Brown Advisory Securities

Brown Advisory Securities as of Sept. 30, 2017

Portfolio Holdings for Brown Advisory Securities

Brown Advisory Securities holds 382 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 4.6 $21M 138k 154.05
Amazon (AMZN) 2.8 $13M 13k 960.93
MasterCard Incorporated (MA) 2.3 $11M 75k 141.14
Microsoft Corporation (MSFT) 2.3 $11M 141k 74.41
Johnson & Johnson (JNJ) 2.2 $10M 79k 130.03
Alphabet Inc Class A cs (GOOGL) 2.1 $9.5M 9.8k 975.03
Procter & Gamble Company (PG) 1.6 $7.4M 81k 90.94
Exxon Mobil Corporation (XOM) 1.6 $7.3M 89k 81.93
Rydex S&P Equal Weight ETF 1.6 $7.3M 77k 95.59
iShares Lehman Aggregate Bond (AGG) 1.6 $7.2M 65k 109.69
iShares S&P 500 Index (IVV) 1.5 $7.1M 28k 252.85
Visa (V) 1.5 $7.0M 67k 105.27
Charles Schwab Corporation (SCHW) 1.5 $6.8M 156k 43.71
Alphabet Inc Class C cs (GOOG) 1.4 $6.4M 6.7k 960.79
Berkshire Hathaway (BRK.B) 1.3 $6.2M 34k 183.24
Merck & Co (MRK) 1.3 $5.9M 92k 64.07
JPMorgan Chase & Co. (JPM) 1.3 $5.8M 61k 95.52
Paypal Holdings (PYPL) 1.2 $5.7M 88k 64.01
Facebook Inc cl a (META) 1.2 $5.4M 32k 171.11
iShares Dow Jones Select Dividend (DVY) 1.1 $5.1M 55k 93.62
General Electric Company 1.1 $4.9M 202k 24.19
Pepsi (PEP) 1.0 $4.5M 40k 111.34
Accenture (ACN) 0.9 $4.4M 33k 135.23
Abbvie (ABBV) 0.9 $4.3M 48k 88.94
Verizon Communications (VZ) 0.9 $4.2M 85k 49.49
Qualcomm (QCOM) 0.9 $4.1M 80k 51.87
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.9 $4.0M 32k 124.52
American Tower Reit (AMT) 0.9 $4.0M 29k 136.55
iShares S&P MidCap 400 Index (IJH) 0.8 $3.9M 22k 178.78
iShares S&P SmallCap 600 Index (IJR) 0.8 $3.9M 53k 74.19
Intel Corporation (INTC) 0.8 $3.7M 97k 38.07
Wells Fargo & Company (WFC) 0.8 $3.5M 64k 55.30
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.7 $3.3M 39k 84.40
Starbucks Corporation (SBUX) 0.7 $3.2M 60k 53.68
General Dynamics Corporation (GD) 0.7 $3.2M 15k 205.61
Equifax (EFX) 0.7 $3.2M 30k 106.01
McCormick & Company, Incorporated (MKC) 0.7 $3.1M 30k 102.63
Cisco Systems (CSCO) 0.7 $3.0M 90k 33.54
At&t (T) 0.6 $2.9M 75k 39.30
Danaher Corporation (DHR) 0.6 $2.9M 34k 85.76
Schwab U S Broad Market ETF (SCHB) 0.6 $2.9M 48k 60.91
Walt Disney Company (DIS) 0.6 $2.9M 29k 98.82
International Business Machines (IBM) 0.6 $2.8M 20k 145.50
salesforce (CRM) 0.6 $2.8M 31k 93.20
Chevron Corporation (CVX) 0.6 $2.6M 22k 117.71
Baidu (BIDU) 0.6 $2.6M 11k 247.82
Spdr S&p 500 Etf (SPY) 0.6 $2.6M 10k 251.18
Amgen (AMGN) 0.6 $2.6M 14k 186.67
3M Company (MMM) 0.6 $2.5M 12k 209.54
Pfizer (PFE) 0.5 $2.5M 71k 35.69
T. Rowe Price (TROW) 0.5 $2.4M 27k 90.42
Vanguard REIT ETF (VNQ) 0.5 $2.4M 29k 83.13
Abbott Laboratories (ABT) 0.5 $2.3M 44k 53.29
Alibaba Group Holding (BABA) 0.5 $2.3M 14k 172.70
Dowdupont 0.5 $2.3M 33k 69.25
Intuitive Surgical (ISRG) 0.5 $2.3M 2.2k 1045.85
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.5 $2.3M 19k 123.56
First Trust Amex Biotech Index Fnd (FBT) 0.5 $2.2M 18k 124.00
iShares MSCI Emerging Markets Indx (EEM) 0.5 $2.1M 47k 44.74
Ishares Core Intl Stock Etf core (IXUS) 0.4 $2.0M 33k 60.84
Coca-Cola Company (KO) 0.4 $2.0M 44k 45.07
Home Depot (HD) 0.4 $2.0M 12k 163.34
Costco Wholesale Corporation (COST) 0.4 $2.0M 12k 164.28
PowerShares QQQ Trust, Series 1 0.4 $1.9M 13k 145.56
Schlumberger (SLB) 0.4 $1.9M 27k 69.79
CVS Caremark Corporation (CVS) 0.4 $1.8M 22k 81.19
Philip Morris International (PM) 0.4 $1.8M 17k 110.86
Stryker Corporation (SYK) 0.4 $1.8M 13k 141.97
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 0.4 $1.8M 59k 30.72
Duke Energy (DUK) 0.4 $1.8M 22k 83.91
PNC Financial Services (PNC) 0.4 $1.8M 13k 134.92
Altria (MO) 0.4 $1.7M 27k 63.54
Enterprise Products Partners (EPD) 0.4 $1.7M 65k 26.05
Fidelity National Information Services (FIS) 0.4 $1.6M 18k 93.44
iShares Russell 1000 Value Index (IWD) 0.4 $1.7M 14k 118.34
Mondelez Int (MDLZ) 0.3 $1.6M 40k 40.66
Enbridge (ENB) 0.3 $1.5M 36k 41.76
Bristol Myers Squibb (BMY) 0.3 $1.5M 23k 63.72
MetLife (MET) 0.3 $1.4M 27k 51.90
iShares S&P MidCap 400 Growth (IJK) 0.3 $1.4M 7.0k 201.77
iShares Russell 1000 Growth Index (IWF) 0.3 $1.4M 11k 125.17
McCormick & Company, Incorporated (MKC.V) 0.3 $1.4M 14k 102.65
Phillips 66 (PSX) 0.3 $1.4M 15k 91.72
Fortive (FTV) 0.3 $1.4M 20k 70.66
Hd Supply 0.3 $1.4M 38k 36.04
Dominion Resources (D) 0.3 $1.2M 16k 76.78
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.3 $1.2M 25k 49.16
Ishares Tr fltg rate nt (FLOT) 0.3 $1.2M 24k 50.97
Bank of America Corporation (BAC) 0.3 $1.2M 47k 25.39
UnitedHealth (UNH) 0.3 $1.2M 6.1k 196.23
Brookfield Infrastructure Part (BIP) 0.3 $1.2M 28k 43.19
priceline.com Incorporated 0.3 $1.2M 649.00 1827.43
Caterpillar (CAT) 0.2 $1.1M 9.1k 124.58
McDonald's Corporation (MCD) 0.2 $1.2M 7.5k 156.50
Universal Display Corporation (OLED) 0.2 $1.2M 9.0k 128.89
iShares Russell 2000 Growth Index (IWO) 0.2 $1.2M 6.6k 178.40
Ishares High Dividend Equity F (HDV) 0.2 $1.2M 14k 85.86
Waste Connections (WCN) 0.2 $1.1M 16k 69.91
DaVita (DVA) 0.2 $1.1M 19k 59.48
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.2 $1.1M 10k 110.92
Boeing Company (BA) 0.2 $1.1M 4.2k 253.82
Cincinnati Bell Inc 6.75% Cum p 0.2 $1.1M 21k 50.25
Cognizant Technology Solutions (CTSH) 0.2 $1.0M 14k 72.55
American Express Company (AXP) 0.2 $1.0M 11k 90.42
M&T Bank Corporation (MTB) 0.2 $1.0M 6.4k 160.89
Microchip Technology (MCHP) 0.2 $1.0M 12k 89.71
Colgate-Palmolive Company (CL) 0.2 $1.0M 14k 72.77
SPDR S&P Dividend (SDY) 0.2 $1.0M 11k 91.28
Vanguard Dividend Appreciation ETF (VIG) 0.2 $1.0M 11k 94.78
Kinder Morgan (KMI) 0.2 $1.0M 54k 19.24
Electronic Arts (EA) 0.2 $952k 8.1k 117.62
Deere & Company (DE) 0.2 $973k 7.7k 125.79
Netflix (NFLX) 0.2 $954k 5.3k 181.20
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $985k 11k 88.67
Vanguard Mid-Cap ETF (VO) 0.2 $952k 6.5k 147.05
Brookfield Asset Management 0.2 $916k 22k 41.27
iShares Barclays TIPS Bond Fund (TIP) 0.2 $931k 8.2k 113.70
Vaneck Vectors Gold Miners mutual (GDX) 0.2 $927k 40k 22.96
Wal-Mart Stores (WMT) 0.2 $882k 11k 77.98
CIGNA Corporation 0.2 $856k 4.6k 186.86
Honeywell International (HON) 0.2 $880k 6.2k 141.75
Nike (NKE) 0.2 $869k 17k 51.96
United Technologies Corporation 0.2 $872k 7.5k 115.99
Antares Pharma 0.2 $891k 275k 3.24
Golub Capital BDC (GBDC) 0.2 $857k 46k 18.83
Eli Lilly & Co. (LLY) 0.2 $828k 9.7k 85.37
Marriott International (MAR) 0.2 $851k 7.7k 110.38
Wp Carey (WPC) 0.2 $843k 13k 67.39
Icon (ICLR) 0.2 $820k 7.2k 113.89
D First Tr Exchange-traded (FPE) 0.2 $821k 41k 20.02
Comcast Corporation (CMCSA) 0.2 $791k 21k 38.66
Ecolab (ECL) 0.2 $789k 6.1k 128.67
Emerson Electric (EMR) 0.2 $786k 13k 62.57
Express Scripts Holding 0.2 $793k 13k 63.22
Bright Horizons Fam Sol In D (BFAM) 0.2 $771k 8.9k 86.17
Adobe Systems Incorporated (ADBE) 0.2 $741k 4.9k 149.79
Automatic Data Processing (ADP) 0.2 $736k 6.7k 109.77
Nextera Energy (NEE) 0.2 $739k 5.0k 146.86
Unilever 0.2 $724k 12k 59.30
Gilead Sciences (GILD) 0.2 $754k 9.4k 80.48
Markel Corporation (MKL) 0.2 $737k 689.00 1069.67
iShares Russell 2000 Index (IWM) 0.2 $757k 5.1k 147.85
SPDR Barclays Capital High Yield B 0.2 $731k 20k 37.31
Palo Alto Networks (PANW) 0.2 $751k 5.2k 143.84
Crown Castle Intl (CCI) 0.2 $743k 7.4k 99.80
Easterly Government Properti reit (DEA) 0.2 $746k 36k 20.66
Kraft Heinz (KHC) 0.2 $759k 9.8k 77.27
S&p Global (SPGI) 0.2 $740k 4.7k 156.25
Gramercy Property Trust 0.2 $734k 24k 30.24
Sba Communications Corp (SBAC) 0.2 $727k 5.0k 144.59
Canadian Natl Ry (CNI) 0.1 $673k 8.1k 82.98
Aetna 0.1 $696k 4.4k 158.94
GameStop (GME) 0.1 $700k 34k 20.55
Xenia Hotels & Resorts (XHR) 0.1 $706k 34k 20.99
Vaneck Vectors Amt-free Intermediate Municipal Index Etf etf 0.1 $695k 29k 24.15
Lowe's Companies (LOW) 0.1 $647k 8.1k 80.12
Clorox Company (CLX) 0.1 $640k 4.8k 131.99
Vanguard Mid-Cap Value ETF (VOE) 0.1 $661k 6.2k 105.86
Powershares Etf Tr Ii s^p500 low vol 0.1 $665k 15k 45.80
BP (BP) 0.1 $622k 16k 38.40
Occidental Petroleum Corporation (OXY) 0.1 $584k 9.1k 64.16
AvalonBay Communities (AVB) 0.1 $593k 3.3k 178.78
Amphenol Corporation (APH) 0.1 $616k 7.3k 84.46
Ingersoll-rand Co Ltd-cl A 0.1 $605k 6.8k 89.26
Magellan Midstream Partners 0.1 $605k 8.5k 70.96
Carlyle Group 0.1 $613k 26k 23.57
Suntrust Banks Inc $1.00 Par Cmn 0.1 $568k 9.5k 59.87
Diageo (DEO) 0.1 $533k 4.0k 132.00
General Mills (GIS) 0.1 $574k 11k 51.81
Verisk Analytics (VRSK) 0.1 $571k 6.8k 83.41
TransDigm Group Incorporated (TDG) 0.1 $546k 2.1k 256.58
Astronics Corporation (ATRO) 0.1 $543k 18k 29.76
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $553k 4.6k 121.49
Nxp Semiconductors N V (NXPI) 0.1 $553k 4.9k 113.06
iShares MSCI Pacific ex-Japan Idx (EPP) 0.1 $563k 12k 46.32
PowerShares Preferred Portfolio 0.1 $560k 37k 15.11
iShares Barclays Credit Bond Fund (USIG) 0.1 $562k 5.0k 112.18
Anthem (ELV) 0.1 $550k 2.9k 189.26
Under Armour Inc Cl C (UA) 0.1 $544k 36k 15.24
United Parcel Service (UPS) 0.1 $497k 4.1k 120.57
Edwards Lifesciences (EW) 0.1 $494k 4.5k 109.70
Regions Financial Corporation (RF) 0.1 $506k 33k 15.23
Yum! Brands (YUM) 0.1 $531k 7.2k 73.73
Novartis (NVS) 0.1 $489k 5.7k 86.03
Hexcel Corporation (HXL) 0.1 $491k 8.5k 57.52
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.1 $505k 8.2k 61.94
iShares S&P MidCap 400 Value Index (IJJ) 0.1 $519k 3.4k 152.07
Western Asset Municipal Hgh Incm Fnd (MHF) 0.1 $527k 68k 7.75
Eaton (ETN) 0.1 $509k 6.6k 77.19
First Trust Iv Enhanced Short (FTSM) 0.1 $492k 8.2k 60.00
Melco Crown Entertainment (MLCO) 0.1 $448k 19k 24.09
CarMax (KMX) 0.1 $474k 6.3k 75.76
Kimberly-Clark Corporation (KMB) 0.1 $451k 3.8k 118.25
Avery Dennison Corporation (AVY) 0.1 $472k 4.8k 98.60
Lockheed Martin Corporation (LMT) 0.1 $454k 1.5k 309.26
BB&T Corporation 0.1 $480k 10k 46.77
iShares MSCI EAFE Index Fund (EFA) 0.1 $476k 6.9k 68.56
Flextronics International Ltd Com Stk (FLEX) 0.1 $470k 28k 16.60
Exelixis (EXEL) 0.1 $485k 20k 24.25
Unilever (UL) 0.1 $459k 7.9k 57.96
iShares Gold Trust 0.1 $468k 38k 12.31
Vanguard Europe Pacific ETF (VEA) 0.1 $440k 10k 43.45
Vanguard Emerging Markets ETF (VWO) 0.1 $462k 11k 43.79
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.1 $459k 4.4k 105.52
iShares Barclays 10-20 Yr Tresry Bd (TLH) 0.1 $441k 3.2k 136.57
Acnb Corp (ACNB) 0.1 $464k 17k 27.71
First Tr Exchange Traded Fd senior ln (FTSL) 0.1 $462k 9.6k 48.10
Chubb (CB) 0.1 $456k 3.2k 142.63
Apache Corporation 0.1 $406k 8.8k 45.90
Union Pacific Corporation (UNP) 0.1 $397k 3.4k 116.59
Best Buy (BBY) 0.1 $410k 7.2k 57.00
Thermo Fisher Scientific (TMO) 0.1 $395k 2.1k 188.63
Air Products & Chemicals (APD) 0.1 $408k 2.7k 151.22
Ford Motor Company (F) 0.1 $394k 33k 12.02
Exelon Corporation (EXC) 0.1 $419k 11k 37.83
Illinois Tool Works (ITW) 0.1 $401k 2.7k 148.03
Under Armour (UAA) 0.1 $396k 24k 16.65
iShares S&P SmallCap 600 Growth (IJT) 0.1 $439k 2.7k 164.54
Vanguard Mid-Cap Growth ETF (VOT) 0.1 $413k 3.4k 121.51
SPDR S&P Emerging Markets Small Cap (EWX) 0.1 $404k 8.1k 49.67
Proofpoint 0.1 $427k 4.9k 86.70
Eversource Energy (ES) 0.1 $408k 6.8k 60.14
Welltower Inc Com reit (WELL) 0.1 $413k 5.9k 70.25
Aralez Pharmaceuticals 0.1 $394k 172k 2.29
SYSCO Corporation (SYY) 0.1 $369k 6.9k 53.60
iShares NASDAQ Biotechnology Index (IBB) 0.1 $350k 1.1k 333.02
iShares Russell Midcap Value Index (IWS) 0.1 $380k 4.5k 83.94
Spectrum Pharmaceuticals 0.1 $352k 25k 14.08
iShares Silver Trust (SLV) 0.1 $354k 22k 15.80
SPDR S&P Biotech (XBI) 0.1 $386k 4.5k 86.55
Vanguard Value ETF (VTV) 0.1 $353k 3.5k 99.80
iShares Brclys Intrdte Gov/Crt Bd (GVI) 0.1 $352k 3.2k 111.18
Vanguard European ETF (VGK) 0.1 $392k 6.7k 58.20
Spdr Euro Stoxx 50 Etf (FEZ) 0.1 $372k 9.0k 41.36
Allergan 0.1 $350k 1.7k 203.96
State Street Corporation (STT) 0.1 $311k 3.3k 95.37
Blackstone 0.1 $305k 9.1k 33.46
FedEx Corporation (FDX) 0.1 $330k 1.5k 224.95
NetApp (NTAP) 0.1 $303k 6.9k 43.98
AFLAC Incorporated (AFL) 0.1 $320k 3.9k 81.53
McKesson Corporation (MCK) 0.1 $336k 2.2k 153.28
Olin Corporation (OLN) 0.1 $312k 9.1k 34.30
Anadarko Petroleum Corporation 0.1 $343k 7.0k 49.20
Texas Instruments Incorporated (TXN) 0.1 $334k 3.7k 90.03
Henry Schein (HSIC) 0.1 $321k 3.9k 81.93
Southern Company (SO) 0.1 $308k 6.2k 49.46
Anheuser-Busch InBev NV (BUD) 0.1 $311k 2.6k 119.85
Oracle Corporation (ORCL) 0.1 $326k 6.8k 48.13
Energy Select Sector SPDR (XLE) 0.1 $305k 4.4k 68.76
Masimo Corporation (MASI) 0.1 $315k 3.7k 86.30
USA Technologies 0.1 $312k 50k 6.25
Vanguard Health Care ETF (VHT) 0.1 $326k 2.1k 151.91
Vanguard Scottsdale Fds vng rus2000grw (VTWG) 0.1 $330k 2.5k 129.92
Ishares Inc core msci emkt (IEMG) 0.1 $312k 5.8k 53.90
Twitter 0.1 $321k 19k 16.72
Ionis Pharmaceuticals (IONS) 0.1 $331k 6.6k 50.34
Market Vectors Etf Tr Pfd Sec (PFXF) 0.1 $323k 16k 20.08
Advansix (ASIX) 0.1 $339k 8.5k 39.88
Norfolk Southern (NSC) 0.1 $291k 2.2k 132.45
PPG Industries (PPG) 0.1 $258k 2.4k 108.91
Travelers Companies (TRV) 0.1 $263k 2.1k 122.38
Valero Energy Corporation (VLO) 0.1 $291k 3.8k 75.98
Becton, Dickinson and (BDX) 0.1 $276k 1.4k 195.33
Red Hat 0.1 $291k 2.6k 110.65
Berkshire Hathaway (BRK.A) 0.1 $275k 1.00 275000.00
Ultimate Software 0.1 $292k 1.5k 189.12
Cedar Fair (FUN) 0.1 $273k 4.3k 64.10
Fair Isaac Corporation (FICO) 0.1 $281k 2.0k 140.50
SPDR Gold Trust (GLD) 0.1 $286k 2.4k 120.98
Estee Lauder Companies (EL) 0.1 $255k 2.4k 107.96
Acuity Brands (AYI) 0.1 $258k 1.5k 171.43
HEICO Corporation (HEI) 0.1 $261k 2.9k 90.12
Celgene Corporation 0.1 $282k 1.9k 145.29
Wabtec Corporation (WAB) 0.1 $297k 3.9k 75.38
VMware 0.1 $270k 2.5k 109.85
Technology SPDR (XLK) 0.1 $299k 5.0k 59.46
Ball Corporation (BALL) 0.1 $289k 7.0k 41.46
Oneok (OKE) 0.1 $285k 5.1k 55.49
Financial Select Sector SPDR (XLF) 0.1 $282k 11k 25.86
iShares Dow Jones US Utilities (IDU) 0.1 $283k 2.1k 132.68
Vanguard Growth ETF (VUG) 0.1 $260k 2.0k 133.06
Kayne Anderson MLP Investment (KYN) 0.1 $263k 15k 18.03
iShares Dow Jones US Healthcare (IYH) 0.1 $281k 1.6k 172.39
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $278k 3.5k 80.25
PowerShares DWA Technical Ldrs Pf 0.1 $271k 5.5k 48.85
Wisdomtree Tr intl hedge eqt (HEDJ) 0.1 $291k 4.5k 64.65
Ubs Ag Jersey Brh fund 0.1 $263k 18k 14.30
Doubleline Opportunistic Cr (DBL) 0.1 $275k 12k 24.02
Vanguard S&p 500 Etf idx (VOO) 0.1 $268k 1.2k 231.03
Voya Financial (VOYA) 0.1 $286k 7.2k 40.00
Medtronic (MDT) 0.1 $258k 3.3k 78.54
Alarm Com Hldgs (ALRM) 0.1 $270k 6.0k 45.17
Peregine Pharmaceuticals Inc N 0.1 $260k 83k 3.14
Corning Incorporated (GLW) 0.1 $212k 7.2k 29.58
Goldman Sachs (GS) 0.1 $218k 916.00 237.99
U.S. Bancorp (USB) 0.1 $237k 4.4k 53.85
Ameriprise Financial (AMP) 0.1 $235k 1.6k 149.49
CSX Corporation (CSX) 0.1 $233k 4.3k 54.35
Stanley Black & Decker (SWK) 0.1 $233k 1.5k 151.10
W.W. Grainger (GWW) 0.1 $235k 1.3k 180.08
Allstate Corporation (ALL) 0.1 $216k 2.4k 91.76
ConocoPhillips (COP) 0.1 $244k 4.9k 49.87
Royal Dutch Shell 0.1 $236k 3.9k 60.67
Target Corporation (TGT) 0.1 $242k 4.1k 59.72
American Electric Power Company (AEP) 0.1 $233k 3.3k 70.20
TJX Companies (TJX) 0.1 $245k 3.3k 74.67
NuStar GP Holdings 0.1 $236k 11k 22.01
Public Service Enterprise (PEG) 0.1 $234k 5.1k 46.18
Paccar (PCAR) 0.1 $214k 2.9k 72.62
Roper Industries (ROP) 0.1 $237k 973.00 243.58
Delta Air Lines (DAL) 0.1 $236k 4.9k 48.07
WSFS Financial Corporation (WSFS) 0.1 $234k 4.8k 48.75
iShares Russell 2000 Value Index (IWN) 0.1 $208k 1.7k 123.88
Dollar General (DG) 0.1 $234k 2.9k 81.14
Argan (AGX) 0.1 $235k 3.5k 67.14
John Hancock Preferred Income Fund III (HPS) 0.1 $245k 13k 18.88
Horizon Technology Fin (HRZN) 0.1 $246k 22k 11.16
Rydex Etf Trust equity 0.1 $240k 5.8k 41.23
Capit Bk Fin A 0.1 $246k 6.0k 41.00
Cdw (CDW) 0.1 $235k 3.6k 65.33
Walgreen Boots Alliance (WBA) 0.1 $242k 3.1k 77.12
Fiat Chrysler Auto 0.1 $224k 13k 17.92
Wec Energy Group (WEC) 0.1 $233k 3.7k 62.74
Yum China Holdings (YUMC) 0.1 $228k 5.7k 39.99
Bank of New York Mellon Corporation (BK) 0.0 $203k 3.8k 53.04
Northrop Grumman Corporation (NOC) 0.0 $204k 711.00 286.92
Chesapeake Energy Corporation 0.0 $176k 41k 4.29
J.M. Smucker Company (SJM) 0.0 $204k 1.9k 104.94
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.0 $201k 1.9k 106.41
Nuveen Muni Value Fund (NUV) 0.0 $169k 17k 10.18
Nuveen Maryland Premium Income Municipal 0.0 $164k 13k 12.83
Hubbell (HUBB) 0.0 $203k 1.8k 116.00
Annaly Capital Management 0.0 $139k 11k 12.16
Fifth Street Finance 0.0 $134k 25k 5.43
TrustCo Bank Corp NY 0.0 $117k 13k 8.91
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $119k 10k 11.62
WisdomTree Investments (WT) 0.0 $131k 13k 10.04
Salient Midstream & M 0.0 $144k 12k 11.59
Hamilton Bancorp Inc Md 0.0 $147k 10k 14.70
Snap Inc cl a (SNAP) 0.0 $145k 10k 14.50
Danaher Corp Del debt 0.0 $71k 21k 3.38
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.0 $115k 12k 9.32
Gamco Global Gold Natural Reso (GGN) 0.0 $79k 14k 5.58
Sirius Xm Holdings (SIRI) 0.0 $81k 15k 5.58
Weatherford Intl Plc ord 0.0 $115k 25k 4.60
Nymox Pharmaceutical (NYMXF) 0.0 $107k 28k 3.82
Intel Corp. Jr. Sub. Cv. Deb. conv 0.0 $24k 12k 2.00
Athersys 0.0 $28k 14k 2.05
Hologic Inc cnv 0.0 $47k 38k 1.24
Wabash National Corp 3.375 '18 conv 0.0 $44k 22k 2.00
Lam Research Corp conv 0.0 $69k 23k 3.00
Nuance Communications Inc note 2.750%11/0 0.0 $34k 34k 1.00
Al Us conv 0.0 $60k 38k 1.58
Biomarin Pharmaceutical Inc note 0.750%10/1 0.0 $28k 27k 1.04
Salesforce.com Inc conv 0.0 $41k 28k 1.46
Priceline Grp Inc note 0.350% 6/1 0.0 $54k 38k 1.42
Eclipse Resources 0.0 $63k 25k 2.52
Verint Sys Inc note 1.5% 6/1 0.0 $33k 33k 1.00
Macquarie Infrastructure conv 0.0 $34k 34k 1.00
Molina Healthcare Inc conv 0.0 $34k 25k 1.36
1,375% Liberty Media 15.10.2023 note 0.0 $44k 35k 1.26
Servicenow Inc. note 0.0 $52k 33k 1.58
Citrix Systems Inc conv 0.0 $31k 28k 1.11
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.0 $44k 35k 1.26
Illumina Inc conv 0.0 $39k 35k 1.11
Red Hat Inc conv 0.0 $60k 38k 1.58
Microchip Technology Inc note 1.625% 2/1 0.0 $60k 35k 1.71
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.0 $58k 54k 1.07
Proofpoint Inc dbcv 0.750% 6/1 0.0 $33k 28k 1.18
Inphi Corp note 1.125%12/0 0.0 $29k 25k 1.16
Helix Energy Solutions Grp I note 4.250% 5/0 0.0 $35k 35k 1.00
Dish Network Corp note 3.375% 8/1 0.0 $60k 54k 1.11
Blackhawk Network Hldgs Inc note 1.500% 1/1 0.0 $37k 35k 1.06
Intel Corp sdcv 0.0 $14k 12k 1.17
Teva Pharm Finance Llc Cvt cv bnd 0.0 $22k 22k 1.00
Chart Industries 2% conv 0.0 $22k 22k 1.00
Rpm International Inc convertible cor 0.0 $10k 10k 1.00
Depomed Inc conv 0.0 $10k 12k 0.83
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.0 $16k 16k 1.00
Intercept Pharmas conv 0.0 $12k 13k 0.92
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.0 $20k 10k 2.00
Medicines Company 2.750000 07/15/2023 bond 0.0 $16k 16k 1.00