Investors Capital Advisory Services

Investors Capital Advisory Services as of Sept. 30, 2014

Portfolio Holdings for Investors Capital Advisory Services

Investors Capital Advisory Services holds 706 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 1.5 $7.4M 74k 100.49
General Electric Company 1.4 $6.9M 269k 25.56
MasterCard Incorporated (MA) 1.2 $6.2M 84k 73.91
Enterprise Products Partners (EPD) 1.2 $6.2M 153k 40.30
Sunoco Logistics Partners 1.1 $5.6M 117k 48.11
Exxon Mobil Corporation (XOM) 1.1 $5.5M 59k 93.90
Allianzgi Conv & Income Fd I 1.1 $5.4M 587k 9.13
Berkshire Hathaway (BRK.B) 1.0 $5.2M 38k 138.11
Magellan Midstream Partners 1.0 $5.0M 59k 83.92
At&t (T) 1.0 $4.8M 136k 35.23
Vanguard Mega Cap 300 Index (MGC) 0.9 $4.6M 67k 67.54
Vanguard Total Stock Market ETF (VTI) 0.9 $4.5M 44k 101.24
Spdr S&p 500 Etf (SPY) 0.8 $4.2M 22k 190.00
PowerShares QQQ Trust, Series 1 0.8 $4.1M 42k 98.77
Ring Energy (REI) 0.8 $4.1M 281k 14.74
Altria (MO) 0.8 $4.1M 103k 40.00
Gamco Global Gold Natural Reso (GGN) 0.8 $4.1M 439k 9.25
Verizon Communications (VZ) 0.8 $3.9M 78k 49.82
Johnson & Johnson (JNJ) 0.8 $3.8M 35k 106.59
International Business Machines (IBM) 0.7 $3.7M 20k 189.71
Fs Investment Corporation 0.7 $3.7M 343k 10.77
Plains All American Pipeline (PAA) 0.7 $3.5M 60k 58.46
Pfizer (PFE) 0.6 $3.2M 109k 29.56
Intel Corporation (INTC) 0.6 $3.0M 87k 34.80
Pepsi (PEP) 0.6 $2.8M 30k 93.06
Vanguard Dividend Appreciation ETF (VIG) 0.6 $2.9M 37k 76.95
Bank of America Corporation (BAC) 0.5 $2.6M 155k 17.05
Procter & Gamble Company (PG) 0.5 $2.6M 31k 83.72
Merck & Co (MRK) 0.5 $2.5M 42k 59.27
Visa (V) 0.5 $2.5M 12k 213.34
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.5 $2.5M 69k 35.79
American Realty Capital Prop 0.5 $2.5M 204k 12.06
Vanguard Growth ETF (VUG) 0.5 $2.3M 23k 99.63
Microsoft Corporation (MSFT) 0.5 $2.2M 49k 46.35
Cardinal Health (CAH) 0.5 $2.2M 30k 74.92
Pioneer Municipal High Income Trust (MHI) 0.5 $2.2M 147k 15.25
Gilead Sciences (GILD) 0.4 $2.2M 21k 106.41
Energy Transfer Partners 0.4 $2.2M 34k 63.95
Kinder Morgan Energy Partners 0.4 $2.1M 23k 93.26
Powershares Senior Loan Portfo mf 0.4 $2.1M 88k 24.28
Rcs Cap 0.4 $2.2M 96k 22.51
New York Reit 0.4 $2.1M 208k 10.28
Facebook Inc cl a (META) 0.4 $2.1M 27k 79.03
SPDR S&P MidCap 400 ETF (MDY) 0.4 $2.1M 8.3k 249.24
United Development Funding closely held st 0.4 $2.0M 103k 19.82
Alerian Mlp Etf 0.4 $1.9M 101k 19.16
Coca-Cola Company (KO) 0.4 $1.9M 44k 42.66
Monsanto Company 0.4 $1.9M 17k 112.46
Novo Nordisk A/S (NVO) 0.4 $1.9M 39k 47.61
Vanguard Small-Cap ETF (VB) 0.4 $1.8M 17k 110.59
SPDR Barclays Capital High Yield B 0.4 $1.8M 46k 40.16
Linn Energy 0.4 $1.8M 59k 30.12
Health Care SPDR (XLV) 0.3 $1.7M 27k 63.90
W.W. Grainger (GWW) 0.3 $1.8M 7.0k 251.63
Dow Chemical Company 0.3 $1.8M 34k 52.41
Reynolds American 0.3 $1.7M 29k 58.98
iShares S&P 500 Index (IVV) 0.3 $1.7M 8.7k 198.15
Annaly Capital Management 0.3 $1.6M 152k 10.68
Bristol Myers Squibb (BMY) 0.3 $1.6M 32k 51.16
ConocoPhillips (COP) 0.3 $1.6M 21k 76.51
Vanguard Value ETF (VTV) 0.3 $1.6M 20k 81.16
WisdomTree Total Dividend Fund (DTD) 0.3 $1.6M 23k 71.36
Powershares Etf Trust dyna buybk ach 0.3 $1.6M 36k 44.72
Lowe's Companies (LOW) 0.3 $1.6M 30k 52.91
SPDR S&P Dividend (SDY) 0.3 $1.6M 21k 74.91
Wal-Mart Stores (WMT) 0.3 $1.6M 20k 76.45
Walt Disney Company (DIS) 0.3 $1.6M 18k 88.99
MarkWest Energy Partners 0.3 $1.6M 20k 76.78
iShares Russell 2000 Index (IWM) 0.3 $1.5M 14k 109.31
Consumer Staples Select Sect. SPDR (XLP) 0.3 $1.6M 35k 45.09
iShares S&P US Pref Stock Idx Fnd (PFF) 0.3 $1.5M 39k 39.51
Nuveen Mun High Income Opp F (NMZ) 0.3 $1.5M 118k 13.04
JPMorgan Chase & Co. (JPM) 0.3 $1.5M 25k 60.20
Caterpillar (CAT) 0.3 $1.5M 15k 98.98
Energy Transfer Equity (ET) 0.3 $1.5M 25k 61.53
Vanguard Small-Cap Growth ETF (VBK) 0.3 $1.5M 13k 120.33
Eaton Vance Tax-advntg Glbl Di (ETG) 0.3 $1.5M 88k 17.01
McDonald's Corporation (MCD) 0.3 $1.4M 15k 94.78
Union Pacific Corporation (UNP) 0.3 $1.5M 14k 108.37
United Technologies Corporation 0.3 $1.4M 14k 100.00
Enbridge Energy Partners 0.3 $1.5M 38k 38.82
Boeing Company (BA) 0.3 $1.4M 11k 127.35
EOG Resources (EOG) 0.3 $1.4M 14k 99.00
iShares S&P SmallCap 600 Index (IJR) 0.3 $1.4M 13k 104.23
PowerShares Dynamic Pharmaceuticals 0.3 $1.4M 22k 63.65
Chevron Corporation (CVX) 0.3 $1.3M 12k 110.00
Nike (NKE) 0.3 $1.3M 15k 89.01
Ford Motor Company (F) 0.3 $1.3M 92k 14.68
iShares Morningstar Large Core Idx (ILCB) 0.3 $1.4M 12k 115.16
Delaware Enhanced Glbl. Div. & Inc. Fund 0.3 $1.3M 110k 12.02
Consolidated Edison (ED) 0.3 $1.3M 23k 56.66
Automatic Data Processing (ADP) 0.3 $1.3M 16k 79.07
E.I. du Pont de Nemours & Company 0.3 $1.3M 18k 71.73
Qualcomm (QCOM) 0.3 $1.3M 18k 74.75
Freeport-McMoRan Copper & Gold (FCX) 0.3 $1.3M 40k 32.63
Chipotle Mexican Grill (CMG) 0.3 $1.3M 2.0k 666.33
Technology SPDR (XLK) 0.3 $1.3M 32k 39.88
First Trust NASDAQ-100 Tech Sector InETF (QTEC) 0.3 $1.3M 32k 41.12
Eaton Vance Limited Duration Income Fund (EVV) 0.3 $1.3M 89k 14.57
PowerShares Dynamic Lg. Cap Value 0.3 $1.3M 43k 30.44
Canadian Natl Ry (CNI) 0.2 $1.2M 18k 70.94
Polaris Industries (PII) 0.2 $1.2M 8.3k 149.25
Wells Fargo & Company (WFC) 0.2 $1.3M 24k 51.86
TJX Companies (TJX) 0.2 $1.2M 21k 59.13
Delta Air Lines (DAL) 0.2 $1.2M 34k 36.14
Halliburton Company (HAL) 0.2 $1.2M 19k 64.31
Williams Companies (WMB) 0.2 $1.2M 22k 55.12
Energy Select Sector SPDR (XLE) 0.2 $1.2M 13k 90.57
Williams Partners 0.2 $1.2M 23k 53.01
Seadrill 0.2 $1.2M 44k 26.67
American Capital Agency 0.2 $1.2M 56k 21.24
iShares Dow Jones Select Dividend (DVY) 0.2 $1.2M 17k 73.85
Perrigo Company (PRGO) 0.2 $1.2M 8.1k 150.13
V.F. Corporation (VFC) 0.2 $1.2M 18k 66.03
Philip Morris International (PM) 0.2 $1.2M 14k 83.35
Southern Company (SO) 0.2 $1.1M 26k 43.63
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $1.2M 13k 91.94
Amer Rlty Cap Healthcar Tr Icom us equities / etf's 0.2 $1.2M 111k 10.48
State Street Corporation (STT) 0.2 $1.1M 15k 73.32
Home Depot (HD) 0.2 $1.1M 12k 91.72
Harris Corporation 0.2 $1.1M 16k 66.34
CVS Caremark Corporation (CVS) 0.2 $1.1M 14k 79.46
Parker-Hannifin Corporation (PH) 0.2 $1.1M 9.5k 114.06
FactSet Research Systems (FDS) 0.2 $1.1M 8.9k 121.53
Bank of the Ozarks 0.2 $1.1M 35k 31.52
HCP 0.2 $1.1M 28k 39.69
Limoneira Company (LMNR) 0.2 $1.1M 47k 23.68
Wells Fargo Adv Inc Opport Fund (EAD) 0.2 $1.1M 120k 9.05
3M Company (MMM) 0.2 $1.0M 7.3k 141.67
Tiffany & Co. 0.2 $1.0M 11k 96.30
Fifth Street Finance 0.2 $1.0M 112k 9.17
Roper Industries (ROP) 0.2 $1.0M 7.2k 145.57
SPDR Gold Trust (GLD) 0.2 $1.1M 9.1k 116.14
Ship Finance Intl 0.2 $1.1M 63k 16.90
Church & Dwight (CHD) 0.2 $1.1M 15k 70.12
iShares S&P MidCap 400 Growth (IJK) 0.2 $1.0M 6.9k 151.34
Piedmont Office Realty Trust (PDM) 0.2 $1.1M 61k 17.63
Vanguard High Dividend Yield ETF (VYM) 0.2 $1.0M 16k 66.41
First Trust Energy Income & Gr 0.2 $1.0M 28k 36.77
Cisco Systems (CSCO) 0.2 $1.0M 40k 25.07
MetLife (MET) 0.2 $977k 18k 53.12
iShares Russell Midcap Value Index (IWS) 0.2 $1.0M 15k 69.97
iShares Russell Midcap Index Fund (IWR) 0.2 $988k 6.2k 158.21
Vanguard Emerging Markets ETF (VWO) 0.2 $1.0M 24k 41.69
Calamos Convertible & Hi Income Fund (CHY) 0.2 $999k 71k 14.18
Blackrock Muniholdings Fund II 0.2 $977k 65k 14.96
Duke Energy (DUK) 0.2 $1.0M 14k 74.72
BP (BP) 0.2 $947k 22k 43.95
Dominion Resources (D) 0.2 $931k 14k 69.04
Emerson Electric (EMR) 0.2 $943k 15k 62.53
Health Care REIT 0.2 $971k 16k 62.34
Google 0.2 $946k 1.6k 586.21
iShares Barclays TIPS Bond Fund (TIP) 0.2 $934k 8.3k 111.98
Market Vectors High Yield Muni. Ind 0.2 $940k 31k 30.72
Kinder Morgan (KMI) 0.2 $956k 25k 38.29
Healthcare Tr Amer Inc cl a 0.2 $969k 84k 11.59
Norfolk Southern (NSC) 0.2 $909k 8.1k 111.60
Praxair 0.2 $914k 7.1k 128.87
HCC Insurance Holdings 0.2 $884k 19k 47.46
Navios Maritime Partners 0.2 $898k 50k 17.82
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $876k 7.4k 118.20
iShares S&P MidCap 400 Index (IJH) 0.2 $920k 6.7k 136.68
SPDR Dow Jones Industrial Average ETF (DIA) 0.2 $913k 5.4k 169.92
Vanguard Small-Cap Value ETF (VBR) 0.2 $889k 8.9k 99.67
iShares Dow Jones US Reg Banks Ind. (IAT) 0.2 $898k 27k 33.14
PowerShares Dynamic Energy Sector 0.2 $916k 16k 57.89
Ishares Tr s^p aggr all (AOA) 0.2 $913k 20k 45.53
Ishares High Dividend Equity F (HDV) 0.2 $884k 12k 75.16
Pimco Total Return Etf totl (BOND) 0.2 $897k 8.3k 108.54
Ecolab (ECL) 0.2 $872k 7.6k 114.58
Berkshire Hathaway (BRK.A) 0.2 $827k 4.00 206750.00
iShares MSCI EAFE Index Fund (EFA) 0.2 $845k 13k 64.06
Apollo Investment 0.2 $830k 102k 8.16
PowerShares Fin. Preferred Port. 0.2 $860k 48k 18.01
Abbvie (ABBV) 0.2 $845k 15k 57.68
Google Inc Class C 0.2 $852k 1.5k 574.91
Voya Global Eq Div & Pr Opp (IGD) 0.2 $835k 89k 9.36
Comcast Corporation (CMCSA) 0.2 $814k 15k 53.77
iShares MSCI Emerging Markets Indx (EEM) 0.2 $799k 19k 41.53
Sherwin-Williams Company (SHW) 0.2 $786k 3.6k 218.84
Amgen (AMGN) 0.2 $783k 5.6k 140.45
Biogen Idec (BIIB) 0.2 $781k 2.4k 330.07
Enbridge Energy Management 0.2 $814k 22k 36.99
Industrial SPDR (XLI) 0.2 $813k 15k 53.13
BGC Partners 0.2 $817k 112k 7.27
Financial Select Sector SPDR (XLF) 0.2 $808k 35k 23.15
Vanguard Mid-Cap ETF (VO) 0.2 $812k 6.9k 117.24
Vanguard Total Bond Market ETF (BND) 0.2 $805k 9.8k 81.88
Vanguard Short Term Corporate Bond ETF (VCSH) 0.2 $787k 11k 68.97
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $778k 802k 0.97
SYSCO Corporation (SYY) 0.1 $736k 19k 37.91
Valspar Corporation 0.1 $767k 10k 75.86
Marsh & McLennan Companies (MMC) 0.1 $726k 14k 52.34
Unilever 0.1 $747k 19k 39.65
Starbucks Corporation (SBUX) 0.1 $757k 11k 66.67
Ares Capital Corporation (ARCC) 0.1 $765k 47k 16.14
Hormel Foods Corporation (HRL) 0.1 $750k 15k 51.20
Realty Income (O) 0.1 $757k 20k 37.84
Silver Wheaton Corp 0.1 $726k 37k 19.91
SPDR Barclays Capital Convertible SecETF (CWB) 0.1 $740k 15k 49.61
Pimco Municipal Income Fund III (PMX) 0.1 $737k 69k 10.71
Claymore/Sabrient Defensive Eq Idx 0.1 $741k 20k 37.57
Mondelez Int (MDLZ) 0.1 $771k 23k 34.23
Mallinckrodt Pub 0.1 $737k 8.2k 90.14
Walgreen Company 0.1 $703k 12k 59.06
Weyerhaeuser Company (WY) 0.1 $716k 23k 31.85
iShares Russell 1000 Value Index (IWD) 0.1 $691k 6.9k 100.03
iShares NASDAQ Biotechnology Index (IBB) 0.1 $698k 2.6k 273.30
Senior Housing Properties Trust 0.1 $688k 33k 20.88
Utilities SPDR (XLU) 0.1 $678k 16k 42.09
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $718k 6.0k 120.21
Western Asset Managed High Incm Fnd 0.1 $715k 129k 5.53
Spirit Realty reit 0.1 $681k 62k 10.96
Vodafone Group New Adr F (VOD) 0.1 $674k 21k 32.83
Eli Lilly & Co. (LLY) 0.1 $633k 9.9k 64.00
Northrop Grumman Corporation (NOC) 0.1 $642k 4.9k 131.64
Colgate-Palmolive Company (CL) 0.1 $627k 9.6k 65.20
Honeywell International (HON) 0.1 $648k 7.0k 93.01
Hospitality Properties Trust 0.1 $670k 25k 26.81
MFS Intermediate Income Trust (MIN) 0.1 $633k 126k 5.01
Baidu (BIDU) 0.1 $642k 2.9k 218.07
Broadcom Corporation 0.1 $636k 16k 40.42
Oneok Partners 0.1 $628k 11k 55.82
Teekay Offshore Partners 0.1 $632k 19k 33.54
Vanguard Natural Resources 0.1 $656k 24k 27.42
Celgene Corporation 0.1 $642k 6.8k 94.44
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $632k 6.0k 105.14
Government Properties Income Trust 0.1 $640k 29k 21.89
iShares Morningstar Large Growth (ILCG) 0.1 $671k 6.2k 108.68
Nuveen Muni Value Fund (NUV) 0.1 $630k 67k 9.40
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $662k 57k 11.68
Whiting Usa Trust 0.1 $648k 53k 12.20
Access Midstream Partners, L.p 0.1 $665k 11k 63.52
Rti Intl Metals Inc note 1.625%10/1 0.1 $673k 724k 0.93
Wells Fargo & Co mtnf 6/0 0.1 $629k 524k 1.20
Ttm Technologies Inc conv 0.1 $655k 689k 0.95
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.1 $630k 35k 17.87
Waste Management (WM) 0.1 $574k 12k 47.52
United Parcel Service (UPS) 0.1 $582k 5.9k 98.16
Frontier Communications 0.1 $590k 91k 6.50
iShares Russell 1000 Index (IWB) 0.1 $579k 5.3k 109.76
Macquarie Infrastructure Company 0.1 $620k 9.4k 65.73
BP Prudhoe Bay Royalty Trust (BPT) 0.1 $586k 6.2k 94.13
TAL International 0.1 $622k 15k 41.21
KKR & Co 0.1 $610k 27k 22.29
iShares S&P SmallCap 600 Growth (IJT) 0.1 $620k 5.5k 112.50
Vanguard Mid-Cap Value ETF (VOE) 0.1 $615k 7.2k 84.85
Express Scripts Holding 0.1 $602k 8.5k 70.62
Directv 0.1 $578k 6.7k 86.18
Kraft Foods 0.1 $589k 11k 56.33
Rwt 4 5/8 04/15/18 0.1 $609k 628k 0.97
Goldman Sachs Group Inc note 1/2 0.1 $589k 531k 1.11
Vanguard S&p 500 Etf idx (VOO) 0.1 $619k 3.4k 180.31
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.1 $620k 646k 0.96
American Express Company (AXP) 0.1 $531k 6.1k 87.52
Teva Pharmaceutical Industries (TEVA) 0.1 $531k 9.9k 53.70
T. Rowe Price (TROW) 0.1 $567k 7.5k 76.12
Potash Corp. Of Saskatchewan I 0.1 $547k 16k 34.53
Helmerich & Payne (HP) 0.1 $535k 5.5k 97.72
Diageo (DEO) 0.1 $541k 4.7k 115.35
Exelon Corporation (EXC) 0.1 $525k 15k 34.03
Illinois Tool Works (ITW) 0.1 $548k 6.5k 84.31
BreitBurn Energy Partners 0.1 $551k 27k 20.25
Genesis Energy (GEL) 0.1 $534k 11k 51.02
Southwest Airlines (LUV) 0.1 $526k 16k 33.72
Hercules Technology Growth Capital (HTGC) 0.1 $565k 40k 14.07
iShares Lehman Aggregate Bond (AGG) 0.1 $557k 5.1k 109.04
Rydex S&P Equal Weight ETF 0.1 $565k 7.5k 75.78
Six Flags Entertainment (SIX) 0.1 $551k 17k 32.56
ARMOUR Residential REIT 0.1 $571k 149k 3.84
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.1 $553k 29k 19.14
PowerShares Dividend Achievers 0.1 $573k 28k 20.82
Meritage Homes Corp conv 0.1 $563k 586k 0.96
Prudential Gl Sh Dur Hi Yld 0.1 $528k 32k 16.50
Pimco Dynamic Credit Income other 0.1 $563k 25k 22.47
Forestar Group Inc note 0.1 $568k 568k 1.00
Neuberger Berman Mlp Income (NML) 0.1 $541k 25k 21.64
Eaton Vance Mun Income Term Tr (ETX) 0.1 $566k 33k 17.35
Ubs Ag London Brh Callable Exch Sec Lkd Com Stk Google Isin#us90270kaw99 0.000% 02/15/21 B/e Dtd 02/.. 0.1 $554k 583k 0.95
National Health Invs Inc note 0.1 $538k 566k 0.95
Spirit Realty Capital Inc convertible cor 0.1 $552k 587k 0.94
Tekla Healthcare Opportunit (THQ) 0.1 $556k 30k 18.85
Time Warner 0.1 $507k 6.8k 75.08
Abbott Laboratories (ABT) 0.1 $479k 12k 41.52
Kimberly-Clark Corporation (KMB) 0.1 $475k 4.4k 107.47
Prudential Financial (PRU) 0.1 $515k 5.9k 87.79
Oracle Corporation (ORCL) 0.1 $501k 13k 38.26
Amazon (AMZN) 0.1 $489k 1.6k 309.09
Regency Energy Partners 0.1 $516k 16k 32.53
Cheniere Energy (LNG) 0.1 $480k 6.0k 80.00
iShares Silver Trust (SLV) 0.1 $502k 31k 16.35
3D Systems Corporation (DDD) 0.1 $500k 11k 46.37
Barclays Bank Plc 8.125% Non C p 0.1 $489k 20k 25.00
PIMCO Corporate Opportunity Fund (PTY) 0.1 $514k 30k 17.03
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $502k 5.2k 96.15
John Hancock Preferred Income Fund (HPI) 0.1 $500k 25k 20.04
ProShares Short 20+ Year Treasury ETF (TBF) 0.1 $487k 18k 27.72
First Trust Amex Biotech Index Fnd (FBT) 0.1 $491k 5.4k 91.71
Spdr Series Trust dj ttl mkt etf (SPTM) 0.1 $515k 3.5k 147.61
Just Energy Group 0.1 $483k 104k 4.64
Rait Financial Trust 0.1 $500k 71k 7.01
Retail Properties Of America 0.1 $508k 35k 14.62
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.1 $498k 547k 0.91
Actavis 0.1 $478k 2.0k 241.22
Twitter 0.1 $492k 9.5k 51.57
Blackstone Mtg Tr Inc Note cb 0.1 $501k 501k 1.00
Tesla Motors Inc bond 0.1 $476k 501k 0.95
Pennymac Corp conv 0.1 $497k 523k 0.95
Renewable Energy Group Inc mtnf 2.750% 6/1 0.1 $514k 514k 1.00
Verint Sys Inc note 1.5% 6/1 0.1 $480k 444k 1.08
Corning Incorporated (GLW) 0.1 $464k 24k 19.09
CSX Corporation (CSX) 0.1 $469k 15k 32.04
AFLAC Incorporated (AFL) 0.1 $442k 7.6k 58.19
Regions Financial Corporation (RF) 0.1 $470k 47k 10.02
Raytheon Company 0.1 $460k 4.5k 101.23
eBay (EBAY) 0.1 $473k 8.4k 56.36
GlaxoSmithKline 0.1 $439k 9.6k 45.95
American Electric Power Company (AEP) 0.1 $444k 8.5k 52.10
Total (TTE) 0.1 $442k 6.9k 64.42
Buckeye Partners 0.1 $427k 5.4k 78.65
priceline.com Incorporated 0.1 $428k 370.00 1156.76
iShares S&P 500 Growth Index (IVW) 0.1 $463k 4.3k 106.71
ROYAL BK SCOTLAND Group Plc sp adr pref t 0.1 $462k 18k 25.06
General Motors Company (GM) 0.1 $455k 14k 31.91
Golub Capital BDC (GBDC) 0.1 $454k 29k 15.92
WisdomTree Emerging Markets Eq (DEM) 0.1 $462k 9.7k 47.70
SPDR S&P Pharmaceuticals (XPH) 0.1 $456k 4.3k 106.00
MFS Multimarket Income Trust (MMT) 0.1 $439k 69k 6.41
Fly Leasing 0.1 $425k 33k 12.78
Invesco Insured Municipal Income Trust (IIM) 0.1 $472k 31k 15.18
Ishares Tr 2017 s^p amtfr 0.1 $461k 8.4k 55.20
Blackrock Multi-sector Incom other (BIT) 0.1 $452k 26k 17.73
Titan Machy Inc note 3.750% 5/0 0.1 $464k 611k 0.76
Emerge Energy Svcs 0.1 $468k 4.1k 115.02
Dreyfus Mun Bd Infrastructure 0.1 $472k 40k 11.76
American Airls (AAL) 0.1 $429k 12k 35.34
Resource Cap Corp Note 6.000%12/0 note 0.1 $452k 491k 0.92
Ubs Ag Cmn 0.1 $407k 23k 17.36
FedEx Corporation (FDX) 0.1 $387k 2.4k 161.06
PPG Industries (PPG) 0.1 $400k 2.0k 196.46
Spectra Energy 0.1 $392k 10k 39.20
Kinder Morgan Management 0.1 $398k 4.3k 93.67
Medtronic 0.1 $388k 6.3k 61.47
International Paper Company (IP) 0.1 $400k 8.4k 47.65
AstraZeneca (AZN) 0.1 $397k 5.6k 71.42
Capital One Financial (COF) 0.1 $412k 5.1k 81.49
General Mills (GIS) 0.1 $413k 8.2k 50.38
Nextera Energy (NEE) 0.1 $408k 4.4k 93.79
Schlumberger (SLB) 0.1 $412k 4.1k 101.53
Xerox Corporation 0.1 $386k 29k 13.17
EMC Corporation 0.1 $420k 14k 29.23
Royal Gold (RGLD) 0.1 $377k 5.8k 64.79
National Grid 0.1 $412k 5.7k 71.71
Texas Pacific Land Trust 0.1 $384k 2.0k 192.00
Invesco Mortgage Capital 0.1 $386k 25k 15.70
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.1 $394k 4.7k 84.37
Vanguard European ETF (VGK) 0.1 $376k 6.8k 55.13
First Trust IPOX-100 Index Fund (FPX) 0.1 $391k 8.1k 48.07
PIMCO High Income Fund (PHK) 0.1 $397k 34k 11.64
Dow 30 Premium & Dividend Income Fund 0.1 $424k 27k 15.60
PowerShares DWA Technical Ldrs Pf 0.1 $416k 11k 39.25
Advisorshares Tr trimtabs flt (SURE) 0.1 $388k 7.5k 51.73
Integra Lifesciences Holdings conv bnd 0.1 $398k 398k 1.00
Broadsoft Inc. 1.5% 07/01/2018 conv 0.1 $406k 414k 0.98
Blackstone Mtg Tr (BXMT) 0.1 $394k 15k 26.02
Ishares S&p Amt-free Municipal 0.1 $386k 15k 25.52
J2 Global Inc note 3.250% 6/1 0.1 $416k 438k 0.95
Gopro (GPRO) 0.1 $378k 4.0k 93.56
Goldman Sachs Mlp Energy Ren 0.1 $423k 21k 20.14
Hasbro (HAS) 0.1 $369k 6.7k 54.92
Time Warner Cable 0.1 $333k 2.3k 143.10
Northeast Utilities System 0.1 $344k 7.8k 44.22
Goldman Sachs (GS) 0.1 $348k 1.9k 183.54
PNC Financial Services (PNC) 0.1 $333k 3.9k 85.52
Costco Wholesale Corporation (COST) 0.1 $370k 3.0k 125.08
Baxter International (BAX) 0.1 $356k 5.0k 71.60
Paychex (PAYX) 0.1 $374k 8.5k 44.18
RPM International (RPM) 0.1 $336k 7.4k 45.71
Hewlett-Packard Company 0.1 $349k 10k 34.44
Occidental Petroleum Corporation (OXY) 0.1 $367k 3.8k 96.02
Royal Dutch Shell 0.1 $327k 4.1k 78.95
WellPoint 0.1 $353k 3.0k 119.71
Yahoo! 0.1 $352k 8.7k 40.66
Capital Product 0.1 $333k 34k 9.94
Southern Copper Corporation (SCCO) 0.1 $333k 11k 29.64
iShares Gold Trust 0.1 $349k 30k 11.67
Manulife Finl Corp (MFC) 0.1 $326k 17k 19.19
Tesla Motors (TSLA) 0.1 $363k 1.5k 242.48
PowerShares Intl. Dividend Achiev. 0.1 $365k 20k 18.46
Credit Suisse High Yield Bond Fund (DHY) 0.1 $365k 118k 3.08
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $341k 21k 16.15
Pioneer High Income Trust (PHT) 0.1 $367k 22k 16.93
New York Mortgage Trust 0.1 $371k 51k 7.23
John Hancock Tax Adva Glbl Share. Yld 0.1 $369k 30k 12.32
iShares 2016 S&P AMT-Free Mun Ser ETF 0.1 $365k 6.8k 53.36
D Spdr Series Trust (XTN) 0.1 $368k 4.0k 93.09
Powershares Etf Tr Ii s^p500 low vol 0.1 $370k 11k 34.88
New Mountain Finance Corp (NMFC) 0.1 $342k 23k 14.68
Prospect Capital Corp note 0.1 $349k 339k 1.03
Phillips 66 (PSX) 0.1 $368k 4.5k 81.11
Pimco Dynamic Incm Fund (PDI) 0.1 $364k 12k 31.52
Greenbrier Co Inc conv bnd 0.1 $328k 164k 2.00
Nuveen Preferred And equity (JPI) 0.1 $326k 14k 22.86
Powershares Etf Trust Ii 0.1 $337k 9.4k 35.85
Center Coast Mlp And Infrastructure unit 0.1 $343k 18k 19.49
Ares Capital Corporation convertible cor 0.1 $329k 329k 1.00
Stonecastle Finl (BANX) 0.1 $367k 15k 25.14
Via 0.1 $288k 3.7k 76.92
Molson Coors Brewing Company (TAP) 0.1 $292k 3.9k 74.22
Nordstrom (JWN) 0.1 $275k 4.0k 68.17
C.R. Bard 0.1 $293k 2.1k 142.50
AmerisourceBergen (COR) 0.1 $306k 4.0k 77.25
Masco Corporation (MAS) 0.1 $292k 12k 23.85
Valero Energy Corporation (VLO) 0.1 $280k 6.1k 46.17
Lockheed Martin Corporation (LMT) 0.1 $321k 1.8k 182.70
Alcoa 0.1 $297k 19k 16.05
Deere & Company (DE) 0.1 $280k 3.4k 81.85
Symantec Corporation 0.1 $311k 13k 23.49
Danaher Corporation (DHR) 0.1 $276k 3.6k 75.85
Calumet Specialty Products Partners, L.P 0.1 $324k 12k 27.45
Hershey Company (HSY) 0.1 $318k 3.3k 95.35
New York Community Ban 0.1 $324k 21k 15.82
Chesapeake Energy Corporation 0.1 $287k 13k 22.90
ProShares Short S&P500 0.1 $306k 13k 23.01
AllianceBernstein Holding (AB) 0.1 $307k 12k 25.95
AmeriGas Partners 0.1 $289k 6.4k 45.50
Legacy Reserves 0.1 $304k 10k 29.63
Alexion Pharmaceuticals 0.1 $278k 1.7k 165.77
SanDisk Corporation 0.1 $304k 3.2k 95.00
Vector (VGR) 0.1 $306k 14k 22.14
Suncor Energy (SU) 0.1 $291k 8.1k 36.07
Simon Property (SPG) 0.1 $315k 1.9k 164.23
Consumer Discretionary SPDR (XLY) 0.1 $291k 4.4k 66.59
Evolving Systems (EVOL) 0.1 $297k 33k 9.15
Kayne Anderson MLP Investment (KYN) 0.1 $280k 6.9k 40.72
SPDR DJ Wilshire REIT (RWR) 0.1 $306k 3.8k 79.56
Vanguard Consumer Discretionary ETF (VCR) 0.1 $295k 2.7k 108.50
Vanguard Information Technology ETF (VGT) 0.1 $290k 2.9k 100.07
Managed Duration Invtmt Grd Mun Fund 0.1 $310k 23k 13.36
PIMCO Income Opportunity Fund 0.1 $279k 10k 27.58
Vanguard Total World Stock Idx (VT) 0.1 $281k 4.7k 60.20
iShares 2015 S&P AMT-Free Mun Ser ETF 0.1 $294k 5.6k 52.69
Rydex Etf Trust s^psc600 purvl 0.1 $286k 4.9k 58.57
Tesoro Logistics Lp us equity 0.1 $281k 4.1k 68.57
Ngl Energy Partners Lp Com Uni (NGL) 0.1 $282k 7.2k 39.34
Dunkin' Brands Group 0.1 $280k 6.3k 44.76
Brookfield Global Listed 0.1 $305k 13k 23.28
Chesapeake Granite Wash Tr (CHKR) 0.1 $303k 29k 10.61
Ishares Tr usa min vo (USMV) 0.1 $304k 8.1k 37.61
Ishares Tr eafe min volat (EFAV) 0.1 $302k 4.8k 62.60
Us Natural Gas Fd Etf 0.1 $311k 14k 22.11
Nexpoint Credit Strategies 0.1 $297k 28k 10.60
First Tr Exchange Traded Fd multi asset di (MDIV) 0.1 $309k 14k 21.46
Eaton (ETN) 0.1 $283k 4.5k 63.11
M/i Homes Inc note 3.000% 3/0 0.1 $289k 289k 1.00
Slxp 1 1/2 03/15/19 0.1 $278k 116k 2.40
Windstream Hldgs 0.1 $307k 29k 10.77
U.S. Bancorp (USB) 0.1 $251k 6.0k 41.75
Lincoln National Corporation (LNC) 0.1 $236k 4.4k 53.56
Discover Financial Services (DFS) 0.1 $261k 4.1k 64.29
Blackstone 0.1 $263k 8.4k 31.47
People's United Financial 0.1 $234k 16k 14.34
Carnival Corporation (CCL) 0.1 $249k 6.2k 39.93
Cerner Corporation 0.1 $225k 3.8k 59.46
Royal Caribbean Cruises (RCL) 0.1 $261k 3.9k 67.11
Nokia Corporation (NOK) 0.1 $228k 27k 8.46
CenturyLink 0.1 $251k 6.2k 40.79
Anadarko Petroleum Corporation 0.1 $262k 2.6k 101.20
BB&T Corporation 0.1 $256k 6.9k 37.16
NCR Corporation (VYX) 0.1 $232k 7.2k 32.35
Target Corporation (TGT) 0.1 $259k 4.1k 62.66
Texas Instruments Incorporated (TXN) 0.1 $249k 5.2k 47.61
UnitedHealth (UNH) 0.1 $236k 2.7k 86.18
General Dynamics Corporation (GD) 0.1 $228k 1.8k 126.31
Paccar (PCAR) 0.1 $245k 4.3k 56.83
Constellation Brands (STZ) 0.1 $252k 2.9k 86.98
Hertz Global Holdings 0.1 $245k 9.7k 25.37
Key (KEY) 0.1 $271k 20k 13.33
StoneMor Partners 0.1 $272k 11k 25.61
iShares MSCI Japan Index 0.1 $231k 20k 11.73
Cinemark Holdings (CNK) 0.1 $257k 7.6k 33.97
Ingersoll-rand Co Ltd-cl A 0.1 $255k 4.5k 56.29
Textron (TXT) 0.1 $268k 7.5k 35.95
Chicago Bridge & Iron Company 0.1 $273k 4.7k 57.74
McCormick & Company, Incorporated (MKC) 0.1 $272k 4.1k 66.30
Golar Lng (GLNG) 0.1 $243k 3.7k 66.04
iShares Russell 1000 Growth Index (IWF) 0.1 $228k 2.5k 91.46
iShares S&P 100 Index (OEF) 0.1 $230k 2.6k 88.16
iShares S&P 500 Value Index (IVE) 0.1 $230k 2.6k 89.70
iShares Russell 3000 Index (IWV) 0.1 $232k 2.0k 116.35
ProShares Ultra S&P500 (SSO) 0.1 $242k 2.1k 117.48
ROYAL BK SCOTLAND Group Plc spon adr f 0.1 $227k 8.8k 25.81
iShares Russell Midcap Growth Idx. (IWP) 0.1 $242k 2.8k 88.00
Aberdeen Asia-Pacific Income Fund 0.1 $265k 45k 5.88
Cohen & Steers Quality Income Realty (RQI) 0.1 $238k 22k 10.62
First Trust DJ Internet Index Fund (FDN) 0.1 $253k 4.2k 60.67
First Trust Cnsmer Disry Alpha Fnd (FXD) 0.1 $234k 7.2k 32.29
First Trust Materials AlphaDEX Fnd (FXZ) 0.1 $233k 7.3k 32.08
O'reilly Automotive (ORLY) 0.1 $248k 1.7k 149.76
Vanguard REIT ETF (VNQ) 0.1 $264k 3.7k 71.76
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $245k 14k 17.10
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $238k 2.1k 112.48
iShares Barclays Credit Bond Fund (USIG) 0.1 $254k 2.3k 110.48
iShares Dow Jones US Technology (IYW) 0.1 $237k 2.4k 100.59
iShares S&P Global Energy Sector (IXC) 0.1 $228k 5.2k 43.75
iShares S&P Global Technology Sect. (IXN) 0.1 $257k 2.8k 91.43
iShares S&P Global Telecommunicat. (IXP) 0.1 $266k 4.2k 62.71
PowerShares High Yld. Dividend Achv 0.1 $248k 20k 12.44
Vanguard Utilities ETF (VPU) 0.1 $240k 2.6k 91.29
Pimco Municipal Income Fund II (PML) 0.1 $229k 20k 11.63
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $233k 19k 12.52
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.1 $244k 2.4k 101.16
Wells Fargo Adv Global Dividend Opport (EOD) 0.1 $245k 31k 8.01
WisdomTree SmallCap Dividend Fund (DES) 0.1 $249k 3.8k 64.86
BlackRock MuniHolding Insured Investm 0.1 $240k 17k 13.86
BlackRock Insured Municipal Income Trust (BYM) 0.1 $232k 17k 13.78
First Trust/Aberdeen Global Opportunity 0.1 $239k 18k 13.56
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.1 $253k 23k 10.84
Vanguard Star Fd Intl Stk Idxf (VXUS) 0.1 $252k 4.9k 51.00
Cys Investments 0.1 $272k 33k 8.23
American Capital Mortgage In 0.1 $227k 12k 18.74
Jazz Pharmaceuticals (JAZZ) 0.1 $248k 1.5k 160.10
Ensco Plc Shs Class A 0.1 $260k 6.3k 41.31
Prudential Sht Duration Hg Y 0.1 $236k 14k 16.68
Eqt Midstream Partners 0.1 $268k 3.0k 89.62
Puma Biotechnology (PBYI) 0.1 $238k 1.0k 238.00
Bgc Partners, Inc. note 4.500% 7/1 0.1 $227k 216k 1.05
First Tr Exchange Traded Fd nasd tech div (TDIV) 0.1 $269k 10k 27.01
Global X Fds glb x ftse nor (GURU) 0.1 $228k 8.7k 26.21
Chambers Str Pptys 0.1 $230k 31k 7.52
First Tr Inter Duration Pfd & Income (FPF) 0.1 $260k 12k 21.67
Keurig Green Mtn 0.1 $238k 1.9k 128.21
Goldman Sachs Group Inc Medium Term Nts Callable Exchangeable Equity 0.000% 02/16/21 B/e Dtd 02/13/1.. 0.1 $231k 229k 1.01
Voya Infrastructure Industrial & Materia (IDE) 0.1 $233k 14k 17.10
Alibaba Group Holding (BABA) 0.1 $225k 2.5k 88.55
Owens Corning (OC) 0.0 $201k 6.3k 31.68
PetSmart 0.0 $206k 2.9k 69.86
United Rentals (URI) 0.0 $202k 1.8k 110.49
Cincinnati Financial Corporation (CINF) 0.0 $206k 4.4k 47.00
Novartis (NVS) 0.0 $203k 2.2k 93.76
Kellogg Company (K) 0.0 $211k 3.4k 61.39
Public Service Enterprise (PEG) 0.0 $206k 5.6k 37.12
PowerShares DB Com Indx Trckng Fund 0.0 $217k 9.3k 23.22
Rite Aid Corporation 0.0 $186k 39k 4.81
Flextronics International Ltd Com Stk (FLEX) 0.0 $222k 22k 10.31
Targa Resources Partners 0.0 $212k 2.9k 72.11
NuStar Energy 0.0 $222k 3.4k 65.93
Banco Santander (SAN) 0.0 $191k 20k 9.46
Lululemon Athletica (LULU) 0.0 $211k 5.0k 41.87
MFA Mortgage Investments 0.0 $190k 25k 7.77
Dana Holding Corporation (DAN) 0.0 $193k 10k 19.17
Industrial Services of America 0.0 $191k 32k 5.93
Market Vectors Gold Miners ETF 0.0 $201k 9.4k 21.29
InterOil Corporation 0.0 $216k 4.0k 54.00
Chimera Investment Corporation 0.0 $192k 63k 3.04
Vanguard Large-Cap ETF (VV) 0.0 $222k 2.5k 90.06
Cohen & Steers REIT/P (RNP) 0.0 $176k 10k 17.45
Triangle Capital Corporation 0.0 $201k 7.9k 25.32
Putnam Premier Income Trust (PPT) 0.0 $221k 40k 5.47
BlackRock Floating Rate Income Trust (BGT) 0.0 $195k 14k 13.76
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $204k 20k 10.01
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $182k 14k 13.49
Rydex S&P MidCap 400 Pure Growth ETF 0.0 $209k 1.7k 122.29
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $203k 15k 13.90
WisdomTree MidCap Dividend Fund (DON) 0.0 $219k 2.8k 78.07
Nuveen Premium Income Municipal Fund 0.0 $192k 14k 13.35
Cornerstone Strategic Value 0.0 $197k 34k 5.83
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $206k 12k 16.65
Cornerstone Progressive Rtn 0.0 $207k 51k 4.09
Torchlight Energy Resources 0.0 $181k 51k 3.58
Pimco Etf Tr 0-5 high yield (HYS) 0.0 $215k 2.1k 103.37
Apollo Residential Mortgage 0.0 $181k 12k 15.36
Lrr Energy 0.0 $218k 12k 17.87
Spdr Short-term High Yield mf (SJNK) 0.0 $214k 7.6k 28.30
Home Loan Servicing Solution ord 0.0 $221k 11k 21.08
First Tr Mlp & Energy Income 0.0 $213k 10k 21.30
Allianzgi Conv & Inc Fd taxable cef 0.0 $199k 21k 9.52
Seaworld Entertainment (PRKS) 0.0 $204k 11k 19.15
Constellium Holdco B V cl a 0.0 $202k 8.2k 24.59
Hos Us conv 0.0 $183k 187k 0.98
Prospect Capital Corporation note 5.875 0.0 $190k 186k 1.02
Enlink Midstream Ptrs 0.0 $211k 7.0k 30.26
Voya Natural Res Eq Inc Fund 0.0 $202k 20k 10.32
Enable Midstream 0.0 $218k 8.8k 24.59
First Trust New Opportunities 0.0 $206k 11k 18.73
Vale (VALE) 0.0 $159k 15k 11.00
Dryships Inc. note 5.000%12/0 0.0 $136k 139k 0.98
Two Harbors Investment 0.0 $130k 14k 9.61
Telefonaktiebolaget LM Ericsson (ERIC) 0.0 $156k 12k 12.55
Advanced Micro Devices (AMD) 0.0 $154k 45k 3.41
Medical Properties Trust (MPW) 0.0 $126k 11k 11.89
Sequenom 0.0 $158k 53k 2.96
FuelCell Energy 0.0 $132k 64k 2.08
Prospect Capital Corporation (PSEC) 0.0 $145k 15k 9.89
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $132k 10k 13.20
Franklin Templeton (FTF) 0.0 $173k 14k 12.36
Gas Nat 0.0 $150k 13k 11.76
PowerShares Listed Private Eq. 0.0 $157k 14k 11.05
Eaton Vance Municipal Bond Fund (EIM) 0.0 $150k 12k 12.52
Penn West Energy Trust 0.0 $146k 22k 6.73
MFS Investment Grade Municipal Trust (CXH) 0.0 $153k 17k 9.13
BlackRock EcoSolutions Investment Trust 0.0 $152k 20k 7.62
Cbre Clarion Global Real Estat re (IGR) 0.0 $138k 17k 8.37
Wabash National Corp 3.375 '18 conv 0.0 $174k 137k 1.27
Unwired Planet 0.0 $138k 74k 1.85
Photronics Inc note 0.0 $158k 150k 1.05
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $152k 3.8k 40.00
Wave Systems 0.0 $170k 159k 1.07
American Rlty Cap Pptys Inc note 3.750%12/1 0.0 $126k 126k 1.00
Voya Prime Rate Trust sh ben int 0.0 $157k 29k 5.48
Acorda Therap note 1.75% 6/15 0.0 $166k 160k 1.04
MGIC Investment (MTG) 0.0 $110k 14k 7.76
Echelon Corporation 0.0 $121k 59k 2.04
Dryships/drys 0.0 $88k 36k 2.46
SandRidge Energy 0.0 $98k 23k 4.25
PDL BioPharma 0.0 $100k 14k 7.40
Alaska Communications Systems 0.0 $96k 62k 1.55
Pan American Silver Corp Can (PAAS) 0.0 $111k 10k 10.91
Alcatel-Lucent 0.0 $104k 34k 3.03
Extreme Networks (EXTR) 0.0 $114k 24k 4.78
Blackrock Kelso Capital 0.0 $105k 12k 8.53
Peregrine Pharmaceuticals 0.0 $86k 63k 1.36
Scorpio Tankers 0.0 $95k 12k 8.23
AllianceBernstein Income Fund 0.0 $75k 10k 7.41
Cascade Bancorp 0.0 $93k 19k 5.01
Sandisk Corp note 1.500% 8/1 0.0 $123k 64k 1.92
Newpark Res Inc note 4.000%10/0 0.0 $116k 93k 1.25
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $120k 25k 4.73
Nuveen Quality Pref. Inc. Fund II 0.0 $98k 11k 8.68
Western Asset High Incm Fd I (HIX) 0.0 $122k 14k 8.90
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $98k 13k 7.49
pSivida 0.0 $96k 22k 4.41
MFS High Income Municipal Trust (CXE) 0.0 $96k 20k 4.73
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $115k 10k 11.38
Eca Marcellus Trust I (ECTM) 0.0 $80k 15k 5.44
CUBIST PHARM CONVERTIBLE security 0.0 $88k 38k 2.32
Fortuna Silver Mines 0.0 $104k 26k 4.03
Blue Earth 0.0 $81k 22k 3.70
Gt Solar Int'l 0.0 $118k 11k 10.83
Ares Capital Corp 5.125 2016 conv 0.0 $118k 113k 1.04
Mentor Graphics 4% 2031 conv 0.0 $105k 91k 1.15
Hercules Tech Growth Cap Inc cnv 0.0 $86k 75k 1.14
Stone Energy Corp Sr Nt Conv 1.750% 03/01/17 B/e Dtd 03/06/12 0.0 $109k 104k 1.05
Quantum Fuel Sys Technologies 0.0 $102k 28k 3.72
Sirius Xm Holdings 0.0 $110k 32k 3.47
Ares Coml Real Estate Corp Sr Nt Conv 7.000% 12/15/15 B/e Dtd 12/19/12 0.0 $98k 98k 1.00
EXCO Resources 0.0 $39k 12k 3.33
Bristow Group Inc note 3.000% 6/1 0.0 $62k 62k 1.00
Enersys note 3.375% 6/0 0.0 $36k 36k 1.00
Verso Paper 0.0 $64k 20k 3.20
Eagle Rock Energy Partners,L.P 0.0 $39k 11k 3.48
Hecla Mining Company (HL) 0.0 $63k 25k 2.48
Hutchinson Technology Incorporated 0.0 $59k 16k 3.63
Taseko Cad (TGB) 0.0 $30k 18k 1.67
Novagold Resources Inc Cad (NG) 0.0 $39k 13k 3.02
Novavax 0.0 $56k 14k 4.16
Zix Corporation 0.0 $58k 17k 3.38
Silvercorp Metals (SVM) 0.0 $50k 32k 1.57
Dragonwave 0.0 $47k 38k 1.23
Ballard Pwr Sys (BLDP) 0.0 $60k 19k 3.18
Fieldpoint Petroleum Corporation (FPPP) 0.0 $57k 14k 4.00
China Ming Yang Wind Power 0.0 $37k 12k 3.02
Beasley Broadcast 0.0 $56k 11k 5.30
Teekay Tankers Ltd cl a 0.0 $53k 14k 3.72
Teleflex Inc note 3.875% 8/0 0.0 $46k 27k 1.70
MFS Intermediate High Income Fund (CIF) 0.0 $62k 23k 2.68
Dreyfus High Yield Strategies Fund 0.0 $74k 20k 3.69
Alere Inc note 3.000% 5/1 0.0 $27k 26k 1.05
Cemex Sab conv 0.0 $29k 25k 1.16
Box Ships 0.0 $33k 28k 1.18
INSTRS INC Stemcells 0.0 $65k 52k 1.25
Chart Industries 2% conv 0.0 $32k 32k 1.00
Microvision Inc Del (MVIS) 0.0 $56k 29k 1.93
Helix Energy Solutions note 0.0 $38k 33k 1.15
Aar Corp 2.25% conv 0.0 $58k 58k 1.00
Lam Research Corp conv 0.0 $34k 27k 1.25
Kohlberg Capital Corp note 8.750% 3/1 0.0 $40k 35k 1.14
Cyclacel Pharmaceuticals 0.0 $33k 11k 2.97
Stillwater Mng Co note 1.750%10/1 0.0 $40k 32k 1.25
Arcc 4 7/8 03/15/17 0.0 $56k 54k 1.04
Take-two Interactive Softwar note 1.000% 7/0 0.0 $74k 60k 1.23
Celsion Corporation 0.0 $40k 14k 2.93
Gt Advanced Technologies Inc note 3.000%12/1 0.0 $46k 41k 1.12
Cti Biopharma 0.0 $41k 17k 2.42
Macquarie Infrastructure conv 0.0 $41k 38k 1.07
Encore Cap Group Inc note 3.000% 7/0 0.0 $44k 39k 1.13
Goog 0% 02/19/21 0.0 $27k 29k 0.93
Massey Energy Co note 3.250% 8/0 0.0 $23k 25k 0.92
Chesapeake Energy Corp note 2.500% 5/1 0.0 $22k 22k 1.00
Lexicon Pharmaceuticals 0.0 $16k 12k 1.33
American International (AIG) 0.0 $0 14k 0.00
Hemispherx BioPharma 0.0 $3.0k 10k 0.30
Paramount Gold and Silver 0.0 $10k 12k 0.83
Vanguard FTSE All-World ex-US ETF (VEU) 0.0 $0 77k 0.00
Sterlite Inds India Ltd note 4.000%10/3 0.0 $24k 25k 0.96
iShares Morningstar Small Value (ISCV) 0.0 $0 19k 0.00
D Golden Minerals 0.0 $13k 21k 0.62
Vringo 0.0 $9.0k 10k 0.90
Citigroup (C) 0.0 $0 25k 0.00
Western Copper And Gold Cor (WRN) 0.0 $6.0k 12k 0.50
On Semiconductor Corp note 2.625%12/1 0.0 $10k 10k 1.00
Fieldpoint Petroleum Corp *w exp 03/23/2 0.0 $17k 25k 0.67
Psec Us conv 0.0 $16k 16k 1.00
Allscripts Healthcare So conv 0.0 $16k 16k 1.00
Cubist Pharmaceuticals conv 0.0 $18k 17k 1.06
Jds Uniphase Corp conv 0.0 $16k 17k 0.94