Focused Wealth Management

Focused Wealth Management as of Sept. 30, 2013

Portfolio Holdings for Focused Wealth Management

Focused Wealth Management holds 635 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vanguard High Dividend Yield ETF (VYM) 7.1 $7.3M 128k 57.49
Vanguard Small-Cap ETF (VB) 5.2 $5.3M 52k 102.48
Vanguard Emerging Markets ETF (VWO) 4.9 $5.1M 126k 40.13
iShares Dow Jones EPAC Sel Div Ind (IDV) 4.9 $5.0M 139k 36.26
Vanguard Mid-Cap ETF (VO) 4.0 $4.1M 40k 102.49
Vanguard Extended Market ETF (VXF) 3.3 $3.4M 44k 77.12
iShares S&P 500 Index (IVV) 3.1 $3.2M 19k 168.90
iShares S&P 500 Growth Index (IVW) 2.9 $3.0M 33k 89.37
Alerian Mlp Etf 2.9 $3.0M 170k 17.59
International Business Machines (IBM) 2.8 $2.8M 15k 185.19
Pimco Etf Tr 0-5 high yield (HYS) 2.7 $2.8M 26k 104.90
Vanguard Information Technology ETF (VGT) 2.6 $2.6M 33k 80.70
General Electric Company 2.4 $2.4M 102k 23.89
iShares S&P US Pref Stock Idx Fnd (PFF) 2.2 $2.3M 61k 38.00
Nuveen Equity Premium Income Fund (BXMX) 1.8 $1.8M 153k 12.08
Vanguard Short Term Corporate Bond ETF (VCSH) 1.6 $1.7M 21k 79.60
Vanguard Dividend Appreciation ETF (VIG) 1.5 $1.5M 22k 69.62
Exxon Mobil Corporation (XOM) 1.4 $1.4M 17k 86.03
PowerShares Emerging Markets Sovere 1.2 $1.2M 43k 27.34
Vanguard Financials ETF (VFH) 1.1 $1.1M 28k 40.79
Vanguard Total Stock Market ETF (VTI) 1.1 $1.1M 13k 87.67
SPDR Barclays Capital Convertible SecETF (CWB) 1.0 $1.0M 23k 45.19
PIMCO 1-5 Year US TIPS Index Fund (STPZ) 1.0 $992k 19k 53.05
Johnson & Johnson (JNJ) 1.0 $986k 11k 86.70
iShares S&P Global Industrials Sec (EXI) 0.9 $913k 14k 65.67
Berkshire Hathaway (BRK.B) 0.8 $871k 7.7k 113.50
Apple (AAPL) 0.8 $818k 1.7k 476.69
Verizon Communications (VZ) 0.8 $770k 17k 46.65
Spdr S&p 500 Etf Tr option 0.7 $736k 5.00 147200.00
iShares Dow Jones Select Dividend (DVY) 0.7 $699k 11k 66.36
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.6 $653k 70k 9.37
iShares Dow Jones US Oil & Gas Exp. (IEO) 0.6 $647k 8.3k 77.89
Goldman Sachs (GS) 0.6 $636k 4.0k 158.17
Vanguard Value ETF (VTV) 0.6 $600k 8.6k 69.74
Citigroup (C) 0.6 $587k 12k 48.52
Wal-Mart Stores (WMT) 0.6 $571k 7.7k 73.97
At&t (T) 0.6 $574k 17k 33.80
Intel Corporation (INTC) 0.6 $580k 25k 22.92
American Realty Capital Prop 0.6 $568k 47k 12.20
KKR Financial Holdings 0.5 $546k 53k 10.33
Chicago Bridge & Iron Company 0.5 $546k 8.1k 67.79
Merck & Co (MRK) 0.5 $511k 11k 47.63
iShares Russell 1000 Growth Index (IWF) 0.5 $479k 6.1k 78.22
Nuveen Mtg opportunity term (JLS) 0.5 $482k 20k 23.77
Cisco Systems (CSCO) 0.4 $442k 19k 23.44
Curis 0.4 $445k 99k 4.47
Bristol Myers Squibb (BMY) 0.4 $434k 9.4k 46.32
Main Street Capital Corporation (MAIN) 0.4 $414k 14k 29.90
Reaves Utility Income Fund (UTG) 0.4 $404k 16k 25.07
PowerShares QQQ Trust, Series 1 0.4 $391k 5.0k 78.85
TCW Strategic Income Fund (TSI) 0.4 $379k 70k 5.39
PIMCO Corporate Opportunity Fund (PTY) 0.4 $368k 20k 18.03
iShares iBoxx $ High Yid Corp Bond (HYG) 0.3 $339k 3.7k 91.57
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.3 $324k 3.9k 83.46
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.3 $313k 31k 10.09
Microsoft Corporation (MSFT) 0.3 $297k 8.9k 33.29
Bank of America Corporation (BAC) 0.3 $295k 21k 13.80
Kimberly-Clark Corporation (KMB) 0.3 $302k 3.2k 94.38
Fortinet (FTNT) 0.3 $301k 15k 20.25
Health Care REIT 0.3 $290k 4.6k 62.47
Invensense 0.3 $288k 16k 17.61
Pfizer (PFE) 0.3 $279k 9.7k 28.77
Fuel Systems Solutions 0.3 $277k 14k 19.65
Exelon Corporation (EXC) 0.3 $271k 9.1k 29.69
Realty Income (O) 0.3 $269k 6.8k 39.79
Nuveen Floating Rate Income Fund (JFR) 0.2 $257k 22k 11.98
Pimco Etf Tr bld amer bd 0.2 $253k 5.1k 49.42
Teva Pharmaceutical Industries (TEVA) 0.2 $237k 6.3k 37.84
Procter & Gamble Company (PG) 0.2 $241k 3.2k 75.64
iShares Dow Jones US Real Estate (IYR) 0.2 $233k 3.7k 63.70
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.2 $234k 2.3k 101.30
U.S. Bancorp (USB) 0.2 $218k 5.9k 36.64
Schlumberger (SLB) 0.2 $212k 2.4k 88.33
Enterprise Products Partners (EPD) 0.2 $211k 3.5k 61.12
JPMorgan Chase & Co. (JPM) 0.2 $205k 4.0k 51.70
3M Company (MMM) 0.2 $201k 1.7k 119.71
Honeywell International (HON) 0.2 $201k 2.4k 82.96
PhotoMedex 0.2 $206k 13k 15.89
Wells Fargo & Company (WFC) 0.2 $195k 4.7k 41.30
Sears Holdings Corporation 0.2 $193k 3.3k 59.38
Ventas (VTR) 0.2 $198k 3.2k 61.64
Vanguard Health Care ETF (VHT) 0.2 $194k 2.1k 93.09
Caterpillar (CAT) 0.2 $187k 2.2k 83.30
Spdr Euro Stoxx 50 Etf (FEZ) 0.2 $186k 4.9k 38.33
iShares MSCI Emerging Markets Indx (EEM) 0.2 $179k 4.4k 40.78
American Water Works (AWK) 0.2 $173k 4.2k 41.34
iShares S&P AMT-Fr Mncpl Bnd (NYF) 0.2 $170k 1.6k 103.98
Stryker Corporation (SYK) 0.2 $168k 2.5k 67.42
National Grid 0.2 $169k 2.9k 59.03
Vanguard Small-Cap Value ETF (VBR) 0.2 $162k 1.8k 89.95
Philip Morris International (PM) 0.1 $152k 1.8k 86.66
Qualcomm (QCOM) 0.1 $158k 2.4k 67.12
Oracle Corporation (ORCL) 0.1 $156k 4.7k 33.14
SPDR Gold Trust (GLD) 0.1 $149k 1.2k 128.56
VMware 0.1 $154k 1.9k 81.05
WisdomTree Japan Total Dividend (DXJ) 0.1 $153k 3.2k 47.81
Vanguard S&p 500 0.1 $155k 2.0k 76.96
Lifelock 0.1 $159k 11k 14.86
American Express Company (AXP) 0.1 $146k 1.9k 75.77
Chevron Corporation (CVX) 0.1 $142k 1.2k 121.16
Consolidated Edison (ED) 0.1 $147k 2.7k 54.97
Bank of New York Mellon Corporation (BK) 0.1 $138k 4.6k 30.19
McDonald's Corporation (MCD) 0.1 $133k 1.4k 95.96
ARM Holdings 0.1 $120k 2.5k 48.00
EnerNOC 0.1 $124k 8.3k 14.94
Oneok (OKE) 0.1 $121k 2.3k 53.26
Monsanto Company 0.1 $109k 1.0k 104.61
Cummins (CMI) 0.1 $115k 866.00 132.79
Vanguard Short-Term Bond ETF (BSV) 0.1 $116k 1.4k 80.22
PowerSecure International 0.1 $110k 6.9k 16.06
iShares Dow Jones US Basic Mater. (IYM) 0.1 $117k 1.6k 73.68
Express Scripts Holding 0.1 $112k 1.8k 61.88
Facebook Inc cl a (META) 0.1 $118k 2.3k 50.23
Walt Disney Company (DIS) 0.1 $105k 1.6k 64.34
Colgate-Palmolive Company (CL) 0.1 $107k 1.8k 59.44
GlaxoSmithKline 0.1 $105k 2.1k 50.22
Ford Motor Company (F) 0.1 $99k 5.9k 16.79
Doubleline Opportunistic Cr (DBL) 0.1 $107k 4.7k 22.80
Eaton (ETN) 0.1 $100k 1.5k 68.73
Coca-Cola Company (KO) 0.1 $94k 2.5k 38.01
Abbott Laboratories (ABT) 0.1 $91k 2.7k 33.24
Vertex Pharmaceuticals Incorporated (VRTX) 0.1 $91k 1.2k 75.83
Altria (MO) 0.1 $88k 2.6k 34.48
iShares S&P 100 Index (OEF) 0.1 $90k 1.2k 75.06
BP (BP) 0.1 $79k 1.9k 41.78
Google 0.1 $78k 89.00 876.40
Energy Select Sector SPDR (XLE) 0.1 $81k 974.00 83.16
Tyler Technologies (TYL) 0.1 $87k 1.0k 87.00
Vision-Sciences 0.1 $81k 83k 0.98
ARMOUR Residential REIT 0.1 $82k 19k 4.22
America Movil Sab De Cv spon adr l 0.1 $72k 3.6k 19.91
Novartis (NVS) 0.1 $76k 997.00 76.23
EMC Corporation 0.1 $76k 3.0k 25.39
Clean Energy Fuels (CLNE) 0.1 $74k 5.8k 12.76
Utilities SPDR (XLU) 0.1 $68k 1.8k 37.51
Market Vectors Agribusiness 0.1 $77k 1.5k 51.51
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 0.1 $68k 632.00 107.59
John Hancock Patriot Premium Div Fund II (PDT) 0.1 $77k 6.5k 11.90
FirstEnergy (FE) 0.1 $62k 1.7k 36.71
Mattel (MAT) 0.1 $60k 1.4k 42.11
AFLAC Incorporated (AFL) 0.1 $60k 965.00 62.18
Boeing Company (BA) 0.1 $63k 535.00 117.76
Raytheon Company 0.1 $59k 767.00 76.92
NiSource (NI) 0.1 $57k 1.9k 30.76
Nextera Energy (NEE) 0.1 $59k 733.00 80.49
Pioneer Natural Resources (PXD) 0.1 $57k 300.00 190.00
SCANA Corporation 0.1 $64k 1.4k 46.14
Energy Transfer Partners 0.1 $58k 1.1k 52.16
Kinder Morgan Energy Partners 0.1 $64k 797.00 80.30
iShares Dow Jones US Utilities (IDU) 0.1 $65k 688.00 94.48
iShares MSCI Australia Index Fund (EWA) 0.1 $65k 2.6k 25.24
Ishares Tr s^p aggr all (AOA) 0.1 $61k 1.5k 41.98
American Tower Reit (AMT) 0.1 $58k 780.00 74.36
Spirit Realty reit 0.1 $57k 6.2k 9.23
Northeast Utilities System 0.1 $48k 1.2k 41.63
Halliburton Company (HAL) 0.1 $47k 968.00 48.55
Occidental Petroleum Corporation (OXY) 0.1 $51k 543.00 93.92
Southern Company (SO) 0.1 $49k 1.2k 41.00
AK Steel Holding Corporation 0.1 $47k 13k 3.77
Skyworks Solutions (SWKS) 0.1 $48k 1.9k 24.72
H.B. Fuller Company (FUL) 0.1 $47k 1.0k 45.59
iShares MSCI Brazil Index (EWZ) 0.1 $56k 1.2k 47.58
Colfax Corporation 0.1 $51k 900.00 56.67
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $48k 3.8k 12.54
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.1 $48k 3.7k 12.99
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $47k 6.3k 7.50
Vanguard Total World Stock Idx (VT) 0.1 $49k 875.00 56.00
Blackrock New York Municipal Bond Trust 0.1 $54k 4.2k 12.94
Abbvie (ABBV) 0.1 $56k 1.3k 44.41
Sonoco Products Company (SON) 0.0 $36k 924.00 38.96
Yum! Brands (YUM) 0.0 $43k 600.00 71.67
United Technologies Corporation 0.0 $43k 400.00 107.50
Amazon (AMZN) 0.0 $38k 120.00 316.67
Intuit (INTU) 0.0 $40k 600.00 66.67
USANA Health Sciences (USNA) 0.0 $43k 500.00 86.00
Suncor Energy (SU) 0.0 $44k 1.2k 36.12
Vanguard Growth ETF (VUG) 0.0 $41k 487.00 84.19
Coca-cola Enterprises 0.0 $42k 1.0k 40.54
iShares MSCI Canada Index (EWC) 0.0 $43k 1.5k 28.14
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $44k 628.00 70.06
BlackRock Municipal Bond Trust 0.0 $44k 3.1k 14.09
Blackrock Ny Mun Income Tr I 0.0 $38k 2.9k 12.94
Vanguard Industrials ETF (VIS) 0.0 $40k 446.00 89.69
Blackrock New York Municipal Income Trst (BNY) 0.0 $37k 2.8k 13.29
Cbre Clarion Global Real Estat re (IGR) 0.0 $41k 5.1k 8.10
Ishares High Dividend Equity F (HDV) 0.0 $38k 577.00 65.86
Healthcare Tr Amer Inc cl a 0.0 $39k 3.7k 10.42
Geospace Technologies (GEOS) 0.0 $43k 506.00 84.98
Infosys Technologies (INFY) 0.0 $30k 621.00 48.31
Corning Incorporated (GLW) 0.0 $28k 1.9k 14.61
Home Depot (HD) 0.0 $32k 417.00 76.74
Dominion Resources (D) 0.0 $27k 425.00 63.53
Transocean (RIG) 0.0 $31k 701.00 44.22
International Paper Company (IP) 0.0 $34k 750.00 45.33
E.I. du Pont de Nemours & Company 0.0 $34k 579.00 58.72
Emerson Electric (EMR) 0.0 $33k 503.00 65.61
CVS Caremark Corporation (CVS) 0.0 $34k 607.00 56.01
Sanofi-Aventis SA (SNY) 0.0 $31k 605.00 51.24
UnitedHealth (UNH) 0.0 $29k 404.00 71.78
iShares MSCI EAFE Index Fund (EFA) 0.0 $31k 479.00 64.72
Total (TTE) 0.0 $31k 528.00 58.71
Buckeye Partners 0.0 $28k 425.00 65.88
Lowe's Companies (LOW) 0.0 $32k 680.00 47.06
Public Service Enterprise (PEG) 0.0 $27k 820.00 32.93
Delta Air Lines (DAL) 0.0 $26k 1.1k 23.92
Harmonic (HLIT) 0.0 $27k 3.5k 7.71
L-3 Communications Holdings 0.0 $30k 315.00 95.24
Noble Corporation Com Stk 0.0 $34k 904.00 37.61
Sirius XM Radio 0.0 $31k 7.9k 3.90
Super Micro Computer (SMCI) 0.0 $30k 2.3k 13.33
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $32k 278.00 115.11
iShares S&P 500 Value Index (IVE) 0.0 $31k 390.00 79.49
iShares Russell Midcap Value Index (IWS) 0.0 $31k 510.00 60.78
iShares Russell Midcap Index Fund (IWR) 0.0 $34k 245.00 138.78
Seadrill 0.0 $34k 744.00 45.70
Financial Select Sector SPDR (XLF) 0.0 $33k 1.6k 20.15
iShares Silver Trust (SLV) 0.0 $30k 1.4k 21.13
iShares Russell Midcap Growth Idx. (IWP) 0.0 $32k 406.00 78.82
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $26k 244.00 106.56
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $28k 1.1k 24.65
General Motors Company (GM) 0.0 $28k 775.00 36.13
PowerShares Preferred Portfolio 0.0 $30k 2.2k 13.91
Motorola Solutions (MSI) 0.0 $26k 442.00 58.82
H&Q Life Sciences Investors 0.0 $28k 1.4k 19.36
Vanguard Mid-Cap Value ETF (VOE) 0.0 $34k 461.00 73.75
Niska Gas Storage Partners 0.0 $33k 2.1k 15.51
SPDR S&P Emerging Europe 0.0 $33k 820.00 40.24
Vanguard Utilities ETF (VPU) 0.0 $35k 425.00 82.35
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $31k 2.0k 15.50
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $32k 500.00 64.00
Invesco Van Kampen Trust for IGNYM Fund (VTN) 0.0 $27k 1.9k 14.08
iShares Morningstar Small Core Idx (ISCB) 0.0 $34k 286.00 118.88
PowerShares Dynamic Lg. Cap Value 0.0 $30k 1.2k 26.00
Vanguard Energy ETF (VDE) 0.0 $28k 231.00 121.21
Oneida Financial 0.0 $26k 2.0k 13.00
Loews Corporation (L) 0.0 $19k 400.00 47.50
Time Warner 0.0 $16k 244.00 65.57
PNC Financial Services (PNC) 0.0 $16k 225.00 71.11
CSX Corporation (CSX) 0.0 $23k 902.00 25.50
Norfolk Southern (NSC) 0.0 $23k 294.00 78.23
Nuance Communications 0.0 $23k 1.3k 18.30
PPG Industries (PPG) 0.0 $17k 100.00 170.00
SYSCO Corporation (SYY) 0.0 $20k 627.00 31.90
Automatic Data Processing (ADP) 0.0 $19k 257.00 73.93
Dow Chemical Company 0.0 $19k 499.00 38.08
Nordstrom (JWN) 0.0 $24k 426.00 56.34
Las Vegas Sands (LVS) 0.0 $23k 345.00 66.67
Equity Residential (EQR) 0.0 $16k 299.00 53.51
AstraZeneca (AZN) 0.0 $22k 425.00 51.76
CenturyLink 0.0 $24k 750.00 32.00
Becton, Dickinson and (BDX) 0.0 $25k 254.00 98.43
Air Products & Chemicals (APD) 0.0 $17k 156.00 108.97
Amgen (AMGN) 0.0 $22k 200.00 110.00
Baker Hughes Incorporated 0.0 $24k 483.00 49.69
ConocoPhillips (COP) 0.0 $24k 351.00 68.38
Deere & Company (DE) 0.0 $25k 305.00 81.97
Hewlett-Packard Company 0.0 $22k 1.0k 21.46
Telefonica (TEF) 0.0 $24k 1.6k 15.18
Vodafone 0.0 $19k 540.00 35.19
Walgreen Company 0.0 $25k 470.00 53.19
American Electric Power Company (AEP) 0.0 $21k 473.00 44.40
Biogen Idec (BIIB) 0.0 $24k 100.00 240.00
Danaher Corporation (DHR) 0.0 $17k 250.00 68.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $20k 594.00 33.67
Lazard Ltd-cl A shs a 0.0 $18k 507.00 35.50
Syngenta 0.0 $16k 200.00 80.00
Prudential Financial (PRU) 0.0 $17k 213.00 79.81
PPL Corporation (PPL) 0.0 $20k 666.00 30.03
Applied Materials (AMAT) 0.0 $23k 1.3k 17.69
Chesapeake Energy Corporation 0.0 $20k 783.00 25.54
Zimmer Holdings (ZBH) 0.0 $25k 303.00 82.51
Alpha Natural Resources 0.0 $16k 2.6k 6.13
TICC Capital 0.0 $23k 2.3k 9.82
Ares Capital Corporation (ARCC) 0.0 $16k 945.00 16.93
Abb (ABBNY) 0.0 $16k 685.00 23.36
Alexion Pharmaceuticals 0.0 $16k 140.00 114.29
Bk Nova Cad (BNS) 0.0 $17k 300.00 56.67
Powell Industries (POWL) 0.0 $18k 300.00 60.00
TAL International 0.0 $23k 500.00 46.00
Southern Copper Corporation (SCCO) 0.0 $19k 706.00 26.91
Ladenburg Thalmann Financial Services 0.0 $19k 11k 1.77
Rbc Cad (RY) 0.0 $22k 338.00 65.09
Siemens (SIEGY) 0.0 $24k 200.00 120.00
AECOM Technology Corporation (ACM) 0.0 $25k 800.00 31.25
ProShares Ultra S&P500 (SSO) 0.0 $25k 300.00 83.33
Simon Property (SPG) 0.0 $23k 156.00 147.44
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $20k 130.00 153.85
Vanguard Europe Pacific ETF (VEA) 0.0 $24k 607.00 39.54
iShares MSCI Malaysia Index Fund 0.0 $18k 1.2k 15.00
PowerShares FTSE RAFI US 1000 0.0 $17k 223.00 76.23
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $16k 329.00 48.63
SPDR S&P Dividend (SDY) 0.0 $18k 259.00 69.50
Vanguard Small-Cap Growth ETF (VBK) 0.0 $19k 170.00 111.76
Cohen & Steers Quality Income Realty (RQI) 0.0 $23k 2.3k 9.80
iShares Barclays TIPS Bond Fund (TIP) 0.0 $17k 154.00 110.39
Gabelli Dividend & Income Trust (GDV) 0.0 $18k 925.00 19.46
Ligand Pharmaceuticals In (LGND) 0.0 $22k 500.00 44.00
Triangle Capital Corporation 0.0 $18k 604.00 29.80
Trius Therapeutics 0.0 $18k 1.3k 13.90
Vanguard REIT ETF (VNQ) 0.0 $25k 377.00 66.31
Vanguard Mid-Cap Growth ETF (VOT) 0.0 $19k 220.00 86.36
Nuveen Fltng Rte Incm Opp 0.0 $20k 1.6k 12.50
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.0 $21k 1.2k 17.72
BlackRock Core Bond Trust (BHK) 0.0 $16k 1.2k 13.33
WisdomTree DEFA Equity Income Fund (DTH) 0.0 $19k 429.00 44.29
Telus Ord (TU) 0.0 $20k 600.00 33.33
Spdr S&p Emerging Mkts Dividen inx (EDIV) 0.0 $20k 500.00 40.00
Linkedin Corp 0.0 $18k 75.00 240.00
Brookfield Renewable energy partners lpu (BEP) 0.0 $16k 600.00 26.67
Mondelez Int (MDLZ) 0.0 $18k 572.00 31.47
Kraft Foods 0.0 $18k 334.00 53.89
Invensense Inc. cmn 0.0 $16k 100.00 160.00
Columbia Labs 0.0 $19k 2.7k 7.10
E TRADE Financial Corporation 0.0 $8.0k 486.00 16.46
Huntington Bancshares Incorporated (HBAN) 0.0 $6.0k 670.00 8.96
Comcast Corporation (CMCSA) 0.0 $6.0k 135.00 44.44
Time Warner Cable 0.0 $10k 91.00 109.89
Vale (VALE) 0.0 $7.0k 443.00 15.80
Gerdau SA (GGB) 0.0 $6.0k 769.00 7.80
ICICI Bank (IBN) 0.0 $9.0k 300.00 30.00
Taiwan Semiconductor Mfg (TSM) 0.0 $9.0k 516.00 17.44
Annaly Capital Management 0.0 $12k 1.0k 11.54
Principal Financial (PFG) 0.0 $9.0k 220.00 40.91
Arthur J. Gallagher & Co. (AJG) 0.0 $15k 351.00 42.74
Blackstone 0.0 $12k 500.00 24.00
Devon Energy Corporation (DVN) 0.0 $6.0k 100.00 60.00
Baxter International (BAX) 0.0 $8.0k 126.00 63.49
Archer Daniels Midland Company (ADM) 0.0 $7.0k 200.00 35.00
Spdr S&p 500 Etf (SPY) 0.0 $11k 63.00 174.60
United Parcel Service (UPS) 0.0 $11k 124.00 88.71
FMC Technologies 0.0 $8.0k 136.00 58.82
Pitney Bowes (PBI) 0.0 $8.0k 425.00 18.82
RPM International (RPM) 0.0 $10k 278.00 35.97
Spectra Energy 0.0 $6.0k 188.00 31.91
T. Rowe Price (TROW) 0.0 $11k 159.00 69.18
Teradata Corporation (TDC) 0.0 $11k 200.00 55.00
Union Pacific Corporation (UNP) 0.0 $12k 75.00 160.00
Medtronic 0.0 $9.0k 166.00 54.22
Harley-Davidson (HOG) 0.0 $8.0k 120.00 66.67
Nokia Corporation (NOK) 0.0 $8.0k 1.2k 6.67
Darden Restaurants (DRI) 0.0 $6.0k 135.00 44.44
National-Oilwell Var 0.0 $9.0k 115.00 78.26
Taro Pharmaceutical Industries (TARO) 0.0 $8.0k 100.00 80.00
WellCare Health Plans 0.0 $7.0k 100.00 70.00
McKesson Corporation (MCK) 0.0 $6.0k 50.00 120.00
Plum Creek Timber 0.0 $7.0k 150.00 46.67
Lockheed Martin Corporation (LMT) 0.0 $10k 79.00 126.58
Alcoa 0.0 $7.0k 866.00 8.08
Anadarko Petroleum Corporation 0.0 $9.0k 100.00 90.00
General Mills (GIS) 0.0 $10k 200.00 50.00
Parker-Hannifin Corporation (PH) 0.0 $6.0k 52.00 115.38
Pepsi (PEP) 0.0 $8.0k 106.00 75.47
Royal Dutch Shell 0.0 $10k 150.00 66.67
Texas Instruments Incorporated (TXN) 0.0 $8.0k 200.00 40.00
Xerox Corporation 0.0 $8.0k 774.00 10.34
iShares Russell 1000 Value Index (IWD) 0.0 $11k 130.00 84.62
LSI Corporation 0.0 $6.0k 703.00 8.53
Staples 0.0 $11k 750.00 14.67
Accenture (ACN) 0.0 $15k 200.00 75.00
D.R. Horton (DHI) 0.0 $6.0k 300.00 20.00
Service Corporation International (SCI) 0.0 $6.0k 300.00 20.00
Omni (OMC) 0.0 $10k 152.00 65.79
Mueller Industries (MLI) 0.0 $14k 251.00 55.78
Dover Corporation (DOV) 0.0 $15k 165.00 90.91
New York Community Ban (NYCB) 0.0 $9.0k 625.00 14.40
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $10k 117.00 85.47
Marathon Oil Corporation (MRO) 0.0 $11k 318.00 34.59
Cedar Fair (FUN) 0.0 $10k 232.00 43.10
Yahoo! 0.0 $10k 300.00 33.33
PowerShares DB Com Indx Trckng Fund 0.0 $12k 484.00 24.79
Rite Aid Corporation 0.0 $7.0k 1.5k 4.67
Aspen Insurance Holdings 0.0 $7.0k 181.00 38.67
NetEase (NTES) 0.0 $7.0k 100.00 70.00
Baidu (BIDU) 0.0 $8.0k 50.00 160.00
Eni S.p.A. (E) 0.0 $9.0k 193.00 46.63
Transcanada Corp 0.0 $9.0k 200.00 45.00
Cliffs Natural Resources 0.0 $6.0k 315.00 19.05
Flextronics International Ltd Com Stk (FLEX) 0.0 $6.0k 612.00 9.80
Synaptics, Incorporated (SYNA) 0.0 $9.0k 200.00 45.00
Diodes Incorporated (DIOD) 0.0 $7.0k 300.00 23.33
FMC Corporation (FMC) 0.0 $6.0k 80.00 75.00
Ingersoll-rand Co Ltd-cl A 0.0 $6.0k 100.00 60.00
JDS Uniphase Corporation 0.0 $11k 736.00 14.95
NuStar Energy (NS) 0.0 $9.0k 214.00 42.06
Prudential Public Limited Company (PUK) 0.0 $11k 300.00 36.67
Dr. Reddy's Laboratories (RDY) 0.0 $11k 300.00 36.67
Banco Santander (SAN) 0.0 $11k 1.4k 8.05
TC Pipelines 0.0 $8.0k 163.00 49.08
China Uni 0.0 $6.0k 400.00 15.00
Capstead Mortgage Corporation 0.0 $15k 1.3k 11.54
MFA Mortgage Investments 0.0 $7.0k 1.0k 7.00
MannKind Corporation 0.0 $7.0k 1.2k 5.83
SanDisk Corporation 0.0 $12k 200.00 60.00
Teekay Lng Partners 0.0 $15k 333.00 45.05
Kansas City Southern 0.0 $12k 106.00 113.21
Reed Elsevier NV 0.0 $8.0k 200.00 40.00
Magellan Midstream Partners 0.0 $12k 214.00 56.07
Alcatel-Lucent 0.0 $11k 3.2k 3.49
Northstar Realty Finance 0.0 $8.0k 896.00 8.93
Technology SPDR (XLK) 0.0 $13k 413.00 31.48
iShares Dow Jones US Home Const. (ITB) 0.0 $10k 468.00 21.37
Pharmacyclics 0.0 $14k 100.00 140.00
American International (AIG) 0.0 $7.0k 140.00 50.00
Hatteras Financial 0.0 $11k 587.00 18.74
iShares Lehman Aggregate Bond (AGG) 0.0 $7.0k 64.00 109.38
American Capital Agency 0.0 $9.0k 400.00 22.50
SPDR KBW Bank (KBE) 0.0 $15k 500.00 30.00
iShares MSCI South Korea Index Fund (EWY) 0.0 $15k 250.00 60.00
HeartWare International 0.0 $6.0k 80.00 75.00
PowerShares FTSE RAFI US 1500 Small-Mid 0.0 $7.0k 81.00 86.42
PowerShares FTSE RAFI Developed Markets 0.0 $8.0k 196.00 40.82
Zalicus 0.0 $9.0k 7.6k 1.19
Calamos Convertible & Hi Income Fund (CHY) 0.0 $6.0k 500.00 12.00
General Growth Properties 0.0 $6.0k 300.00 20.00
iShares MSCI Singapore Index Fund 0.0 $11k 811.00 13.56
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $7.0k 176.00 39.77
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $11k 100.00 110.00
SPDR Barclays Capital High Yield B 0.0 $6.0k 157.00 38.22
GREENHAVEN Continuous Commodity Indx Fnd 0.0 $9.0k 334.00 26.95
iShares Barclays Govnment/Cdit Bond (GBF) 0.0 $7.0k 63.00 111.11
iShares FTSE NAREIT Mort. Plus Capp 0.0 $12k 1.0k 12.00
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $13k 162.00 80.25
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $9.0k 772.00 11.66
PowerShares Aerospace & Defense 0.0 $6.0k 200.00 30.00
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.0 $12k 520.00 23.08
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $15k 1.2k 12.43
BlackRock New York Insured Municipal 0.0 $12k 992.00 12.10
Nuveen New York Perf. Plus Muni Fund 0.0 $11k 840.00 13.10
Pimco NY Municipal Income Fund (PNF) 0.0 $11k 1.1k 10.48
BlackRock Insured Municipal Income Inves 0.0 $9.0k 670.00 13.43
Pengrowth Energy Corp 0.0 $14k 2.3k 6.04
Covidien 0.0 $13k 210.00 61.90
Solazyme 0.0 $11k 1.0k 11.00
Wendy's/arby's Group (WEN) 0.0 $13k 1.6k 8.34
Beam 0.0 $7.0k 115.00 60.87
Dunkin' Brands Group 0.0 $6.0k 130.00 46.15
Tripadvisor (TRIP) 0.0 $8.0k 100.00 80.00
Empire Resorts 0.0 $15k 4.1k 3.69
Phillips 66 (PSX) 0.0 $7.0k 127.00 55.12
Global X Funds (SOCL) 0.0 $10k 500.00 20.00
Duke Energy (DUK) 0.0 $9.0k 128.00 70.31
Zweig Fund 0.0 $7.0k 494.00 14.17
Ryman Hospitality Pptys (RHP) 0.0 $6.0k 175.00 34.29
Orange Sa (ORAN) 0.0 $15k 1.2k 12.43
Lifelock 0.0 $9.0k 35.00 257.14
Covanta Holding Corporation 0.0 $1.0k 60.00 16.67
PHH Corporation 0.0 $0 5.00 0.00
Barrick Gold Corp (GOLD) 0.0 $4.0k 206.00 19.42
Himax Technologies (HIMX) 0.0 $5.0k 465.00 10.75
NRG Energy (NRG) 0.0 $999.900000 45.00 22.22
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $4.0k 98.00 40.82
Broadridge Financial Solutions (BR) 0.0 $2.0k 63.00 31.75
Charles Schwab Corporation (SCHW) 0.0 $0 1.00 0.00
MGIC Investment (MTG) 0.0 $0 50.00 0.00
Ameriprise Financial (AMP) 0.0 $2.0k 20.00 100.00
Waste Management (WM) 0.0 $4.0k 102.00 39.22
Eli Lilly & Co. (LLY) 0.0 $5.0k 100.00 50.00
RadNet (RDNT) 0.0 $0 25.00 0.00
CBS Corporation 0.0 $1.0k 10.00 100.00
Great Plains Energy Incorporated 0.0 $4.0k 200.00 20.00
Ameren Corporation (AEE) 0.0 $5.0k 150.00 33.33
KB Home (KBH) 0.0 $999.810000 63.00 15.87
Blackbaud (BLKB) 0.0 $5.0k 120.00 41.67
Coach 0.0 $0 7.00 0.00
Family Dollar Stores 0.0 $1.0k 8.00 125.00
Harsco Corporation (NVRI) 0.0 $4.0k 156.00 25.64
Microchip Technology (MCHP) 0.0 $999.900000 33.00 30.30
NVIDIA Corporation (NVDA) 0.0 $5.0k 300.00 16.67
Travelers Companies (TRV) 0.0 $1.0k 15.00 66.67
Boston Scientific Corporation (BSX) 0.0 $1.0k 100.00 10.00
Schnitzer Steel Industries (RDUS) 0.0 $2.0k 63.00 31.75
Johnson Controls 0.0 $999.900000 30.00 33.33
Morgan Stanley (MS) 0.0 $0 10.00 0.00
Autoliv (ALV) 0.0 $1.0k 15.00 66.67
Unum (UNM) 0.0 $5.0k 180.00 27.78
Barnes (B) 0.0 $4.0k 105.00 38.10
Eastman Chemical Company (EMN) 0.0 $2.0k 30.00 66.67
Valero Energy Corporation (VLO) 0.0 $3.0k 86.00 34.88
Potash Corp. Of Saskatchewan I 0.0 $4.0k 135.00 29.63
Aetna 0.0 $999.990000 9.00 111.11
Aol 0.0 $999.970000 19.00 52.63
Cemex SAB de CV (CX) 0.0 $0 9.00 0.00
Cenovus Energy (CVE) 0.0 $3.0k 100.00 30.00
eBay (EBAY) 0.0 $4.0k 77.00 51.95
Maxim Integrated Products 0.0 $0 5.00 0.00
NCR Corporation (VYX) 0.0 $2.0k 54.00 37.04
Encana Corp 0.0 $2.0k 100.00 20.00
Gap (GPS) 0.0 $5.0k 112.00 44.64
Statoil ASA 0.0 $5.0k 200.00 25.00
Dell 0.0 $4.0k 300.00 13.33
Whole Foods Market 0.0 $3.0k 52.00 57.69
Barclays (BCS) 0.0 $2.0k 101.00 19.80
Discovery Communications 0.0 $0 5.00 0.00
SandRidge Energy 0.0 $3.0k 500.00 6.00
Discovery Communications 0.0 $0 5.00 0.00
Westar Energy 0.0 $3.0k 104.00 28.85
Linn Energy 0.0 $4.0k 150.00 26.67
Frontier Communications 0.0 $4.0k 1.0k 3.96
Old Republic International Corporation (ORI) 0.0 $0 5.00 0.00
Xcel Energy (XEL) 0.0 $3.0k 100.00 30.00
J.M. Smucker Company (SJM) 0.0 $0 2.00 0.00
Whiting Petroleum Corporation 0.0 $2.0k 36.00 55.56
Avis Budget (CAR) 0.0 $0 10.00 0.00
Goldcorp 0.0 $1.0k 50.00 20.00
TRW Automotive Holdings 0.0 $2.0k 35.00 57.14
Amkor Technology (AMKR) 0.0 $999.000000 300.00 3.33
Micron Technology (MU) 0.0 $2.0k 100.00 20.00
SeaChange International 0.0 $2.0k 145.00 13.79
Wyndham Worldwide Corporation 0.0 $3.0k 42.00 71.43
American Capital 0.0 $5.0k 362.00 13.81
ArcelorMittal 0.0 $2.0k 138.00 14.49
iShares Russell 2000 Index (IWM) 0.0 $2.0k 15.00 133.33
PMC-Sierra 0.0 $2.0k 333.00 6.01
StoneMor Partners 0.0 $3.0k 111.00 27.03
Delcath Systems 0.0 $0 260.00 0.00
Imation 0.0 $0 12.00 0.00
ModusLink Global Solutions 0.0 $0 5.00 0.00
Neenah Paper 0.0 $4.0k 96.00 41.67
BHP Billiton (BHP) 0.0 $0 1.00 0.00
Enbridge Energy Partners 0.0 $5.0k 152.00 32.89
First Niagara Financial 0.0 $4.0k 377.00 10.61
Guess? (GES) 0.0 $1.0k 20.00 50.00
GrafTech International 0.0 $999.600000 120.00 8.33
John Bean Technologies Corporation (JBT) 0.0 $0 14.00 0.00
MetLife (MET) 0.0 $2.0k 43.00 46.51
Medical Properties Trust (MPW) 0.0 $5.0k 400.00 12.50
Piper Jaffray Companies (PIPR) 0.0 $0 2.00 0.00
Textron (TXT) 0.0 $4.0k 155.00 25.81
Vanguard Natural Resources 0.0 $5.0k 164.00 30.49
Alliant Techsystems 0.0 $0 4.00 0.00
Diana Shipping (DSX) 0.0 $1.0k 100.00 10.00
QLogic Corporation 0.0 $3.0k 300.00 10.00
Unilever (UL) 0.0 $5.0k 135.00 37.04
Atmi 0.0 $3.0k 100.00 30.00
ImmunoGen 0.0 $2.0k 100.00 20.00
McCormick & Company, Incorporated (MKC) 0.0 $2.0k 35.00 57.14
Rambus (RMBS) 0.0 $1.0k 150.00 6.67
Vivus 0.0 $999.600000 84.00 11.90
Acorda Therapeutics 0.0 $3.0k 100.00 30.00
Bolt Technology 0.0 $999.750000 75.00 13.33
Dendreon Corporation 0.0 $4.0k 1.4k 2.90
Imax Corp Cad (IMAX) 0.0 $999.900000 30.00 33.33
Rentech 0.0 $2.0k 1.0k 2.00
Savient Pharmaceuticals 0.0 $0 300.00 0.00
Brocade Communications Systems 0.0 $2.0k 200.00 10.00
iShares Gold Trust 0.0 $4.0k 325.00 12.31
WebMD Health 0.0 $0 6.00 0.00
Apollo Investment 0.0 $4.0k 545.00 7.34
CoreLogic 0.0 $3.0k 100.00 30.00
Exeter Res Corp 0.0 $0 620.00 0.00
Intrepid Potash 0.0 $1.0k 50.00 20.00
Precision Drilling Corporation 0.0 $3.0k 280.00 10.71
Manulife Finl Corp (MFC) 0.0 $1.0k 40.00 25.00
Apple Inc option 0.0 $0 0 0.00
Jpmorgan Chase & Co option 0.0 $0 3.00 0.00
Oclaro 0.0 $0 47.00 0.00
Schlumberger Ltd option 0.0 $3.0k 16.00 187.50
Yamana Gold 0.0 $4.0k 365.00 10.96
Advantage Oil & Gas 0.0 $3.0k 900.00 3.33
Honeywell Intl Inc option 0.0 $0 1.00 0.00
Vertex Pharmaceuticals Inc option 0.0 $0 10.00 0.00
Vical Incorporated 0.0 $4.0k 3.0k 1.33
Alpine Global Premier Properties Fund 0.0 $4.0k 521.00 7.68
Pfizer Inc option 0.0 $0 2.00 0.00
Colgate Palmolive Co option 0.0 $1.0k 8.00 125.00
3D Systems Corporation (DDD) 0.0 $2.0k 30.00 66.67
Xl Group 0.0 $0 2.00 0.00
iShares Dow Jones Transport. Avg. (IYT) 0.0 $4.0k 35.00 114.29
Barclays Bk Plc Ipsp croil etn 0.0 $999.950000 35.00 28.57
PowerShares WilderHill Clean Energy 0.0 $2.0k 357.00 5.60
PowerShares Water Resources 0.0 $2.0k 100.00 20.00
EXACT Sciences Corporation (EXAS) 0.0 $1.0k 100.00 10.00
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.0 $999.940000 17.00 58.82
iShares MSCI EAFE Value Index (EFV) 0.0 $5.0k 89.00 56.18
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $3.0k 452.00 6.64
eMagin Corporation 0.0 $0 30.00 0.00
Gabelli Utility Trust (GUT) 0.0 $2.0k 105.00 19.05
iShares Cohen & Steers Realty Maj. (ICF) 0.0 $2.0k 31.00 64.52
Vanguard Total Bond Market ETF (BND) 0.0 $5.0k 67.00 74.63
Golub Capital BDC (GBDC) 0.0 $4.0k 225.00 17.78
Mindspeed Technologies 0.0 $0 6.00 0.00
O'reilly Automotive (ORLY) 0.0 $2.0k 15.00 133.33
iShares Morningstar Large Core Idx (ILCB) 0.0 $4.0k 40.00 100.00
Celsion Corporation 0.0 $0 53.00 0.00
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $2.0k 112.00 17.86
PowerShares FTSE RAFI Emerging MarketETF 0.0 $2.0k 91.00 21.98
SPDR S&P Emerging Markets Small Cap (EWX) 0.0 $1.0k 20.00 50.00
PowerShares Global Water Portfolio 0.0 $999.900000 55.00 18.18
WisdomTree Intl. SmallCap Div (DLS) 0.0 $2.0k 30.00 66.67
iShares S&P Growth Allocation Fund (AOR) 0.0 $5.0k 125.00 40.00
Mcdonalds Corp put 0.0 $0 4.00 0.00
Skyworks Solutions Inc call 0.0 $0 3.00 0.00
Vmware Inc call 0.0 $0 18.00 0.00
Clean Energy Fuels Corp cmn 0.0 $0 5.00 0.00
Fortinet Inc cmn 0.0 $3.0k 70.00 42.86
American Intl Group 0.0 $0 8.00 0.00
Diana Containerships 0.0 $0 3.00 0.00
Vitesse Semiconductor Corporate 0.0 $0 60.00 0.00
Cornerstone Ondemand 0.0 $5.0k 100.00 50.00
Nuveen Energy Mlp Total Return etf 0.0 $0 10.00 0.00
Prologis (PLD) 0.0 $2.0k 45.00 44.44
Marathon Petroleum Corp (MPC) 0.0 $4.0k 56.00 71.43
Plug Power (PLUG) 0.0 $0 40.00 0.00
Currencyshs Japanese Yen put 0.0 $0 0 0.00
Fortune Brands (FBIN) 0.0 $5.0k 112.00 44.64
Itt 0.0 $0 10.00 0.00
Dunkin' Brands Group Inc cmn 0.0 $0 6.00 0.00
Xylem (XYL) 0.0 $1.0k 20.00 50.00
Exelis 0.0 $0 20.00 0.00
Sunpower (SPWR) 0.0 $1.0k 50.00 20.00
Us Natural Gas Fd Etf 0.0 $2.0k 112.00 17.86
Oi Sa-adr sp 0.0 $0 66.00 0.00
Unwired Planet 0.0 $0 166.00 0.00
Trovagene 0.0 $2.0k 310.00 6.45
Engility Hldgs 0.0 $2.0k 52.00 38.46
Cell Therapeutics 0.0 $995.680000 889.00 1.12
Manchester Utd Plc New Ord Cl (MANU) 0.0 $2.0k 100.00 20.00
Proshs Ultrashrt S&p500 Prosha etf 0.0 $0 8.00 0.00
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $4.0k 50.00 80.00
COLDWATER Creek 0.0 $0 20.00 0.00
Actavis 0.0 $3.0k 18.00 166.67
Allianzgi Conv & Income Fd I 0.0 $2.0k 190.00 10.53
Syntroleum 0.0 $0 80.00 0.00
Cst Brands 0.0 $2.0k 74.00 27.03
Twenty-first Century Fox 0.0 $999.960000 26.00 38.46
Mallinckrodt Pub 0.0 $999.960000 26.00 38.46
News (NWSA) 0.0 $0 6.00 0.00
News Corp Class B cos (NWS) 0.0 $3.0k 200.00 15.00
Wave Systems 0.0 $0 32.00 0.00
Blackberry (BB) 0.0 $3.0k 350.00 8.57
Wisdomtree Trust japn hedge eqt 0.0 $0 0 0.00
Kcg Holdings Inc Cl A 0.0 $3.0k 333.00 9.01
Windstream Hldgs 0.0 $1.0k 157.00 6.37
Sesa Sterlite Limted 0.0 $999.600000 120.00 8.33
Geospace Technologies Corp call 0.0 $1.0k 1.00 1000.00