Boothbay Fund Management

Companies in the Boothbay Fund Management portfolio as of December 2017 quarter

Company (Ticker) Portfolio Weight Share Count Change in Shares Price
Spdr S&p 500 Etf Tr option 4.21 1084 26700.00
SPDR S&P; 500 ETF (SPY) 2.42 62316 266.87
Altaba 2.29 225068 69.85
Gigcapital Inc unit 03/06/2025 2.27 1.56M 10.00
Constellation Alpha Cap Corp shs 1.63 1.15M 9.73
Time Warner (TWX) 1.58 118613 91.47
Cm Seven Star Acquisition Co unit 08/21/2022 1.50 1.04M 9.96
Nxp Semiconductors N V 1.47 86275 117.09
Alibaba Group Holding Ltd Spon 1.38 55175 172.43
SPDR Gold Trust (GLD) 1.37 76000 123.64
I Am Cap Acquisition Co Com 1.34 933700 9.88
Scripps Networks Interactive (SNI) 1.28 102745 85.38
Spdr Gold Trust option 1.28 710 12370.00
Stellar Acquisition Iii 1.26 848631 10.21
Shire (SHPGY) 1.08 47778 155.11
Rockwell Collins (COL) 1.06 53948 135.61
Twenty-first Century Fox 1.06 213280 34.12
Forum Merger Corp - A 1.06 730865 9.98
Monsanto Company (MON) 1.00 59106 116.77
Facebook Inc cl a 0.96 37268 176.45
Kbl Merger Corp Iv unit 01/15/2024 0.96 649663 10.19
Credit Suisse Nassau Brh invrs vix sterm 0.93 47700 134.44
Alphabet Inc Class A cs 0.93 6116 1046.65
Gilead Sciences Inc option 0.89 850 7164.71
M I Acquisitions 0.89 600833 10.19
Big Rock Partners Acquisi Co unit 11/20/2022 0.88 587881 10.24
Sucampo Pharmaceuticals (SCMP) 0.87 332075 17.95
Allergan 0.83 35003 163.59
Jensyn Acquisition 0.75 501673 10.30
Sarepta Therapeutics Inc. cmn 0.71 877 5563.79
Atlantic Acquisition Corp 0.71 494100 9.86
Gray Television (GTN) 0.67 273843 16.75
Powershares Qqq Trust unit ser 1 0.64 284 15576.00
Dermira Inc call 0.63 1571 2778.76
Black Ridge Acquisition Corp 0.62 441900 9.69
Fiserv (FISV) 0.59 31100 131.13
Comcast Corp New option 0.58 1000 4005.00
Fidelity National Information Services (FIS) 0.57 41780 94.09
Microsoft Corporation (MSFT) 0.56 45286 85.55
Charter Communications Inc New Cl A cl a 0.56 11443 335.93
Lincoln Electric Holdings (LECO) 0.53 39881 91.57
Alliance Data Systems Corporation (ADS) 0.52 14170 253.49
Amazon (AMZN) 0.52 3048 1169.62
Bristol Myers Squibb Co put 0.52 586 6127.99
Potash Corp. Of Saskatchewan I 0.48 162500 20.51
Xcerra 0.46 325791 9.79
Spdr S&p Oil & Gas Exp & Pr call 0.45 365 8487.67
Bob Evans Farms (BOBE) 0.44 38673 78.81
Sony Corporation (SNE) 0.43 65249 44.95
Cm Seven Star Acquisition Co *w exp 08/21/202 0.43 308700 9.65
Expedia 0.42 24297 119.77
Activision Blizzard (ATVI) 0.40 43337 63.32
CBS Corporation (CBS) 0.39 45210 58.99
Aspen Technology (AZPN) 0.39 40577 66.20
CommVault Systems (CVLT) 0.37 48401 52.50
Netflix (NFLX) 0.35 12382 191.97
Marvell Technology Group Ltd 0.35 111119 21.47
ORBCOMM (ORBC) 0.35 239124 10.18
Microchip Technology (MCHP) 0.33 25649 87.88
Stellar Acquisition Iii Inc w exp 03/22/202 0.33 219400 10.21
Bison Cap Acquisition Corp ord shs 0.33 226248 9.88
Electronic Arts (ERTS) 0.32 20911 105.06
GOLAR LNG Limited Com 0.29 67582 29.82
Cavium Inc 0.29 23734 83.85
Extreme Networks (EXTR) 0.28 155278 12.52
Fabrinet shs 0.28 66221 28.71
Aetna (AET) 0.27 10235 180.36
Calpine Corporation (CPN) 0.27 124375 15.13
Fiserv Inc Cmn Stk cmn 0.27 142 13112.68
Ishares Tr dj us real est 0.27 229 8100.78
Gcp Applied Technologies 0.27 58478 31.89
I Am Cap Acq Warrant 5/22/24 warrant and righ 0.27 186900 9.87
Synopsys (SNPS) 0.26 20992 85.22
Texas Instruments Incorporated (TXN) 0.26 17194 104.46
Lgi Homes 0.26 24207 75.02
Cintas Corporation (CTAS) 0.25 10901 155.86
Kbl Merger Corp Iv *w exp 01/15/202 0.25 171727 10.19
FleetCor Technologies (FLT) 0.24 8508 192.41
Clovis Oncology 0.24 243 6798.35
Liberty Ventures - Ser A 0.24 31009 54.24
Barclays Bk Plc call 0.24 600 2791.67
Electronic Arts Inc option 0.23 150 10506.67
Bank Of America Corp w exp 10/201 0.23 53346 29.52
Lamar Advertising Co New call 0.23 214 7425.23
Barclays Bk Plc Ipath S&p500 Vix etf 0.23 57724 27.93
CarMax (KMX) 0.22 23643 64.12
NVIDIA Corporation (NVDA) 0.22 7927 193.52
NCR Corporation (NCR) 0.22 45223 33.99
Visa (V) 0.22 12994 114.05
Nexstar Broadcasting (NXST) 0.22 19482 78.17
Sonic Automotive (SAH) 0.21 79890 18.45
Cbs Corp Common Stock cmn 0.21 245 5902.04
Maxim Integrated Products Cmn Stk cmn 0.21 275 5229.09
Dermira 0.21 518 2781.85
M I Acquisitions Inc *w exp 99/99/999 0.21 143033 10.19
Via (VIA.B) 0.20 44243 30.81
United Microelectronics (UMC) 0.20 568764 2.39
Golar Lng Ltd Common Stock cmn 0.20 459 2977.27
Qualys 0.20 23205 59.34
Owens Rlty Mtg 0.20 84813 16.01
Esperion Therapeutics Inc Ne 0.20 211 6582.94
Arris 0.20 52968 25.69
Boyd Gaming Corporation (BYD) 0.19 38150 35.05
Eldorado Resorts 0.19 39464 33.14
Select Sector Spdr Tr option 0.18 176 7227.27
Immunomedics Inc Cmn Stk cmn 0.18 748 1616.31
Interxion Holding N.v shs 0.18 21487 58.92
Exchange Traded Concepts Tr robo stx glb etf 0.18 30500 41.31
Acxiom Corporation (ACXM) 0.17 43402 27.56
Exelon Corporation (EXC) 0.17 30200 39.40
Monolithic Power Systems (MPWR) 0.17 10556 112.35
Visteon Corporation (VC) 0.17 9600 125.10
Cintas Corp Cmn Stk cmn 0.17 76 15578.95
International Business Machines (IBM) 0.16 7035 153.38
Kite Rlty Group Tr 0.16 57508 19.60
Calatlantic 0.16 20058 56.39
FirstEnergy (FE) 0.15 34470 30.61
J.B. Hunt Transport Services (JBHT) 0.15 9180 115.03
QUALCOMM (QCOM) 0.15 15607 64.01
Cheesecake Factory Incorporated (CAKE) 0.15 22085 48.18
Skechers USA (SKX) 0.15 27817 37.85
Technology SPDR (XLK) 0.15 15600 63.97
Valeant Pharmaceuticals Int (VRX) 0.15 50000 20.78
Seagate Technology Common Stock cmn 0.15 243 4185.19
Yandex Nv-a 0.15 31220 32.74
Easterly Government Properti reit 0.15 46780 21.33
International Game Technology 0.15 39249 26.50
Zillow Group Inc Cl C Cap Stk stock 0.15 25104 40.91
B2gold Corp call 0.15 3305 310.20
Regenxbio Inc call 0.15 303 3323.43
Patterson-UTI Energy (PTEN) 0.14 42497 23.01
Cree (CREE) 0.14 26717 37.13
Intrepid Potash (IPI) 0.14 200000 4.76
TAL Education (XRS) 0.14 31707 29.71
FIDELITY NATIONAL INFORMATION CMN Stk cmn 0.14 101 9405.94
Spdr S&p Oil & Gas Exp & Pr put 0.14 264 3719.70
Diamondback Energy 0.14 7588 126.25
Evoqua Water Technologies Corp 0.14 40700 23.71
Black Ridge Acquisition Corp *w exp 07/10/202 0.14 99800 9.65
Goldman Sachs (GS) 0.13 3593 254.66
Exxon Mobil Corporation (XOM) 0.13 10834 83.63
Carnival Corporation (CCL) 0.13 13821 66.35
Harsco Corporation (HSC) 0.13 49526 18.66
Jack in the Box (JACK) 0.13 9270 98.06
Valero Energy Corporation (VLO) 0.13 9908 91.95
ON Semiconductor (ONNN) 0.13 42848 20.93
Infosys Technologies Ltd call 0.13 549 1621.13
Realty Income Corp Cmn Stock cmn 0.13 160 5700.00
Phillips 66 call 0.13 90 10116.67
Novanta 0.13 17595 50.01
Melco Crown Entertainment (MPEL) 0.12 28805 29.02
DST Systems (DST) 0.12 13300 62.11
Chevron Corporation (CVX) 0.12 6400 125.16
WESCO International (WCC) 0.12 12200 68.11
Brinker International (EAT) 0.12 21610 38.82
Tenne (TEN) 0.12 13700 58.54
Flextronics International Ltd Com Stk 0.12 44300 17.99
Ramco-Gershenson Properties Trust (RPT) 0.12 56908 14.73
Ball Corp 0.12 213 3785.71
Amdocs Ltd put 0.12 126 6547.62
ZEBRA TECHNOLOGIES CP -CL A CMN Stk cmn 0.12 80 10385.96
Te Connectivity Ltd for 0.12 8970 95.09
stock 0.12 9639 82.79
Wright Express 0.12 5700 141.23
Burlington Stores 0.12 6684 122.98
Equity Commonwealth 0.12 28159 30.51
Willis Towers Watson 0.12 5341 150.72
Nxp Semiconductors N V dbcv 1.000% 12/0 0.12 650000 1.24
Credit Suisse Nassau Brh velocity shs shr 0.12 148812 5.54
Apple (AAPL) 0.11 4481 169.16
Halliburton Company (HAL) 0.11 15361 48.89
Silicon Motion Technology (SIMO) 0.11 14607 52.99
HCP (HCP) 0.11 28002 26.07
iRobot Corporation (IRBT) 0.11 10050 76.72
EQT Corporation (EQT) 0.11 13736 56.93
Ishares Tr Index option 0.11 159 4710.69
Coca Cola Co option 0.11 171 4590.64
Wendy's/arby's Group 0.11 46130 16.41
Epizyme Inc call 0.11 611 1253.16
Broad 0.11 2819 256.83
Dell Technologies Inc Class V equity 0.11 9250 81.30
Andeavor 0.11 6491 114.31
NRG Energy (NRG) 0.10 23903 28.49
Honeywell International (HON) 0.10 4386 153.44
Consolidated-Tomoka Land (CTO) 0.10 10963 63.49
General Motors Company (GM) 0.10 17544 40.98
Pbf Energy Inc cl a 0.10 200 3545.00
Eaton Vance Fltg Rate In 0.10 41014 16.31
Rsp Permian 0.10 17542 40.70
Hrg 0.10 40648 16.95
Northstar Realty Europe 0.10 51338 13.42
Square Inc call 0.10 200 3465.00
Versum Matls Inc Com stock 0.10 18457 37.87
Xenith Bankshares 0.10 20000 33.85
Assembly Biosciences Inc call 0.10 146 4527.40
Ggp Inc call 0.10 285 2340.35
Okta Inc cl a 0.10 27962 25.61
Moody's Corporation (MCO) 0.09 4119 147.61
McDonald's Corporation (MCD) 0.09 3458 172.06
Equity Residential (EQR) 0.09 9987 63.78
Dollar Tree (DLTR) 0.09 5450 107.34
eHealth (EHTH) 0.09 37212 17.36
Ituran Location And Control shs 0.09 17590 34.22
Credit Acceptance (CACC) 0.09 1909 323.73
NetEase (NTES) 0.09 1827 344.83
World Wrestling Entertainment (WWE) 0.09 20611 30.57
Intuit (INTU) 0.09 3800 157.89
Agree Realty Corporation (ADC) 0.09 12688 51.47
Acacia Research Corporation (ACTG) 0.09 153383 4.05
Chevron Corp New option 0.09 50 12520.00
Spdr Series Trust option 0.09 144 4520.83
Spdr Series Trust option 0.09 144 4520.83
Sun Communities (SUI) 0.09 6418 92.71
Apollo Sr Floating Rate Fd I 0.09 37000 16.22
Rlj Lodging Trust Com 0.09 27118 21.98
Moneygram International 0.09 46586 13.18
Retail Properties Of America 0.09 48259 13.45
Prudential Gl Sh Dur Hi Yld 0.09 45201 14.40
Apollo Tactical Income Fd In 0.09 41000 15.76
Liberty Global Inc Com Ser A 0.09 18389 33.82
Qts Realty Trust Inc stock 0.09 11280 54.17
Ladder Capital Corp Class A 0.09 46621 13.62
Gabelli mutual funds - 0.09 51183 12.74
Sage Therapeutics 0.09 3908 164.79
Orion Engineered Carbons 0.09 24334 25.60
Paramount Group Inc reit 0.09 40355 15.86
Tesla Inc convertible security 0.09 500000 1.17
Candj Energy Svcs Inc New Com Added 0.09 18860 33.46
Playa Hotels & Resorts Nv shs 0.09 57220 10.78
Delphi Automotive Inc international stock 0.09 6993 84.80
PNC Financial Services (PNC) 0.08 3620 144.20
Goodyear Tire & Rubber Company (GT) 0.08 17100 32.34
Integrated Device Technology (IDTI) 0.08 17898 29.72
NiSource (NI) 0.08 21504 25.67
Nextera Energy Inc C om 0.08 3361 156.20
PG&E; Corporation (PCG) 0.08 12353 44.85
Regal Entertainment (RGC) 0.08 23019 23.02
Wynn Resorts (WYNN) 0.08 3358 168.55
Entercom Communications (ETM) 0.08 49270 10.80
W.R. Grace & Co. (GRA) 0.08 7832 70.10
salesforce (CRM) 0.08 5618 102.17
Kulicke and Soffa Industries (KLIC) 0.08 21257 24.32
VeriFone Systems (PAY) 0.08 29537 17.71
A. O. Smith Corporation (AOS) 0.08 9499 61.27
Colfax Corporation (CFX) 0.08 14577 39.65
Generac Holdings (GNRC) 0.08 10944 49.52
New Ireland Fund (IRL) 0.08 42200 12.54
Equity Residential call 0.08 82 6378.05
Eqt Corporation cmn 0.08 100 5690.00
Marsh & Mclennan Cos Inc cmn 0.08 67 8134.33
Citigroup Inc 0.08 7468 74.45
Wpx Energy 0.08 37501 14.08
Hd Supply 0.08 13360 40.04
Gogo 0.08 46121 11.27
Tucows, Inc. Cmn Class A 0.08 7806 70.07
Revance Therapeutics Inc call 0.08 152 3572.37
Hp 0.08 26728 21.03
Mgm Growth Properties 0.08 19599 29.13
Vascular Biogenics Ltd put 0.08 733 709.41
Dowdupont Inc 0.08 7399 71.23
Andeavor put 0.08 50 11440.00
Internap Corp 0.08 33952 15.70
Corning Incorporated (GLW) 0.07 14282 32.00
Autodesk (ADSK) 0.07 4394 104.92
Continental Resources (CLR) 0.07 8568 52.99
Noble Energy (NBL) 0.07 15854 29.14
Mohawk Industries (MHK) 0.07 1842 275.79
Philip Morris International (PM) 0.07 4453 105.55
SL Green Realty (SLG) 0.07 4619 100.89
Prudential Financial (PRU) 0.07 3934 114.90
Micron Technology (MU) 0.07 11230 41.14
Entergy Corporation (ETR) 0.07 5701 81.39
Gulfport Energy Corporation (GPOR) 0.07 39524 12.75
Semtech Corporation (SMTC) 0.07 13201 34.16
Cimarex Energy Co 0.07 3955 122.12
Cutera (CUTR) 0.07 10400 45.38
North Amern Energy Partners 0.07 103852 4.95
Exxon Mobil Corp option 0.07 60 8366.67
Valero Energy Corp New option 0.07 50 9200.00
Motorola Solutions (MSI) 0.07 5440 90.26
Mexico Fund (MXF) 0.07 31201 15.74
Concho Resources Inc cmn 0.07 30 15033.33
Insmed Inc 0.07 14440 31.16
Brookfield Global Listed 0.07 36000 12.92
Us Silica Hldgs 0.07 13770 32.53
Matador Resources 0.07 15008 31.12
Fiesta Restaurant 0.07 23900 19.00
Berry Plastics 0.07 8383 58.69
Metropcs Communications 0.07 7602 63.54
American Homes 4 Rent-a reit 0.07 22413 21.82
Tekla Healthcare Opportunit Shs Added shs added 0.07 29000 17.52
Dave & Buster's Entertainmnt, * 0.07 9111 55.21
Dhx Media Ltd Com Stk 0.07 128900 3.58
Vareit, Inc reits 0.07 62086 7.80
Rmr Group Inc cl a 0.07 8354 59.25
Square Inc cl a 0.07 14829 34.66
Avangrid 0.07 9395 50.56
Ies Hldgs Inc Com stock 0.07 27961 17.24
Comstock Resources 0.07 56712 8.46
Lamb Weston Hldgs 0.07 8164 56.47
Arch Coal Inc cl a 0.07 4879 93.26
Baker Hughes A Ge Company 0.07 15432 31.62
Modern Media Acquisition 0.07 47017 9.83
Biohaven Pharmactl Hldg Co L put 0.07 177 2700.56
Bank of New York Mellon Corporation (BK) 0.06 7413 53.82
AES Corporation (AES) 0.06 38617 10.82
Nuance Communications (NUAN) 0.06 25349 16.33
Intel Corporation (INTC) 0.06 8818 46.16
Unum (UNM) 0.06 7648 54.92
Becton, Dickinson and (BDX) 0.06 1863 214.17
Forward Air Corporation (FWRD) 0.06 6646 57.48
Lowe's Companies (LOW) 0.06 4224 93.04
AutoZone (AZO) 0.06 542 712.18
Applied Materials (AMAT) 0.06 8720 51.15
Farmer Brothers (FARM) 0.06 13335 32.17
Advanced Micro Devices (AMD) 0.06 42964 10.29
Loral Space & Communications (LORL) 0.06 10004 44.08
Carrizo Oil & Gas (CRZO) 0.06 18835 21.29
FARO Technologies (FARO) 0.06 8265 46.94
Kilroy Realty Corporation (KRC) 0.06 5658 74.58
MVC Capital (MVC) 0.06 40842 10.55
Red Robin Gourmet Burgers (RRGB) 0.06 7280 56.46
Sun Hydraulics Corporation (SNHY) 0.06 6039 64.75
Textron (TXT) 0.06 7589 56.53
Exponent (EXPO) 0.06 5706 71.15
AMETEK (AME) 0.06 5418 72.54
Alnylam Pharmaceuticals (ALNY) 0.06 3332 126.95
SPDR S&P; Retail (XRT) 0.06 9600 45.21
AECOM Technology Corporation (ACM) 0.06 10244 37.19
Goldman Sachs Group Inc option 0.06 17 25470.59
Intel Corp option 0.06 89 4617.98
Schlumberger Ltd option 0.06 60 6733.33
Templeton Dragon Fund (TDF) 0.06 19000 21.53
iShares S&P; US Pref Stock Idx Fnd (PFF) 0.06 10128 38.11
Eaton Vance Limited Duration Income Fund (EVV) 0.06 29000 13.66
Invesco Van Kampen Dyn Cr Opp Fund (VTA) 0.06 34000 11.71
Boston Properties Inc call 0.06 33 13000.00
Tenneco Inc Common Stock cmn 0.06 76 5855.26
Select Sector Spdr Tr put 0.06 66 6393.94
Pvh Corporation 0.06 2959 137.21
Ddr Corp stock 0.06 48050 8.97
Twitter 0.06 16616 24.01
Scana Corp Cmn Stk cmn 0.06 100 3980.00
Bluerock Residential Growth Re 0.06 40655 10.11
Dct Industrial Trust Inc reit usd.01 0.06 7435 58.78
Del Taco Restaurants 0.06 33335 12.12
Madison Square Garden Cl A 0.06 1967 210.98
S&p Global 0.06 2277 169.52
Hostess Brands 0.06 26150 14.80
Rh Com Npv 0.06 5181 86.28
Technipfmc 0.06 12800 31.33
Dxc Technology 0.06 4030 94.79
Stone Energy 0.06 13899 32.16
Voyager Therapeutics Inc call 0.06 249 1658.63
Biohaven Pharmactl Hldg Co L call 0.06 156 2698.72
Denny's Corporation (DENN) 0.05 27855 13.25
Dick's Sporting Goods (DKS) 0.05 11630 28.72
Baxter International (BAX) 0.05 5099 64.72
Health Care SPDR (XLV) 0.05 3800 82.63
Bunge Limited 0.05 5168 67.14
United Parcel Service (UPS) 0.05 3087 119.21
Core Laboratories N.V. (CLB) 0.05 3072 109.70
NetApp (NTAP) 0.05 5665 55.25
Boston Scientific Corporation (BSX) 0.05 14786 24.82
Whirlpool Corporation (WHR) 0.05 2168 168.82
Xilinx (XLNX) 0.05 4701 67.43
Electronics For Imaging (EFII) 0.05 11705 29.56
Yum! Brands (YUM) 0.05 4322 81.68
Pepsi (PEP) 0.05 3067 119.99
Big 5 Sporting Goods Corporation (BGFV) 0.05 48176 7.60
PPL Corporation (PPL) 0.05 11421 30.91
Kennametal (KMT) 0.05 6804 48.35
Marathon Oil Corporation (MRO) 0.05 20300 16.95
PICO Holdings (PICO) 0.05 28915 12.80
Baidu (BIDU) 0.05 1350 234.07
Western Alliance Bancorporation (WAL) 0.05 6622 56.63
Minerals Technologies (MTX) 0.05 5193 68.94
Chipotle Mexican Grill (CMG) 0.05 1169 289.14
Quest Diagnostics Incorporated (DGX) 0.05 3364 98.39
Neurocrine Biosciences (NBIX) 0.05 4190 77.57
Braskem SA (BAK) 0.05 13112 26.24
YPF SA (YPF) 0.05 13547 22.88
ePlus (PLUS) 0.05 4480 75.22
Ishares Tr Index option 0.05 18 18666.67
Scorpio Tankers Inc shs 0.05 103655 3.05
Inphi Corporation (IPHI) 0.05 9526 36.64
LMP Capital and Income Fund (SCD) 0.05 24878 13.95
Reaves Utility Income Fund (UTG) 0.05 11380 30.93
General Mtrs Co call 0.05 92 4097.83
Cheniere Energy Inc Cmn Stock cmn 0.05 70 5385.71
HCA HOLDINGS Inc 0.05 3696 87.93
Marathon Petroleum Corp 0.05 5202 65.94
Dunkin' Brands Group 0.05 5200 64.42
Scana Stk 0.05 80 3975.00
Tripadvisor 0.05 10200 34.41
Glowpoint 0.05 1000000 0.36
Akorn 0.05 101 3227.72
Bazaarvoice 0.05 68180 5.46
Rowan Companies 0.05 24032 15.65
Pioneer Energy Services 0.05 119465 3.05
Realogy Hldgs 0.05 12780 26.53
Washingtonfirst Bankshares, In c 0.05 10000 34.30
Array Biopharma 0.05 243 1279.84
Pbf Energy Inc cl a 0.05 88 3545.45
Wix Com Ltd shs 0.05 6157 57.50
Store Capital Corp reit 0.05 12725 26.01
Sage Therapeutics Inc call 0.05 21 16476.19
Zogenix 0.05 8154 40.10
Cidara Therapeutics Inc Common Stock Usd 0.0001 0.05 54596 6.80
Advanced Disposal Services I 0.05 14741 23.95
Lilis Energy 0.05 73594 5.11
Quantum Corp Dlt & Storage 0.05 62021 5.63
Rosehill Resources Inc - A warrant 0.05 42947 7.87
Daily Gold Miners Index Bull 3x Shs New Feb 2017 0.05 9800 31.73
Floor & Decor Hldgs Inc cl a 0.05 6447 48.70
Select Energy Svcs Inc cl a 0.05 18700 18.24
Granite Pt Mtg Tr 0.05 19164 17.74
Ribbon Communication 0.05 48142 7.73
Altair Engr Inc 0.05 14855 23.90
Newmark Group Inc 0.05 19626 15.90
Big Rock Partners Acquisi Co *w exp 12/01/202 0.05 34163 9.69
* Barrick Gold Corp 0.04 16906 14.49
Lear Corporation (LEA) 0.04 1511 176.70
CMS Energy Corporation (CMS) 0.04 5787 47.35
JPMorgan Chase & Co. (JPM) 0.04 2300 106.96
Arthur J. Gallagher & Co. (AJG) 0.04 4476 63.23
Ameriprise Financial (AMP) 0.04 1483 169.25
Devon Energy Corporation (DVN) 0.04 6494 41.42
Ecolab (ECL) 0.04 1850 134.05
Home Depot (HD) 0.04 1361 189.57
Johnson & Johnson (JNJ) 0.04 1826 139.65
Vertex Pharmaceuticals Incorporated (VRTX) 0.04 1740 150.00
Norfolk Southern (NSC) 0.04 1810 144.75
3M Company (MMM) 0.04 1101 235.24
Apache Corporation (APA) 0.04 6572 42.15
Sherwin-Williams Company (SHW) 0.04 661 409.98
Boeing Company (BA) 0.04 963 294.91
Morgan Stanley (MS) 0.04 4983 52.38
Cooper Companies (COO) 0.04 1340 217.91
Rent-A-Center (RCII) 0.04 25000 11.12
Masco Corporation (MAS) 0.04 5700 43.86
Celestica Inc 0.04 25701 10.47
Cadence Design Systems (CDNS) 0.04 6879 41.87
Avnet (AVT) 0.04 6623 39.56
CIGNA Corporation (CI) 0.04 1307 202.75
UnitedHealth (UNH) 0.04 1200 220.83
Jacobs Engineering (JEC) 0.04 3830 66.06
General Dynamics Corporation (GD) 0.04 1286 203.73
Balchem Corporation (BCPC) 0.04 3772 80.59
ConAgra Foods (CAG) 0.04 6748 37.64
Pioneer Natural Resources (PXD) 0.04 1500 172.67
Thor Industries (THO) 0.04 1942 150.88
Verisk Analytics (VRSK) 0.04 2562 96.02
priceline.com Incorporated (PCLN) 0.04 150 1740.00
Delta Air Lines (DAL) 0.04 4990 55.91
Industrial SPDR (XLI) 0.04 4000 75.75
BGC Partners (BGCP) 0.04 17286 15.10
Brunswick Corporation (BC) 0.04 5016 55.22
Celanese Corporation (CE) 0.04 2576 107.14
Owens-Illinois (OI) 0.04 13256 22.18
CIRCOR International (CIR) 0.04 5343 48.66
DSW (DSW) 0.04 11805 21.43
Consolidated Communications Holdings (CNSL) 0.04 22736 12.18
Ingersoll-rand Co Ltd-cl A 0.04 3194 89.23
Vail Resorts (MTN) 0.04 1352 212.28
Stepan Company (SCL) 0.04 3107 78.85
McDermott International (MDR) 0.04 44635 6.59
TransDigm Group Incorporated (TDG) 0.04 1010 274.26
KMG Chemicals (KMGB) 0.04 4231 66.18
Materials SPDR (XLB) 0.04 4500 60.44
Pinnacle West Capital Corporation (PNW) 0.04 2932 85.27
Consumer Staples Select Sect. SPDR (XLP) 0.04 5000 56.80
Financial Select Sector SPDR (XLF) 0.04 10328 27.89
Skechers U S A Inc option 0.04 70 3785.71
iShares Dow Jones US Real Estate (IYR) 0.04 3000 81.00
Consumer Discretionary SPDR (XLY) 0.04 3000 98.67
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.04 9791 25.43
LogMeIn (LOGM) 0.04 2181 114.63
iShares Dow Jones Transport. Avg. (IYT) 0.04 1300 191.54
First Republic Bank/san F 0.04 3136 86.73
Piedmont Office Realty Trust (PDM) 0.04 13854 19.63
Equus Total Return (EQS) 0.04 107197 2.40
Targa Res Corp 0.04 5544 48.34
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.04 17600 15.74
Rigel Pharmaceuticals Inc cmn 0.04 638 388.71
Atlantic Coast Financial Cor 0.04 28395 9.44
Neophotonics Corp 0.04 37469 6.59
Servicesource 0.04 99725 3.09
Kinder Morgan Inc. 0.04 15169 18.06
Bankunited Inc Com 0.04 6593 40.65
Mosaic Co New 0.04 11890 25.65
Cubesmart 0.04 10199 28.92
Xylem 0.04 4158 68.30
First Trust Strategic * 0.04 22045 12.88
Rexnord 0.04 9951 26.03
Phillips 66 0.04 2508 101.28
Salient Midstream & M 0.04 23475 11.03
Tronox 0.04 14405 20.48
Palo Alto Networks 0.04 2118 144.95
L Brands 0.04 4500 60.22
Parsley Energy Inc-class A 0.04 8912 29.40
Trecora Resources 0.04 21524 13.52
Cyberark Software Ltd shs 0.04 6128 41.45
Workiva Inc equity us cm 0.04 12138 21.42
Alp call 0.04 242 1078.51
Kraft Heinz 0.04 3507 77.84
Babcock & Wilcox Enterprises, 0.04 44902 5.68
Westrock 0.04 4626 63.12
Viavi Solutions Inc equities 0.04 35220 8.75
Welltower Inc Com reit 0.04 3836 63.87
Westrock Co call 0.04 40 6325.00
Advanced Accelerat spon ads each rep 2 ord shs 0.04 3111 81.65
Us Foods Hldg Corp call 0.04 7916 31.96
Halcon Res 0.04 37513 7.57
Conduent Incorporate 0.04 14979 16.16
Sba Communications Corp Com stock 0.04 1700 163.53
Qiagen Nv 0.04 8100 30.99
Invitation Homes 0.04 10561 23.58
Warrior Met Coal 0.04 10426 25.13
Tpg Re Finance Trust Inc reit 0.04 13908 19.05
Baker Hughes A Ge Co put 0.04 90 3166.67
Iqvia Holdings Inc 0.04 2932 97.89
Global X Fds put 0.04 66 3878.79
Hasbro (HAS) 0.03 2539 90.98
Himax Technologies (HIMX) 0.03 17616 10.45
Gencor Industries (GENC) 0.03 13463 16.56
Signature Bank (SBNY) 0.03 1658 137.52
Costco Wholesale Corporation (COST) 0.03 1199 185.99
Lennar Corporation (LEN) 0.03 3391 63.11
Edwards Lifesciences (EW) 0.03 1806 112.96
IDEXX Laboratories (IDXX) 0.03 1500 156.67
Dun & Bradstreet Corporation (DNB) 0.03 1800 118.33
Vulcan Materials Company (VMC) 0.03 1682 128.42
International Paper Company (IP) 0.03 3713 57.90
SVB Financial (SIVB) 0.03 861 233.45
Nokia Corporation (NOK) 0.03 50000 4.66
Darden Restaurants (DRI) 0.03 2448 96.00
Tyson Foods (TSN) 0.03 2618 80.98
Newfield Exploration (NFX) 0.03 7504 31.58
McKesson Corporation (MCK) 0.03 1413 155.70
Red Hat (RHT) 0.03 1839 120.17
Olin Corporation (OLN) 0.03 6221 35.52
AGCO Corporation (AGCO) 0.03 3336 71.34
Convergys Corporation (CVG) 0.03 9241 23.48
Colgate-Palmolive Company (CL) 0.03 2700 75.56
Gilead Sciences (GILD) 0.03 3079 71.78
Stericycle (SRCL) 0.03 3250 68.00
Hershey Company (HSY) 0.03 1800 113.33
Discovery Communications (DISCK) 0.03 9936 21.14
Fastenal Company (FAST) 0.03 4058 54.71
Quanta Services (PWR) 0.03 5639 39.19
Invesco Ltd shs 0.03 6192 36.50
RPC (RES) 0.03 9243 25.53
Energy Recovery (ERII) 0.03 23057 8.76
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.03 1000 224.00
Bank Mutual Corporation (BKMU) 0.03 21782 10.65
Chicago Bridge & Iron Company N.V. (CBI) 0.03 13230 16.18
Cheniere Energy (LNG) 0.03 4320 53.94
Astec Industries (ASTE) 0.03 3929 58.54
Esterline Technologies Corporation (ESL) 0.03 2718 74.69
F5 Networks (FFIV) 0.03 1700 131.18
Kansas City Southern (KSU) 0.03 2196 105.19
Zumiez (ZUMZ) 0.03 11284 20.83
Navistar International Corporation (NAV) 0.03 5207 42.83
Sierra Wireless Inc 0.03 9931 20.44
Teck Resources Ltd cl b 0.03 8034 26.14
Validus Holdings Ltd 0.03 4842 46.88
Hyatt Hotels Corporation (H) 0.03 2984 73.39
Ishares Tr Index option 0.03 15 15266.67
Signet Jewelers Limited 0.03 3686 56.43
Verisign Inc option 0.03 19 11421.05
KAR Auction Services (KAR) 0.03 4057 50.53
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.03 17000 10.88
Herzfeld Caribbean Basin 0.03 31400 7.17
Alliance Data Systems Cmn Stk cmn 0.03 9 25333.33
Lam Research Common Stock cmn 0.03 12 18416.67
Meritor Inc 0.03 8795 23.42
Kosmos Energy Ltd 0.03 30581 6.83
Gsv Cap Corp 0.03 43290 5.45
Xpo Logistics Inc equity 0.03 2357 91.64
Hollyfrontier Corp call 0.03 44 5113.64
Aon 0.03 1733 133.87
Emcore Corp Common Stock Npv 0.03 29437 6.45
Norwegian Cruise Line Hldgs shs 0.03 3844 53.33
Jamba 0.03 26413 8.06
News 0.03 12391 16.22
Sirius Xm Holdings 0.03 33444 5.35
Gaming & Leisure Pptys 0.03 6080 37.01
Criteo Sa Ads 0.03 9225 26.02
Pentair cs 0.03 3011 70.74
Weatherford Intl Plc ord shs 0.03 55825 4.17
Jd 0.03 5484 41.39
Sunshine Ban 0.03 10000 22.90
Zayo Group Hldgs 0.03 5637 36.72
Eversource Energy 0.03 3742 63.07
Shopify Inc cl a 0.03 2264 101.15
Kornit Digital Ltd shs 0.03 14480 16.16
Viking Therapeutics 0.03 53158 4.06
Immune Design 0.03 600 390.00
Red Rock Resorts Inc put 0.03 65 3369.23
Keane 0.03 10000 19.00
Xerox 0.03 7528 29.09
Whiting Petroleum Corp Com 0.03 7700 26.49
Delphi Technologies Plc 0.03 4408 52.40
MGIC Investment (MTG) 0.02 11212 14.09
Callaway Golf Company (ELY) 0.02 11039 13.95
Chesapeake Energy Corporation (CHK) 0.02 26600 3.95
Entravision Communication (EVC) 0.02 14500 7.17
Goldcorp Inc New 0.02 11482 12.80
Amkor Technology (AMKR) 0.02 13988 10.08
Orion Marine (ORN) 0.02 15844 7.83
Coeur d'Alene Mines Corporation (CDE) 0.02 14937 7.50
Fred's (FRED) 0.02 28750 4.03
Great Lakes Dredge & Dock Corporation (GLDD) 0.02 28379 5.39
Lattice Semiconductor (LSCC) 0.02 18750 5.76
Innodata Isogen (INOD) 0.02 98830 1.36
Accuray Incorporated (ARAY) 0.02 24323 4.32
Richardson Electronics (RELL) 0.02 21108 6.73
Westport Innovations Com New 0.02 29906 3.75
Yamana Gold Inc 0.02 35018 3.11
Ballard Pwr Sys Inc New 0.02 36691 4.42
Northern Dynasty Minerals Lt 0.02 80000 1.78
PFSweb (PFSW) 0.02 18354 7.41
Alerian Mlp Etf(amlp) 0.02 14312 10.76
Calix (CALX) 0.02 17925 5.97
TravelCenters of America (TA) 0.02 28750 4.10
HudBay Minerals (HBM) 0.02 13076 8.87
Wesco Aircraft Holdings 0.02 15000 7.40
Zynga 0.02 41150 4.01
Laredo Petroleum Holdings 0.02 15000 10.60
4068594 Enphase Energy 0.02 52564 2.42
Depository Vipshop Holdings Ltd - Ads receipt 0.02 12779 11.74
Seaworld Entertainment 0.02 11395 13.60
Dean Foods Company 0.02 11250 11.56
Bay Ban 0.02 10000 12.20
New York Reit 0.02 38705 3.93
Mobileiron 0.02 30000 3.90
Travelport Worldwide Ltd shs 0.02 12437 13.11
8point Energy Partners Lp ml 0.02 10089 15.17
Fairmount Santrol Holdings 0.02 30000 5.23
Everi Hldgs 0.02 14863 7.54
Adesto Technologies 0.02 16936 6.44
Adverum Biotechnologies 0.02 48610 3.50
Sunesis Pharmaceuticals Inc Ne 0.02 38930 3.70
Donnelley R R & Sons Co when issued 0.02 14747 9.29
Forterra 0.02 12171 11.09
Colony Northstar 0.02 11803 11.44
Clipper Realty Inc Reit equities - reit 0.02 14107 10.00
Constellation Alpha Cap Corp right 99/99/9999 0.02 348628 0.34
Industrea Acquisition Corp cl a 0.02 15877 9.76
Cm Seven Star Acquisition Co right 08/21/2022 0.02 351000 0.32
Office Depot (ODP) 0.01 10287 3.50
Southwestern Energy Company (SWN) 0.01 13489 5.56
Companhia Energetica Minas Gerais (CIG) 0.01 23601 2.08
Celadon (CGI) 0.01 11605 6.38
Immersion Corporation (IMMR) 0.01 12500 7.04
Kinross Gold Corp New 0.01 22770 4.30
PRGX Global (PRGX) 0.01 14038 7.12
Marchex (MCHX) 0.01 11068 3.25
Cosan Ltd shs a 0.01 10615 9.70
Friedman Inds Inc 0.01 14532 5.71
Bridgepoint Education (BPI) 0.01 10857 8.29
Vonage Holdings (VG) 0.01 10152 10.15
Oasis Petroleum (OAS) 0.01 11490 8.44
LRAD Corporation (LRAD) 0.01 14939 2.48
Mitek Systems (MITK) 0.01 10891 8.91
Tahoe Resources Inc. 0.01 14600 4.79
Mattersight Corp 0.01 29828 2.55
Pandora Media Inc 0.01 12040 4.82
Network 1 Sec Solutions 0.01 23246 2.41
Wmi Holdings 0.01 41710 0.84
Helios & Matheson Informatio 0.01 10000 6.30
Iconix Brand Group, Inc. conv 0.01 117000 0.84
Independence Contract Dril I 0.01 13000 4.00
Habit Restaurants Inc/the-a 0.01 10000 9.60
Cerecor 0.01 16980 3.18
Frontline Ltd Shs 0.01 10877 4.60
Sunworks 0.01 88798 1.05
Jensyn Acquisition Corp right 99/99/9999 0.01 173233 0.40
Bbx Capital 0.01 10617 8.01
Kbl Merger Corp Iv right 03/22/2019 0.01 184546 0.30
Cleveland-cliffs Inc 0.01 11700 7.18
Atlantic Acquisition Corp right 02/08/2019 0.01 71350 0.52
Yogaworks Inc 0.01 22515 2.84
Oaktree Specialty Lending Corp 0.01 10470 4.87
Black Ridge Acquisition Corp right 07/10/2019 0.01 338500 0.28
Big Rock Partners Acquisi Co right 12/01/2022 0.01 187077 0.41
VAALCO Energy (EGY) 0.00 34300 0.70
Antares Pharma (AIS) 0.00 12110 1.98
Pernix Therapeutics Holdings 0.00 10330 2.42
Senestech 0.00 19093 0.73
Modern Media Acquisition right 99/99/9999 0.00 46849 0.38
Bison Cap Acquisition Corp right 03/20/2019 0.00 50120 0.38