Real Estate (IYR) 0.1 $1.1M 1.2k 935.57
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $1.1M 22k 50.50
Guggenheim Enhanced Equity Income Fund. 0.1 $1.1M 13k 80.00
Cyrusone 0.1 $1.0M 1.3k 790.00
Crown Castle Intl (CCI) 0.1 $1.1M 802.00 1390.00
Invesco Exch Trd Slf Idx Fd bulshs 2021 hy 0.1 $1.1M 4.4k 246.00
Invesco Exch Trd Slf Idx Fd bulshs 2023 hy 0.1 $1.0M 4.0k 260.50
Dupont De Nemours (DD) 0.1 $1.1M 1.5k 714.29
Uber Technologies (UBER) 0.1 $1.0M 3.4k 300.00
Kimberly-Clark Corporation (KMB) 0.1 $958k 673.00 1423.91
Union Pacific Corporation (UNP) 0.1 $975k 602.00 1620.00
SPDR S&P MidCap 400 ETF (MDY) 0.1 $907k 257.00 3529.13
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $905k 3.2k 284.41
iShares S&P Global Healthcare Sect. (IXJ) 0.1 $985k 1.6k 611.67
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $906k 5.8k 156.34
First Trust Value Line Dividend Indx Fnd (FVD) 0.1 $914k 2.6k 350.36
Iowa First Bancshares (IOFB) 0.1 $938k 2.3k 416.89
Tekla Healthcare Opportunit (THQ) 0.1 $949k 5.4k 174.75
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.1 $945k 4.3k 221.43
Landmark Infrastructure 0.1 $965k 5.4k 179.89
Chimera Investment Corp etf 0.1 $970k 5.0k 195.40
Wec Energy Group (WEC) 0.1 $906k 953.00 950.35
Ishares Tr (LRGF) 0.1 $984k 3.1k 319.05
Invesco Bulletshares 2019 Corp 0.1 $923k 4.4k 211.03
Waste Management (WM) 0.1 $858k 745.00 1151.72
McKesson Corporation (MCK) 0.1 $771k 567.00 1360.00
MetLife (MET) 0.1 $846k 1.8k 470.00
Flexsteel Industries (FLXS) 0.1 $842k 5.7k 148.24
Simon Property (SPG) 0.1 $800k 514.00 1556.42
Spirit AeroSystems Holdings (SPR) 0.1 $822k 1.0k 822.00
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.1 $878k 6.4k 137.77
Targa Res Corp (TRGP) 0.1 $798k 2.0k 403.23
Eaton Vance Municipal Bond Fund (EIM) 0.1 $831k 6.4k 129.67
Pioneer Municipal High Income Advantage (MAV) 0.1 $879k 8.0k 109.64
Pimco Dynamic Incm Fund (PDI) 0.1 $877k 2.7k 323.23
Alps Etf sectr div dogs (SDOG) 0.1 $848k 1.9k 438.00
Fnf (FNF) 0.1 $777k 1.7k 444.83
Voya Infrastructure Industrial & Materia (IDE) 0.1 $781k 6.8k 114.65
Enviva Partners Lp master ltd part 0.1 $839k 2.6k 318.79
First Tr Exchange Traded Fd nasdaq transn (FTXR) 0.1 $812k 3.6k 225.00
Brookfield Real Assets Incom shs ben int (RA) 0.1 $817k 3.6k 225.77
First Citizens BancShares (FCNCA) 0.1 $707k 150.00 4713.33
Baxter International (BAX) 0.1 $687k 785.00 875.00
General Dynamics Corporation (GD) 0.1 $763k 418.00 1825.36
Sun Life Financial (SLF) 0.1 $693k 1.6k 447.14
PennantPark Investment (PNNT) 0.1 $732k 12k 60.00
Copa Holdings Sa-class A (CPA) 0.1 $668k 675.00 990.00
HNI Corporation (HNI) 0.1 $727k 2.0k 355.45
Medical Properties Trust (MPW) 0.1 $664k 3.4k 195.38
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.1 $718k 6.0k 119.03
First Trust Dow Jones Sel.MicroCap (FDM) 0.1 $676k 1.5k 456.67
QCR Holdings (QCRH) 0.1 $706k 1.9k 379.95
Nuveen Muni Value Fund (NUV) 0.1 $667k 6.3k 105.25
iShares Dow Jones US Aerospace & Def.ETF (ITA) 0.1 $741k 330.00 2245.00
Lazard Global Total Return & Income Fund (LGI) 0.1 $724k 4.6k 156.00
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $752k 5.3k 143.14
First Trust Health Care AlphaDEX (FXH) 0.1 $714k 969.00 736.84
Nuveen Sht Dur Cr Opp 0.1 $682k 4.5k 149.98
Pimco Etf Tr 0-5 high yield (HYS) 0.1 $723k 725.00 997.24
Diamondback Energy (FANG) 0.1 $656k 730.00 898.33
Stone Hbr Emerg Mkts Tl 0.1 $654k 5.6k 116.65
First Tr Exchange Traded Fd high income etf (FTHI) 0.1 $768k 3.4k 223.30
First Tr Exch Traded Fund Ii lng/sht equity (FTLS) 0.1 $697k 1.7k 410.00
Cornerstone Total Rtrn Fd In (CRF) 0.1 $718k 6.5k 111.11
Cornerstone Strategic Value (CLM) 0.1 $656k 5.8k 113.61
Agnc Invt Corp Com reit (AGNC) 0.1 $702k 4.4k 160.00
Uniti Group Inc Com reit (UNIT) 0.1 $715k 9.2k 77.78
Dow (DOW) 0.1 $735k 1.5k 476.38
Annaly Capital Management 0.1 $549k 6.3k 87.74
Goldman Sachs (GS) 0.1 $621k 300.00 2070.00
Starwood Property Trust (STWD) 0.1 $583k 2.4k 240.00
Suntrust Banks Inc $1.00 Par Cmn 0.1 $628k 912.00 688.57
Canadian Natl Ry (CNI) 0.1 $548k 609.00 900.00
Yum! Brands (YUM) 0.1 $625k 551.00 1133.33
Allstate Corporation (ALL) 0.1 $592k 543.00 1090.00
Intuitive Surgical (ISRG) 0.1 $540k 100.00 5400.00
Illinois Tool Works (ITW) 0.1 $626k 400.00 1565.00
Celanese Corporation (CE) 0.1 $611k 500.00 1222.00
Concho Resources 0.1 $578k 850.00 680.00
Rbc Cad (RY) 0.1 $535k 660.00 810.00
iShares Silver Trust (SLV) 0.1 $636k 4.0k 159.00
iShares Dow Jones Transport. Avg. (IYT) 0.1 $566k 303.00 1868.85
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $545k 5.2k 104.17
Aberdeen Asia-Pacific Income Fund 0.1 $617k 15k 41.83
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $595k 402.00 1480.00
First Trust IPOX-100 Index Fund (FPX) 0.1 $560k 740.00 756.67
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $593k 9.0k 65.89
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $541k 6.6k 82.41
Blackrock MuniEnhanced Fund 0.1 $589k 5.2k 113.49
PIMCO Corporate Income Fund (PCN) 0.1 $557k 3.0k 183.34
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $562k 7.4k 75.82
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $583k 6.4k 91.52
PIMCO 15+ Year U.S. TIPS Index Fund (LTPZ) 0.1 $541k 734.00 736.67
Pembina Pipeline Corp (PBA) 0.1 $554k 1.5k 372.55
Mplx (MPLX) 0.1 $618k 2.2k 280.00
Madison Covered Call Eq Strat (MCN) 0.1 $614k 9.6k 63.96
Allianzgi Conv & Inc Fd taxable cef 0.1 $603k 11k 56.39
Allianzgi Conv & Income Fd I 0.1 $640k 13k 50.09
First Tr Exch Trd Alpha Fd I em sml cp alph (FEMS) 0.1 $534k 1.6k 340.00
Center Coast Mlp And Infrastructure unit 0.1 $563k 8.0k 70.00
Proshares Tr russ 2000 divd (SMDV) 0.1 $551k 925.00 595.24
Vaneck Vectors Etf Tr bdc income etf (BIZD) 0.1 $590k 3.5k 168.57
Granite Pt Mtg Tr (GPMT) 0.1 $589k 3.1k 190.00
Broadcom (AVGO) 0.1 $552k 200.00 2760.00
Permrock Royalty Trust tr unit (PRT) 0.1 $599k 7.4k 81.00
Apollo Investment Corp. (MFIC) 0.1 $576k 3.6k 162.08
Comcast Corporation (CMCSA) 0.0 $492k 1.1k 450.55
China Mobile 0.0 $509k 1.2k 413.95
Coca-Cola Company (KO) 0.0 $419k 768.00 545.00
Abbott Laboratories (ABT) 0.0 $475k 565.00 840.00
Teva Pharmaceutical Industries (TEVA) 0.0 $483k 7.0k 68.75
Consolidated Edison (ED) 0.0 $437k 463.00 944.44
National-Oilwell Var 0.0 $445k 2.1k 212.41
United Technologies Corporation 0.0 $451k 329.00 1370.00
Old Republic International Corporation (ORI) 0.0 $436k 1.8k 235.93
Roper Industries (ROP) 0.0 $428k 120.00 3566.67
Micron Technology (MU) 0.0 $516k 1.2k 430.00
Enbridge (ENB) 0.0 $502k 1.4k 351.58
Templeton Dragon Fund (TDF) 0.0 $450k 2.5k 178.57
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $490k 3.3k 146.40
Eaton Vance Tax-advntg Glbl Di (ETG) 0.0 $488k 3.0k 164.72
First Trust Large Cap Value Opp Fnd (FTA) 0.0 $445k 865.00 514.29
iShares Barclays TIPS Bond Fund (TIP) 0.0 $450k 386.00 1166.67
iShares Russell 3000 Value Index (IUSV) 0.0 $443k 765.00 578.95
General Motors Company (GM) 0.0 $521k 1.4k 375.00
Royce Value Trust (RVT) 0.0 $449k 3.3k 137.60
WisdomTree Equity Income Fund (DHS) 0.0 $523k 702.00 745.01
Nuveen Insd Dividend Advantage (NVG) 0.0 $514k 3.1k 167.29
BlackRock Global Energy & Resources Trus (BGR) 0.0 $513k 4.6k 111.55
Reaves Utility Income Fund (UTG) 0.0 $447k 1.2k 367.01
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.0 $424k 1.7k 253.44
Macquarie/First Trust Global Infrstrctre 0.0 $509k 5.1k 99.20
Calamos Global Total Return Fund (CGO) 0.0 $443k 3.7k 121.20
First Tr Nasdaq Aba Cmnty Bk ut com shs etf (QABA) 0.0 $522k 1.1k 477.78
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.0 $499k 1.7k 298.66
Pennantpark Floating Rate Capi (PFLT) 0.0 $501k 4.3k 115.50
FIRST TR EXCH TRD ALPHA FD I switzlnd alpha (FSZ) 0.0 $522k 1.1k 487.50
First Tr Exch Trd Alpha Fd I europe alpha (FEP) 0.0 $458k 1.3k 343.55
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.0 $494k 1.2k 400.00
Guggenheim Cr Allocation 0.0 $466k 2.3k 199.75
Eagle Pt Cr (ECC) 0.0 $429k 2.7k 160.00
Cushing Mlp Total Return Fd Com New cef 0.0 $448k 4.5k 100.30
First Tr Exchange Traded Fd nasdq oil gas (FTXN) 0.0 $436k 2.7k 159.51
Newmark Group (NMRK) 0.0 $421k 4.6k 90.58
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $433k 5.2k 83.16
Pgim Short Duration High Yie (ISD) 0.0 $509k 3.4k 149.40
Inv Bulletshs 2024 Etf etf/closed end- 0.0 $504k 2.0k 252.00
Invesco Exch Trd Slf Idx Fd bulshs 2025 hy (BSJP) 0.0 $491k 2.0k 245.50
Corteva (CTVA) 0.0 $428k 1.5k 278.88
Cme (CME) 0.0 $389k 184.00 2114.13
Nasdaq Omx (NDAQ) 0.0 $298k 300.00 993.33
Moody's Corporation (MCO) 0.0 $410k 200.00 2050.00
Berkshire Hathaway (BRK.B) 0.0 $372k 175.00 2125.00
FedEx Corporation (FDX) 0.0 $298k 204.00 1461.54
Travelers Companies (TRV) 0.0 $335k 225.00 1490.00
Automatic Data Processing (ADP) 0.0 $358k 222.00 1612.61
Casey's General Stores (CASY) 0.0 $355k 220.00 1613.64
Occidental Petroleum Corporation (OXY) 0.0 $345k 776.00 445.00
Philip Morris International (PM) 0.0 $388k 510.00 760.39
iShares Russell 1000 Value Index (IWD) 0.0 $355k 277.00 1281.59
iShares MSCI EAFE Index Fund (EFA) 0.0 $312k 479.00 651.01
Danaher Corporation (DHR) 0.0 $300k 208.00 1442.31
Total (TTE) 0.0 $304k 584.00 520.55
Gilead Sciences (GILD) 0.0 $327k 518.00 630.77
Southern Company (SO) 0.0 $387k 625.00 618.82
Dover Corporation (DOV) 0.0 $398k 400.00 995.00
CenterPoint Energy (CNP) 0.0 $322k 1.1k 302.00
Plains All American Pipeline (PAA) 0.0 $335k 1.6k 207.69
Dr. Reddy's Laboratories (RDY) 0.0 $379k 1.0k 379.00
Alliance Resource Partners (ARLP) 0.0 $332k 2.1k 160.00
Tor Dom Bk Cad (TD) 0.0 $338k 580.00 582.61
iShares Dow Jones US Home Const. (ITB) 0.0 $392k 900.00 435.00
iShares Russell 1000 Growth Index (IWF) 0.0 $402k 252.00 1595.24
Vanguard Value ETF (VTV) 0.0 $389k 348.00 1116.56
Alerian Mlp Etf 0.0 $399k 4.4k 91.50
Cohen & Steers REIT/P (RNP) 0.0 $374k 1.5k 247.13
Heartland Financial USA (HTLF) 0.0 $313k 700.00 447.14
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $405k 755.00 536.54
LMP Capital and Income Fund (SCD) 0.0 $344k 2.4k 141.22
Ss&c Technologies Holding (SSNC) 0.0 $333k 640.00 520.00
Vanguard Information Technology ETF (VGT) 0.0 $376k 174.00 2159.57
Boulder Growth & Income Fund (STEW) 0.0 $403k 3.6k 111.87
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $314k 2.6k 120.19
MFS Multimarket Income Trust (MMT) 0.0 $346k 5.9k 59.08
Invesco Van Kampen Municipal Trust (VKQ) 0.0 $297k 2.4k 125.00
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $308k 2.5k 123.52
First Trust Enhanced Equity Income Fund (FFA) 0.0 $403k 2.5k 158.30
Vanguard Total World Stock Idx (VT) 0.0 $299k 400.00 747.50
Bancroft Fund (BCV) 0.0 $299k 1.3k 236.36
Cohen and Steers Global Income Builder 0.0 $308k 3.4k 91.33
First Trust ISE ChIndia Index Fund 0.0 $353k 1.0k 344.26
Pimco Etf Tr 25yr+ zero u s (ZROZ) 0.0 $398k 275.00 1447.27
Sarepta Therapeutics (SRPT) 0.0 $301k 400.00 752.50
Ladder Capital Corp Class A (LADR) 0.0 $351k 2.0k 172.65
Nuveen All Cap Ene Mlp Opport mf 0.0 $409k 7.2k 57.01
First Tr Exchange Traded Fd fst low mtg etf (LMBS) 0.0 $355k 680.00 521.74
Willis Towers Watson (WTW) 0.0 $386k 200.00 1930.00
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $318k 1.2k 265.00
Invesco Senior Loan Etf otr (BKLN) 0.0 $328k 1.5k 225.74
Invesco Taxable Municipal Bond otr (BAB) 0.0 $324k 1.0k 324.00
Invesco S&p 500 Equal Weight Etf (RSP) 0.0 $322k 298.00 1080.54
Invesco Exchange Traded Fd T s&p500 eql fin (RSPF) 0.0 $404k 928.00 435.00
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM) 0.0 $315k 3.8k 83.98
HSBC Holdings (HSBC) 0.0 $191k 500.00 382.00
Fidelity National Information Services (FIS) 0.0 $272k 205.00 1326.83
Bank of New York Mellon Corporation (BK) 0.0 $184k 407.00 452.09
Dominion Resources (D) 0.0 $180k 222.00 810.81
United Parcel Service (UPS) 0.0 $287k 237.00 1209.88
Hillenbrand (HI) 0.0 $186k 600.00 310.00
Microchip Technology (MCHP) 0.0 $269k 290.00 927.59
SVB Financial (SIVBQ) 0.0 $209k 100.00 2090.00
Emerson Electric (EMR) 0.0 $269k 401.00 670.00
International Flavors & Fragrances (IFF) 0.0 $184k 150.00 1226.67
Healthcare Realty Trust Incorporated 0.0 $216k 640.00 336.67
ConocoPhillips (COP) 0.0 $234k 410.00 570.00
Royal Dutch Shell 0.0 $236k 400.00 590.00
Schlumberger (SLB) 0.0 $206k 600.00 343.33
American Electric Power Company (AEP) 0.0 $281k 300.00 936.67
Qualcomm (QCOM) 0.0 $179k 235.00 761.70
EOG Resources (EOG) 0.0 $223k 300.00 743.33
Prudential Financial (PRU) 0.0 $192k 213.00 901.64
Fiserv (FI) 0.0 $282k 272.00 1036.36
WABCO Holdings 0.0 $268k 200.00 1340.00
New York Community Ban 0.0 $251k 2.0k 125.50
Oracle Corporation (ORCL) 0.0 $193k 349.00 552.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $189k 215.00 879.07
Industrial SPDR (XLI) 0.0 $210k 270.00 776.22
Macquarie Infrastructure Company 0.0 $278k 704.00 395.00
CVR Energy (CVI) 0.0 $230k 523.00 440.00
Euronet Worldwide (EEFT) 0.0 $292k 200.00 1460.00
Hill-Rom Holdings 0.0 $210k 200.00 1050.00
Celgene Corporation 0.0 $224k 226.00 991.15
Genesee & Wyoming 0.0 $221k 200.00 1105.00
Icahn Enterprises (IEP) 0.0 $256k 400.00 640.00
McCormick & Company, Incorporated (MKC) 0.0 $189k 121.00 1561.98
Casella Waste Systems (CWST) 0.0 $215k 500.00 430.00
HCP 0.0 $249k 700.00 355.00
Bank Of Montreal Cadcom (BMO) 0.0 $267k 363.00 735.54
Materials SPDR (XLB) 0.0 $234k 402.00 582.86
Apollo Commercial Real Est. Finance (ARI) 0.0 $209k 1.1k 191.49
iShares S&P 500 Value Index (IVE) 0.0 $284k 238.00 1193.13
Vanguard Small-Cap Value ETF (VBR) 0.0 $220k 170.00 1291.67
iShares Dow Jones US Basic Mater. (IYM) 0.0 $287k 310.00 925.47
Templeton Global Income Fund 0.0 $191k 3.1k 61.49
Retail Opportunity Investments (ROIC) 0.0 $233k 1.3k 182.00
iShares Dow Jones US Utilities (IDU) 0.0 $285k 175.00 1628.57
SPDR S&P Dividend (SDY) 0.0 $209k 204.00 1024.51
Clearbridge Energy M 0.0 $238k 2.1k 113.66
DNP Select Income Fund (DNP) 0.0 $266k 2.1k 128.65
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $289k 2.2k 130.43
Sun Communities (SUI) 0.0 $296k 200.00 1480.00
Fiduciary/Claymore MLP Opportunity Fund 0.0 $296k 3.3k 90.00
Kayne Anderson MLP Investment (KYN) 0.0 $272k 1.9k 145.04
Vanguard REIT ETF (VNQ) 0.0 $195k 209.00 931.71
Vanguard Extended Market ETF (VXF) 0.0 $225k 193.00 1166.67
Saratoga Investment (SAR) 0.0 $202k 818.00 246.94
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $185k 116.00 1595.51
Pimco Municipal Income Fund (PMF) 0.0 $279k 1.9k 150.73
iShares Dow Jones US Industrial (IYJ) 0.0 $231k 145.00 1593.10
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $187k 1.4k 131.04
Royce Micro Capital Trust (RMT) 0.0 $207k 2.6k 80.72
Cohen & Steers Total Return Real (RFI) 0.0 $222k 1.5k 148.00
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $241k 1.9k 128.46
SPDR S&P Pharmaceuticals (XPH) 0.0 $189k 530.00 356.60
Western Asset High Incm Fd I (HIX) 0.0 $180k 2.7k 67.90
Calamos Global Dynamic Income Fund (CHW) 0.0 $198k 2.5k 78.22
Pioneer Municipal High Income Trust (MHI) 0.0 $286k 2.3k 124.38
First Trust BICK Index Fund ETF 0.0 $278k 1.1k 253.66
MFS High Yield Municipal Trust (CMU) 0.0 $244k 5.2k 46.99
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $229k 1.5k 149.58
First Trust FTSE EPRA G R E Idx (DTRE) 0.0 $273k 550.00 496.36
First Trust NASDAQ-100 Ex-Tech Sec (QQXT) 0.0 $227k 425.00 533.33
Oxford Lane Cap Corp (OXLC) 0.0 $233k 2.4k 95.00
First Tr Exch Trd Alpha Fd I dev mrk ex us (FDT) 0.0 $277k 536.00 517.24
First Tr Exch Trd Alpha Fd I Brazil Alpha (FBZ) 0.0 $204k 1.3k 158.14
First Tr Exch Trd Alpha Fd I (FLN) 0.0 $208k 1.0k 203.92
Phillips 66 (PSX) 0.0 $255k 255.00 1000.00
Wp Carey (WPC) 0.0 $269k 300.00 896.67
Nuveen Intermediate 0.0 $208k 1.5k 137.60
Granite Real Estate 0.0 $295k 609.00 484.40
Eaton Vance Mun Income Term Tr (ETX) 0.0 $218k 1.0k 216.47
First Tr Inter Duration Pfd & Income (FPF) 0.0 $191k 836.00 228.57
Alps Etf Trintl Sector Dividdogs Etf intl sec dv dog (IDOG) 0.0 $271k 1.0k 259.08
Royce Global Value Tr (RGT) 0.0 $236k 2.3k 101.11
Sprague Res 0.0 $262k 1.5k 176.67
Voya Natural Res Eq Inc Fund 0.0 $275k 7.0k 39.17
First Tr Exchange Traded Fd ft strg incm etf (HISF) 0.0 $242k 475.00 509.33
Nuveen Global High (JGH) 0.0 $279k 1.8k 155.52
Tekla World Healthcare Fd ben int (THW) 0.0 $293k 2.2k 134.56
First Tr Exchange Traded Fd ssi strg etf (FCVT) 0.0 $233k 756.00 307.69
Yum China Holdings (YUMC) 0.0 $250k 551.00 453.33
Axon Enterprise (AXON) 0.0 $285k 500.00 570.00
Xai Octagon Floatng Rate Alt (XFLT) 0.0 $215k 2.4k 89.58
Invesco Db Commodity Index Tracking Fund Invsc Trackng Etf unit (DBC) 0.0 $237k 1.6k 150.77
Barrick Gold Corp (GOLD) 0.0 $69k 400.00 172.50
iStar Financial 0.0 $132k 1.0k 130.95
Progressive Corporation (PGR) 0.0 $164k 212.00 773.58
Charles Schwab Corporation (SCHW) 0.0 $98k 235.00 417.02
Lincoln National Corporation (LNC) 0.0 $151k 250.00 604.00
Discover Financial Services (DFS) 0.0 $87k 107.00 813.08
People's United Financial 0.0 $148k 945.00 156.61
Eli Lilly & Co. (LLY) 0.0 $163k 145.00 1124.14
CBS Corporation 0.0 $99k 243.00 407.41
AES Corporation (AES) 0.0 $61k 372.00 163.98
Ameren Corporation (AEE) 0.0 $94k 117.00 803.42
Carnival Corporation (CCL) 0.0 $88k 200.00 440.00
NVIDIA Corporation (NVDA) 0.0 $174k 100.00 1740.00
Nucor Corporation (NUE) 0.0 $67k 132.00 507.58
V.F. Corporation (VFC) 0.0 $97k 109.00 889.91
Morgan Stanley (MS) 0.0 $98k 231.00 424.24
Western Digital (WDC) 0.0 $81k 135.00 600.00
Cato Corporation (CATO) 0.0 $72k 400.00 180.00
CenturyLink 0.0 $81k 675.00 120.00
AGCO Corporation (AGCO) 0.0 $151k 200.00 755.00
Colgate-Palmolive Company (CL) 0.0 $92k 126.00 730.16
Halliburton Company (HAL) 0.0 $96k 506.00 190.00
Target Corporation (TGT) 0.0 $176k 166.00 1057.14
Texas Instruments Incorporated (TXN) 0.0 $159k 123.00 1292.68
Agilent Technologies Inc C ommon (A) 0.0 $116k 152.00 763.16
Buckeye Partners 0.0 $164k 400.00 410.00
Fifth Third Ban (FITB) 0.0 $77k 281.00 274.02
Kellogg Company (K) 0.0 $95k 147.00 646.26
Gabelli Global Multimedia Trust (GGT) 0.0 $170k 2.1k 81.00
PPL Corporation (PPL) 0.0 $87k 276.00 315.22
Xcel Energy (XEL) 0.0 $172k 266.00 646.62
Vanguard Short-Term Bond ETF (BSV) 0.0 $119k 147.00 811.19
SPDR Gold Trust (GLD) 0.0 $139k 100.00 1390.00
Advanced Micro Devices (AMD) 0.0 $145k 500.00 290.00
Energy Select Sector SPDR (XLE) 0.0 $148k 250.00 592.00
iShares Russell 2000 Index (IWM) 0.0 $133k 88.00 1511.36
Marvell Technology Group 0.0 $125k 500.00 250.00
Ship Finance Intl 0.0 $84k 600.00 140.00
Dcp Midstream Partners 0.0 $78k 300.00 260.00
Deutsche Telekom (DTEGY) 0.0 $168k 1.0k 168.00
IPG Photonics Corporation (IPGP) 0.0 $136k 100.00 1360.00
Raymond James Financial (RJF) 0.0 $82k 100.00 820.00
Suburban Propane Partners (SPH) 0.0 $166k 700.00 236.67
Skyworks Solutions (SWKS) 0.0 $81k 102.00 794.12
Teekay Lng Partners 0.0 $82k 600.00 136.67
Vector (VGR) 0.0 $111k 929.00 119.34
Global Partners (GLP) 0.0 $137k 700.00 195.00
iShares Gold Trust 0.0 $141k 1.0k 141.00
Morgan Stanley China A Share Fund (CAF) 0.0 $90k 438.00 205.48
Suncor Energy (SU) 0.0 $78k 246.00 317.07
Vanguard Financials ETF (VFH) 0.0 $81k 115.00 704.35
American Water Works (AWK) 0.0 $125k 101.00 1237.62
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $79k 62.00 1274.19
Vanguard Europe Pacific ETF (VEA) 0.0 $152k 380.00 400.00
Udr (UDR) 0.0 $164k 339.00 483.78
Nxp Semiconductors N V (NXPI) 0.0 $110k 101.00 1089.11
Vanguard Emerging Markets ETF (VWO) 0.0 $75k 196.00 380.95
iShares MSCI EAFE Value Index (EFV) 0.0 $174k 368.00 472.83
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $149k 298.00 500.00
Vanguard Growth ETF (VUG) 0.0 $63k 38.00 1657.89
Vanguard Mid-Cap ETF (VO) 0.0 $176k 105.00 1676.19
First Trust Small Cap Cr AlphaDEX (FYX) 0.0 $172k 287.00 597.70
Sabra Health Care REIT (SBRA) 0.0 $118k 512.00 231.13
iShares Lehman MBS Bond Fund (MBB) 0.0 $161k 149.00 1080.54
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $135k 87.00 1545.45
Golub Capital BDC (GBDC) 0.0 $94k 500.00 188.00
Takeda Pharmaceutical (TAK) 0.0 $65k 378.00 172.41
Franco-Nevada Corporation (FNV) 0.0 $85k 93.00 913.98
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $147k 257.00 571.98
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $70k 55.00 1272.73
iShares Dow Jones US Financial (IYF) 0.0 $129k 100.00 1290.00
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $99k 750.00 132.00
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $72k 800.00 90.00
Nuveen Diversified Dividend & Income 0.0 $66k 600.00 110.00
Nuveen Floating Rate Income Fund (JFR) 0.0 $87k 896.00 97.10
Duff & Phelps Utility & Corp Bond Trust 0.0 $83k 900.00 92.22
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.0 $86k 350.00 245.71
First Trust NASDAQ-100 EqualWeighted ETF (QQEW) 0.0 $134k 201.00 666.67
Nuveen Select Tax-Free Income Portfolio (NXP) 0.0 $126k 800.00 157.50
Nuveen Tax-Advantaged Dividend Growth 0.0 $85k 510.00 166.67
Western Asset Global High Income Fnd (EHI) 0.0 $120k 1.2k 99.01
Western Asset Intm Muni Fd I (SBI) 0.0 $106k 1.2k 91.25
Eaton Vance Natl Mun Opport (EOT) 0.0 $153k 674.00 226.67
First Trust Utilities AlphaDEX Fnd (FXU) 0.0 $119k 400.00 297.50
Western Asset Municipal Partners Fnd 0.0 $143k 932.00 152.85
Aberdeen Chile Fund (AEF) 0.0 $68k 980.00 69.39
Guggenheim Bld Amr Bds Mng D (GBAB) 0.0 $108k 450.00 240.00
Western Asset Hgh Yld Dfnd (HYI) 0.0 $80k 530.00 150.94
THE GDL FUND Closed-End fund (GDL) 0.0 $115k 1.3k 92.00
Stone Hbr Emerg Mrkts (EDF) 0.0 $161k 1.2k 130.00
Ngl Energy Partners Lp Com Uni (NGL) 0.0 $112k 800.00 140.00
Marathon Petroleum Corp (MPC) 0.0 $158k 260.00 607.69
Golar Lng Partners Lp unit 0.0 $77k 800.00 96.67
New Mountain Finance Corp (NMFC) 0.0 $126k 900.00 140.00
First Tr Exch Trd Alpha Fd I (FJP) 0.0 $108k 225.00 480.00
VIRTUS GLOBAL Multi-sec (VGI) 0.0 $166k 1.3k 126.33
Western Asset Mortgage cmn 0.0 $67k 700.00 95.00
Nuveen Real (JRI) 0.0 $66k 375.00 176.00
Ishares Inc etf (HYXU) 0.0 $134k 268.00 500.00
Globus Med Inc cl a (GMED) 0.0 $153k 300.00 510.00
Sandstorm Gold (SAND) 0.0 $98k 1.7k 56.81
Epr Properties (EPR) 0.0 $154k 200.00 770.00
FLEXSHARES TR READY ACCESS VAR INCOME Fd Total etf (RAVI) 0.0 $152k 200.00 760.00
Delek Logistics Partners (DKL) 0.0 $93k 300.00 310.00
Accelr8 Technology 0.0 $74k 400.00 185.00
Usa Compression Partners (USAC) 0.0 $105k 600.00 175.00
Advanced Emissions (ARQ) 0.0 $60k 400.00 150.00
Capitala Finance 0.0 $85k 1.0k 85.00
Ishares Tr 2020 cp tm etf 0.0 $78k 300.00 260.00
Fs Investment Corporation 0.0 $95k 1.6k 57.94
Ishares Tr 0-5yr hi yl cp (SHYG) 0.0 $101k 218.00 463.30
Vodafone Group New Adr F (VOD) 0.0 $94k 468.00 200.00
Direxion Zacks Mlp High Income Shares 0.0 $63k 500.00 125.00
One Gas (OGS) 0.0 $174k 181.00 961.33
Voya Emerging Markets High I etf (IHD) 0.0 $100k 1.4k 71.43
Geo Group Inc/the reit (GEO) 0.0 $167k 964.00 173.33
Farmland Partners (FPI) 0.0 $60k 900.00 66.67
Hoegh Lng Partners 0.0 $97k 632.00 154.00
Keysight Technologies (KEYS) 0.0 $74k 76.00 973.68
Csi Compress 0.0 $88k 3.0k 29.66
Lamar Advertising Co-a (LAMR) 0.0 $82k 100.00 820.00
Medtronic (MDT) 0.0 $66k 61.00 1081.97
Fidelity Bond Etf (FBND) 0.0 $173k 335.00 515.00
Kraft Heinz (KHC) 0.0 $174k 615.00 282.61
Green Plains Partners 0.0 $81k 600.00 135.00
Paypal Holdings (PYPL) 0.0 $104k 100.00 1040.00
Ishares Tr 0.0 $68k 275.00 247.27
Nexpoint Credit Strategies Fund (NXDT) 0.0 $90k 500.00 180.00
Avangrid 0.0 $105k 200.00 525.00
Real Estate Select Sect Spdr (XLRE) 0.0 $171k 434.00 394.01
Fortive (FTV) 0.0 $71k 103.00 689.32
First Tr Exch Traded Fd Iii rivr frnt dyn (RFEM) 0.0 $91k 157.00 579.62
Virtus Global Divid Income F (ZTR) 0.0 $139k 1.3k 110.37
Alcoa (AA) 0.0 $118k 646.00 181.82
Arconic 0.0 $114k 441.00 257.58
Gabelli Go Anywhere Trust mutual funds 0.0 $142k 900.00 157.78
Nustar Energy L.p. preferred class a (NS.PA) 0.0 $96k 400.00 240.00
Dxc Technology (DXC) 0.0 $110k 372.00 295.70
Global Net Lease (GNL) 0.0 $133k 674.00 196.67
Kimbell Rty Partners Lp unit (KRP) 0.0 $150k 1.0k 150.00
Wheaton Precious Metals Corp (WPM) 0.0 $96k 365.00 263.01
Black Knight 0.0 $101k 166.00 608.43
Tpg Re Finance Trust Inc reit (TRTX) 0.0 $87k 436.00 199.54
Two Hbrs Invt Corp Com New reit 0.0 $175k 1.3k 130.90
Aberdeen Income Cred Strat (ACP) 0.0 $112k 901.00 124.31
Ccr 0.0 $109k 800.00 136.67
Nutrien (NTR) 0.0 $76k 152.00 500.00
Spirit Mta Reit 0.0 $60k 700.00 85.00
Invesco Bulletshares 2020 Corp 0.0 $96k 450.00 213.33
Invesco Bulletshares 2021 Corp 0.0 $138k 650.00 212.31
Invesco Water Resource Port (PHO) 0.0 $77k 211.00 364.93
Bscm etf 0.0 $140k 650.00 215.38
Invesco Exchange Traded Fd T dwa basic matl (PYZ) 0.0 $116k 200.00 580.00
Invesco Exchng Traded Fd Tr ftse rafi sml (PDN) 0.0 $109k 370.00 294.59
Chanticleer Hldgs Incorporated Unit Exp 122923 0.0 $100k 1.0k 100.00
High Income Secs Fd Shs Ben Int cef (PCF) 0.0 $142k 1.7k 85.18
Ready Cap Corp Com reit (RC) 0.0 $106k 662.00 160.17
Cigna Corp (CI) 0.0 $118k 78.00 1512.82
Dell Technologies (DELL) 0.0 $126k 239.00 525.42
Stoneco (STNE) 0.0 $104k 300.00 346.67
Ellington Financial Inc ellington financ (EFC) 0.0 $72k 400.00 180.00
Alcon (ALC) 0.0 $160k 275.00 581.82
Dynex Cap (DX) 0.0 $118k 799.00 147.54
Broadridge Financial Solutions (BR) 0.0 $40k 32.00 1250.00
PennyMac Mortgage Investment Trust (PMT) 0.0 $44k 200.00 220.00
Via 0.0 $26k 108.00 240.74
RadNet (RDNT) 0.0 $50k 350.00 142.86
Cardinal Health (CAH) 0.0 $17k 36.00 472.22
American Eagle Outfitters (AEO) 0.0 $0 3.00 0.00
Mattel (MAT) 0.0 $14k 130.00 110.00
Redwood Trust (RWT) 0.0 $16k 100.00 160.00
Harley-Davidson (HOG) 0.0 $9.0k 25.00 360.00
Regions Financial Corporation (RF) 0.0 $16k 100.00 160.00
Analog Devices (ADI) 0.0 $33k 29.00 1137.93
Capital One Financial (COF) 0.0 $45k 50.00 900.00
Cenovus Energy (CVE) 0.0 $20k 209.00 95.69
Symantec Corporation 0.0 $24k 100.00 240.00
Calumet Specialty Products Partners, L.P 0.0 $11k 300.00 36.67
Gladstone Capital Corporation 0.0 $10k 100.00 100.00
Juniper Networks (JNPR) 0.0 $27k 111.00 243.24
Under Armour (UAA) 0.0 $29k 145.00 200.00
Consolidated Communications Holdings 0.0 $26k 534.00 47.90
Dorchester Minerals (DMLP) 0.0 $57k 300.00 190.00
Ingersoll-rand Co Ltd-cl A 0.0 $1.0k 1.00 1000.00
Kronos Worldwide (KRO) 0.0 $12k 100.00 120.00
Martin Midstream Partners (MMLP) 0.0 $35k 700.00 50.00
North European Oil Royalty (NRT) 0.0 $12k 200.00 60.00
NuStar Energy 0.0 $56k 200.00 280.00
Piper Jaffray Companies (PIPR) 0.0 $1.0k 1.00 1000.00
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $25k 10.00 2500.00
Anworth Mortgage Asset Corporation 0.0 $14k 400.00 35.00
BP Prudhoe Bay Royalty Trust (BPT) 0.0 $46k 500.00 92.00
MFA Mortgage Investments 0.0 $23k 300.00 75.00
Wabtec Corporation (WAB) 0.0 $16k 23.00 700.00
Mesabi Trust (MSB) 0.0 $48k 200.00 240.00
Arbor Realty Trust (ABR) 0.0 $0 0 0.00
Hercules Technology Growth Capital (HTGC) 0.0 $39k 300.00 130.00
Navistar International Corporation 0.0 $56k 200.00 280.00
Cosan Ltd shs a 0.0 $30k 200.00 150.00
Blackrock Kelso Capital 0.0 $20k 400.00 50.00
B&G Foods (BGS) 0.0 $19k 100.00 190.00
Arlington Asset Investment 0.0 $44k 800.00 55.00
iShares Russell Midcap Value Index (IWS) 0.0 $9.0k 10.00 900.00
National CineMedia 0.0 $8.0k 100.00 80.00
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $49k 56.00 866.67
iShares Dow Jones US Tele (IYZ) 0.0 $41k 140.00 292.86
Salem Communications (SALM) 0.0 $3.0k 200.00 15.00
Quad/Graphics (QUAD) 0.0 $53k 500.00 106.67
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.0 $6.0k 10.00 600.00
Vanguard Total Bond Market ETF (BND) 0.0 $14k 17.00 823.53
Invesco Mortgage Capital 0.0 $30k 200.00 150.00
THL Credit 0.0 $33k 500.00 66.67
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.0 $20k 70.00 285.71
Cheniere Energy Partners (CQP) 0.0 $45k 100.00 450.00
MV Oil Trust (MVO) 0.0 $53k 700.00 75.00
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $34k 334.00 101.80
Puda Coal (PUDA) 0.0 $0 500.00 0.00
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.0 $37k 320.00 115.62
SPDR Dow Jones Global Real Estate (RWO) 0.0 $4.0k 7.00 571.43
Semgroup Corp cl a 0.0 $33k 200.00 165.00
New York Mortgage Trust 0.0 $18k 300.00 60.00
Ellsworth Fund (ECF) 0.0 $53k 507.00 104.54
John Hancock Tax Adva Glbl Share. Yld 0.0 $14k 200.00 70.00
Western Asset Municipal D Opp Trust 0.0 $57k 261.00 218.39
Baytex Energy Corp (BTE) 0.0 $7.0k 500.00 14.00
Ishares Tr s^p aggr all (AOA) 0.0 $5.5k 11.00 500.00
Manhattan Bridge Capital (LOAN) 0.0 $26k 400.00 65.00
Gladstone Commercial Corp. 7.75% Pfd A p 0.0 $25k 100.00 250.00
Istar Finl Pfd Ser D 8.00% 0.0 $26k 100.00 260.00
Xcelera 0.0 $0 100.00 0.00
Man Wah Holdings Ltd Ord 0.0 $16k 2.5k 6.40
Prologis (PLD) 0.0 $53k 62.00 854.84
Voc Energy Tr tr unit (VOC) 0.0 $11k 200.00 55.00
Ag Mtg Invt Tr 0.0 $45k 300.00 150.00
First Tr Energy Infrastrctr 0.0 $26k 156.00 166.67
Gamco Global Gold Natural Reso (GGN) 0.0 $9.0k 200.00 45.00
Blueknight Energy Partners preferred 0.0 $41k 750.00 54.29
stock 0.0 $18k 15.00 1200.00
Reckitt Benckiser- (RBGLY) 0.0 $18k 113.00 159.29
Whitehorse Finance (WHF) 0.0 $56k 400.00 140.00
Ofs Capital (OFS) 0.0 $58k 500.00 115.00
Monroe Cap (MRCC) 0.0 $11k 100.00 110.00
Raystream 0.0 $0 200.00 0.00
Artisan Partners (APAM) 0.0 $56k 200.00 280.00
Garrison Capital 0.0 $42k 600.00 70.00
Orchid Is Cap 0.0 $18k 300.00 60.00
Sunedison 0.0 $0 68.00 0.00
Blackstone Mtg Tr (BXMT) 0.0 $36k 100.00 360.00
Mallinckrodt Pub 0.0 $5.0k 200.00 25.00
Knot Offshore Partners (KNOP) 0.0 $38k 200.00 190.00
Ellington Residential Mortga reit (EARN) 0.0 $53k 500.00 105.00
Bioelectronics (BIEL) 0.0 $1.0k 100k 0.01
Intrexon 0.0 $11k 200.00 55.00
Third Point Reinsurance 0.0 $7.0k 70.00 100.00
Pattern Energy 0.0 $54k 200.00 270.00
Gaming & Leisure Pptys (GLPI) 0.0 $38k 100.00 380.00
Anworth Mtg Asset Corp pfd stk 0.0 $26k 100.00 260.00
Cherry Hill Mort (CHMI) 0.0 $39k 300.00 130.00
Provectus Biopharmaceuticals I (PVCT) 0.0 $7.0k 11k 0.66
Humatech 0.0 $0 250.00 0.00
Knowles (KN) 0.0 $41k 200.00 205.00
New Media Inv Grp 0.0 $9.0k 100.00 90.00
Triplepoint Venture Gr Bdc cs (TPVG) 0.0 $50k 300.00 165.00
Tpg Specialty Lnding Inc equity 0.0 $21k 100.00 210.00
Cypress Energy Partners Lp ltd partner int 0.0 $36k 400.00 90.00
Voya Global Eq Div & Pr Opp (IGD) 0.0 $53k 891.00 59.11
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $10k 100.00 100.00
Gabelli mutual funds - (GGZ) 0.0 $25k 220.00 114.29
City Office Reit (CIO) 0.0 $14k 100.00 140.00
Pbf Logistics Lp unit ltd ptnr 0.0 $42k 200.00 210.00
Voya International Div Equity Income 0.0 $10k 200.00 50.00
Viper Energy Partners 0.0 $55k 200.00 275.00
Gaslog Partners 0.0 $19k 100.00 190.00
Alcentra Cap 0.0 $18k 200.00 90.00
Kite Rlty Group Tr (KRG) 0.0 $49k 305.00 160.66
Cdk Global Inc equities 0.0 $34k 70.00 485.71
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.0 $47k 1.0k 46.67
Goldman Sachs Mlp Energy Ren 0.0 $10k 200.00 50.00
Crossamerica Partners (CAPL) 0.0 $51k 300.00 170.00
New Senior Inv Grp 0.0 $27k 400.00 66.67
Outfront Media (OUT) 0.0 $28k 100.00 280.00
Newtek Business Svcs (NEWT) 0.0 $23k 100.00 230.00
Usd Partners (USDP) 0.0 $42k 400.00 105.00
Etfis Ser Tr I infrac act m 0.0 $45k 900.00 50.00
Great Ajax Corp reit 0.0 $16k 100.00 160.00
Allergan 0.0 $58k 35.00 1657.14
Black Stone Minerals (BSM) 0.0 $14k 100.00 140.00
Chemours (CC) 0.0 $4.0k 25.00 160.00
Fortress Trans Infrst Invs L 0.0 $30k 200.00 150.00
Armour Residential Reit Inc Re 0.0 $51k 300.00 170.00
Vanguard Mun Bd Fd Inc tax-exempt bd (VTEB) 0.0 $57k 107.00 532.71
Rentech 0.0 $0 106.00 0.00
Pjt Partners (PJT) 0.0 $1.0k 2.00 500.00
Corenergy Infrastructure Tr 0.0 $47k 100.00 470.00
Ciner Res 0.0 $18k 100.00 180.00
North Atlantic Drilling 0.0 $0 100.00 0.00
Square Inc cl a (SQ) 0.0 $15k 25.00 600.00
Rivernorth Opprtunities Fd I (RIV) 0.0 $17k 100.00 170.00
California Res Corp 0.0 $0 1.00 0.00
Global Medical Reit (GMRE) 0.0 $11k 100.00 110.00
Alps Etf Tr fund 0.0 $4.0k 16.00 250.00
American Finance Trust Inc ltd partnership 0.0 $14k 100.00 140.00
Washington Prime Group 0.0 $4.0k 100.00 40.00
Washington Prime Group Pfd 7.5 0.0 $44k 200.00 220.00
Great Elm Cap 0.0 $16k 200.00 80.00
Aurora Cannabis Inc snc 0.0 $14k 300.00 45.00
Snap Inc cl a (SNAP) 0.0 $32k 200.00 160.00
Condor Hospitality reit 0.0 $11k 100.00 110.00
New Age Beverages 0.0 $6.0k 200.00 30.00
Sachem Cap (SACH) 0.0 $14k 300.00 45.00
Baker Hughes A Ge Company (BKR) 0.0 $27k 115.00 234.78
Altaba 0.0 $58k 300.00 193.33
Tcg Bdc (CGBD) 0.0 $29k 200.00 145.00
Ngl Energy Partners Lp Cum Red Perp Pfd Units B equity (NGL.PB) 0.0 $24k 100.00 240.00
Plymouth Indl Reit (PLYM) 0.0 $36k 200.00 180.00
Chanticleer Hldgs 0.0 $48k 6.5k 7.29
Oaktree Specialty Lending Corp 0.0 $56k 1.1k 51.85
Cohen & Co (COHN) 0.0 $8.0k 200.00 40.00
Riot Blockchain (RIOT) 0.0 $2.0k 100.00 20.00
Cannae Holdings (CNNE) 0.0 $46k 168.00 273.81
Stitch Fix (SFIX) 0.0 $39k 200.00 195.00
Cronos Group (CRON) 0.0 $9.0k 100.00 90.00
Ashford Hospitality 7.5. Calla p (AHT.PI) 0.0 $42k 200.00 210.00
Oxford Square Ca (OXSQ) 0.0 $44k 700.00 63.33
First Trust Nasdaq Artificial Intelligence And Robotics Etf etf (ROBT) 0.0 $22k 70.00 314.29
Invesco Emerging Markets S etf (PCY) 0.0 $51k 176.00 289.77
Perspecta 0.0 $49k 186.00 263.44
Invesco Dwa Developed Markets Momentum Etf etf (PIZ) 0.0 $53k 200.00 265.00
Apergy Corp 0.0 $54k 200.00 270.00
Colony Cap Inc New cl a 0.0 $16k 274.00 58.39
Invesco Db Agriculture Fund etp (DBA) 0.0 $32k 202.00 158.42
Colony Cr Real Estate Inc Com Cl A reit 0.0 $29k 200.00 145.00
Keurig Dr Pepper (KDP) 0.0 $27k 100.00 270.00
Premier Info Management Incorporated (PIFR) 0.0 $0 30k 0.00
Speed Comm Incorporated 0.0 $0 1.00 0.00
Barings Bdc (BBDC) 0.0 $10k 100.00 100.00
Garrett Motion (GTX) 0.0 $0 56.00 0.00
Hexo Corp 0.0 $8.0k 200.00 40.00
Clearway Energy Inc cl c (CWEN) 0.0 $37k 200.00 185.00
Vivus 0.0 $2.0k 50.00 40.00
Green Thumb Industries (GTBIF) 0.0 $8.0k 100.00 80.00
Falcon Minerals Corp cl a 0.0 $24k 400.00 60.00
Resideo Technologies (REZI) 0.0 $0 67.00 0.00
Equitrans Midstream Corp (ETRN) 0.0 $15k 100.00 150.00
Navios Maritime Acquisition 0.0 $39k 600.00 65.00
Capital Product Partners L P partnershp units (CPLP) 0.0 $52k 549.00 95.24
Diamond S Shipping 0.0 $44k 308.00 142.86
Portman Ridge Finance Ord 0.0 $5.0k 200.00 25.00
Rite Aid Corporation (RADCQ) 0.0 $2.0k 25.00 80.00
Spdr Bloomberg Barclays High Yield Bond Etf etf (JNK) 0.0 $3.0k 3.00 1000.00
Kontoor Brands (KTB) 0.0 $6.0k 16.00 375.00
Crowdstrike Hldgs Inc cl a (CRWD) 0.0 $58k 100.00 580.00
Geovax Labs Incorporated 0.0 $0 1.00 0.00
Ubiquiti (UI) 0.0 $12k 10.00 1200.00
Service Pptys Tr (SVC) 0.0 $26k 100.00 260.00
Investcorp Credit Management B (ICMB) 0.0 $47k 700.00 66.67
Lynas Corporation Limited Sponsord (LYSDY) 0.0 $18k 1.0k 18.00