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Financial & Investment Management Group

Latest statistics and disclosures from Financial & Investment Management Group's latest quarterly 13F-HR filing:

Top 5 stock holdings are BTZ, FT, Templeton Global Income Fund, KW, JQC, and represent 20.34% of Financial & Investment Management Group's stock portfolio.
Added to shares of these 10 stocks: BTZ (+$7.3M), WIW (+$7.2M), BGT (+$5.5M), DSL, FRA, SBI, PHD, PH, AFT, MYI.
Started 26 new stock positions in WIA, BlackRock Municipal Bond Trust, Lazard World Dividend & Income Fund, SBI, TDF, MQY, JFR, Blackrock Strategic Municipal Trust, Ishares Tr ibonds dec 22, RNP.
Reduced shares in these 10 stocks: SCHO (-$14M), SCHP (-$10M), Invesco Bulletshs 2020 Hi Yld Corp Bd Etf (-$9.1M), , NOK (-$5.8M), SCHR, HBI, SPTL, ZROZ, .
Sold out of its positions in AC, EATON VANCE MI Municipal, GGZ, GIS, HBI, HD, IBM, Invesco Bulletshs 2020 Hi Yld Corp Bd Etf, TLT, LXP. MCD, MPW, Morgan Stanley Emerging Markets Fund, NOK, PEP, SCHO.
Financial & Investment Management Group was a net seller of stock by $-13M.
Financial & Investment Management Group has $274M in assets under management (AUM), dropping by -9.75%.
Central Index Key (CIK): 0001051042

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Portfolio Holdings for Financial & Investment Management Group

Financial & Investment Management Group holds 123 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
BlackRock Credit All Inc Trust IV (BTZ)	6.1	$17M	+77%	1.5M	11.18	View chart
Franklin Universal Trust (FT)	4.1	$11M	+8%	1.8M	6.35	View chart
Templeton Global Income Fund	3.6	$9.8M	+19%	1.6M	6.03	View chart
Kennedy-Wilson Holdings (KW)	3.4	$9.2M	-6%	508k	18.17	View chart
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC)	3.2	$8.9M	-9%	1.2M	7.40	View chart
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW)	2.6	$7.2M	NEW	706k	10.15	View chart
Merck & Co (MRK)	2.5	$7.0M	-11%	92k	76.41	View chart
Brixmor Prty (BRX)	2.4	$6.5M	-10%	441k	14.69	View chart
Legg Mason Bw Global Income (BWG)	2.4	$6.5M	+25%	624k	10.38	View chart
Voya Prime Rate Trust sh ben int	2.3	$6.4M	+13%	1.4M	4.49	View chart
Schwab Strategic Tr 0 (SCHP)	2.2	$6.1M	-63%	114k	53.25	View chart
Vareit, Inc reits	2.2	$6.0M	-8%	839k	7.15	View chart
Sandstorm Gold (SAND)	2.2	$5.9M	-10%	1.3M	4.61	View chart
Invesco Van Kampen Dyn Cr Opp Fund	2.1	$5.9M	+28%	575k	10.27	View chart
Omni (OMC)	2.0	$5.6M	-9%	76k	73.24	View chart
BlackRock Floating Rate Income Trust (BGT)	2.0	$5.5M	NEW	479k	11.55	View chart
Koninklijke Philips Electronics NV (PHG)	1.8	$4.8M	+69%	138k	35.11	View chart
Invesco Van Kampen Senior Income Trust (VVR)	1.8	$4.8M	+25%	1.2M	3.91	View chart
Kimco Realty Corporation (KIM)	1.7	$4.5M	-10%	310k	14.65	View chart
Uniti Group Inc Com reit (UNIT)	1.6	$4.3M	-11%	275k	15.57	View chart
Array BioPharma	1.5	$4.2M	-11%	296k	14.25	View chart
Walt Disney Company (DIS)	1.5	$4.0M	-12%	37k	109.65	View chart
Wheaton Precious Metals Corp (WPM)	1.4	$3.9M	-9%	199k	19.53	View chart
Vodafone Group New Adr F (VOD)	1.4	$3.9M	+40%	200k	19.28	View chart
Doubleline Income Solutions (DSL)	1.4	$3.8M	NEW	217k	17.33	View chart
Regeneron Pharmaceuticals (REGN)	1.3	$3.5M	-10%	9.4k	373.50	View chart
Algonquin Power & Utilities equs (AQN)	1.3	$3.5M	-8%	344k	10.05	View chart
Cott Corp	1.2	$3.4M	+5%	245k	13.94	View chart
BlackRock Floating Rate Income Strat. Fn (FRA)	1.2	$3.4M	NEW	283k	11.90	View chart
Apollo Sr Floating Rate Fd I (AFT)	1.2	$3.3M	+344%	230k	14.39	View chart
Nxp Semiconductors N V (NXPI)	1.2	$3.2M	+3%	44k	73.28	View chart
At&t (T)	1.2	$3.2M	-9%	111k	28.54	View chart
Verizon Communications (VZ)	1.1	$3.1M	-10%	55k	56.23	View chart
Franklin Street Properties (FSP)	1.1	$3.1M	-11%	497k	6.23	View chart
Western Asset Intm Muni Fd I (SBI)	1.1	$3.0M	NEW	355k	8.35	View chart
Western Asset Global Cp Defi (GDO)	1.1	$2.9M	+216%	196k	14.98	View chart
Hannon Armstrong (HASI)	1.1	$2.9M	-29%	152k	19.05	View chart
Pioneer Floating Rate Trust (PHD)	1.1	$2.9M	NEW	293k	9.84	View chart
THE GDL FUND Closed-End fund (GDL)	1.1	$2.9M	-13%	315k	9.17	View chart
Global Wtr Res (GWRS)	1.1	$2.9M	-24%	284k	10.14	View chart
Nucor Corporation (NUE)	1.0	$2.7M	+157%	52k	51.81	View chart
Parker-Hannifin Corporation (PH)	0.9	$2.6M	NEW	17k	149.13	View chart
Osisko Gold Royalties (OR)	0.9	$2.6M	-8%	295k	8.78	View chart
iShares Lehman 7-10 Yr Treas. Bond (IEF)	0.9	$2.5M	-22%	24k	104.19	View chart
Blackrock Muniyield Insured Fund (MYI)	0.9	$2.5M	NEW	206k	12.05	View chart
iShares Lehman 1-3 Year Treas.Bond (SHY)	0.9	$2.4M	-23%	29k	83.60	View chart
Great Panther Silver	0.8	$2.3M	-20%	3.2M	0.71	View chart
Nuveen Michigan Qlity Incom Municipal	0.8	$2.2M	+38%	173k	12.46	View chart
Blackrock Muni Intermediate Drtn Fnd (MUI)	0.8	$2.1M	NEW	168k	12.65	View chart
Rivernorth Doubleline Strate (OPP)	0.7	$1.9M	NEW	119k	16.25	View chart
Aberdeen Asia-Pacific Income Fund (FAX)	0.7	$1.8M	+189%	476k	3.87	View chart
Agios Pharmaceuticals (AGIO)	0.7	$1.8M	-11%	40k	46.10	View chart
Eversource Energy (ES)	0.7	$1.8M		28k	65.05	View chart
Apple (AAPL)	0.6	$1.5M	+315%	9.8k	157.74	View chart
Berkshire Hathaway (BRK.B)	0.6	$1.5M		7.3k	204.23	View chart
Cbre Clarion Global Real Estat re (IGR)	0.5	$1.4M	-3%	226k	6.16	View chart
Global Self Storage (SELF)	0.5	$1.3M	-10%	332k	3.92	View chart
Berkshire Hathaway (BRK.A)	0.5	$1.2M		4.00	306000.00	View chart
MFS Intermediate Income Trust (MIN)	0.5	$1.2M	+5%	334k	3.67	View chart
Eaton Vance Municipal Income Trust (EVN)	0.4	$1.2M	NEW	108k	11.31	View chart
Eaton Vance Fltg Rate In	0.4	$1.2M	NEW	82k	14.22	View chart
Fastenal Company (FAST)	0.4	$1.2M	-15%	22k	52.28	View chart
Hannon Armstrong Sust Infr C note 4.125% 9/0	0.4	$988k	-6%	1.1M	0.91	View chart
Pimco Etf Tr 25yr+ zero u s (ZROZ)	0.3	$852k	-78%	7.6k	112.50	View chart
DTE Energy Company (DTE)	0.3	$824k		7.5k	110.29	View chart
Liberty Media Corp Series C Li	0.3	$828k	-21%	33k	24.90	View chart
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT)	0.3	$808k	NEW	39k	20.50	View chart
Etf Ser Solutions us gbl gld pre (GOAU)	0.3	$777k	-7%	68k	11.40	View chart
Procter & Gamble Company (PG)	0.3	$748k	-8%	8.1k	91.97	View chart
Eaton Vance Senior Income Trust (EVF)	0.3	$749k	+191%	125k	6.00	View chart
SPDR Barclays Capital Long Term Tr (SPTL)	0.3	$752k	-81%	22k	35.02	View chart
Colgate-Palmolive Company (CL)	0.3	$726k		12k	59.51	View chart
BlackRock MuniYield Michigan Insured Fnd (MIY)	0.2	$691k	NEW	56k	12.43	View chart
Special Opportunities Fund (SPE)	0.2	$670k	+22%	57k	11.84	View chart
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX)	0.2	$641k	+83%	69k	9.25	View chart
Consolidated Edison (ED)	0.2	$609k		8.0k	76.45	View chart
U.S. Global Investors (GROW)	0.2	$554k	-18%	504k	1.10	View chart
Blackrock Strategic Municipal Trust	0.2	$548k	NEW	46k	11.91	View chart
Spirit Mta Reit	0.2	$554k	NEW	78k	7.13	View chart
BlackRock Municipal Bond Trust	0.2	$508k	NEW	38k	13.36	View chart
Ishares Tr ibonds dec 22	0.2	$510k	NEW	20k	25.61	View chart
Morgan Stanley Asia Pacific Fund	0.2	$507k	-3%	31k	16.45	View chart
Blackrock Municipal Income Trust (BFK)	0.2	$450k	+99%	37k	12.20	View chart
Boulder Growth & Income Fund (STEW)	0.2	$447k	+2%	43k	10.44	View chart
Blackrock Muniyield Quality Fund (MQY)	0.2	$435k	NEW	34k	12.99	View chart
BlackRock Inv. Quality Munic. Trust (BKN)	0.1	$410k	NEW	31k	13.23	View chart
Special Opp 3.5% Pfd Conv	0.1	$371k	-21%	15k	24.95	View chart
UnitedHealth (UNH)	0.1	$353k	-6%	1.4k	248.94	View chart
iShares Barclays TIPS Bond Fund (TIP)	0.1	$345k	-23%	3.2k	109.38	View chart
Walgreen Boots Alliance (WBA)	0.1	$342k		5.0k	68.25	View chart
First Trust/Four Corners SFRI Fund II (FCT)	0.1	$296k	NEW	27k	11.19	View chart
Ishares Tr cmn (STIP)	0.1	$303k	-5%	3.1k	97.93	View chart
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO)	0.1	$262k	-3%	32k	8.23	View chart
Royal Gold Inc conv	0.1	$274k		274k	1.00	View chart
Lifeway Foods (LWAY)	0.1	$252k	-46%	134k	1.88	View chart
Cohen & Steers REIT/P (RNP)	0.1	$245k	NEW	14k	17.79	View chart
Vanguard Intmdte Tm Govt Bd ETF (VGIT)	0.1	$258k	-19%	4.1k	63.39	View chart
Nuveen Floating Rate Income Fund (JFR)	0.1	$248k	NEW	27k	9.24	View chart
Royce Global Value Tr (RGT)	0.1	$243k	-22%	27k	8.88	View chart
Analog Devices (ADI)	0.1	$226k		2.6k	85.87	View chart
Ingersoll-rand Co Ltd-cl A	0.1	$211k	-9%	2.3k	91.07	View chart
Nuveen Muni Value Fund (NUV)	0.1	$215k	-22%	23k	9.27	View chart
Schwab Strategic Tr intrm trm (SCHR)	0.1	$209k	-95%	4.0k	52.83	View chart
Citrix Systems	0.1	$205k		2.0k	102.50	View chart
Pimco Municipal Income Fund II (PML)	0.1	$200k		15k	13.33	View chart
Western Asset Managed Municipals Fnd (MMU)	0.1	$203k	-23%	16k	12.69	View chart
BlackRock MuniHoldings Fund (MHD)	0.1	$191k		13k	14.69	View chart
Blackrock Munivest Fund II (MVT)	0.1	$188k	-13%	14k	13.08	View chart
Nuveen Div Adv Muni Fd 3 Ben Int (NZF)	0.1	$188k		14k	13.43	View chart
BlackRock MuniVest Fund (MVF)	0.1	$203k	-22%	25k	8.25	View chart
BlackRock MuniHolding Insured Investm	0.1	$204k		16k	12.75	View chart
Nuveen Enhanced Mun Value	0.1	$180k		14k	12.86	View chart
Blackrock Muniyield Fund (MYD)	0.1	$200k	-15%	16k	12.50	View chart
Western Asset Municipal D Opp Trust	0.1	$195k		10k	19.50	View chart
Templeton Dragon Fund (TDF)	0.1	$173k	NEW	10k	16.98	View chart
MFS Government Markets Income Trust (MGF)	0.1	$162k	-14%	36k	4.48	View chart
BlackRock Income Trust	0.1	$126k		22k	5.65	View chart
Western Ast Clymr Infl Lkd Sc & Incm (WIA)	0.1	$134k	NEW	13k	10.57	View chart
First Trust/FIDAC Mortgage Income Fund (FMY)	0.1	$144k	-8%	11k	13.06	View chart
New Senior Inv Grp	0.1	$133k	-26%	32k	4.13	View chart
Sequential Brnds	0.1	$143k	-82%	178k	0.80	View chart
Lazard World Dividend & Income Fund	0.0	$88k	NEW	10k	8.52	View chart
Aegon	0.0	$65k		14k	4.65	View chart

Past Filings by Financial & Investment Management Group

SEC 13F filings are viewable for Financial & Investment Management Group going back to 2011

Financial & Investment Management Group 2018 Q4 filed Jan. 30, 2019
Financial & Investment Management Group 2018 Q3 filed Oct. 18, 2018
Financial & Investment Management Group 2018 Q2 filed July 13, 2018
Financial & Investment Management Group 2018 Q1 filed April 23, 2018
Financial & Investment Management Group 2017 Q4 filed Jan. 25, 2018
Financial & Investment Management Group 2017 Q3 filed Oct. 11, 2017
Financial & Investment Management 2017 Q2 filed July 14, 2017
Financial & Investment Management 2017 Q1 filed April 17, 2017
Financial & Investment Management 2016 Q4 filed Jan. 23, 2017
Financial & Investment Management 2016 Q3 filed Oct. 17, 2016
Financial & Investment Management 2016 Q2 filed July 28, 2016
Financial & Investment Management 2016 Q1 filed April 12, 2016
Financial & Investment Management 2015 Q4 filed Feb. 3, 2016
Financial & Investment Management 2015 Q3 filed Oct. 15, 2015
Financial & Investment Management 2015 Q2 filed July 8, 2015
Financial & Investment Management 2015 Q1 filed May 5, 2015

View all past filings

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