Wolverine Asset Management

Wolverine Asset Management as of Dec. 31, 2017

Portfolio Holdings for Wolverine Asset Management

Wolverine Asset Management holds 1103 positions in its portfolio as reported in the December 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 8.9 $880M 3.3M 266.86
Direxion Daily Small Cp Bull 3X (TNA) 4.7 $461M 6.6M 70.27
Altaba 4.2 $415M 5.9M 69.85
iShares Russell 2000 Index (IWM) 3.1 $308M 2.0M 152.46
Proshares Tr Ii sht vix st trm 2.8 $280M 2.2M 128.21
Tesla Motors (TSLA) 2.7 $269M 863k 311.34
Alibaba Group Holding (BABA) 2.7 $266M 1.5M 172.43
Norfolk Southern (NSC) 2.5 $245M 1.7M 144.90
Proshares Tr ultrapro qqq (TQQQ) 1.9 $189M 1.4M 138.72
PowerShares QQQ Trust, Series 1 1.8 $180M 1.2M 155.76
ProShares Ultra S&P500 (SSO) 1.7 $172M 1.6M 109.43
Exxon Mobil Corporation (XOM) 1.4 $137M 1.6M 83.59
Home Depot (HD) 1.4 $133M 703k 189.51
Advanced Micro Devices Inc Note 2.125% 9/0 bond 1.3 $125M 84M 1.50
Tesla Inc convertible security 1.1 $113M 98M 1.16
Mercadolibre Inc note 2.250% 7/0 0.9 $85M 34M 2.51
ProShares UltraPro S&P 500 (UPRO) 0.8 $84M 599k 140.14
Aetna 0.8 $76M 422k 180.39
Tesaro Inc note 3.000%10/0 0.8 $76M 31M 2.48
Micron Technology (MU) 0.8 $75M 1.8M 41.12
Wright Medical Group Nv 2.25 20211115 0.8 $75M 62M 1.22
AFLAC Incorporated (AFL) 0.7 $73M 830k 87.78
Allegheny Technologies Inc note 4.750% 7/0 0.7 $70M 38M 1.85
Dowdupont 0.7 $64M 895k 71.22
Herbalife Ltd Com Stk (HLF) 0.6 $63M 927k 67.71
Amgen (AMGN) 0.6 $60M 343k 173.78
Honeywell International (HON) 0.6 $59M 384k 153.36
Amazon (AMZN) 0.6 $58M 50k 1169.46
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.6 $58M 55M 1.06
Baidu (BIDU) 0.6 $57M 242k 234.20
Inphi Corp note 1.125%12/0 0.6 $56M 48M 1.16
Rockwell Collins 0.6 $54M 400k 135.62
Boeing Company (BA) 0.5 $53M 181k 294.89
Micron Technology Inc note 2.125% 2/1 0.5 $53M 14M 3.76
Facebook Inc cl a (META) 0.5 $52M 296k 176.46
Alphabet Inc Class A cs (GOOGL) 0.5 $53M 50k 1053.40
Dynegy Inc unit 07/01/20191 0.5 $53M 668k 79.00
McDonald's Corporation (MCD) 0.5 $52M 301k 172.12
Allergan 0.5 $51M 312k 163.57
SPDR Gold Trust (GLD) 0.5 $49M 398k 123.65
Ttm Technologies Inc conv 0.5 $49M 29M 1.71
Citrix Systems 0.5 $48M 550k 88.00
Time Warner 0.5 $47M 515k 91.47
Starbucks Corporation (SBUX) 0.5 $46M 791k 57.43
Union Pacific Corporation (UNP) 0.5 $45M 334k 134.10
Broadsoft Inc note 1.000% 9/0 0.4 $44M 30M 1.48
Medicines Company conv 0.4 $42M 40M 1.06
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.4 $42M 36M 1.16
Nuvasive Inc note 2.250% 3/1 0.4 $42M 36M 1.17
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.4 $41M 321k 126.85
United Technologies Corporation 0.4 $39M 304k 127.57
TEXAS CAPITAL Bancshares Inc *w exp 01/16/201 0.4 $39M 518k 74.34
Procter & Gamble Company (PG) 0.4 $38M 409k 91.88
SPDR KBW Regional Banking (KRE) 0.4 $37M 636k 58.85
iShares MSCI EAFE Index Fund (EFA) 0.4 $36M 515k 70.31
NVIDIA Corporation (NVDA) 0.4 $35M 183k 193.47
DISH Network 0.4 $35M 735k 47.75
priceline.com Incorporated 0.4 $36M 21k 1730.00
Encore Cap Group Inc note 3.000% 7/0 0.4 $36M 32M 1.11
Green Plains Inc conv 0.3 $33M 31M 1.06
Sucampo Pharmaceuticals Inc note 3.250%12/1 0.3 $33M 27M 1.22
Advanced Micro Devices (AMD) 0.3 $32M 3.1M 10.28
Valeant Pharmaceuticals Int 0.3 $31M 1.5M 20.77
Alphabet Inc Class C cs (GOOG) 0.3 $31M 30k 1046.33
3M Company (MMM) 0.3 $30M 129k 235.36
Zions Bancorporation *w exp 05/22/202 0.3 $31M 1.7M 18.37
Ctrip.com International 0.3 $29M 668k 44.10
Medicines Company 2.750000 07/15/2023 bond 0.3 $30M 32M 0.92
Direxion Daily Large Cp Bull 3X (SPXL) 0.3 $28M 629k 44.33
Microsoft Corporation (MSFT) 0.3 $27M 312k 85.54
Capstead Mortgage Corporation 0.3 $26M 3.0M 8.65
Direxion Daily Energy Bull 3X 0.3 $27M 769k 34.93
Healthways Inc note 1.500% 7/0 0.3 $26M 14M 1.88
Quidel Corp note 3.250%12/1 0.3 $26M 17M 1.51
Theravance Biopharma Inc note 3.250%11/0 0.3 $27M 24M 1.10
Unisys Corp note 5.500% 3/0 0.3 $27M 24M 1.12
Citigroup (C) 0.3 $26M 348k 74.41
Barclays Bk Plc Ipath S&p500 Vix etf 0.3 $26M 936k 27.92
Alon Usa Energy Inc note 3.000% 9/1 0.2 $24M 18M 1.33
JPMorgan Chase & Co. (JPM) 0.2 $24M 223k 106.94
Pros Holding Inc 2% Due 12/1/2 cvbond 0.2 $24M 22M 1.05
Nevro Corp note 1.750% 6/0 0.2 $24M 23M 1.04
Vale (VALE) 0.2 $23M 1.9M 12.23
PennyMac Mortgage Investment Trust (PMT) 0.2 $23M 1.4M 16.07
Lockheed Martin Corporation (LMT) 0.2 $23M 70k 321.04
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.2 $23M 156k 144.87
Radius Health Inc note 3.000% 9/0 0.2 $23M 24M 0.94
Adobe Systems Incorporated (ADBE) 0.2 $22M 124k 175.24
Qualcomm (QCOM) 0.2 $21M 327k 64.01
Pra Group Inc conv 0.2 $20M 22M 0.95
Market Vectors Etf Tr Oil Svcs 0.2 $21M 788k 26.05
Mtge Invt Corp Com reit 0.2 $21M 1.1M 18.50
Repligen Corp note 2.125% 6/0 0.2 $20M 16M 1.30
Silver Standard Resources Inc note 2.875 2/0 0.2 $20M 20M 0.98
Energy Select Sector SPDR (XLE) 0.2 $19M 258k 71.88
SPDR S&P MidCap 400 ETF (MDY) 0.2 $18M 53k 345.39
Vaneck Vectors Gold Miners mutual (GDX) 0.2 $19M 820k 23.24
Ishares Msci Japan (EWJ) 0.2 $19M 320k 59.93
Teva Pharmaceutical Industries (TEVA) 0.2 $18M 954k 18.95
Bristol Myers Squibb (BMY) 0.2 $18M 296k 61.28
Intel Corporation (INTC) 0.2 $18M 391k 46.16
Merck & Co (MRK) 0.2 $18M 319k 56.26
Hannon Armstrong (HASI) 0.2 $18M 732k 24.06
Lexicon note5 0.2 $17M 12M 1.42
Virtus Investment Partners convertible preferred security 0.2 $18M 172k 101.71
Renewable Energy Group Inc note 4.000% 6/1 0.2 $17M 14M 1.28
Transocean (RIG) 0.2 $17M 1.6M 10.54
Gilead Sciences (GILD) 0.2 $16M 228k 71.61
Rbc Cad (RY) 0.2 $17M 203k 81.65
SPDR S&P Oil & Gas Explore & Prod. 0.2 $17M 462k 37.18
Meritor Inc conv 0.2 $17M 7.8M 2.16
Equinix (EQIX) 0.2 $17M 37k 453.22
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.2 $17M 9.1M 1.83
Pdl Biopharma Inc note 2.750 12/0 0.2 $17M 17M 0.98
Visa (V) 0.2 $15M 135k 114.01
Anthem Inc conv p 0.2 $16M 285k 55.97
General Electric Company 0.1 $15M 840k 17.45
Redwood Trust (RWT) 0.1 $15M 999k 14.82
Black Hills Corporation (BKH) 0.1 $15M 250k 60.11
SPDR KBW Bank (KBE) 0.1 $15M 312k 47.34
Cien 4 12/15/20 0.1 $15M 12M 1.31
Jd (JD) 0.1 $14M 347k 41.36
Chipotle Mexican Grill (CMG) 0.1 $13M 46k 289.03
General Motors Company (GM) 0.1 $14M 328k 40.99
Acorda Therap note 1.75% 6/15 0.1 $13M 16M 0.85
American Tower Corp cnv p 0.1 $14M 112k 125.95
Paypal Holdings (PYPL) 0.1 $14M 193k 73.62
Teligent Inc note 3.750 12/1 0.1 $14M 15M 0.89
Harmonic Inc note 4.000 12/0 0.1 $14M 14M 1.01
Becton Dickinson & Co pfd shs conv a 0.1 $14M 235k 58.18
K2m Group Hldgs Inc bond 0.1 $14M 13M 1.12
Everbridge Inc bond 0.1 $14M 13M 1.11
Wts/the Pnc Financial Services Grp wts 0.1 $13M 171k 77.71
United Rentals (URI) 0.1 $13M 75k 171.91
iShares Russell 1000 Growth Index (IWF) 0.1 $13M 98k 134.67
Marathon Petroleum Corp (MPC) 0.1 $13M 202k 65.97
Novavax Inc note 3.750% 2/0 0.1 $13M 28M 0.47
Costco Wholesale Corporation (COST) 0.1 $12M 63k 186.11
Waste Management (WM) 0.1 $12M 143k 86.29
Comerica Incorporated (CMA) 0.1 $12M 141k 86.81
Valero Energy Corporation (VLO) 0.1 $11M 124k 91.90
Vanguard Emerging Markets ETF (VWO) 0.1 $12M 263k 45.91
Accuray Inc debt 3.500% 2/0 0.1 $12M 12M 1.00
B2gold Corp conv 0.1 $12M 11M 1.06
Black Hills Corp unit 99/99/9999 0.1 $12M 174k 66.18
Immunomedics Inc note 4.750% 2/1 0.1 $12M 3.8M 3.23
Invacare Corp conv bnd 0.1 $12M 9.3M 1.24
Knowles Corp note 3.250%11/0 0.1 $12M 11M 1.11
Cisco Systems (CSCO) 0.1 $11M 284k 38.30
Stanley Black & Decker (SWK) 0.1 $11M 65k 169.68
W.R. Grace & Co. 0.1 $11M 155k 70.12
Huntsman Corporation (HUN) 0.1 $11M 314k 33.28
Metropcs Communications (TMUS) 0.1 $10M 164k 63.47
American Airls (AAL) 0.1 $11M 210k 52.02
Anthem (ELV) 0.1 $11M 50k 225.00
Nike (NKE) 0.1 $10M 165k 62.55
Arlington Asset Investment 0.1 $10M 859k 11.78
Molina Healthcare Inc. conv 0.1 $9.6M 5.0M 1.91
1,000% Sina 01.12.2018 note 0.1 $10M 9.0M 1.11
Herbalife Ltd conv 0.1 $10M 10M 1.00
Carriage Svcs Inc note 2.750% 3/1 0.1 $10M 8.0M 1.25
Calamp Corp convertible security 0.1 $10M 9.9M 1.05
Insulet Corp note 1.250% 9/1 0.1 $9.6M 7.3M 1.31
Array Biopharma Inc bond 0.1 $9.8M 8.7M 1.13
Evolent Health Inc bond 0.1 $9.6M 10M 0.96
Monsanto Company 0.1 $8.5M 73k 116.77
Best Buy (BBY) 0.1 $8.9M 131k 68.47
Halliburton Company (HAL) 0.1 $8.8M 179k 48.86
Scientific Games (LNW) 0.1 $9.1M 178k 51.29
Deutsche Bank Ag-registered (DB) 0.1 $8.6M 450k 19.02
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $8.6M 38k 223.63
iShares MSCI Brazil Index (EWZ) 0.1 $9.2M 230k 40.00
Kinder Morgan (KMI) 0.1 $9.3M 516k 18.05
Xpo Logistics Inc equity (XPO) 0.1 $9.2M 100k 91.59
Advanced Accelerat spon ads each rep 2 ord 0.1 $8.5M 104k 81.61
Frontier Communication 0.1 $9.1M 1.3M 6.76
Polaris Industries (PII) 0.1 $7.4M 60k 123.98
United States Steel Corporation (X) 0.1 $7.9M 224k 35.19
SPDR S&P Biotech (XBI) 0.1 $7.4M 88k 84.87
CurrencyShares British Pound Ster. Trst 0.1 $8.2M 63k 131.18
Boston Private Finl Hldgs In *w exp 11/21/201 0.1 $7.6M 795k 9.62
Suntrust Bks Inc wrt exp 11/14/2 0.1 $7.8M 383k 20.47
Servicenow (NOW) 0.1 $7.8M 60k 130.38
Weatherford Intl Plc ord 0.1 $7.9M 1.9M 4.17
Keyw Holding Corp conv bd us 0.1 $8.1M 8.9M 0.92
Orbital Atk 0.1 $8.0M 61k 131.50
51job Inc note 3.250% 4/1 0.1 $8.2M 5.6M 1.47
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.1 $8.3M 244k 34.13
Infosys Technologies (INFY) 0.1 $7.3M 448k 16.22
iShares MSCI Emerging Markets Indx (EEM) 0.1 $7.3M 155k 47.12
Goldman Sachs (GS) 0.1 $6.7M 26k 254.74
Cabot Oil & Gas Corporation (CTRA) 0.1 $7.2M 251k 28.60
IAC/InterActive 0.1 $7.2M 59k 122.27
Pfizer (PFE) 0.1 $7.4M 204k 36.21
Cerner Corporation 0.1 $7.0M 104k 67.38
Noble Energy 0.1 $7.2M 246k 29.13
Schlumberger (SLB) 0.1 $7.4M 110k 67.38
EOG Resources (EOG) 0.1 $7.4M 68k 107.90
Calpine Corporation 0.1 $7.2M 473k 15.13
MetLife (MET) 0.1 $7.1M 141k 50.55
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $7.3M 620k 11.71
Dynegy 0.1 $7.0M 594k 11.80
11/14/2018 W Exp 11/14/2018 0.1 $7.2M 488k 14.75
Silver Spring Networks 0.1 $7.0M 430k 16.24
Cathay Gen Bancorp *w exp 12/05/201 0.1 $7.3M 327k 22.30
Ignyta 0.1 $7.2M 268k 26.70
Radius Health 0.1 $7.0M 223k 31.58
Workday Inc conv 0.1 $7.0M 5.6M 1.25
Square Inc cl a (SQ) 0.1 $6.9M 200k 34.67
Direxion Shs Etf Tr sp biotch bl 0.1 $7.4M 95k 77.84
Layne Christensen Co note 8.000% 5/0 0.1 $6.5M 5.3M 1.23
Crown Castle Intl Corp New 6.875% con pfd a 0.1 $6.9M 6.1k 1131.82
Bank of America Corporation (BAC) 0.1 $5.7M 203k 28.00
Coca-Cola Company (KO) 0.1 $6.3M 138k 45.88
Bed Bath & Beyond 0.1 $5.6M 255k 21.99
CarMax (KMX) 0.1 $5.8M 90k 64.12
Nucor Corporation (NUE) 0.1 $6.2M 98k 63.58
Target Corporation (TGT) 0.1 $5.9M 91k 65.24
Ford Motor Company (F) 0.1 $5.9M 476k 12.48
United States Oil Fund 0.1 $6.0M 496k 12.01
Wynn Resorts (WYNN) 0.1 $6.0M 36k 168.56
Lam Research Corporation (LRCX) 0.1 $5.6M 30k 184.00
AK Steel Holding Corporation 0.1 $6.2M 1.1M 5.66
Calgon Carbon Corporation 0.1 $6.0M 284k 21.30
Rockwell Automation (ROK) 0.1 $5.5M 28k 196.32
Bank Of America Corporation warrant 0.1 $6.1M 346k 17.54
Immunomedics 0.1 $5.7M 352k 16.07
Alerian Mlp Etf 0.1 $6.2M 570k 10.79
American Intl Group 0.1 $6.2M 346k 18.06
Liberty Global Inc Com Ser A 0.1 $6.0M 168k 35.84
Ellington Residential Mortga reit (EARN) 0.1 $5.9M 488k 12.04
Gogo (GOGO) 0.1 $6.2M 554k 11.23
Snap Inc cl a (SNAP) 0.1 $6.2M 427k 14.57
Ultra Petroleum 0.1 $5.7M 635k 8.91
Silver Run Acquisition 0.1 $5.8M 587k 9.91
FedEx Corporation (FDX) 0.1 $4.6M 19k 249.42
Incyte Corporation (INCY) 0.1 $5.1M 54k 94.68
W.W. Grainger (GWW) 0.1 $4.9M 21k 236.22
Wells Fargo & Company (WFC) 0.1 $5.2M 85k 60.67
Pepsi (PEP) 0.1 $5.0M 42k 119.91
Gap (GAP) 0.1 $5.3M 155k 34.06
Almost Family 0.1 $5.0M 91k 55.34
General Cable Corporation 0.1 $5.4M 182k 29.60
Celgene Corporation 0.1 $5.3M 51k 104.00
Cavium 0.1 $5.2M 62k 83.83
Wpx Energy 0.1 $4.9M 487k 10.00
Western Asset Mortgage cmn 0.1 $4.6M 464k 9.95
Abbvie (ABBV) 0.1 $4.8M 50k 96.70
Tribune Co New Cl A 0.1 $4.9M 116k 42.46
Grubhub 0.1 $4.8M 67k 71.80
H & Q Healthcare Fund equities (HQH) 0.1 $4.8M 214k 22.55
Walgreen Boots Alliance (WBA) 0.1 $4.5M 63k 72.58
Fiat Chrysler Auto 0.1 $4.5M 252k 17.84
Seacor Holding Inc note 3.000 11/1 0.1 $5.3M 5.6M 0.95
Spectrum Pharmaceuticals Inc conv 0.1 $4.7M 2.5M 1.86
Direxion Shs Etf New Daily Eme etf (EDC) 0.1 $5.0M 40k 125.72
Andeavor 0.1 $5.1M 45k 114.33
Social Cap Hedosophia Hldgs unit 99/99/9999 0.1 $5.4M 511k 10.60
Berkshire Hathaway (BRK.B) 0.0 $4.0M 20k 198.20
Caterpillar (CAT) 0.0 $3.6M 23k 157.57
CSX Corporation (CSX) 0.0 $3.6M 65k 55.00
Morgan Stanley (MS) 0.0 $3.7M 71k 52.46
International Paper Company (IP) 0.0 $4.2M 72k 57.93
Raytheon Company 0.0 $4.1M 22k 187.81
Becton, Dickinson and (BDX) 0.0 $3.5M 16k 214.02
Red Hat 0.0 $4.2M 35k 120.09
BB&T Corporation 0.0 $4.1M 82k 49.72
Deere & Company (DE) 0.0 $3.9M 25k 156.48
Occidental Petroleum Corporation (OXY) 0.0 $3.7M 50k 73.66
Freeport-McMoRan Copper & Gold (FCX) 0.0 $3.5M 186k 18.83
AutoZone (AZO) 0.0 $3.6M 5.0k 711.20
Sina Corporation 0.0 $4.0M 40k 100.30
Radian (RDN) 0.0 $3.6M 173k 20.61
Activision Blizzard 0.0 $3.5M 56k 63.31
Array BioPharma 0.0 $3.7M 289k 12.80
Steel Dynamics (STLD) 0.0 $4.3M 100k 43.13
Cimarex Energy 0.0 $3.7M 30k 122.00
Akorn 0.0 $4.0M 126k 32.23
WGL Holdings 0.0 $4.2M 49k 85.83
Morgan Stanley China A Share Fund (CAF) 0.0 $3.5M 152k 23.38
Asa (ASA) 0.0 $3.8M 332k 11.32
Bank Of America Corp w exp 10/201 0.0 $4.1M 2.0M 2.09
Vanguard European ETF (VGK) 0.0 $4.1M 69k 59.14
CurrencyShares Japanese Yen Trust 0.0 $4.3M 50k 85.14
Reaves Utility Income Fund (UTG) 0.0 $4.0M 128k 30.94
Hawaiian Telcom Holdco 0.0 $3.8M 123k 30.85
Hca Holdings (HCA) 0.0 $3.6M 41k 87.82
Palo Alto Networks (PANW) 0.0 $3.7M 26k 144.86
Tenet Healthcare Corporation (THC) 0.0 $3.5M 233k 15.16
Intercept Pharmaceuticals In 0.0 $4.3M 74k 57.50
REPCOM cla 0.0 $4.2M 37k 113.05
Pinnacle Foods Inc De 0.0 $3.8M 64k 59.47
Twitter 0.0 $4.2M 174k 24.00
Frontier Communications Corp pfd conv ser-a 0.0 $4.3M 411k 10.38
Teladoc (TDOC) 0.0 $3.8M 109k 34.84
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.0 $3.6M 3.3M 1.08
Ptc Therapeutics Inc conv bd us 0.0 $4.0M 5.1M 0.78
Protalix Biotherapeutics Inc note 7.500%11/1 0.0 $3.6M 3.7M 0.95
Kayne Anderson Acquisition unit 06/30/2022 0.0 $3.9M 396k 9.96
Proshares Tr Ii Vix Strmfut Et etfeqty 0.0 $4.0M 171k 23.15
Proshares Ultra Vix Short-term Futures Etf etf 0.0 $3.6M 355k 10.21
Osprey Energy Acquisition Co unit 07/21/2022 0.0 $3.7M 371k 9.95
BP (BP) 0.0 $2.6M 62k 42.02
Comcast Corporation (CMCSA) 0.0 $2.5M 62k 40.04
Petroleo Brasileiro SA (PBR) 0.0 $3.4M 337k 10.18
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $2.6M 2.0k 1309.36
Walt Disney Company (DIS) 0.0 $3.2M 30k 107.50
India Fund (IFN) 0.0 $2.5M 96k 26.12
Nordstrom (JWN) 0.0 $2.7M 57k 47.38
Rent-A-Center (UPBD) 0.0 $2.7M 247k 11.10
Air Products & Chemicals (APD) 0.0 $2.8M 17k 164.06
ConocoPhillips (COP) 0.0 $2.9M 53k 54.87
eBay (EBAY) 0.0 $3.4M 89k 37.74
General Mills (GIS) 0.0 $3.4M 58k 59.28
Hess (HES) 0.0 $2.9M 62k 47.46
iShares Russell 1000 Value Index (IWD) 0.0 $2.5M 20k 124.29
SL Green Realty 0.0 $2.9M 28k 100.93
Dover Corporation (DOV) 0.0 $3.0M 30k 100.98
51job 0.0 $2.9M 48k 60.84
Chesapeake Energy Corporation 0.0 $2.9M 725k 3.96
Southwestern Energy Company 0.0 $2.6M 464k 5.58
Delta Air Lines (DAL) 0.0 $2.6M 47k 56.00
PowerShares DB Com Indx Trckng Fund 0.0 $2.6M 158k 16.61
Under Armour (UAA) 0.0 $2.8M 194k 14.40
Medicines Company 0.0 $2.8M 103k 27.34
Mack-Cali Realty (VRE) 0.0 $3.1M 146k 21.56
Exelixis (EXEL) 0.0 $2.8M 92k 30.40
Anworth Mortgage Asset Corporation 0.0 $2.9M 526k 5.44
NxStage Medical 0.0 $2.8M 116k 24.23
General Communication 0.0 $2.7M 68k 39.02
Golar Lng (GLNG) 0.0 $2.7M 90k 29.81
Consumer Staples Select Sect. SPDR (XLP) 0.0 $2.8M 49k 56.88
Templeton Dragon Fund (TDF) 0.0 $3.3M 155k 21.50
EXACT Sciences Corporation (EXAS) 0.0 $3.2M 60k 52.36
Sparton Corporation 0.0 $2.9M 124k 23.06
Vanguard Value ETF (VTV) 0.0 $2.8M 26k 106.29
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $3.1M 193k 15.88
General American Investors (GAM) 0.0 $3.4M 100k 34.40
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.0 $2.8M 462k 5.99
Mexico Fund (MXF) 0.0 $3.2M 205k 15.75
MiMedx (MDXG) 0.0 $3.2M 252k 12.61
American Assets Trust Inc reit (AAT) 0.0 $3.1M 80k 38.23
Nuveen Energy Mlp Total Return etf 0.0 $2.7M 241k 11.39
Ddr Corp 0.0 $2.9M 319k 8.96
Brookfield Global Listed 0.0 $2.7M 208k 12.93
Ensco Plc Shs Class A 0.0 $3.2M 546k 5.88
Tortoise Energy equity 0.0 $2.5M 189k 13.28
Constellium Holdco B V cl a 0.0 $3.4M 305k 11.15
Cherry Hill Mort (CHMI) 0.0 $3.2M 176k 17.98
Goldman Sachs Mlp Energy Ren 0.0 $2.9M 467k 6.15
Zillow Group Inc Cl A (ZG) 0.0 $3.3M 82k 40.73
Party City Hold 0.0 $2.5M 179k 13.94
Wpx Energy Inc p 0.0 $3.2M 52k 61.39
Lumentum Hldgs (LITE) 0.0 $3.3M 68k 48.89
Nextera Energy Inc unit 08/31/2018 0.0 $2.8M 40k 69.82
Stericycle, Inc. pfd cv 0.0 $3.1M 59k 53.17
Ionis Pharmaceuticals (IONS) 0.0 $2.5M 49k 50.28
Innoviva (INVA) 0.0 $2.7M 189k 14.19
Tailored Brands 0.0 $2.7M 124k 21.80
Hertz Global Holdings 0.0 $2.9M 130k 22.10
Saban Cap Acquisition Corp unit 99/99/9999 0.0 $2.6M 251k 10.52
Rh (RH) 0.0 $3.0M 35k 86.20
Technipfmc (FTI) 0.0 $2.5M 80k 31.30
Proshares Tr ultrapro short q 0.0 $2.5M 115k 21.51
Veeco Instrs Inc Del note 2.700% 1/1 0.0 $3.3M 3.8M 0.87
Energy Xxi Gulfcoast 0.0 $3.3M 568k 5.74
Gores Hldgs Ii 0.0 $3.1M 315k 9.94
Peabody Energy (BTU) 0.0 $2.9M 72k 39.37
Constellation Alpha Capital unit 99/99/9999 0.0 $2.9M 280k 10.18
Tpg Pace Energy Hldgs Corp unit 99/99/9999 0.0 $3.3M 326k 10.25
Haymaker Acquisition unit 10/19/2022 0.0 $3.4M 339k 9.90
Barrick Gold Corp (GOLD) 0.0 $2.0M 136k 14.44
Lear Corporation (LEA) 0.0 $1.8M 10k 176.60
NRG Energy (NRG) 0.0 $2.4M 85k 28.48
MasterCard Incorporated (MA) 0.0 $1.6M 11k 151.30
Suntrust Banks Inc $1.00 Par Cmn 0.0 $1.7M 27k 64.56
Wal-Mart Stores (WMT) 0.0 $2.5M 25k 98.72
Eli Lilly & Co. (LLY) 0.0 $2.1M 25k 84.44
Bunge 0.0 $1.6M 24k 67.07
Dominion Resources (D) 0.0 $2.3M 28k 81.05
Morgan Stanley India Investment Fund (IIF) 0.0 $2.2M 67k 33.14
Microchip Technology (MCHP) 0.0 $2.2M 25k 87.86
Public Storage (PSA) 0.0 $1.6M 7.6k 208.95
Sherwin-Williams Company (SHW) 0.0 $2.3M 5.5k 410.00
Harris Corporation 0.0 $1.7M 12k 141.58
Avista Corporation (AVA) 0.0 $2.4M 46k 51.48
JetBlue Airways Corporation (JBLU) 0.0 $2.3M 105k 22.34
CVS Caremark Corporation (CVS) 0.0 $1.9M 26k 72.46
AGCO Corporation (AGCO) 0.0 $2.0M 28k 71.43
Altria (MO) 0.0 $1.5M 21k 71.39
Cemex SAB de CV (CX) 0.0 $1.9M 249k 7.50
International Business Machines (IBM) 0.0 $2.3M 15k 153.40
Liberty Media 0.0 $2.1M 86k 24.42
Texas Instruments Incorporated (TXN) 0.0 $2.1M 20k 104.40
Regal Entertainment 0.0 $1.8M 80k 23.01
Beacon Roofing Supply (BECN) 0.0 $1.5M 24k 63.75
Applied Materials (AMAT) 0.0 $1.6M 31k 51.10
Oracle Corporation (ORCL) 0.0 $2.3M 48k 47.18
Netflix (NFLX) 0.0 $2.5M 13k 191.93
New Oriental Education & Tech 0.0 $1.9M 20k 94.00
Webster Financial Corporation (WBS) 0.0 $1.7M 30k 56.13
Sigma Designs 0.0 $1.7M 249k 6.95
Bristow 0.0 $2.0M 149k 13.47
Canadian Solar (CSIQ) 0.0 $1.7M 100k 16.86
DiamondRock Hospitality Company (DRH) 0.0 $2.4M 209k 11.29
Bottomline Technologies 0.0 $1.7M 49k 34.67
LaSalle Hotel Properties 0.0 $2.3M 80k 28.06
Southwest Airlines (LUV) 0.0 $1.9M 30k 65.40
Semtech Corporation (SMTC) 0.0 $1.5M 43k 34.18
Belden (BDC) 0.0 $1.8M 24k 77.14
Ciena Corporation (CIEN) 0.0 $2.3M 109k 20.92
Capella Education Company 0.0 $1.7M 21k 77.38
Wabtec Corporation (WAB) 0.0 $1.6M 20k 81.43
Westlake Chemical Corporation (WLK) 0.0 $2.1M 20k 106.50
Acorda Therapeutics 0.0 $1.9M 87k 21.45
Deltic Timber Corporation 0.0 $1.7M 19k 91.52
American International (AIG) 0.0 $1.8M 30k 59.57
Ball Corporation (BALL) 0.0 $1.5M 40k 37.85
CBL & Associates Properties 0.0 $1.9M 331k 5.66
Liberty Property Trust 0.0 $1.7M 39k 42.99
Unisys Corporation (UIS) 0.0 $2.1M 256k 8.15
iShares Dow Jones US Real Estate (IYR) 0.0 $2.4M 30k 81.00
Nxp Semiconductors N V (NXPI) 0.0 $1.6M 14k 117.09
Vanguard Growth ETF (VUG) 0.0 $1.6M 11k 140.60
Cohen & Steers Quality Income Realty (RQI) 0.0 $2.5M 195k 12.65
Hydrogenics Corporation 0.0 $1.8M 158k 11.10
Hldgs (UAL) 0.0 $2.3M 34k 67.39
Industries N shs - a - (LYB) 0.0 $2.4M 22k 110.31
Morgan Stanley Emerging Markets Fund 0.0 $2.2M 125k 17.88
CurrencyShares Australian Dollar Trust 0.0 $2.3M 30k 78.03
iShares MSCI Australia Index Fund (EWA) 0.0 $1.5M 64k 23.15
RMR Asia Pacific Real Estate Fund 0.0 $2.2M 113k 19.08
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $2.3M 160k 14.33
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $1.5M 341k 4.39
Western Asset High Incm Fd I (HIX) 0.0 $2.1M 301k 6.97
WisdomTree Japan Total Dividend (DXJ) 0.0 $1.5M 25k 59.32
John Hancock Tax Adva Glbl Share. Yld 0.0 $1.6M 186k 8.81
Nuveen Conn Prem Income Mun sh ben int 0.0 $1.6M 132k 11.91
Apollo Sr Floating Rate Fd I (AFT) 0.0 $2.0M 124k 16.22
Xylem (XYL) 0.0 $2.0M 30k 68.20
First Trust Strategic 0.0 $2.0M 154k 12.87
Clovis Oncology 0.0 $1.8M 26k 68.00
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $2.0M 30k 68.35
Gamco Global Gold Natural Reso (GGN) 0.0 $2.4M 456k 5.21
Clearbridge Energy M 0.0 $1.5M 131k 11.61
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $1.6M 73k 22.33
Stratasys (SSYS) 0.0 $2.0M 100k 19.96
Ja Solar Holdings Co Ltd spon adr rep5ord 0.0 $1.7M 227k 7.46
M&t Bank Corp Wts Exp 12/23/1 wts 0.0 $1.5M 15k 97.57
Prudential Gl Sh Dur Hi Yld 0.0 $2.1M 144k 14.40
L Brands 0.0 $2.3M 38k 60.22
Tableau Software Inc Cl A 0.0 $1.7M 25k 69.17
Leidos Holdings (LDOS) 0.0 $2.1M 33k 64.55
Ascent Cap Group Inc note 4.000% 7/1 0.0 $1.9M 2.4M 0.77
Eaton Vance Fltg Rate In 0.0 $1.7M 102k 16.31
Essent (ESNT) 0.0 $1.8M 42k 43.40
Thl Cr Sr Ln 0.0 $1.7M 101k 16.86
Endo International 0.0 $1.8M 237k 7.75
Voya Emerging Markets High I etf (IHD) 0.0 $1.7M 193k 8.90
Voya Prime Rate Trust sh ben int 0.0 $1.8M 350k 5.07
Parsley Energy Inc-class A 0.0 $2.2M 75k 29.44
Gopro (GPRO) 0.0 $1.9M 256k 7.57
Medidata Solutions Inc conv 0.0 $2.3M 2.0M 1.16
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.0 $1.6M 279k 5.85
Wayfair (W) 0.0 $2.3M 29k 80.24
Etsy (ETSY) 0.0 $2.2M 106k 20.44
Tekla World Healthcare Fd ben int (THW) 0.0 $2.2M 163k 13.61
Vareit, Inc reits 0.0 $1.7M 222k 7.79
Welltower Inc Com reit (WELL) 0.0 $2.0M 31k 63.75
Aqua Metals (AQMS) 0.0 $1.9M 886k 2.13
Surgery Partners (SGRY) 0.0 $2.1M 173k 12.10
Fortive (FTV) 0.0 $2.2M 30k 72.33
Wheeler Real Estate Invt Tr pfd cnv ser d (WHLRD) 0.0 $1.8M 88k 20.10
Alcoa (AA) 0.0 $2.2M 40k 53.86
Landcadia Hldgs Inc cl a 0.0 $2.1M 215k 9.94
L3 Technologies 0.0 $2.2M 11k 197.82
First Tr Sr Floating Rate 20 0.0 $2.1M 233k 9.13
Gty Technology Holdings Inc cl a 0.0 $2.1M 213k 9.93
Fintech Acquisition Corp Ii 0.0 $2.2M 218k 9.92
Gores Hldgs Ii Inc unit 99/99/9999 0.0 $2.1M 200k 10.36
Drxn D Jr Gold3x direxion shs etf tr 0.0 $2.1M 116k 17.75
Arcelormittal Cl A Ny Registry (MT) 0.0 $1.6M 50k 32.30
Baker Hughes A Ge Company (BKR) 0.0 $1.6M 50k 31.63
Tpg Pace Holdings Corp 0.0 $2.3M 219k 10.35
Vantage Energy Acquisition 0.0 $2.2M 225k 9.72
Vantage Energy Acquisition unit 04/12/2024 0.0 $1.7M 170k 10.19
Bison Cap Acquisition Corp unit 99/99/9999t 0.0 $1.5M 151k 10.26
Cleveland-cliffs (CLF) 0.0 $2.2M 301k 7.21
Roku (ROKU) 0.0 $1.6M 30k 51.77
Capitol Invt Corp Iv unit 99/99/9999 0.0 $2.3M 230k 10.01
Federal Str Acquisition Corp cl a 0.0 $1.9M 200k 9.71
Federal Str Acquisition Corp unit 99/99/9999 0.0 $1.5M 151k 10.25
Pensare Acquisition Corp unit 07/27/2022 0.0 $2.1M 200k 10.32
Manitowoc Co Inc/the (MTW) 0.0 $1.6M 40k 39.32
Cm Seven Star Acquisition Co unit 08/21/2022 0.0 $1.5M 155k 9.95
Legacy Acquisition Corp unit 05/31/2024 0.0 $1.5M 150k 9.94
Cit 0.0 $551k 11k 49.14
Seacor Holdings 0.0 $552k 12k 46.11
U.S. Bancorp (USB) 0.0 $552k 10k 53.40
Lincoln National Corporation (LNC) 0.0 $780k 10k 76.86
Range Resources (RRC) 0.0 $1.4M 82k 17.06
Martin Marietta Materials (MLM) 0.0 $1.1M 5.0k 221.00
Chevron Corporation (CVX) 0.0 $676k 5.4k 125.19
Lennar Corporation (LEN) 0.0 $993k 16k 63.18
United Parcel Service (UPS) 0.0 $917k 7.7k 119.03
At&t (T) 0.0 $777k 20k 38.85
Apache Corporation 0.0 $1.1M 25k 42.20
Avon Products 0.0 $984k 458k 2.15
Cummins (CMI) 0.0 $688k 3.9k 176.41
Digital Realty Trust (DLR) 0.0 $1.2M 11k 113.83
Host Hotels & Resorts (HST) 0.0 $580k 29k 19.85
J.C. Penney Company 0.0 $1.3M 424k 3.15
Automatic Data Processing (ADP) 0.0 $1.0M 8.8k 117.12
Electronic Arts (EA) 0.0 $633k 6.0k 105.03
Apartment Investment and Management 0.0 $567k 13k 43.70
Las Vegas Sands (LVS) 0.0 $1.4M 20k 69.49
Analog Devices (ADI) 0.0 $1.3M 15k 88.98
Equity Residential (EQR) 0.0 $910k 14k 63.73
Tyson Foods (TSN) 0.0 $660k 8.1k 81.00
AstraZeneca (AZN) 0.0 $929k 27k 34.66
CenturyLink 0.0 $647k 39k 16.68
Anadarko Petroleum Corporation 0.0 $825k 16k 53.33
Capital One Financial (COF) 0.0 $1.0M 10k 99.52
Maxim Integrated Products 0.0 $1.3M 25k 52.28
NCR Corporation (VYX) 0.0 $870k 26k 33.98
Encana Corp 0.0 $848k 64k 13.32
Biogen Idec (BIIB) 0.0 $748k 2.4k 318.30
Mitsubishi UFJ Financial (MUFG) 0.0 $581k 80k 7.26
Total (TTE) 0.0 $1.0M 19k 55.27
Stericycle (SRCL) 0.0 $659k 9.7k 67.94
Kellogg Company (K) 0.0 $1.1M 17k 67.95
American Woodmark Corporation (AMWD) 0.0 $1.1M 8.5k 130.24
D.R. Horton (DHI) 0.0 $510k 10k 51.00
Advance Auto Parts (AAP) 0.0 $996k 10k 99.60
Vornado Realty Trust (VNO) 0.0 $574k 7.4k 78.08
First Solar (FSLR) 0.0 $1.0M 15k 67.47
MercadoLibre (MELI) 0.0 $629k 2.0k 314.50
Avis Budget (CAR) 0.0 $1.1M 25k 43.87
Rite Aid Corporation 0.0 $1.2M 598k 1.97
Enbridge (ENB) 0.0 $579k 15k 39.10
Maxwell Technologies 0.0 $522k 91k 5.76
RPC (RES) 0.0 $1.3M 50k 25.52
Zions Bancorporation (ZION) 0.0 $874k 17k 50.81
Community Health Systems (CYH) 0.0 $692k 164k 4.22
iShares MSCI EMU Index (EZU) 0.0 $799k 18k 43.35
Mizuho Financial (MFG) 0.0 $637k 175k 3.64
Air Transport Services (ATSG) 0.0 $930k 40k 23.13
Quest Diagnostics Incorporated (DGX) 0.0 $1.0M 10k 98.43
DTE Energy Company (DTE) 0.0 $672k 6.1k 109.45
FMC Corporation (FMC) 0.0 $946k 10k 94.60
Harmonic (HLIT) 0.0 $585k 140k 4.19
Infinera (INFN) 0.0 $622k 98k 6.32
Ramco-Gershenson Properties Trust 0.0 $1.4M 92k 14.72
Universal Insurance Holdings (UVE) 0.0 $663k 24k 27.31
Bank Mutual Corporation 0.0 $1.1M 100k 10.65
Chicago Bridge & Iron Company 0.0 $706k 44k 16.11
Denbury Resources 0.0 $623k 282k 2.21
MGM Resorts International. (MGM) 0.0 $1.0M 30k 33.36
Duke Realty Corporation 0.0 $1.3M 48k 27.20
Kansas City Southern 0.0 $1.1M 10k 105.20
Corporate Office Properties Trust (CDP) 0.0 $1.4M 48k 29.19
PS Business Parks 0.0 $657k 5.3k 124.98
Revlon 0.0 $545k 25k 21.80
Conn's (CONNQ) 0.0 $1.5M 42k 35.20
HCP 0.0 $692k 27k 26.04
Taubman Centers 0.0 $543k 8.3k 65.40
Teck Resources Ltd cl b (TECK) 0.0 $1.3M 50k 26.16
Nabors Industries 0.0 $512k 75k 6.83
Scripps Networks Interactive 0.0 $915k 11k 85.31
Wts Wells Fargo & Co. 0.0 $1.5M 54k 27.49
iShares S&P 500 Growth Index (IVW) 0.0 $776k 5.1k 152.61
iShares Russell 2000 Value Index (IWN) 0.0 $1.3M 10k 125.72
Financial Select Sector SPDR (XLF) 0.0 $914k 33k 27.89
Signet Jewelers (SIG) 0.0 $1.0M 18k 56.50
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $882k 3.6k 247.20
Capital One Financial Cor w exp 11/201 0.0 $1.3M 23k 57.94
Jpmorgan Chase & Co. w exp 10/201 0.0 $932k 14k 66.38
Ironwood Pharmaceuticals (IRWD) 0.0 $1.1M 77k 14.29
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $1.3M 81k 16.28
Acadia Realty Trust (AKR) 0.0 $1.4M 53k 27.34
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $985k 120k 8.22
iShares S&P Europe 350 Index (IEV) 0.0 $537k 11k 47.21
Adams Express Company (ADX) 0.0 $508k 34k 15.01
Calamos Strategic Total Return Fund (CSQ) 0.0 $705k 58k 12.08
Eaton Vance Municipal Income Trust (EVN) 0.0 $1.4M 113k 12.39
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $919k 64k 14.43
Eaton Vance Tax-advntg Glbl Di (ETG) 0.0 $698k 40k 17.33
Sabra Health Care REIT (SBRA) 0.0 $514k 27k 18.74
Gabelli Dividend & Income Trust (GDV) 0.0 $881k 38k 23.39
LMP Capital and Income Fund (SCD) 0.0 $1.3M 94k 13.95
Kratos Defense & Security Solutions (KTOS) 0.0 $529k 50k 10.58
Piedmont Office Realty Trust (PDM) 0.0 $989k 50k 19.60
Sumitomo Mitsui Financial Grp (SMFG) 0.0 $1.1M 125k 8.69
Kayne Anderson Energy Total Return Fund 0.0 $1.3M 128k 10.06
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $1.2M 32k 38.06
Hartford Finl Svcs Wt Exp 0626 wt 0.0 $514k 10k 51.45
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $1.4M 33k 40.69
Enerplus Corp 0.0 $742k 76k 9.78
Eaton Vance Senior Income Trust (EVF) 0.0 $1.4M 219k 6.52
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $1.0M 79k 12.89
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $1.4M 183k 7.70
BlackRock Municipal Bond Trust 0.0 $966k 64k 15.15
BlackRock Municipal Income Trust II (BLE) 0.0 $1.3M 88k 14.43
Blackrock Muniholdings Fund II 0.0 $638k 43k 14.78
First Tr/aberdeen Emerg Opt 0.0 $835k 51k 16.32
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $1.4M 117k 12.40
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.0 $1.1M 91k 12.14
iShares S&P Global Infrastructure Index (IGF) 0.0 $511k 11k 45.14
Neuberger Berman NY Int Mun Common 0.0 $796k 66k 12.16
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.0 $1.1M 67k 15.74
Nuveen PA Investnt Quality Municipal (NQP) 0.0 $795k 61k 13.14
Nuveen Maryland Premium Income Municipal 0.0 $1.3M 105k 12.57
Dreyfus High Yield Strategies Fund 0.0 $1.0M 313k 3.34
Bancroft Fund (BCV) 0.0 $950k 44k 21.75
First Trust/Aberdeen Global Opportunity 0.0 $764k 66k 11.66
Blackrock California Mun. Income Trust (BFZ) 0.0 $866k 63k 13.77
BlackRock MuniHoldings New York Insured (MHN) 0.0 $658k 49k 13.38
DTF Tax Free Income (DTF) 0.0 $1.4M 102k 14.05
Eaton Vance Nj Muni Income T sh ben int 0.0 $501k 43k 11.73
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.0 $727k 119k 6.14
Neuberger Ber. CA Intermediate Muni Fund 0.0 $948k 70k 13.59
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $1.2M 87k 14.31
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $885k 65k 13.68
Western Asset Municipal Partners Fnd 0.0 $798k 52k 15.22
Nuveen Michigan Qlity Incom Municipal 0.0 $779k 59k 13.25
Taiwan Fund (TWN) 0.0 $698k 34k 20.84
Delaware Inv Mn Mun Inc Fd I 0.0 $600k 45k 13.45
First Tr High Income L/s (FSD) 0.0 $1.4M 82k 16.56
New Ireland Fund 0.0 $647k 52k 12.53
Western Asset Municipal D Opp Trust 0.0 $630k 30k 20.88
Cbre Clarion Global Real Estat re (IGR) 0.0 $876k 111k 7.91
Nuveen Sht Dur Cr Opp 0.0 $536k 32k 16.61
Ralph Lauren Corp (RL) 0.0 $914k 8.8k 103.59
Duff & Phelps Global (DPG) 0.0 $746k 48k 15.52
Profire Energy (PFIE) 0.0 $495k 258k 1.92
American Tower Reit (AMT) 0.0 $984k 6.9k 142.61
Tripadvisor (TRIP) 0.0 $1.3M 37k 34.44
Zynga 0.0 $1.2M 300k 4.00
Synergy Pharmaceuticals 0.0 $1.1M 482k 2.23
Associated Banc Corp *w exp 11/21/201 0.0 $577k 94k 6.14
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $638k 95k 6.70
Caesars Entertainment 0.0 $1.1M 90k 12.64
Cui Global 0.0 $1.4M 507k 2.75
Ares Coml Real Estate (ACRE) 0.0 $860k 67k 12.89
Tronox 0.0 $625k 31k 20.49
Sarepta Therapeutics (SRPT) 0.0 $556k 10k 55.60
Workday Inc cl a (WDAY) 0.0 $620k 6.1k 101.64
Madison Covered Call Eq Strat (MCN) 0.0 $663k 86k 7.72
Allianzgi Nfj Divid Int Prem S cefs 0.0 $1.3M 101k 13.05
Apollo Tactical Income Fd In (AIF) 0.0 $838k 53k 15.74
Doubleline Income Solutions (DSL) 0.0 $995k 49k 20.17
Twenty-first Century Fox 0.0 $518k 15k 34.52
Sprint 0.0 $1.1M 183k 5.89
Ivy High Income Opportunities 0.0 $1.4M 96k 15.11
Blackberry (BB) 0.0 $1.4M 124k 11.10
Ptc Therapeutics I (PTCT) 0.0 $497k 30k 16.68
Sprouts Fmrs Mkt (SFM) 0.0 $1.2M 51k 24.35
Straight Path Communic Cl B 0.0 $1.1M 6.1k 181.64
Fireeye 0.0 $710k 50k 14.20
American Homes 4 Rent-a reit (AMH) 0.0 $605k 28k 21.81
Guggenheim Cr Allocation 0.0 $568k 26k 21.91
Singapore Fund 0.0 $1.3M 101k 12.42
Brixmor Prty (BRX) 0.0 $569k 31k 18.65
Amc Entmt Hldgs Inc Cl A 0.0 $774k 51k 15.09
Platform Specialty Prods Cor 0.0 $1.0M 105k 9.91
Clifton Ban 0.0 $1.1M 63k 17.10
Pentair cs (PNR) 0.0 $494k 7.0k 70.57
Now (DNOW) 0.0 $1.1M 101k 11.03
Ally Financial (ALLY) 0.0 $906k 31k 29.13
Washington Prime (WB) 0.0 $1.3M 12k 103.44
Sun Bancorp Inc New Jers 0.0 $1.1M 44k 24.29
Dws Municipal Income Trust 0.0 $1.2M 104k 11.90
Deutsche Strategic Municipal Income Trust 0.0 $1.0M 88k 11.78
Tekla Healthcare Opportunit (THQ) 0.0 $942k 54k 17.50
Paramount Group Inc reit (PGRE) 0.0 $1.3M 80k 15.84
Axalta Coating Sys (AXTA) 0.0 $1.3M 40k 32.34
Miller Howard High Inc Eqty (HIE) 0.0 $1.0M 82k 12.47
Mylan Nv 0.0 $1.5M 34k 42.22
American Superconductor (AMSC) 0.0 $862k 237k 3.63
Sprott Focus Tr (FUND) 0.0 $962k 122k 7.91
Kraft Heinz (KHC) 0.0 $630k 8.1k 77.71
Bwx Technologies (BWXT) 0.0 $604k 10k 60.40
Armour Residential Reit Inc Re 0.0 $754k 29k 25.69
Everi Hldgs (EVRI) 0.0 $1.3M 176k 7.53
Hubbell (HUBB) 0.0 $914k 6.8k 135.23
Western Asset Corporate Loan F 0.0 $1.3M 122k 10.52
Proshares Tr short s&p 500 ne (SH) 0.0 $842k 28k 30.18
Quorum Health 0.0 $560k 90k 6.23
Johnson Controls International Plc equity (JCI) 0.0 $721k 19k 38.10
Arconic 0.0 $1.0M 38k 27.25
Envision Healthcare 0.0 $968k 28k 34.56
Xenith Bankshares 0.0 $992k 29k 33.81
Gty Technology Holdings Inc. unit 99/99/9999 0.0 $593k 58k 10.30
Goodrich Petroleum 0.0 $1.3M 118k 10.90
Saban Cap Acquisition 0.0 $495k 50k 9.90
Stone Energy Corp *w exp 02/28/202 0.0 $927k 186k 4.99
Matlin & Partners Acquisitio unit 05/28/2021a 0.0 $1.3M 130k 10.15
Daily Gold Miners Index Bull 3x Shs New Feb 2017 0.0 $1.5M 46k 31.69
Direxion Shs Etf Tr call 0.0 $702k 23k 29.95
Hennessy Cap Acquston Corp I unit 06/15/2024 0.0 $1.5M 140k 10.36
Matlin & Partners Acquisitio cl a 0.0 $1.5M 150k 9.76
Kkr Real Estate Finance Trust (KREF) 0.0 $727k 36k 19.99
Granite Pt Mtg Tr (GPMT) 0.0 $1.4M 79k 17.73
Ssr Mining (SSRM) 0.0 $852k 97k 8.78
Draper Oakwood Technology unit 09/30/2024 0.0 $946k 90k 10.53
Hennessy Cap Acquston Corp I 0.0 $980k 100k 9.80
Tpg Re Finance Trust Inc reit (TRTX) 0.0 $1.2M 62k 19.04
Industrea Acquisition Corp unit 07/21/2024 0.0 $753k 75k 10.04
Black Ridge Acquisition Corp 0.0 $1.4M 150k 9.65
Regalwood Global Energy Ltd unit 99/99/9999 0.0 $994k 100k 9.94
Sentinel Energy Svcs Inc unit 11/02/2022 0.0 $747k 75k 9.96
Haymaker Acquisition Corp 0.0 $956k 100k 9.56
Compass Minerals International (CMP) 0.0 $90k 1.3k 71.88
Keryx Biopharmaceuticals 0.0 $367k 79k 4.64
Cognizant Technology Solutions (CTSH) 0.0 $34k 488.00 69.67
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $60k 1.3k 46.15
Ansys (ANSS) 0.0 $62k 426.00 145.54
Wts/first Financial Bancorp 12.90 wts 0.0 $1.0k 100.00 10.00
Genworth Financial (GNW) 0.0 $156k 50k 3.11
Blackstone 0.0 $67k 2.1k 31.90
Devon Energy Corporation (DVN) 0.0 $45k 1.1k 40.50
Republic Services (RSG) 0.0 $79k 1.2k 67.12
Abbott Laboratories (ABT) 0.0 $399k 7.0k 57.00
Great Plains Energy Incorporated 0.0 $21k 680.00 30.88
KB Home (KBH) 0.0 $35k 1.1k 31.47
Pulte (PHM) 0.0 $7.0k 238.00 29.41
Carnival Corporation (CCL) 0.0 $62k 938.00 66.10
Copart (CPRT) 0.0 $101k 2.3k 43.03
H&R Block (HRB) 0.0 $131k 5.0k 26.20
Kimberly-Clark Corporation (KMB) 0.0 $301k 2.5k 120.40
LKQ Corporation (LKQ) 0.0 $109k 2.7k 40.58
Mattel (MAT) 0.0 $177k 12k 15.33
NetApp (NTAP) 0.0 $96k 1.7k 55.08
Newmont Mining Corporation (NEM) 0.0 $376k 10k 37.43
Nuance Communications 0.0 $282k 17k 16.30
Paychex (PAYX) 0.0 $55k 820.00 67.07
Rollins (ROL) 0.0 $104k 2.2k 46.37
Travelers Companies (TRV) 0.0 $87k 646.00 134.67
Brown-Forman Corporation (BF.B) 0.0 $9.0k 135.00 66.67
Nu Skin Enterprises (NUS) 0.0 $103k 1.5k 68.03
Vulcan Materials Company (VMC) 0.0 $26k 205.00 126.83
Western Digital (WDC) 0.0 $99k 1.2k 79.39
Healthcare Realty Trust Incorporated 0.0 $204k 6.4k 32.07
Masco Corporation (MAS) 0.0 $338k 7.7k 43.91
Invacare Corporation 0.0 $114k 6.8k 16.76
Barnes (B) 0.0 $10k 166.00 60.24
Synopsys (SNPS) 0.0 $23k 279.00 82.44
Crane 0.0 $14k 168.00 83.33
WellCare Health Plans 0.0 $46k 233.00 197.42
Campbell Soup Company (CPB) 0.0 $59k 1.2k 47.43
Kroger (KR) 0.0 $411k 15k 27.40
Potash Corp. Of Saskatchewan I 0.0 $25k 1.2k 20.13
Integrated Device Technology 0.0 $169k 5.7k 29.65
MSC Industrial Direct (MSM) 0.0 $92k 955.00 96.34
Apple (AAPL) 0.0 $101k 600.00 168.33
CIGNA Corporation 0.0 $26k 129.00 201.55
Macy's (M) 0.0 $367k 15k 25.10
Nextera Energy (NEE) 0.0 $89k 572.00 155.59
Philip Morris International (PM) 0.0 $126k 1.2k 105.00
UnitedHealth (UNH) 0.0 $19k 89.00 213.48
Weyerhaeuser Company (WY) 0.0 $198k 5.6k 35.11
Williams Companies (WMB) 0.0 $362k 12k 30.44
Dillard's (DDS) 0.0 $375k 6.3k 60.00
PG&E Corporation (PCG) 0.0 $154k 3.4k 44.73
TJX Companies (TJX) 0.0 $211k 2.8k 76.26
Southern Company (SO) 0.0 $314k 6.5k 47.98
Marriott International (MAR) 0.0 $128k 944.00 135.59
Washington Real Estate Investment Trust (ELME) 0.0 $355k 11k 31.07
Deluxe Corporation (DLX) 0.0 $109k 1.4k 76.65
Dollar Tree (DLTR) 0.0 $63k 593.00 106.24
Penn National Gaming (PENN) 0.0 $6.0k 210.00 28.57
Toll Brothers (TOL) 0.0 $42k 895.00 46.93
Hovnanian Enterprises 0.0 $6.0k 2.0k 3.00
FLIR Systems 0.0 $53k 1.2k 45.89
AvalonBay Communities (AVB) 0.0 $268k 1.5k 177.84
Westar Energy 0.0 $40k 764.00 52.36
Dynex Capital 0.0 $306k 44k 7.01
PDL BioPharma 0.0 $281k 103k 2.74
Alliance Data Systems Corporation (BFH) 0.0 $415k 1.6k 253.20
C.H. Robinson Worldwide (CHRW) 0.0 $138k 1.6k 88.52
Fastenal Company (FAST) 0.0 $104k 1.9k 54.19
IDEX Corporation (IEX) 0.0 $24k 187.00 128.34
Gra (GGG) 0.0 $7.0k 166.00 42.17
Pioneer Floating Rate Trust (PHD) 0.0 $335k 29k 11.45
Sears Holdings Corporation 0.0 $373k 105k 3.57
NVR (NVR) 0.0 $56k 16.00 3500.00
Trex Company (TREX) 0.0 $99k 918.00 107.84
New York Times Company (NYT) 0.0 $205k 11k 18.47
Toro Company (TTC) 0.0 $5.0k 89.00 56.18
Fair Isaac Corporation (FICO) 0.0 $7.0k 50.00 140.00
Lexington Realty Trust (LXP) 0.0 $74k 7.7k 9.65
Maximus (MMS) 0.0 $10k 153.00 65.36
AMN Healthcare Services (AMN) 0.0 $12k 250.00 48.00
Advanced Energy Industries (AEIS) 0.0 $42k 632.00 66.46
Amtrust Financial Services 0.0 $479k 48k 10.06
CF Industries Holdings (CF) 0.0 $425k 10k 42.50
Clean Energy Fuels (CLNE) 0.0 $251k 126k 2.00
JAKKS Pacific 0.0 $11k 5.1k 2.16
Kindred Healthcare 0.0 $491k 66k 7.50
Sanderson Farms 0.0 $187k 1.4k 138.42
Cypress Semiconductor Corporation 0.0 $163k 11k 15.20
MKS Instruments (MKSI) 0.0 $12k 137.00 87.59
American Campus Communities 0.0 $336k 8.2k 40.96
Coeur d'Alene Mines Corporation (CDE) 0.0 $23k 3.1k 7.42
Cognex Corporation (CGNX) 0.0 $86k 1.4k 60.52
Chemed Corp Com Stk (CHE) 0.0 $29k 120.00 241.67
Cirrus Logic (CRUS) 0.0 $29k 573.00 50.61
Emergent BioSolutions (EBS) 0.0 $69k 1.5k 46.06
Essex Property Trust (ESS) 0.0 $240k 996.00 240.96
Finisar Corporation 0.0 $33k 1.7k 19.98
Gulfport Energy Corporation 0.0 $61k 4.8k 12.71
Hornbeck Offshore Services 0.0 $121k 39k 3.10
Iconix Brand 0.0 $31k 25k 1.26
Intuit (INTU) 0.0 $20k 132.00 151.52
IPG Photonics Corporation (IPGP) 0.0 $102k 480.00 212.50
Kilroy Realty Corporation (KRC) 0.0 $272k 3.7k 74.44
Manhattan Associates (MANH) 0.0 $13k 282.00 46.10
Rogers Corporation (ROG) 0.0 $45k 278.00 161.87
Boston Beer Company (SAM) 0.0 $1.0k 6.00 166.67
A. Schulman 0.0 $465k 13k 37.20
TTM Technologies (TTMI) 0.0 $81k 5.2k 15.58
Textron (TXT) 0.0 $135k 2.4k 56.25
Centene Corporation (CNC) 0.0 $23k 234.00 98.29
KLA-Tencor Corporation (KLAC) 0.0 $43k 418.00 102.87
Cheniere Energy (LNG) 0.0 $145k 2.7k 53.70
Monolithic Power Systems (MPWR) 0.0 $11k 101.00 108.91
Ocwen Financial Corporation 0.0 $58k 19k 3.06
Old Dominion Freight Line (ODFL) 0.0 $38k 289.00 131.49
Skyworks Solutions (SWKS) 0.0 $35k 379.00 92.35
Westmoreland Coal Company 0.0 $321k 265k 1.21
A. O. Smith Corporation (AOS) 0.0 $999.880000 28.00 35.71
Equity Lifestyle Properties (ELS) 0.0 $137k 1.5k 88.79
Kinross Gold Corp (KGC) 0.0 $432k 100k 4.32
Novavax 0.0 $88k 71k 1.24
Realty Income (O) 0.0 $158k 2.8k 56.94
Rambus (RMBS) 0.0 $200k 14k 14.17
Tanger Factory Outlet Centers (SKT) 0.0 $436k 17k 26.47
Stamps 0.0 $108k 578.00 186.85
Veeco Instruments (VECO) 0.0 $92k 6.2k 14.84
Vivus 0.0 $21k 43k 0.49
Triumph (TGI) 0.0 $151k 5.6k 27.09
United Natural Foods (UNFI) 0.0 $3.0k 62.00 48.39
Woodward Governor Company (WWD) 0.0 $21k 287.00 73.17
Healthsouth 0.0 $25k 512.00 48.83
MainSource Financial 0.0 $167k 4.6k 36.19
Sunstone Hotel Investors (SHO) 0.0 $281k 17k 16.50
Teradyne (TER) 0.0 $31k 751.00 41.28
Navistar International Corporation 0.0 $42k 1.0k 42.00
Eldorado Gold Corp 0.0 $139k 98k 1.42
Gran Tierra Energy 0.0 $185k 69k 2.69
M.D.C. Holdings 0.0 $19k 622.00 30.55
Suncor Energy (SU) 0.0 $84k 2.3k 36.36
Macerich Company (MAC) 0.0 $3.0k 52.00 57.69
Amicus Therapeutics (FOLD) 0.0 $46k 3.2k 14.38
iShares S&P 500 Value Index (IVE) 0.0 $277k 2.4k 113.99
Kimco Realty Corporation (KIM) 0.0 $270k 15k 18.15
ProShares Ultra QQQ (QLD) 0.0 $373k 5.1k 73.14
ProShares Ultra Russell2000 (UWM) 0.0 $7.0k 100.00 70.00
Seadrill 0.0 $18k 84k 0.22
Bank Of America Corporation preferred (BAC.PL) 0.0 $484k 367.00 1318.80
Dollar General (DG) 0.0 $85k 922.00 92.19
Spectrum Pharmaceuticals 0.0 $164k 8.7k 18.85
EATON VANCE MI Municipal 0.0 $282k 22k 12.82
Oasis Petroleum 0.0 $387k 46k 8.40
LogMeIn 0.0 $8.0k 78.00 102.56
AirMedia 0.0 $77k 67k 1.14
Sucampo Pharmaceuticals 0.0 $12k 700.00 17.14
QEP Resources 0.0 $33k 3.5k 9.43
Fabrinet (FN) 0.0 $26k 937.00 27.75
iShares Dow Jones Select Dividend (DVY) 0.0 $99k 1.0k 97.73
On Track Innovations 0.0 $40k 30k 1.33
Fortinet (FTNT) 0.0 $27k 639.00 42.25
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $129k 27k 4.85
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.0 $457k 30k 15.37
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $321k 16k 20.43
Gabelli Equity Trust (GAB) 0.0 $74k 12k 6.14
Opko Health (OPK) 0.0 $381k 78k 4.90
Kemet Corporation Cmn 0.0 $43k 2.9k 14.84
Endologix 0.0 $116k 22k 5.32
KEYW Holding 0.0 $245k 42k 5.86
Vanguard Pacific ETF (VPL) 0.0 $124k 1.7k 72.51
Vanguard REIT ETF (VNQ) 0.0 $156k 1.9k 82.63
New America High Income Fund I (HYB) 0.0 $0 100.00 0.00
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $277k 55k 5.06
Pimco Municipal Income Fund (PMF) 0.0 $147k 11k 12.93
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.0 $138k 10k 13.39
Blackrock Muniyield Insured Fund (MYI) 0.0 $118k 8.6k 13.78
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $394k 29k 13.62
Nuveen Diversified Dividend & Income 0.0 $124k 10k 12.25
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $277k 33k 8.38
BlackRock Muni Income Investment Trust 0.0 $142k 10k 13.97
Blackrock New Jersey Municipal Income Tr 0.0 $27k 1.8k 14.68
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $272k 30k 9.20
BlackRock MuniHoldings Fund (MHD) 0.0 $166k 10k 16.47
Credit Suisse AM Inc Fund (CIK) 0.0 $264k 80k 3.30
Duff & Phelps Utility & Corp Bond Trust 0.0 $217k 25k 8.84
Eaton Vance Pa Mun Bd 0.0 $100k 8.1k 12.42
Federated Premier Municipal Income (FMN) 0.0 $15k 1.1k 13.56
iShares S&P Global Financials Sect. (IXG) 0.0 $6.0k 100.00 60.00
Japan Smaller Capitalizaion Fund (JOF) 0.0 $351k 30k 11.80
Managed Duration Invtmt Grd Mun Fund 0.0 $406k 30k 13.41
Mfs Calif Mun 0.0 $39k 3.5k 11.27
Pioneer High Income Trust (PHT) 0.0 $256k 26k 9.70
Western Asset Global High Income Fnd (EHI) 0.0 $434k 43k 10.20
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.0 $29k 2.7k 10.73
Clough Global Equity Fund closed-end fund (GLQ) 0.0 $99k 7.4k 13.32
Gain Capital Holdings 0.0 $375k 38k 10.00
Aberdeen Latin Amer Eqty 0.0 $396k 15k 26.66
Nuveen Ohio Quality Income M 0.0 $105k 7.2k 14.53
Western Asset Intm Muni Fd I (SBI) 0.0 $273k 29k 9.31
Aberdeen Israel Fund 0.0 $41k 2.2k 18.93
Eaton Vance California Mun. Income Trust (CEV) 0.0 $429k 35k 12.13
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $137k 12k 11.81
Blackrock New York Municipal Income Trst (BNY) 0.0 $66k 4.6k 14.20
Blackrock Muniyield California Ins Fund 0.0 $381k 26k 14.64
BlackRock Muni New York Intr. Dur. Fnd. 0.0 $275k 20k 13.59
Clough Global Allocation Fun (GLV) 0.0 $168k 13k 13.32
Eaton Vance New York Muni. Incm. Trst 0.0 $244k 19k 12.71
Eaton Vance N J Mun Bd 0.0 $374k 30k 12.41
Eaton Vance N Y Mun Bd Fd Ii 0.0 $213k 19k 11.54
Pimco CA Muni. Income Fund III (PZC) 0.0 $139k 13k 10.40
Mexico Equity and Income Fund (MXE) 0.0 $389k 38k 10.24
Nuveen New York Mun Value 0.0 $136k 9.5k 14.33
Nuveen Ga Div Adv Mun Fd 2 0.0 $115k 9.2k 12.49
Aberdeen Chile Fund (AEF) 0.0 $430k 48k 8.92
Asia Tigers Fund 0.0 $31k 2.5k 12.26
MFS Special Value Trust 0.0 $72k 12k 5.91
Nuveen North Carol Premium Incom Mun 0.0 $134k 10k 12.82
Comerica Inc *w exp 11/14/201 0.0 $89k 1.5k 57.72
Aberdeen Indonesia Fund 0.0 $226k 30k 7.64
Nuveen NY Municipal Value (NNY) 0.0 $186k 20k 9.49
Eaton Vance Oh Muni Income T sh ben int 0.0 $226k 17k 13.01
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $39k 2.7k 14.62
Blackrock Md Municipal Bond 0.0 $270k 20k 13.58
Eagle Cap Growth (GRF) 0.0 $23k 2.9k 7.93
Eaton Vance Ma Muni Income T sh ben int 0.0 $333k 26k 13.08
Alexandria Real Estate Equitie conv prf 0.0 $313k 8.5k 36.93
Nuveen New Jersey Mun Value 0.0 $225k 16k 14.03
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $425k 33k 12.80
Signature Bk New York N Y *w exp 12/12/201 0.0 $368k 3.4k 107.98
Tcf Finl Corp *w exp 11/14/201 0.0 $323k 85k 3.81
Valley Natl Bancorp *w exp 11/14/201 0.0 $0 5.4k 0.00
Washington Fed Inc *w exp 11/14/201 0.0 $19k 1.1k 17.27
Western Asset Hgh Yld Dfnd (HYI) 0.0 $68k 4.5k 15.08
Eaton Vance Mass Mun Bd 0.0 $175k 13k 13.14
B2gold Corp (BTG) 0.0 $59k 19k 3.06
Magnachip Semiconductor Corp (MX) 0.0 $15k 1.6k 9.38
Pacira Pharmaceuticals (PCRX) 0.0 $383k 8.4k 45.60
Nuveen Mo Prem Income Mun Fd sh ben int (NOM) 0.0 $119k 8.6k 13.86
THE GDL FUND Closed-End fund (GDL) 0.0 $92k 9.5k 9.72
Wintrust Financial Corp *w exp 12/18/201 0.0 $6.0k 100.00 60.00
Just Energy Group 0.0 $13k 3.2k 4.06
Gnc Holdings Inc Cl A 0.0 $459k 124k 3.69
Powershares Etf Tr Ii s^p500 low vol 0.0 $210k 4.4k 47.73
General Mtrs Co *w exp 07/10/201 0.0 $24k 1.0k 22.88
Magicjack Vocaltec 0.0 $318k 38k 8.43
Pandora Media 0.0 $106k 22k 4.82
Cubesmart (CUBE) 0.0 $143k 5.0k 28.72
J Global (ZD) 0.0 $222k 3.0k 74.80
Moneygram International 0.0 $219k 17k 13.17
Sunpower (SPWRQ) 0.0 $108k 13k 8.31
Newlink Genetics Corporation 0.0 $0 2.00 0.00
Sanchez Energy Corp C ommon stocks 0.0 $52k 9.8k 5.26
Suntrust Bks Inc wrt exp 12/31/2 0.0 $137k 4.3k 31.70
Bazaarvoice 0.0 $16k 3.0k 5.33
Doubleline Opportunistic Cr (DBL) 0.0 $232k 11k 22.17
Rexnord 0.0 $305k 12k 25.95
Ingredion Incorporated (INGR) 0.0 $100k 722.00 138.50
Prudential Sht Duration Hg Y 0.0 $287k 20k 14.72
Tesaro 0.0 $265k 3.2k 82.81
Nuveen Real (JRI) 0.0 $282k 16k 17.78
Beazer Homes Usa (BZH) 0.0 $384k 20k 19.20
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $370k 11k 33.73
Tower Semiconductor (TSEM) 0.0 $325k 9.6k 34.01
Epr Properties (EPR) 0.0 $99k 1.5k 65.00
Stone Hbr Emerg Mkts Tl 0.0 $486k 31k 15.56
Emerging Markets Bear 3x 0.0 $143k 16k 8.96
Ambac Finl Group Inc *w exp 04/30/202 0.0 $466k 81k 5.73
Dreyfus Mun Bd Infrastructure 0.0 $136k 11k 12.95
Spirit Realty reit 0.0 $187k 22k 8.55
Jones Energy Inc A 0.0 $6.0k 6.1k 0.98
Kkr Income Opportunities (KIO) 0.0 $66k 4.1k 15.95
Enzymotec 0.0 $138k 12k 11.79
Sirius Xm Holdings (SIRI) 0.0 $131k 25k 5.33
Noble Corp Plc equity 0.0 $0 127.00 0.00
Advaxis 0.0 $36k 13k 2.82
Royce Global Value Tr (RGT) 0.0 $425k 39k 10.81
Eastman Kodak Co *w exp 09/03/201 0.0 $0 312.00 0.00
Eastman Kodak Co *w exp 09/03/201 0.0 $0 824.00 0.00
Endologix Inc note 2.250%12/1 0.0 $101k 104k 0.97
Aberdeen Gtr China 0.0 $107k 8.6k 12.44
Proshares Ultrashort Qqq Etf 0.0 $24k 1.8k 13.33
Ep Energy 0.0 $175k 75k 2.33
Nuveen All Cap Ene Mlp Opport mf 0.0 $53k 6.3k 8.41
Gabelli mutual funds - (GGZ) 0.0 $28k 2.3k 12.30
Xcerra 0.0 $204k 21k 9.78
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $57k 55k 1.04
K2m Group Holdings 0.0 $39k 2.2k 17.73
Foresight Energy Lp m 0.0 $437k 100k 4.37
Voya Asia Pacific High Div Equity Income Fund (IAE) 0.0 $489k 47k 10.48
Wisdomtree Japan Hedged Financials Fund Etp Usd investment companies - exchange traded fund 0.0 $389k 15k 25.93
Deutsche Multi-mkt Income Tr Shs cef 0.0 $15k 1.7k 8.58
Healthequity (HQY) 0.0 $92k 2.0k 46.63
Deutsche High Income Opport 0.0 $277k 19k 14.99
Pra (PRAA) 0.0 $36k 1.1k 32.73
Nxt Id Inc *w exp 02/09/201 0.0 $3.0k 5.6k 0.54
Nuveen Minn Mun Income (NMS) 0.0 $464k 32k 14.68
Solaredge Technologies (SEDG) 0.0 $5.0k 148.00 33.78
Barington Hilco Acquisition 0.0 $10k 1.0k 10.00
Barington Hilco Acquisition right 02/13/2017 0.0 $4.9k 33k 0.15
Barington Hilco Acquisition *w exp 02/11/201 0.0 $2.9k 48k 0.06
Monster Beverage Corp (MNST) 0.0 $56k 899.00 62.29
Gener8 Maritime 0.0 $66k 10k 6.53
Nrg Yield 0.0 $208k 11k 18.89
Anadarko Petroleum Corp conv p 0.0 $345k 10k 33.72
Nii Holdings 0.0 $28k 67k 0.42
Amplify Snack Brands 0.0 $70k 5.9k 11.86
Resource Cap 0.0 $177k 19k 9.33
Ollies Bargain Outlt Hldgs I (OLLI) 0.0 $98k 1.9k 52.83
Calatlantic 0.0 $31k 552.00 56.16
Del Taco Restaurants Inc Exp 6 warr 0.0 $351k 119k 2.94
Agrofresh Solutions wts feb 19 19 0.0 $108k 263k 0.41
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $115k 287k 0.40
Jm Global Hldg Co *w exp 07/29/201 0.0 $1.0k 5.3k 0.19
Direxion Shs Etf Tr 0.0 $285k 24k 11.66
First Data 0.0 $417k 25k 16.68
Direxion Shs Etf Tr daily sm cap bea 0.0 $305k 25k 12.25
Endologix, Inc. 3.25% 11/01/2020 0.0 $113k 125k 0.90
Andina Acquisition Corp Ii unit 99/99/9999 0.0 $15k 1.0k 15.00
Under Armour Inc Cl C (UA) 0.0 $333k 25k 13.32
Vaneck Vectors Etf Tr High Yld Mun Etf 0.0 $254k 8.2k 31.15
Jensyn Acquisition Corp unit 99/99/9999 0.0 $9.0k 900.00 10.00
Vaneck Vectors Russia Index Et 0.0 $13k 646.00 20.12
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $306k 912.00 335.53
Overseas Shipholding Group I Cl A (OSG) 0.0 $48k 18k 2.74
Rlj Entertainment 0.0 $8.0k 2.4k 3.33
Orexigen Therapeutics 0.0 $37k 29k 1.27
Nexeo Solutions Inc *w exp 06/09/202 0.0 $2.0k 4.1k 0.48
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $0 1.0k 0.00
Jensyn Acquisition Corp right 99/99/9999 0.0 $0 500.00 0.00
Life Storage Inc reit 0.0 $185k 2.1k 88.60
Direxion Shs Etf Tr Daily Gold Miner 0.0 $49k 2.1k 23.33
Fang Hldgs 0.0 $113k 21k 5.50
Halcon Res 0.0 $434k 57k 7.56
Cincinnati Bell 0.0 $104k 5.0k 20.80
Barings Global Short Duration Com cef (BGH) 0.0 $56k 2.9k 19.16
M Iii Acquisition Corp unit 99/99/9999t 0.0 $165k 16k 10.58
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $53k 76k 0.70
Stellar Acquisition Iii Inc unit 03/22/2022 0.0 $3.0k 300.00 10.00
Gores Hldin-cw20 equity wrt 0.0 $273k 118k 2.32
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $14k 50k 0.28
Gty Technology Holdings Inc w exp 99/99/999 0.0 $86k 64k 1.34
Silver Run Acquisition unit 99/99/9999 0.0 $324k 31k 10.45
Dynegy Inc New Del W Exp 02/02/202 0.0 $121k 638k 0.19
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $340k 217k 1.57
Hunter Maritime Acquisition cl a 0.0 $0 100.00 0.00
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $0 2.3k 0.00
Bonanza Creek Energy I 0.0 $305k 11k 27.54
Rubicon Technology (RBCN) 0.0 $267k 34k 7.97
Amyris 0.0 $379k 101k 3.75
Direxion Shs Etf Tr dly jr gold 3x 0.0 $268k 5.2k 51.29
Kbl Merger Corp Iv unit 01/15/2024 0.0 $50k 5.0k 10.00
Kayne Anderson Acquisition 0.0 $485k 50k 9.70
Proshares Ultrashort S&p 500 0.0 $25k 625.00 40.00
National Energy Services Reu (NESR) 0.0 $358k 36k 9.94
National Energy Services Reu *w exp 05/05/202 0.0 $5.0k 7.2k 0.69
Cision Ltd *w exp 06/22/202 0.0 $491k 186k 2.64
Matlin & Partners Acquisitio *w exp 03/15/202 0.0 $9.0k 22k 0.41
Tpg Pace Energy Hldgs Corp cl a 0.0 $487k 50k 9.74
Tidewater Inc A Warrants 0.0 $80k 35k 2.26
Tidewater Inc B Warrants 0.0 $61k 31k 1.98
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $4.0k 20k 0.20
Social Cap Hedosophia Hldgs cl a 0.0 $43k 4.3k 10.04
Pensare Acquisition Corp 0.0 $483k 50k 9.66
Simply Good Foods Co *w exp 07/07/202 0.0 $179k 46k 3.87
Constellation Alpha Cap Corp right 99/99/9999 0.0 $3.0k 10k 0.30
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $187k 220k 0.85
Industrea Acquisition Corp cl a 0.0 $243k 25k 9.72
Industrea Acquisition Corp *w exp 08/01/202 0.0 $10k 25k 0.40
Pensare Acquisition Corp *w exp 07/27/202 0.0 $27k 50k 0.54
Peabody Energy Corp New 8.5% pfd conv a 0.0 $17k 234.00 72.65
Nextdecade Corp w exp 07/23/202 0.0 $23k 39k 0.60
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $0 303.00 0.00
Sendgrid 0.0 $419k 18k 23.94
Switch Inc cl a 0.0 $454k 25k 18.16
Denali Therapeutics (DNLI) 0.0 $249k 16k 15.60
Forescout Technologies 0.0 $478k 15k 31.87
Orthopediatrics Corp. (KIDS) 0.0 $383k 20k 19.15
Rhythm Pharmaceuticals (RYTM) 0.0 $435k 15k 29.00
Mongodb Inc. Class A (MDB) 0.0 $445k 15k 29.67
Draper Oakwood Technology 0.0 $488k 50k 9.76
Mosaic Acquisition Corp unit 99/99/9999 0.0 $304k 30k 10.13
Black Ridge Acquisition Corp *w exp 07/10/202 0.0 $33k 100k 0.33
Willscot Corp *w exp 09/10/202 0.0 $37k 26k 1.42
Black Ridge Acquisition Corp right 07/10/2019 0.0 $28k 100k 0.28
Casa Systems 0.0 $266k 15k 17.73
Estre Ambiental (ESTRF) 0.0 $0 1.00 0.00
Draper Oakwood Technology right 09/19/2018 0.0 $50k 102k 0.49
Black Ridge Acquisition Corp unit 10/05/2022 0.0 $304k 30k 10.13
Estre Ambiental Inc *w exp 12/21/202 (ESTWF) 0.0 $204k 272k 0.75
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $34k 51k 0.67
Mosaic Acquisition Corp shs cl a 0.0 $484k 50k 9.68
Mosaic Acquisition Corp w exp 99/99/999 0.0 $62k 50k 1.24