Edge Wealth Management

Edge Wealth Management as of Sept. 30, 2018

Portfolio Holdings for Edge Wealth Management

Edge Wealth Management holds 616 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alerian Mlp Etf 5.3 $22M 2.1M 10.68
Apple (AAPL) 4.7 $20M 87k 225.74
Alphabet Inc Class A cs (GOOGL) 4.6 $19M 16k 1207.07
Microsoft Corporation (MSFT) 4.3 $18M 156k 114.37
iShares S&P US Pref Stock Idx Fnd (PFF) 4.0 $17M 445k 37.13
BP (BP) 3.5 $15M 316k 46.10
Cisco Systems (CSCO) 3.5 $14M 296k 48.65
At&t (T) 3.2 $13M 395k 33.58
Intel Corporation (INTC) 3.1 $13M 276k 47.29
Pfizer (PFE) 2.9 $12M 277k 44.07
Mortgage Reit Index real (REM) 2.8 $12M 269k 43.56
Berkshire Hathaway (BRK.B) 2.6 $11M 51k 214.11
Merck & Co (MRK) 2.6 $11M 152k 70.94
Procter & Gamble Company (PG) 2.5 $11M 128k 83.23
iShares Russell 2000 Index (IWM) 2.3 $9.7M 58k 168.55
Johnson & Johnson (JNJ) 2.3 $9.6M 70k 138.17
JPMorgan Chase & Co. (JPM) 2.2 $9.2M 82k 112.84
General Mills (GIS) 2.0 $8.3M 194k 42.92
Wisdomtree Tr intl hedge eqt (HEDJ) 2.0 $8.2M 130k 63.22
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.9 $8.0M 669k 11.90
Gilead Sciences (GILD) 1.9 $7.9M 102k 77.21
General Dynamics Corporation (GD) 1.7 $7.0M 34k 204.72
Southern Company (SO) 1.6 $6.5M 150k 43.60
Annaly Capital Management Inc Cum Conv Red Pfd Registered Shs Series F equity (NLY.PF) 1.4 $6.0M 236k 25.52
Delta Air Lines (DAL) 1.4 $5.6M 97k 57.83
Verizon Communications (VZ) 1.2 $5.1M 96k 53.39
Santa Cruz County Bank Ca 1.1 $4.6M 87k 53.51
Amazon (AMZN) 1.0 $4.3M 2.2k 2003.23
Agnc Investment Corp p (AGNCN) 0.9 $3.7M 141k 25.98
CVS Caremark Corporation (CVS) 0.8 $3.3M 42k 78.71
Bank of America Corporation (BAC) 0.8 $3.2M 107k 29.46
Enterprise Products Partners (EPD) 0.8 $3.1M 109k 28.73
Magellan Midstream Partners 0.7 $2.9M 43k 67.73
Raytheon Company 0.6 $2.6M 13k 206.67
Kayne Anderson MLP Investment (KYN) 0.5 $2.0M 110k 17.85
Kraneshares Tr csi chi internet (KWEB) 0.4 $1.8M 37k 48.82
iShares NASDAQ Biotechnology Index (IBB) 0.4 $1.8M 15k 121.97
Clearbridge Energy M 0.4 $1.8M 121k 14.53
Facebook Inc cl a (META) 0.4 $1.7M 10k 164.49
SPDR Gold Trust (GLD) 0.4 $1.6M 14k 112.75
Chevron Corporation (CVX) 0.3 $1.5M 12k 122.32
Ishares Inc em mkt min vol (EEMV) 0.3 $1.4M 24k 59.32
United Parcel Service (UPS) 0.3 $1.4M 12k 116.78
Wells Fargo & Company (WFC) 0.3 $1.4M 27k 52.54
PG&E Corporation (PCG) 0.3 $1.3M 28k 46.02
Pennymac Mortgage Investment Trust Cum Red Pfd Registered Shs Of Beneficial Interest Series A equity (PMT.PA) 0.3 $1.3M 52k 25.08
Exxon Mobil Corporation (XOM) 0.3 $1.2M 15k 85.00
Walt Disney Company (DIS) 0.3 $1.2M 11k 116.91
Cloudera 0.3 $1.3M 72k 17.64
Citigroup Perp Pfd 6.875% Call preferr 0.3 $1.2M 43k 27.74
Medtronic (MDT) 0.3 $1.2M 12k 98.37
Brookfield Real Assets Incom shs ben int (RA) 0.3 $1.2M 52k 23.06
Citigroup (C) 0.3 $1.2M 16k 71.76
Schwab U S Large Cap Growth ETF (SCHG) 0.3 $1.1M 14k 82.05
J P Morgan Exchange Traded F div rtn int eq (JPIN) 0.3 $1.1M 19k 58.39
Nuveen Insured Tax-Free Adv Munici (NEA) 0.3 $1.1M 87k 12.65
First Trust Energy Income & Gr 0.2 $1.0M 47k 22.21
Hortonworks 0.2 $1.0M 46k 22.82
Energy Transfer Partners 0.2 $1.1M 47k 22.27
International Business Machines (IBM) 0.2 $984k 6.5k 151.13
Ishares Tr fltg rate nt (FLOT) 0.2 $998k 20k 51.04
Invesco Mortgage Capital pref 0.2 $997k 40k 25.06
Spdr S&p 500 Etf (SPY) 0.2 $977k 3.4k 290.86
General Motors Company (GM) 0.2 $962k 29k 33.68
Ishares Tr usa min vo (USMV) 0.2 $974k 17k 57.06
Bank Of America Corp p (BAC.PK) 0.2 $971k 38k 25.50
WisdomTree Japan Total Dividend (DXJ) 0.2 $918k 16k 57.95
ConocoPhillips (COP) 0.2 $860k 11k 77.39
Sangamo Biosciences (SGMO) 0.2 $876k 52k 16.95
Nuveen Nj Div Advantage Mun (NXJ) 0.2 $815k 63k 12.85
Ladder Capital Corp Class A (LADR) 0.2 $835k 49k 16.94
Corporate Capital Trust 0.2 $839k 55k 15.26
Schwab Strategic Tr us dividend eq (SCHD) 0.2 $801k 15k 53.03
Boeing Company (BA) 0.2 $754k 2.0k 371.98
Ellington Financial 0.2 $733k 46k 16.00
Bank Ozk (OZK) 0.2 $753k 20k 37.96
Alphabet Inc Class C cs (GOOG) 0.2 $709k 594.00 1193.60
Wal-Mart Stores (WMT) 0.2 $648k 6.9k 93.85
Ishares Inc core msci emkt (IEMG) 0.2 $683k 13k 51.76
salesforce (CRM) 0.1 $630k 4.0k 159.09
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $621k 78k 7.97
Tortoise Energy Infrastructure 0.1 $633k 24k 26.91
Contura Energy 0.1 $634k 8.0k 79.25
Blackrock Multi-sector Incom other (BIT) 0.1 $595k 35k 16.93
McDonald's Corporation (MCD) 0.1 $529k 3.2k 167.35
Paccar (PCAR) 0.1 $546k 8.0k 68.16
Chimera Investment Corp - Call pref (CIM.PB) 0.1 $559k 22k 25.70
Pepsi (PEP) 0.1 $518k 4.6k 111.78
Energy Select Sector SPDR (XLE) 0.1 $498k 6.6k 75.80
Nuveen Conn Prem Income Mun sh ben int 0.1 $491k 43k 11.37
BB&T Corporation 0.1 $473k 9.7k 48.53
United Technologies Corporation 0.1 $461k 3.3k 139.82
Nuveen Intermediate 0.1 $463k 37k 12.49
Comcast Corporation (CMCSA) 0.1 $414k 12k 35.38
Union Pacific Corporation (UNP) 0.1 $428k 2.6k 162.74
Philip Morris International (PM) 0.1 $422k 5.2k 81.47
Thor Industries (THO) 0.1 $420k 5.0k 83.67
Plains All American Pipeline (PAA) 0.1 $416k 17k 24.98
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.1 $411k 69k 5.96
American Airls (AAL) 0.1 $413k 10k 41.30
Blackstone 0.1 $385k 10k 38.12
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $374k 3.3k 115.08
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $372k 4.3k 86.51
Alibaba Group Holding (BABA) 0.1 $381k 2.3k 164.58
Dxc Technology (DXC) 0.1 $355k 3.8k 93.52
J P Morgan Exchange Traded F ultra shrt (JPST) 0.1 $364k 7.3k 50.19
Home Depot (HD) 0.1 $341k 1.6k 206.92
Deutsche Bank Ag-registered (DB) 0.1 $341k 30k 11.37
Celgene Corporation 0.1 $317k 3.5k 89.60
Paypal Holdings (PYPL) 0.1 $316k 3.6k 87.78
Huntington Bancshares Incorporated (HBAN) 0.1 $289k 19k 14.91
Via 0.1 $277k 8.2k 33.78
AllianceBernstein Holding (AB) 0.1 $305k 10k 30.50
Alexion Pharmaceuticals 0.1 $281k 2.0k 138.90
Skyline Corporation (SKY) 0.1 $293k 10k 28.59
Blackrock Municipal 2018 Term Trust 0.1 $293k 20k 15.03
Blackrock Municipal 2020 Term Trust 0.1 $271k 18k 14.83
Castlight Health 0.1 $285k 106k 2.70
Two Hbrs Invt Corp Com New reit 0.1 $287k 19k 14.92
Two Harbors Inv Corp p (TWO.PC) 0.1 $285k 12k 24.57
Altria (MO) 0.1 $242k 4.0k 60.27
Nike (NKE) 0.1 $248k 2.9k 84.79
Symantec Corporation 0.1 $256k 12k 21.31
Ford Motor Company (F) 0.1 $251k 27k 9.24
Visa (V) 0.1 $244k 1.6k 149.88
Consumer Staples Select Sect. SPDR (XLP) 0.1 $252k 4.7k 53.95
iShares Dow Jones U.S. Index Fund (IYY) 0.1 $233k 1.6k 145.62
Nuveen Quality Pref. Inc. Fund II 0.1 $269k 31k 8.81
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $257k 32k 7.93
stock 0.1 $242k 2.0k 121.00
Sce Trust Vpfd 5.450% Cumulati p (SCE.PK) 0.1 $256k 10k 24.67
Nuvectra 0.1 $247k 11k 21.98
Apollo Cmmrl Real Est Fi p 0.1 $257k 10k 25.25
Morgan Stanley (MS) 0.1 $207k 4.4k 46.56
Schlumberger (SLB) 0.1 $220k 3.6k 60.96
Danaher Corporation (DHR) 0.1 $221k 2.0k 108.60
SPDR KBW Regional Banking (KRE) 0.1 $222k 3.7k 59.44
Eaton Vance New York Municipal Bond Fund (ENX) 0.1 $221k 20k 11.05
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.1 $212k 17k 12.54
Morgan Stanley Pfd A preferr (MS.PA) 0.1 $221k 9.8k 22.67
Cornerstone Ondemand 0.1 $205k 3.6k 56.69
Citigroup Inc opt 0.1 $210k 600.00 350.00
Ies Hldgs (IESC) 0.1 $197k 10k 19.47
Fortive (FTV) 0.1 $191k 2.3k 84.33
Dowdupont 0.1 $203k 3.2k 64.20
Two Harbors L Pfd pfds, reits 0.1 $199k 8.0k 24.88
Energy Transfer Partners p 0.1 $228k 8.8k 25.91
Corning Incorporated (GLW) 0.0 $177k 5.0k 35.40
Starwood Property Trust (STWD) 0.0 $180k 8.4k 21.56
Fidelity National Information Services (FIS) 0.0 $185k 1.7k 108.82
Discover Financial Services (DFS) 0.0 $168k 2.2k 76.23
Baxter International (BAX) 0.0 $167k 2.2k 77.31
Thermo Fisher Scientific (TMO) 0.0 $180k 736.00 244.57
iShares S&P 500 Index (IVV) 0.0 $152k 520.00 292.31
Netflix (NFLX) 0.0 $147k 393.00 374.05
Cedar Fair 0.0 $154k 3.0k 52.20
Key (KEY) 0.0 $164k 8.3k 19.87
Church & Dwight (CHD) 0.0 $169k 2.9k 59.30
iShares Russell 1000 Growth Index (IWF) 0.0 $161k 1.0k 156.46
American Water Works (AWK) 0.0 $154k 1.7k 88.20
Financial Select Sector SPDR (XLF) 0.0 $150k 5.4k 27.65
Vanguard Emerging Markets ETF (VWO) 0.0 $149k 3.6k 40.90
iShares Dow Jones US Pharm Indx (IHE) 0.0 $186k 1.1k 167.72
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $187k 15k 12.24
Schwab Strategic Tr cmn (SCHV) 0.0 $154k 2.8k 56.00
Ishares Tr eafe min volat (EFAV) 0.0 $158k 2.2k 72.64
Zoetis Inc Cl A (ZTS) 0.0 $184k 2.0k 91.77
Booking Holdings (BKNG) 0.0 $169k 86.00 1965.12
J.B. Hunt Transport Services (JBHT) 0.0 $145k 1.2k 119.34
Cintas Corporation (CTAS) 0.0 $142k 720.00 197.22
Goldcorp 0.0 $112k 11k 10.24
Energy Transfer Equity (ET) 0.0 $105k 6.0k 17.50
iShares Dow Jones Select Dividend (DVY) 0.0 $132k 1.3k 99.77
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $142k 11k 12.67
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $132k 11k 12.00
Gazprom OAO 0.0 $125k 25k 4.96
BlackRock MuniHoldings New York Insured (MHN) 0.0 $116k 9.7k 11.91
Invesco Insured Municipal Income Trust (IIM) 0.0 $132k 9.6k 13.80
Imperva 0.0 $139k 3.0k 46.33
Yelp Inc cl a (YELP) 0.0 $128k 2.6k 49.23
Annaly Cap Mgmt Inc 7.625% 12/ preferred 0.0 $114k 4.5k 25.33
Ito En Ltd Ord F (ITOEF) 0.0 $120k 2.7k 44.44
Sterling Bancorp 0.0 $115k 5.2k 22.06
New Residential Investment (RITM) 0.0 $116k 6.5k 17.85
Walgreen Boots Alliance (WBA) 0.0 $139k 1.9k 73.04
Box Inc cl a (BOX) 0.0 $130k 5.4k 23.93
Allergan 0.0 $138k 725.00 190.34
Chubb (CB) 0.0 $140k 1.1k 133.33
Vaneck Vectors Uranium + Nuclear Energy Etf etf (NLR) 0.0 $107k 2.0k 52.68
Blackrock Debt Strat (DSU) 0.0 $135k 12k 11.11
Nuveen Cr Opportunities 2022 0.0 $107k 11k 9.58
Cleveland-cliffs (CLF) 0.0 $127k 10k 12.70
Broadcom (AVGO) 0.0 $137k 557.00 245.96
Colony Cap Inc New cl a 0.0 $122k 20k 6.10
Goldman Sachs (GS) 0.0 $65k 290.00 224.14
Ecolab (ECL) 0.0 $78k 500.00 156.00
Cummins (CMI) 0.0 $102k 700.00 145.71
Charles River Laboratories (CRL) 0.0 $81k 600.00 135.00
Anadarko Petroleum Corporation 0.0 $86k 1.3k 67.56
GlaxoSmithKline 0.0 $76k 1.9k 40.00
Rio Tinto (RIO) 0.0 $81k 1.4k 57.08
Qualcomm (QCOM) 0.0 $80k 1.1k 72.07
Shire 0.0 $98k 540.00 181.48
Accenture (ACN) 0.0 $92k 540.00 170.37
Barclays (BCS) 0.0 $66k 7.3k 9.00
AvalonBay Communities (AVB) 0.0 $93k 515.00 180.58
Bce (BCE) 0.0 $103k 2.5k 40.71
Rockwell Automation (ROK) 0.0 $84k 450.00 186.67
Federal Realty Inv. Trust 0.0 $101k 800.00 126.25
Spdr S&p 500 Etf Tr option 0.0 $98k 1.3k 72.86
Tesla Motors (TSLA) 0.0 $93k 352.00 264.20
WisdomTree India Earnings Fund (EPI) 0.0 $92k 3.8k 24.21
Vanguard Dividend Appreciation ETF (VIG) 0.0 $70k 635.00 110.24
iShares Dow Jones US Healthcare (IYH) 0.0 $75k 370.00 202.70
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $66k 15k 4.31
adidas (ADDYY) 0.0 $64k 525.00 121.90
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $89k 6.9k 12.93
Marathon Petroleum Corp (MPC) 0.0 $81k 1.0k 80.36
Express Scripts Holding 0.0 $94k 988.00 95.14
Pimco Dynamic Incm Fund (PDI) 0.0 $73k 2.2k 33.64
Servicenow (NOW) 0.0 $64k 325.00 196.92
Twenty-first Century Fox 0.0 $88k 1.9k 46.32
Ellington Residential Mortga reit (EARN) 0.0 $82k 7.3k 11.23
Fireeye 0.0 $84k 4.9k 16.99
Twitter 0.0 $64k 2.3k 28.26
Kraft Heinz (KHC) 0.0 $69k 1.2k 55.42
Madison Square Garden Cl A (MSGS) 0.0 $63k 200.00 315.00
Odyssey Marine Exploration I (OMEX) 0.0 $104k 13k 8.12
Etf Managers Tr tierra xp latin 0.0 $81k 2.0k 40.10
Vistra Energy (VST) 0.0 $87k 3.5k 24.96
Daily Gold Miners Index Bull 3x Shs New Feb 2017 0.0 $93k 7.2k 12.89
Iovance Biotherapeutics (IOVA) 0.0 $75k 6.7k 11.19
Worldpay Ord 0.0 $70k 695.00 100.72
Kkr & Co (KKR) 0.0 $104k 3.8k 27.37
Invesco Water Resource Port (PHO) 0.0 $64k 2.0k 32.00
Canntrust Holdings (CNTTQ) 0.0 $98k 10k 9.80
Barrick Gold Corp (GOLD) 0.0 $54k 4.9k 11.01
iShares MSCI Emerging Markets Indx (EEM) 0.0 $39k 917.00 42.53
Ansys (ANSS) 0.0 $38k 205.00 185.37
BlackRock (BLK) 0.0 $38k 80.00 475.00
MasterCard Incorporated (MA) 0.0 $22k 100.00 220.00
Bank of New York Mellon Corporation (BK) 0.0 $42k 826.00 50.85
Nasdaq Omx (NDAQ) 0.0 $55k 640.00 85.94
M&T Bank Corporation (MTB) 0.0 $26k 159.00 163.52
Range Resources (RRC) 0.0 $21k 1.2k 17.16
Eli Lilly & Co. (LLY) 0.0 $57k 530.00 107.55
Health Care SPDR (XLV) 0.0 $38k 399.00 95.24
General Electric Company 0.0 $31k 2.7k 11.29
3M Company (MMM) 0.0 $53k 250.00 212.00
NVIDIA Corporation (NVDA) 0.0 $35k 126.00 277.78
Snap-on Incorporated (SNA) 0.0 $29k 160.00 181.25
Automatic Data Processing (ADP) 0.0 $53k 350.00 151.43
Harris Corporation 0.0 $36k 210.00 171.43
KBR (KBR) 0.0 $30k 1.4k 21.16
Nordstrom (JWN) 0.0 $30k 500.00 60.00
International Paper Company (IP) 0.0 $22k 440.00 50.00
Laboratory Corp. of America Holdings 0.0 $54k 310.00 174.19
Cooper Companies 0.0 $50k 182.00 274.73
Xilinx 0.0 $49k 615.00 79.67
Waters Corporation (WAT) 0.0 $35k 180.00 194.44
Helmerich & Payne (HP) 0.0 $21k 300.00 70.00
Lockheed Martin Corporation (LMT) 0.0 $50k 145.00 344.83
Amgen (AMGN) 0.0 $41k 200.00 205.00
Honeywell International (HON) 0.0 $33k 200.00 165.00
Occidental Petroleum Corporation (OXY) 0.0 $35k 420.00 83.33
Target Corporation (TGT) 0.0 $27k 307.00 87.95
Agilent Technologies Inc C ommon (A) 0.0 $52k 740.00 70.27
Freeport-McMoRan Copper & Gold (FCX) 0.0 $31k 2.2k 14.08
TJX Companies (TJX) 0.0 $36k 325.00 110.77
Fannie Mae Pfd. S (FNMAS) 0.0 $23k 4.2k 5.45
Advance Auto Parts (AAP) 0.0 $41k 245.00 167.35
Vornado Realty Trust (VNO) 0.0 $34k 466.00 72.96
WABCO Holdings 0.0 $37k 311.00 118.97
Dover Corporation (DOV) 0.0 $41k 465.00 88.17
New York Community Ban 0.0 $40k 3.8k 10.48
IDEX Corporation (IEX) 0.0 $29k 195.00 148.72
Oracle Corporation (ORCL) 0.0 $41k 790.00 51.90
J.M. Smucker Company (SJM) 0.0 $21k 205.00 102.44
Marathon Oil Corporation (MRO) 0.0 $23k 1.0k 22.93
Micron Technology (MU) 0.0 $51k 1.1k 45.66
Baidu (BIDU) 0.0 $23k 100.00 230.00
BGC Partners 0.0 $59k 5.0k 11.80
Steven Madden (SHOO) 0.0 $42k 800.00 52.50
West Pharmaceutical Services (WST) 0.0 $22k 180.00 122.22
Abb (ABBNY) 0.0 $35k 1.5k 23.33
Centerra Gold (CGAU) 0.0 $41k 10k 4.02
Randgold Resources 0.0 $32k 450.00 71.11
Lululemon Athletica (LULU) 0.0 $23k 140.00 164.29
City Holding Company (CHCO) 0.0 $34k 444.00 76.58
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.0 $26k 225.00 115.56
Realty Income (O) 0.0 $28k 500.00 56.00
Technology SPDR (XLK) 0.0 $33k 443.00 74.49
Apollo Investment 0.0 $40k 7.3k 5.46
CoreLogic 0.0 $42k 855.00 49.12
Vanguard Financials ETF (VFH) 0.0 $32k 465.00 68.82
American International (AIG) 0.0 $53k 1.0k 52.84
Kimco Realty Corporation (KIM) 0.0 $26k 1.6k 16.51
SPDR KBW Bank (KBE) 0.0 $37k 800.00 46.25
KAR Auction Services (KAR) 0.0 $44k 745.00 59.06
AVEO Pharmaceuticals 0.0 $33k 10k 3.30
LogMeIn 0.0 $29k 325.00 89.23
SPDR S&P Biotech (XBI) 0.0 $21k 220.00 95.45
Mag Silver Corp (MAG) 0.0 $41k 5.1k 8.04
Six Flags Entertainment (SIX) 0.0 $35k 500.00 70.00
iShares S&P SmallCap 600 Index (IJR) 0.0 $28k 320.00 87.50
iShares MSCI Turkey Index Fund (TUR) 0.0 $36k 1.5k 24.00
Cohen & Steers infrastucture Fund (UTF) 0.0 $44k 2.0k 22.00
Gabelli Dividend & Income Trust (GDV) 0.0 $29k 1.2k 24.17
Vanguard High Dividend Yield ETF (VYM) 0.0 $47k 541.00 86.88
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $29k 6.0k 4.83
SPDR S&P Metals and Mining (XME) 0.0 $24k 695.00 34.53
Tencent Holdings Ltd - (TCEHY) 0.0 $47k 1.1k 41.01
Vanguard Total World Stock Idx (VT) 0.0 $21k 277.00 75.81
Eaton Vance Nj Muni Income T sh ben int 0.0 $40k 3.5k 11.43
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $21k 300.00 70.00
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $27k 3.0k 9.00
Pennantpark Floating Rate Capi (PFLT) 0.0 $26k 2.0k 13.00
Ashford Hospital Trust Inc Pre (AHT.PD) 0.0 $25k 971.00 25.75
Ingredion Incorporated (INGR) 0.0 $29k 280.00 103.57
Ensco Plc Shs Class A 0.0 $34k 4.0k 8.50
Duke Energy (DUK) 0.0 $53k 666.00 79.58
Facebook Inc call 0.0 $49k 50.00 980.00
Natural Grocers By Vitamin C (NGVC) 0.0 $25k 1.5k 16.67
Sl Green Realty Corp - Pfd I eqfor (SLG.PI) 0.0 $25k 1.0k 25.00
Pimco Dynamic Credit Income other 0.0 $43k 1.8k 23.89
Allianzgi Equity & Conv In 0.0 $24k 1.1k 22.86
Bridgestone Crp Ltd Ordf (BRDCF) 0.0 $57k 1.5k 38.00
Gw Pharmaceuticals Plc ads 0.0 $48k 275.00 174.55
Sch Fnd Em Lg Etf schb fdt emk lg (FNDE) 0.0 $43k 1.5k 29.07
Ishares Msci Usa Quality Facto invalid (QUAL) 0.0 $49k 546.00 89.74
Vanguard S&p 500 Etf idx (VOO) 0.0 $28k 105.00 266.67
Schwab Strategic Tr schwab fdt us bm (FNDB) 0.0 $43k 1.1k 39.59
Sirius Xm Holdings (SIRI) 0.0 $44k 6.9k 6.38
Allegion Plc equity (ALLE) 0.0 $49k 545.00 89.91
Antero Res (AR) 0.0 $35k 2.0k 17.50
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.0 $21k 825.00 25.45
First Republic B 7.000% 00/00/ preferred stocks 0.0 $26k 1.0k 26.00
Goldman Sachs Mlp Inc Opp 0.0 $28k 3.0k 9.33
Vodafone Group New Adr F (VOD) 0.0 $24k 1.1k 21.96
Jpm 6.3 12/31/49 0.0 $26k 1.0k 26.00
Public Storage Z 6% Pfd Call 6 p 0.0 $38k 1.5k 25.33
Bank America Corp Dep pfd stk 0.0 $26k 1.0k 26.00
Axalta Coating Sys (AXTA) 0.0 $27k 920.00 29.35
First Fndtn (FFWM) 0.0 $36k 2.3k 15.65
Fitbit 0.0 $27k 5.0k 5.39
Tier Reit 0.0 $23k 953.00 24.13
Pjt Partners (PJT) 0.0 $52k 1.0k 52.00
Steris 0.0 $43k 375.00 114.67
Anavex Life Sciences (AVXL) 0.0 $27k 10k 2.70
Square Inc cl a (SQ) 0.0 $59k 600.00 98.33
Dentsply Sirona (XRAY) 0.0 $22k 580.00 37.93
Market Vectors Etf Tr Oil Svcs 0.0 $57k 2.3k 25.33
Global X Fds rbtcs artfl in (BOTZ) 0.0 $46k 2.0k 23.00
Trivago N V spon ads a 0.0 $31k 5.0k 6.20
Aurora Cannabis Inc snc 0.0 $25k 2.6k 9.72
China Rapid Fin Ltd equity 0.0 $29k 10k 2.90
Baker Hughes A Ge Company (BKR) 0.0 $25k 740.00 33.78
Tapestry (TPR) 0.0 $25k 500.00 50.00
New York Mortgage Trust p 0.0 $48k 2.0k 24.00
Wyndham Hotels And Resorts (WH) 0.0 $25k 455.00 54.95
Invesco Qqq Trust Series 1 (QQQ) 0.0 $30k 164.00 182.93
Perspecta 0.0 $49k 1.9k 25.83
Invesco Exchange Traded Fd T dynmc phrmctls (PJP) 0.0 $62k 840.00 73.81
Invesco Exchange Traded Fd Tnasdaq Internt etf/equity (PNQI) 0.0 $27k 200.00 135.00
Proshares Short Vix St Futur etf (SVXY) 0.0 $59k 1.0k 59.00
NRG Energy (NRG) 0.0 $2.0k 64.00 31.25
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.0 $3.0k 571.00 5.25
Annaly Capital Management 0.0 $8.0k 769.00 10.40
PennyMac Mortgage Investment Trust (PMT) 0.0 $10k 516.00 19.38
Progressive Corporation (PGR) 0.0 $14k 200.00 70.00
Charles Schwab Corporation (SCHW) 0.0 $12k 235.00 51.06
American Express Company (AXP) 0.0 $17k 159.00 106.92
Ameriprise Financial (AMP) 0.0 $15k 100.00 150.00
Caterpillar (CAT) 0.0 $3.0k 18.00 166.67
Coca-Cola Company (KO) 0.0 $1.0k 1.00 1000.00
Costco Wholesale Corporation (COST) 0.0 $9.0k 40.00 225.00
FedEx Corporation (FDX) 0.0 $6.0k 25.00 240.00
Teva Pharmaceutical Industries (TEVA) 0.0 $10k 450.00 22.22
Archer Daniels Midland Company (ADM) 0.0 $10k 200.00 50.00
Sony Corporation (SONY) 0.0 $1.0k 1.00 1000.00
CBS Corporation 0.0 $11k 200.00 55.00
Bristol Myers Squibb (BMY) 0.0 $4.0k 70.00 57.14
Cracker Barrel Old Country Store (CBRL) 0.0 $15k 100.00 150.00
Hologic (HOLX) 0.0 $4.0k 100.00 40.00
Teradata Corporation (TDC) 0.0 $1.0k 8.00 125.00
Travelers Companies (TRV) 0.0 $1.0k 4.00 250.00
Nokia Corporation (NOK) 0.0 $11k 2.0k 5.50
Waddell & Reed Financial 0.0 $11k 500.00 22.00
Valero Energy Corporation (VLO) 0.0 $6.0k 50.00 120.00
Kroger (KR) 0.0 $12k 420.00 28.57
Yum! Brands (YUM) 0.0 $6.0k 67.00 89.55
Progress Software Corporation (PRGS) 0.0 $7.0k 200.00 35.00
Cemex SAB de CV (CX) 0.0 $2.0k 336.00 5.95
Halliburton Company (HAL) 0.0 $999.960000 26.00 38.46
NCR Corporation (VYX) 0.0 $1.0k 8.00 125.00
Royal Dutch Shell 0.0 $14k 200.00 70.00
Federal National Mortgage Association (FNMA) 0.0 $14k 10k 1.40
Exelon Corporation (EXC) 0.0 $17k 381.00 44.62
Lazard Ltd-cl A shs a 0.0 $10k 200.00 50.00
Starbucks Corporation (SBUX) 0.0 $18k 318.00 56.60
Anheuser-Busch InBev NV (BUD) 0.0 $9.0k 100.00 90.00
Lowe's Companies (LOW) 0.0 $15k 130.00 115.38
Novo Nordisk A/S (NVO) 0.0 $9.0k 200.00 45.00
Via 0.0 $7.0k 200.00 35.00
Fannie Mae Pfd. N (FNMAK) 0.0 $18k 2.2k 8.26
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $17k 200.00 85.00
C.H. Robinson Worldwide (CHRW) 0.0 $20k 200.00 100.00
Chesapeake Energy Corporation 0.0 $9.0k 2.0k 4.50
Fastenal Company (FAST) 0.0 $8.0k 140.00 57.14
Gladstone Commercial Corporation (GOOD) 0.0 $6.0k 300.00 20.00
Ventas (VTR) 0.0 $11k 200.00 55.00
Ctrip.com International 0.0 $6.0k 150.00 40.00
Advanced Micro Devices (AMD) 0.0 $8.0k 255.00 31.37
Teekay Shipping Marshall Isl (TK) 0.0 $1.0k 62.00 16.13
Activision Blizzard 0.0 $10k 116.00 86.21
Wyndham Worldwide Corporation 0.0 $20k 455.00 43.96
Under Armour (UAA) 0.0 $1.0k 23.00 43.48
Ares Capital Corporation (ARCC) 0.0 $8.0k 464.00 17.24
Cantel Medical 0.0 $1.0k 1.00 1000.00
Macquarie Infrastructure Company 0.0 $14k 300.00 46.67
ManTech International Corporation 0.0 $9.0k 150.00 60.00
Myers Industries (MYE) 0.0 $4.0k 165.00 24.24
Perficient (PRFT) 0.0 $5.0k 200.00 25.00
Universal Forest Products 0.0 $999.960000 39.00 25.64
Chipotle Mexican Grill (CMG) 0.0 $1.0k 1.00 1000.00
CenterPoint Energy (CNP) 0.0 $19k 670.00 28.36
Fulton Financial (FULT) 0.0 $12k 745.00 16.11
Hanger Orthopedic 0.0 $6.0k 300.00 20.00
Hormel Foods Corporation (HRL) 0.0 $20k 500.00 40.00
Southwest Airlines (LUV) 0.0 $16k 250.00 64.00
MetLife (MET) 0.0 $14k 295.00 47.46
Piper Jaffray Companies (PIPR) 0.0 $10k 131.00 76.34
Suburban Propane Partners (SPH) 0.0 $5.0k 216.00 23.15
Banco Santander (SAN) 0.0 $15k 2.9k 5.09
Cheniere Energy (LNG) 0.0 $8.0k 120.00 66.67
Novagold Resources Inc Cad (NG) 0.0 $1.0k 100.00 10.00
Ocwen Financial Corporation 0.0 $4.0k 1.0k 4.00
Old Dominion Freight Line (ODFL) 0.0 $16k 100.00 160.00
Tompkins Financial Corporation (TMP) 0.0 $8.0k 100.00 80.00
Wabtec Corporation (WAB) 0.0 $18k 175.00 102.86
United States Steel Corporation (X) 0.0 $11k 350.00 31.43
Brookdale Senior Living (BKD) 0.0 $20k 2.0k 10.00
National Fuel Gas (NFG) 0.0 $3.0k 45.00 66.67
Novavax 0.0 $10k 5.5k 1.83
Otter Tail Corporation (OTTR) 0.0 $15k 319.00 47.02
Permian Basin Royalty Trust (PBT) 0.0 $4.0k 500.00 8.00
Urstadt Biddle Properties 0.0 $11k 500.00 22.00
Flowers Foods (FLO) 0.0 $9.0k 500.00 18.00
Globalstar (GSAT) 0.0 $9.0k 18k 0.50
HCP 0.0 $5.0k 200.00 25.00
Prospect Capital Corporation (PSEC) 0.0 $7.0k 1.0k 7.00
Coastal Bancorp 0.0 $12k 200.00 60.00
Apollo Commercial Real Est. Finance (ARI) 0.0 $12k 642.00 18.69
Kennedy-Wilson Holdings (KW) 0.0 $4.0k 200.00 20.00
Blackrock Kelso Capital 0.0 $5.0k 800.00 6.25
B&G Foods (BGS) 0.0 $5.0k 200.00 25.00
AECOM Technology Corporation (ACM) 0.0 $1.0k 40.00 25.00
Ishares Silver Trust option 0.0 $10k 1.0k 10.00
iShares S&P MidCap 400 Index (IJH) 0.0 $8.0k 40.00 200.00
iShares S&P MidCap 400 Growth (IJK) 0.0 $13k 55.00 236.36
Oclaro 0.0 $1.0k 6.00 166.67
Yamana Gold 0.0 $1.0k 410.00 2.44
BRF Brasil Foods SA (BRFS) 0.0 $5.0k 1.0k 5.00
SPDR S&P Homebuilders (XHB) 0.0 $5.0k 120.00 41.67
iShares MSCI South Korea Index Fund (EWY) 0.0 $2.0k 35.00 57.14
China Fund (CHN) 0.0 $11k 580.00 18.97
Nintendo (NTDOY) 0.0 $5.0k 100.00 50.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $2.0k 17.00 117.65
8x8 (EGHT) 0.0 $11k 500.00 22.00
G Willi-food International ord (WILC) 0.0 $2.0k 350.00 5.71
Corning Inc option 0.0 $5.0k 1.0k 5.00
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $14k 1.2k 11.35
Calamos Strategic Total Return Fund (CSQ) 0.0 $8.0k 600.00 13.33
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $8.0k 500.00 16.00
Sabra Health Care REIT (SBRA) 0.0 $9.0k 400.00 22.50
Hldgs (UAL) 0.0 $5.0k 55.00 90.91
Korea (KF) 0.0 $16k 450.00 35.56
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $10k 200.00 50.00
Main Street Capital Corporation (MAIN) 0.0 $19k 500.00 38.00
TechTarget (TTGT) 0.0 $10k 500.00 20.00
Vanguard Consumer Discretionary ETF (VCR) 0.0 $999.990000 3.00 333.33
Jp Morgan Alerian Mlp Index 0.0 $19k 675.00 28.15
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $4.0k 403.00 9.93
SPDR DJ Wilshire Large Cap Growth (SPYG) 0.0 $999.960000 12.00 83.33
SPDR S&P Oil & Gas Equipt & Servs. 0.0 $1.0k 50.00 20.00
Targa Res Corp (TRGP) 0.0 $3.0k 62.00 48.39
Nuveen Insd Dividend Advantage (NVG) 0.0 $8.0k 577.00 13.86
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $9.0k 675.00 13.33
PIMCO Strategic Global Government Fund (RCS) 0.0 $5.0k 500.00 10.00
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.0 $3.0k 30.00 100.00
D Ishares Tr option 0.0 $8.0k 800.00 10.00
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $12k 1.0k 12.00
RENN Global Entrepreneurs Fund (RCG) 0.0 $18k 10k 1.80
Schwab U S Broad Market ETF (SCHB) 0.0 $8.0k 110.00 72.73
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $5.0k 184.00 27.17
Glu Mobile 0.0 $1.0k 15.00 66.67
Patrick Industries (PATK) 0.0 $2.0k 39.00 51.28
Schwab U S Small Cap ETF (SCHA) 0.0 $1.0k 2.00 500.00
Cabco Trust (CBJCL) 0.0 $4.0k 400.00 10.00
Alliancebernstein Holding Lp cmn 0.0 $5.0k 2.0k 2.50
Pacific Gas & Elec preferred 0.0 $6.0k 225.00 26.67
Southern Calif Ediso preferred 0.0 $3.0k 125.00 24.00
Direxion Shs Etf Tr cmn 0.0 $5.0k 300.00 16.67
Intl Fcstone 0.0 $3.0k 69.00 43.48
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.0 $6.0k 105.00 57.14
Oxford Lane Cap Corp (OXLC) 0.0 $11k 1.0k 11.00
CONSUMER DISCRETIONARY Selt opt 0.0 $1.0k 10.00 100.00
New Mountain Finance Corp (NMFC) 0.0 $4.0k 300.00 13.33
Dunkin' Brands Group 0.0 $4.0k 50.00 80.00
Pac Gas & Elec 5.50% Pfd Cm 1s p (PCG.PB) 0.0 $3.0k 137.00 21.90
Softbank Corp-un (SFTBY) 0.0 $15k 300.00 50.00
Impact Fusion Intl 0.0 $0 200k 0.00
Xylem (XYL) 0.0 $3.0k 40.00 75.00
Zynga 0.0 $999.380000 214.00 4.67
Phillips 66 (PSX) 0.0 $20k 176.00 113.64
Gm Liq Co Guc Tr Derivat motors liq 0.0 $1.0k 40.00 25.00
Ssga Active Etf Tr globl allo etf (GAL) 0.0 $7.0k 185.00 37.84
Broadwind Energy (BWEN) 0.0 $1.0k 112.00 8.93
Mondelez Int (MDLZ) 0.0 $4.0k 100.00 40.00
Southern Calif Edisonco Vtg Pr 0.0 $3.0k 125.00 24.00
Stratasys (SSYS) 0.0 $7.0k 300.00 23.33
Cannabis Science 0.0 $1.1k 15k 0.07
Armour Residential - Reit equs 0.0 $11k 430.00 25.58
REPCOM cla 0.0 $1.0k 2.00 500.00
Crimson Wine (CWGL) 0.0 $1.0k 70.00 14.29
D Stemline Therapeutics 0.0 $8.0k 500.00 16.00
Blackstone Mtg Tr (BXMT) 0.0 $15k 445.00 33.71
Echo Therapeutics 0.0 $1.0k 100.00 10.00
Sulja Bros Bldg Supplies (SLJB) 0.0 $1.0k 50k 0.02
Therapeuticsmd 0.0 $5.0k 800.00 6.25
Blackberry (BB) 0.0 $20k 1.8k 11.43
Leidos Holdings (LDOS) 0.0 $14k 200.00 70.00
Physicians Realty Trust 0.0 $5.0k 300.00 16.67
Sch Fnd Intl Lg Etf (FNDF) 0.0 $999.880000 28.00 35.71
Sch Fnd Us Sm Etf schwab fdt us sc (FNDA) 0.0 $17k 418.00 40.67
Sophiris Bio 0.0 $6.0k 2.0k 3.00
Gaming & Leisure Pptys (GLPI) 0.0 $4.0k 100.00 40.00
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.0 $15k 300.00 50.00
Wizard World 0.0 $16k 100k 0.16
Commscope Hldg (COMM) 0.0 $9.0k 300.00 30.00
Achaogen 0.0 $4.0k 1.0k 4.00
Ultragenyx Pharmaceutical (RARE) 0.0 $15k 200.00 75.00
Uniqure Nv (QURE) 0.0 $7.0k 200.00 35.00
Revance Therapeutics (RVNC) 0.0 $12k 500.00 24.00
Investors Ban 0.0 $17k 1.4k 12.59
Weatherford Intl Plc ord 0.0 $1.0k 100.00 10.00
Ally Financial (ALLY) 0.0 $8.0k 303.00 26.40
Grubhub 0.0 $3.0k 20.00 150.00
Xcerra 0.0 $7.0k 500.00 14.00
Arista Networks (ANET) 0.0 $7.0k 25.00 280.00
Gopro (GPRO) 0.0 $1.0k 5.00 200.00
Moelis & Co (MC) 0.0 $11k 200.00 55.00
T2 Biosystems 0.0 $7.0k 1.0k 7.00
Keysight Technologies (KEYS) 0.0 $3.0k 50.00 60.00
Second Sight Med Prods 0.0 $14k 7.3k 1.92
Axalta Coating Systems Ltd cmn 0.0 $6.0k 200.00 30.00
Eversource Energy (ES) 0.0 $6.0k 100.00 60.00
Urban Edge Pptys (UE) 0.0 $5.0k 233.00 21.46
Shake Shack Inc cl a (SHAK) 0.0 $1.0k 1.00 1000.00
Jpm 6 1/8 12/31/49 0.0 $6.0k 250.00 24.00
Flex Pharma 0.0 $5.0k 10k 0.50
Bwx Technologies (BWXT) 0.0 $6.0k 100.00 60.00
Axovant Sciences 0.0 $1.0k 230.00 4.35
Viking Therapeutics (VKTX) 0.0 $1.0k 5.00 200.00
Vareit, Inc reits 0.0 $7.0k 1.0k 7.00
Global Blood Therapeutics In 0.0 $15k 400.00 37.50
First Data 0.0 $7.0k 300.00 23.33
Novocure Ltd ord (NVCR) 0.0 $4.0k 80.00 50.00
Anavex Life Sciences Corp call 0.0 $7.0k 965.00 7.25
Samsonite International 0.0 $20k 5.5k 3.64
Under Armour Inc Cl C (UA) 0.0 $6.0k 300.00 20.00
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $999.900000 30.00 33.33
Qualstar 0.0 $999.750000 75.00 13.33
Genco Shipping (GNK) 0.0 $7.0k 500.00 14.00
Trilogy Metals (TMQ) 0.0 $1.0k 16.00 62.50
Alcoa (AA) 0.0 $1.0k 36.00 27.78
Ishares Msci Japan (EWJ) 0.0 $15k 250.00 60.00
Camping World Hldgs (CWH) 0.0 $4.0k 200.00 20.00
American Lithium Minerals In (AMLM) 0.0 $1.0k 500.00 2.00
Canopy Gro 0.0 $15k 300.00 50.00
Aquabounty Technologies 0.0 $1.0k 1.00 1000.00
Snap Inc cl a (SNAP) 0.0 $4.0k 426.00 9.39
Longfor Properties Co- (LGFRY) 0.0 $10k 400.00 25.00
Bitcoin Investment Trust uit 0.0 $2.0k 300.00 6.67
Xerox 0.0 $20k 750.00 26.67
Altaba 0.0 $1.0k 4.00 250.00
Frontier Communication 0.0 $999.960000 13.00 76.92
Okta Inc cl a (OKTA) 0.0 $18k 250.00 72.00
Bellatrix Exploration 0.0 $994.000000 1.4k 0.71
Cision 0.0 $5.0k 300.00 16.67
Jbg Smith Properties (JBGS) 0.0 $9.0k 233.00 38.63
Granite Pt Mtg Tr (GPMT) 0.0 $2.0k 104.00 19.23
Stars Group 0.0 $6.0k 250.00 24.00
Fennec Pharmaceuticals (FENC) 0.0 $4.0k 502.00 7.97
Whiting Petroleum Corp 0.0 $1.0k 15.00 66.67
Riot Blockchain (RIOT) 0.0 $1.0k 100.00 10.00
Strata Oil & Gas (SPOWF) 0.0 $1.0k 1.3k 0.75
Lexinfintech Hldgs (LX) 0.0 $5.0k 500.00 10.00
Heat Biologics Inc -redh 0.0 $2.0k 1.0k 2.00
Salon Media Group (SLNM) 0.0 $2.0k 66k 0.03
Dropbox Inc-class A (DBX) 0.0 $4.0k 165.00 24.24
Supreme Cannabis Co Inc/the 0.0 $4.0k 2.5k 1.60
Terra Tech Corp 0.0 $1.0k 667.00 1.50
Link Motion Inc - 0.0 $1.0k 50.00 20.00
Spotify Technology Sa (SPOT) 0.0 $3.0k 15.00 200.00
Apergy Corp 0.0 $10k 232.00 43.10
Equinor Asa (EQNR) 0.0 $6.0k 200.00 30.00
Powershares Etf Trust kbw bk port (KBWB) 0.0 $1.0k 14.00 71.43
Invesco Exchng Traded Fd Tr china technlgy (CQQQ) 0.0 $1.0k 10.00 100.00
Carbon Black 0.0 $8.0k 400.00 20.00
Invesco China Real Estate Et etf 0.0 $8.0k 300.00 26.67
Freddie Mac p (FMCCG) 0.0 $2.0k 200.00 10.00
Helios & Matheson Analytics In Com Par (HMNY) 0.0 $1.0k 25k 0.04
Bofi Holding (AX) 0.0 $1.0k 6.00 166.67
Vivus 0.0 $999.000000 300.00 3.33
September 18 Calls On Sds Us equity option 0.0 $1.0k 1.0k 1.00