Newgate Capital Management
Latest statistics and disclosures from Newgate Capital Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are JQC, BlackRock Debt Strategies Fund, VVR, FAX, Voya Prime Rate Trust sh ben int, and represent 35.46% of Newgate Capital Management's stock portfolio.
- Added to shares of these 10 stocks: VVR, NVG, GLO, Vaneck Vectors Etf Tr High Yld Mun Etf, Voya Prime Rate Trust sh ben int, Diversified Real Asset Inc F, THW, THQ, Alpine Global Premier Properties Fund, Nuveen Premium Income Municipal Fund.
- Started 26 new stock positions in FCX, KB, THQ, Apache Corporation, NVG, RIO, Allergan, Gulfport Energy Corporation, Tronox, Newfield Exploration.
- Reduced shares in these 10 stocks: , Nuveen Insured Municipal Opp. Fund, , Nuveen Senior Income Fund, , Allianzgi Conv & Inc Fd taxable cef, CSQ, NRK, CIG, TFI.
- Sold out of its positions in Agrium, Allianzgi Conv & Inc Fd taxable cef, Blackrock Municipal 2020 Term Trust, Cheniere Engy Ptnrs, C, CIG, Ega Emerging Global Shs Tr egs india infr, ENB, FE, Hollyfrontier Corp.
- Newgate Capital Management was a net buyer of stock by $7.8M.
- Newgate Capital Management has $121M in assets under management (AUM), dropping by 8.86%.
- Central Index Key (CIK): 0000939761
Portfolio Holdings for Newgate Capital Management
Newgate Capital Management holds 89 positions in its portfolio as reported in the June 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
|---|---|---|---|---|---|---|
| Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) | 8.9 | $11M | +3% | 1.3M | 8.03 |
|
| BlackRock Debt Strategies Fund | 7.0 | $8.4M | +3% | 2.4M | 3.51 |
|
| Invesco Van Kampen Senior Income Trust (VVR) | 6.7 | $8.1M | +65% | 2.0M | 4.16 |
|
| Aberdeen Asia-Pacific Income Fund (FAX) | 6.5 | $7.9M | +6% | 1.6M | 4.98 |
|
| Voya Prime Rate Trust sh ben int | 6.4 | $7.7M | +27% | 1.5M | 5.09 |
|
| Invesco Van Kampen Dyn Cr Opp Fund | 4.4 | $5.3M | 488k | 10.95 |
|
|
| Calamos Strategic Total Return Fund (CSQ) | 3.1 | $3.7M | -26% | 379k | 9.80 |
|
| Templeton Emerging Markets Income Fund (TEI) | 2.5 | $3.1M | 293k | 10.47 |
|
|
| Nuveen Insd Dividend Advantage (NVG) | 2.5 | $3.1M | NEW | 189k | 16.19 |
|
| Alpine Global Premier Properties Fund | 2.5 | $3.0M | +102% | 559k | 5.44 |
|
| AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) | 2.2 | $2.6M | 176k | 15.04 |
|
|
| Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) | 2.0 | $2.4M | NEW | 258k | 9.23 |
|
| Allianzgi Nfj Divid Int Prem S cefs | 1.9 | $2.3M | -17% | 187k | 12.33 |
|
| PowerShares Insured Nati Muni Bond | 1.9 | $2.3M | -11% | 86k | 26.47 |
|
| Nuveen Senior Income Fund | 1.8 | $2.2M | -42% | 360k | 6.00 |
|
| Diversified Real Asset Inc F | 1.6 | $2.0M | +532% | 119k | 16.44 |
|
| Nuveen Insured Tax-Free Adv Munici (NEA) | 1.6 | $1.9M | +25% | 126k | 14.94 |
|
| Vaneck Vectors Etf Tr High Yld Mun Etf | 1.6 | $1.9M | NEW | 58k | 32.12 |
|
| Tekla Healthcare Opportunit (THQ) | 1.3 | $1.6M | NEW | 94k | 16.52 |
|
| Tekla World Healthcare Fd ben int (THW) | 1.3 | $1.6M | NEW | 112k | 13.98 |
|
| BlackRock Global Opportunities Equity Tr (BOE) | 1.3 | $1.5M | -9% | 132k | 11.77 |
|
| BlackRock Floating Rate Income Strat. Fn (FRA) | 1.2 | $1.5M | -23% | 113k | 13.09 |
|
| H & Q Healthcare Fund equities (HQH) | 1.2 | $1.5M | +61% | 63k | 23.43 |
|
| Schlumberger (SLB) | 1.2 | $1.4M | +51% | 18k | 79.10 |
|
| Baidu (BIDU) | 1.1 | $1.3M | 8.0k | 165.11 |
|
|
| Halliburton Company (HAL) | 1.0 | $1.2M | +20% | 27k | 45.30 |
|
| Korea Electric Power Corporation (KEP) | 1.0 | $1.2M | -12% | 45k | 25.93 |
|
| Nuveen Premium Income Municipal Fund | 0.9 | $1.1M | NEW | 74k | 15.36 |
|
| Pioneer Natural Resources | 0.9 | $1.1M | +161% | 7.2k | 151.19 |
|
| Taiwan Semiconductor Mfg (TSM) | 0.8 | $938k | -22% | 36k | 26.24 |
|
| Sinopec Shanghai Petrochemical | 0.8 | $907k | -4% | 20k | 45.86 |
|
| Alibaba Group Holding (BABA) | 0.7 | $814k | +22% | 10k | 79.52 |
|
| Nuveen Premium Income Muni Fund 2 | 0.6 | $758k | NEW | 49k | 15.43 |
|
| Nuveen Premier Mun Income | 0.6 | $756k | +110% | 50k | 15.02 |
|
| Silver Wheaton Corp | 0.6 | $743k | +7% | 32k | 23.53 |
|
| EOG Resources (EOG) | 0.6 | $699k | +51% | 8.4k | 83.26 |
|
| Newfield Exploration | 0.5 | $657k | NEW | 15k | 44.17 |
|
| Celanese Corporation (CE) | 0.5 | $651k | +36% | 10k | 65.13 |
|
| Industries N shs - a - (LYB) | 0.5 | $648k | +46% | 8.7k | 74.39 |
|
| Devon Energy Corporation (DVN) | 0.5 | $636k | +14% | 18k | 36.27 |
|
| Tesoro Corporation | 0.5 | $634k | +43% | 8.5k | 74.91 |
|
| Trinseo S A | 0.5 | $612k | +3% | 14k | 42.63 |
|
| Royal Dutch Shell | 0.5 | $586k | NEW | 11k | 55.18 |
|
| Apache Corporation | 0.5 | $567k | NEW | 10k | 55.38 |
|
| Kraton Performance Polymers | 0.5 | $570k | -14% | 20k | 27.95 |
|
| Valero Energy Corporation (VLO) | 0.5 | $541k | +28% | 11k | 51.03 |
|
| Facebook Inc cl a (META) | 0.5 | $541k | 4.7k | 114.21 |
|
|
| KB Financial (KB) | 0.4 | $533k | NEW | 19k | 28.44 |
|
| NetEase (NTES) | 0.4 | $537k | -38% | 2.8k | 193.17 |
|
| Shinhan Financial (SHG) | 0.4 | $518k | +44% | 16k | 32.71 |
|
| Newmont Mining Corporation (NEM) | 0.4 | $503k | -29% | 13k | 39.09 |
|
| Phillips 66 (PSX) | 0.4 | $499k | +47% | 6.3k | 79.31 |
|
| Eastman Chemical Company (EMN) | 0.4 | $472k | +37% | 7.0k | 67.91 |
|
| Marathon Petroleum Corp (MPC) | 0.4 | $476k | +15% | 13k | 37.97 |
|
| Infosys Technologies (INFY) | 0.4 | $457k | -11% | 26k | 17.86 |
|
| Cemex SAB de CV (CX) | 0.4 | $462k | -8% | 75k | 6.17 |
|
| Apple (AAPL) | 0.4 | $436k | -49% | 4.6k | 95.66 |
|
| Williams Companies (WMB) | 0.4 | $435k | +5% | 20k | 21.65 |
|
| Braskem SA (BAK) | 0.4 | $433k | -13% | 37k | 11.84 |
|
| Mobile TeleSystems OJSC | 0.3 | $424k | -13% | 51k | 8.28 |
|
| iShares NASDAQ Biotechnology Index (IBB) | 0.3 | $425k | NEW | 1.7k | 257.11 |
|
| Rio Tinto (RIO) | 0.3 | $406k | NEW | 13k | 31.31 |
|
| Canadian Natural Resources (CNQ) | 0.3 | $416k | +11% | 14k | 30.82 |
|
| Pbf Energy Inc cl a (PBF) | 0.3 | $413k | +4% | 17k | 23.76 |
|
| Transocean (RIG) | 0.3 | $395k | +21% | 33k | 11.89 |
|
| Gulfport Energy Corporation | 0.3 | $399k | NEW | 13k | 31.24 |
|
| Depository Vipshop Holdings Ltd - Ads receipt (VIPS) | 0.3 | $383k | +4% | 34k | 11.16 |
|
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.3 | $377k | -70% | 27k | 14.19 |
|
| Diamond Offshore Drilling | 0.3 | $353k | +5% | 15k | 24.34 |
|
| Chicago Bridge & Iron Company | 0.3 | $356k | +14% | 10k | 34.65 |
|
| Freeport-McMoRan Copper & Gold (FCX) | 0.3 | $344k | NEW | 31k | 11.13 |
|
| Jd (JD) | 0.3 | $334k | -9% | 16k | 21.23 |
|
| Callon Pete Co Del Com Stk | 0.3 | $326k | NEW | 29k | 11.23 |
|
| Westlake Chemical Corporation (WLK) | 0.3 | $326k | +21% | 7.6k | 42.86 |
|
| Baker Hughes Incorporated | 0.3 | $314k | NEW | 7.0k | 45.08 |
|
| Transcanada Corp | 0.2 | $299k | -52% | 6.6k | 45.17 |
|
| Allergan | 0.2 | $306k | NEW | 1.3k | 231.47 |
|
| Alphabet Inc Class A cs (GOOGL) | 0.2 | $296k | 421.00 | 703.09 |
|
|
| Continental Resources | 0.2 | $280k | NEW | 6.2k | 45.21 |
|
| McDermott International | 0.2 | $282k | NEW | 57k | 4.93 |
|
| Palo Alto Networks (PANW) | 0.2 | $284k | NEW | 2.3k | 122.52 |
|
| Laredo Petroleum Holdings | 0.2 | $270k | NEW | 26k | 10.48 |
|
| Huntsman Corporation (HUN) | 0.2 | $258k | NEW | 19k | 13.44 |
|
| Frontline | 0.2 | $248k | -8% | 32k | 7.87 |
|
| Rowan Companies | 0.2 | $234k | +31% | 13k | 17.63 |
|
| Rayonier Advanced Matls (RYAM) | 0.2 | $224k | NEW | 17k | 13.59 |
|
| Bank of America Corporation (BAC) | 0.1 | $171k | -49% | 13k | 13.23 |
|
| Tronox | 0.1 | $142k | NEW | 32k | 4.42 |
|
| Whiting Petroleum Corporation | 0.1 | $137k | NEW | 15k | 9.25 |
|
Past Filings by Newgate Capital Management
SEC 13F filings are viewable for Newgate Capital Management going back to 2011
- Newgate Capital Management 2016 Q2 filed Aug. 3, 2016
- Newgate Capital Management 2016 Q1 filed April 29, 2016
- Newgate Capital Management 2015 Q4 filed Feb. 1, 2016
- Newgate Capital Management 2015 Q3 filed Oct. 22, 2015
- Newgate Capital Management 2015 Q2 filed July 27, 2015
- Newgate Capital Management 2015 Q1 filed May 14, 2015
- Newgate Capital Management 2014 Q4 filed Jan. 29, 2015
- Newgate Capital Management 2014 Q3 filed Oct. 9, 2014
- Newgate Capital Management 2014 Q2 filed Aug. 8, 2014
- Newgate Capital Management 2014 Q1 filed May 6, 2014
- Newgate Capital Management 2013 Q4 filed Jan. 16, 2014
- Newgate Capital Management 2013 Q3 filed Oct. 15, 2013
- Newgate Capital Management 2013 Q2 filed July 23, 2013
- Newgate Capital Management 2013 Q1 filed April 26, 2013
- Newgate Capital Management 2012 Q4 filed Jan. 29, 2013
- Newgate Capital Management 2012 Q3 filed Oct. 23, 2012