FNY Investment Advisers

FNY Investment Advisers as of Dec. 31, 2018

Portfolio Holdings for FNY Investment Advisers

FNY Investment Advisers holds 689 positions in its portfolio as reported in the December 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Shire 15.6 $45M 256k 174.04
Tesaro 6.1 $17M 235k 74.25
Twenty-first Century Fox 5.9 $17M 353k 48.12
Red Hat 5.8 $17M 95k 175.63
Lloyds TSB (LYG) 3.3 $9.5M 3.7M 2.56
Linde 3.3 $9.4M 61k 156.03
athenahealth 3.0 $8.7M 66k 131.93
Dun & Bradstreet Corporation 2.6 $7.4M 52k 142.72
Advanced Semiconductor Engineering (ASX) 2.4 $6.9M 1.8M 3.75
Barclays (BCS) 2.4 $6.8M 900k 7.54
Anheuser-Busch InBev NV (BUD) 2.3 $6.6M 100k 65.81
British American Tobac (BTI) 2.1 $6.1M 193k 31.86
Invesco Qqq Trust Series 1 (QQQ) 2.0 $5.7M 37k 154.25
Taiwan Semiconductor Mfg (TSM) 1.9 $5.5M 150k 36.90
General Electric Company 1.3 $3.7M 485k 7.57
Asml Holding (ASML) 1.2 $3.4M 22k 155.60
Fox News 1.2 $3.3M 69k 47.77
Integrated Device Technology 1.1 $3.2M 66k 48.42
Banco Santander (SAN) 1.1 $3.1M 700k 4.48
Arris 1.0 $3.0M 98k 30.56
iShares S&P NA Tec. Semi. Idx (SOXX) 0.9 $2.7M 17k 156.87
Orbotech Ltd Com Stk 0.9 $2.7M 47k 56.53
Amazon (AMZN) 0.8 $2.4M 1.6k 1501.60
Nxp Semiconductors N V (NXPI) 0.8 $2.4M 32k 73.26
International Business Machines (IBM) 0.8 $2.3M 20k 113.66
BHP Billiton (BHP) 0.8 $2.3M 47k 48.29
CVS Caremark Corporation (CVS) 0.8 $2.2M 34k 65.51
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $2.2M 27k 81.07
Unilever 0.8 $2.2M 40k 53.80
Technipfmc (FTI) 0.7 $2.0M 100k 19.58
National Grid (NGG) 0.7 $1.9M 40k 47.98
Pos (PKX) 0.7 $1.9M 34k 54.93
Grifols S A Sponsored Adr R (GRFS) 0.6 $1.7M 93k 18.36
Tesla Motors (TSLA) 0.6 $1.6M 4.8k 332.62
SK Tele 0.5 $1.5M 58k 26.79
Vodafone Group New Adr F (VOD) 0.5 $1.4M 75k 19.28
BP (BP) 0.5 $1.4M 38k 37.90
Visa (V) 0.5 $1.4M 11k 131.90
Veoneer Incorporated 0.5 $1.3M 56k 23.57
Electro Scientific Industries 0.4 $1.2M 40k 29.94
Tronc 0.4 $1.2M 106k 11.33
Electronic Arts (EA) 0.4 $1.2M 15k 78.87
ING Groep (ING) 0.4 $1.1M 100k 10.66
STMicroelectronics (STM) 0.4 $1.0M 75k 13.88
Ryanair Holdings (RYAAY) 0.3 $998k 14k 71.29
Mellanox Technologies 0.3 $976k 11k 92.29
Market Vectors Etf High Yield Muni Index etf (HYD) 0.3 $966k 16k 61.00
Haymaker Acquisition Corp 0.3 $950k 95k 10.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $902k 8.0k 112.75
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.3 $857k 9.8k 87.28
HSBC Holdings (HSBC) 0.3 $822k 20k 41.10
Gabelli Dividend & Income Trust (GDV) 0.3 $741k 41k 18.30
Nii Holdings 0.3 $733k 166k 4.41
Xperi 0.3 $735k 40k 18.38
Koninklijke Philips Electronics NV (PHG) 0.2 $702k 20k 35.10
Energy Select Sector SPDR (XLE) 0.2 $716k 13k 57.28
Fiat Chrysler Auto 0.2 $724k 50k 14.46
BHP Billiton 0.2 $677k 16k 41.84
Tenaris (TS) 0.2 $697k 33k 21.31
Elbit Imaging Ltd. Cmn (EMITF) 0.2 $677k 521k 1.30
Eastside Distilling 0.2 $699k 113k 6.17
Schultze Special Purpose Acquisi Unt 0.2 $672k 68k 9.94
Schlumberger (SLB) 0.2 $664k 18k 36.08
Smith & Nephew (SNN) 0.2 $616k 17k 37.33
Micro Focus Intl 0.2 $610k 36k 17.18
Royal Dutch Shell 0.2 $558k 9.6k 58.25
Prudential Public Limited Company (PUK) 0.2 $558k 16k 35.36
Fresenius Medical Care AG & Co. (FMS) 0.2 $583k 18k 32.39
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.2 $561k 5.4k 103.80
Mitek Systems (MITK) 0.2 $581k 54k 10.81
Tokyo Electronic (TOELY) 0.2 $563k 20k 28.15
Intercontinental Hotels Group (IHG) 0.2 $574k 10k 57.40
Hc2 Holdings 0.2 $529k 201k 2.64
Encana Corp 0.2 $527k 91k 5.77
NxStage Medical 0.2 $523k 18k 28.61
Wal-Mart Stores (WMT) 0.2 $491k 5.3k 93.06
Empire Natl Bk 0.2 $492k 44k 11.30
Goldman Sachs (GS) 0.2 $447k 2.7k 166.92
Pandora Media 0.2 $447k 55k 8.08
Galapagos Nv- (GLPG) 0.2 $458k 5.0k 91.60
Iqiyi (IQ) 0.2 $446k 30k 14.87
Shinhan Financial (SHG) 0.1 $425k 12k 35.44
Social Cap Hedosophia Hldgs unit 99/99/9999 0.1 $423k 41k 10.21
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $390k 10k 39.00
Credit Suisse Group 0.1 $407k 38k 10.85
Alphabet Inc Class A cs (GOOGL) 0.1 $391k 375.00 1042.67
iShares MSCI Emerging Markets Indx (EEM) 0.1 $365k 9.4k 38.96
United Microelectronics (UMC) 0.1 $385k 215k 1.79
Wesdome Gold Mines (WDOFF) 0.1 $369k 114k 3.24
Autoliv (ALV) 0.1 $351k 5.0k 70.20
Hill International 0.1 $335k 109k 3.08
Crawford & Company (CRD.B) 0.1 $333k 37k 8.98
Royal Bank of Scotland 0.1 $349k 63k 5.58
Liberty Global 0.1 $356k 25k 14.47
Inseego (INSG) 0.1 $346k 84k 4.14
Centric Brands 0.1 $334k 98k 3.42
Advance Auto Parts (AAP) 0.1 $314k 2.0k 157.00
Denbury Resources 0.1 $322k 189k 1.71
Altra Holdings 0.1 $314k 13k 25.12
UFP Technologies (UFPT) 0.1 $303k 10k 30.03
Tahoe Resources 0.1 $304k 84k 3.64
Facebook Inc cl a (META) 0.1 $328k 2.5k 130.80
Bunge 0.1 $286k 5.4k 53.33
Nike (NKE) 0.1 $293k 4.0k 74.05
Baidu (BIDU) 0.1 $277k 1.8k 158.18
Inphi Corporation 0.1 $286k 8.9k 32.13
Sb One Bancorp 0.1 $284k 14k 20.41
Ra Med Sys 0.1 $287k 36k 7.93
Genworth Financial (GNW) 0.1 $245k 53k 4.65
PPL Corporation (PPL) 0.1 $249k 8.8k 28.22
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.1 $264k 50k 5.28
Fireeye 0.1 $255k 16k 16.19
CBOE Holdings (CBOE) 0.1 $234k 2.4k 97.50
Consumer Discretionary SPDR (XLY) 0.1 $240k 2.4k 98.77
SPDR S&P Homebuilders (XHB) 0.1 $239k 7.4k 32.51
Citigroup (C) 0.1 $223k 4.3k 51.86
Zynga 0.1 $235k 60k 3.92
Micron Solutions 0.1 $219k 83k 2.65
Tsakos Energy Navigation Ltd Cum Red Perp Pfd Registered Shs Series E equity 0.1 $217k 12k 17.66
Alta Mesa Resour 0.1 $233k 233k 1.00
Pinduoduo (PDD) 0.1 $224k 10k 22.40
Cigna Corp (CI) 0.1 $219k 1.2k 189.53
Hess (HES) 0.1 $210k 5.2k 40.38
Ctrip.com International 0.1 $189k 7.0k 27.00
Medifast (MED) 0.1 $189k 1.5k 124.67
Randgold Resources 0.1 $199k 15k 13.49
Esterline Technologies Corporation 0.1 $201k 1.7k 121.21
Financial Select Sector SPDR (XLF) 0.1 $202k 8.5k 23.80
Aramark Hldgs (ARMK) 0.1 $202k 7.0k 28.86
Pershing Gold 0.1 $212k 200k 1.06
Invesco Db Agriculture Fund etp (DBA) 0.1 $211k 13k 16.89
Travelers Companies (TRV) 0.1 $179k 1.5k 119.33
Target Corporation (TGT) 0.1 $161k 2.4k 65.77
General Motors Company (GM) 0.1 $185k 5.6k 33.36
1iqtech International 0.1 $182k 134k 1.36
Rubicon Proj 0.1 $184k 50k 3.72
Eldorado Resorts 0.1 $176k 4.9k 36.17
Pdvwireless 0.1 $168k 4.5k 37.33
Cronos Group (CRON) 0.1 $158k 15k 10.33
Pyx 0.1 $177k 15k 11.80
Bayer (BAYRY) 0.1 $150k 8.6k 17.49
USG Corporation 0.1 $134k 3.1k 42.58
AK Steel Holding Corporation 0.1 $148k 66k 2.24
United States Steel Corporation (X) 0.1 $142k 7.8k 18.15
Amarin Corporation (AMRN) 0.1 $136k 10k 13.60
Calix (CALX) 0.1 $156k 16k 9.74
1st Colonial Ban (FCOB) 0.1 $136k 11k 12.24
Pro-dex Inc Colo equity (PDEX) 0.1 $131k 11k 12.01
Si Financial Group 0.1 $146k 12k 12.70
Fs Investment Corporation 0.1 $134k 26k 5.17
Liberty Broadband Corporation (LBRDA) 0.1 $157k 2.2k 71.40
Cryoport Inc Com Par $0 001 (CYRX) 0.1 $143k 13k 11.00
Hertz Global Holdings 0.1 $131k 9.7k 13.55
Trade Desk (TTD) 0.1 $133k 1.2k 115.65
Dixie Brands Ord 0.1 $139k 240k 0.58
Himax Technologies (HIMX) 0.0 $121k 35k 3.43
Aercap Holdings Nv Ord Cmn (AER) 0.0 $112k 2.9k 39.30
FedEx Corporation (FDX) 0.0 $116k 725.00 160.00
At&t (T) 0.0 $114k 4.0k 28.50
McKesson Corporation (MCK) 0.0 $105k 955.00 109.95
Diageo (DEO) 0.0 $113k 800.00 141.25
Marsh & McLennan Companies (MMC) 0.0 $119k 1.5k 79.33
Freeport-McMoRan Copper & Gold (FCX) 0.0 $101k 9.8k 10.31
Sap (SAP) 0.0 $110k 1.1k 98.92
Ii-vi 0.0 $116k 3.6k 32.31
United States Oil Fund 0.0 $106k 11k 9.64
Constellation Brands (STZ) 0.0 $104k 648.00 160.00
PacWest Ban 0.0 $124k 3.8k 33.07
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $105k 14k 7.34
Chunghwa Telecom Co Ltd - (CHT) 0.0 $125k 3.5k 35.71
Sberbank Russia 0.0 $109k 10k 10.90
Intercontinental Exchange (ICE) 0.0 $112k 1.5k 74.67
Connectone Banc (CNOB) 0.0 $110k 6.0k 18.33
Ikang Healthcare Group- 0.0 $101k 5.0k 20.20
Zayo Group Hldgs 0.0 $102k 4.5k 22.57
Alphabet Inc Class C cs (GOOG) 0.0 $103k 100.00 1030.00
Square Inc cl a (SQ) 0.0 $112k 2.0k 56.00
Nutanix Inc cl a (NTNX) 0.0 $113k 2.7k 41.51
Aslan Pharmaceuticals Adr ads 0.0 $104k 26k 3.94
Apollo Investment Corp. (MFIC) 0.0 $104k 8.4k 12.38
Hartford Financial Services (HIG) 0.0 $95k 2.1k 44.41
Greif (GEF) 0.0 $77k 2.1k 37.02
Xilinx 0.0 $85k 1.0k 85.00
Apple (AAPL) 0.0 $78k 500.00 156.00
Cemex SAB de CV (CX) 0.0 $96k 20k 4.80
Macy's (M) 0.0 $78k 2.6k 29.57
Qualcomm (QCOM) 0.0 $96k 1.7k 56.49
AvalonBay Communities (AVB) 0.0 $81k 468.00 173.08
PennantPark Investment (PNNT) 0.0 $86k 14k 6.33
Central Garden & Pet (CENTA) 0.0 $93k 3.0k 31.00
Urstadt Biddle Properties 0.0 $92k 6.1k 15.10
iShares Silver Trust (SLV) 0.0 $76k 5.3k 14.34
Safeguard Scientifics (SFE) 0.0 $73k 8.5k 8.59
THL Credit 0.0 $83k 14k 6.01
Goldman Sachs Group In Pfd 1/1 (GS.PC) 0.0 $82k 4.5k 18.22
Icad (ICAD) 0.0 $75k 20k 3.67
Metropcs Communications (TMUS) 0.0 $92k 1.5k 63.36
Twitter 0.0 $98k 3.4k 28.67
Sunnyside Ban 0.0 $91k 7.5k 12.13
Veritex Hldgs (VBTX) 0.0 $94k 4.4k 21.25
Mylan Nv 0.0 $90k 3.3k 27.27
Liberty Media Corp Delaware Com C Siriusxm 0.0 $79k 2.2k 36.74
Twilio Inc cl a (TWLO) 0.0 $100k 1.1k 88.57
Direxion Shs Etf Tr call 0.0 $79k 6.0k 13.17
Brookfield Property Reit Inc cl a 0.0 $94k 5.9k 16.04
Megalith Finl Acquisition Co unit 09/30/2025 0.0 $76k 7.6k 10.00
Cai Internatnl 8.50-perp Cum Q p 0.0 $79k 3.5k 22.57
E TRADE Financial Corporation 0.0 $43k 1.0k 43.00
Johnson & Johnson (JNJ) 0.0 $64k 500.00 128.00
CBS Corporation 0.0 $63k 1.5k 43.34
Zebra Technologies (ZBRA) 0.0 $44k 279.00 157.71
Western Digital (WDC) 0.0 $57k 1.6k 36.43
WellCare Health Plans 0.0 $47k 200.00 235.00
Dover Corporation (DOV) 0.0 $49k 700.00 70.00
Rite Aid Corporation 0.0 $61k 87k 0.70
Barnes & Noble 0.0 $58k 8.3k 7.05
Humana (HUM) 0.0 $57k 200.00 285.00
United Bankshares (UBSI) 0.0 $55k 1.8k 31.00
ORIX Corporation (IX) 0.0 $71k 1.0k 71.00
Capital Senior Living Corporation 0.0 $45k 6.7k 6.76
Seneca Foods Corporation (SENEB) 0.0 $43k 1.5k 28.94
iShares Russell 2000 Value Index (IWN) 0.0 $48k 450.00 106.67
Consumer Staples Select Sect. SPDR (XLP) 0.0 $46k 920.00 50.00
Ss&c Technologies Holding (SSNC) 0.0 $49k 1.1k 44.55
Blackstone Gso Flting Rte Fu (BSL) 0.0 $45k 3.0k 15.00
Goldfield Corporation 0.0 $45k 20k 2.25
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $59k 5.2k 11.30
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $43k 3.4k 12.60
Gaming Partners International 0.0 $65k 5.0k 13.00
DNB Financial Corp 0.0 $52k 1.9k 26.83
Bank Of America Corp Pfd Per1/ (BAC.PE) 0.0 $61k 3.1k 19.68
Proshares Tr shrt hgh yield (SJB) 0.0 $58k 2.5k 23.20
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $49k 1.1k 44.55
Sarepta Therapeutics (SRPT) 0.0 $55k 510.00 108.00
Dynagas Lng Partners (DLNG) 0.0 $49k 15k 3.33
Quotient 0.0 $48k 7.9k 6.08
C K Hutchison Holdin F Adr 1 Adr Reps 1 Ord (CKHUY) 0.0 $64k 6.8k 9.38
Hp (HPQ) 0.0 $43k 2.1k 20.12
Eaton Vance High Income 2021 0.0 $47k 5.3k 8.88
Ashland (ASH) 0.0 $70k 1.0k 70.00
Nuveen High Income November 0.0 $51k 5.8k 8.82
Aspen Insurance Hldg Ltd pref (AHL.PD) 0.0 $51k 2.6k 19.91
Brookfield Real Assets Incom shs ben int (RA) 0.0 $48k 2.6k 18.82
Arch Capital Group Ltd., Series F, 5.45 Percent (ACGLO) 0.0 $44k 2.2k 20.12
Highlands Bancorp 0.0 $45k 3.0k 15.00
Perspecta 0.0 $55k 3.3k 16.92
Credit Suisse Nassau Brh velocity shs dai 0.0 $70k 1.0k 70.00
Lovesac Company (LOVE) 0.0 $58k 2.6k 22.72
Protective Insurance 0.0 $56k 3.4k 16.47
Barings Bdc (BBDC) 0.0 $43k 4.8k 8.99
Entera Bio (ENTX) 0.0 $46k 15k 3.03
Cgx Energy (CGXEF) 0.0 $65k 240k 0.27
Entasis Therapeutics Holdings Ord 0.0 $56k 14k 4.03
Marker Therapeutics Ord 0.0 $45k 8.2k 5.52
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.0 $35k 6.3k 5.54
JPMorgan Chase & Co. (JPM) 0.0 $19k 200.00 95.00
MGIC Investment (MTG) 0.0 $37k 3.6k 10.35
Brown-Forman Corporation (BF.B) 0.0 $15k 326.00 46.01
Newell Rubbermaid (NWL) 0.0 $36k 2.0k 18.40
Rent-A-Center (UPBD) 0.0 $32k 2.0k 16.00
Foot Locker (FL) 0.0 $39k 750.00 52.00
Office Depot 0.0 $41k 16k 2.53
Halliburton Company (HAL) 0.0 $16k 600.00 26.00
Maxim Integrated Products 0.0 $20k 400.00 50.00
United Technologies Corporation 0.0 $28k 347.00 81.08
Federal National Mortgage Association (FNMA) 0.0 $34k 33k 1.05
Prestige Brands Holdings (PBH) 0.0 $37k 1.2k 30.18
Big 5 Sporting Goods Corporation (BGFV) 0.0 $40k 16k 2.56
Papa John's Int'l (PZZA) 0.0 $29k 741.00 38.57
Wynn Resorts (WYNN) 0.0 $29k 303.00 96.67
Delta Air Lines (DAL) 0.0 $35k 702.00 49.86
Radian (RDN) 0.0 $37k 2.3k 16.16
Aspen Insurance Holdings 0.0 $30k 730.00 41.10
Activision Blizzard 0.0 $33k 730.00 45.71
NutriSystem 0.0 $36k 832.00 43.27
Marvell Technology Group 0.0 $18k 1.1k 16.06
Synaptics, Incorporated (SYNA) 0.0 $37k 1.0k 36.27
Core-Mark Holding Company 0.0 $34k 1.5k 22.97
Hibbett Sports (HIBB) 0.0 $38k 2.7k 14.01
Rush Enterprises (RUSHA) 0.0 $41k 1.2k 34.17
UGI Corporation (UGI) 0.0 $26k 495.00 52.53
Akorn 0.0 $18k 5.5k 3.30
Centene Corporation (CNC) 0.0 $23k 200.00 115.00
TreeHouse Foods (THS) 0.0 $37k 740.00 50.00
Marchex (MCHX) 0.0 $42k 16k 2.62
HEICO Corporation (HEI.A) 0.0 $38k 613.00 61.99
Old Point Financial Corporation (OPOF) 0.0 $29k 1.4k 21.29
Nabors Industries 0.0 $37k 19k 2.00
Signet Jewelers (SIG) 0.0 $39k 1.2k 31.25
National CineMedia 0.0 $38k 6.0k 6.36
ZIOPHARM Oncology (TCRT) 0.0 $35k 19k 1.87
iShares S&P Europe 350 Index (IEV) 0.0 $22k 570.00 38.60
Cohen & Steers infrastucture Fund (UTF) 0.0 $39k 2.0k 19.50
Pacific Biosciences of California (PACB) 0.0 $26k 3.6k 7.23
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $21k 1.8k 11.67
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $35k 9.0k 3.89
Invesco Quality Municipal Inc Trust (IQI) 0.0 $23k 2.1k 11.19
Kelly Services (KELYB) 0.0 $25k 1.2k 20.11
Goldman Sachs Floating Ser D P p (GS.PD) 0.0 $26k 1.5k 17.33
Blackrock Muniyield Quality Fund (MQY) 0.0 $38k 3.0k 12.79
Us Bancorp Float Rate Pfd 3.5%min (USB.PH) 0.0 $31k 1.7k 18.24
Mid Penn Ban (MPB) 0.0 $16k 700.00 22.86
U S Bancorp p (USB.PA) 0.0 $37k 50.00 740.00
Bank Of America Corp Qtr Lib + p (BML.PH) 0.0 $27k 1.5k 18.00
Marathon Petroleum Corp (MPC) 0.0 $37k 631.00 58.64
Us Silica Hldgs (SLCA) 0.0 $37k 3.6k 10.14
Phillips 66 (PSX) 0.0 $37k 437.00 84.67
Pioneer Energy Services 0.0 $32k 26k 1.23
Palo Alto Networks (PANW) 0.0 $37k 200.00 185.00
L Brands 0.0 $37k 1.5k 25.19
Pimco Dynamic Credit Income other 0.0 $23k 1.1k 20.44
Mallinckrodt Pub 0.0 $36k 2.3k 15.73
Eastman Kodak (KODK) 0.0 $38k 15k 2.54
Fnb Corp 7.25% Preferred p (FNB.PE) 0.0 $34k 1.3k 25.39
Energous 0.0 $20k 3.5k 5.71
Spartannash (SPTN) 0.0 $37k 2.2k 17.00
Jd (JD) 0.0 $27k 1.3k 20.83
Theravance Biopharma (TBPH) 0.0 $42k 1.7k 25.39
Caretrust Reit (CTRE) 0.0 $39k 2.2k 18.03
Cyberark Software (CYBR) 0.0 $22k 300.00 73.33
Medtronic (MDT) 0.0 $38k 418.00 90.91
Kraft Heinz (KHC) 0.0 $25k 600.00 41.67
Babcock & Wilcox Enterprises 0.0 $19k 49k 0.39
Viking Therapeutics (VKTX) 0.0 $38k 5.0k 7.60
Paypal Holdings (PYPL) 0.0 $25k 300.00 83.33
Tsakos Energy 8.875%perp Cum C p 0.0 $23k 1.3k 17.69
Nielsen Hldgs Plc Shs Eur 0.0 $33k 1.4k 23.00
First Data 0.0 $42k 2.5k 16.80
Gaia (GAIA) 0.0 $33k 3.3k 10.10
Direxion Shs Etf Tr Daily Gold Miner 0.0 $41k 1.8k 22.59
Legg Mason Inc Jr Sub Nt 56 equity 0.0 $26k 1.3k 20.00
Smith & Wesson Holding Corpora 0.0 $37k 2.9k 12.79
Peoples United Fin Inc Class A P 0.0 $36k 1.7k 21.75
Snap Inc cl a (SNAP) 0.0 $27k 5.0k 5.40
Akoustis Technologies (AKTS) 0.0 $34k 7.0k 4.85
Security Devices Intl Ord 0.0 $26k 174k 0.15
Altaba 0.0 $34k 600.00 56.67
Ultra Petroleum 0.0 $38k 50k 0.76
Barclays Bk Plc Ipath S&p500 Vix etf 0.0 $23k 500.00 46.00
Aspen Group (ASPU) 0.0 $29k 5.5k 5.31
Encompass Health Corp (EHC) 0.0 $33k 547.00 60.33
Loma Negra Compania Industrial Argentina Sa (LOMA) 0.0 $26k 2.4k 10.83
Credit Suisse Ag Nassau Brh vlctyshs 3x s&p 0.0 $15k 375.00 40.00
Oaktree Strategic Income Cor 0.0 $24k 3.2k 7.56
Mps Bioceutical Ord 0.0 $19k 30k 0.63
Cai Internatnl 8.50.perp Cum Q p 0.0 $27k 1.2k 22.50
Invesco Senior Loan Etf otr (BKLN) 0.0 $24k 1.1k 21.45
Colony Cap Inc New cl a 0.0 $36k 7.7k 4.68
Pgim Global Short Duration H (GHY) 0.0 $20k 1.6k 12.31
Pgim Short Duration High Yie (ISD) 0.0 $21k 1.6k 12.92
Spartan Energy Acquisition Cl A Unt 0.0 $28k 2.8k 10.00
Oaktree Capital Grp Llc - Callable pref (OAK.PB) 0.0 $20k 883.00 22.65
Resideo Technologies (REZI) 0.0 $20k 1.0k 20.00
Tencent Music Entertco L spon ad (TME) 0.0 $19k 1.5k 12.67
Moderna (MRNA) 0.0 $22k 1.5k 14.67
Freedom Leaf Ord 0.0 $23k 110k 0.21
Marimed Ord 0.0 $26k 8.0k 3.25
Prospect Capital Corp P 0.0 $41k 1.8k 22.99
Spartan Energy Acquisition Cl A Ord 0.0 $22k 2.3k 9.57
Whitehorse Finance 6 5 Nts 0.0 $22k 935.00 23.53
Barrick Gold Corp (GOLD) 0.0 $0 1.00 0.00
China Petroleum & Chemical 0.0 $6.0k 99.00 60.61
Microsoft Corporation (MSFT) 0.0 $1.0k 10.00 100.00
Denny's Corporation (DENN) 0.0 $9.0k 593.00 15.18
Annaly Capital Management 0.0 $1.0k 200.00 5.00
Exxon Mobil Corporation (XOM) 0.0 $4.0k 60.00 66.67
Via 0.0 $10k 420.00 23.81
Crocs (CROX) 0.0 $10k 400.00 25.00
Abbott Laboratories (ABT) 0.0 $0 5.00 0.00
Eli Lilly & Co. (LLY) 0.0 $12k 104.00 115.38
Sony Corporation (SONY) 0.0 $2.0k 60.00 33.33
Scholastic Corporation (SCHL) 0.0 $10k 257.00 38.91
Spdr S&p 500 Etf (SPY) 0.0 $12k 50.00 240.00
Apache Corporation 0.0 $5.0k 200.00 25.00
Cisco Systems (CSCO) 0.0 $0 10.00 0.00
Mercury General Corporation (MCY) 0.0 $9.0k 187.00 48.13
NVIDIA Corporation (NVDA) 0.0 $6.0k 50.00 120.00
Transocean (RIG) 0.0 $0 2.0k 0.00
Harris Corporation 0.0 $10k 76.00 131.58
Jack in the Box (JACK) 0.0 $3.0k 42.00 71.43
Verizon Communications (VZ) 0.0 $0 1.00 0.00
Charles River Laboratories (CRL) 0.0 $10k 89.00 112.36
Regions Financial Corporation (RF) 0.0 $12k 900.00 13.33
ACI Worldwide (ACIW) 0.0 $10k 370.00 27.03
Whirlpool Corporation (WHR) 0.0 $2.0k 25.00 80.00
Haemonetics Corporation (HAE) 0.0 $10k 104.00 96.15
Cadence Design Systems (CDNS) 0.0 $10k 234.00 42.74
United States Cellular Corporation (USM) 0.0 $10k 195.00 51.28
Casey's General Stores (CASY) 0.0 $9.0k 77.00 116.88
Pepsi (PEP) 0.0 $5.0k 50.00 100.00
Weyerhaeuser Company (WY) 0.0 $4.0k 200.00 20.00
PG&E Corporation (PCG) 0.0 $0 1.00 0.00
Starbucks Corporation (SBUX) 0.0 $3.0k 56.00 53.57
Brown-Forman Corporation (BF.A) 0.0 $2.0k 45.00 44.44
Lowe's Companies (LOW) 0.0 $9.0k 100.00 90.00
Tootsie Roll Industries (TR) 0.0 $999.900000 45.00 22.22
Dollar Tree (DLTR) 0.0 $4.0k 50.00 80.00
Scientific Games (LNW) 0.0 $0 3.00 0.00
eHealth (EHTH) 0.0 $10k 264.00 37.88
ConAgra Foods (CAG) 0.0 $4.0k 200.00 20.00
Old Republic International Corporation (ORI) 0.0 $9.0k 469.00 19.19
Overstock (BYON) 0.0 $0 65.00 0.00
Chesapeake Energy Corporation 0.0 $0 15.00 0.00
Resources Connection (RGP) 0.0 $10k 712.00 14.04
Lennar Corporation (LEN.B) 0.0 $6.0k 201.00 29.85
Gray Television (GTN) 0.0 $9.0k 663.00 13.57
Take-Two Interactive Software (TTWO) 0.0 $1.0k 10.00 100.00
Financial Institutions (FISI) 0.0 $999.900000 45.00 22.22
Advanced Micro Devices (AMD) 0.0 $999.900000 90.00 11.11
Brinker International (EAT) 0.0 $5.0k 135.00 37.04
Juniper Networks (JNPR) 0.0 $12k 475.00 25.26
Array BioPharma 0.0 $0 30.00 0.00
iShares Russell 2000 Index (IWM) 0.0 $0 4.00 0.00
Owens-Illinois 0.0 $2.0k 145.00 13.79
Seagate Technology Com Stk 0.0 $13k 360.00 36.11
Sigma Designs 0.0 $0 6.3k 0.00
W&T Offshore (WTI) 0.0 $10k 2.6k 3.82
Abiomed 0.0 $11k 34.00 323.53
Amedisys (AMED) 0.0 $10k 90.00 111.11
Herbalife Ltd Com Stk (HLF) 0.0 $0 4.00 0.00
BioScrip 0.0 $9.0k 2.7k 3.39
Deutsche Bank Ag-registered (DB) 0.0 $2.0k 250.00 8.00
Dorman Products (DORM) 0.0 $10k 114.00 87.72
Exelixis (EXEL) 0.0 $0 30.00 0.00
First Financial Bankshares (FFIN) 0.0 $10k 180.00 55.56
Great Lakes Dredge & Dock Corporation (GLDD) 0.0 $10k 1.5k 6.51
Gorman-Rupp Company (GRC) 0.0 $9.0k 307.00 29.32
Morningstar (MORN) 0.0 $9.0k 90.00 100.00
New Jersey Resources Corporation (NJR) 0.0 $12k 270.00 44.44
Renasant (RNST) 0.0 $2.0k 90.00 22.22
Sally Beauty Holdings (SBH) 0.0 $9.0k 581.00 15.49
Vanda Pharmaceuticals (VNDA) 0.0 $10k 405.00 24.69
Flowserve Corporation (FLS) 0.0 $9.0k 261.00 34.48
HMS Holdings 0.0 $9.0k 351.00 25.64
Lululemon Athletica (LULU) 0.0 $0 15.00 0.00
Monro Muffler Brake (MNRO) 0.0 $9.0k 142.00 63.38
Molina Healthcare (MOH) 0.0 $11k 102.00 107.84
Pan American Silver Corp Can (PAAS) 0.0 $0 16.00 0.00
Progenics Pharmaceuticals 0.0 $0 30.00 0.00
Aqua America 0.0 $4.0k 126.00 31.75
Church & Dwight (CHD) 0.0 $9.0k 148.00 60.81
Community Trust Ban (CTBI) 0.0 $999.900000 45.00 22.22
Carnival (CUK) 0.0 $14k 300.00 46.67
Ensign (ENSG) 0.0 $9.0k 257.00 35.02
Geron Corporation (GERN) 0.0 $9.0k 9.3k 0.96
Huron Consulting (HURN) 0.0 $10k 196.00 51.02
Novavax 0.0 $0 505.00 0.00
Owens & Minor (OMI) 0.0 $1.0k 180.00 5.56
Revlon 0.0 $10k 421.00 23.75
Repligen Corporation (RGEN) 0.0 $10k 195.00 51.28
Scotts Miracle-Gro Company (SMG) 0.0 $0 10.00 0.00
TrustCo Bank Corp NY 0.0 $3.0k 450.00 6.67
WesBan (WSBC) 0.0 $8.0k 225.00 35.56
Ducommun Incorporated (DCO) 0.0 $10k 278.00 35.97
Genomic Health 0.0 $10k 158.00 63.29
Globalstar (GSAT) 0.0 $0 110.00 0.00
Intersections 0.0 $0 147.00 0.00
Lattice Semiconductor (LSCC) 0.0 $2.0k 365.00 5.48
Middlesex Water Company (MSEX) 0.0 $9.0k 182.00 49.45
Standard Motor Products (SMP) 0.0 $9.0k 205.00 43.90
Zix Corporation 0.0 $9.0k 1.7k 5.20
CBS Corporation 0.0 $11k 254.00 43.31
Dex (DXCM) 0.0 $11k 94.00 112.36
Quaker Chemical Corporation (KWR) 0.0 $10k 57.00 175.44
Meridian Bioscience 0.0 $10k 577.00 17.33
Bel Fuse (BELFA) 0.0 $11k 812.00 13.55
Digirad Corporation 0.0 $3.0k 6.0k 0.50
Intrepid Potash 0.0 $13k 5.0k 2.60
K12 0.0 $10k 422.00 23.70
PGT (PGTI) 0.0 $10k 636.00 15.72
Sorl Auto Parts 0.0 $0 10.00 0.00
Timberland Ban (TSBK) 0.0 $3.0k 162.00 18.52
Westwood Holdings (WHG) 0.0 $999.900000 45.00 22.22
Discovery Communications 0.0 $999.900000 45.00 22.22
Manulife Finl Corp (MFC) 0.0 $2.0k 200.00 10.00
Amicus Therapeutics (FOLD) 0.0 $0 10.00 0.00
BioDelivery Sciences International 0.0 $1.0k 500.00 2.00
Oneok (OKE) 0.0 $0 6.00 0.00
Northern Dynasty Minerals Lt (NAK) 0.0 $9.9k 18k 0.56
QuinStreet (QNST) 0.0 $10k 643.00 15.55
Addus Homecare Corp (ADUS) 0.0 $10k 151.00 66.23
Inphonic 0.0 $0 15k 0.00
3D Systems Corporation (DDD) 0.0 $12k 1.2k 10.00
Putnam Master Int. Income (PIM) 0.0 $0 135.00 0.00
Nintendo (NTDOY) 0.0 $0 4.00 0.00
Roche Holding (RHHBY) 0.0 $0 2.00 0.00
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $12k 100.00 120.00
Green Dot Corporation (GDOT) 0.0 $10k 136.00 73.53
Ameres (AMRC) 0.0 $10k 710.00 14.08
EXACT Sciences Corporation (EXAS) 0.0 $10k 171.00 58.48
On Track Innovations 0.0 $5.0k 10k 0.50
Cincinnati Bell Inc 6.75% Cum p 0.0 $11k 400.00 27.50
Sabra Health Care REIT (SBRA) 0.0 $14k 864.00 16.20
Hldgs (UAL) 0.0 $9.0k 118.00 76.27
Opko Health (OPK) 0.0 $0 300.00 0.00
FleetCor Technologies (FLT) 0.0 $10k 55.00 181.82
Kratos Defense & Security Solutions (KTOS) 0.0 $10k 765.00 13.07
Omeros Corporation (OMER) 0.0 $0 5.00 0.00
SPS Commerce (SPSC) 0.0 $10k 125.00 80.00
Univest Corp. of PA (UVSP) 0.0 $2.0k 135.00 14.81
Motorola Solutions (MSI) 0.0 $1.0k 10.00 100.00
Takeda Pharmaceutical (TAK) 0.0 $1.0k 60.00 16.67
NeoGenomics (NEO) 0.0 $10k 847.00 11.81
PIMCO Corporate Opportunity Fund (PTY) 0.0 $11k 720.00 15.28
Saratoga Investment (SAR) 0.0 $999.900000 90.00 11.11
Pimco Municipal Income Fund (PMF) 0.0 $2.0k 225.00 8.89
Naturl Gastotal Retrn Sub Indx Etn Barclays Bk Plc 10 Yr Treas Bear etf 0.0 $999.900000 90.00 11.11
ACADIA Pharmaceuticals (ACAD) 0.0 $0 17.00 0.00
MutualFirst Financial 0.0 $5.0k 200.00 25.00
Pimco Municipal Income Fund II (PML) 0.0 $5.0k 405.00 12.35
Pimco Income Strategy Fund II (PFN) 0.0 $1.0k 135.00 7.41
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $999.000000 270.00 3.70
Calamos Global Dynamic Income Fund (CHW) 0.0 $0 14.00 0.00
Federated Premier Municipal Income (FMN) 0.0 $999.900000 90.00 11.11
PCM Fund (PCM) 0.0 $0 90.00 0.00
Pimco CA Muni. Income Fund II (PCK) 0.0 $1.0k 180.00 5.56
Pimco CA Municipal Income Fund (PCQ) 0.0 $999.900000 90.00 11.11
PIMCO Corporate Income Fund (PCN) 0.0 $2.0k 180.00 11.11
PIMCO Strategic Global Government Fund (RCS) 0.0 $2.0k 270.00 7.41
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $999.900000 90.00 11.11
PIMCO Income Opportunity Fund 0.0 $2.0k 90.00 22.22
Putnam Municipal Opportunities Trust (PMO) 0.0 $3.0k 270.00 11.11
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $6.0k 1.4k 4.34
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $7.0k 675.00 10.37
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $0 2.00 0.00
Pimco NY Municipal Income Fund (PNF) 0.0 $999.900000 90.00 11.11
Pimco NY Muni Income Fund II (PNI) 0.0 $0 90.00 0.00
Pimco CA Muni. Income Fund III (PZC) 0.0 $1.0k 180.00 5.56
Astronics Corporation (ATROB) 0.0 $2.0k 67.00 29.85
Glu Mobile 0.0 $11k 1.4k 7.93
Samsung Electronics Gdr (SSNHZ) 0.0 $0 1.00 0.00
Athersys 0.0 $2.0k 1.5k 1.33
MiMedx (MDXG) 0.0 $0 1.00 0.00
Wells Fargo Advantage Utils (ERH) 0.0 $6.0k 562.00 10.68
Cabco 04-101 Goldmam Sac P referred 0.0 $3.0k 200.00 15.00
Acelrx Pharmaceuticals 0.0 $0 55.00 0.00
Suzano Papel E Celulo-sp (SUZ) 0.0 $4.0k 250.00 16.00
Mosaic (MOS) 0.0 $9.0k 342.00 26.32
Gnc Holdings Inc Cl A 0.0 $0 250.00 0.00
Spirit Airlines (SAVE) 0.0 $10k 175.00 57.14
Pennantpark Floating Rate Capi (PFLT) 0.0 $2.0k 180.00 11.11
John Hancock Hdg Eq & Inc (HEQ) 0.0 $0 12.00 0.00
Dunkin' Brands Group 0.0 $3.0k 60.00 50.00
Xpo Logistics Inc equity (XPO) 0.0 $7.0k 130.00 53.85
Biolinerx Ltd-spons 0.0 $0 2.0k 0.00
Profire Energy (PFIE) 0.0 $7.0k 5.5k 1.27
Moneygram International 0.0 $0 200.00 0.00
Tripadvisor (TRIP) 0.0 $9.0k 184.00 48.91
Acadia Healthcare (ACHC) 0.0 $1.0k 40.00 25.00
Imperva 0.0 $4.6k 98.00 46.88
Ubiquiti Networks 0.0 $10k 102.00 98.04
Telephone And Data Systems (TDS) 0.0 $9.0k 306.00 29.41
Synergy Pharmaceuticals 0.0 $0 30.00 0.00
Carver Ban (CARV) 0.0 $5.0k 2.0k 2.50
Mesoblast Ltd- (MESO) 0.0 $12k 3.0k 4.00
Rexnord 0.0 $9.0k 432.00 20.83
Vocera Communications 0.0 $10k 259.00 38.61
Ensco Plc Shs Class A 0.0 $4.0k 1.3k 3.01
Matson (MATX) 0.0 $9.0k 311.00 28.94
Pimco Dynamic Incm Fund (PDI) 0.0 $7.0k 270.00 25.93
Tronox 0.0 $3.0k 508.00 5.91
Tidelands Oil & Gas (TIDE) 0.0 $0 526k 0.00
Puma Biotechnology (PBYI) 0.0 $0 10.00 0.00
Gentherm (THRM) 0.0 $9.0k 244.00 36.89
Natural Grocers By Vitamin C (NGVC) 0.0 $9.0k 588.00 15.31
Allon Therapeutics (NPCUF) 0.0 $0 30k 0.00
Stratasys (SSYS) 0.0 $12k 700.00 17.14
Workday Inc cl a (WDAY) 0.0 $10k 67.00 149.25
Diamondback Energy (FANG) 0.0 $0 10.00 0.00
Allianzgi Conv & Inc Fd taxable cef 0.0 $1.0k 360.00 2.78
Allianzgi Conv & Income Fd I 0.0 $1.0k 274.00 3.65
Tribune Co New Cl A 0.0 $0 10.00 0.00
HEALTH INSURANCE Common equity Innovations shares 0.0 $10k 392.00 25.51
Tetraphase Pharmaceuticals 0.0 $7.0k 7.0k 1.00
Second Str Cap 0.0 $0 20.00 0.00
Hci (HCI) 0.0 $9.0k 193.00 46.63
Tg Therapeutics (TGTX) 0.0 $0 10.00 0.00
Banc Of California (BANC) 0.0 $1.0k 135.00 7.41
Therapeuticsmd 0.0 $0 50.00 0.00
First Nbc Bank Holding 0.0 $0 20k 0.00
Tableau Software Inc Cl A 0.0 $10k 86.00 116.28
Dreyfus Mun Bd Infrastructure 0.0 $999.900000 90.00 11.11
Aratana Therapeutics 0.0 $3.0k 500.00 6.00
Biotelemetry 0.0 $10k 183.00 54.64
Phillips 66 Partners 0.0 $0 5.00 0.00
Benefitfocus 0.0 $10k 228.00 43.86
Morgan Stanley 7.125% p (MS.PE) 0.0 $10k 392.00 25.51
Conatus Pharmaceuticals 0.0 $0 300.00 0.00
Sirius Xm Holdings (SIRI) 0.0 $0 23.00 0.00
American Airls (AAL) 0.0 $13k 412.00 31.55
Chegg (CHGG) 0.0 $10k 375.00 26.67
Burlington Stores (BURL) 0.0 $10k 64.00 156.25
Nmi Hldgs Inc cl a (NMIH) 0.0 $10k 588.00 17.01
Fate Therapeutics (FATE) 0.0 $10k 828.00 12.08
Msa Safety Inc equity (MSA) 0.0 $10k 107.00 93.46
Achaogen 0.0 $0 15.00 0.00
Enlink Midstream (ENLC) 0.0 $8.0k 920.00 8.70
Community Health Sys Inc New right 01/27/2016 0.0 $0 880k 0.00
National Gen Hldgs 0.0 $9.0k 412.00 21.84
Intra Cellular Therapies (ITCI) 0.0 $0 11.00 0.00
Voya Prime Rate Trust sh ben int 0.0 $1.0k 400.00 2.50
Akebia Therapeutics (AKBA) 0.0 $0 15.00 0.00
Arcbest (ARCB) 0.0 $9.0k 290.00 31.03
Mvb Financial (MVBF) 0.0 $8.0k 486.00 16.46
Phibro Animal Health Corporati*on Cmn Class A (PAHC) 0.0 $4.0k 150.00 26.67
Belmond 0.0 $0 56.00 0.00
Actinium Pharmaceuticals 0.0 $0 2.0k 0.00
Enerteck Corporation (ETCK) 0.0 $0 7.5k 0.00
Lo (LOCO) 0.0 $10k 665.00 15.04
Westlake Chemical Partners master ltd part (WLKP) 0.0 $1.0k 53.00 18.87
Liberty Tripadvisor Hldgs (LTRPA) 0.0 $10k 631.00 15.85
Horizon Pharma 0.0 $10k 527.00 18.98
Amphastar Pharmaceuticals (AMPH) 0.0 $9.0k 486.00 18.52
Dynavax Technologies (DVAX) 0.0 $0 15.00 0.00
Paratek Pharmaceuticals 0.0 $2.0k 500.00 4.00
Outfront Media (OUT) 0.0 $2.0k 147.00 13.61
Sientra 0.0 $7.0k 600.00 11.67
Vuzix Corp Com Stk (VUZI) 0.0 $0 35.00 0.00
Workiva Inc equity us cm (WK) 0.0 $10k 299.00 33.44
Etsy (ETSY) 0.0 $10k 225.00 44.44
Bojangles 0.0 $3.0k 200.00 15.00
Mindbody 0.0 $0 14.00 0.00
Evolent Health (EVH) 0.0 $10k 550.00 18.18
Glaukos (GKOS) 0.0 $0 2.00 0.00
Planet Fitness Inc-cl A (PLNT) 0.0 $10k 195.00 51.28
Msb Financial 0.0 $0 1.00 0.00
Zynerba Pharmaceuticals 0.0 $1.0k 500.00 2.00
Hewlett Packard Enterprise (HPE) 0.0 $7.0k 586.00 11.95
Northstar Realty Europe 0.0 $9.0k 652.00 13.80
Arrowhead Pharmaceuticals (ARWR) 0.0 $0 5.00 0.00
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $10k 500.00 20.00
Market Vectors Etf Tr Oil Svcs 0.0 $1.0k 80.00 12.50
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $1.0k 5.00 200.00
Acacia Communications 0.0 $9.0k 263.00 34.22
Atn Intl (ATNI) 0.0 $9.0k 136.00 66.18
Reata Pharmaceuticals Inc Cl A 0.0 $10k 194.00 51.55
Bayerische Motoren Werke A G (BMWYY) 0.0 $0 1.00 0.00
Integer Hldgs (ITGR) 0.0 $10k 138.00 72.46
Barings Global Short Duration Com cef (BGH) 0.0 $3.0k 225.00 13.33
Virtus Global Divid Income F (ZTR) 0.0 $3.0k 384.00 7.81
Apptio Inc cl a 0.0 $1.0k 51.00 19.61
Arconic 0.0 $999.960000 78.00 12.82
Lamb Weston Hldgs (LW) 0.0 $9.0k 131.00 68.70
L3 Technologies 0.0 $10k 58.00 172.41
Lions Gate Entmnt Corp cl b non vtg (LGF.B) 0.0 $7.0k 500.00 14.00
Drive Shack (DSHK) 0.0 $0 53.00 0.00
Polarityte 0.0 $6.0k 500.00 12.00
Aquaventure Holdings 0.0 $9.0k 528.00 17.05
Village Farms International (VFF) 0.0 $3.0k 1.0k 3.00
Aurora Cannabis Inc snc 0.0 $12k 2.5k 4.80
China Industrial Group Ord (CIND) 0.0 $0 1.4M 0.00
Lilis Energy 0.0 $11k 8.5k 1.29
Alteryx (AYX) 0.0 $11k 196.00 56.12
New Age Beverages 0.0 $1.0k 365.00 2.74
Genius Products Ord (GNPR) 0.0 $0 122.00 0.00
Arcelormittal Cl A Ny Registry (MT) 0.0 $10k 500.00 20.00
Veritone (VERI) 0.0 $0 200.00 0.00
Aphria Inc foreign 0.0 $1.0k 200.00 5.00
Naspers Ltd - N (NPSNY) 0.0 $0 4.00 0.00
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.0 $12k 979.00 12.26
Hovnanian Enterprises Cl B Ord 0.0 $0 319.00 0.00
Newmark Group (NMRK) 0.0 $0 3.00 0.00
Industrial Logistics pfds, reits (ILPT) 0.0 $0 23.00 0.00
Innovate Biopharmaceuticls Inc Com Par 0.0 $0 37.00 0.00
Curis 0.0 $1.0k 2.0k 0.50
Trinity Merger Corp 0.0 $2.0k 285.00 7.02
Hancock Jaffe Laboratories I 0.0 $7.0k 5.0k 1.40
Helios & Matheson Analytics In Com Par (HMNY) 0.0 $1.5k 153k 0.01
Far Pt Acquisition Corp cl a founders sh 0.0 $10k 1.0k 9.62
Synthetic Biologics 0.0 $990.840000 2.2k 0.46
Proshares Tr Ii ultra vix short 0.0 $0 10.00 0.00
Assertio Therapeutics 0.0 $0 100.00 0.00
Nio Inc spon ads (NIO) 0.0 $0 12.00 0.00
Aurora Mobile Ltd ads 0.0 $7.0k 1.0k 7.00
Gritstone Oncology Ord (GRTS) 0.0 $3.0k 200.00 15.00
Astro Aerospace Ord 0.0 $4.0k 9.6k 0.41
Gs Acquisition Holdings Cl A Ord 0.0 $10k 1.1k 9.09
Cango Inc ads (CANG) 0.0 $5.0k 700.00 7.14
Rpt Realty 0.0 $1.0k 135.00 7.41
Thomson Reuters Corp 0.0 $0 11.00 0.00
Dell Technologies (DELL) 0.0 $0 7.00 0.00
Corium International 0.0 $0 31k 0.00
Boxwood Merger Unt 0.0 $10k 1.1k 9.09
Catabasis Pharmaceuticals Ord 0.0 $0 200.00 0.00
Dynagas Lng Partners Srs B Prf 0.0 $6.0k 347.00 17.29
Graf Industrial Red Unt 0.0 $9.0k 1.0k 9.00
Grayscale Bitcoin Ord (GBTC) 0.0 $1.0k 500.00 2.00
Regulus Resources Ord 0.0 $2.0k 2.5k 0.80
Spi Energy Compny Ord (SPI) 0.0 $2.0k 2.5k 0.80