Warberg Asset Management

Latest statistics and disclosures from Warberg Asset Management's latest quarterly 13F-HR filing:

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Positions held by Warberg Asset Management consolidated in one spreadsheet with up to 7 years of data

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Portfolio Holdings for Warberg Asset Management

Warberg Asset Management holds 188 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf Tr Put Put Option 31.2 $196M +33% 294k 666.18
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Invesco Qqq Tr Put Put Option 4.9 $31M -46% 51k 600.37
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Seagate Hdd Cayman Note 3.500% 6/0 (Principal) 4.2 $26M 9.1M 2.88
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Sea Note 2.375%12/0 (Principal) 3.8 $24M +49% 12M 1.98
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Western Digital Corp Note 3.000%11/1 (Principal) 3.6 $23M 7.0M 3.21
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Cnx Res Corp Note 2.250% 5/0 (Principal) 3.2 $20M 8.0M 2.50
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Axon Enterprise Note 0.500%12/1 (Principal) 3.1 $20M 6.3M 3.14
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Live Nation Entertainment In Note 3.125% 1/1 (Principal) 2.7 $17M +74% 11M 1.62
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Microchip Technology Note 1.625% 2/1 (Principal) 2.7 $17M 9.1M 1.84
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Box Note 1/1 (Principal) 2.2 $14M 11M 1.25
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Integer Hldgs Corp Note 2.125% 2/1 (Principal) 2.2 $14M 10M 1.30
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Occidental Pete Corp *w Exp 08/03/202 (OXY.WS) 1.8 $11M +666% 449k 25.37
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Macom Tech Solutions Hldgs I Note 0.250% 3/1 (Principal) 1.7 $11M 7.2M 1.52
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Stride Note 1.125% 9/0 (Principal) 1.6 $10M NEW 3.5M 2.83
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Workiva Note 1.125% 8/1 (Principal) 1.5 $9.6M -5% 8.2M 1.18
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Post Hldgs Note 2.500% 8/1 (Principal) 1.5 $9.4M +2% 8.4M 1.12
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Ventas Rlty Ltd Partnership Note 3.750% 6/0 (Principal) 1.4 $8.6M +4% 6.7M 1.29
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Spotify Usa Note 3/1 (Principal) 1.3 $8.3M +21% 6.1M 1.37
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Rigetti Computing *w Exp 03/02/202 (RGTIW) 1.3 $8.2M +263% 449k 18.31
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Halozyme Therapeutics Note 1.000% 8/1 (Principal) 1.2 $7.2M 5.1M 1.41
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Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal) 1.1 $6.6M -29% 6.0M 1.10
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Progress Software Corp Note 1.000% 4/1 (Principal) 1.1 $6.6M 6.6M 1.00
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Wisdomtree Note 3.250% 6/1 (Principal) 1.0 $6.4M NEW 5.0M 1.29
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Palantir Technologies Put Put Option 1.0 $6.4M -25% 35k 182.42
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Ishares Tr Put Put Option 0.9 $5.4M +200% 60k 89.37
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Southern Note 3.875%12/1 (Principal) 0.9 $5.4M +394% 4.7M 1.13
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Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal) 0.8 $4.9M NEW 3.0M 1.65
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Porch Group Debt 9.000% 5/1 (Principal) 0.7 $4.5M NEW 3.0M 1.50
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Ford Mtr Note 3/1 (Principal) 0.7 $4.1M -27% 4.1M 1.01
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Epr Pptys PFD C CV 5.75% (EPR.PC) 0.6 $3.6M +5% 142k 25.34
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Centerpoint Energy Note 4.250% 8/1 (Principal) 0.5 $3.3M NEW 3.0M 1.11
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Stereotaxis Com New (STXS) 0.5 $3.3M -12% 1.0M 3.13
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Wisdomtree Note 3.250% 8/1 (Principal) 0.5 $3.3M NEW 2.5M 1.30
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Cantaloupe Put Put Option 0.5 $2.9M +186% 276k 10.57
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Expedia Group Note 2/1 (Principal) 0.4 $2.8M +11% 2.8M 1.01
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American Wtr Cap Corp Note 3.625% 6/1 (Principal) 0.4 $2.5M 2.5M 1.00
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Apple Put Put Option 0.4 $2.5M 10k 254.63
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Ishares Tr Put Put Option 0.4 $2.4M NEW 30k 81.19
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Chart Inds 6.75DP CNV PFD B (GTLS.PB) 0.4 $2.4M NEW 33k 71.06
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Equinix Put Put Option 0.4 $2.3M 3.0k 783.24
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Core Scientific *w Exp 01/23/202 (CORZW) 0.4 $2.2M 193k 11.63
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Ishares Bitcoin Trust Etf Put Put Option 0.3 $2.1M +28% 32k 65.00
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Nvidia Corporation Call Call Option 0.3 $1.9M NEW 10k 186.58
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Nvidia Corporation Put Put Option 0.3 $1.9M NEW 10k 186.58
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Itron Note 3/1 (Principal) 0.3 $1.6M 1.5M 1.06
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Vaneck Etf Trust Call Call Option 0.3 $1.6M +110% 21k 76.40
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Greenbrier Cos Note 2.875% 4/1 (Principal) 0.2 $1.6M 1.5M 1.07
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Centrus Energy Corp Put Put Option 0.2 $1.6M NEW 5.0k 310.07
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D. Boral Arc Acq I Corp. Shs Cl A 0.2 $1.4M NEW 140k 9.93
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Vendome Acquisition Corp I Com Cl A 0.2 $1.4M NEW 139k 9.94
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Rigetti Computing Put Put Option 0.2 $1.2M NEW 40k 29.79
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Tavia Acquisition Corp SHS (TAVI) 0.2 $1.1M 107k 10.36
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Nutanix Note 0.250%10/0 (Principal) 0.2 $1.0M +1477% 757k 1.38
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Microsoft Corp Put Put Option 0.2 $1.0M -75% 2.0k 517.95
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Charlton Aria Acquisition Ord Shs Cl A (CHAR) 0.2 $1.0M 99k 10.36
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Robinhood Mkts Call Call Option 0.2 $1.0M NEW 7.0k 143.18
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Liberty Media Corp Del Note 2.250% 8/1 (Principal) 0.2 $955k NEW 719k 1.33
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Drugs Made In Amer Acqutn Ord Shs (DMAA) 0.2 $945k 92k 10.27
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Four Leaf Acquisition Corp Com Cl A (FORL) 0.1 $873k 76k 11.50
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Ishares Silver Tr Call Call Option 0.1 $847k -66% 20k 42.37
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Origin Invt Corp I Ord Shs 0.1 $840k NEW 84k 10.05
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New England Rlty Assoc Ltd P Depositry Rcpt (NEN) 0.1 $826k +6% 11k 72.37
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Black Hawk Acquisition Corp Usd Cl A Shs (BKHA) 0.1 $825k 74k 11.11
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Innovative Indl Pptys Put Put Option 0.1 $804k +7% 15k 53.58
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Pantages Capital Acquisition Ord Shs Cl A (PGAC) 0.1 $782k 76k 10.26
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Kochav Defense Acqui Shs Cl A 0.1 $774k NEW 77k 10.03
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Translational Dev Acquisitio Com Cl A (TDAC) 0.1 $759k 73k 10.34
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Carvana Put Put Option 0.1 $755k -75% 2.0k 377.24
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Tidal Trust I Put Put Option 0.1 $750k NEW 30k 24.99
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Pg&e Corp Call Call Option 0.1 $739k -51% 49k 15.08
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Aa Mission Acquisition Corp Ord Shs Cl A (AAM) 0.1 $707k 67k 10.52
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Ppl Cap Fdg Note 2.875% 3/1 (Principal) 0.1 $692k NEW 606k 1.14
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Constellation Brands Put Put Option 0.1 $673k NEW 5.0k 134.67
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Circle Internet Group Put Put Option 0.1 $663k -37% 5.0k 132.58
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Strategy Put Put Option 0.1 $644k NEW 2.0k 322.21
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Evergy Note 4.500%12/1 (Principal) 0.1 $635k NEW 505k 1.26
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Nuscale Pwr Corp Put Put Option 0.1 $612k NEW 17k 36.00
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Soleno Therapeutics Put Put Option 0.1 $608k NEW 9.0k 67.60
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Talon Cap Corp Unit 08/27/2030 0.1 $603k NEW 60k 10.05
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Epr Pptys Conv Pfd 9% Sr E (EPR.PE) 0.1 $589k +12% 18k 31.98
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Oklo Put Put Option 0.1 $558k NEW 5.0k 111.63
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Keen Vision Acquisition Corp SHS (KVAC) 0.1 $534k 46k 11.60
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Boeing Dep Conv Pfd A (BA.PA) 0.1 $516k NEW 7.4k 69.75
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Pelican Acquisition Corp SHS (PELI) 0.1 $503k 50k 10.06
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Neovo *w Exp 04/01/202 (NEOVW) 0.1 $500k +5% 250k 2.00
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Cal Redwood Acquisition Corp Com Cl A (CRAQ) 0.1 $499k NEW 50k 10.00
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Oak Woods Acquisition Corp Cl A (OAKU) 0.1 $496k 41k 12.00
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Uber Technologies Note 0.875%12/0 (Principal) 0.1 $487k +903% 331k 1.47
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Rising Dragon Acquisition SHS (RDAC) 0.1 $479k 46k 10.42
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Nextera Energy Cap Hldgs Note 3.000% 3/0 (Principal) 0.1 $466k NEW 394k 1.18
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Thayer Ventures Acq Corp Ii Cl A 0.1 $449k NEW 45k 10.04
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Indigo Acquisition Corp Ord Shs 0.1 $445k NEW 45k 9.97
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Otg Acquisition Corp. I Unit 09/05/2030 0.1 $443k NEW 44k 10.07
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Ionq Put Put Option 0.1 $431k NEW 7.0k 61.50
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Quantumsphere Acquisition Unit 07/30/2030 0.1 $420k NEW 41k 10.13
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Rf Acquisition Corp Ii SHS (RFAI) 0.1 $408k 38k 10.74
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Noble Corp *w Exp 02/04/202 (NE.WS.A) 0.1 $385k +63% 47k 8.15
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Globa Terra Acquisition Cor Cl A Ord Shs 0.1 $362k NEW 36k 9.98
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Gcm Grosvenor *w Exp 11/17/202 (GCMGW) 0.1 $354k +28% 593k 0.60
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Acm Resh Call Call Option 0.1 $352k -44% 9.0k 39.13
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Mckinley Acquisition Corp Unit 07/25/2030 0.1 $350k NEW 35k 9.99
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Championsgate Acquisition Shs Cl A (CHPG) 0.1 $349k NEW 35k 10.04
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Oklo Call Call Option 0.1 $335k NEW 3.0k 111.63
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Imax Corp Note 0.500% 4/0 (Principal) 0.1 $328k NEW 277k 1.18
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Strategy Cl A New (MSTR) 0.1 $322k NEW 1.0k 322.21
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Usa Rare Earth *w Exp 03/13/203 (USARW) 0.1 $318k +45% 44k 7.22
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Perceptive Cap Solutions Cor Cl A Ord Shs (PCSC) 0.1 $316k 30k 10.56
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Dune Acquisition Corp Ii Shs Cl A (IPOD) 0.0 $298k 29k 10.12
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Mobilicom *w Exp 08/31/202 (MOBBW) 0.0 $282k +276% 65k 4.34
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Joby Aviation *w Exp 08/10/202 (JOBY.WS) 0.0 $275k +25% 46k 6.01
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Stonebridge Acquisition Ii C Unit 09/09/2030 0.0 $274k NEW 28k 9.97
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Apollo Global Mgmt Ser A Mand Cnv (APO.PA) 0.0 $273k NEW 3.9k 70.37
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Occidental Pete Corp Put Put Option 0.0 $260k 5.5k 47.25
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Oppfi *w Exp 07/20/202 (OPFI.WS) 0.0 $253k 113k 2.25
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Solarius Capital Acqu Corp Shs Cl A 0.0 $250k NEW 25k 9.98
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A Paradise Acquisition Corp Com Cl A 0.0 $248k NEW 25k 9.91
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Roman Dbdr Acquisition Corp Ord Shs Cl A (DRDB) 0.0 $247k 24k 10.32
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Quartzsea Acquisition Corp Ord Shs (QSEA) 0.0 $243k 24k 10.13
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Wintergreen Acquisition Corp SHS 0.0 $241k NEW 24k 10.06
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Axiom Intelligence Ac Corp 1 Ord Shs Cl A 0.0 $239k NEW 24k 9.96
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Barclays Bank Ipath S&p 500 Sh (VXX) 0.0 $232k NEW 7.0k 33.14
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Prairie Oper Call Call Option 0.0 $227k -18% 114k 1.99
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A Spac Iii Acquisition Corp Ord Shs Cl A (ASPC) 0.0 $207k 20k 10.34
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Blue Wtr Acquisition Corp. I Ord Shs Cl A 0.0 $200k NEW 20k 9.98
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Range Cap Acquisition Corp Ord Shs (RANG) 0.0 $194k 19k 10.40
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Btc Dev Corp Unit 09/11/2030 0.0 $192k NEW 19k 10.10
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Columbus Circle Cap Corp. I Shs Cl A (BRR) 0.0 $187k NEW 19k 10.12
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Ribbon Acquisition Corp Ord Shs Cl A (RIBB) 0.0 $182k 18k 10.24
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Cayson Acquisition Corp SHS (CAPN) 0.0 $180k NEW 17k 10.46
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Copley Acquisition Corp Ord Shs Cl A (COPL) 0.0 $176k 17k 10.12
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Eureka Acquisition Corp Shs Cl A (EURK) 0.0 $169k +2% 16k 10.69
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Opendoor Technologies Put Put Option 0.0 $159k NEW 20k 7.97
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Cslm Digita Asset Acq Corp I Usd Cl A Ord Shs 0.0 $157k NEW 16k 9.93
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Fg Merger Ii Corp (FGMC) 0.0 $150k 15k 9.99
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Uy Scuti Acquisition Corp. Ord Shs (UYSC) 0.0 $148k 15k 10.14
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I-80 Gold Corp *w Exp 11/16/202 0.0 $130k NEW 290k 0.45
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Richtech Robotics Put Put Option 0.0 $129k NEW 30k 4.29
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Biovie *w Exp 08/08/203 0.0 $125k NEW 282k 0.44
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Amprius Technologies *w Exp 09/14/202 (AMPX.WS) 0.0 $106k NEW 29k 3.66
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Defsec Technologies (DFSC) 0.0 $103k NEW 29k 3.56
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Archimedes Tech Spac Partner Ord Shs (ATII) 0.0 $102k 10k 10.23
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Oyster Enterprises Ii Acquis Ord Shs Cl A 0.0 $100k NEW 10k 10.03
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Strive Cl A Com 0.0 $100k NEW 40k 2.50
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Chenghe Acquisition Iii Unit 09/09/2030 0.0 $100k NEW 10k 9.98
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Abacus Global Mgmt Put Put Option 0.0 $92k 16k 5.73
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Synergy Chc Corp Com New (SNYR) 0.0 $82k NEW 34k 2.44
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Curis (CRIS) 0.0 $73k NEW 44k 1.66
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Cid Holdco *w Exp 12/31/202 (DAICW) 0.0 $58k -12% 378k 0.15
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Nexgel *w Exp 12/27/202 (NXGLW) 0.0 $50k -9% 167k 0.30
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Borr Drilling Call Call Option 0.0 $50k NEW 19k 2.69
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Us Goldmining *w Exp 99/99/999 (USGOW) 0.0 $49k +24% 29k 1.68
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Livewire Group *w Exp 09/26/202 (LVWR.WS) 0.0 $46k 634k 0.07
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Intelligent Bio Solutions In (INBS) 0.0 $46k NEW 45k 1.02
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Cineverse Corp Put Put Option 0.0 $40k NEW 12k 3.36
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Cibus Cl A Com Stk (CBUS) 0.0 $39k 30k 1.29
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Silynxcom Com Shs (SYNX) 0.0 $38k 26k 1.48
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Eon Resources *w Exp 02/04/202 (EONR.WS) 0.0 $32k 634k 0.05
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Modular Med Com New (MODD) 0.0 $32k NEW 45k 0.70
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Eon Resources Com Cl A (EONR) 0.0 $30k -8% 62k 0.48
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Calidi Biotherapeutics 0.0 $28k NEW 19k 1.52
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Aleanna *w Exp 12/13/202 (ANNAW) 0.0 $24k -20% 125k 0.19
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Namib Minerals *w Exp 06/05/203 (NAMMW) 0.0 $22k +65% 160k 0.14
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Flyexclusive *w Exp 99/99/999 (FLYX.WS) 0.0 $22k -67% 70k 0.32
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Critical Metals Corp *w Exp 02/27/202 (CRMLW) 0.0 $21k NEW 10k 2.10
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Intensity Therapeutics (INTS) 0.0 $15k -12% 60k 0.24
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Rein Therapeutics Com New (RNTX) 0.0 $13k NEW 11k 1.15
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Medicus Pharma *w Exp 11/15/202 (MDCXW) 0.0 $12k -71% 17k 0.72
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Autonomix Med Com New (AMIX) 0.0 $12k NEW 11k 1.08
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Murano Global Invts *w Exp 03/19/202 (MRNOW) 0.0 $12k +193% 83k 0.15
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Airjoule Technologies Corp *w Exp 03/15/202 (AIRJW) 0.0 $12k 15k 0.80
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Veea (VEEA) 0.0 $12k NEW 19k 0.62
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Fg Merger Ii Corp Right 02/11/2030 (FGMCR) 0.0 $6.4k 15k 0.42
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Cea Industries *w Exp 02/11/202 (BNCWW) 0.0 $5.6k -35% 35k 0.16
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Generation Essentials Group *w Exp 02/15/202 (TGE.WS) 0.0 $5.6k +172% 43k 0.13
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Stran & Company *w Exp 99/99/999 (SWAGW) 0.0 $4.4k -60% 66k 0.07
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Origin Invt Corp I *w Exp 06/27/203 0.0 $3.8k NEW 21k 0.18
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Saverone 2014 *w Exp 06/02/202 (SVREW) 0.0 $3.5k -7% 126k 0.03
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Hub Cyber Security *w Exp 02/27/202 (HUBCW) 0.0 $3.2k 163k 0.02
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Bt Brands *w Exp 11/12/202 (BTBDW) 0.0 $3.0k -91% 10k 0.30
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Aeries Technology *w Exp 11/06/202 (AERTW) 0.0 $2.8k -25% 71k 0.04
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P3 Health Partners *w Exp 11/19/202 (PIIIW) 0.0 $2.7k 292k 0.01
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Apollomics *w Exp 04/01/202 (APLMW) 0.0 $1.7k -44% 87k 0.02
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Nextplat Corp *w Exp 06/02/202 (NXPLW) 0.0 $1.6k 34k 0.05
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Triller Group *w Exp 03/15/202 (ILLRW) 0.0 $1.6k -50% 31k 0.05
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Renew Energy Global *w Exp 08/21/202 (RNWWW) 0.0 $1.4k -79% 31k 0.05
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Smx Sec Matters *w Exp 03/07/202 (SMXWW) 0.0 $1.4k 58k 0.02
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Carbon Revolution *w Exp 99/99/999 (CREVW) 0.0 $1.1k -47% 47k 0.02
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Anghami *w Exp 02/03/202 (ANGHW) 0.0 $545.521500 40k 0.01
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Past Filings by Warberg Asset Management

SEC 13F filings are viewable for Warberg Asset Management going back to 2020

View all past filings