Wolverine Asset Management

Wolverine Asset Management as of Sept. 30, 2018

Portfolio Holdings for Wolverine Asset Management

Wolverine Asset Management holds 1176 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Russell 2000 Index (IWM) 4.0 $347M 2.1M 168.55
Norfolk Southern (NSC) 3.7 $316M 1.7M 180.50
Proshares Tr ultrapro qqq (TQQQ) 3.3 $280M 3.9M 71.14
Spdr S&p 500 Etf (SPY) 2.7 $236M 811k 290.72
Invesco Qqq Trust Series 1 (QQQ) 2.7 $233M 1.3M 185.79
Alibaba Group Holding (BABA) 2.3 $201M 1.2M 164.76
Direxion Daily Small Cp Bull 3X (TNA) 2.2 $194M 2.2M 89.51
Square Inc convertible security 2.1 $178M 41M 4.31
Advanced Micro Devices Inc Note 2.125% 9/0 bond 2.0 $171M 44M 3.89
Altaba 1.9 $164M 2.4M 68.10
Tesla Motors (TSLA) 1.7 $143M 540k 264.77
ProShares Ultra S&P500 (SSO) 1.6 $135M 1.1M 127.52
Wright Medical Group Nv 2.25 20211115 1.2 $100M 69M 1.45
SPDR S&P Oil & Gas Explore & Prod. 1.0 $84M 1.9M 43.29
Allegheny Technologies Inc note 4.750% 7/0 1.0 $85M 39M 2.17
Medicines Company conv 0.9 $82M 76M 1.07
ProShares UltraPro S&P 500 (UPRO) 0.9 $81M 1.4M 57.27
Facebook Inc cl a (META) 0.8 $69M 420k 164.45
Exact Sciences Corp convertible/ 0.8 $66M 53M 1.24
Union Pacific Corporation (UNP) 0.8 $65M 397k 162.83
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.7 $64M 61M 1.05
Hubspot convertible security 0.7 $62M 37M 1.65
Microchip Technology Inc note 1.625% 2/1 0.7 $61M 40M 1.52
Advanced Micro Devices (AMD) 0.7 $60M 1.9M 30.67
Teladoc Inc note 3.000%12/1 0.7 $59M 29M 2.06
Ligand Pharmaceuticals Inc note 0.750% 8/1 0.7 $57M 16M 3.52
Apple (AAPL) 0.6 $55M 244k 225.73
Lendingtree Inc convertible security 0.6 $51M 40M 1.27
Dexcom Inc dbcv 0.750% 5/1 0.6 $49M 32M 1.53
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.6 $48M 37M 1.30
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.5 $46M 450k 101.17
Invesco S&p 500 Equal Weight Etf (RSP) 0.5 $44M 416k 106.81
MasterCard Incorporated (MA) 0.5 $43M 192k 222.57
Square Inc cl a (SQ) 0.5 $42M 427k 99.01
Proshares Short Vix St Futur etf (SVXY) 0.5 $42M 717k 59.09
Micron Technology (MU) 0.5 $41M 909k 45.22
Bristol Myers Squibb (BMY) 0.5 $41M 656k 62.08
iShares iBoxx $ High Yid Corp Bond (HYG) 0.5 $40M 459k 86.44
75508b 20 3 Rayonier Advanced Matls Inc Pfd Cv Ser A rayonier advanced matls 0.5 $40M 309k 129.01
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $39M 900k 42.82
Barclays Bk Plc Ipath S&p500 Vix etf 0.5 $39M 1.4M 26.67
Innoviva Inc note 2.500% 8/1 0.5 $39M 35M 1.11
Microsoft Corporation (MSFT) 0.4 $38M 329k 114.33
Dowdupont 0.4 $38M 592k 64.30
Inphi Corp note 1.125%12/0 0.4 $37M 33M 1.15
iShares MSCI Emerging Markets Indx (EEM) 0.4 $36M 841k 42.92
Pacira Pharmaceuticals Inc convertible security 0.4 $36M 34M 1.06
SPDR Gold Trust (GLD) 0.4 $34M 301k 112.76
Ttm Technologies Inc conv 0.4 $35M 21M 1.69
Renewable Energy Group Inc note 4.000% 6/1 0.4 $34M 13M 2.73
Starbucks Corporation (SBUX) 0.4 $33M 583k 56.84
Zions Bancorporation *w exp 05/22/202 0.4 $34M 1.9M 17.99
Encore Cap Group Inc note 3.000% 7/0 0.4 $33M 33M 1.01
Green Plains Inc note 3.250%10/0 0.4 $33M 31M 1.06
Herbalife Ltd conv 0.4 $33M 25M 1.30
Amag Pharmaceuticals Inc note 2.500% 2/1 0.4 $33M 32M 1.04
Alder Biopharmaceuticals Inc convertible security 0.4 $33M 31M 1.07
Transocean (RIG) 0.4 $31M 2.2M 13.94
Citigroup (C) 0.4 $31M 437k 71.74
Market Vectors Etf Tr Oil Svcs 0.3 $30M 1.2M 25.00
Zillow Group Inc note 2.000%12/0 0.3 $30M 28M 1.08
Capstead Mortgage Corporation 0.3 $29M 3.7M 7.91
SPDR KBW Regional Banking (KRE) 0.3 $29M 488k 59.41
Financial Select Sector SPDR (XLF) 0.3 $30M 1.1M 27.58
Bank of America Corporation (BAC) 0.3 $29M 969k 29.45
Costco Wholesale Corporation (COST) 0.3 $28M 119k 234.88
W.R. Grace & Co. 0.3 $28M 391k 71.46
Tesaro Inc note 3.000%10/0 0.3 $28M 21M 1.33
Theravance Biopharma Inc note 3.250%11/0 0.3 $28M 24M 1.18
Blackberry Ltd ebt 3.750%11/1 0.3 $29M 22M 1.29
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.3 $28M 30M 0.94
Proshares Tr Ii ultra vix short 0.3 $28M 753k 36.80
Pros Holding Inc 2% Due 12/1/2 cvbond 0.3 $26M 22M 1.16
General Motors Company (GM) 0.3 $25M 752k 33.66
Virtus Investment Partners convertible preferred security 0.3 $25M 250k 99.34
Ezcorp Inc note 2.875% 7/0 0.3 $25M 20M 1.24
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $24M 212k 114.92
Evolent Health Inc bond 0.3 $24M 18M 1.35
Carbonite Inc note 2.500% 4/0 0.3 $24M 16M 1.50
JPMorgan Chase & Co. (JPM) 0.3 $23M 203k 112.84
Celgene Corporation 0.3 $23M 262k 89.48
Materials SPDR (XLB) 0.3 $24M 406k 57.92
DISH Network 0.3 $22M 620k 35.74
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.3 $22M 190k 117.00
Johnson & Johnson (JNJ) 0.2 $22M 156k 138.15
Neurocrine Biosciences Inc Note 2.250 5/1 0.2 $22M 13M 1.71
Ctrip.com International 0.2 $21M 553k 37.17
Kansas City Southern 0.2 $21M 182k 113.28
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $21M 21M 0.99
Insulet Corp note 1.250% 9/1 0.2 $21M 11M 1.84
Everbridge Inc bond 0.2 $21M 12M 1.76
Lowe's Companies (LOW) 0.2 $20M 173k 114.81
Petroleo Brasileiro SA (PBR) 0.2 $19M 1.6M 12.07
AFLAC Incorporated (AFL) 0.2 $19M 399k 47.07
Baidu (BIDU) 0.2 $19M 84k 228.68
Centene Corporation (CNC) 0.2 $19M 129k 144.76
Consumer Staples Select Sect. SPDR (XLP) 0.2 $19M 345k 53.93
Gopro Inc note 3.500% 4/1 0.2 $19M 20M 0.96
Avis Budget (CAR) 0.2 $18M 574k 32.12
Cien 4 12/15/20 0.2 $18M 12M 1.59
Meritor Inc conv 0.2 $18M 10M 1.81
Jd (JD) 0.2 $18M 689k 26.09
Lexicon note5 0.2 $18M 12M 1.48
Intercept Pharmas conv 0.2 $18M 18M 1.01
Radius Health Inc note 3.000% 9/0 0.2 $18M 24M 0.77
Magnachip Semiconductor Sa Note 5.000 3/0 bnd 0.2 $19M 14M 1.36
Bausch Health Companies (BHC) 0.2 $18M 729k 25.00
Newmont Mining Corporation (NEM) 0.2 $17M 556k 30.20
Hldgs (UAL) 0.2 $18M 197k 89.05
Washington Prime (WB) 0.2 $17M 230k 73.13
Dominion Resource p 0.2 $17M 364k 47.42
K2m Group Hldgs Inc bond 0.2 $17M 13M 1.36
Sempra Energy convertible preferred security 0.2 $17M 171k 101.15
Vale (VALE) 0.2 $16M 1.1M 14.84
Visa (V) 0.2 $16M 109k 150.09
Harmonic Inc note 4.000 12/0 0.2 $16M 14M 1.17
Pdl Biopharma Inc note 2.750 12/0 0.2 $17M 17M 0.98
Infinera Corporation note 2.125% 9/0 0.2 $17M 16M 1.02
Retrophin Inc note 2.500% 9/1 0.2 $17M 16M 1.03
Mohawk Industries (MHK) 0.2 $16M 90k 175.34
International Business Machines (IBM) 0.2 $15M 101k 151.20
iShares Russell 1000 Growth Index (IWF) 0.2 $16M 101k 155.97
Spectrum Pharmaceuticals Inc conv 0.2 $16M 9.6M 1.61
Alphabet Inc Class C cs (GOOG) 0.2 $16M 13k 1193.44
Immunomedics Inc note 4.750% 2/1 0.2 $16M 3.8M 4.14
Ptc Therapeutics Inc conv bd us 0.2 $15M 13M 1.16
Andeavor 0.2 $16M 103k 153.50
Caterpillar (CAT) 0.2 $14M 94k 152.48
Teva Pharmaceutical Industries (TEVA) 0.2 $15M 673k 21.54
Cisco Systems (CSCO) 0.2 $15M 306k 48.65
Morgan Stanley (MS) 0.2 $14M 307k 46.57
Scientific Games (LNW) 0.2 $15M 589k 25.39
Alphabet Inc Class A cs (GOOGL) 0.2 $15M 12k 1207.00
Direxion Shs Etf Tr brz bl 3x sh 0.2 $14M 772k 18.70
Invacare Corp conv bnd 0.2 $15M 14M 1.09
Mcdermott International Inc mcdermott intl 0.2 $15M 790k 18.43
Oracle Corporation (ORCL) 0.2 $14M 272k 51.56
Amazon (AMZN) 0.2 $14M 6.9k 2002.98
TAL Education (TAL) 0.2 $14M 524k 25.70
Hess Pfd p 0.2 $13M 168k 79.56
Encore Cap Europe Fin Ltd note 4.500% 9/0 0.2 $13M 13M 1.03
Gain Cap Hldgs Inc bond 0.2 $13M 13M 1.04
General Electric Company 0.1 $13M 1.2M 11.28
Energy Select Sector SPDR (XLE) 0.1 $13M 172k 75.74
MetLife (MET) 0.1 $13M 270k 46.71
iShares Russell 2000 Value Index (IWN) 0.1 $13M 96k 133.00
Utilities SPDR (XLU) 0.1 $13M 238k 52.65
Nxp Semiconductors N V (NXPI) 0.1 $13M 152k 85.50
Black Hills Corp unit 99/99/9999 0.1 $13M 204k 62.79
Goldman Sachs (GS) 0.1 $12M 54k 224.23
IAC/InterActive 0.1 $12M 56k 216.72
Stanley Black & Decker (SWK) 0.1 $12M 83k 146.43
Air Products & Chemicals (APD) 0.1 $12M 71k 167.00
Herbalife Ltd Com Stk (HLF) 0.1 $12M 226k 54.55
Renewable Energy Group Inc mtnf 2.750% 6/1 0.1 $12M 5.6M 2.16
Acorda Therap note 1.75% 6/15 0.1 $12M 15M 0.85
Senseonics Hldgs Inc note 5.250% 2/0 0.1 $12M 7.5M 1.60
Optimizerx Ord (OPRX) 0.1 $12M 647k 18.00
Ross Stores (ROST) 0.1 $11M 109k 99.10
Nike (NKE) 0.1 $11M 130k 84.72
Blackberry (BB) 0.1 $11M 988k 11.22
Invacare Corp convertible security 0.1 $11M 10M 1.11
Aetna 0.1 $10M 49k 202.84
Altria (MO) 0.1 $11M 178k 60.30
Target Corporation (TGT) 0.1 $10M 118k 88.20
Lam Research Corporation (LRCX) 0.1 $11M 71k 151.70
Direxion Daily Large Cp Bull 3X (SPXL) 0.1 $10M 191k 54.32
Direxion Daily Energy Bull 3X 0.1 $10M 272k 37.30
Endo International (ENDPQ) 0.1 $10M 596k 16.83
Weatherford Intl Plc ord 0.1 $10M 3.8M 2.67
Frontier Communication 0.1 $10M 1.6M 6.48
Intrexon Corp note 3.500% 7/0 0.1 $11M 9.0M 1.17
Walt Disney Company (DIS) 0.1 $9.1M 78k 116.93
Digital Realty Trust (DLR) 0.1 $9.3M 83k 112.48
Procter & Gamble Company (PG) 0.1 $9.3M 112k 83.20
Netflix (NFLX) 0.1 $9.1M 24k 374.10
Industrial SPDR (XLI) 0.1 $9.1M 116k 78.39
Middleby Corporation (MIDD) 0.1 $9.7M 75k 129.34
Anworth Mortgage Asset Corporation 0.1 $9.3M 2.0M 4.63
iShares MSCI Brazil Index (EWZ) 0.1 $9.2M 272k 33.72
Vaneck Vectors Gold Miners mutual (GDX) 0.1 $9.8M 532k 18.52
Ashland (ASH) 0.1 $9.2M 110k 83.85
Alcoa (AA) 0.1 $9.6M 239k 40.40
Novavax Inc note 3.750% 2/0 0.1 $9.5M 15M 0.62
Redfin Corp convertible security 0.1 $9.8M 11M 0.90
Exxon Mobil Corporation (XOM) 0.1 $8.9M 105k 85.01
Dominion Resources (D) 0.1 $8.5M 121k 70.28
At&t (T) 0.1 $8.8M 263k 33.58
NVIDIA Corporation (NVDA) 0.1 $8.4M 30k 281.00
Emerson Electric (EMR) 0.1 $8.3M 109k 76.58
Canadian Natural Resources (CNQ) 0.1 $8.2M 250k 32.66
Assured Guaranty (AGO) 0.1 $8.4M 200k 42.23
Energen Corporation 0.1 $8.6M 99k 86.16
Invesco Mortgage Capital 0.1 $8.7M 550k 15.82
Eaton (ETN) 0.1 $8.7M 100k 86.72
Keysight Technologies (KEYS) 0.1 $9.0M 136k 66.28
Axalta Coating Sys (AXTA) 0.1 $8.4M 287k 29.16
Envision Healthcare 0.1 $8.8M 192k 45.73
Crown Castle Intl Corp New 6.875% con pfd a 0.1 $9.0M 8.3k 1081.98
Lincoln Electric Holdings (LECO) 0.1 $7.9M 85k 93.44
International Paper Company (IP) 0.1 $7.7M 156k 49.15
LifePoint Hospitals 0.1 $7.4M 114k 64.40
Nextera Energy (NEE) 0.1 $7.4M 44k 167.58
Invesco (IVZ) 0.1 $7.4M 325k 22.88
Banco Itau Holding Financeira (ITUB) 0.1 $7.8M 708k 10.97
Southwest Airlines (LUV) 0.1 $7.7M 124k 62.44
MFA Mortgage Investments 0.1 $7.5M 1.0M 7.35
Vanguard REIT ETF (VNQ) 0.1 $8.1M 101k 80.68
Mondelez Int (MDLZ) 0.1 $7.5M 174k 42.95
Constellium Holdco B V cl a 0.1 $7.3M 595k 12.35
Fiat Chrysler Auto 0.1 $8.0M 457k 17.51
Novartis (NVS) 0.1 $7.2M 84k 86.16
Pepsi (PEP) 0.1 $7.1M 64k 111.80
Ca 0.1 $6.7M 151k 44.14
Danaher Corporation (DHR) 0.1 $6.7M 61k 108.65
EOG Resources (EOG) 0.1 $7.0M 55k 127.55
D.R. Horton (DHI) 0.1 $7.0M 166k 42.15
MercadoLibre (MELI) 0.1 $7.2M 21k 340.00
Express Scripts Holding 0.1 $6.6M 69k 95.00
Cathay Gen Bancorp *w exp 12/05/201 0.1 $7.2M 332k 21.82
New Residential Investment (RITM) 0.1 $7.3M 408k 17.82
1,000% Sina 01.12.2018 note 0.1 $6.8M 6.9M 0.99
Incyte Corp. note 1.250 11/1 0.1 $6.8M 4.9M 1.39
Momo 0.1 $7.1M 163k 43.80
Hp (HPQ) 0.1 $6.6M 257k 25.77
Forest City Realty Trust Inc Class A 0.1 $6.9M 274k 25.09
Pinnacle Entertainment 0.1 $6.5M 194k 33.69
Calamp Corp convertible security 0.1 $7.0M 6.6M 1.05
Welbilt 0.1 $6.9M 333k 20.88
Unisys Corp note 5.500% 3/0 0.1 $7.0M 3.2M 2.20
CSX Corporation (CSX) 0.1 $5.7M 77k 74.04
Wal-Mart Stores (WMT) 0.1 $5.8M 62k 93.91
Mattel (MAT) 0.1 $6.2M 392k 15.70
Intel Corporation (INTC) 0.1 $5.8M 122k 47.28
Rent-A-Center (UPBD) 0.1 $6.0M 417k 14.33
Mitsubishi UFJ Financial (MUFG) 0.1 $6.2M 1.0M 6.19
KapStone Paper and Packaging 0.1 $5.8M 172k 33.91
Wabtec Corporation (WAB) 0.1 $5.6M 54k 104.86
Arlington Asset Investment 0.1 $6.1M 657k 9.34
American International (AIG) 0.1 $6.0M 113k 53.16
Vanguard Value ETF (VTV) 0.1 $5.7M 52k 110.68
Sumitomo Mitsui Financial Grp (SMFG) 0.1 $6.4M 800k 8.03
Western Asset Mortgage cmn 0.1 $6.2M 621k 10.02
Hannon Armstrong (HASI) 0.1 $6.4M 300k 21.47
Ambac Finl (AMBC) 0.1 $6.2M 303k 20.42
Xcerra 0.1 $6.4M 447k 14.27
Gopro (GPRO) 0.1 $6.4M 895k 7.20
Pra Group Inc conv 0.1 $5.8M 6.0M 0.97
Carriage Svcs Inc note 2.750% 3/1 0.1 $6.0M 5.4M 1.11
Echo Global Logistics Inc note 2.500% 5/0 0.1 $6.1M 5.8M 1.05
Nutanix Inc cl a (NTNX) 0.1 $5.7M 133k 42.72
Gramercy Property Trust 0.1 $6.0M 220k 27.44
Social Cap Hedosophia Hldgs unit 99/99/9999 0.1 $5.8M 572k 10.20
Array Biopharma Inc bond 0.1 $6.3M 5.0M 1.25
Invesco Currencyshares British Pound Sterling Trust etf (FXB) 0.1 $6.0M 48k 126.40
Stewart Information Services Corporation (STC) 0.1 $4.9M 110k 45.01
Barrick Gold Corp (GOLD) 0.1 $5.3M 483k 11.07
Coca-Cola Company (KO) 0.1 $5.3M 115k 46.17
Home Depot (HD) 0.1 $5.0M 24k 207.11
3M Company (MMM) 0.1 $4.9M 23k 210.69
Automatic Data Processing (ADP) 0.1 $4.9M 32k 150.64
Best Buy (BBY) 0.1 $5.2M 66k 79.33
Redwood Trust (RWT) 0.1 $5.1M 317k 16.24
Avista Corporation (AVA) 0.1 $5.4M 106k 50.55
Rockwell Collins 0.1 $5.5M 39k 140.47
Honeywell International (HON) 0.1 $5.1M 31k 164.55
NCR Corporation (VYX) 0.1 $5.4M 191k 28.41
iShares Russell 1000 Value Index (IWD) 0.1 $5.2M 41k 126.60
Overstock (BYON) 0.1 $5.5M 200k 27.70
Wynn Resorts (WYNN) 0.1 $4.9M 38k 127.01
Ventas (VTR) 0.1 $4.8M 89k 54.37
Delta Air Lines (DAL) 0.1 $4.8M 82k 57.83
AK Steel Holding Corporation 0.1 $4.9M 992k 4.90
Immunomedics 0.1 $4.8M 230k 20.81
Xpo Logistics Inc equity (XPO) 0.1 $5.4M 47k 114.17
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $5.5M 889k 6.24
Liberty Global Inc Com Ser A 0.1 $4.8M 165k 28.92
Ellington Residential Mortga reit (EARN) 0.1 $5.2M 458k 11.29
Empire St Rlty Tr Inc cl a (ESRT) 0.1 $4.8M 291k 16.61
Paypal Holdings (PYPL) 0.1 $5.3M 60k 87.82
Coupa Software 0.1 $5.5M 69k 79.09
Snap Inc cl a (SNAP) 0.1 $4.9M 579k 8.47
Wells Fargo & Company (WFC) 0.1 $3.9M 74k 52.55
Apartment Investment and Management 0.1 $4.6M 104k 44.13
Las Vegas Sands (LVS) 0.1 $4.0M 68k 59.32
Occidental Petroleum Corporation (OXY) 0.1 $4.5M 55k 82.16
IDEX Corporation (IEX) 0.1 $4.3M 28k 150.63
Pioneer Natural Resources (PXD) 0.1 $4.1M 24k 174.13
Mizuho Financial (MFG) 0.1 $4.0M 1.2M 3.50
Deutsche Bank Ag-registered (DB) 0.1 $3.9M 353k 11.14
Royal Gold (RGLD) 0.1 $4.3M 56k 77.06
Belden (BDC) 0.1 $4.2M 59k 71.40
Liberty Property Trust 0.1 $4.5M 107k 42.25
SPDR S&P MidCap 400 ETF (MDY) 0.1 $4.7M 13k 367.33
CoBiz Financial 0.1 $4.2M 191k 22.14
Post Holdings Inc Common (POST) 0.1 $4.3M 44k 98.02
Tesaro 0.1 $4.4M 113k 39.00
Palo Alto Networks (PANW) 0.1 $4.2M 19k 225.22
Tenet Healthcare Corporation (THC) 0.1 $4.3M 152k 28.45
Tableau Software Inc Cl A 0.1 $4.3M 39k 111.72
Intrexon 0.1 $4.0M 234k 17.02
Klx Inc Com $0.01 0.1 $4.6M 73k 62.77
Gty Technology Holdings Inc cl a 0.1 $4.0M 395k 10.14
Veeco Instrs Inc Del note 2.700% 1/1 0.1 $3.9M 4.6M 0.85
Becton Dickinson & Co pfd shs conv a 0.1 $4.1M 62k 65.55
Vantage Energy Acquisition 0.1 $4.0M 398k 9.98
BP (BP) 0.0 $3.1M 71k 43.33
Corning Incorporated (GLW) 0.0 $3.0M 85k 35.28
Waste Management (WM) 0.0 $3.8M 42k 90.35
AMAG Pharmaceuticals 0.0 $3.2M 161k 20.00
Morgan Stanley India Investment Fund (IIF) 0.0 $3.2M 134k 23.45
Avon Products 0.0 $3.5M 1.6M 2.20
RPM International (RPM) 0.0 $3.1M 48k 64.94
Adobe Systems Incorporated (ADBE) 0.0 $3.5M 13k 269.84
Nordstrom (JWN) 0.0 $3.1M 52k 59.80
Akamai Technologies (AKAM) 0.0 $3.2M 44k 73.15
Darden Restaurants (DRI) 0.0 $3.3M 29k 111.18
Tyson Foods (TSN) 0.0 $3.2M 53k 59.50
Ford Motor Company (F) 0.0 $3.5M 383k 9.25
Freeport-McMoRan Copper & Gold (FCX) 0.0 $3.1M 223k 13.92
C.H. Robinson Worldwide (CHRW) 0.0 $3.2M 33k 97.91
Activision Blizzard 0.0 $3.7M 44k 83.17
Ingersoll-rand Co Ltd-cl A 0.0 $3.4M 33k 102.27
United States Steel Corporation (X) 0.0 $3.1M 100k 30.47
Tanger Factory Outlet Centers (SKT) 0.0 $3.4M 148k 22.88
Sunstone Hotel Investors (SHO) 0.0 $3.5M 217k 16.36
Dollar General (DG) 0.0 $3.3M 31k 109.29
SPDR KBW Bank (KBE) 0.0 $3.7M 79k 46.40
BlackRock Global Opportunities Equity Tr (BOE) 0.0 $3.5M 323k 10.99
General American Investors (GAM) 0.0 $3.5M 94k 36.97
First Majestic Silver Corp (AG) 0.0 $3.8M 667k 5.68
Mitel Networks Corp 0.0 $3.1M 277k 11.02
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $3.4M 593k 5.73
State Street Bank Financial 0.0 $3.6M 120k 30.18
Pretium Res Inc Com Isin# Ca74 0.0 $3.4M 450k 7.61
Retail Properties Of America 0.0 $3.1M 251k 12.19
Ensco Plc Shs Class A 0.0 $3.4M 408k 8.44
REPCOM cla 0.0 $3.3M 44k 74.91
Ringcentral (RNG) 0.0 $3.8M 41k 93.03
H & Q Healthcare Fund equities (HQH) 0.0 $3.5M 153k 23.15
Urban Edge Pptys (UE) 0.0 $3.8M 174k 22.08
Lumentum Hldgs (LITE) 0.0 $3.1M 52k 59.94
First Tr Dynamic Europe Eqt 0.0 $3.1M 194k 15.78
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.0 $3.1M 93k 33.35
Tailored Brands 0.0 $3.4M 133k 25.18
Hertz Global Holdings 0.0 $3.0M 187k 16.32
Medicines Company 2.750000 07/15/2023 bond 0.0 $3.1M 3.4M 0.92
Social Cap Hedosophia Hldgs cl a 0.0 $3.3M 329k 9.91
Tpg Pace Hldgs Corp cl a 0.0 $3.5M 350k 10.07
Avaya Holdings Corp 0.0 $3.6M 163k 22.14
Booking Holdings (BKNG) 0.0 $3.3M 1.7k 1980.00
Platinum Eagle Acq Corp 0.0 $3.2M 326k 9.82
Invesco Db Commodity Index Tracking Fund Invsc Trackng Etf unit (DBC) 0.0 $3.3M 184k 17.97
Exantas Cap Corp 0.0 $3.3M 297k 10.98
Pure Acquisition Corp cl a 0.0 $3.4M 350k 9.70
Spartan Energy Acquisition Cl A Unt 0.0 $3.8M 370k 10.15
Principal Financial (PFG) 0.0 $2.4M 42k 58.58
Total System Services 0.0 $2.4M 25k 98.72
FedEx Corporation (FDX) 0.0 $2.4M 9.8k 240.79
Chevron Corporation (CVX) 0.0 $2.4M 20k 122.23
Cameco Corporation (CCJ) 0.0 $2.7M 238k 11.40
Royal Caribbean Cruises (RCL) 0.0 $2.6M 20k 129.91
Trimble Navigation (TRMB) 0.0 $2.6M 60k 43.45
Dun & Bradstreet Corporation 0.0 $2.4M 17k 142.47
Xilinx 0.0 $2.6M 32k 80.16
Equity Residential (EQR) 0.0 $2.3M 35k 66.23
Hess (HES) 0.0 $2.5M 35k 71.56
Texas Instruments Incorporated (TXN) 0.0 $2.7M 25k 107.28
UnitedHealth (UNH) 0.0 $2.4M 9.0k 265.98
TJX Companies (TJX) 0.0 $3.0M 27k 112.01
Pool Corporation (POOL) 0.0 $2.4M 15k 166.81
Prudential Financial (PRU) 0.0 $2.3M 23k 101.29
Eagle Materials (EXP) 0.0 $2.2M 26k 85.21
Magna Intl Inc cl a (MGA) 0.0 $2.5M 47k 52.52
Constellation Brands (STZ) 0.0 $3.0M 14k 215.58
Domino's Pizza (DPZ) 0.0 $2.4M 8.1k 294.75
Trex Company (TREX) 0.0 $2.2M 29k 76.97
Louisiana-Pacific Corporation (LPX) 0.0 $2.2M 85k 26.48
Amtrust Financial Services 0.0 $2.3M 157k 14.52
Humana (HUM) 0.0 $2.4M 7.2k 338.50
Abiomed 0.0 $2.7M 5.9k 449.60
Evercore Partners (EVR) 0.0 $2.3M 23k 100.51
Pennsylvania R.E.I.T. 0.0 $2.6M 276k 9.46
Bristow 0.0 $2.4M 198k 12.13
Exelixis (EXEL) 0.0 $2.7M 150k 17.72
Skechers USA (SKX) 0.0 $2.5M 88k 27.92
Semtech Corporation (SMTC) 0.0 $2.6M 48k 55.58
Textron (TXT) 0.0 $2.5M 35k 71.25
Akorn 0.0 $2.3M 181k 12.98
Deckers Outdoor Corporation (DECK) 0.0 $2.4M 20k 118.53
Lululemon Athletica (LULU) 0.0 $2.5M 15k 162.44
NxStage Medical 0.0 $2.3M 83k 27.89
Orbotech Ltd Com Stk 0.0 $2.6M 43k 59.42
Rockwell Automation (ROK) 0.0 $2.8M 15k 187.47
Alnylam Pharmaceuticals (ALNY) 0.0 $3.0M 34k 87.49
Brandywine Realty Trust (BDN) 0.0 $2.9M 185k 15.72
CBOE Holdings (CBOE) 0.0 $2.3M 24k 95.94
EXACT Sciences Corporation (EXAS) 0.0 $2.8M 35k 78.90
Industries N shs - a - (LYB) 0.0 $2.5M 24k 102.50
Piedmont Office Realty Trust (PDM) 0.0 $2.4M 125k 18.93
Vectren Corporation 0.0 $2.9M 40k 71.47
Blackrock Muniyield Insured Fund (MYI) 0.0 $2.5M 210k 12.08
Blackrock MuniEnhanced Fund 0.0 $2.5M 245k 10.07
Nuveen Real Estate Income Fund (JRS) 0.0 $2.5M 255k 9.80
Templeton Emerging Markets (EMF) 0.0 $2.5M 170k 14.66
BlackRock MuniHolding Insured Investm 0.0 $2.5M 201k 12.52
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $2.9M 224k 12.87
Blackrock California Mun. Income Trust (BFZ) 0.0 $2.2M 175k 12.34
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $2.6M 206k 12.56
BlackRock MuniYield California Fund 0.0 $2.5M 200k 12.73
Blackrock Muniyield California Ins Fund 0.0 $2.9M 225k 12.81
BlackRock MuniHoldings New York Insured (MHN) 0.0 $2.6M 217k 11.93
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $2.4M 244k 9.96
American Assets Trust Inc reit (AAT) 0.0 $2.4M 63k 37.29
Boston Private Finl Hldgs In *w exp 11/21/201 0.0 $2.4M 304k 7.82
Ag Mtg Invt Tr 0.0 $2.3M 124k 18.17
Proto Labs (PRLB) 0.0 $2.5M 16k 161.74
Tower Semiconductor (TSEM) 0.0 $2.7M 123k 21.75
Intercept Pharmaceuticals In 0.0 $2.2M 17k 126.32
Ptc (PTC) 0.0 $2.9M 27k 106.16
Pinnacle Foods Inc De 0.0 $2.9M 45k 64.80
Fox Factory Hldg (FOXF) 0.0 $2.6M 37k 70.03
Twitter 0.0 $2.3M 83k 28.44
Trinet (TNET) 0.0 $2.3M 41k 56.31
Tesla Motors Inc bond 0.0 $2.9M 3.0M 0.96
Voya Emerging Markets High I etf (IHD) 0.0 $2.3M 284k 8.07
Parsley Energy Inc-class A 0.0 $2.9M 99k 29.23
Alder Biopharmaceuticals 0.0 $2.7M 160k 16.65
Paycom Software (PAYC) 0.0 $2.4M 16k 155.39
Healthequity (HQY) 0.0 $2.4M 25k 94.39
Fcb Financial Holdings-cl A 0.0 $2.7M 57k 47.38
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.0 $2.2M 367k 6.07
Tekla Healthcare Opportunit (THQ) 0.0 $2.4M 129k 18.74
Wayfair (W) 0.0 $2.6M 18k 147.60
Ehi Car Svcs Ltd spon ads cl a 0.0 $2.8M 244k 11.35
Ingevity (NGVT) 0.0 $2.5M 24k 101.86
Johnson Controls International Plc equity (JCI) 0.0 $2.2M 62k 34.99
Lamb Weston Hldgs (LW) 0.0 $2.4M 36k 66.58
Peabody Energy (BTU) 0.0 $2.6M 73k 35.64
Capitol Invt Corp Iv unit 99/99/9999 0.0 $2.4M 230k 10.38
Federal Str Acquisition Corp cl a 0.0 $2.6M 257k 10.11
Hennessy Cap Acquston Corp I 0.0 $2.9M 285k 10.19
Two Hbrs Invt Corp Com New reit 0.0 $2.3M 155k 14.93
Mosaic Acquisition Corp unit 99/99/9999 0.0 $2.4M 238k 10.19
Willscot Corp 0.0 $2.8M 165k 17.15
Legacy Acquisition Corp 0.0 $2.7M 275k 9.71
Broadcom (AVGO) 0.0 $2.7M 11k 246.71
Colony Cr Real Estate Inc Com Cl A reit 0.0 $2.4M 107k 21.98
Hunt Cos Fin Tr 0.0 $2.4M 646k 3.75
Trinity Merger Corp 0.0 $2.2M 220k 9.83
South Jersey Inds Inc unit 99/99/9999 0.0 $2.4M 42k 56.00
Vistra Energy Corp convertible preferred security 0.0 $2.6M 27k 97.08
Gs Acquisition Hldgs Corp unit 06/12/2023 0.0 $2.5M 237k 10.37
Far Pt Acquisition Corp unit 06/01/2025 0.0 $2.9M 278k 10.28
Lf Cap Acquisition Corp cl a 0.0 $3.0M 310k 9.60
Qts Rlty Tr 0.0 $2.3M 22k 105.78
Thunder Bridge Acquisition L shs class a 0.0 $2.2M 225k 9.71
Comcast Corporation (CMCSA) 0.0 $1.5M 43k 35.40
Lear Corporation (LEA) 0.0 $2.0M 14k 145.00
Ecolab (ECL) 0.0 $1.5M 9.7k 156.70
Incyte Corporation (INCY) 0.0 $1.5M 22k 69.05
Autodesk (ADSK) 0.0 $1.6M 11k 156.09
Host Hotels & Resorts (HST) 0.0 $1.5M 72k 21.10
Western Digital (WDC) 0.0 $1.3M 23k 58.54
International Flavors & Fragrances (IFF) 0.0 $1.4M 9.8k 139.02
United Rentals (URI) 0.0 $1.9M 11k 163.33
Kroger (KR) 0.0 $1.7M 60k 29.03
Integrated Device Technology 0.0 $1.4M 30k 46.99
Anadarko Petroleum Corporation 0.0 $1.9M 28k 67.41
Cemex SAB de CV (CX) 0.0 $1.7M 239k 7.04
ConocoPhillips (COP) 0.0 $2.0M 26k 77.37
Deere & Company (DE) 0.0 $1.5M 10k 150.23
Halliburton Company (HAL) 0.0 $1.5M 37k 40.52
Schlumberger (SLB) 0.0 $2.0M 33k 60.91
Gap (GPS) 0.0 $1.9M 65k 28.85
Qualcomm (QCOM) 0.0 $1.4M 20k 72.00
iShares MSCI EAFE Index Fund (EFA) 0.0 $1.9M 28k 67.98
First Industrial Realty Trust (FR) 0.0 $1.3M 42k 31.39
Aspen Insurance Holdings 0.0 $2.1M 50k 41.56
Wyndham Worldwide Corporation 0.0 $2.0M 47k 43.35
Community Health Systems (CYH) 0.0 $1.6M 451k 3.46
Iridium Communications (IRDM) 0.0 $1.8M 80k 22.49
Medicines Company 0.0 $1.3M 45k 29.89
Hornbeck Offshore Services 0.0 $1.6M 280k 5.88
Kilroy Realty Corporation (KRC) 0.0 $2.0M 28k 71.68
Tata Motors 0.0 $1.7M 112k 15.36
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.0 $1.4M 4.8k 282.08
British American Tobac (BTI) 0.0 $1.4M 30k 46.60
Denbury Resources 0.0 $1.6M 250k 6.20
Duke Realty Corporation 0.0 $1.7M 60k 28.35
Scotts Miracle-Gro Company (SMG) 0.0 $2.0M 25k 78.72
Ametek (AME) 0.0 $1.6M 20k 79.10
Federal Realty Inv. Trust 0.0 $1.8M 14k 126.46
Morgan Stanley China A Share Fund (CAF) 0.0 $1.9M 87k 21.49
Ball Corporation (BALL) 0.0 $2.0M 45k 43.98
Oclaro 0.0 $1.7M 190k 8.94
Vanguard Growth ETF (VUG) 0.0 $1.8M 12k 160.99
Alerian Mlp Etf 0.0 $2.1M 200k 10.68
AllianceBernstein Global Hgh Incm (AWF) 0.0 $1.6M 134k 11.65
Blackrock Muniholdings Insured Fund II (MUE) 0.0 $1.6M 131k 12.06
Morgan Stanley Emerging Markets Fund 0.0 $1.7M 111k 15.60
New America High Income Fund I (HYB) 0.0 $1.7M 194k 8.58
Boulder Growth & Income Fund (STEW) 0.0 $1.4M 128k 11.20
RMR Asia Pacific Real Estate Fund 0.0 $1.5M 82k 17.98
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $2.1M 165k 12.68
Nuveen Fltng Rte Incm Opp 0.0 $1.4M 140k 10.31
Nuveen Floating Rate Income Fund (JFR) 0.0 $1.7M 161k 10.39
BlackRock Ltd. Duration Income Trust (BLW) 0.0 $1.8M 120k 14.88
Blackrock Muniassets Fund (MUA) 0.0 $1.5M 114k 12.96
Dreyfus Strategic Muni. 0.0 $1.8M 238k 7.50
Japan Smaller Capitalizaion Fund (JOF) 0.0 $1.8M 161k 11.07
Blackrock Muniyield Quality Fund (MQY) 0.0 $1.8M 136k 13.52
Blackrock New York Municipal Income Trst (BNY) 0.0 $1.9M 156k 12.13
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $1.6M 127k 12.56
BlackRock MuniYield New Jersey Fund 0.0 $2.1M 163k 12.99
Macquarie Global Infr Total Rtrn Fnd 0.0 $2.1M 100k 21.25
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $1.8M 146k 12.30
Mexico Fund (MXF) 0.0 $1.6M 96k 16.29
First Tr High Income L/s (FSD) 0.0 $1.8M 120k 14.75
Nuveen Ga Div Adv Mun Fd 2 0.0 $1.3M 117k 11.02
American Intl Group 0.0 $1.7M 119k 14.34
Te Connectivity Ltd for (TEL) 0.0 $1.5M 17k 87.88
Nuveen Energy Mlp Total Return etf 0.0 $1.5M 136k 11.07
Brookfield Global Listed 0.0 $1.9M 162k 12.01
Wpx Energy 0.0 $1.6M 78k 20.12
Nuveen Real (JRI) 0.0 $1.4M 90k 16.10
Tri Pointe Homes (TPH) 0.0 $2.1M 169k 12.40
Metropcs Communications (TMUS) 0.0 $2.1M 29k 70.16
Twenty-first Century Fox 0.0 $1.9M 40k 46.33
Spirit Realty reit 0.0 $1.8M 223k 8.06
Gogo (GOGO) 0.0 $1.4M 264k 5.19
Leidos Holdings (LDOS) 0.0 $1.8M 26k 69.15
Sirius Xm Holdings (SIRI) 0.0 $1.3M 209k 6.30
American Airls (AAL) 0.0 $1.3M 32k 41.30
Amc Entmt Hldgs Inc Cl A 0.0 $1.9M 93k 20.50
First Trust New Opportunities (FPL) 0.0 $1.9M 198k 9.61
Goldman Sachs Mlp Energy Ren 0.0 $1.8M 279k 6.45
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.0 $2.1M 87k 24.02
Healthcare Tr Amer Inc cl a 0.0 $1.4M 54k 26.66
Milacron Holdings 0.0 $1.4M 70k 20.24
Vareit, Inc reits 0.0 $1.9M 264k 7.26
Everi Hldgs (EVRI) 0.0 $1.7M 184k 9.17
Aqua Metals (AQMS) 0.0 $1.7M 657k 2.58
Direxion Shs Etf New Daily Eme etf (EDC) 0.0 $1.3M 15k 84.70
Twilio Inc cl a (TWLO) 0.0 $1.5M 18k 86.19
Nexeo Solutions 0.0 $1.5M 126k 12.25
Gaia (GAIA) 0.0 $1.3M 88k 15.40
Cincinnati Bell 0.0 $1.8M 112k 15.95
Ctrip Com Intl Ltd note 1.250% 9/1 0.0 $2.0M 2.0M 0.98
Ishares Msci Japan (EWJ) 0.0 $1.6M 27k 60.23
L3 Technologies 0.0 $1.5M 7.0k 212.57
Rh (RH) 0.0 $1.3M 9.8k 131.00
Saban Cap Acquisition 0.0 $2.0M 200k 10.13
Ultra Petroleum 0.0 $2.1M 1.9M 1.12
Tpg Pace Holdings Corp 0.0 $2.0M 190k 10.56
Kayne Anderson Acquisition 0.0 $1.8M 174k 10.16
Matlin & Partners Acquisitio cl a 0.0 $1.5M 150k 10.01
Roku (ROKU) 0.0 $1.6M 22k 72.50
Federal Str Acquisition Corp unit 99/99/9999 0.0 $1.6M 151k 10.89
Pensare Acquisition Corp unit 07/27/2022 0.0 $1.5M 141k 10.68
Black Ridge Acquisition Corp 0.0 $1.5M 150k 9.85
Haymaker Acquisition unit 10/19/2022 0.0 $1.6M 151k 10.44
Granite Pt Mtg Tr Inc Note 5.62512/0 0.0 $2.0M 2.0M 1.02
Liberty Interactive Corp (QRTEA) 0.0 $1.8M 80k 22.21
One Madison Unt 0.0 $2.1M 200k 10.36
Gsv Cap Corp note 4.750% 3/2 0.0 $1.4M 1.5M 0.96
Pgim Global Short Duration H (GHY) 0.0 $2.0M 148k 13.87
Magnolia Oil & Gas Corp tpg pace energy hold 0.0 $1.5M 318k 4.69
Tilray (TLRY) 0.0 $1.4M 10k 143.60
Bloom Energy Corp (BE) 0.0 $1.4M 40k 34.08
Elanco Animal Health (ELAN) 0.0 $1.4M 40k 34.88
Tenable Hldgs (TENB) 0.0 $1.7M 45k 38.87
Churchill Cap Corp unit 99/99/9999 0.0 $1.5M 150k 10.13
Forum Merger Ii Corp unit 09/30/2025 0.0 $1.5M 150k 10.13
Tkk Symphony Acquisition Cor unit 08/15/2023 0.0 $2.0M 200k 10.10
Fortive Corporation convertible preferred security 0.0 $1.3M 1.2k 1068.77
Gs Acquisition Holdings Cl A Ord 0.0 $1.4M 149k 9.74
Forum Merger Ii Corp cl a 0.0 $1.6M 168k 9.55
Gores Holdings Iii Inc unit 09/07/2024 0.0 $1.4M 138k 10.20
Cit 0.0 $541k 11k 51.52
Hartford Financial Services (HIG) 0.0 $641k 13k 49.94
Wts/the Pnc Financial Services Grp wts 0.0 $1.2M 17k 68.96
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.0 $1.2M 932.00 1271.46
Abbott Laboratories (ABT) 0.0 $915k 13k 73.33
Bed Bath & Beyond 0.0 $1.3M 86k 14.99
Citrix Systems 0.0 $1.1M 10k 111.10
Cummins (CMI) 0.0 $934k 6.4k 145.96
J.C. Penney Company 0.0 $480k 291k 1.65
Public Storage (PSA) 0.0 $842k 4.2k 201.44
Boeing Company (BA) 0.0 $1.1M 3.0k 371.78
Granite Construction (GVA) 0.0 $662k 15k 45.68
KBR (KBR) 0.0 $633k 30k 21.10
Electronic Arts (EA) 0.0 $544k 4.5k 120.41
Analog Devices (ADI) 0.0 $1.1M 12k 92.43
National-Oilwell Var 0.0 $1.2M 27k 43.08
eBay (EBAY) 0.0 $1.2M 37k 33.00
Merck & Co (MRK) 0.0 $1.2M 16k 70.93
Encana Corp 0.0 $784k 60k 13.10
Biogen Idec (BIIB) 0.0 $900k 2.6k 352.94
Jacobs Engineering 0.0 $650k 8.5k 76.47
Calumet Specialty Products Partners, L.P (CLMT) 0.0 $611k 96k 6.40
Abercrombie & Fitch (ANF) 0.0 $528k 25k 21.12
Dynex Capital 0.0 $1.2M 181k 6.38
Sempra Energy (SRE) 0.0 $944k 8.3k 113.73
Chesapeake Energy Corporation 0.0 $938k 209k 4.49
Thor Industries (THO) 0.0 $441k 5.3k 83.63
Pioneer Floating Rate Trust (PHD) 0.0 $511k 46k 11.03
Central Securities (CET) 0.0 $663k 23k 29.46
Radian (RDN) 0.0 $884k 43k 20.65
Goldcorp 0.0 $1.1M 110k 10.19
Illumina (ILMN) 0.0 $657k 1.8k 367.04
Under Armour (UAA) 0.0 $910k 43k 21.21
Enbridge (ENB) 0.0 $1.1M 34k 32.26
Maxwell Technologies 0.0 $754k 216k 3.49
Syntel 0.0 $1.1M 26k 40.97
Air Transport Services (ATSG) 0.0 $480k 22k 21.43
Acuity Brands (AYI) 0.0 $471k 3.0k 157.00
Mack-Cali Realty (VRE) 0.0 $701k 33k 21.23
Quest Diagnostics Incorporated (DGX) 0.0 $1.1M 9.9k 107.86
DiamondRock Hospitality Company (DRH) 0.0 $616k 53k 11.66
Gulfport Energy Corporation 0.0 $743k 72k 10.38
Harmonic (HLIT) 0.0 $949k 173k 5.50
Infinera (INFN) 0.0 $800k 110k 7.30
Ramco-Gershenson Properties Trust 0.0 $1.0M 76k 13.59
SPX Corporation 0.0 $832k 25k 33.28
Cimarex Energy 0.0 $1.0M 11k 92.89
MGM Resorts International. (MGM) 0.0 $817k 29k 27.88
Associated Banc- (ASB) 0.0 $639k 25k 25.97
Chart Industries (GTLS) 0.0 $986k 13k 78.25
Revlon 0.0 $461k 21k 22.27
Albemarle Corporation (ALB) 0.0 $997k 10k 99.70
Triumph (TGI) 0.0 $459k 20k 23.30
Arbor Realty Trust (ABR) 0.0 $882k 77k 11.48
Taubman Centers 0.0 $799k 13k 59.81
Navistar International Corporation 0.0 $581k 15k 38.47
Iamgold Corp (IAG) 0.0 $980k 266k 3.68
Teck Resources Ltd cl b (TECK) 0.0 $1.2M 50k 24.09
Asa (ASA) 0.0 $995k 112k 8.87
Nabors Industries 0.0 $660k 107k 6.16
Macerich Company (MAC) 0.0 $814k 15k 55.23
iShares S&P 500 Growth Index (IVW) 0.0 $922k 5.2k 177.04
iShares S&P 500 Value Index (IVE) 0.0 $573k 5.0k 115.71
Signet Jewelers (SIG) 0.0 $1.2M 18k 65.89
Web 0.0 $621k 22k 27.88
iShares Dow Jones US Real Estate (IYR) 0.0 $905k 11k 79.97
Colfax Corporation 0.0 $901k 25k 36.04
Bank Of America Corp w exp 10/201 0.0 $511k 1.7M 0.30
Capital One Financial Cor w exp 11/201 0.0 $461k 8.7k 53.25
Garmin (GRMN) 0.0 $800k 11k 70.00
Ironwood Pharmaceuticals (IRWD) 0.0 $795k 43k 18.45
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $829k 46k 18.11
SPDR S&P Biotech (XBI) 0.0 $880k 9.2k 95.86
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.0 $536k 67k 7.96
Tri-Continental Corporation (TY) 0.0 $482k 17k 27.83
Blackrock Strategic Municipal Trust 0.0 $445k 36k 12.23
Dreyfus Strategic Municipal Bond Fund 0.0 $1.2M 162k 7.34
Eaton Vance Senior Floating Rate Fund (EFR) 0.0 $542k 39k 14.05
eMagin Corporation 0.0 $1.0M 669k 1.50
Invesco Van Kampen Bond Fund (VBF) 0.0 $1.3M 72k 17.61
Sabra Health Care REIT (SBRA) 0.0 $826k 36k 23.10
Morgan Stanley Asia Pacific Fund 0.0 $512k 31k 16.48
Korea (KF) 0.0 $523k 14k 36.61
Sun Communities (SUI) 0.0 $570k 5.6k 101.39
Xerium Technologies 0.0 $808k 60k 13.44
MFS Charter Income Trust (MCR) 0.0 $800k 103k 7.75
Tortoise Pwr & Energy (TPZ) 0.0 $1.0M 54k 19.06
Western Asset Income Fund (PAI) 0.0 $681k 51k 13.48
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $983k 26k 38.25
BlackRock Floating Rate Income Trust (BGT) 0.0 $1.0M 77k 13.20
Cohen & Steers Total Return Real (RFI) 0.0 $943k 78k 12.16
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $478k 38k 12.70
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.0 $459k 39k 11.87
Nuveen Diversified Dividend & Income 0.0 $1.2M 113k 10.89
Nuveen Quality Pref. Inc. Fund II 0.0 $446k 51k 8.80
Source Capital (SOR) 0.0 $586k 15k 40.15
Western Asset Managed Municipals Fnd (MMU) 0.0 $439k 36k 12.09
Franklin Universal Trust (FT) 0.0 $593k 89k 6.65
Blackrock Ny Mun Income Tr I 0.0 $753k 59k 12.75
Blackrock Munivest Fund II (MVT) 0.0 $869k 65k 13.31
BlackRock MuniYield Pennsylvania Insured (MPA) 0.0 $702k 55k 12.73
Central Europe and Russia Fund (CEE) 0.0 $798k 33k 24.03
Dreyfus Municipal Income 0.0 $635k 81k 7.82
First Tr/aberdeen Emerg Opt 0.0 $862k 66k 13.03
Invesco Van Kampen High Inc Trust II (VLT) 0.0 $618k 45k 13.69
Lehman Brothers First Trust IOF (NHS) 0.0 $1.0M 92k 10.94
Nuveen Senior Income Fund 0.0 $856k 139k 6.16
Nuveen Equity Premium and Growth Fund (SPXX) 0.0 $1.1M 63k 16.91
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW) 0.0 $1.2M 80k 14.62
Tortoise MLP Fund 0.0 $724k 45k 16.07
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $1.1M 95k 11.51
Gain Capital Holdings 0.0 $438k 67k 6.50
Blackrock MuniHoldings Insured 0.0 $871k 75k 11.56
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $665k 56k 11.95
Western Asset Intm Muni Fd I (SBI) 0.0 $749k 89k 8.45
RigNet 0.0 $847k 42k 20.35
Bancroft Fund (BCV) 0.0 $1.1M 48k 22.90
Delaware Enhanced Glbl. Div. & Inc. Fund 0.0 $874k 78k 11.19
John Hancock Tax Adva Glbl Share. Yld (HTY) 0.0 $657k 89k 7.42
Morgan Stanley Emerging Markets Debt (MSD) 0.0 $819k 95k 8.66
Neuberger Ber. CA Intermediate Muni Fund 0.0 $549k 44k 12.45
Taiwan Fund (TWN) 0.0 $750k 39k 19.14
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.0 $896k 72k 12.39
Delaware Inv Mn Mun Inc Fd I 0.0 $871k 73k 11.89
New Ireland Fund 0.0 $531k 50k 10.56
Aberdeen Chile Fund (AEF) 0.0 $470k 69k 6.86
BlackRock Insured Municipal Income Inves 0.0 $583k 45k 12.85
Nuveen Texas Quality Income Municipal 0.0 $777k 63k 12.43
Columbia Seligm Prem Tech Gr (STK) 0.0 $553k 26k 21.37
Alexandria Real Estate Equitie conv prf 0.0 $774k 22k 34.59
Lazard World Dividend & Income Fund 0.0 $694k 67k 10.42
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $1.1M 91k 11.70
Nuveen Mun Value Fd 2 (NUW) 0.0 $905k 61k 14.76
Pacira Pharmaceuticals (PCRX) 0.0 $462k 9.4k 49.15
THE GDL FUND Closed-End fund (GDL) 0.0 $780k 86k 9.08
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $1.2M 132k 9.07
Magicjack Vocaltec 0.0 $992k 119k 8.34
Pandora Media 0.0 $1.0M 109k 9.50
Cubesmart (CUBE) 0.0 $1.2M 41k 28.51
Xylem (XYL) 0.0 $1.1M 14k 79.86
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $562k 8.0k 70.22
Sanchez Energy Corp C ommon stocks 0.0 $703k 306k 2.30
Synergy Pharmaceuticals 0.0 $894k 526k 1.70
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $612k 105k 5.84
Renewable Energy 0.0 $460k 16k 28.75
Cui Global 0.0 $1.2M 516k 2.23
VIRTUS GLOBAL Multi-sec (VGI) 0.0 $1.0M 76k 13.21
Pdc Energy 0.0 $1.2M 25k 48.96
Salient Midstream & M 0.0 $1.2M 122k 10.18
Pioneer Energy Services 0.0 $607k 206k 2.95
Sarepta Therapeutics (SRPT) 0.0 $500k 3.1k 161.29
Dividend & Income Fund (BXSY) 0.0 $503k 42k 11.91
Workday Inc cl a (WDAY) 0.0 $627k 4.3k 145.81
First Tr Mlp & Energy Income (FEI) 0.0 $431k 35k 12.50
Madison Covered Call Eq Strat (MCN) 0.0 $602k 78k 7.69
Accelr8 Technology 0.0 $1.2M 54k 22.95
Ares Dynamic Cr Allocation (ARDC) 0.0 $647k 42k 15.53
L Brands 0.0 $607k 20k 30.27
Sprint 0.0 $775k 119k 6.53
Guaranty Bancorp Del 0.0 $912k 31k 29.68
Ptc Therapeutics I (PTCT) 0.0 $596k 13k 46.93
Eaton Vance Fltg Rate In 0.0 $569k 36k 15.80
Clearbridge Amern Energ M 0.0 $632k 80k 7.86
Royce Global Value Tr (RGT) 0.0 $577k 55k 10.49
Ep Energy 0.0 $453k 194k 2.34
Voya Prime Rate Trust sh ben int 0.0 $433k 87k 4.97
Japan Equity Fund ietf (JEQ) 0.0 $526k 63k 8.39
Corporate Capital Trust 0.0 $791k 52k 15.24
Zendesk 0.0 $568k 8.0k 71.00
Century Communities (CCS) 0.0 $525k 20k 26.25
Ikang Healthcare Group- 0.0 $518k 29k 18.07
Voya Asia Pacific High Div Equity Income Fund (IAE) 0.0 $792k 83k 9.53
Green Ban 0.0 $584k 27k 22.06
Paramount Group Inc reit (PGRE) 0.0 $996k 66k 15.08
Qorvo (QRVO) 0.0 $538k 7.0k 76.80
Beneficial Ban 0.0 $1.2M 73k 16.90
Mylan Nv 0.0 $732k 20k 36.60
Great Ajax Corp reit (AJX) 0.0 $998k 73k 13.60
Chemours (CC) 0.0 $477k 12k 39.42
Zillow Group Inc Cl C Cap Stk (Z) 0.0 $889k 20k 44.23
Direxion Shs Etf Tr 0.0 $485k 50k 9.70
Direxion Shs Etf Tr daily sm cap bea 0.0 $482k 57k 8.40
Arris 0.0 $661k 25k 25.96
Surgery Partners (SGRY) 0.0 $1.0M 63k 16.49
Innoviva (INVA) 0.0 $1.1M 70k 15.23
Vaneck Vectors Junior Gold Miners Etf etf (GDXJ) 0.0 $841k 31k 27.35
Quorum Health 0.0 $1.1M 183k 5.86
Comstock Resources (CRK) 0.0 $1.0M 123k 8.37
Halcon Res 0.0 $440k 99k 4.46
Saban Cap Acquisition Corp unit 99/99/9999 0.0 $1.1M 101k 10.59
Tabula Rasa Healthcare 0.0 $714k 8.8k 81.14
Blackrock Debt Strat (DSU) 0.0 $746k 67k 11.13
Arch Coal Inc cl a 0.0 $625k 7.0k 89.29
Gds Holdings ads (GDS) 0.0 $1.0M 30k 35.12
Alteryx (AYX) 0.0 $572k 10k 57.20
Proshares Tr ultrapro short q 0.0 $580k 52k 11.13
Daseke (DSKE) 0.0 $1.0M 129k 8.01
Energy Xxi Gulfcoast 0.0 $960k 115k 8.36
Kayne Anderson Acquisition unit 06/30/2022 0.0 $1.0M 96k 10.80
Matlin & Partners Acquisitio unit 05/28/2021a 0.0 $863k 80k 10.75
Xerox 0.0 $632k 24k 26.95
Amyris (AMRSQ) 0.0 $802k 101k 7.94
Tcg Bdc (CGBD) 0.0 $477k 29k 16.68
Delek Us Holdings (DK) 0.0 $662k 16k 42.37
Hennessy Cap Acquston Corp I unit 06/15/2024 0.0 $444k 40k 11.10
Vantage Energy Acquisition unit 04/12/2024 0.0 $567k 54k 10.60
Proshares Ultrashort S&p 500 0.0 $484k 15k 33.02
Byline Ban (BY) 0.0 $1.1M 50k 22.70
Jbg Smith Properties (JBGS) 0.0 $873k 24k 36.82
Bison Cap Acquisition Corp unit 99/99/9999t 0.0 $522k 48k 10.83
Pensare Acquisition Corp 0.0 $498k 50k 9.96
Bison Cap Acquisition Corp ord 0.0 $1.0M 100k 10.21
Industrea Acquisition Corp unit 07/21/2024 0.0 $834k 75k 11.12
Ocean Rig Udw 0.0 $608k 18k 34.61
Blink Charging (BLNK) 0.0 $746k 304k 2.45
Cnx Resources Corporation (CNX) 0.0 $443k 31k 14.30
Mongodb Inc. Class A (MDB) 0.0 $627k 7.7k 81.43
Capitol Invt Corp Iv cl a ord 0.0 $490k 50k 9.90
Draper Oakwood Technology 0.0 $912k 90k 10.13
Legacy Acquisition Corp unit 05/31/2024 0.0 $506k 50k 10.12
Regalwood Global Energy Ltd unit 99/99/9999 0.0 $1.0M 100k 10.30
Sentinel Energy Svcs Inc unit 11/02/2022 0.0 $1.0M 100k 10.32
Haymaker Acquisition Corp 0.0 $975k 100k 9.75
Mosaic Acquisition Corp shs cl a 0.0 $487k 50k 9.74
Leisure Acquisition Corp 0.0 $975k 100k 9.75
Opes Acquisition Corp 0.0 $492k 50k 9.84
Adt (ADT) 0.0 $469k 50k 9.38
Gordon Pointe Acquisition 0.0 $693k 70k 9.90
Nebula Acqisition Corp 0.0 $712k 70k 10.19
Platinum Eagle Acquisitin Co Unit 01/09/2023 0.0 $580k 56k 10.38
Dfb Healthcare Acquistion Co unit 01/30/2023 0.0 $1.1M 100k 10.59
Gordon Pointe Acquisition Co unit 01/18/2023 0.0 $525k 50k 10.50
Mtech Acquisition Corp 0.0 $509k 50k 10.18
One Madison Corp 0.0 $622k 64k 9.72
Union Acquisition Corp unit 99/99/9999 0.0 $744k 71k 10.44
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.0 $556k 63k 8.78
Nanthealth Inc bond 0.0 $806k 1.3M 0.62
Nebula Acquisition Corp 0.0 $487k 50k 9.74
Docusign (DOCU) 0.0 $1.2M 23k 52.56
Dws Municipal Income Cf non-tax cef (KTF) 0.0 $632k 60k 10.49
Pgim Short Duration High Yie (ISD) 0.0 $1.2M 86k 14.14
Talos Energy Inc *w exp 01/01/202 0.0 $994k 217k 4.58
Lf Cap Acquisition Corp unit 06/19/2025 0.0 $1.3M 125k 10.12
Pure Acquisition Corp unit 04/13/2023 0.0 $985k 95k 10.37
Thunder Bridge Acquisition L unit 01/01/2025 0.0 $1.0M 100k 10.16
Vistra Energy Corp Wt Exp 020224 (VST.WS.A) 0.0 $770k 520k 1.48
Tricida 0.0 $1.1M 37k 30.54
New Frontier Corp unit 99/99/9999 0.0 $1.0M 100k 10.20
Far Pt Acquisition Corp cl a founders sh 0.0 $799k 83k 9.63
Clearway Energy Inc cl c (CWEN) 0.0 $1.2M 61k 19.24
Arlo Technologies (ARLO) 0.0 $725k 50k 14.50
Farfetch Ltd ord sh cl a 0.0 $844k 31k 27.23
Twelve Seas Investment Compa 0.0 $960k 100k 9.60
Svmk Inc ordinary shares 0.0 $961k 60k 16.02
Greenland Acquisitin Corpora 0.0 $628k 65k 9.66
Hl Acquisitions Corp 0.0 $908k 95k 9.56
Megalith Finl Acquisition Co cl a 0.0 $952k 100k 9.52
Endava Plc ads (DAVA) 0.0 $1.1M 40k 28.52
Eventbrite (EB) 0.0 $1.1M 30k 37.97
Arco Platform Cl A Ord 0.0 $905k 40k 22.80
Longevity Acquisition Corp unit 08/29/2024 0.0 $614k 60k 10.23
Tenzing Acquisition Corp unit 08/24/2024 0.0 $754k 75k 10.05
Tkk Symphony Acquistion Cor 0.0 $950k 100k 9.50
Tottenham Acquisition I Ltd unit 05/06/2025 0.0 $726k 70k 10.37
Keryx Biopharmaceuticals 0.0 $333k 98k 3.40
PHH Corporation 0.0 $279k 25k 10.97
Annaly Capital Management 0.0 $86k 8.5k 10.15
Genworth Financial (GNW) 0.0 $34k 8.2k 4.15
U.S. Bancorp (USB) 0.0 $48k 927.00 51.78
Assurant (AIZ) 0.0 $361k 3.4k 107.76
First Financial Ban (FFBC) 0.0 $8.0k 284.00 28.17
Lincoln National Corporation (LNC) 0.0 $205k 3.0k 67.35
Blackstone 0.0 $79k 2.1k 37.62
Berkshire Hathaway (BRK.B) 0.0 $59k 279.00 210.00
M&T Bank Corporation (MTB) 0.0 $8.0k 53.00 150.94
BioMarin Pharmaceutical (BMRN) 0.0 $87k 900.00 96.67
Lennar Corporation (LEN) 0.0 $8.0k 178.00 44.94
India Fund (IFN) 0.0 $268k 12k 22.10
Apache Corporation 0.0 $0 12.00 0.00
Kimberly-Clark Corporation (KMB) 0.0 $79k 700.00 112.86
Kohl's Corporation (KSS) 0.0 $64k 867.00 73.82
Tiffany & Co. 0.0 $128k 1.0k 128.00
Newell Rubbermaid (NWL) 0.0 $243k 12k 20.25
ACI Worldwide (ACIW) 0.0 $413k 15k 28.10
Bemis Company 0.0 $82k 1.7k 48.24
AstraZeneca (AZN) 0.0 $157k 4.0k 39.40
Valero Energy Corporation (VLO) 0.0 $7.0k 62.00 112.90
CenturyLink 0.0 $136k 6.5k 21.08
Helmerich & Payne (HP) 0.0 $365k 5.3k 68.61
McKesson Corporation (MCK) 0.0 $0 2.00 0.00
Macy's (M) 0.0 $385k 11k 34.70
United Technologies Corporation 0.0 $200k 1.4k 139.76
Total (TTE) 0.0 $6.0k 100.00 60.00
Gilead Sciences (GILD) 0.0 $27k 354.00 76.27
Shire 0.0 $181k 1.0k 181.00
Imperial Oil (IMO) 0.0 $161k 5.0k 32.20
Southern Company (SO) 0.0 $12k 292.00 41.10
USG Corporation 0.0 $194k 4.5k 43.11
AutoZone (AZO) 0.0 $3.0k 4.00 750.00
Alliance Data Systems Corporation (BFH) 0.0 $61k 260.00 234.62
Sears Holdings Corporation 0.0 $0 900.00 0.00
Marathon Oil Corporation (MRO) 0.0 $354k 15k 23.27
Lexington Realty Trust (LXP) 0.0 $63k 7.7k 8.21
Rite Aid Corporation 0.0 $381k 298k 1.28
Array BioPharma 0.0 $252k 17k 15.18
Graphic Packaging Holding Company (GPK) 0.0 $336k 24k 14.00
JAKKS Pacific 0.0 $38k 15k 2.52
Owens-Illinois 0.0 $107k 5.7k 18.77
Sanderson Farms 0.0 $82k 800.00 102.50
Century Aluminum Company (CENX) 0.0 $299k 25k 11.96
PennantPark Investment (PNNT) 0.0 $126k 17k 7.45
DTE Energy Company (DTE) 0.0 $19k 180.00 105.56
Emergent BioSolutions (EBS) 0.0 $98k 1.5k 65.42
LaSalle Hotel Properties 0.0 $34k 1.0k 34.00
Protalix BioTherapeutics 0.0 $157k 215k 0.73
Universal Insurance Holdings (UVE) 0.0 $3.0k 63.00 47.62
Wintrust Financial Corporation (WTFC) 0.0 $57k 682.00 83.58
Cheniere Energy (LNG) 0.0 $4.0k 65.00 61.54
NuVasive 0.0 $204k 2.9k 70.64
Ocwen Financial Corporation 0.0 $74k 19k 3.88
Skyworks Solutions (SWKS) 0.0 $272k 3.0k 90.67
Team 0.0 $196k 8.7k 22.41
Vector (VGR) 0.0 $14k 1.1k 13.33
Washington Federal (WAFD) 0.0 $0 11.00 0.00
MasTec (MTZ) 0.0 $93k 2.1k 44.43
Novavax 0.0 $136k 72k 1.88
Repligen Corporation (RGEN) 0.0 $207k 3.7k 55.41
Stamps 0.0 $428k 1.9k 226.15
Veeco Instruments (VECO) 0.0 $251k 25k 10.24
Acorda Therapeutics 0.0 $112k 5.7k 19.65
Allegheny Technologies Incorporated (ATI) 0.0 $301k 10k 29.51
Teradyne (TER) 0.0 $369k 10k 36.90
Carriage Services (CSV) 0.0 $45k 2.1k 21.43
Prospect Capital Corporation (PSEC) 0.0 $190k 26k 7.29
Accuray Incorporated (ARAY) 0.0 $216k 48k 4.50
Apollo Investment 0.0 $305k 56k 5.43
New Gold Inc Cda (NGD) 0.0 $170k 215k 0.79
PROS Holdings (PRO) 0.0 $280k 8.0k 35.00
Blackrock Kelso Capital (BKCC) 0.0 $89k 15k 5.85
Cloud Peak Energy 0.0 $19k 8.4k 2.26
Wts Wells Fargo & Co. 0.0 $381k 20k 19.27
Bank Of America Corporation warrant 0.0 $10k 600.00 16.67
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $132k 500.00 264.00
Unisys Corporation (UIS) 0.0 $112k 5.5k 20.36
Jpmorgan Chase & Co. w exp 10/201 0.0 $57k 783.00 72.80
China Fund (CHN) 0.0 $15k 812.00 18.47
EATON VANCE MI Municipal 0.0 $126k 10k 12.41
QEP Resources 0.0 $28k 2.5k 11.20
Vanguard Emerging Markets ETF (VWO) 0.0 $0 5.00 0.00
On Track Innovations 0.0 $29k 30k 0.97
Adams Express Company (ADX) 0.0 $51k 3.1k 16.43
Blackrock Municipal Income Trust (BFK) 0.0 $412k 33k 12.43
European Equity Fund (EEA) 0.0 $287k 31k 9.37
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $27k 1.5k 17.72
Flaherty & Crumrine Pref. Income (PFD) 0.0 $94k 7.3k 12.86
Gabelli Utility Trust (GUT) 0.0 $144k 25k 5.78
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.0 $378k 10k 36.99
Opko Health (OPK) 0.0 $80k 23k 3.42
New Germany Fund (GF) 0.0 $393k 22k 18.15
Atlantic Power Corporation 0.0 $61k 28k 2.19
Gladstone Investment Corporation (GAIN) 0.0 $239k 21k 11.39
Main Street Capital Corporation (MAIN) 0.0 $155k 4.0k 38.39
THL Credit 0.0 $22k 2.8k 7.94
Vanguard Pacific ETF (VPL) 0.0 $16k 229.00 69.87
Vanguard European ETF (VGK) 0.0 $0 12.00 0.00
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $1.0k 400.00 2.50
Vanguard Health Care ETF (VHT) 0.0 $144k 800.00 180.00
Reis 0.0 $103k 4.5k 22.89
SPDR Barclays Capital Convertible SecETF (CWB) 0.0 $330k 6.1k 53.89
BlackRock Floating Rate Income Strat. Fn (FRA) 0.0 $426k 31k 13.78
Eaton Vance Senior Income Trust (EVF) 0.0 $307k 48k 6.44
Eaton Vance Floating-Rate Income Trust (EFT) 0.0 $2.0k 200.00 10.00
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $411k 96k 4.29
Lazard Global Total Return & Income Fund (LGI) 0.0 $381k 22k 17.74
Neuberger Berman Real Estate Sec (NRO) 0.0 $297k 60k 4.94
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $216k 23k 9.25
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $167k 21k 7.92
Western Asset High Incm Fd I (HIX) 0.0 $385k 61k 6.33
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $53k 4.1k 13.03
BlackRock Municipal Income Trust II (BLE) 0.0 $256k 20k 12.96
Blackrock Muniyield Ariz 0.0 $314k 24k 12.91
Eaton Vance Pa Mun Bd 0.0 $63k 5.4k 11.57
Federated Premier Municipal Income (FMN) 0.0 $140k 11k 12.75
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.0 $307k 17k 18.61
Mfs Calif Mun 0.0 $362k 36k 10.15
Wells Fargo Adv Global Dividend Opport (EOD) 0.0 $251k 48k 5.28
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $223k 18k 12.15
Western Asset Global High Income Fnd (EHI) 0.0 $327k 36k 9.09
Eaton Vance Ohio Municipal bond fund 0.0 $220k 20k 11.24
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.0 $29k 2.7k 10.64
Nuveen Enhanced Mun Value 0.0 $97k 7.5k 12.98
Swiss Helvetia Fund (SWZ) 0.0 $72k 8.5k 8.49
First Trust/Aberdeen Global Opportunity (FAM) 0.0 $341k 36k 9.58
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $277k 23k 11.90
Blackrock New York Municipal Bond Trust 0.0 $270k 21k 12.86
Cohen and Steers Global Income Builder 0.0 $355k 38k 9.31
DTF Tax Free Income (DTF) 0.0 $193k 15k 12.82
Eaton Vance Nj Muni Income T sh ben int 0.0 $265k 23k 11.41
Eaton Vance Calif Mun Bd 0.0 $386k 38k 10.22
Eaton Vance N J Mun Bd 0.0 $145k 12k 11.76
Eaton Vance N Y Mun Bd Fd Ii 0.0 $75k 7.3k 10.32
Gabelli Convertible & Income Securities (GCV) 0.0 $0 1.00 0.00
MFS Investment Grade Municipal Trust (CXH) 0.0 $120k 14k 8.91
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.0 $100k 7.8k 12.88
BlackRock MuniYield Insured Investment 0.0 $51k 4.1k 12.38
Mexico Equity and Income Fund (MXE) 0.0 $17k 1.4k 11.83
Sodastream International 0.0 $38k 270.00 140.74
Eaton Vance Mich Mun Bd 0.0 $31k 2.5k 12.56
Nuveen Municipal Income Fund (NMI) 0.0 $180k 18k 10.15
Nuveen Pa Mun Value 0.0 $96k 7.4k 12.91
Comerica Inc *w exp 11/14/201 0.0 $98k 1.6k 61.25
Patrick Industries (PATK) 0.0 $325k 5.5k 59.09
Eaton Vance Oh Muni Income T sh ben int 0.0 $55k 4.5k 12.26
Western Asset Global Cp Defi (GDO) 0.0 $23k 1.5k 15.60
Delaware Invt Nat Muni Inc F sh ben int (VFL) 0.0 $46k 3.9k 11.94
Eagle Cap Growth (GRF) 0.0 $24k 3.0k 7.97
Eaton Vance Ma Muni Income T sh ben int 0.0 $68k 5.5k 12.41
Eaton Vance Pa Muni Income T sh ben int 0.0 $124k 11k 11.35
Nuveen New Jersey Mun Value 0.0 $154k 12k 12.62
Nuveen Va Premium Income Municipal Fund (NPV) 0.0 $310k 26k 11.81
Signature Bk New York N Y *w exp 12/12/201 0.0 $8.0k 100.00 80.00
Tcf Finl Corp *w exp 11/14/201 0.0 $62k 9.0k 6.91
Valley Natl Bancorp *w exp 11/14/201 0.0 $0 4.9k 0.00
Western Asset Hgh Yld Dfnd (HYI) 0.0 $45k 3.1k 14.37
Eaton Vance Mass Mun Bd 0.0 $10k 807.00 12.39
Nuveen Mo Prem Income Mun Fd sh ben int (NOM) 0.0 $102k 8.3k 12.26
Solar Senior Capital 0.0 $46k 2.8k 16.56
Blackstone Gso Lng Shrt Cr I (BGX) 0.0 $90k 5.7k 15.87
Just Energy Group 0.0 $118k 38k 3.09
Apollo Sr Floating Rate Fd I (AFT) 0.0 $90k 5.7k 15.85
Gnc Holdings Inc Cl A 0.0 $171k 41k 4.12
Cbre Clarion Global Real Estat re (IGR) 0.0 $4.0k 617.00 6.48
Pennantpark Floating Rate Capi (PFLT) 0.0 $118k 9.0k 13.15
New Mountain Finance Corp (NMFC) 0.0 $175k 13k 13.43
Gsv Cap Corp 0.0 $377k 55k 6.90
First Connecticut 0.0 $29k 1.0k 28.80
John Hancock Hdg Eq & Inc (HEQ) 0.0 $55k 3.5k 15.67
Fidus Invt (FDUS) 0.0 $81k 5.6k 14.46
Profire Energy (PFIE) 0.0 $21k 6.6k 3.19
J Global (ZD) 0.0 $188k 2.3k 82.75
Moneygram International 0.0 $5.0k 988.00 5.06
Clovis Oncology 0.0 $425k 15k 29.20
Newlink Genetics Corporation 0.0 $0 2.00 0.00
Associated Banc Corp *w exp 11/21/201 0.0 $1.0k 200.00 5.00
Guidewire Software (GWRE) 0.0 $5.0k 50.00 100.00
Rexnord 0.0 $22k 727.00 30.26
SELECT INCOME REIT COM SH BEN int 0.0 $318k 15k 21.93
Supernus Pharmaceuticals (SUPN) 0.0 $85k 1.7k 49.85
Ares Coml Real Estate (ACRE) 0.0 $219k 16k 13.95
Tronox 0.0 $325k 27k 11.95
Nuveen Preferred And equity (JPI) 0.0 $16k 705.00 22.70
Five Below (FIVE) 0.0 $302k 2.3k 129.95
Epr Properties (EPR) 0.0 $309k 4.5k 68.32
Whitehorse Finance (WHF) 0.0 $129k 9.3k 13.87
M&t Bank Corp Wts Exp 12/23/1 wts 0.0 $28k 288.00 97.22
Pacific Ethanol 0.0 $0 200.00 0.00
Ambac Finl Group Inc *w exp 04/30/202 0.0 $50k 5.1k 9.73
Flaherty & Crumrine Dyn P (DFP) 0.0 $51k 2.2k 23.02
Ivy High Income Opportunities 0.0 $110k 7.7k 14.24
Blackrock Massachusetts Tax other 0.0 $22k 1.8k 12.44
Fireeye 0.0 $170k 10k 16.97
Advaxis 0.0 $1.0k 1.8k 0.56
Chegg (CHGG) 0.0 $153k 5.4k 28.33
Cherry Hill Mort (CHMI) 0.0 $311k 17k 18.09
Endologix Inc note 2.250%12/1 0.0 $141k 144k 0.98
Thl Cr Sr Ln 0.0 $207k 13k 16.61
Coastway Ban 0.0 $319k 11k 28.17
Nuveen All Cap Ene Mlp Opport mf 0.0 $300k 38k 7.96
Now (DNOW) 0.0 $75k 4.6k 16.47
Grubhub 0.0 $10k 77.00 129.87
Gabelli mutual funds - (GGZ) 0.0 $403k 33k 12.19
Radius Health 0.0 $103k 5.8k 17.76
Voya International Div Equity Income 0.0 $121k 19k 6.35
Vital Therapies 0.0 $0 3.4k 0.00
Hyde Park Bancorp, Mhc 0.0 $122k 5.1k 24.07
Nuveen Multi-mkt Inc Income (JMM) 0.0 $136k 19k 7.00
Paratek Pharmaceuticals 0.0 $12k 1.3k 9.23
Nxt Id Inc *w exp 02/09/201 0.0 $0 2.4k 0.00
Liberty Broadband Cl C (LBRDK) 0.0 $143k 1.7k 84.12
Cornerstone Total Rtrn Fd In (CRF) 0.0 $64k 4.6k 13.86
Zayo Group Hldgs 0.0 $149k 4.3k 34.65
Cornerstone Strategic Value (CLM) 0.0 $180k 13k 13.93
Nuveen Minn Mun Income (NMS) 0.0 $333k 26k 12.75
Medtronic (MDT) 0.0 $88k 897.00 98.10
Zillow Group Inc Cl A (ZG) 0.0 $204k 4.6k 44.05
Engility Hldgs 0.0 $331k 9.2k 35.89
Blue Bird Corp (BLBD) 0.0 $7.0k 319.00 21.94
Sprott Focus Tr (FUND) 0.0 $391k 53k 7.37
Barington Hilco Acquisition right 02/13/2017 0.0 $4.1k 23k 0.18
Barington Hilco Acquisition *w exp 02/11/201 0.0 $2.1k 43k 0.05
Etsy (ETSY) 0.0 $215k 4.2k 51.19
Party City Hold 0.0 $426k 32k 13.45
Kraft Heinz (KHC) 0.0 $320k 5.8k 55.11
Univar 0.0 $125k 4.1k 30.49
Lexicon Pharmaceuticals (LXRX) 0.0 $113k 11k 10.66
Del Taco Restaurants Inc Exp 6 warr 0.0 $263k 114k 2.30
Agrofresh Solutions wts feb 19 19 0.0 $23k 117k 0.20
Wts/lindblad Expeditions Hldgs In 11.5000 Exp05/15/2016 wts 0.0 $171k 42k 4.08
Cushing Energy Income 0.0 $383k 42k 9.23
Wright Medical Group Nv 0.0 $8.0k 300.00 26.67
Endologix, Inc. 3.25% 11/01/2020 0.0 $190k 275k 0.69
Western Asset Corporate Loan F 0.0 $408k 41k 9.93
Vaneck Vectors Etf Tr High Yld Mun Etf 0.0 $127k 4.1k 30.95
Charter Communications Inc New Cl A cl a (CHTR) 0.0 $43k 133.00 323.31
Rlj Entertainment 0.0 $14k 2.4k 5.83
Cardtronics Plc Shs Cl A 0.0 $423k 13k 31.56
Nexeo Solutions Inc *w exp 06/09/202 0.0 $179k 174k 1.03
Nanthealth 0.0 $100k 64k 1.56
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $0 1.9k 0.00
Jensyn Acquisition Corp right 99/99/9999 0.0 $0 1.4k 0.00
Fang Hldgs 0.0 $27k 11k 2.57
Apptio Inc cl a 0.0 $310k 8.4k 36.90
Halcon Res Corp *w exp 09/09/202 0.0 $1.0k 11k 0.09
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $23k 20k 1.15
Landcadia Hldgs Inc cl a 0.0 $54k 5.0k 10.76
Gores Hldin-cw20 equity wrt 0.0 $119k 113k 1.06
Basic Energy Services 0.0 $285k 29k 9.99
Camping World Hldgs (CWH) 0.0 $36k 1.7k 21.18
Insight Select Income Fund Ins (INSI) 0.0 $166k 8.9k 18.57
Vistra Energy (VST) 0.0 $2.0k 100.00 20.00
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $11k 10k 1.10
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $14k 70k 0.20
Gty Technology Holdings Inc w exp 99/99/999 0.0 $20k 16k 1.24
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $0 300.00 0.00
Invitation Homes (INVH) 0.0 $425k 19k 22.90
Credit Suisse Nassau Brh velocity shs sho 0.0 $173k 15k 11.31
Gores Hldgs Ii Inc unit 99/99/9999 0.0 $0 2.00 0.00
Nuveen Pfd & Income 2022 Ter 0.0 $136k 5.9k 22.86
Gores Hldgs Ii 0.0 $8.0k 738.00 10.84
Gores Hldgs Ii Inc *w exp 03/06/202 0.0 $287k 136k 2.12
Hunter Maritime Acquisition cl a 0.0 $0 100.00 0.00
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $0 2.3k 0.00
Wheeler Real Estate Investment Trust Inc cmn 0.0 $157k 37k 4.28
Virtus Total Return Fund cf 0.0 $412k 39k 10.54
Rubicon Technology (RBCN) 0.0 $241k 27k 8.95
Direxion Shs Etf Tr dly jr gold 3x 0.0 $1.0k 25.00 40.00
Kbl Merger Corp Iv unit 01/15/2024 0.0 $53k 5.0k 10.60
Rosehill Resources 0.0 $8.0k 1.4k 5.69
National Energy Services Reu (NESR) 0.0 $10k 914.00 10.94
National Energy Services Reu *w exp 05/05/202 0.0 $2.0k 977.00 2.05
Supervalu 0.0 $162k 5.0k 32.15
Immunogen Inc bond 0.0 $233k 100k 2.33
Kayne Anderson Acquisition *w exp 06/30/202 0.0 $139k 100k 1.39
Vantage Energy Acquisition w exp 04/12/202 0.0 $0 333.00 0.00
Cleveland-cliffs (CLF) 0.0 $2.0k 200.00 10.00
Tidewater Inc A Warrants 0.0 $89k 22k 4.10
Tidewater Inc B Warrants 0.0 $96k 27k 3.60
Constellation Alpha Cap Corp *w exp 03/23/202 0.0 $12k 57k 0.21
Draper Oakwood Technology unit 09/30/2024 0.0 $390k 36k 10.98
Simply Good Foods Co *w exp 07/07/202 0.0 $282k 33k 8.45
Constellation Alpha Cap Corp right 99/99/9999 0.0 $3.0k 10k 0.30
Hennessy Cap Acquston Corp I *w exp 06/15/202 0.0 $226k 151k 1.50
Industrea Acquisition Corp cl a 0.0 $357k 35k 10.20
Industrea Acquisition Corp *w exp 08/01/202 0.0 $27k 28k 0.98
Pensare Acquisition Corp *w exp 07/27/202 0.0 $3.0k 5.8k 0.52
Pensare Acquisition Corp right 0.0 $64k 143k 0.45
Oaktree Specialty Lending Corp 0.0 $998.550000 317.00 3.15
Tremont Mtg Tr 0.0 $149k 13k 11.69
Nuveen Emerging Mkts Debt 20 0.0 $38k 4.7k 8.03
Social Cap Hedosophia Hldgs *w exp 99/99/999 0.0 $53k 50k 1.05
Gulfmark Offshore 0.0 $7.0k 200.00 35.00
Leisure Acquisition Corp unit 99/99/9999 0.0 $407k 40k 10.18
Fgl Holdings 0.0 $43k 4.8k 8.89
Draper Oakwood Technology right 09/19/2018 0.0 $90k 176k 0.51
Dreyfus Alcentra Gbl Cr Inco 0.0 $287k 32k 8.99
Legg Mason Bw Global Income (BWG) 0.0 $157k 14k 10.90
Draper Oakwood Technology Acquisition Inc. right 09/19/2018 0.0 $63k 108k 0.58
Mosaic Acquisition Corp w exp 99/99/999 0.0 $107k 82k 1.30
Legacy Acquisition Corp wt 0.0 $34k 77k 0.44
Assurant Inc convertible preferred security 0.0 $175k 1.5k 114.23
Alta Mesa Res Inc *w exp 03/28/202 0.0 $76k 155k 0.49
Leo Holdings Corp unit 99/99/9999 0.0 $51k 5.0k 10.20
Opes Acquisition Corp unit 03/07/2023 0.0 $406k 40k 10.15
Lazydays Hldgs (LAZY) 0.0 $46k 6.2k 7.42
Opes Acquisition Corp w exp 01/15/202 0.0 $20k 50k 0.40
Nebula Acquisition Corp *w exp 03/12/202 0.0 $13k 9.7k 1.34
Ddr Rg 0.0 $272k 20k 13.35
Talos Energy (TALO) 0.0 $5.0k 174.00 28.74
Trinity Merger Corp 0.0 $378k 37k 10.25
Proshares Tr ultrapro short s 0.0 $184k 5.7k 32.18
Twelve Seas Investment Compa unit 06/21/2023 0.0 $310k 30k 10.33
Pure Acquisition Corp *w exp 04/17/202 0.0 $33k 25k 1.32
High Income Secs Fd Shs Ben Int cef (PCF) 0.0 $244k 26k 9.46
Lf Capital Acquisition Corp lf capital acquisition-cw23 0.0 $33k 60k 0.55
Magnolia Oil & Gas Corp magnolia oil & gas corp (MGY) 0.0 $6.0k 400.00 15.00
M I Acquisitions Inc *w exp 11/15/202 0.0 $0 45.00 0.00
Blackrock Tcp Cap Corp (TCPC) 0.0 $315k 22k 14.22
Allegro Merger Corp 0.0 $190k 20k 9.50
Jones Energy Inc cl a 0.0 $232k 39k 5.98
Falcon Minerals Corp *w exp 07/21/202 0.0 $3.0k 2.2k 1.36
Greenland Acquisitin Corpora *w exp 03/03/202 0.0 $17k 65k 0.26
International Mny Express In *w exp 01/19/202 0.0 $75k 32k 2.35
Forum Merger Ii Corp warrant 0.0 $42k 73k 0.58
Megalith Finl Acquisition Co warrant 0.0 $15k 25k 0.60
Tkk Symphony Acquisition Cor *w exp 02/20/202 0.0 $21k 90k 0.23
Tkk Symphony Acquisition Cor right 02/20/2020 0.0 $11k 25k 0.44
Thunder Bridge Acquisition L *w exp 01/01/202 0.0 $35k 80k 0.44