FNY Investment Advisers

FNY Investment Advisers as of Dec. 31, 2019

Portfolio Holdings for FNY Investment Advisers

FNY Investment Advisers holds 809 positions in its portfolio as reported in the December 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Alibaba Group Holding (BABA) 10.7 $35M 163k 212.09
Audentes Therapeutics 5.2 $17M 279k 59.84
Allergan 4.7 $15M 80k 191.17
Zayo Group Hldgs 3.3 $11M 308k 34.65
Wright Medical Group Nv 3.3 $11M 345k 30.48
ArQule 2.9 $9.3M 465k 19.96
Lloyds TSB (LYG) 2.7 $8.8M 2.7M 3.31
Ryanair Holdings (RYAAY) 2.3 $7.6M 86k 87.61
Linde 2.0 $6.5M 31k 212.89
Rh (RH) 1.7 $5.6M 26k 213.49
WABCO Holdings 1.7 $5.5M 40k 135.49
Cypress Semiconductor Corporation 1.3 $4.1M 177k 23.33
Exxon Mobil Corporation (XOM) 1.2 $3.9M 56k 69.77
WellCare Health Plans 1.1 $3.6M 11k 330.12
Lan Airlines Sa- (LTMAY) 1.1 $3.6M 351k 10.16
Sap (SAP) 1.1 $3.5M 27k 133.96
Crowdstrike Hldgs Inc cl a (CRWD) 1.1 $3.4M 69k 49.87
KT Corporation (KT) 1.0 $3.3M 287k 11.60
Vodafone Group New Adr F (VOD) 1.0 $3.2M 165k 19.33
BHP Billiton 0.9 $2.8M 59k 47.00
British American Tobac (BTI) 0.9 $2.8M 66k 42.45
Uber Technologies (UBER) 0.9 $2.8M 94k 29.74
Smith & Nephew (SNN) 0.8 $2.5M 52k 48.06
Sasol (SSL) 0.8 $2.5M 115k 21.60
Acacia Communications 0.7 $2.4M 35k 67.80
Pinterest Inc Cl A (PINS) 0.7 $2.3M 123k 18.63
Fiat Chrysler Auto 0.7 $2.2M 150k 14.69
Silvercrest Metals (SILV) 0.6 $2.0M 300k 6.74
Inflarx Nv (IFRX) 0.6 $2.0M 500k 3.96
Novartis (NVS) 0.6 $1.9M 20k 94.66
Royal Dutch Shell 0.6 $1.8M 30k 58.97
Craft Brewers Alliance 0.5 $1.7M 104k 16.50
Fitbit 0.5 $1.7M 253k 6.57
Mellanox Technologies 0.5 $1.6M 14k 117.15
Parsley Energy Inc-class A 0.5 $1.5M 80k 18.90
Dupont De Nemours (DD) 0.5 $1.5M 23k 64.17
Instructure 0.5 $1.5M 30k 48.18
Vince Holding Corp (VNCE) 0.4 $1.4M 80k 17.30
Occidental Petroleum Corporation (OXY) 0.4 $1.3M 32k 41.20
Lyft (LYFT) 0.4 $1.3M 30k 42.99
AstraZeneca (AZN) 0.4 $1.2M 25k 49.84
Liberty Property Trust 0.4 $1.2M 20k 60.05
Asml Holding (ASML) 0.4 $1.2M 4.1k 295.80
Kraft Heinz (KHC) 0.4 $1.2M 38k 32.12
Walgreen Boots Alliance (WBA) 0.4 $1.2M 20k 58.93
Walt Disney Company (DIS) 0.3 $1.1M 7.6k 144.54
Mylan Nv 0.3 $1.1M 55k 20.09
Arcelormittal Cl A Ny Registry (MT) 0.3 $1.1M 60k 17.53
Argenx Se (ARGX) 0.3 $1.1M 6.6k 160.46
Trine Acquisition Corp unit 03/31/2021 0.3 $1.1M 101k 10.45
Macy's (M) 0.3 $1.0M 61k 16.99
Qiagen Nv 0.3 $1.0M 31k 33.79
Micron Technology (MU) 0.3 $1.0M 19k 53.74
J2 Acquisition, Ltd. csd 0.3 $991k 94k 10.54
Greenlane Holdings Cl A Ord 0.3 $1.0M 312k 3.25
Spdr S&p 500 Etf (SPY) 0.3 $973k 3.0k 321.70
Abb (ABBNY) 0.3 $963k 40k 24.08
Diageo (DEO) 0.3 $933k 5.5k 168.38
Unilever 0.3 $923k 16k 57.42
Energy Select Sector SPDR (XLE) 0.3 $925k 15k 59.99
Intelsat Sa 0.3 $924k 131k 7.03
Alarm Com Hldgs (ALRM) 0.3 $896k 21k 42.96
Pyx 0.3 $909k 102k 8.93
Intercontinental Hotels Group (IHG) 0.3 $895k 13k 68.67
Slack Technologies 0.3 $893k 40k 22.46
Vaneck Vectors Gold Miners mutual (GDX) 0.3 $850k 29k 29.26
Maiden Holdings Ltd 6.625 Nt 2 cs (MHLA) 0.3 $842k 43k 19.65
Rts/bristol-myers Squibb Compa 0.3 $842k 280k 3.01
Xilinx 0.2 $812k 8.3k 97.77
Amazon (AMZN) 0.2 $805k 436.00 1846.33
SPDR Gold Trust (GLD) 0.2 $793k 5.6k 142.88
Banco Santander (SAN) 0.2 $819k 198k 4.14
American Airls (AAL) 0.2 $774k 27k 28.67
Dxc Technology (DXC) 0.2 $787k 21k 37.57
United States Steel Corporation (X) 0.2 $753k 66k 11.41
Crawford & Company (CRD.B) 0.2 $754k 74k 10.15
Tilray (TLRY) 0.2 $736k 43k 17.11
Hp (HPQ) 0.2 $694k 34k 20.53
Western Digital (WDC) 0.2 $684k 11k 63.46
Prudential Public Limited Company (PUK) 0.2 $674k 18k 38.06
Union Bankshares (UNB) 0.2 $665k 18k 36.22
Genworth Financial (GNW) 0.2 $639k 146k 4.39
Cree 0.2 $654k 14k 46.08
Sibanye Gold 0.2 $645k 65k 9.92
Green Thumb Industries (GTBIF) 0.2 $649k 67k 9.75
Dycom Industries (DY) 0.2 $612k 13k 47.08
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $617k 47k 13.24
Invesco Van Kampen Dyn Cr Opp Fund 0.2 $608k 54k 11.34
Genocea Biosciences (GNCAQ) 0.2 $569k 275k 2.07
Personalis Ord (PSNL) 0.2 $567k 52k 10.90
USANA Health Sciences (USNA) 0.2 $549k 7.0k 78.43
Marathon Petroleum Corp (MPC) 0.2 $549k 9.1k 60.19
Rubicon Proj 0.2 $546k 67k 8.15
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $527k 69k 7.66
Fortress Biotech 0.2 $514k 200k 2.57
Alcoa (AA) 0.2 $505k 24k 21.49
Mustang Bio 0.2 $530k 130k 4.08
Sachem Capital 6 875 Nts 0.2 $502k 20k 25.10
Credit Suisse Group 0.1 $492k 37k 13.43
KAR Auction Services (KAR) 0.1 $468k 22k 21.77
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.1 $482k 34k 14.27
Templeton Emerging Markets Income Fund (TEI) 0.1 $480k 52k 9.19
Wesdome Gold Mines (WDOFF) 0.1 $491k 63k 7.79
Sea Ltd Adr Isin Us81141r1005 (SE) 0.1 $475k 12k 40.20
Legg Mason Bw Global Income (BWG) 0.1 $469k 37k 12.61
Rewalk Robotics 0.1 $497k 230k 2.16
Beyond Meat (BYND) 0.1 $477k 6.3k 75.55
HSBC Holdings (HSBC) 0.1 $465k 12k 39.08
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.1 $457k 82k 5.58
First united corporation (FUNC) 0.1 $451k 19k 24.06
Shake Shack Inc cl a (SHAK) 0.1 $442k 7.4k 59.57
Canopy Gro 0.1 $441k 21k 21.06
Consol Energy (CEIX) 0.1 $445k 31k 14.51
Victory Cap Hldgs (VCTR) 0.1 $465k 22k 20.95
Apple (AAPL) 0.1 $434k 1.5k 293.05
Sinclair Broadcast 0.1 $411k 12k 33.27
Credicorp (BAP) 0.1 $426k 2.0k 213.00
Macerich Company (MAC) 0.1 $434k 16k 26.88
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $420k 31k 13.42
Peoples Financial Services Corp (PFIS) 0.1 $408k 8.1k 50.30
Sterling Bancorp 0.1 $421k 20k 21.05
Jeld-wen Hldg (JELD) 0.1 $409k 18k 23.37
Forescout Technologies 0.1 $411k 13k 32.75
Sonos (SONO) 0.1 $418k 27k 15.59
Curaleaf Holdings Inc equities (CURLF) 0.1 $407k 65k 6.31
Green Growth Brands (GGBXF) 0.1 $427k 700k 0.61
Nokia Corporation (NOK) 0.1 $389k 105k 3.70
Alerian Mlp Etf 0.1 $386k 46k 8.49
Celsius Holdings (CELH) 0.1 $375k 78k 4.82
Ares Dynamic Cr Allocation (ARDC) 0.1 $373k 24k 15.33
Etsy (ETSY) 0.1 $376k 8.5k 44.24
Security Devices Intl Ord 0.1 $400k 2.1M 0.19
Gci Liberty Incorporated 0.1 $382k 5.4k 70.74
Pgim Global Short Duration H (GHY) 0.1 $388k 26k 14.99
Hexo Corp 0.1 $398k 250k 1.59
Ascena Retail Group Ord 0.1 $383k 50k 7.66
PPL Corporation (PPL) 0.1 $359k 10k 35.86
Meredith Corporation 0.1 $357k 11k 32.45
Advanced Micro Devices (AMD) 0.1 $357k 7.8k 45.82
China Telecom Corporation 0.1 $341k 8.3k 41.08
Nektar Therapeutics (NKTR) 0.1 $362k 17k 21.55
Sportsmans Whse Hldgs (SPWH) 0.1 $353k 44k 8.02
Osisko Gold Royalties (OR) 0.1 $352k 36k 9.69
America Movil Sab De Cv spon adr l 0.1 $320k 20k 16.00
Boeing Company (BA) 0.1 $326k 1.0k 325.00
Electronic Arts (EA) 0.1 $335k 3.1k 107.23
Gold Fields (GFI) 0.1 $338k 51k 6.59
Callaway Golf Company (MODG) 0.1 $332k 16k 21.15
Carnival (CUK) 0.1 $310k 6.5k 48.06
Blackstone Gso Flting Rte Fu (BSL) 0.1 $328k 20k 16.13
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $328k 77k 4.29
MFS Government Markets Income Trust (MGF) 0.1 $309k 67k 4.59
Wpp Plc- (WPP) 0.1 $319k 4.5k 70.23
Blackstone Gso Strategic (BGB) 0.1 $335k 23k 14.36
Ivy High Income Opportunities 0.1 $333k 24k 13.89
Rivernorth Doubleline Strate (OPP) 0.1 $319k 20k 16.39
Haymaker Acquisition Corp 0.1 $316k 32k 10.03
Neuronetics (STIM) 0.1 $331k 74k 4.48
Evo Pmts Inc cl a 0.1 $308k 12k 26.32
Klx Energy Servics Holdngs I 0.1 $322k 50k 6.44
Arbor Realty Trust (ABR) 0.1 $297k 21k 14.34
HEICO Corporation (HEI.A) 0.1 $287k 3.2k 89.35
Aberdeen Asia-Pacific Income Fund (FAX) 0.1 $284k 67k 4.24
Eaton Vance Municipal Income Trust (EVN) 0.1 $292k 23k 12.71
First Trust/Four Corners SFRI Fund II (FCT) 0.1 $292k 23k 12.54
Nuveen Fltng Rte Incm Opp 0.1 $277k 28k 9.97
Nuveen Quality Pref. Inc. Fund II 0.1 $284k 28k 10.00
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $285k 20k 14.34
Western Asset Global High Income Fnd (EHI) 0.1 $303k 30k 9.99
Western Asset Hgh Yld Dfnd (HYI) 0.1 $304k 19k 15.65
Pimco Dynamic Credit Income other 0.1 $306k 12k 25.19
Diversified Restaurant Holdi 0.1 $284k 273k 1.04
ardmore Shipping (ASC) 0.1 $285k 32k 9.03
Twitter 0.1 $279k 8.7k 32.01
Care 0.1 $276k 18k 15.00
Michaels Cos Inc/the 0.1 $288k 36k 8.09
Twilio Inc cl a (TWLO) 0.1 $294k 3.0k 98.00
Janus Henderson Group Plc Ord (JHG) 0.1 $293k 12k 24.42
Amneal Pharmaceuticals (AMRX) 0.1 $289k 60k 4.82
Docusign (DOCU) 0.1 $296k 4.0k 74.00
Neon Therapeutics 0.1 $295k 250k 1.18
Anterix Inc. Atex (ATEX) 0.1 $280k 6.5k 43.08
Smiledirectclub (SDCCQ) 0.1 $279k 32k 8.72
Virgin Galactic Holdings Inc virgin galactic holdings (SPCE) 0.1 $293k 25k 11.54
Barrick Gold Corp (GOLD) 0.1 $247k 13k 18.53
Costco Wholesale Corporation (COST) 0.1 $271k 925.00 292.97
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $265k 2.0k 135.20
New America High Income Fund I (HYB) 0.1 $249k 27k 9.13
Wells Fargo Adv Inc Opport Fund (EAD) 0.1 $248k 30k 8.39
Nuveen Senior Income Fund 0.1 $246k 41k 5.95
PIMCO Income Opportunity Fund 0.1 $247k 8.9k 27.75
Western Asset Mrtg Defined Oppn Fund (DMO) 0.1 $244k 12k 20.22
Doubleline Opportunistic Cr (DBL) 0.1 $259k 13k 20.58
Nuveen Preferred And equity (JPI) 0.1 $251k 9.7k 25.77
First Tr Inter Duration Pfd & Income (FPF) 0.1 $250k 11k 23.52
Cnh Industrial (CNHI) 0.1 $261k 24k 10.97
Kirkland Lake Gold 0.1 $264k 6.0k 44.00
Naspers Ltd - N (NPSNY) 0.1 $253k 7.8k 32.44
Zscaler Incorporated (ZS) 0.1 $255k 5.5k 46.36
Gs Acquisition Holdings Cl A Ord 0.1 $270k 25k 11.02
Chewy Inc cl a (CHWY) 0.1 $262k 9.1k 28.92
Livongo Health 0.1 $272k 11k 25.05
Pearson (PSO) 0.1 $229k 27k 8.41
Skyline Corporation (SKY) 0.1 $221k 7.0k 31.57
Silvercorp Metals (SVM) 0.1 $226k 40k 5.65
Pilgrim's Pride Corporation (PPC) 0.1 $222k 6.8k 32.65
Templeton Global Income Fund (SABA) 0.1 $217k 36k 6.11
Advent Claymore Convertible Sec & Inc (AVK) 0.1 $218k 14k 15.52
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $213k 42k 5.05
Nuveen Floating Rate Income Fund (JFR) 0.1 $224k 22k 10.23
Pimco Income Strategy Fund (PFL) 0.1 $216k 18k 11.84
Pimco Income Strategy Fund II (PFN) 0.1 $224k 21k 10.58
Eaton Vance Municipal Bond Fund (EIM) 0.1 $212k 17k 12.88
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $217k 18k 12.33
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $223k 15k 14.55
PIMCO Strategic Global Government Fund (RCS) 0.1 $229k 25k 9.08
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.1 $242k 21k 11.51
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $215k 22k 9.65
Pimco Dynamic Incm Fund (PDI) 0.1 $215k 6.6k 32.35
Dht Holdings (DHT) 0.1 $238k 29k 8.27
Burlington Stores (BURL) 0.1 $228k 1.0k 228.00
Voya Prime Rate Trust sh ben int 0.1 $235k 47k 4.99
Nuveen Global High (JGH) 0.1 $213k 13k 16.35
Euronav Sa (EURN) 0.1 $235k 19k 12.51
Alphabet Inc Class A cs (GOOGL) 0.1 $211k 158.00 1335.44
Line Corp- 0.1 $226k 4.6k 48.94
Nutanix Inc cl a (NTNX) 0.1 $218k 7.0k 31.14
Peabody Energy (BTU) 0.1 $228k 25k 9.12
Aberdeen Income Cred Strat (ACP) 0.1 $231k 20k 11.50
Pgim Short Duration High Yie (ISD) 0.1 $228k 15k 15.37
Gx Acquisiton Unt 0.1 $235k 23k 10.18
Datadog Inc Cl A (DDOG) 0.1 $215k 5.7k 37.72
Sequans Communications Adr Rep 4 Ord (SQNS) 0.1 $221k 74k 3.00
Tech Data Corporation 0.1 $198k 1.4k 142.96
Transportadora de Gas del Sur SA (TGS) 0.1 $185k 26k 7.14
Calamos Convertible & Hi Income Fund (CHY) 0.1 $196k 17k 11.37
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $178k 13k 13.51
Blackrock Muniyield Insured Fund (MYI) 0.1 $190k 14k 13.49
Eaton Vance Senior Income Trust (EVF) 0.1 $187k 29k 6.39
BlackRock Ltd. Duration Income Trust (BLW) 0.1 $199k 12k 16.37
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $204k 15k 13.96
Duff & Phelps Utility & Corp Bond Trust 0.1 $193k 21k 9.11
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.1 $194k 13k 14.83
First Tr High Income L/s (FSD) 0.1 $209k 13k 15.72
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 0.1 $199k 6.0k 33.17
Hca Holdings (HCA) 0.1 $192k 1.3k 147.69
Apollo Sr Floating Rate Fd I (AFT) 0.1 $187k 12k 15.06
Sunpower (SPWR) 0.1 $187k 24k 7.79
Kkr Income Opportunities (KIO) 0.1 $204k 13k 15.71
Thl Cr Sr Ln 0.1 $201k 13k 15.11
Bankwell Financial (BWFG) 0.1 $180k 6.3k 28.80
Edgewell Pers Care (EPC) 0.1 $185k 6.0k 30.83
Vaneck Vectors Semiconductor Etf semiconductor (SMH) 0.1 $190k 1.3k 141.16
Harvard Ill Ban 0.1 $203k 15k 13.53
Eastside Distilling 0.1 $195k 66k 2.94
Select Interior Concepts cl a 0.1 $179k 20k 8.95
Synthorx 0.1 $209k 3.0k 69.67
Guardant Health (GH) 0.1 $209k 2.7k 77.90
Cameco Corporation (CCJ) 0.1 $167k 19k 8.88
Mercury General Corporation (MCY) 0.1 $170k 3.5k 48.57
SeaChange International 0.1 $177k 42k 4.17
PennantPark Investment (PNNT) 0.1 $149k 23k 6.50
China Uni 0.1 $153k 16k 9.36
Agnico (AEM) 0.1 $156k 2.5k 61.60
Mednax (MD) 0.1 $166k 6.0k 27.67
Yamana Gold 0.1 $158k 40k 3.95
Carrols Restaurant (TAST) 0.1 $176k 25k 7.04
Cohen & Steers infrastucture Fund (UTF) 0.1 $177k 6.8k 26.10
Liberty All-Star Growth Fund (ASG) 0.1 $163k 25k 6.47
John Hancock Preferred Income Fund III (HPS) 0.1 $176k 9.1k 19.25
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $164k 24k 6.97
Invesco Van Kampen High Inc Trust II (VLT) 0.1 $154k 11k 14.22
Lehman Brothers First Trust IOF (NHS) 0.1 $165k 13k 12.32
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.1 $149k 16k 9.44
BlackRock Core Bond Trust (BHK) 0.1 $172k 12k 14.58
Nuveen Build Amer Bd (NBB) 0.1 $159k 7.3k 21.70
Nuveen Real (JRI) 0.1 $167k 9.1k 18.34
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.1 $156k 6.5k 24.17
Apollo Tactical Income Fd In (AIF) 0.1 $146k 9.7k 15.09
Doubleline Income Solutions (DSL) 0.1 $157k 8.0k 19.75
Constellium Holdco B V cl a 0.1 $160k 12k 13.33
Amc Entmt Hldgs Inc Cl A 0.1 $162k 23k 7.20
Quotient 0.1 $161k 17k 9.47
Sunnyside Ban 0.1 $159k 12k 12.93
Healthequity (HQY) 0.1 $148k 2.0k 74.00
Diplomat Pharmacy 0.1 $148k 37k 3.99
Galapagos Nv- (GLPG) 0.1 $158k 768.00 205.73
Paypal Holdings (PYPL) 0.1 $151k 1.4k 107.91
Sunrun (RUN) 0.1 $165k 12k 13.75
Cryoport Inc Com Par $0 001 (CYRX) 0.1 $164k 10k 16.40
Barings Global Short Duration Com cef (BGH) 0.1 $170k 9.8k 17.43
Brookfield Real Assets Incom shs ben int (RA) 0.1 $154k 7.3k 21.24
Micron Solutions 0.1 $176k 74k 2.39
Pennsylvania Reit Pr C preferred (PEI.PC) 0.1 $149k 8.0k 18.62
Zosano Pharma Corp 0.1 $152k 100k 1.52
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.1 $147k 16k 8.95
Sb One Bancorp 0.1 $153k 6.2k 24.81
Harvest Health & Rec 0.1 $153k 49k 3.15
Tsakos Enrg Nvgt Cm Rd Prp Srs F Prf (TNP.PF) 0.1 $167k 7.0k 23.86
Jmp Group 6 875 Snr Nts 0.1 $157k 6.9k 22.92
Wal-Mart Stores (WMT) 0.0 $142k 1.2k 118.83
Teradata Corporation (TDC) 0.0 $138k 5.2k 26.59
Pioneer Floating Rate Trust (PHD) 0.0 $113k 10k 10.92
Baidu (BIDU) 0.0 $114k 900.00 126.25
Ensign (ENSG) 0.0 $113k 2.5k 45.20
Kinross Gold Corp (KGC) 0.0 $142k 30k 4.73
Limelight Networks 0.0 $122k 30k 4.07
BlackRock Income Trust 0.0 $126k 21k 6.03
QEP Resources 0.0 $137k 30k 4.50
Eaton Vance Short Duration Diversified I (EVG) 0.0 $133k 9.9k 13.42
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.0 $127k 3.5k 36.13
Booz Allen Hamilton Holding Corporation (BAH) 0.0 $113k 1.6k 70.62
Primo Water Corporation 0.0 $137k 12k 11.19
Royce Micro Capital Trust (RMT) 0.0 $117k 14k 8.50
Templeton Emerging Markets (EMF) 0.0 $123k 7.9k 15.51
BlackRock MuniHolding Insured Investm 0.0 $144k 11k 13.21
Michelin (MGDDY) 0.0 $122k 5.0k 24.40
Nuveen Mtg opportunity term (JLS) 0.0 $120k 5.5k 21.89
Western Asset Global Cp Defi (GDO) 0.0 $113k 6.2k 18.17
Kayne Anderson Mdstm Energy 0.0 $120k 12k 10.44
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $137k 8.8k 15.57
Mosaic (MOS) 0.0 $142k 6.6k 21.58
Tripadvisor (TRIP) 0.0 $140k 4.6k 30.24
Servicenow (NOW) 0.0 $131k 465.00 281.72
Garrison Capital 0.0 $116k 20k 5.80
Flaherty & Crumrine Dyn P (DFP) 0.0 $127k 4.8k 26.70
Five9 (FIVN) 0.0 $131k 2.0k 65.50
Pra Health Sciences 0.0 $122k 1.1k 110.91
Ttec Holdings (TTEC) 0.0 $130k 3.3k 39.39
Dropbox Inc-class A (DBX) 0.0 $117k 6.6k 17.85
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.0 $138k 21k 6.44
Cigna Corp (CI) 0.0 $122k 600.00 203.33
Fastly Inc cl a (FSLY) 0.0 $124k 6.2k 20.02
Blackrock Science & Tech Tr shs ben int (BSTZ) 0.0 $138k 6.8k 20.38
Sundial Growers 0.0 $115k 38k 3.00
Repay Holdings Corp 0.0 $137k 123k 1.11
MasterCard Incorporated (MA) 0.0 $107k 360.00 297.22
Sony Corporation (SONY) 0.0 $95k 1.4k 67.86
Morgan Stanley India Investment Fund (IIF) 0.0 $86k 4.4k 19.76
Aegon 0.0 $103k 23k 4.50
ViaSat (VSAT) 0.0 $109k 1.5k 72.67
Activision Blizzard 0.0 $109k 1.9k 58.92
Alaska Air (ALK) 0.0 $101k 1.5k 67.33
Energy Recovery (ERII) 0.0 $102k 11k 9.71
HMS Holdings 0.0 $82k 2.8k 29.29
Anixter International 0.0 $104k 1.1k 91.56
Cavco Industries (CVCO) 0.0 $97k 500.00 194.00
Discovery Communications 0.0 $91k 2.5k 35.93
Templeton Dragon Fund (TDF) 0.0 $101k 5.2k 19.42
3D Systems Corporation (DDD) 0.0 $87k 9.9k 8.75
Putnam Master Int. Income (PIM) 0.0 $105k 22k 4.71
Calamos Conv. Opptys. & Income Fund (CHI) 0.0 $103k 9.4k 10.96
AllianceBernstein Global Hgh Incm (AWF) 0.0 $105k 8.7k 12.03
Kayne Anderson MLP Investment (KYN) 0.0 $96k 6.9k 13.91
Tortoise Pwr & Energy (TPZ) 0.0 $81k 4.8k 16.88
Western Asset Income Fund (PAI) 0.0 $95k 6.1k 15.50
Lazard Global Total Return & Income Fund (LGI) 0.0 $101k 6.1k 16.45
Western Asset High Incm Fd I (HIX) 0.0 $112k 17k 6.68
Franklin Universal Trust (FT) 0.0 $96k 12k 7.72
John Hancock Investors Trust (JHI) 0.0 $86k 4.9k 17.64
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $100k 7.8k 12.79
PIMCO High Income Fund (PHK) 0.0 $87k 12k 7.48
Pioneer High Income Trust (PHT) 0.0 $109k 11k 9.53
Pioneer Municipal High Income Advantage (MAV) 0.0 $87k 8.1k 10.78
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $100k 7.8k 12.87
Nuveen Enhanced Mun Value 0.0 $96k 6.5k 14.74
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $98k 8.8k 11.14
Guggenheim Bld Amr Bds Mng D (GBAB) 0.0 $109k 4.6k 23.50
Delphi Automotive 0.0 $89k 7.0k 12.71
Controladora Vuela Cia Spon Ad (VLRS) 0.0 $104k 10k 10.40
Energy Fuels (UUUU) 0.0 $85k 45k 1.89
Akebia Therapeutics (AKBA) 0.0 $94k 15k 6.27
Grubhub 0.0 $106k 2.2k 48.57
First Trust New Opportunities (FPL) 0.0 $103k 11k 9.31
Voya Infrastructure Industrial & Materia (IDE) 0.0 $90k 7.8k 11.48
West End Indiana Bancshares 0.0 $91k 2.6k 34.46
H & Q Healthcare Fund equities (HQH) 0.0 $95k 4.6k 20.69
C K Hutchison Holdin F Adr 1 Adr Reps 1 Ord (CKHUY) 0.0 $95k 10k 9.50
Nexpoint Credit Strategies Fund (NXDT) 0.0 $87k 4.9k 17.70
Liberty Media Corp Delaware Com C Siriusxm 0.0 $89k 1.9k 48.11
Gridsum Hldg Inc adr repsg cl b 0.0 $98k 81k 1.22
Lions Gate Entmnt Corp cl a vtg (LGF.A) 0.0 $91k 8.6k 10.58
Catasys 0.0 $81k 5.0k 16.20
Highland Floatng Rate Opprt Ii Shs Ben Int shs ben int (HFRO) 0.0 $112k 9.0k 12.39
Avaya Holdings Corp 0.0 $109k 8.1k 13.46
Leo Holdings Corp *w exp 02/07/202 0.0 $93k 140k 0.66
Marker Therapeutics Ord 0.0 $101k 35k 2.86
Vertical Cap Income Fund shs ben int (CCIF) 0.0 $104k 10k 10.40
Bny Mellon High Yield Strate sh ben int (DHF) 0.0 $94k 31k 3.09
Replay Acquisition Unt 0.0 $87k 8.5k 10.24
Danaos Corporation (DAC) 0.0 $105k 12k 9.14
Huntington Bancshares Incorporated (HBAN) 0.0 $68k 4.6k 14.95
Cabot Oil & Gas Corporation (CTRA) 0.0 $54k 3.2k 17.14
India Fund (IFN) 0.0 $64k 3.2k 19.97
Comerica Incorporated (CMA) 0.0 $65k 910.00 71.43
JetBlue Airways Corporation (JBLU) 0.0 $69k 3.7k 18.65
NCR Corporation (VYX) 0.0 $52k 1.5k 34.67
Patterson Companies (PDCO) 0.0 $66k 3.3k 20.31
Abiomed 0.0 $73k 430.00 169.77
Reliance Steel & Aluminum (RS) 0.0 $59k 500.00 118.00
United Bankshares (UBSI) 0.0 $70k 1.8k 38.46
Callon Pete Co Del Com Stk 0.0 $72k 15k 4.80
Morgan Stanley China A Share Fund (CAF) 0.0 $62k 2.9k 21.50
Central Garden & Pet (CENTA) 0.0 $73k 2.5k 29.20
CoreLogic 0.0 $65k 1.5k 43.33
Urstadt Biddle Properties 0.0 $71k 3.6k 19.71
China Fund (CHN) 0.0 $66k 3.2k 20.79
Orbcomm 0.0 $52k 13k 4.16
Green Dot Corporation (GDOT) 0.0 $51k 2.2k 23.18
Franklin Templeton (FTF) 0.0 $60k 6.3k 9.46
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $58k 5.2k 11.16
MFS Charter Income Trust (MCR) 0.0 $77k 9.2k 8.38
Tortoise Energy Infrastructure 0.0 $78k 4.4k 17.73
RMR Asia Pacific Real Estate Fund 0.0 $76k 3.8k 20.14
Parke Ban (PKBK) 0.0 $63k 2.5k 25.20
Credit Suisse High Yield Bond Fund (DHY) 0.0 $60k 24k 2.46
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $57k 4.2k 13.57
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $66k 6.3k 10.42
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $74k 13k 5.85
MFS Municipal Income Trust (MFM) 0.0 $51k 7.2k 7.05
PIMCO Global StocksPLUS & Income Fund (PGP) 0.0 $73k 6.2k 11.83
Pioneer Municipal High Income Trust (MHI) 0.0 $73k 6.1k 11.95
Western Asset Premier Bond Fund (WEA) 0.0 $72k 5.0k 14.46
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $62k 4.6k 13.45
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $68k 4.9k 13.98
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.0 $74k 13k 5.93
John Hancock Income Securities Trust (JHS) 0.0 $49k 3.4k 14.62
THE GDL FUND Closed-End fund (GDL) 0.0 $54k 5.8k 9.28
Clearbridge Energy Mlp Opp F 0.0 $79k 9.5k 8.34
Tortoise Pipeline & Energy 0.0 $79k 6.2k 12.83
Cohen & Steers Ltd Dur Pfd I (LDP) 0.0 $52k 2.0k 26.00
Workday Inc cl a (WDAY) 0.0 $55k 335.00 164.18
Allianzgi Conv & Income Fd I 0.0 $64k 13k 5.10
Blackrock Multi-sector Incom other (BIT) 0.0 $62k 3.9k 16.04
Allianzgi Equity & Conv In 0.0 $50k 2.2k 22.35
Proshares Tr S&p 500 Aristo (NOBL) 0.0 $68k 910.00 74.73
Gtt Communications 0.0 $49k 4.4k 11.14
Uniqure Nv (QURE) 0.0 $57k 800.00 71.25
Voya Global Eq Div & Pr Opp (IGD) 0.0 $60k 9.8k 6.12
Goldman Sachs Mlp Energy Ren 0.0 $49k 11k 4.29
Tekla Healthcare Opportunit (THQ) 0.0 $77k 4.1k 18.90
Tekla Life Sciences sh ben int (HQL) 0.0 $73k 4.2k 17.37
Dave & Buster's Entertainmnt (PLAY) 0.0 $53k 1.3k 39.67
First Resource Bank 0.0 $76k 7.2k 10.63
Lantheus Holdings Inc Common Stock Usd 0.01 (LNTH) 0.0 $51k 2.5k 20.40
Amtrust Financial Services Inc Afsi4258392-otc equity (AFFS) 0.0 $62k 3.0k 20.88
Maiden Holdings 7.125%prpcl 12 p 0.0 $66k 10k 6.53
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $59k 1.4k 42.14
Gaia (GAIA) 0.0 $64k 8.1k 7.92
Akoustis Technologies (AKTS) 0.0 $80k 10k 7.97
Pcsb Fncl 0.0 $60k 3.0k 20.00
Tapestry (TPR) 0.0 $59k 2.2k 26.76
Angi Homeservices (ANGI) 0.0 $72k 8.6k 8.37
Whiting Petroleum Corp 0.0 $50k 6.9k 7.25
Stitch Fix (SFIX) 0.0 $51k 2.0k 25.50
Mongodb Inc. Class A (MDB) 0.0 $65k 500.00 130.00
Livexlive Media 0.0 $72k 47k 1.53
Invesco Qqq Trust Series 1 (QQQ) 0.0 $56k 268.00 208.96
High Income Secs Fd Shs Ben Int cef (PCF) 0.0 $49k 5.6k 8.79
Barings Bdc (BBDC) 0.0 $51k 5.0k 10.20
Acreage Holdings 0.0 $66k 11k 5.84
Phasebio Pharmaceuticals (PHASQ) 0.0 $61k 10k 6.10
Chaserg Technlgy Acquisitn C class a 0.0 $76k 7.1k 10.70
Charlottes Web Holdings (CWBHF) 0.0 $49k 6.5k 7.54
Fox Corporation (FOX) 0.0 $80k 2.2k 36.36
Pimco Energy & Tactical (PDX) 0.0 $57k 3.5k 16.26
Micro Focus International 0.0 $62k 4.4k 13.94
Landcadia Holdings Ii Unt 0.0 $70k 7.0k 10.00
Diamond Eagle Acquisition Corp diamond eagle acq cl a 0.0 $75k 7.1k 10.56
Bill Com Holdings Ord (BILL) 0.0 $62k 1.7k 37.58
Microsoft Corporation (MSFT) 0.0 $43k 275.00 156.36
Goldman Sachs (GS) 0.0 $31k 133.00 229.36
Interactive Brokers (IBKR) 0.0 $38k 830.00 45.78
SLM Corporation (SLM) 0.0 $31k 3.5k 8.86
Caterpillar (CAT) 0.0 $29k 200.00 145.00
Bunge 0.0 $28k 500.00 56.00
Greif (GEF) 0.0 $24k 564.00 42.55
Kohl's Corporation (KSS) 0.0 $32k 630.00 50.79
Nu Skin Enterprises (NUS) 0.0 $40k 1.0k 40.00
AVX Corporation 0.0 $20k 1.0k 20.00
MDU Resources (MDU) 0.0 $18k 637.00 28.26
MSC Industrial Direct (MSM) 0.0 $29k 370.00 78.38
Lockheed Martin Corporation (LMT) 0.0 $19k 50.00 380.00
Fluor Corporation (FLR) 0.0 $39k 2.1k 18.57
Gap (GPS) 0.0 $45k 2.6k 17.54
PG&E Corporation (PCG) 0.0 $40k 3.7k 10.81
Federal Home Loan Mortgage (FMCC) 0.0 $38k 13k 2.97
Brown-Forman Corporation (BF.A) 0.0 $43k 690.00 62.32
Valley National Ban (VLY) 0.0 $18k 1.6k 10.99
Greenlight Capital Re Ltd cl a (GLRE) 0.0 $26k 2.6k 10.00
Visa (V) 0.0 $38k 204.00 186.27
Alliance Data Systems Corporation (BFH) 0.0 $45k 406.00 110.84
Lennar Corporation (LEN.B) 0.0 $38k 859.00 44.24
salesforce (CRM) 0.0 $44k 276.00 159.42
Aircastle 0.0 $41k 1.3k 31.54
Medicines Company 0.0 $22k 264.00 83.33
Community Bank System (CBU) 0.0 $41k 585.00 70.09
Hill-Rom Holdings 0.0 $34k 300.00 113.33
Cimarex Energy 0.0 $44k 855.00 51.46
Pan American Silver Corp Can (PAAS) 0.0 $30k 1.3k 23.62
Alamo (ALG) 0.0 $22k 180.00 122.22
WesBan (WSBC) 0.0 $17k 455.00 37.36
Southern Copper Corporation (SCCO) 0.0 $20k 471.00 42.46
Teradyne (TER) 0.0 $42k 625.00 67.20
Taubman Centers 0.0 $41k 1.3k 30.60
Seneca Foods Corporation (SENEB) 0.0 $47k 1.2k 40.73
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $32k 375.00 85.33
SPDR S&P Homebuilders (XHB) 0.0 $22k 500.00 44.00
Mag Silver Corp (MAG) 0.0 $37k 3.2k 11.56
Scorpio Tankers 0.0 $41k 1.1k 39.00
Clearbridge Energy M 0.0 $32k 2.9k 11.10
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.0 $28k 2.5k 11.32
Pacific Biosciences of California (PACB) 0.0 $20k 3.9k 5.08
Fiduciary/Claymore MLP Opportunity Fund 0.0 $44k 5.6k 7.87
PIMCO Corporate Opportunity Fund (PTY) 0.0 $32k 1.7k 18.51
Royce Value Trust (RVT) 0.0 $42k 2.9k 14.54
John Hancock Preferred Income Fund (HPI) 0.0 $41k 1.8k 22.78
PCM Fund (PCM) 0.0 $35k 3.1k 11.36
Western Asset Invest. Grade Defined Opp (IGI) 0.0 $47k 2.1k 22.85
Misonix 0.0 $48k 2.6k 18.46
Mountain Province Diamonds (MPVDF) 0.0 $23k 27k 0.86
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $38k 3.7k 10.31
BlackRock MuniYield California Fund 0.0 $36k 2.6k 13.91
Aberdeen Chile Fund (AEF) 0.0 $30k 4.0k 7.50
Blackrock Build America Bond Trust (BBN) 0.0 $25k 1.0k 24.08
Reed's 0.0 $34k 38k 0.91
Brunswick Bancorp 0.0 $45k 5.0k 9.00
Claymore Guggenheim Strategic (GOF) 0.0 $19k 1.1k 17.27
Duff & Phelps Global (DPG) 0.0 $37k 2.5k 14.82
Expedia (EXPE) 0.0 $44k 415.00 106.02
Mgp Ingredients Inc Common Sto (MGPI) 0.0 $44k 921.00 47.77
Icad (ICAD) 0.0 $19k 2.5k 7.60
Cushing Renaissance 0.0 $36k 2.7k 13.44
Allianzgi Conv & Inc Fd taxable cef 0.0 $25k 4.4k 5.72
L Brands 0.0 $31k 1.8k 17.66
Cyrusone 0.0 $32k 500.00 64.00
HEALTH INSURANCE Common equity Innovations shares 0.0 $22k 1.2k 18.67
Science App Int'l (SAIC) 0.0 $17k 200.00 85.00
Third Point Reinsurance 0.0 $47k 4.5k 10.44
Principal Real Estate Income shs ben int (PGZ) 0.0 $43k 2.0k 21.00
Center Coast Mlp And Infrastructure unit 0.0 $39k 6.3k 6.19
Bnc (BNCC) 0.0 $31k 900.00 34.44
Antero Res (AR) 0.0 $39k 14k 2.80
Nmi Hldgs Inc cl a (NMIH) 0.0 $33k 1.0k 33.00
Revance Therapeutics (RVNC) 0.0 $17k 1.0k 16.00
2u (TWOU) 0.0 $38k 1.6k 23.46
Voya Natural Res Eq Inc Fund 0.0 $41k 10k 4.11
Phibro Animal Health Corporati*on Cmn Class A (PAHC) 0.0 $17k 700.00 24.29
Hc2 Holdings 0.0 $33k 15k 2.13
Eldorado Resorts 0.0 $29k 500.00 58.00
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.0 $17k 4.6k 3.72
Zillow Group Inc Cl A (ZG) 0.0 $18k 400.00 45.00
Virtu Financial Inc Class A (VIRT) 0.0 $41k 2.6k 15.77
Calamos (CCD) 0.0 $28k 1.3k 20.76
Chemours (CC) 0.0 $40k 2.3k 17.78
Liberty Global 0.0 $38k 2.0k 19.00
Square Inc cl a (SQ) 0.0 $40k 650.00 61.54
Avangrid (AGR) 0.0 $18k 364.00 49.45
Western Asset Corporate Loan F 0.0 $28k 2.8k 9.83
Centennial Resource Developmen cs 0.0 $40k 8.8k 4.52
Blackrock Debt Strat (DSU) 0.0 $26k 2.3k 11.09
Tivity Health 0.0 $20k 1.0k 20.00
Hilton Grand Vacations (HGV) 0.0 $37k 1.1k 33.64
R1 Rcm 0.0 $45k 3.5k 12.86
Carvana Co cl a (CVNA) 0.0 $46k 500.00 92.00
Direxion Shs Etf Tr dly jr gold 3x 0.0 $25k 2.6k 9.71
Liberty Interactive Corp (QRTEA) 0.0 $40k 4.8k 8.39
Iqiyi (IQ) 0.0 $21k 1.0k 21.00
Invesco Currencyshares Euro Trust etf (FXE) 0.0 $31k 300.00 103.33
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $39k 3.5k 11.10
Aberdeen Global Dynamic Divd F (AGD) 0.0 $43k 4.2k 10.29
Organigram Holdings In 0.0 $23k 9.7k 2.38
Megalith Finl Acquisition Co unit 09/30/2025 0.0 $48k 4.7k 10.32
Resideo Technologies (REZI) 0.0 $48k 4.1k 11.69
Equillium (EQ) 0.0 $18k 5.6k 3.21
Amcor (AMCR) 0.0 $38k 3.5k 10.83
Delmar Pharmaceuticals 0.0 $32k 47k 0.68
Akerna Corp 0.0 $32k 3.9k 8.26
Xerox Corp (XRX) 0.0 $27k 750.00 36.00
Crossfirst Bankshares (CFB) 0.0 $18k 1.3k 14.40
Assetmark Financial Hldg (AMK) 0.0 $20k 700.00 28.57
Viacomcbs (PARA) 0.0 $41k 1.0k 41.00
Broadmark Rlty Cap 0.0 $31k 2.5k 12.40
Indonesia Energy Ord (INDO) 0.0 $22k 3.1k 7.10
Oneconnect Financl Tch Adr Rep 3 Ord 0.0 $22k 2.3k 9.78
BP (BP) 0.0 $7.0k 200.00 35.00
Diamond Offshore Drilling 0.0 $1.0k 200.00 5.00
China Petroleum & Chemical 0.0 $5.0k 99.00 50.51
LG Display (LPL) 0.0 $999.900000 198.00 5.05
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 0.0 $12k 211.00 56.87
FedEx Corporation (FDX) 0.0 $5.2k 62.00 83.33
Range Resources (RRC) 0.0 $999.000000 300.00 3.33
Home Depot (HD) 0.0 $2.0k 10.00 200.00
Pfizer (PFE) 0.0 $7.0k 200.00 35.00
Teva Pharmaceutical Industries (TEVA) 0.0 $0 100.00 0.00
Bristol Myers Squibb (BMY) 0.0 $0 4.00 0.00
AFLAC Incorporated (AFL) 0.0 $0 1.00 0.00
Intel Corporation (INTC) 0.0 $4.0k 70.00 57.14
Tiffany & Co. 0.0 $0 6.00 0.00
Morgan Stanley (MS) 0.0 $2.0k 50.00 40.00
Plantronics 0.0 $0 25.00 0.00
Goodyear Tire & Rubber Company (GT) 0.0 $1.4k 124.00 11.63
Altria (MO) 0.0 $0 1.00 0.00
Encana Corp 0.0 $0 1.00 0.00
KB Financial (KB) 0.0 $4.0k 99.00 40.40
Total (TTE) 0.0 $11k 200.00 55.00
Freeport-McMoRan Copper & Gold (FCX) 0.0 $6.0k 500.00 12.00
Bayer (BAYRY) 0.0 $0 1.00 0.00
Fannie Mae Pfd. H (FNMAM) 0.0 $11k 600.00 18.33
Kellogg Company (K) 0.0 $0 5.00 0.00
Dollar Tree (DLTR) 0.0 $5.0k 55.00 90.91
United States Oil Fund 0.0 $999.600000 120.00 8.33
AvalonBay Communities (AVB) 0.0 $11k 56.00 196.43
Fiserv (FI) 0.0 $0 5.00 0.00
Wynn Resorts (WYNN) 0.0 $1.0k 10.00 100.00
Financial Institutions (FISI) 0.0 $2.0k 91.00 21.98
Brinker International (EAT) 0.0 $5.0k 135.00 37.04
iShares Russell 2000 Index (IWM) 0.0 $14k 90.00 155.56
Sigma Designs 0.0 $1.0k 5.3k 0.19
Triple-S Management 0.0 $0 39.00 0.00
Cedar Shopping Centers 0.0 $0 300.00 0.00
Innophos Holdings 0.0 $0 11.00 0.00
MVC Capital 0.0 $2.0k 261.00 7.66
New Jersey Resources Corporation (NJR) 0.0 $12k 273.00 43.96
Renasant (RNST) 0.0 $12k 364.00 32.97
Rush Enterprises (RUSHA) 0.0 $6.0k 140.00 42.86
UGI Corporation (UGI) 0.0 $16k 364.00 43.96
China Life Insurance Company 0.0 $0 1.00 0.00
Skyworks Solutions (SWKS) 0.0 $2.7k 40.00 66.67
Aqua America 0.0 $5.0k 126.00 39.68
Community Trust Ban (CTBI) 0.0 $4.0k 91.00 43.96
Fresenius Medical Care AG & Co. (FMS) 0.0 $11k 300.00 36.67
TrustCo Bank Corp NY 0.0 $7.0k 910.00 7.69
Globalstar (GSAT) 0.0 $0 110.00 0.00
Asta Funding 0.0 $3.0k 300.00 10.00
Bel Fuse (BELFA) 0.0 $5.0k 371.00 13.48
Communications Systems 0.0 $0 91.00 0.00
National Retail Properties (NNN) 0.0 $12k 239.00 50.21
Westwood Holdings (WHG) 0.0 $2.0k 91.00 21.98
Altra Holdings 0.0 $0 1.00 0.00
Oneok (OKE) 0.0 $0 2.00 0.00
Inphonic 0.0 $0 15k 0.00
Achillion Pharmaceuticals 0.0 $0 209.00 0.00
Amarin Corporation (AMRN) 0.0 $1.0k 50.00 20.00
LogMeIn 0.0 $0 1.00 0.00
Nxp Semiconductors N V (NXPI) 0.0 $6.5k 55.00 117.65
SPDR S&P Oil & Gas Explore & Prod. 0.0 $999.600000 84.00 11.90
Ecopetrol (EC) 0.0 $3.0k 182.00 16.48
Embraer S A (ERJ) 0.0 $13k 700.00 18.57
Invesco Van Kampen Bond Fund (VBF) 0.0 $4.0k 199.00 20.10
American River Bankshares 0.0 $5.0k 338.00 14.79
Liberty All-Star Equity Fund (USA) 0.0 $3.0k 455.00 6.59
FleetCor Technologies 0.0 $0 1.00 0.00
Howard Hughes 0.0 $0 1.00 0.00
Red Lion Hotels Corporation 0.0 $11k 3.1k 3.55
Univest Corp. of PA (UVSP) 0.0 $7.0k 273.00 25.64
Putnam Premier Income Trust (PPT) 0.0 $5.0k 1.1k 4.58
Hudson Technologies (HDSN) 0.0 $9.0k 10k 0.90
Pimco Municipal Income Fund (PMF) 0.0 $9.0k 637.00 14.13
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.0 $9.0k 678.00 13.27
Elmira Savings Bank 0.0 $6.0k 400.00 15.00
Pimco Municipal Income Fund II (PML) 0.0 $12k 819.00 14.65
WisdomTree Japan Total Dividend (DXJ) 0.0 $5.0k 100.00 50.00
Federated Premier Municipal Income (FMN) 0.0 $2.0k 182.00 10.99
Japan Smaller Capitalizaion Fund (JOF) 0.0 $13k 1.5k 8.67
Kelly Services (KELYB) 0.0 $6.0k 291.00 20.62
Pimco CA Municipal Income Fund (PCQ) 0.0 $3.0k 182.00 16.48
PIMCO Corporate Income Fund (PCN) 0.0 $6.0k 364.00 16.48
Pimco Municipal Income Fund III (PMX) 0.0 $4.0k 364.00 10.99
Putnam Municipal Opportunities Trust (PMO) 0.0 $7.0k 546.00 12.82
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $8.0k 1.5k 5.49
Vestas Wind Systems - Unsp (VWDRY) 0.0 $0 1.00 0.00
Pimco NY Muni. Income Fund III (PYN) 0.0 $0 91.00 0.00
Pimco NY Muni Income Fund II (PNI) 0.0 $2.0k 182.00 10.99
Pimco CA Muni. Income Fund III (PZC) 0.0 $4.0k 364.00 10.99
Goldman Sachs Group I preferr (GS.PA) 0.0 $15k 700.00 21.43
Longwei Petroleum Investment Hold 0.0 $0 5.0k 0.00
Astronics Corporation (ATROB) 0.0 $1.0k 67.00 14.93
Samsung Electronics Gdr (SSNHZ) 0.0 $1.0k 1.00 1000.00
Wells Fargo Advantage Utils (ERH) 0.0 $2.0k 182.00 10.99
Tokyo Electronic (TOELY) 0.0 $0 2.00 0.00
Pennantpark Floating Rate Capi (PFLT) 0.0 $4.0k 364.00 10.99
Wesco Aircraft Holdings 0.0 $1.0k 100.00 10.00
Moneygram International 0.0 $0 210.00 0.00
Acadia Healthcare (ACHC) 0.0 $1.0k 40.00 25.00
Clovis Oncology 0.0 $0 8.00 0.00
Zynga 0.0 $1.0k 200.00 5.00
Carver Ban (CARV) 0.0 $3.0k 1.5k 2.00
Gaslog 0.0 $11k 1.2k 9.01
Facebook Inc cl a (META) 0.0 $0 1.00 0.00
Tidelands Oil & Gas (TIDE) 0.0 $0 526k 0.00
Axogen (AXGN) 0.0 $0 5.00 0.00
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $7.0k 300.00 23.33
Chembio Diagnostics 0.0 $12k 2.7k 4.51
Allon Therapeutics (NPCUF) 0.0 $0 30k 0.00
Stratasys (SSYS) 0.0 $3.0k 150.00 20.00
First Tr Mlp & Energy Income (FEI) 0.0 $16k 1.4k 11.77
22nd Centy 0.0 $5.0k 5.0k 1.00
Second Str Cap 0.0 $0 20.00 0.00
Liberty Global Inc C 0.0 $2.0k 100.00 20.00
Sprint 0.0 $5.0k 1.1k 4.55
First Nbc Bank Holding 0.0 $0 20k 0.00
Kayne Anderson Pfd 3.5% prd 0.0 $2.0k 100.00 20.00
Jd (JD) 0.0 $4.0k 125.00 32.00
Aldeyra Therapeutics (ALDX) 0.0 $0 100.00 0.00
Lipocine 0.0 $0 86.00 0.00
Community Bank Of Santa Maria 0.0 $6.0k 477.00 12.58
Enerteck Corporation (ETCK) 0.0 $0 7.5k 0.00
Sage Therapeutics (SAGE) 0.0 $9.0k 129.00 69.77
Upland Software (UPLD) 0.0 $10k 300.00 33.33
Cornerstone Strategic Value (CLM) 0.0 $6.0k 540.00 11.11
Habit Restaurants Inc/the-a 0.0 $0 70.00 0.00
Qorvo (QRVO) 0.0 $4.0k 35.00 114.29
Fidelity corp bond etf (FCOR) 0.0 $4.0k 91.00 43.96
Party City Hold 0.0 $13k 5.9k 2.20
Tallgrass Energy Gp Lp master ltd part 0.0 $15k 708.00 21.43
Htg Molecular Diagnostics 0.0 $14k 21k 0.68
Viking Therapeutics (VKTX) 0.0 $1.1k 248.00 4.55
Baozun (BZUN) 0.0 $4.0k 150.00 26.67
Nielsen Hldgs Plc Shs Eur 0.0 $2.0k 114.00 17.54
Aqua Metals (AQMS) 0.0 $0 440.00 0.00
Hewlett Packard Enterprise (HPE) 0.0 $9.0k 586.00 15.36
Voyager Therapeutics (VYGR) 0.0 $0 64.00 0.00
Frontline 0.0 $8.0k 626.00 12.78
Tailored Brands 0.0 $2.0k 600.00 3.33
Under Armour Inc Cl C (UA) 0.0 $3.0k 200.00 15.00
Hertz Global Holdings 0.0 $1.0k 100.00 10.00
Bayerische Motoren Werke A G (BMWYY) 0.0 $0 1.00 0.00
C V Sciences (CVSI) 0.0 $1.0k 1.3k 0.80
Etf Managers Tr tierra xp latin 0.0 $9.0k 574.00 15.68
Comstock Resources (CRK) 0.0 $8.0k 1.0k 8.00
Kinsale Cap Group (KNSL) 0.0 $12k 125.00 96.00
Lsc Communications 0.0 $10k 50k 0.20
Inseego 0.0 $3.0k 500.00 6.00
Lamb Weston Hldgs (LW) 0.0 $4.0k 50.00 80.00
Ra Pharmaceuticals 0.0 $0 19.00 0.00
Aurora Cannabis Inc snc 0.0 $0 165.00 0.00
China Industrial Group Ord (CIND) 0.0 $0 1.4M 0.00
Tellurian (TELL) 0.0 $1.0k 250.00 4.00
Daimler (MBGYY) 0.0 $0 2.00 0.00
Tsakos Energy Navigation Ltd Cum Red Perp Pfd Registered Shs Series E equity 0.0 $4.0k 200.00 20.00
Genius Products Ord (GNPR) 0.0 $0 122.00 0.00
Aphria Inc foreign 0.0 $2.8k 855.00 3.33
Maiden Holdings Ltd 6.7 Red Pfd Registered Shs Series D equity 0.0 $0 100.00 0.00
Cision 0.0 $0 10.00 0.00
Allianzgi Con Incm 2024 Targ 0.0 $999.180000 182.00 5.49
Bancorpsouth Bank 0.0 $8.0k 273.00 29.30
Loma Negra Compania Industrial Argentina Sa (LOMA) 0.0 $0 12.00 0.00
Nxchain Ord 0.0 $0 800.00 0.00
Cronos Group (CRON) 0.0 $3.9k 526.00 7.50
Fte Networks 0.0 $5.0k 4.0k 1.25
Oxford Square Ca (OXSQ) 0.0 $3.0k 675.00 4.44
Alta Mesa Resour 0.0 $0 2.5k 0.00
Rafael Hldgs (RFL) 0.0 $0 10.00 0.00
Evolus (EOLS) 0.0 $0 4.00 0.00
Motus Gi Hldgs Incorporated 0.0 $1.0k 500.00 2.00
Barclays Bk Plc cmn 0.0 $10k 730.00 14.00
Talos Energy (TALO) 0.0 $13k 463.00 28.08
Curis 0.0 $3.0k 2.0k 1.50
Leo Holdings Corp 0.0 $2.0k 217.00 9.22
Lovesac Company (LOVE) 0.0 $3.0k 246.00 12.20
Helios & Matheson Analytics In Com Par (HMNY) 0.0 $0 1.0k 0.00
Far Pt Acquisition Corp cl a founders sh 0.0 $1.0k 100.00 10.00
Proshares Tr Ii ultra vix short 0.0 $12k 1.0k 12.00
Assertio Therapeutics 0.0 $0 100.00 0.00
Clearway Energy Inc cl a (CWEN.A) 0.0 $10k 550.00 18.18
Elanco Animal Health (ELAN) 0.0 $2.0k 100.00 20.00
Farfetch Ltd ord sh cl a (FTCHF) 0.0 $0 13.00 0.00
Spartan Energy Acquisition Cl A Unt 0.0 $11k 1.1k 10.00
Dell Technologies (DELL) 0.0 $0 1.00 0.00
Dynagas Lng Partners Srs B Prf 0.0 $6.0k 347.00 17.29
Graf Industrial Red Unt 0.0 $3.0k 300.00 10.00
Grayscale Bitcoin Ord (GBTC) 0.0 $11k 1.4k 7.85
Schultze Special Purpose Acquisi Unt 0.0 $3.0k 300.00 10.00
Spartan Energy Acquisition Cl A Ord 0.0 $10k 1.0k 10.00
Phunware 0.0 $0 400.00 0.00
Gty Govtech Inc gty govtech 0.0 $1.0k 250.00 4.00
Crescent Acquisition Corp unit 99/99/9999 0.0 $2.0k 200.00 10.00
Gores Metropoulos Inc unit 99/99/9999 0.0 $11k 1.1k 10.00
Schultze Special Purpose Acquisi Ord 0.0 $0 62.00 0.00
Fintech Acquisition Corp Iii 0.0 $16k 1.6k 9.71
Hermitage Offshore Service L 0.0 $8.0k 8.3k 0.97
Luckin Coffee (LKNCY) 0.0 $0 5.00 0.00
Bny Mellon Mun Income (DMF) 0.0 $8.0k 900.00 8.89
Bny Mellon Mun Bd Infrastructu Com Shs closed end funds (DMB) 0.0 $2.0k 182.00 10.99
Change Healthcare 0.0 $11k 700.00 15.71
Act Ii Global Acquisition Unt 0.0 $3.0k 300.00 10.00
Haymaker Acquisition Unt 0.0 $2.0k 200.00 10.00
Onespaworld Holdings 0.0 $999.000000 300.00 3.33
South Mountain Merger Unt 0.0 $5.0k 496.00 10.08
Trine Acquisition Cl A Ord 0.0 $10k 1.1k 9.09
Bioscrip 0.0 $0 192.00 0.00
Prosus N V (PROSY) 0.0 $0 1.00 0.00
Neoleukin Therapeutics 0.0 $0 25.00 0.00
Peloton Interactive Inc cl a (PTON) 0.0 $1.0k 40.00 25.00
Nesco Hldgs 0.0 $14k 3.6k 3.84
Neubase Therapeutics Ord 0.0 $4.0k 662.00 6.04
Silver Spike Acquisition Unt 0.0 $2.0k 200.00 10.00
Nortonlifelock (GEN) 0.0 $1.3k 61.00 21.28
Bbva Argentina Sa- (BBAR) 0.0 $0 109.00 0.00
Xp Inc cl a (XP) 0.0 $13k 345.00 37.68
Alpine Income Ppty Tr (PINE) 0.0 $7.0k 400.00 17.50
Bellring Brands Cl A Ord 0.0 $4.0k 200.00 20.00
Canaan Adr Rep 15 Ord (CAN) 0.0 $6.0k 1.0k 6.00
Cansortium Eqy Wrt Exp 03/21/2021 On Tium/u Cf 0.0 $0 39k 0.00
Innate Pharma (IPHA) 0.0 $11k 1.8k 6.13
Q&k Internati Grp 1 Adr Rep 30 Ord 0.0 $2.0k 200.00 10.00
Silvergate Capital Cl A Ord (SICP) 0.0 $3.0k 250.00 12.00
Sprout Social Cl A Ord (SPT) 0.0 $5.0k 350.00 14.29