Wolverine Asset Management

Wolverine Asset Management as of June 30, 2018

Portfolio Holdings for Wolverine Asset Management

Wolverine Asset Management holds 1084 positions in its portfolio as reported in the June 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Norfolk Southern (NSC) 3.3 $253M 1.7M 150.87
Altaba 3.2 $249M 3.4M 73.21
Invesco Qqq Trust Series 1 (QQQ) 3.0 $235M 1.4M 171.65
Proshares Tr ultrapro qqq (TQQQ) 2.8 $217M 3.8M 57.11
iShares Russell 2000 Index (IWM) 2.8 $215M 1.3M 163.77
Alibaba Group Holding (BABA) 2.7 $208M 1.1M 185.52
Tesla Motors (TSLA) 2.3 $180M 523k 342.92
Spdr S&p 500 Etf (SPY) 2.2 $169M 624k 271.27
Direxion Daily Small Cp Bull 3X (TNA) 2.2 $168M 2.0M 82.16
Square Inc convertible security 1.9 $144M 53M 2.69
Advanced Micro Devices Inc Note 2.125% 9/0 bond 1.7 $134M 68M 1.99
ProShares UltraPro S&P 500 (UPRO) 1.6 $122M 2.6M 46.88
ProShares Ultra S&P500 (SSO) 1.3 $101M 907k 111.29
Wright Medical Group Nv 2.25 20211115 1.2 $93M 69M 1.34
Mercadolibre Inc note 2.250% 7/0 1.0 $80M 34M 2.37
Facebook Inc cl a (META) 1.0 $78M 400k 194.32
Allegheny Technologies Inc note 4.750% 7/0 1.0 $74M 39M 1.90
Medicines Company conv 0.8 $63M 52M 1.22
Union Pacific Corporation (UNP) 0.8 $62M 440k 141.68
Barclays Bk Plc Ipath S&p500 Vix etf 0.8 $63M 1.7M 37.00
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.8 $62M 63M 0.98
Apple (AAPL) 0.7 $57M 307k 185.11
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.7 $56M 460k 121.50
Hubspot convertible security 0.7 $54M 38M 1.43
Exact Sciences Corp convertible/ 0.7 $53M 50M 1.05
Ttm Technologies Inc conv 0.7 $52M 28M 1.87
iShares MSCI EAFE Index Fund (EFA) 0.6 $49M 724k 66.97
Micron Technology (MU) 0.6 $49M 929k 52.44
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.6 $49M 37M 1.34
Zillow Group Inc note 2.000%12/0 0.6 $48M 38M 1.26
Lendingtree Inc convertible security 0.6 $48M 40M 1.21
Inphi Corp note 1.125%12/0 0.6 $46M 43M 1.07
Avis Budget (CAR) 0.6 $45M 1.4M 32.50
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.6 $45M 16M 2.75
Industrial SPDR (XLI) 0.6 $44M 611k 71.63
Microchip Technology Inc note 1.625% 2/1 0.6 $44M 25M 1.76
Tesaro Inc note 3.000%10/0 0.6 $44M 29M 1.50
Bank of America Corporation (BAC) 0.6 $42M 1.5M 28.19
Nxp Semiconductors N V (NXPI) 0.5 $41M 376k 109.27
Teladoc Inc note 3.000%12/1 0.5 $41M 28M 1.49
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $39M 900k 42.97
Bristol Myers Squibb (BMY) 0.5 $38M 684k 55.34
Zions Bancorporation *w exp 05/22/202 0.5 $38M 1.9M 20.30
Unisys Corp note 5.500% 3/0 0.5 $37M 24M 1.51
Microsoft Corporation (MSFT) 0.4 $34M 345k 98.60
Citigroup (C) 0.4 $33M 494k 66.92
Encore Cap Group Inc note 3.000% 7/0 0.4 $33M 33M 1.01
Alon Usa Energy Inc note 3.000% 9/1 0.4 $34M 18M 1.89
Green Plains Inc conv 0.4 $33M 31M 1.04
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $32M 31M 1.03
Alder Biopharmaceuticals Inc convertible security 0.4 $32M 31M 1.04
Pacira Pharmaceuticals Inc convertible security 0.4 $31M 34M 0.93
Vale (VALE) 0.4 $31M 2.4M 12.82
Starbucks Corporation (SBUX) 0.4 $31M 636k 48.85
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.4 $31M 254k 122.25
Transocean (RIG) 0.4 $29M 2.2M 13.44
SPDR KBW Regional Banking (KRE) 0.4 $29M 482k 61.00
Amazon (AMZN) 0.4 $29M 17k 1699.65
Pros Holding Inc 2% Due 12/1/2 cvbond 0.3 $27M 22M 1.20
Virtus Investment Partners convertible preferred security 0.3 $27M 253k 108.48
Medicines Company 2.750000 07/15/2023 bond 0.3 $27M 27M 1.00
Energy Select Sector SPDR (XLE) 0.3 $26M 346k 75.94
Lam Research Corporation (LRCX) 0.3 $26M 150k 172.85
Ctrip.com International 0.3 $26M 536k 47.63
Acorda Therap note 1.75% 6/15 0.3 $26M 26M 0.97
Costco Wholesale Corporation (COST) 0.3 $25M 119k 208.98
DISH Network 0.3 $24M 717k 33.54
Advanced Micro Devices (AMD) 0.3 $24M 1.6M 14.67
Direxion Daily Large Cp Bull 3X (SPXL) 0.3 $24M 533k 44.54
SPDR Dow Jones Industrial Average ETF (DIA) 0.3 $24M 100k 242.73
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.3 $24M 24M 0.99
Theravance Biopharma Inc note 3.250%11/0 0.3 $24M 24M 0.99
Renewable Energy Group Inc note 4.000% 6/1 0.3 $24M 14M 1.79
Blackberry Ltd ebt 3.750%11/1 0.3 $24M 21M 1.17
Carbonite Inc note 2.500% 4/0 0.3 $24M 16M 1.48
Petroleo Brasileiro SA (PBR) 0.3 $23M 2.3M 10.03
Dominion Resource p 0.3 $24M 508k 46.17
iShares MSCI Emerging Markets Indx (EEM) 0.3 $22M 516k 43.33
Financial Select Sector SPDR (XLF) 0.3 $22M 843k 26.59
Radius Health Inc note 3.000% 9/0 0.3 $22M 24M 0.93
Celgene Corporation 0.3 $21M 269k 79.42
Materials SPDR (XLB) 0.3 $22M 370k 58.06
Weibo Corp bond 0.3 $22M 22M 1.01
JPMorgan Chase & Co. (JPM) 0.3 $21M 200k 104.18
Teva Pharmaceutical Industries (TEVA) 0.3 $21M 842k 24.32
General Motors Company (GM) 0.3 $21M 526k 39.40
Ezcorp Inc sr unsecured 06/19 2.625 0.3 $21M 21M 1.01
Evolent Health Inc bond 0.3 $21M 18M 1.14
Consumer Staples Select Sect. SPDR (XLP) 0.3 $20M 391k 51.53
SPDR S&P Oil & Gas Explore & Prod. 0.3 $20M 465k 43.06
Meritor Inc conv 0.3 $20M 10M 1.95
Lexicon note5 0.2 $20M 12M 1.60
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.2 $19M 14M 1.42
Newmont Mining Corporation (NEM) 0.2 $19M 508k 37.00
Baidu (BIDU) 0.2 $19M 78k 243.00
Herbalife Ltd Com Stk (HLF) 0.2 $19M 349k 53.71
Spectrum Pharmaceuticals Inc conv 0.2 $19M 9.3M 2.02
Market Vectors Etf Tr Oil Svcs 0.2 $19M 708k 26.27
Johnson & Johnson (JNJ) 0.2 $18M 146k 121.34
Immunomedics Inc note 4.750% 2/1 0.2 $18M 3.8M 4.65
Invacare Corp conv bnd 0.2 $18M 14M 1.29
Gopro Inc note 3.500% 4/1 0.2 $18M 20M 0.92
Capstead Mortgage Corporation 0.2 $17M 1.9M 8.95
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.2 $17M 149k 114.57
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $17M 204k 85.08
Everbridge Inc bond 0.2 $17M 11M 1.50
Lowe's Companies (LOW) 0.2 $16M 167k 95.56
Cien 4 12/15/20 0.2 $16M 12M 1.42
K2m Group Hldgs Inc bond 0.2 $16M 13M 1.27
General Electric Company 0.2 $15M 1.1M 13.60
Cisco Systems (CSCO) 0.2 $16M 365k 43.03
iShares Russell 2000 Value Index (IWN) 0.2 $16M 118k 131.92
Pdl Biopharma Inc note 2.750 12/0 0.2 $15M 17M 0.91
Wynn Resorts (WYNN) 0.2 $15M 89k 167.33
Invesco Mortgage Capital 0.2 $15M 912k 15.90
Calamp Corp convertible security 0.2 $14M 14M 1.06
Harmonic Inc note 4.000 12/0 0.2 $14M 14M 1.03
Procter & Gamble Company (PG) 0.2 $14M 176k 78.05
Oracle Corporation (ORCL) 0.2 $14M 322k 44.04
1,000% Sina 01.12.2018 note 0.2 $14M 13M 1.01
Alphabet Inc Class A cs (GOOGL) 0.2 $14M 12k 1129.17
Stanley Black & Decker (SWK) 0.2 $13M 101k 132.81
International Paper Company (IP) 0.2 $13M 249k 52.06
Pepsi (PEP) 0.2 $13M 119k 108.86
Centene Corporation (CNC) 0.2 $14M 110k 123.21
Proshares Tr Ii sht vix st trm 0.2 $13M 1.0M 12.72
Ptc Therapeutics Inc conv bd us 0.2 $13M 13M 0.99
Novavax Inc note 3.750% 2/0 0.2 $13M 22M 0.59
Andeavor 0.2 $13M 99k 131.15
Invacare Corp convertible security 0.2 $13M 10M 1.33
Exxon Mobil Corporation (XOM) 0.2 $12M 150k 82.72
Deere & Company (DE) 0.2 $12M 88k 139.79
Nike (NKE) 0.2 $12M 155k 79.68
Textron (TXT) 0.2 $12M 183k 65.91
iShares Russell 1000 Growth Index (IWF) 0.2 $12M 86k 143.79
iShares Dow Jones US Real Estate (IYR) 0.2 $13M 157k 80.57
Dowdupont 0.2 $12M 184k 65.92
MasterCard Incorporated (MA) 0.1 $11M 58k 196.48
Hess Pfd p 0.1 $12M 159k 75.22
Veeco Instrs Inc Del note 2.700% 1/1 0.1 $12M 13M 0.88
Morgan Stanley (MS) 0.1 $11M 230k 47.39
SPDR Gold Trust (GLD) 0.1 $11M 89k 118.65
NetEase (NTES) 0.1 $11M 42k 252.60
Direxion Daily Energy Bull 3X 0.1 $11M 275k 38.15
Nevro Corp note 1.750% 6/0 0.1 $11M 9.6M 1.09
Alcoa (AA) 0.1 $11M 225k 46.88
International Business Machines (IBM) 0.1 $10M 73k 139.70
Visa (V) 0.1 $9.9M 75k 132.44
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.1 $10M 100k 102.51
Hldgs (UAL) 0.1 $10M 149k 69.72
Rsp Permian 0.1 $9.7M 220k 44.02
Weatherford Intl Plc ord 0.1 $9.7M 3.0M 3.26
Alphabet Inc Class C cs (GOOG) 0.1 $10M 9.0k 1115.56
Canadian Natural Resources (CNQ) 0.1 $9.0M 250k 36.06
Applied Materials (AMAT) 0.1 $9.2M 200k 46.19
TAL Education (TAL) 0.1 $9.3M 254k 36.79
Blackberry (BB) 0.1 $9.1M 950k 9.60
Washington Prime (WB) 0.1 $9.3M 105k 88.72
Stericycle, Inc. pfd cv 0.1 $9.6M 195k 49.08
Social Cap Hedosophia Hldgs unit 99/99/9999 0.1 $9.3M 847k 10.97
Vistra Energy Corp convertible preferred security 0.1 $9.0M 96k 94.58
Goldman Sachs (GS) 0.1 $8.8M 40k 220.55
AFLAC Incorporated (AFL) 0.1 $8.3M 192k 43.01
Aetna 0.1 $8.7M 47k 183.48
MetLife (MET) 0.1 $8.5M 195k 43.57
11/14/2018 W Exp 11/14/2018 0.1 $8.5M 511k 16.61
Workday Inc conv 0.1 $8.5M 5.6M 1.50
Dell Technologies Inc Class V equity 0.1 $8.5M 100k 84.58
Crown Castle Intl Corp New 6.875% con pfd a 0.1 $8.5M 7.9k 1073.02
Invesco Currencyshares British Pound Sterling Trust etf (FXB) 0.1 $8.3M 65k 128.08
BP (BP) 0.1 $7.8M 180k 43.33
Coca-Cola Company (KO) 0.1 $7.6M 174k 43.85
Walt Disney Company (DIS) 0.1 $7.5M 71k 104.80
Intel Corporation (INTC) 0.1 $8.0M 162k 49.71
W.R. Grace & Co. 0.1 $7.9M 108k 73.30
VeriFone Systems 0.1 $7.8M 340k 22.82
Validus Holdings 0.1 $7.8M 116k 67.59
Cavium 0.1 $8.1M 94k 86.50
Mondelez Int (MDLZ) 0.1 $7.4M 181k 41.00
Endo International (ENDPQ) 0.1 $7.8M 823k 9.43
Renewable Energy Group Inc mtnf 2.750% 6/1 0.1 $7.9M 5.7M 1.38
Square Inc cl a (SQ) 0.1 $7.5M 122k 61.63
Xl 0.1 $7.6M 136k 55.95
Envision Healthcare 0.1 $7.8M 176k 44.01
Neurocrine Biosciences Inc Note 2.250 5/1 0.1 $7.9M 5.4M 1.45
Optimizerx Ord (OPRX) 0.1 $7.7M 745k 10.40
Boeing Company (BA) 0.1 $7.2M 22k 335.47
Target Corporation (TGT) 0.1 $7.0M 91k 76.12
Texas Capital Bancshares (TCBI) 0.1 $6.9M 76k 91.49
Vanguard REIT ETF (VNQ) 0.1 $7.0M 86k 81.44
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $7.2M 666k 10.83
Cathay Gen Bancorp *w exp 12/05/201 0.1 $6.9M 327k 21.17
Xcerra 0.1 $6.7M 481k 13.97
Ani Pharmaceuticals Inc. note 3.000 12/0 0.1 $6.8M 6.0M 1.13
Incyte Corp. note 1.250 11/1 0.1 $6.9M 4.9M 1.40
Carriage Svcs Inc note 2.750% 3/1 0.1 $6.6M 5.4M 1.22
Paypal Holdings (PYPL) 0.1 $6.8M 82k 83.26
Nextera Energy Inc unit 08/31/2018 0.1 $7.0M 94k 74.29
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $6.7M 298k 22.31
Frontier Communication 0.1 $7.2M 1.3M 5.36
Array Biopharma Inc bond 0.1 $6.7M 5.0M 1.34
Adobe Systems Incorporated (ADBE) 0.1 $6.1M 25k 243.78
CVS Caremark Corporation (CVS) 0.1 $6.2M 96k 64.34
Total (TTE) 0.1 $6.0M 100k 60.00
Freeport-McMoRan Copper & Gold (FCX) 0.1 $6.1M 352k 17.26
EOG Resources (EOG) 0.1 $6.2M 50k 124.43
Anworth Mortgage Asset Corporation 0.1 $6.4M 1.3M 4.97
United States Steel Corporation (X) 0.1 $6.5M 186k 34.75
Rockwell Automation (ROK) 0.1 $5.8M 35k 166.23
Bank Of America Corporation warrant 0.1 $5.8M 357k 16.32
Cohen & Steers REIT/P (RNP) 0.1 $6.0M 311k 19.42
Tribune Co New Cl A 0.1 $6.1M 160k 38.27
Hannon Armstrong (HASI) 0.1 $5.9M 299k 19.75
Ellington Residential Mortga reit (EARN) 0.1 $6.2M 571k 10.90
H & Q Healthcare Fund equities (HQH) 0.1 $6.0M 278k 21.50
Westrock (WRK) 0.1 $6.6M 115k 57.02
Ilg 0.1 $6.1M 185k 33.03
Snap Inc cl a (SNAP) 0.1 $6.3M 478k 13.09
Becton Dickinson & Co pfd shs conv a 0.1 $6.0M 97k 61.92
Barrick Gold Corp (GOLD) 0.1 $5.1M 391k 13.12
Caterpillar (CAT) 0.1 $5.8M 43k 135.65
Wal-Mart Stores (WMT) 0.1 $5.3M 62k 85.64
Chevron Corporation (CVX) 0.1 $5.7M 45k 126.40
Dominion Resources (D) 0.1 $5.3M 78k 68.17
At&t (T) 0.1 $5.8M 179k 32.11
Lincoln Electric Holdings (LECO) 0.1 $5.6M 64k 87.75
Vulcan Materials Company (VMC) 0.1 $5.2M 40k 129.04
Avista Corporation (AVA) 0.1 $5.2M 99k 52.66
Rockwell Collins 0.1 $5.2M 39k 134.67
Mitsubishi UFJ Financial (MUFG) 0.1 $5.7M 1.0M 5.65
Scientific Games (LNW) 0.1 $5.2M 106k 49.13
Delta Air Lines (DAL) 0.1 $5.8M 117k 49.54
Radian (RDN) 0.1 $5.0M 310k 16.22
iShares MSCI Brazil Index (EWZ) 0.1 $5.1M 160k 32.00
Immunomedics 0.1 $5.5M 235k 23.60
Ironwood Pharmaceuticals (IRWD) 0.1 $5.7M 300k 19.12
Sumitomo Mitsui Financial Grp (SMFG) 0.1 $5.1M 650k 7.77
Boston Private Finl Hldgs In *w exp 11/21/201 0.1 $5.1M 495k 10.32
Tenet Healthcare Corporation (THC) 0.1 $5.1M 152k 33.56
Twitter 0.1 $5.1M 117k 43.66
Cherry Hill Mort (CHMI) 0.1 $5.2M 292k 17.86
Jd (JD) 0.1 $5.6M 143k 38.94
Gopro (GPRO) 0.1 $5.6M 874k 6.44
Proshares Ultra Vix Short-term Futures Etf etf 0.1 $5.5M 444k 12.34
Booking Holdings (BKNG) 0.1 $5.4M 2.7k 2020.00
Invesco Db Commodity Index Tracking Fund Invsc Trackng Etf unit (DBC) 0.1 $5.4M 306k 17.68
PNC Financial Services (PNC) 0.1 $4.5M 34k 135.07
CSX Corporation (CSX) 0.1 $4.9M 77k 63.77
McDonald's Corporation (MCD) 0.1 $4.9M 31k 156.67
Home Depot (HD) 0.1 $4.4M 23k 194.89
3M Company (MMM) 0.1 $4.6M 23k 196.68
Ross Stores (ROST) 0.1 $4.4M 52k 84.72
National-Oilwell Var 0.1 $4.3M 100k 43.40
Halliburton Company (HAL) 0.1 $4.4M 99k 45.03
Occidental Petroleum Corporation (OXY) 0.1 $4.9M 58k 83.66
Prudential Financial (PRU) 0.1 $4.7M 50k 93.50
Netflix (NFLX) 0.1 $4.6M 12k 391.40
Invesco (IVZ) 0.1 $4.6M 175k 26.56
Amtrust Financial Services 0.1 $4.3M 294k 14.57
Celanese Corporation (CE) 0.1 $5.0M 45k 111.04
WGL Holdings 0.1 $4.9M 55k 88.74
First Majestic Silver Corp (AG) 0.1 $4.5M 594k 7.63
Xpo Logistics Inc equity (XPO) 0.1 $5.0M 50k 100.18
Ptc (PTC) 0.1 $4.9M 52k 93.81
Allianzgi Nfj Divid Int Prem S cefs 0.1 $4.3M 339k 12.62
Liberty Global Inc Com Ser A 0.1 $4.6M 165k 27.54
Vipshop Holdings Ltd - Ads bond 0.1 $4.3M 4.4M 0.99
Keysight Technologies (KEYS) 0.1 $5.0M 85k 59.02
Pra Group Inc conv 0.1 $4.3M 4.5M 0.97
Fiat Chrysler Auto 0.1 $4.7M 250k 18.89
Ehi Car Svcs Ltd spon ads cl a 0.1 $4.9M 379k 12.96
Ashland (ASH) 0.1 $4.3M 55k 78.16
Nutanix Inc cl a (NTNX) 0.1 $4.5M 88k 51.56
Berkshire Hathaway (BRK.B) 0.1 $3.8M 20k 186.65
AMAG Pharmaceuticals 0.1 $3.6M 187k 19.50
Travelers Companies (TRV) 0.1 $3.8M 31k 122.31
Rent-A-Center (UPBD) 0.1 $4.2M 287k 14.64
Tyson Foods (TSN) 0.1 $3.7M 53k 68.75
Kroger (KR) 0.1 $3.5M 123k 28.39
NCR Corporation (VYX) 0.1 $4.1M 137k 29.98
TJX Companies (TJX) 0.1 $3.6M 38k 95.15
Dynex Capital 0.1 $3.7M 572k 6.53
Deutsche Bank Ag-registered (DB) 0.1 $4.2M 401k 10.57
Infinity Property and Casualty 0.1 $3.8M 27k 142.34
Banco Itau Holding Financeira (ITUB) 0.1 $3.5M 337k 10.38
AK Steel Holding Corporation 0.1 $3.9M 909k 4.34
Capella Education Company 0.1 $3.8M 38k 98.68
Lululemon Athletica (LULU) 0.1 $3.6M 29k 124.83
Asa (ASA) 0.1 $3.8M 375k 10.20
SPDR KBW Bank (KBE) 0.1 $3.7M 79k 47.00
General American Investors (GAM) 0.1 $4.0M 117k 34.31
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.1 $3.5M 632k 5.59
State Street Bank Financial 0.1 $4.2M 125k 33.40
Amc Networks Inc Cl A (AMCX) 0.1 $3.5M 57k 62.19
Post Holdings Inc Common (POST) 0.1 $4.2M 49k 86.00
Nuveen Real (JRI) 0.1 $3.7M 227k 16.16
REPCOM cla 0.1 $4.0M 40k 100.45
Fortive (FTV) 0.1 $4.2M 55k 77.11
Kayne Anderson Acquisition unit 06/30/2022 0.1 $4.1M 396k 10.40
Ultra Petroleum 0.1 $3.6M 1.5M 2.31
Vantage Energy Acquisition 0.1 $3.8M 388k 9.87
Avaya Holdings Corp 0.1 $4.0M 198k 20.08
Invesco Db Us Dlr Index Tr bullish (UUP) 0.1 $3.9M 155k 24.93
Lf Cap Acquisition Corp unit 06/19/2025 0.1 $3.8M 375k 10.07
Stewart Information Services Corporation (STC) 0.0 $3.1M 71k 43.06
Incyte Corporation (INCY) 0.0 $2.9M 43k 66.98
United Parcel Service (UPS) 0.0 $2.8M 26k 106.20
Nordstrom (JWN) 0.0 $2.9M 56k 51.78
Akamai Technologies (AKAM) 0.0 $3.2M 43k 73.22
Las Vegas Sands (LVS) 0.0 $3.2M 42k 76.35
Xilinx 0.0 $2.8M 44k 65.25
Honeywell International (HON) 0.0 $2.9M 21k 144.01
Ford Motor Company (F) 0.0 $3.2M 286k 11.07
C.H. Robinson Worldwide (CHRW) 0.0 $3.3M 40k 83.65
Pioneer Natural Resources (PXD) 0.0 $3.1M 17k 185.00
Activision Blizzard 0.0 $3.1M 41k 76.31
KapStone Paper and Packaging 0.0 $3.1M 91k 34.50
Mizuho Financial (MFG) 0.0 $3.3M 981k 3.39
Pennsylvania R.E.I.T. 0.0 $3.2M 291k 10.99
Southwest Airlines (LUV) 0.0 $3.3M 65k 50.88
Tata Motors 0.0 $3.0M 155k 19.55
Belden (BDC) 0.0 $3.0M 50k 61.10
MFA Mortgage Investments 0.0 $3.4M 453k 7.58
Dollar General (DG) 0.0 $3.3M 34k 98.58
Templeton Dragon Fund (TDF) 0.0 $3.1M 147k 21.31
Vectren Corporation 0.0 $2.9M 40k 71.44
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $3.0M 525k 5.74
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $3.1M 227k 13.58
BlackRock MuniYield California Fund 0.0 $2.8M 210k 13.32
Blackrock Muniyield California Ins Fund 0.0 $3.0M 222k 13.34
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $2.9M 278k 10.33
Macquarie Global Infr Total Rtrn Fnd 0.0 $2.7M 122k 22.53
Express Scripts Holding 0.0 $3.0M 39k 77.19
Aon 0.0 $3.4M 25k 137.13
Ensco Plc Shs Class A 0.0 $3.0M 417k 7.26
Western Asset Mortgage cmn 0.0 $3.0M 287k 10.42
Palo Alto Networks (PANW) 0.0 $3.2M 16k 205.41
Metropcs Communications (TMUS) 0.0 $2.8M 47k 59.71
Tableau Software Inc Cl A 0.0 $3.5M 35k 97.73
Ringcentral (RNG) 0.0 $2.9M 41k 70.34
Tesla Motors Inc bond 0.0 $3.4M 3.0M 1.12
Parsley Energy Inc-class A 0.0 $3.0M 99k 30.27
Alder Biopharmaceuticals 0.0 $3.3M 207k 15.80
Tekla Healthcare Opportunit (THQ) 0.0 $3.1M 183k 17.04
Lumentum Hldgs (LITE) 0.0 $3.0M 52k 57.89
First Tr Dynamic Europe Eqt 0.0 $3.0M 184k 16.14
Tailored Brands 0.0 $3.2M 127k 25.51
Layne Christensen Co note 8.000% 5/0 0.0 $2.8M 2.2M 1.28
Coupa Software 0.0 $3.1M 50k 62.24
Energy Xxi Gulfcoast 0.0 $2.8M 317k 8.84
Platinum Eagle Acq Corp 0.0 $3.2M 326k 9.72
Hunt Cos Fin Tr 0.0 $2.8M 832k 3.41
Far Pt Acquisition Corp unit 06/01/2025 0.0 $2.8M 278k 10.19
Hartford Financial Services (HIG) 0.0 $2.0M 40k 51.11
PennyMac Mortgage Investment Trust (PMT) 0.0 $2.3M 121k 18.99
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $2.3M 1.8k 1271.93
Principal Financial (PFG) 0.0 $2.1M 40k 52.95
Total System Services 0.0 $1.9M 23k 84.50
Pfizer (PFE) 0.0 $2.3M 64k 36.27
Archer Daniels Midland Company (ADM) 0.0 $2.3M 50k 45.82
CarMax (KMX) 0.0 $2.4M 33k 72.86
H&R Block (HRB) 0.0 $2.0M 86k 22.77
Trimble Navigation (TRMB) 0.0 $2.0M 60k 32.83
Darden Restaurants (DRI) 0.0 $2.2M 21k 106.98
Emerson Electric (EMR) 0.0 $2.4M 35k 69.11
United Rentals (URI) 0.0 $2.6M 18k 147.60
Air Products & Chemicals (APD) 0.0 $2.1M 13k 155.00
Allstate Corporation (ALL) 0.0 $2.3M 25k 91.24
Altria (MO) 0.0 $2.4M 42k 56.77
Anadarko Petroleum Corporation 0.0 $2.6M 35k 73.24
Schlumberger (SLB) 0.0 $2.2M 34k 67.01
Gap (GPS) 0.0 $2.1M 65k 32.38
Qualcomm (QCOM) 0.0 $2.4M 43k 56.11
Domino's Pizza (DPZ) 0.0 $2.0M 7.3k 282.05
Trex Company (TREX) 0.0 $2.0M 32k 62.59
Huntsman Corporation (HUN) 0.0 $2.3M 80k 29.19
Mack-Cali Realty (VRE) 0.0 $2.5M 122k 20.27
Skechers USA (SKX) 0.0 $2.7M 89k 30.00
Semtech Corporation (SMTC) 0.0 $2.2M 48k 47.05
NxStage Medical 0.0 $2.3M 83k 27.89
Wabtec Corporation (WAB) 0.0 $2.0M 20k 98.55
Orbotech Ltd Com Stk 0.0 $2.5M 41k 61.79
Ball Corporation (BALL) 0.0 $2.0M 55k 35.55
Liberty Property Trust 0.0 $2.1M 47k 44.33
SPDR S&P MidCap 400 ETF (MDY) 0.0 $2.4M 6.8k 355.00
Utilities SPDR (XLU) 0.0 $2.5M 49k 51.94
SPDR KBW Insurance (KIE) 0.0 $2.2M 75k 29.80
EXACT Sciences Corporation (EXAS) 0.0 $2.1M 35k 59.77
AllianceBernstein Global Hgh Incm (AWF) 0.0 $2.4M 207k 11.54
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $2.2M 183k 12.23
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $2.0M 86k 23.36
Blackrock Muniyield Insured Fund (MYI) 0.0 $2.7M 213k 12.60
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $2.3M 184k 12.58
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $2.1M 139k 14.86
Blackrock MuniEnhanced Fund 0.0 $2.6M 244k 10.53
Nuveen Real Estate Income Fund (JRS) 0.0 $2.1M 210k 9.99
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.0 $2.0M 141k 14.57
Templeton Emerging Markets (EMF) 0.0 $2.5M 170k 14.71
BlackRock MuniHolding Insured Investm 0.0 $2.2M 172k 12.93
Blackrock New York Municipal Income Trst (BNY) 0.0 $2.0M 160k 12.84
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $2.5M 192k 13.19
BlackRock MuniYield New Jersey Fund 0.0 $2.1M 152k 13.79
BlackRock MuniHoldings New York Insured (MHN) 0.0 $2.3M 185k 12.44
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $2.5M 184k 13.36
Mexico Fund (MXF) 0.0 $2.0M 133k 15.14
Kinder Morgan (KMI) 0.0 $2.1M 121k 17.66
Expedia (EXPE) 0.0 $2.4M 20k 120.10
Tower Semiconductor (TSEM) 0.0 $2.1M 96k 22.00
Enanta Pharmaceuticals (ENTA) 0.0 $2.0M 17k 115.88
Orchid Is Cap 0.0 $2.5M 337k 7.52
Twenty-first Century Fox 0.0 $2.0M 40k 49.67
Voya Emerging Markets High I etf (IHD) 0.0 $2.0M 246k 8.05
Wayfair (W) 0.0 $2.1M 18k 118.70
Medtronic (MDT) 0.0 $2.2M 26k 85.60
Momo 0.0 $2.2M 50k 43.49
Everi Hldgs (EVRI) 0.0 $2.1M 295k 7.20
Direxion Shs Etf New Daily Eme etf (EDC) 0.0 $2.0M 22k 90.90
Johnson Controls International Plc equity (JCI) 0.0 $2.1M 62k 33.45
Saban Cap Acquisition Corp unit 99/99/9999 0.0 $2.7M 251k 10.64
Gty Technology Holdings Inc. unit 99/99/9999 0.0 $2.0M 193k 10.62
Gores Hldgs Ii Inc unit 99/99/9999 0.0 $2.1M 200k 10.73
Tpg Pace Holdings Corp 0.0 $2.0M 190k 10.45
Capitol Invt Corp Iv unit 99/99/9999 0.0 $2.4M 230k 10.30
Federal Str Acquisition Corp cl a 0.0 $2.0M 200k 9.82
Mosaic Acquisition Corp unit 99/99/9999 0.0 $2.4M 238k 10.02
Granite Pt Mtg Tr Inc Note 5.62512/0 0.0 $2.0M 2.0M 1.02
Osi Systems Inc convertible security 0.0 $1.9M 2.0M 0.97
Sempra Energy convertible preferred security 0.0 $2.6M 25k 102.62
One Madison Unt 0.0 $2.0M 200k 10.11
Nanthealth Inc bond 0.0 $2.3M 3.3M 0.69
Mcdermott International Inc mcdermott intl 0.0 $2.2M 112k 19.65
Pgim Global Short Duration H (GHY) 0.0 $2.7M 195k 13.66
South Jersey Inds Inc unit 99/99/9999 0.0 $2.4M 44k 54.63
Pure Acquisition Corp unit 04/13/2023 0.0 $2.5M 245k 10.25
Thunder Bridge Acquisition L unit 01/01/2025 0.0 $2.5M 250k 10.03
Gs Acquisition Hldgs Corp unit 06/12/2023 0.0 $2.4M 237k 10.22
Comcast Corporation (CMCSA) 0.0 $1.5M 44k 32.80
Lincoln National Corporation (LNC) 0.0 $1.4M 22k 62.24
Ecolab (ECL) 0.0 $1.5M 11k 140.31
India Fund (IFN) 0.0 $1.6M 65k 24.25
Morgan Stanley India Investment Fund (IIF) 0.0 $1.9M 72k 25.90
Acxiom Corporation 0.0 $1.3M 45k 29.93
Autodesk (ADSK) 0.0 $1.3M 10k 131.00
Avon Products 0.0 $1.5M 928k 1.62
Bed Bath & Beyond 0.0 $1.7M 86k 19.92
Continental Resources 0.0 $1.6M 25k 64.76
Cummins (CMI) 0.0 $1.8M 13k 132.98
Royal Caribbean Cruises (RCL) 0.0 $1.7M 17k 103.57
Electronic Arts (EA) 0.0 $1.3M 9.2k 141.00
Autoliv (ALV) 0.0 $1.4M 10k 143.20
Western Digital (WDC) 0.0 $1.5M 19k 77.41
Cemex SAB de CV (CX) 0.0 $1.8M 267k 6.56
ConocoPhillips (COP) 0.0 $1.6M 23k 69.59
eBay (EBAY) 0.0 $1.4M 37k 36.23
Praxair 0.0 $1.6M 10k 158.10
UnitedHealth (UNH) 0.0 $1.8M 7.4k 245.24
iShares Russell 1000 Value Index (IWD) 0.0 $1.2M 10k 121.34
Pool Corporation (POOL) 0.0 $1.8M 12k 151.45
Deluxe Corporation (DLX) 0.0 $1.7M 25k 66.20
Aptar (ATR) 0.0 $1.7M 18k 93.33
Arch Capital Group (ACGL) 0.0 $1.3M 50k 26.46
IDEX Corporation (IEX) 0.0 $1.8M 13k 136.46
Aspen Insurance Holdings 0.0 $1.9M 46k 40.69
Goldcorp 0.0 $1.4M 99k 13.69
Louisiana-Pacific Corporation (LPX) 0.0 $1.8M 65k 27.22
Under Armour (UAA) 0.0 $1.6M 73k 22.47
Enbridge (ENB) 0.0 $1.6M 45k 35.67
Humana (HUM) 0.0 $1.8M 6.2k 297.49
JAKKS Pacific 0.0 $1.3M 411k 3.27
Evercore Partners (EVR) 0.0 $1.7M 16k 105.44
Iridium Communications (IRDM) 0.0 $1.5M 92k 16.08
Cheesecake Factory Incorporated (CAKE) 0.0 $1.9M 34k 55.06
Plexus (PLXS) 0.0 $1.5M 25k 59.52
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $1.7M 7.4k 233.40
Tanger Factory Outlet Centers (SKT) 0.0 $1.6M 69k 23.49
Acorda Therapeutics 0.0 $1.6M 55k 28.70
Sunstone Hotel Investors (SHO) 0.0 $1.3M 79k 16.61
American International (AIG) 0.0 $1.3M 25k 52.91
CBOE Holdings (CBOE) 0.0 $1.7M 17k 104.02
Oclaro 0.0 $1.3M 150k 8.92
Bank Of America Corporation preferred (BAC.PL) 0.0 $1.2M 966.00 1243.27
Jpmorgan Chase & Co. w exp 10/201 0.0 $1.3M 21k 63.39
Garmin (GRMN) 0.0 $1.5M 25k 60.93
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $1.4M 77k 17.91
Vanguard Growth ETF (VUG) 0.0 $1.5M 9.7k 149.80
Vanguard Value ETF (VTV) 0.0 $1.4M 13k 103.79
Adams Express Company (ADX) 0.0 $1.7M 114k 15.41
Dreyfus Strategic Municipal Bond Fund 0.0 $1.4M 188k 7.57
eMagin Corporation 0.0 $1.3M 706k 1.80
Hydrogenics Corporation 0.0 $1.4M 187k 7.50
Invesco Van Kampen Bond Fund (VBF) 0.0 $1.6M 88k 17.92
Morgan Stanley Emerging Markets Fund 0.0 $1.9M 118k 16.23
New America High Income Fund I (HYB) 0.0 $1.7M 199k 8.62
Tortoise Pwr & Energy (TPZ) 0.0 $1.9M 98k 18.83
Western Asset Income Fund (PAI) 0.0 $1.2M 87k 13.73
Boulder Growth & Income Fund (STEW) 0.0 $1.3M 127k 10.27
Mitel Networks Corp 0.0 $1.7M 154k 10.97
Nuveen Fltng Rte Incm Opp 0.0 $1.3M 127k 10.40
Nuveen Floating Rate Income Fund (JFR) 0.0 $1.5M 147k 10.45
Blackrock Muniassets Fund (MUA) 0.0 $1.6M 121k 13.22
Dreyfus Strategic Muni. 0.0 $1.7M 228k 7.67
Japan Smaller Capitalizaion Fund (JOF) 0.0 $1.7M 142k 11.66
Blackrock Muniyield Quality Fund (MQY) 0.0 $1.8M 126k 13.96
Bancroft Fund (BCV) 0.0 $1.3M 57k 21.87
Blackrock California Mun. Income Trust (BFZ) 0.0 $1.8M 139k 13.03
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $1.3M 122k 10.74
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $1.3M 106k 12.59
Delaware Inv Mn Mun Inc Fd I 0.0 $1.2M 94k 12.37
First Tr High Income L/s (FSD) 0.0 $1.8M 122k 14.73
Nuveen Ga Div Adv Mun Fd 2 0.0 $1.4M 120k 11.33
Te Connectivity Ltd for (TEL) 0.0 $1.8M 20k 90.05
Wpx Energy 0.0 $1.4M 78k 18.02
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $1.2M 193k 6.35
Proto Labs (PRLB) 0.0 $1.8M 15k 118.90
Retail Properties Of America 0.0 $1.3M 101k 12.78
Cui Global 0.0 $1.5M 516k 2.97
Eaton (ETN) 0.0 $1.5M 20k 74.70
Ja Solar Holdings Co Ltd spon adr rep5ord 0.0 $1.4M 210k 6.81
Tri Pointe Homes (TPH) 0.0 $1.8M 110k 16.35
Flaherty & Crumrine Dyn P (DFP) 0.0 $1.6M 68k 23.46
Ivy High Income Opportunities 0.0 $1.3M 93k 14.32
Empire St Rlty Tr Inc cl a (ESRT) 0.0 $1.6M 94k 17.10
Trinet (TNET) 0.0 $1.9M 34k 55.93
Healthequity (HQY) 0.0 $1.9M 25k 75.09
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.0 $1.4M 258k 5.55
Mylan Nv 0.0 $1.5M 41k 36.12
Great Ajax Corp reit (AJX) 0.0 $1.8M 140k 13.08
Amtrust Finl Svcs Inc note 2.750%12/1 0.0 $1.8M 1.9M 0.96
Aqua Metals (AQMS) 0.0 $1.4M 470k 2.88
Direxion Shs Etf Tr daily sm cap bea 0.0 $1.4M 145k 9.37
Novocure Ltd ord (NVCR) 0.0 $1.6M 50k 31.30
Pinnacle Entertainment 0.0 $1.6M 47k 33.73
Direxion Shs Etf Tr brz bl 3x sh 0.0 $1.4M 76k 17.80
Quorum Health 0.0 $1.2M 241k 5.00
Us Foods Hldg Corp call (USFD) 0.0 $1.9M 51k 37.81
Cincinnati Bell 0.0 $1.6M 100k 15.70
Landcadia Hldgs Inc cl a 0.0 $1.3M 125k 10.13
Ishares Msci Japan (EWJ) 0.0 $1.3M 22k 57.87
Ggp 0.0 $1.3M 62k 20.42
Protalix Biotherapeutics Inc note 7.500%11/1 0.0 $1.5M 1.7M 0.87
Gty Technology Holdings Inc cl a 0.0 $1.7M 173k 10.10
Daseke (DSKE) 0.0 $1.3M 133k 9.93
Matlin & Partners Acquisitio unit 05/28/2021a 0.0 $1.4M 130k 10.50
Fintech Acquisition Corp Ii 0.0 $1.2M 125k 9.99
Direxion Shs Etf Tr call 0.0 $1.6M 59k 26.18
Matlin & Partners Acquisitio cl a 0.0 $1.5M 150k 9.88
Bison Cap Acquisition Corp unit 99/99/9999t 0.0 $1.6M 148k 10.49
Draper Oakwood Technology unit 09/30/2024 0.0 $1.7M 138k 12.00
Federal Str Acquisition Corp unit 99/99/9999 0.0 $1.6M 151k 10.34
Pensare Acquisition Corp unit 07/27/2022 0.0 $1.5M 140k 10.60
Osprey Energy Acquisition Co Cl A 0.0 $1.5M 150k 10.15
Blink Charging (BLNK) 0.0 $1.6M 304k 5.13
Mongodb Inc. Class A (MDB) 0.0 $1.3M 26k 49.60
Black Ridge Acquisition Corp 0.0 $1.5M 150k 9.80
Legacy Acquisition Corp unit 05/31/2024 0.0 $1.5M 150k 10.02
Insulet Corp note 1.250% 9/1 0.0 $1.5M 1.0M 1.52
Legacy Acquisition Corp 0.0 $1.7M 175k 9.62
Liberty Interactive Corp (QRTEA) 0.0 $1.7M 80k 21.21
Gsv Cap Corp note 4.750% 3/2 0.0 $1.4M 1.5M 0.96
Gordon Pointe Acquisition Co unit 01/18/2023 0.0 $1.2M 120k 10.25
Zuora Inc ordinary shares (ZUO) 0.0 $1.6M 60k 27.20
Docusign (DOCU) 0.0 $1.6M 30k 52.93
Pluralsight Inc Cl A 0.0 $1.6M 65k 24.45
Ceridian Hcm Hldg (DAY) 0.0 $1.5M 45k 33.18
Nlight (LASR) 0.0 $1.7M 50k 33.06
Exantas Cap Corp 0.0 $1.5M 143k 10.18
Smartsheet (SMAR) 0.0 $1.4M 55k 25.96
Colony Cr Real Estate Inc Com Cl A reit 0.0 $1.3M 63k 20.72
Carbon Black 0.0 $1.3M 50k 26.00
Pgim Short Duration High Yie (ISD) 0.0 $1.2M 87k 13.99
Pure Acquisition Corp cl a 0.0 $1.9M 200k 9.64
Trinity Merger Corp 0.0 $1.4M 145k 9.77
Redwood Trust Inc convertible security 0.0 $1.5M 1.5M 0.99
Evo Pmts Inc cl a 0.0 $1.5M 75k 20.57
Twelve Seas Investment Compa unit 06/21/2023 0.0 $1.3M 130k 10.05
Bj's Wholesale Club Holdings (BJ) 0.0 $1.7M 70k 23.64
Cit 0.0 $529k 11k 50.38
Assurant (AIZ) 0.0 $453k 4.4k 103.47
Suntrust Banks Inc $1.00 Par Cmn 0.0 $499k 7.6k 65.92
IAC/InterActive 0.0 $541k 3.5k 152.44
Abbott Laboratories (ABT) 0.0 $820k 14k 60.92
Citrix Systems 0.0 $1.0M 10k 104.80
Digital Realty Trust (DLR) 0.0 $880k 7.9k 111.55
Host Hotels & Resorts (HST) 0.0 $686k 33k 21.07
J.C. Penney Company 0.0 $730k 312k 2.34
Kimberly-Clark Corporation (KMB) 0.0 $736k 7.0k 105.20
Sonoco Products Company (SON) 0.0 $735k 14k 52.50
Tiffany & Co. 0.0 $395k 3.0k 131.50
Apartment Investment and Management 0.0 $997k 24k 42.30
Analog Devices (ADI) 0.0 $1.1M 12k 95.88
Equity Residential (EQR) 0.0 $423k 6.6k 63.65
CenturyLink 0.0 $747k 41k 18.38
Helmerich & Payne (HP) 0.0 $976k 15k 63.71
Merck & Co (MRK) 0.0 $1.1M 18k 60.65
Nextera Energy (NEE) 0.0 $790k 4.7k 166.91
Encana Corp 0.0 $796k 61k 13.04
Biogen Idec (BIIB) 0.0 $391k 1.4k 289.63
Sap (SAP) 0.0 $1.2M 10k 115.60
Abercrombie & Fitch (ANF) 0.0 $612k 25k 24.48
Beacon Roofing Supply (BECN) 0.0 $1.1M 25k 42.60
Chesapeake Energy Corporation 0.0 $1.1M 204k 5.24
Ventas (VTR) 0.0 $1.0M 18k 56.90
Rite Aid Corporation 0.0 $1.1M 623k 1.73
Kindred Healthcare 0.0 $805k 90k 9.00
Community Health Systems (CYH) 0.0 $818k 247k 3.32
Medicines Company 0.0 $1.0M 28k 36.00
Air Transport Services (ATSG) 0.0 $506k 22k 22.59
Quest Diagnostics Incorporated (DGX) 0.0 $1.1M 9.9k 109.88
Gulfport Energy Corporation 0.0 $899k 72k 12.55
Harmonic (HLIT) 0.0 $883k 208k 4.25
Hornbeck Offshore Services 0.0 $1.1M 287k 3.96
Ramco-Gershenson Properties Trust 0.0 $1.0M 76k 13.21
Akorn 0.0 $512k 31k 16.58
MGM Resorts International. (MGM) 0.0 $811k 28k 29.00
Associated Banc- (ASB) 0.0 $887k 33k 27.29
Chart Industries (GTLS) 0.0 $462k 7.5k 61.60
Repligen Corporation (RGEN) 0.0 $472k 10k 47.03
Stamps 0.0 $474k 1.9k 252.31
Albemarle Corporation (ALB) 0.0 $943k 10k 94.30
Arbor Realty Trust (ABR) 0.0 $409k 39k 10.41
Golar Lng (GLNG) 0.0 $813k 28k 29.44
Taubman Centers 0.0 $898k 15k 58.74
Morgan Stanley China A Share Fund (CAF) 0.0 $840k 36k 23.07
Nabors Industries 0.0 $621k 97k 6.41
Macerich Company (MAC) 0.0 $602k 11k 56.82
Brandywine Realty Trust (BDN) 0.0 $410k 24k 16.87
iShares S&P 500 Growth Index (IVW) 0.0 $723k 4.5k 162.47
Regency Centers Corporation (REG) 0.0 $1.1M 17k 62.04
Signet Jewelers (SIG) 0.0 $1.0M 18k 55.72
Unisys Corporation (UIS) 0.0 $501k 39k 12.88
Colfax Corporation 0.0 $766k 25k 30.64
Bank Of America Corp w exp 10/201 0.0 $551k 903k 0.61
China Fund (CHN) 0.0 $551k 26k 20.88
Tri-Continental Corporation (TY) 0.0 $687k 26k 26.51
Blackrock Municipal Income Trust (BFK) 0.0 $774k 60k 12.89
Blackrock Strategic Municipal Trust 0.0 $743k 59k 12.60
Cohen & Steers Quality Income Realty (RQI) 0.0 $784k 65k 12.02
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.0 $615k 17k 37.16
Inphi Corporation 0.0 $414k 13k 32.60
Industries N shs - a - (LYB) 0.0 $988k 9.0k 109.78
LMP Capital and Income Fund (SCD) 0.0 $1.0M 80k 12.85
Morgan Stanley Asia Pacific Fund 0.0 $719k 42k 17.07
Financial Engines 0.0 $896k 20k 44.86
Kayne Anderson Energy Development 0.0 $579k 33k 17.38
Piedmont Office Realty Trust (PDM) 0.0 $1.0M 50k 19.92
Fiduciary/Claymore MLP Opportunity Fund 0.0 $933k 80k 11.68
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.0 $932k 25k 36.85
RMR Asia Pacific Real Estate Fund 0.0 $623k 34k 18.28
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $893k 23k 38.33
BlackRock Floating Rate Income Trust (BGT) 0.0 $756k 58k 13.06
Nuveen Quality Pref. Inc. Fund II 0.0 $502k 57k 8.80
Franklin Universal Trust (FT) 0.0 $393k 59k 6.68
Blackrock Ny Mun Income Tr I 0.0 $923k 72k 12.84
Central Europe and Russia Fund (CEE) 0.0 $1.1M 45k 23.18
Dreyfus Municipal Income 0.0 $1.0M 124k 8.15
Eaton Vance New York Municipal Bond Fund (ENX) 0.0 $737k 65k 11.30
First Tr/aberdeen Emerg Opt 0.0 $1.1M 82k 13.62
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.0 $859k 44k 19.50
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $655k 49k 13.48
Mfs Calif Mun 0.0 $494k 48k 10.21
Lehman Brothers First Trust IOF (NHS) 0.0 $880k 81k 10.82
Pimco CA Muni. Income Fund II (PCK) 0.0 $921k 111k 8.30
BlackRock MuniVest Fund (MVF) 0.0 $754k 86k 8.75
BlackRock Core Bond Trust (BHK) 0.0 $660k 52k 12.74
Macquarie/First Trust Global Infrstrctre (MFD) 0.0 $748k 69k 10.82
Gain Capital Holdings 0.0 $936k 124k 7.54
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $597k 48k 12.43
RigNet 0.0 $816k 79k 10.30
Blackrock Muniyield Fund (MYD) 0.0 $1.0M 75k 13.31
Eaton Vance Calif Mun Bd 0.0 $434k 41k 10.71
Neuberger Ber. CA Intermediate Muni Fund 0.0 $715k 57k 12.51
Taiwan Fund (TWN) 0.0 $843k 42k 20.12
New Ireland Fund 0.0 $764k 66k 11.67
Aberdeen Chile Fund (AEF) 0.0 $555k 79k 6.99
Nuveen Texas Quality Income Municipal 0.0 $647k 51k 12.77
Alexandria Real Estate Equitie conv prf 0.0 $736k 21k 35.71
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $669k 52k 12.80
Hawaiian Telcom Holdco 0.0 $608k 21k 28.90
American Intl Group 0.0 $960k 66k 14.49
Pacira Pharmaceuticals (PCRX) 0.0 $461k 14k 32.01
THE GDL FUND Closed-End fund (GDL) 0.0 $747k 81k 9.18
Magicjack Vocaltec 0.0 $1.0M 119k 8.49
Ag Mtg Invt Tr 0.0 $428k 23k 18.75
Cubesmart (CUBE) 0.0 $854k 27k 32.21
Brookfield Global Listed 0.0 $830k 69k 12.08
Profire Energy (PFIE) 0.0 $736k 218k 3.38
Clovis Oncology 0.0 $720k 16k 45.40
Tortoise Pipeline & Energy 0.0 $723k 42k 17.15
Sanchez Energy Corp C ommon stocks 0.0 $442k 98k 4.51
Synergy Pharmaceuticals 0.0 $915k 526k 1.74
Associated Banc Corp *w exp 11/21/201 0.0 $807k 101k 8.03
VIRTUS GLOBAL Multi-sec (VGI) 0.0 $960k 72k 13.36
Salient Midstream & M 0.0 $983k 99k 9.96
Tronox 0.0 $535k 27k 19.67
Tesaro 0.0 $453k 10k 44.41
Sarepta Therapeutics (SRPT) 0.0 $409k 3.1k 131.94
Pbf Energy Inc cl a (PBF) 0.0 $1.0M 25k 41.92
Madison Covered Call Eq Strat (MCN) 0.0 $775k 104k 7.45
L Brands 0.0 $843k 23k 36.85
Pinnacle Foods Inc De 0.0 $561k 8.6k 64.99
Neuberger Berman Mlp Income (NML) 0.0 $890k 102k 8.77
Sprint 0.0 $688k 126k 5.44
Constellium Holdco B V cl a 0.0 $875k 85k 10.29
Gogo (GOGO) 0.0 $537k 111k 4.85
Ptc Therapeutics I (PTCT) 0.0 $428k 13k 33.70
Fireeye 0.0 $769k 50k 15.37
Clearbridge Amern Energ M 0.0 $434k 58k 7.53
American Airls (AAL) 0.0 $1.1M 29k 37.95
Fs Investment Corporation 0.0 $463k 63k 7.34
Brixmor Prty (BRX) 0.0 $606k 35k 17.42
Amc Entmt Hldgs Inc Cl A 0.0 $1.1M 71k 15.89
Ep Energy 0.0 $387k 129k 2.99
Radius Health 0.0 $907k 31k 29.45
Zendesk 0.0 $435k 8.0k 54.38
Century Communities (CCS) 0.0 $658k 21k 31.55
Ikang Healthcare Group- 0.0 $453k 22k 20.44
Goldman Sachs Mlp Energy Ren 0.0 $790k 129k 6.14
Tekla Life Sciences sh ben int (HQL) 0.0 $1.1M 60k 18.79
Healthcare Tr Amer Inc cl a 0.0 $420k 16k 26.90
Paramount Group Inc reit (PGRE) 0.0 $881k 57k 15.39
Axalta Coating Sys (AXTA) 0.0 $1.1M 37k 30.28
Equinix (EQIX) 0.0 $449k 1.0k 429.25
Urban Edge Pptys (UE) 0.0 $1.0M 44k 22.87
Nrg Yield 0.0 $1.1M 67k 17.19
Bwx Technologies (BWXT) 0.0 $498k 8.0k 62.25
Teladoc (TDOC) 0.0 $660k 11k 57.89
Tekla World Healthcare Fd ben int (THW) 0.0 $1.0M 81k 12.87
Vareit, Inc reits 0.0 $1.1M 151k 7.43
Welltower Inc Com reit (WELL) 0.0 $993k 16k 62.67
Del Taco Restaurants Inc Exp 6 warr 0.0 $459k 118k 3.90
Arris 0.0 $611k 25k 24.44
Surgery Partners (SGRY) 0.0 $1.0M 70k 14.89
Innoviva (INVA) 0.0 $963k 70k 13.80
Direxion Shs Etf Tr sp biotch bl 0.0 $802k 8.9k 90.00
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $887k 27k 32.68
Gaia (GAIA) 0.0 $1.1M 56k 20.25
Life Storage Inc reit 0.0 $808k 8.3k 97.24
Halcon Res 0.0 $427k 97k 4.39
Mtge Invt Corp Com reit 0.0 $1.0M 53k 19.58
Tabula Rasa Healthcare 0.0 $817k 13k 63.83
Gramercy Property Trust 0.0 $991k 36k 27.30
Goodrich Petroleum 0.0 $1.0M 82k 12.36
Saban Cap Acquisition 0.0 $505k 50k 10.10
Proshares Tr ultrapro short q 0.0 $1.1M 73k 14.39
Invitation Homes (INVH) 0.0 $983k 43k 23.04
Gores Hldgs Ii 0.0 $921k 91k 10.15
Xerox 0.0 $699k 29k 24.00
Amyris (AMRSQ) 0.0 $645k 101k 6.39
Peabody Energy (BTU) 0.0 $676k 15k 45.44
Tcg Bdc (CGBD) 0.0 $630k 37k 17.01
Hennessy Cap Acquston Corp I unit 06/15/2024 0.0 $446k 40k 11.15
Kayne Anderson Acquisition 0.0 $495k 50k 9.90
Vantage Energy Acquisition unit 04/12/2024 0.0 $556k 54k 10.39
Proshares Ultrashort S&p 500 0.0 $645k 17k 38.17
Byline Ban (BY) 0.0 $1.1M 50k 22.34
Knight Swift Transn Hldgs (KNX) 0.0 $1.1M 30k 38.20
Hennessy Cap Acquston Corp I 0.0 $963k 95k 10.14
Tpg Pace Hldgs Corp cl a 0.0 $496k 50k 9.92
Pensare Acquisition Corp 0.0 $494k 50k 9.88
Industrea Acquisition Corp unit 07/21/2024 0.0 $782k 75k 10.43
Capitol Invt Corp Iv cl a ord 0.0 $488k 50k 9.86
Haymaker Acquisition unit 10/19/2022 0.0 $1.1M 111k 10.11
Leisure Acquisition Corp unit 99/99/9999 0.0 $502k 50k 10.04
Regalwood Global Energy Ltd unit 99/99/9999 0.0 $1.0M 100k 10.15
Sentinel Energy Svcs Inc unit 11/02/2022 0.0 $1.0M 100k 10.09
Willscot Corp 0.0 $444k 30k 14.80
Haymaker Acquisition Corp 0.0 $976k 100k 9.76
Mosaic Acquisition Corp shs cl a 0.0 $484k 50k 9.68
Leisure Acquisition Corp 0.0 $966k 100k 9.66
Nebula Acqisition Corp 0.0 $703k 70k 10.06
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.0 $568k 56k 10.17
Dfb Healthcare Acquistion Co unit 01/30/2023 0.0 $1.0M 100k 10.15
Opes Acquisition Corp unit 03/07/2023 0.0 $909k 90k 10.10
One Madison Corp 0.0 $620k 64k 9.69
Union Acquisition Corp unit 99/99/9999 0.0 $732k 71k 10.27
Nebula Acquisition Corp 0.0 $482k 50k 9.64
Perspecta 0.0 $411k 20k 20.55
Proshares Tr ultrapro short s 0.0 $433k 11k 39.94
Talos Energy Inc *w exp 01/01/202 0.0 $999k 211k 4.74
Greensky Inc Class A 0.0 $1.1M 50k 21.14
Vistra Energy Corp Wt Exp 020224 0.0 $715k 586k 1.22
Tricida 0.0 $1.0M 35k 29.89
New Frontier Corp unit 99/99/9999 0.0 $1.0M 100k 10.05
Eidos Therapeutics 0.0 $1.0M 50k 20.34
Keryx Biopharmaceuticals 0.0 $295k 78k 3.76
PHH Corporation 0.0 $276k 25k 10.86
Corning Incorporated (GLW) 0.0 $257k 9.4k 27.44
Wts/first Financial Bancorp 12.90 wts 0.0 $999.600000 85.00 11.76
Genworth Financial (GNW) 0.0 $36k 8.2k 4.39
MB Financial 0.0 $172k 3.7k 46.47
Wts/the Pnc Financial Services Grp wts 0.0 $142k 2.1k 68.30
Blackstone 0.0 $67k 2.1k 31.90
BioMarin Pharmaceutical (BMRN) 0.0 $141k 1.5k 94.00
Bunge 0.0 $57k 821.00 69.43
Lennar Corporation (LEN) 0.0 $9.0k 178.00 50.56
Apache Corporation 0.0 $26k 562.00 46.26
Cameco Corporation (CCJ) 0.0 $281k 25k 11.24
Kohl's Corporation (KSS) 0.0 $55k 765.00 71.90
Nuance Communications 0.0 $7.0k 566.00 12.37
Best Buy (BBY) 0.0 $8.0k 120.00 66.67
Newell Rubbermaid (NWL) 0.0 $309k 12k 25.75
AstraZeneca (AZN) 0.0 $196k 5.6k 35.09
Valero Energy Corporation (VLO) 0.0 $6.0k 62.00 96.77
McKesson Corporation (MCK) 0.0 $164k 1.2k 133.33
Red Hat 0.0 $999.990000 9.00 111.11
Goodyear Tire & Rubber Company (GT) 0.0 $32k 1.4k 23.27
Amgen (AMGN) 0.0 $19k 103.00 184.47
Capital One Financial (COF) 0.0 $52k 574.00 90.59
Hess (HES) 0.0 $334k 5.0k 66.69
Macy's (M) 0.0 $374k 10k 37.40
Weyerhaeuser Company (WY) 0.0 $999.960000 39.00 25.64
Danaher Corporation (DHR) 0.0 $0 1.00 0.00
Gilead Sciences (GILD) 0.0 $54k 770.00 70.13
Shire 0.0 $168k 1.0k 168.00
Imperial Oil (IMO) 0.0 $166k 5.0k 33.20
Southern Company (SO) 0.0 $75k 1.6k 46.07
Calumet Specialty Products Partners, L.P (CLMT) 0.0 $175k 24k 7.45
Encore Capital (ECPG) 0.0 $366k 10k 36.60
Hovnanian Enterprises 0.0 $13k 8.4k 1.55
Alliance Data Systems Corporation (BFH) 0.0 $60k 260.00 230.77
First Solar (FSLR) 0.0 $2.0k 39.00 51.28
TCF Financial Corporation 0.0 $30k 1.2k 24.59
Pioneer Floating Rate Trust (PHD) 0.0 $73k 6.6k 11.08
Sears Holdings Corporation 0.0 $2.0k 900.00 2.22
Marathon Oil Corporation (MRO) 0.0 $345k 17k 20.80
Lexington Realty Trust (LXP) 0.0 $66k 7.7k 8.60
Array BioPharma 0.0 $278k 17k 16.75
Owens-Illinois 0.0 $95k 5.7k 16.67
Sanderson Farms 0.0 $84k 800.00 105.00
iShares MSCI EMU Index (EZU) 0.0 $69k 1.7k 40.85
World Wrestling Entertainment 0.0 $207k 2.8k 72.73
Bristow 0.0 $1.0k 100.00 10.00
DTE Energy Company (DTE) 0.0 $18k 180.00 100.00
Emergent BioSolutions (EBS) 0.0 $75k 1.5k 50.07
Essex Property Trust (ESS) 0.0 $51k 214.00 238.32
Exelixis (EXEL) 0.0 $41k 1.9k 21.08
Finisar Corporation 0.0 $22k 1.2k 17.73
Infinera (INFN) 0.0 $4.0k 417.00 9.59
Kilroy Realty Corporation (KRC) 0.0 $128k 1.7k 75.07
Northern Oil & Gas 0.0 $276k 88k 3.15
Omega Healthcare Investors (OHI) 0.0 $244k 7.9k 30.98
Universal Insurance Holdings (UVE) 0.0 $2.0k 63.00 31.75
Wintrust Financial Corporation (WTFC) 0.0 $0 3.00 0.00
Denbury Resources 0.0 $67k 14k 4.75
Cheniere Energy (LNG) 0.0 $199k 3.1k 65.18
NuVasive 0.0 $207k 4.0k 51.91
Ocwen Financial Corporation 0.0 $75k 19k 3.96
Team 0.0 $232k 10k 23.10
Vector (VGR) 0.0 $269k 14k 19.08
Equity Lifestyle Properties (ELS) 0.0 $273k 3.0k 91.67
Novavax 0.0 $116k 87k 1.33
Realty Income (O) 0.0 $328k 6.1k 53.74
Corporate Office Properties Trust (CDP) 0.0 $85k 3.0k 28.72
Veeco Instruments (VECO) 0.0 $381k 27k 14.22
Triumph (TGI) 0.0 $1.0k 73.00 13.70
Allegheny Technologies Incorporated (ATI) 0.0 $40k 1.6k 25.00
Federal Realty Inv. Trust 0.0 $200k 1.6k 126.42
Prospect Capital Corporation (PSEC) 0.0 $297k 44k 6.71
CalAmp 0.0 $257k 11k 23.36
Accuray Incorporated (ARAY) 0.0 $199k 49k 4.09
Gran Tierra Energy 0.0 $8.0k 2.5k 3.20
New Gold Inc Cda (NGD) 0.0 $7.0k 3.6k 1.94
PROS Holdings (PRO) 0.0 $292k 8.0k 36.50
Wts Wells Fargo & Co. 0.0 $369k 17k 21.99
Farmers Capital Bank 0.0 $69k 1.3k 52.08
Green Plains Renewable Energy (GPRE) 0.0 $34k 1.9k 17.89
iShares S&P 500 Value Index (IVE) 0.0 $135k 1.2k 109.85
Kimco Realty Corporation (KIM) 0.0 $183k 11k 16.95
Insulet Corporation (PODD) 0.0 $196k 2.3k 85.59
Capital One Financial Cor w exp 11/201 0.0 $58k 1.1k 50.48
EATON VANCE MI Municipal 0.0 $158k 12k 12.82
BlackRock Income Trust 0.0 $0 1.00 0.00
QEP Resources 0.0 $30k 2.5k 12.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $159k 20k 7.91
Vanguard Emerging Markets ETF (VWO) 0.0 $149k 3.5k 42.17
On Track Innovations 0.0 $35k 30k 1.17
Sparton Corporation 0.0 $2.0k 155.00 12.90
iShares Russell Midcap Growth Idx. (IWP) 0.0 $73k 580.00 125.86
iShares S&P Europe 350 Index (IEV) 0.0 $46k 1.0k 44.02
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $249k 58k 4.31
CoBiz Financial 0.0 $2.0k 105.00 19.05
European Equity Fund (EEA) 0.0 $281k 30k 9.37
Flaherty & Crumrine Pref. Income (PFD) 0.0 $192k 14k 13.49
Gabelli Utility Trust (GUT) 0.0 $0 13.00 0.00
Opko Health (OPK) 0.0 $86k 18k 4.67
New Germany Fund (GF) 0.0 $369k 20k 18.23
Atlantic Power Corporation 0.0 $57k 26k 2.20
Korea (KF) 0.0 $50k 1.3k 38.02
Vanguard Pacific ETF (VPL) 0.0 $12k 178.00 67.42
Vanguard European ETF (VGK) 0.0 $353k 6.3k 56.00
Kayne Anderson Energy Total Return Fund 0.0 $326k 35k 9.43
MFS Charter Income Trust (MCR) 0.0 $21k 2.7k 7.77
SPDR Barclays Capital High Yield B 0.0 $35k 1.0k 35.00
SPDR S&P Emerging Markets (SPEM) 0.0 $12k 351.00 34.19
Vanguard Health Care ETF (VHT) 0.0 $148k 936.00 158.12
iShares MSCI Australia Index Fund (EWA) 0.0 $45k 2.0k 22.50
Hartford Finl Svcs Wt Exp 0626 wt 0.0 $21k 464.00 45.26
Neuberger Ber. Intermediate Muni. Fund (NBH) 0.0 $10k 742.00 13.48
Eaton Vance Senior Income Trust (EVF) 0.0 $94k 15k 6.34
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $82k 19k 4.26
Nuveen California Municipal Value Fund (NCA) 0.0 $218k 23k 9.49
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $368k 40k 9.32
Western Asset Managed Municipals Fnd (MMU) 0.0 $241k 19k 12.65
Advent/Claymore Enhanced Growth & Income 0.0 $71k 9.2k 7.69
Blackrock Muniholdings Fund II 0.0 $294k 21k 13.81
Blackrock Munivest Fund II (MVT) 0.0 $128k 9.1k 13.99
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $276k 15k 18.58
MFS Intermediate High Income Fund (CIF) 0.0 $230k 91k 2.52
Neuberger Berman NY Int Mun Common 0.0 $25k 2.2k 11.12
Nuveen Senior Income Fund 0.0 $294k 47k 6.21
Eaton Vance Ohio Municipal bond fund 0.0 $229k 20k 11.51
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $172k 14k 11.98
BlackRock Insured Municipal Income Trust (BYM) 0.0 $230k 18k 12.94
Western Asset Intm Muni Fd I (SBI) 0.0 $328k 38k 8.67
Ellsworth Fund (ECF) 0.0 $308k 33k 9.42
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $271k 27k 10.00
Blackrock New York Municipal Bond Trust 0.0 $295k 23k 13.10
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $218k 17k 13.19
BlackRock Muni New York Intr. Dur. Fnd. 0.0 $98k 7.7k 12.65
Eaton Vance Nj Muni Income T sh ben int 0.0 $165k 15k 11.20
Eaton Vance N Y Mun Bd Fd Ii 0.0 $81k 7.6k 10.70
Morgan Stanley Emerging Markets Debt (MSD) 0.0 $200k 23k 8.72
Pimco NY Muni Income Fund II (PNI) 0.0 $91k 8.6k 10.52
Mexico Equity and Income Fund (MXE) 0.0 $68k 6.6k 10.25
Eaton Vance Mich Mun Bd 0.0 $8.0k 651.00 12.29
MFS Special Value Trust (MFV) 0.0 $57k 10k 5.59
Nuveen Pa Mun Value 0.0 $63k 4.6k 13.56
Comerica Inc *w exp 11/14/201 0.0 $383k 6.1k 62.96
Patrick Industries (PATK) 0.0 $312k 5.5k 56.73
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $327k 24k 13.94
Sprott Physical Silver Tr tr unit (PSLV) 0.0 $24k 4.2k 5.71
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $27k 2.2k 12.28
Eagle Cap Growth (GRF) 0.0 $35k 4.7k 7.52
Eaton Vance Ma Muni Income T sh ben int 0.0 $48k 3.9k 12.28
Eaton Vance Pa Muni Income T sh ben int 0.0 $102k 9.1k 11.25
Kayne Anderson Mdstm Energy 0.0 $386k 30k 12.95
Lazard World Dividend & Income Fund 0.0 $27k 2.7k 10.16
Nuveen New Jersey Mun Value 0.0 $108k 8.4k 12.91
Signature Bk New York N Y *w exp 12/12/201 0.0 $343k 3.5k 98.31
Tcf Finl Corp *w exp 11/14/201 0.0 $0 50.00 0.00
Valley Natl Bancorp *w exp 11/14/201 0.0 $0 4.9k 0.00
Washington Fed Inc *w exp 11/14/201 0.0 $8.0k 581.00 13.77
Eaton Vance Mass Mun Bd 0.0 $1.0k 122.00 8.20
American Assets Trust Inc reit (AAT) 0.0 $37k 973.00 38.03
Hca Holdings (HCA) 0.0 $137k 1.3k 102.16
Nuveen Mo Prem Income Mun Fd sh ben int (NOM) 0.0 $39k 3.0k 13.07
Nuveen Energy Mlp Total Return etf 0.0 $117k 11k 10.73
Just Energy Group 0.0 $138k 38k 3.61
Prologis (PLD) 0.0 $233k 3.5k 65.69
Gnc Holdings Inc Cl A 0.0 $140k 40k 3.50
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $164k 18k 9.28
Mattersight Corp 0.0 $180k 67k 2.67
Gsv Cap Corp 0.0 $374k 55k 6.85
First Connecticut 0.0 $16k 528.00 30.30
Duff & Phelps Global (DPG) 0.0 $0 9.00 0.00
J Global (ZD) 0.0 $196k 2.3k 86.27
Moneygram International 0.0 $6.0k 988.00 6.07
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $160k 2.6k 62.65
Newlink Genetics Corporation 0.0 $0 2.00 0.00
Suntrust Bks Inc wrt exp 11/14/2 0.0 $127k 5.9k 21.41
Suntrust Bks Inc wrt exp 12/31/2 0.0 $32k 907.00 35.28
Guidewire Software (GWRE) 0.0 $4.0k 50.00 80.00
Renewable Energy 0.0 $285k 16k 17.81
Rexnord 0.0 $20k 698.00 28.65
Wmi Holdings 0.0 $108k 81k 1.33
Duke Energy (DUK) 0.0 $126k 1.6k 78.65
Ares Coml Real Estate (ACRE) 0.0 $87k 6.3k 13.78
Epr Properties (EPR) 0.0 $98k 1.5k 64.35
Dividend & Income Fund (BXSY) 0.0 $91k 7.4k 12.25
Cushing Renaissance 0.0 $14k 828.00 16.91
M&t Bank Corp Wts Exp 12/23/1 wts 0.0 $201k 2.1k 95.99
Accelr8 Technology 0.0 $111k 5.0k 22.20
Charter Fin. 0.0 $234k 9.7k 24.13
Pacific Ethanol 0.0 $78k 30k 2.60
Ambac Finl Group Inc *w exp 04/30/202 0.0 $308k 34k 8.96
Independent Bank (IBTX) 0.0 $15k 225.00 66.67
Spirit Realty reit 0.0 $165k 21k 8.01
Jones Energy Inc A 0.0 $287k 776k 0.37
Advaxis 0.0 $2.0k 1.8k 1.12
Royce Global Value Tr (RGT) 0.0 $110k 11k 10.46
Eastman Kodak Co *w exp 09/03/201 0.0 $0 11k 0.00
Eastman Kodak Co *w exp 09/03/201 0.0 $0 12k 0.00
Endologix Inc note 2.250%12/1 0.0 $143k 144k 0.99
Coastway Ban 0.0 $313k 11k 27.70
Tpg Specialty Lnding Inc equity 0.0 $140k 7.8k 17.93
Japan Equity Fund ietf (JEQ) 0.0 $47k 5.4k 8.67
Now (DNOW) 0.0 $199k 15k 13.27
Grubhub 0.0 $8.0k 77.00 103.90
Gabelli mutual funds - (GGZ) 0.0 $351k 29k 12.12
Nuveen Multi-mkt Inc Income (JMM) 0.0 $134k 19k 7.00
Paratek Pharmaceuticals 0.0 $28k 2.8k 10.00
Nxt Id Inc *w exp 02/09/201 0.0 $0 364.00 0.00
Nuveen Minn Mun Income (NMS) 0.0 $83k 6.3k 13.27
Qorvo (QRVO) 0.0 $21k 266.00 78.95
Zillow Group Inc Cl A (ZG) 0.0 $54k 914.00 59.08
Blue Bird Corp (BLBD) 0.0 $9.0k 429.00 20.98
Barington Hilco Acquisition right 02/13/2017 0.0 $4.1k 23k 0.18
Barington Hilco Acquisition *w exp 02/11/201 0.0 $6.0k 43k 0.14
Party City Hold 0.0 $128k 8.4k 15.24
Kraft Heinz (KHC) 0.0 $364k 5.8k 62.77
Lexicon Pharmaceuticals (LXRX) 0.0 $52k 4.4k 11.82
Chemours (CC) 0.0 $181k 4.1k 44.15
Wpx Energy Inc p 0.0 $88k 1.2k 74.32
Cushing Mlp Total Return Fd Com New cef 0.0 $46k 3.9k 11.78
Sito Mobile (STTO) 0.0 $335k 129k 2.59
Agrofresh Solutions wts feb 19 19 0.0 $86k 231k 0.37
Teligent 0.0 $30k 8.9k 3.37
Wts/lindblad Expeditions Hldgs In 11.5000 Exp05/15/2016 wts 0.0 $140k 55k 2.54
Cushing Energy Income 0.0 $373k 40k 9.24
Quotient Technology 0.0 $98k 7.5k 13.07
Global X Fds global x uranium (URA) 0.0 $386k 30k 12.87
Endologix, Inc. 3.25% 11/01/2020 0.0 $261k 275k 0.95
Western Asset Corporate Loan F 0.0 $51k 5.1k 10.08
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $38k 133.00 285.71
Rlj Entertainment 0.0 $11k 2.4k 4.58
Hertz Global Holdings 0.0 $162k 11k 15.29
Nexeo Solutions Inc *w exp 06/09/202 0.0 $7.1k 14k 0.51
Nanthealth 0.0 $81k 25k 3.29
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $0 1.9k 0.00
Jensyn Acquisition Corp right 99/99/9999 0.0 $0 1.4k 0.00
Fang Hldgs 0.0 $40k 11k 3.80
Apptio Inc cl a 0.0 $304k 8.4k 36.19
Halcon Res Corp *w exp 09/09/202 0.0 $0 1.5k 0.00
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $41k 50k 0.83
Gores Hldin-cw20 equity wrt 0.0 $216k 118k 1.84
Plains Gp Holdings Lp-cl A (PAGP) 0.0 $52k 2.2k 23.64
Adient (ADNT) 0.0 $210k 4.3k 49.10
Blackrock Debt Strat (DSU) 0.0 $32k 2.9k 11.08
Basic Energy Services 0.0 $317k 29k 11.11
Insight Select Income Fund Ins (INSI) 0.0 $264k 14k 18.87
Rh (RH) 0.0 $139k 1.0k 139.00
Gds Holdings ads (GDS) 0.0 $4.0k 100.00 40.00
Genius Brands Intl 0.0 $155k 66k 2.37
Vistra Energy (VST) 0.0 $2.0k 100.00 20.00
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $23k 50k 0.46
Gty Technology Holdings Inc w exp 99/99/999 0.0 $92k 74k 1.24
Stellar Acquisition Iii 0.0 $999.400000 190.00 5.26
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $0 300.00 0.00
Blackrock 2022 Gbl Incm Opp 0.0 $137k 15k 8.94
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $306k 166k 1.85
Hunter Maritime Acquisition cl a 0.0 $0 100.00 0.00
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $0 2.3k 0.00
Rosehill Resources Inc - A warrant 0.0 $2.0k 2.0k 1.00
Rubicon Technology (RBCN) 0.0 $303k 39k 7.87
Direxion Shs Etf Tr dly jr gold 3x 0.0 $1.0k 25.00 40.00
Kbl Merger Corp Iv unit 01/15/2024 0.0 $52k 5.0k 10.40
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.0 $0 1.00 0.00
National Energy Services Reu *w exp 05/05/202 0.0 $8.0k 7.2k 1.11
Jbg Smith Properties (JBGS) 0.0 $132k 3.6k 36.27
Immunogen Inc bond 0.0 $241k 100k 2.41
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $14k 22k 0.64
Vantage Energy Acquisition w exp 04/12/202 0.0 $0 333.00 0.00
Cleveland-cliffs (CLF) 0.0 $139k 17k 8.37
Tidewater Inc A Warrants 0.0 $36k 10k 3.47
Tidewater Inc B Warrants 0.0 $113k 41k 2.73
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $20k 57k 0.35
Social Cap Hedosophia Hldgs cl a 0.0 $43k 4.3k 10.04
Osprey Energy Acquisition Co unit 07/21/2022 0.0 $366k 33k 10.97
Simply Good Foods Co *w exp 07/07/202 0.0 $133k 32k 4.10
Constellation Alpha Cap Corp right 99/99/9999 0.0 $6.0k 10k 0.60
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $259k 180k 1.44
Industrea Acquisition Corp cl a 0.0 $246k 25k 9.84
Osprey Energy Acquisition Co *w exp 07/21/202 0.0 $136k 85k 1.60
Pensare Acquisition Corp *w exp 07/27/202 0.0 $119k 186k 0.64
Pensare Acquisition Corp right 0.0 $95k 193k 0.49
Xai Octagon Floatng Rate Alt (XFLT) 0.0 $51k 5.6k 9.07
Tremont Mtg Tr 0.0 $64k 4.9k 13.02
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $0 303.00 0.00
Cm Seven Star Acquisition Co unit 08/21/2022 0.0 $338k 33k 10.32
Willscot Corp *w exp 09/10/202 0.0 $49k 22k 2.21
Fgl Holdings 0.0 $17k 2.1k 7.99
Draper Oakwood Technology right 09/19/2018 0.0 $152k 258k 0.59
Dreyfus Alcentra Gbl Cr Inco 0.0 $75k 8.2k 9.16
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $44k 61k 0.72
Mosaic Acquisition Corp w exp 99/99/999 0.0 $102k 82k 1.24
Alta Mesa Res Inc *w exp 03/28/202 0.0 $152k 109k 1.39
Leo Holdings Corp unit 99/99/9999 0.0 $50k 5.0k 10.00
Lazydays Hldgs (GORV) 0.0 $32k 3.7k 8.69
Nebula Acquisition Corp *w exp 03/12/202 0.0 $24k 9.7k 2.47
Talos Energy (TALO) 0.0 $5.0k 174.00 28.74
Ntg- right 0.0 $22k 60k 0.37
Trinity Merger Corp 0.0 $370k 37k 10.04
Avalara 0.0 $278k 5.2k 53.36
Trinity Merger Corp *w exp 05/11/202 0.0 $20k 50k 0.40